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April 24, 2013 DEPARTMENT OF STATE Vol. XXXV Division of Administrative Rules Issue 17 Book 2 of 2 NEW YORK STATE REGISTER QUARTERLY INDEX JANUARY - MARCH 2013

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April 24, 2013 DEPARTMENT OF STATEVol. XXXV Division of Administrative RulesIssue 17Book 2 of 2

NEW YORK STATE

REGISTER

QUARTERLY INDEXJANUARY - MARCH 2013

Page 2: 0424 Q NYR

ANDREW M. CUOMOGOVERNOR

CESAR A. PERALESSECRETARY OF STATE

NEW YORK STATE DEPARTMENT OF STATE

For press and media inquiries call:(518) 474-0050

For State Register production, scheduling and subscription informationcall: (518) 474-6957

E-mail: [email protected]

For legal assistance with State Register filing requirementscall: (518) 474-6740

E-mail: [email protected]

The New York State Register is now available on-line at:www.dos.ny.gov/info/register.htm

The New York State Register (ISSN 0197 2472) is published weekly. Subscriptions are $80 peryear for first class mailing and $40 per year for periodical mailing. The New York State Register ispublished by the New York State Department of State, One Commerce Plaza, 99 Washington Ave-nue, Albany, NY 12231-0001. Periodical postage is paid at Albany, New York and at additional mail-ing offices.

POSTMASTER: Send address changes to the Department of State, Division of Administrative Rules, OneCommerce Plaza, 99 Washington Avenue, Albany, NY 12231-0001

printed on recycled paper

Page 3: 0424 Q NYR

Aging, Office for the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Agriculture and Markets, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Alcoholism and Substance Abuse Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Audit and Control, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Cable Television, Commission on . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Children and Family Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4Civil Service, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4Correction, State Commission of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Corrections and Community Supervision, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Criminal Justice Services, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Economic Development, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Education Department . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Environmental Conservation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10Financial Services, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12Health, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Higher Education Services Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Housing and Community Renewal, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Hudson River Park Trust . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Joint Commission on Public Ethics, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Justice Center for the Protection of People with Special Needs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Labor, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Law, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Long Island Power Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Lottery, Division of the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Mental Health, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Motor Vehicles, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20Niagara Falls Water Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20Parks, Recreation and Historic Preservation, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20People with Developmental Disabilities, Office for . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21Power Authority of the State of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21Public Service Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22Racing and Wagering Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56State, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57State University of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Taxation and Finance, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Temporary and Disability Assistance, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Thruway Authority, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Triborough Bridge and Tunnel Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59Urban Development Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59Victim Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60Workers’ Compensation Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60

NEW YORK STATE

REGISTERQUARTERLY INDEXJanuary - March 2013

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AGING, OFFICE FOR THE

AGE-22-12-00011 Limits on Administrative Expenses and Executive CompensationTo implement guidelines regarding placing limitations on Administrative Expenses and Executive Compensation

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-22-12-00013 Compliance with Executive Order No. 38 of 2012To limit administrative costs and executive compensation to ensure that services to New Yorkers are available and well-funded

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

AAM-37-12-00002 Incorporate by reference in 1 NYCRR of the 2011 edition of National Institute of Standards and Technology (‘‘NIST’’)Handbook 133To incorporate by reference in 1 NYCRR the 2011 edition of NIST Handbook 133

09-12-12 Proposed

01-02-13 Finalized

AAM-39-12-00005 Various trees and plants of the Prunus speciesTo deregulate a regulated area in Wayne County since the plum pox virus has not been detected. To make technicalchanges

09-26-12 Proposed

01-02-13 Finalized

AAM-48-12-00001 Farm brewery and farm distillery exemptionProvide farm breweries and farm distilleries with AML Article 20-C food processing license exemption

11-28-12 Proposed

02-13-13 Finalized

AAM-52-12-00008 Standards of identity for Grade A maple syrup and Processing Grade maple syrupTo ensure that grades of maple syrup meet appropriate compositional requirements to promote public confidence and fairdealing

12-26-12 Proposed

AAM-10-13-00001 Reporting and labeling requirements governing sale and analysis of commercial fertilizerTo provide for annual tonnage reporting and increase uniformity for growers and fertilizer industry

03-06-13 Proposed

AAM-13-13-00002 Movement of elk and deerTo incorporate by reference the federal herd certification program for the interstate movement of elk and deer

03-27-13 Proposed

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-22-12-00014 Limits on Administrative Expenses and Executive CompensationEnsure state funds paid by this agency to providers are not used for excessive compensation or unnecessary administrativecosts

