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Presented with Heather Berringer at Canadian Library Association Conference, 2013.
Citation preview
SWOT vs. SOAR: Engaging Staff in Institutional
Planning
An Introduction to Appreciative Inquiry
Heather Berringer, Deputy Chief Librarian, University of British Columbia - Okanagan Campus
Gillian Byrne, Manager, Council of Atlantic University Libraries - Conseil des bibliothèques universitaires de l’Atlantique
CLA 2013 – Winnipeg MB
June 6, 2013
Appreciative Inquiry - a definition
"Appreciative Inquiry (AI) is an energizing approach for sparking positive change in people, groups, and organizations. It focuses on what is working well
(appreciative) by engaging people in asking questions and telling stories (inquiry)."
Cockell,J. and McArthur-Blair, J.2012. Appreciative Inquiry in Higher Education: a Transformative Force.
.
AI is ... a research method:
"Appreciative Inquiry did not begin life as an organizational change technique; it began as a research method for making grounded theory-
building more generative."
Bushe, G.R. 2011. Appreciative inquiry: Theory and critique. In The Routledge Companion To Organizational Change.
AI is ... an organization development tool:
“Appreciative Inquiry enables organizations to build their own generative theory for enabling
transformational shifts by learning from their most positively exceptional moments.”
Sharma, R. 2008. Celebrating Change: The New Paradigm of Organizational Development. Icfai University Journal of Soft Skills, Vol. 2 (3).
AI is ... a change paradigm:
“The traditional approach to change is to look for the problem, do a diagnosis, and find a solution. The primary focus is on what is wrong or broken;
since we look for problems, we find them. By paying attention to problems, we emphasize and
amplify them. …Appreciative Inquiry suggests that we look for what works in an organization."
Hammond, S. 1998. The Thin Book of Appreciative Inquiry.
Core Principles 1. THE CONSTRUCTIONIST PRINCIPLE Words create worlds
2. THE SIMULTANEITY PRINCIPLE Inquiry creates change
3. THE POETIC PRINCIPLE We can choose what we study
4. THE ANTICIPATORY PRINCIPLE Image inspires action
5. THE POSITIVE PRINCIPLE Positive questions lead to positive change
Additional Principles
Whitney D. and Trosten-Bloom, A. 2003 / Barrett, F. & Fry, R. 2005 / Stavros, J. & Torres, C. 2005.
THE WHOLENESS PRINCIPLE Wholeness brings out the best
THE ENACTMENT PRINCIPLE Acting “as if” is self-fulfilling
THE FREE CHOICE PRINCIPLE Free choice liberates power
THE NARRATIVE PRINCIPLE Weaving stories creates bonds
THE AWARENESS PRINCIPLE Surfacing assumptions is important in good relationships
Strengths of AI
1. Focus on the positive2. Participatory3. Creative thinking4. Systemic
Criticisms of AI
1. Time intensive2. Ignores deficits3. Uncertain outcomes4. Anti-evidence
Those who imagine that appreciative inquiry is by definition a pain-free, contented chewing of the
organizational cud of recalled best practice need to bear in mind that any attempt at depth learning
within an organizational setting is likely to exact its own psychic price.
Elliott, C. (1999).Locating the energy for change: An introduction to appreciative inquiry.
“The negative is seductive”
-Maureen Sullivan
Sullivan, M. (2004). The promise of appreciative inquiry in library organizations. Library Trends 53(1), 218-229.
Psychological theory from other disciplines:
• Pygmalion Theory (Education, Management)
• Placebo Effect (Medicine)
• Performance Theory (Sport Psychology)
Sullivan, M. (2004). The promise of appreciative inquiry in library organizations. Library Trends 53(1), 218-229.
Discovery
Dream
Design
Deliver
The “4D” Framework
Discovery
Dream
Design
Deliver
The “4D” Framework
Appreciate the “best of what is”
“Numbers are not good or bad. They are just interesting.”
Alison Sivak, Assessment Librarian, University of Alberta
Discovery
Dream
Design
Deliver
The “4D” Framework
Imagine what could be
“Let’s have a buddy system at the service desk and have 2 staff members working together at each terminal. Pair a circulation and reference person to make a team. This team can then handle any transaction – one stop shopping!”
“Or, what if the circulation and reference person was actually just one individual?”
Discovery
Dream
Design
Deliver
The “4D” Framework
Determine what should be
Have conversations that matterFrom Whitney & Trosten-Bloom(2003)
Discovery
Dream
Design
Deliver
The “4D” Framework
Create what will be
“In golf, as in life, it is the follow through that makes all the difference.”
