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Established by the Maine Supreme Judicial Court BOARD STAFF BOARD MEMBERS BOARD OF OVERSEERS OF THE BAR Jud Knox, Chair David M. Sanders, Esq., Vice Chair 97 Winthrop Street POBox 527 Augusta, ME 04332-0527 EXECUTIVE DIRECTOR Jacqueline M. Rogers BAR COIINSEL J. Scott Davis ASS1STANT BAR COUNSEL Aria Eee Jacqueline L.L. Gomes Patricia M. Ender, Esq. Charles E. Gilbert III, Esq. Christine Holden, Ph.D. Dawn M. Pelletier, Esq. Stephen J. Schwartz, Esq. Charles W. Smith Jr., Esq. Phone 207-623-1121 e Fax 207-623-4175 Email [email protected] • Web www.mebaroverseers.org September 25,2009 Lori Handrahan 28 Franklin Terrace South Portland, ME 04106 Michael J. Waxman, Esq. PO Box 375 Portland, ME 04112-0375 Re: GCF# 09-204 Dear Ms. Handrahan and Attorney Waxman: Please be advised that on September 14, 2009, a Grievance Commission panel reviewed the complaint in the above matter and issued its decision which I received today. Based upon that review, the panel found probable cause to believe that Attorney Michael J. Waxman had engaged in misconduct subject to sanction under the Maine Bar Rules for which appropriate discipline should be sought under those Rules. Accordingly, pursuant to Maine Bar Rule 7.l(d)(5), the office of Bar Counsel will prepare and present a formal petition for disciplinary proceedings before a different panel of the Grievance Commission. Those proceedings shall take place pursuant to Bar Rule 7.1(e). At a later date; you will receive advance notice of the time and place of hearing. Thank you. AE/mer Fee Arbitration Commission' Grievance Commission' Professional Ethics Commission

Overseers waxman bar sept 25 2009

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Page 1: Overseers waxman bar sept 25 2009

Established by the Maine Supreme Judicial Court BOARD STAFFBOARD MEMBERSBOARD OF OVERSEERS OF THE BAR

Jud Knox, ChairDavid M. Sanders, Esq., Vice Chair 97 Winthrop Street

POBox 527Augusta, ME 04332-0527

EXECUTIVE DIRECTOR

Jacqueline M. Rogers

BAR COIINSEL

J. Scott Davis

ASS1STANT BAR COUNSEL

Aria EeeJacqueline L.L. Gomes

Patricia M. Ender, Esq.Charles E.Gilbert III, Esq.Christine Holden, Ph.D.Dawn M. Pelletier, Esq.Stephen J. Schwartz, Esq.Charles W. Smith Jr., Esq.

Phone 207-623-1121 e Fax 207-623-4175Email [email protected] • Web www.mebaroverseers.org

September 25,2009

Lori Handrahan28 Franklin TerraceSouth Portland, ME 04106

Michael J. Waxman, Esq.PO Box 375Portland, ME 04112-0375

Re: GCF# 09-204

Dear Ms. Handrahan and Attorney Waxman:

Please be advised that on September 14, 2009, a Grievance Commission panel reviewed thecomplaint in the above matter and issued its decision which I received today.

Based upon that review, the panel found probable cause to believe that Attorney Michael J.Waxman had engaged in misconduct subject to sanction under the Maine Bar Rules for whichappropriate discipline should be sought under those Rules.

Accordingly, pursuant to Maine Bar Rule 7.l(d)(5), the office of Bar Counsel will prepare andpresent a formal petition for disciplinary proceedings before a different panel of the GrievanceCommission. Those proceedings shall take place pursuant to Bar Rule 7.1(e). At a later date; you willreceive advance notice of the time and place of hearing.

Thank you.

AE/mer

Fee Arbitration Commission' Grievance Commission' Professional Ethics Commission

Page 2: Overseers waxman bar sept 25 2009

Established by the Maine Supreme Judicial Court BOARD STAFF

-- --- ------ --------- - ----

BOARD MEMBERSBOARD OF OVERSEERS OF THE BAR

Jud Knox, ChairDavid M. Sanders, Esq., Vice Chair 97 Winthrop Street

POBox 527Augusta, ME 04332-0527

E:XECUTIVE DIRECTOR

Jacqueline M. Rogers

BAR COUNSEL

J, Scott DavisPatricia M.Ender, Esq.Charles E.Gilbert !II, Esq.Christine Holden, Ph.D.Dawn M. Pelletier, Esq.Stephen J. Schwartz, Esq.Charles W. Smith Jr., Esq.

Phone 207-623-J 121 • Fax 207-623-4175Email [email protected] • Web www.mebaroverseers.org

ASS1STANT BAR COUNSEL

Aria EeeJacqueline L.L. Gomes

October 14, 2009

Lori Handrahan28 Franklin TerraceSouth Portland, ME 04106

Michael J. Waxman, Esq.PO Box 375Portland, ME 04112-0375

Re: GCF# 09-204

Dear Ms. Handrahan and Attorney Waxman:

Pursuant to the Maine Bar Rules, I am notifying both of you that the above-referenced GrievanceComplaint is rescheduled for a confidential review by a panel of the Grievance Commission on or aboutNovember 3, 2009.

You are hereby notified that the disposition recommended by Assistant Bar Counsel Aria Eeewill remain unchanged, that the panel find probable cause to believe that misconduct subject to sanctionunder the Maine Bar Rules has occurred for which discipline should be imposed after hearing pursuantto Maine Bar Rule 7.1(d)(5). However, this is only a recommendation, and the review panel willultimately determine the appropriate disposition, which may not be in agreement with thatrecommendation. In regards to that review, please understand that Assistant Bar Counsel's investigationis now concluded and closed. Consequently, no further submissions will be forwarded to the panel.

After the review, you will be notified of and receive a brief general written statement regardingthe panel's decision. Thank you for your attention to this matter.

Sincerely,

~~Molly E. {JgersBoard Clerk

Fee Arbitration Commission' Grievance Commission' Professional Ethics Commission