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

ASA-01-13-00004 Repeal of outdated forms and conforming amendmentsTo eliminate antiquated and irrelevant forms

01-02-13 Proposed

03-20-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

1

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AUDIT AND CONTROL, DEPARTMENT OF

AAC-47-12-00007 Relates to transfer, tier reinstatement & payment of contributions by certain members joining the retirement system after1/1/10Clarifies provisions of the RSSL relating to Uniformed Court Officers & Peace Officers in the Unified Court System

11-21-12 Proposed

CABLE TELEVISION, COMMISSION ON

CTV-23-94-00009 Rates for basic service and equipment of Adelphia Communications - Aurora systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00010 Rates for basic service and equipment of Adelphia Communications - Chautauqua systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00011 Rates for basic service and equipment of Adelphia Communications - Grand Island systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00012 Rates for basic service and equipment of Adelphia Communications - Riverview systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00030 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island/V-Cable/Shelter Island systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-23-94-00035 Rates for basic service and equipment of C-TEC Corp. - C-TEC Cable systemTo determine whether the company's rates for basic service and equipment are justified

06-08-94 Proposed

CTV-24-94-00013 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island - Riverhead systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00026 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00034 Rates for basic service and equipment of Cablevision System Corp. - Long Island/V-Cable systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00037 Rates for basic service and equipment of Adelphia Communications - International systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00042 Rates for basic service and equipment of Adelphia Communications/Resort systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00043 Rates for basic service and equipment of Adelphia Communications - Hoosick systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

CTV-24-94-00051 Rates for basic service and equipment of Cablevision Systems Corp. - Long Island/Great Neck systemTo determine whether the company's rates for basic service and equipment are justified

06-15-94 Proposed

ID Number Issue Date Action QUARTERLY INDEX

2

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CABLE TELEVISION, COMMISSION ON

CTV-25-94-00015 Rates for basic service and equipment of Selectavision of Cazenovia - Cazenovia systemTo determine whether the company's rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00021 Rates for basic service and equipment of Cablevision Systems Corp. - A-R Cable Services-NY, Inc. Lynbrook systemTo determine whether the company's rates for basic and equipment are justified

06-22-94 Proposed

CTV-25-94-00023 Rates for basic service and equipment of Cablevision Systems Corp. - Dutchess systemTo determine whether the company's rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00026 Rates for basic service and equipment of Adelphia Communications - Harbor Vue systemTo determine whether the company's rates for basic service and equipment are justified

06-22-94 Proposed

CTV-25-94-00033 Rates for basic service and equipment of Cablevision Systems Corp. - East Hampton systemTo determine whether the company's rates for basic service and equipment are justified

06-22-94 Proposed

CTV-27-94-00029 Rates for basic service and equipment of Cablevision Systems Corp.-Huntington systemTo determine whether the company's rates for basic service and equipment are justified

07-06-94 Proposed

CTV-27-94-00031 Rates for basic service and equipment of Adelphia Communications-Niagara systemTo determine whether the company's rates for basic service and equipment are justified

07-06-94 Proposed

CTV-39-94-00017 Rates for basic service and equipment of Time Warner - ATC - ACC Dryden systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00018 Rates for basic service and equipment of Adelphia Communications-Aurora, Chautauqua, Grand Island, Harbor Vue, Hoosick,International, Niagara, Resort and River Valley systemsTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00019 Rates for basic service and equipment of C-Tec Cable Corp.-C-Tec Cable systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00023 Rates for basic service and equipment of United Video Cablevision of New York-Community Cable systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00033 Rates for basic service and equipment of Simmons Communications-Simmons Cable-Salamanca systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00035 Rates for basic service and equipment of TKR Cable Company-Ramapo, Rockland and Warwick systemsTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00037 Rates for basic service and equipment of U.S. Cable Corp.-Evangola, Westfield and Tri - County/Arcade systemsTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

CTV-39-94-00039 Rates for basic service and equipment of Time Warner-Warner Communications/Olean systemTo determine whether the company's rates for basic service and equipment are justified

09-28-94 Proposed

ID Number Issue Date Action QUARTERLY INDEX

3

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CABLE TELEVISION, COMMISSION ON

CTV-45-94-00010 Rates for basic service and equipment of Cablevision Industries, Inc.-Genesee/Tri-County/Medina systemTo determine whether the company's rates for basic service and equipment are justified

11-09-94 Proposed

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-22-12-00010 Establishing limitations on administrative expenses and executive compensation of service providers supported by StatefundsTo comply with Executive Order numbers 38 and 43