(Author Unknown)
Discovery
Dream
Design
Deliver
The “4D” Framework
Some Practical Applications:
• Four Generic Questions
• Mapping the Positive/Mapping the Dream
• Words Create Worlds/Provocative Propositions
• Positive Change Networks, Consortia, and Meetings
Four generic questions:
1. Best Experience Question
2. Values Question
3. Life-giving Force Question
4. Wishes and Images of the Future
Remember: the act of asking questions of an organization or group influences the group in some way
Adapted from Magruder Watkins & Stavros (2010)
Mapping the Positive/Mapping the Dream:
1. Read and share stories collected in the interview process
2. Conduct a “root cause of organizational success” analysis to identify all of the factors that lead to your organization’s success
3. Map the success factors (e.g.: mural, collective art project, input for a time capsule – use your imagination!)
Adapted from Whitney & Trosten-Bloom (2003)
Words Create Worlds:
1. The terms by which we understand our world and our self are neither required nor demanded by “what there is”
2. Our modes of description, explanation and/or representation are derived from relationship
3. As we describe, explain, or otherwise represent, we also fashion our future
4. Reflection on our forms of understanding is vital to our future well-being
Gergen, K. (1999). An invitation to social construction. Thousand Oaks, CA: Sage.
Provocative Propositions:
1. Narrative statements, proposing the ideal
2. Provocative, in that they stretch the organization beyond its norm into novel and more desired forms of interaction
3. Stated in the affirmative, using vivid positive imagery
4. Statements of belief, that constitute the ideal organization
Whitney & Trosten-Bloom (2003)
Positive Change Networks, Consortia, and Meetings:
• Groups of people dedicated to creating or facilitating change;
• Task groups brought together to work on major design themes and report back to a larger group;
• Cross-organizational inquiry teams who look for topics and themes of mutual relevance; or
• As simple as asking at the end of a meeting, “What do you think went especially well today?”
SOAR Exercise
• Alternative to SWOT in strategic planning processes
• Focusses on the positive rather than insurmountable problems
• Focusses on 'what should be' rather than 'what is'
SOAR Model
STRENGTHS
1. What story can you tell about the benefits of being involved with CLA?
2. What is it you value most about your interactions with CLA?
ASPIRATIONS
1. What would you like to be able to say about CLA this time next year?
2. What inspires you about the work of associations?
OPPORTUNITIES
1. What are the best parts of CLA that you want to perpetuate?
2. Where does your passion for your work match with CLA’s goals?
RESULTS/RESOURCES
1. How will you know CLA is successful?
2. What can you offer to assist CLA in getting there?
Strengths
1. What story can you tell about the benefits of being involved with CLA?
2. What is it you value most about your interactions with CLA?
Opportunities
1. What are the best parts of CLA that you want to perpetuate?
2. Where does your passion for your work match with CLA’s goals?
Aspirations
1. What would you like to be able to say about CLA this time next year?
2. What inspires you about the work of associations?
Results/Resources
1. How will you know CLA is successful?
2. What can you offer to assist CLA in getting there?
Selected BibliographyBarrett, F. & Fry, R. 2005. Appreciative Inquiry: A Positive Approach to Cooperative Capacity Building.
Chagrin Falls, OH: Taos Institute Publishing.
Cockell, J. & McArthur-Blair, J.2012. Appreciative Inquiry in Higher Education: a Transformative Force.
Jossey-Bass.
Cooperrider, D. L., Whitney, D., & Stavros, J. M. 2003. Appreciative inquiry handbook. Bedford Heights,
OH: Lakeshore Publishers.
Elliott, C. 1999. Locating the energy for change: An introduction to appreciative inquiry. Winnipeg,
Manitoba: International Institute for Sustainable Development.
Hammond, S. 1998. The Thin Book of Appreciative Inquiry. Thin Book Publishing Company, 1998.
Lewis, S., Passmore, J., & Cantore, S. (2008). Appreciative inquiry for change management: Using AI
to facilitate organizational development. Philadelphia: Kogan Page
Magruder Watkins, J., & Stavros, J.M. (2010). Appreciative inquiry: OD in the post-modern age. In W.J.
Rothwell, J.M. Stavros, R.L. Sullivan, & A. Sullivan (Eds.), Practicing organization development: A
guide for leading change, 3rd ed. (pp. 158-181). San Francisco: Pfeiffer.
Stavros, J. & Torres, C. 2005. Dynamic Relationships: Unleashing the Power of Appreciative Inquiry in
Daily Living. Chagrin Falls, OH: Taos Institute Publishing.
Sullivan, M. (2004). The promise of appreciative inquiry in library organizations. Library Trends 53(1),
218-229.
Whitney D. & Trosten-Bloom, A. 2003. The Power of Appreciative Inquiry: A Practical Guide to Positive
Change. Berrett-Koehler Publishers.