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

CFS-27-12-00008 Child Care Personnel Tuberculosis TestingTo amend the regulations that reflect the current means by which child care personnel are tested for Tuberculosis

07-03-12 Proposed

CIVIL SERVICE, DEPARTMENT OF

CVS-15-12-00001 Jurisdictional ClassificationTo classify positions in the non-competitive class

04-11-12 Proposed

CVS-15-12-00002 Jurisdictional ClassificationDelete and classify subheading in the exempt class; delete and classify positions in the exempt class

04-11-12 Proposed

CVS-15-12-00003 Jurisdictional ClassificationTo classify a position in the exempt class and to delete a position from the non-competitive class

04-11-12 Proposed

CVS-20-12-00010 Jurisdictional ClassificationTo classify a position in the exempt class

05-16-12 Proposed

CVS-20-12-00011 Jurisdictional ClassificationTo classify a position in the non-competitive class

05-16-12 Proposed

CVS-20-12-00012 Jurisdictional ClassificationTo classify a position in the exempt class

05-16-12 Proposed

CVS-26-12-00002 Jurisdictional ClassificationTo classify a position in the exempt class

06-27-12 Proposed

CVS-26-12-00003 Jurisdictional ClassificationTo classify a position in the exempt class

06-27-12 Proposed

CVS-26-12-00004 Jurisdictional ClassificationTo classify a position in the exempt class

06-27-12 Proposed

CVS-26-12-00005 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

06-27-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

4

Page 9: 0424 Q NYR

CIVIL SERVICE, DEPARTMENT OF

CVS-26-12-00006 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

06-27-12 Proposed

CVS-26-12-00007 Jurisdictional ClassificationTo classify positions in the exempt class

06-27-12 Proposed

CVS-32-12-00002 Jurisdictional ClassificationTo classify a position in the exempt class

08-08-12 Proposed

CVS-32-12-00003 Jurisdictional ClassificationTo classify a position in the exempt class

08-08-12 Proposed

CVS-32-12-00004 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

08-08-12 Proposed

CVS-32-12-00005 Jurisdictional ClassificationTo classify a position in the exempt class

08-08-12 Proposed

CVS-32-12-00006 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

08-08-12 Proposed

CVS-32-12-00007 Jurisdictional ClassificationTo classify positions in the exempt class

08-08-12 Proposed

CVS-32-12-00008 Jurisdictional ClassificationTo classify a position in the non-competitive class

08-08-12 Proposed

CVS-32-12-00009 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

08-08-12 Proposed

CVS-32-12-00010 Jurisdictional ClassificationTo classify a position in the non-competitive class

08-08-12 Proposed

CVS-35-12-00008 Jurisdictional ClassificationTo delete positions from the exempt class

08-29-12 Proposed

CVS-35-12-00009 Jurisdictional ClassificationTo delete positions from the non-competitive class

08-29-12 Proposed

CVS-35-12-00010 Jurisdictional ClassificationTo classify a position in the exempt class

08-29-12 Proposed

CVS-35-12-00011 Jurisdictional ClassificationTo delete positions from the non-competitive class

08-29-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

5

Page 10: 0424 Q NYR

CIVIL SERVICE, DEPARTMENT OF

CVS-35-12-00012 Jurisdictional ClassificationTo classify positions in the exempt class

08-29-12 Proposed

CVS-41-12-00004 Jurisdictional ClassificationTo classify a position in the non-competitive class

10-10-12 Proposed

CVS-41-12-00005 Jurisdictional ClassificationTo delete a position from and classify positions in the exempt class

10-10-12 Proposed

CVS-41-12-00006 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

10-10-12 Proposed

CVS-49-12-00002 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-05-12 Proposed

CVS-49-12-00003 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-05-12 Proposed

CVS-49-12-00004 Jurisdictional ClassificationTo classify positions in the exempt class

12-05-12 Proposed

CVS-49-12-00005 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-05-12 Proposed

CVS-49-12-00006 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

12-05-12 Proposed

CVS-49-12-00007 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-05-12 Proposed

CVS-02-13-00001 Jurisdictional ClassificationTo classify a position in the exempt class

01-09-13 Proposed

CVS-02-13-00002 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class

01-09-13 Proposed

CVS-02-13-00003 Jurisdictional ClassificationTo classify a position in the exempt class

01-09-13 Proposed

CVS-02-13-00004 Jurisdictional ClassificationTo classify positions in the exempt class

01-09-13 Proposed

CVS-02-13-00005 Jurisdictional ClassificationTo delete a position from the exempt class and to classify a position in the non-competitive class

01-09-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

6

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CIVIL SERVICE, DEPARTMENT OF

CVS-02-13-00006 Jurisdictional ClassificationTo classify positions in the exempt class

01-09-13 Proposed

CVS-02-13-00007 Jurisdictional ClassificationTo classify positions in the exempt class

01-09-13 Proposed

CVS-02-13-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

01-09-13 Proposed

CVS-06-13-00003 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

02-06-13 Proposed

CVS-06-13-00004 Jurisdictional ClassificationTo classify positions in the non-competitive class

02-06-13 Proposed

CVS-11-13-00002 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-13-13 Proposed

CVS-11-13-00003 Jurisdictional ClassificationTo add a subheading and classify positions in the exempt and non-competitive classes

03-13-13 Proposed

CORRECTION, STATE COMMISSION OF

CMC-01-13-00013 Inmate packagesTo allow local correctional facilities to regulate the source of incoming inmate packages

01-02-13 Proposed

03-13-13 Finalized

CMC-11-13-00004 Agency addressTo amend the Commission of Correction's listed address

03-13-13 Proposed

CMC-11-13-00005 Department of Corrections and Community SupervisionTo amend references of the Department of Correctional Services to the Department of Corrections and Community Supervi-sion

03-13-13 Proposed

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-22-12-00015 Limits on Administrative Expenses and Executive CompensationTo ensure the proper use of taxpayer dollars and the most effective provision of such services to the public

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

CCS-41-12-00001 Livingston Correctional FacilityTo reflect the smaller capacity of the alcohol and substance abuse treatment program

10-10-12 Proposed

01-02-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

7

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CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-52-12-00002 Albion Correctional FacilityTo include alcohol and substance treatment correctional annex to functions of the facility

12-26-12 Proposed

CRIMINAL JUSTICE SERVICES, DIVISION OF

CJS-22-12-00016 Limits on Administrative Expenses and Executive CompensationTo implement Executive Order No. 38 issued by Governor Andrew Cuomo on January 18, 2012

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

CJS-25-12-00006 Probation SupervisionTo reflect newly emerging offender supervision principles/practices and provide mandate relief to probation departments

06-20-12 Proposed

10-31-12 Finalized

CJS-49-12-00013 Equipment Maintenance FeeAllow the Division to respond to the financial and service and repair needs of law enforcement

12-05-12 Proposed

02-27-13 Finalized

ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-44-12-00004 Empire State Jobs Retention Program tax creditAllow Dept to implement the Empire State Jobs Retention Program tax credit

10-31-12 Emergency

EDV-45-12-00001 Excelsior Jobs programAdminister the Excelsior Jobs Program

11-07-12 Emergency

EDV-45-12-00004 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus

11-07-12 Emergency

EDV-50-12-00001 Economic Transformation and Facility Redevelopment ProgramAllow Dept to implement the Economic Transformation and Facility Redevelopment Program

12-12-12 Emergency

EDV-05-13-00001 Empire State Jobs Retention Program tax creditAllow Dept to implement the Empire State Jobs Retention Program tax credit

01-30-13 Emergency

EDV-05-13-00002 Excelsior Jobs programAdminister the Excelsior Jobs Program

01-30-13 Emergency

EDV-06-13-00002 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus

02-06-13 Emergency

EDV-11-13-00001 Economic Transformation and Facility Redevelopment ProgramAllow Dept to implement the Economic Transformation and Facility Redevelopment Program

03-13-13 Emergency

ID Number Issue Date Action QUARTERLY INDEX

8

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EDUCATION DEPARTMENT

EDU-05-12-00007 Special Education Impartial HearingsTo align State's timeline requirements for issuing impartial hearing decisions to Federal requirements; address factors lead-ing to delays in the completion of impartial hearings; and address issues relating to the manner in which hearings areconducted02-01-12 Proposed07-11-12 Revised09-19-12 Revised03-13-13 Expired

EDU-27-12-00010 Diploma Requirements for Students with DisabilitiesProvide new safety net option for students with disabilities to earn a local diploma through the use of compensatory scoring

07-03-12 Proposed

10-31-12 Emergency/Revised

01-30-13 Finalized

EDU-39-12-00007 Special education services for students with disabilitiesTo conform to Chapters 276 and 279 of the Laws of 2012 regarding additional parent member of CSE and electronic ac-cess to IEPs

09-26-12 Proposed

12-26-12 Finalized

EDU-40-12-00007 Teacher and school building leader certification examinationsTo establish the timeframes and what new certification examinations will be required for each certificate title

10-03-12 Proposed

12-26-12 Finalized

EDU-45-12-00011 Renewals of a provisional SAS certificate and reissuances of initial certificatesChange requirements for renewal of a SAS certificate & requirements for a reissuance of an initial certificate

11-07-12 Proposed

01-30-13 Finalized

EDU-45-12-00012 Individual evaluation and experience requirements for level III teaching assistant certificatesTo extend the sunset date for individual evaluation & amend experience requirements for level III teaching assistant certifi-cate

11-07-12 Proposed

01-30-13 Finalized

EDU-45-12-00013 Licensure of non-degree granting private proprietary schoolsTo implement the provisions of Chapter 381 of the Laws of 2012

11-07-12 Proposed

12-26-12 Emergency

01-23-13 Revised

03-27-13 Finalized

EDU-46-12-00015 Occupational therapyEstablish standards relating to continuing competency, limited permits and supervision of OT assistant students

11-14-12 Proposed

01-30-13 Finalized

EDU-52-12-00012 Regents certificate of work readinessEstablish criteria for award of Regents certificate of work readiness to students with disabilities

12-26-12 Proposed

EDU-01-13-00012 Reciprocity requirements for classroom teachersTo establish a standardized reciprocity process for the review of teaching candidates from other jurisdictions

01-02-13 Proposed

EDU-07-13-00011 Institutional accreditation for Title IV purposesTo conform Regents Rules to federal regulations relating to voluntary institutional accreditation for Title IV purposes

02-13-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

9

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EDUCATION DEPARTMENT

EDU-07-13-00012 The Dignity for All Students Act (L. 2010, Ch. 482; L.2012, Ch.102)To prescribe instructional requirements to implement the Dignity Act, as amended by Ch. 102 of the Laws of 2012

02-13-13 Proposed

EDU-07-13-00013 Code of conductConform regulations to code of conduct provisions in the Dignity for All Students Act, as amended by Ch.102, L.2012

02-13-13 Proposed

EDU-07-13-00014 Reporting requirements under the Dignity for All Students ActTo implement Ch. 102, L. 2012 changes to the Dignity Act, for reporting incidents of harassment, bullying and discrimination

02-13-13 Proposed

EDU-07-13-00015 Local high school equivalency diplomas based upon experimental programsTo extend until 6/30/15 the provision for awarding local high school equivalency diplomas based upon experimentalprograms

02-13-13 Proposed

EDU-11-13-00016 Coursework or training in harassment, bullying and discrimination prevention and interventionTo require that applicants have completed at least six hours of coursework or training in harassment, bullying anddiscrimination prevention and intervention

03-13-13 Proposed

EDU-11-13-00017 Policy, procedures and guidelines prohibiting harassment, bullying (including cyberbullying) and discrimination againststudentsTo implement the Ch.102, L.2012 amendments to the Dignity for All Students Act

03-13-13 Proposed

EDU-12-13-00005 Doctor of Acupuncture and Oriental Medicine (D.A.O.M.) DegreeTo authorize the conferral in New York State of the degree of Doctor of Acupuncture and Oriental Medicine (D.A.O.M.)

03-20-13 Proposed

EDU-12-13-00014 Interpretation and translation for prescription drugs, standardized labeling and patient-centered data elements for medica-tionsTo implement sections 6829 and 6830 of the Education Law, as added by Part V of Chapter 57 of the Laws of 2012

03-20-13 Proposed

EDU-13-13-00005 Charter school charter renewalsTo clarify standards for charter renewals of charter schools for which the Board of Regents is the authorizing entity

03-27-13 Emergency/Proposed

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-39-11-00020 High Volume Hydraulic FracturingAdministrative changes to existing regulations and regulation of activities associated with high volume hydraulic fracturing

09-28-11 Proposed

12-12-12 Revised

03-20-13 Expired

ENV-47-11-00012 Water withdrawal permit, reporting and registration programImplement amendments to Environmental Conservation Law (ECL) article 15 title 15, key provisions of ECL article 15 title16, 6 NYCRR 675 and ECL article 15 title 33

11-23-11 Proposed

11-28-12 Finalized

ENV-50-11-00003 Conforming the requirement for best available retrofit technology to recent statutory changes and court decisionsTo make Part 248 consistent with the amendments to New York Environmental Conservation Law section 19-0323 andrecent Court decisions

12-14-11 Proposed

09-05-12 Revised

01-30-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

10

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ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-18-12-00002 Sale of Black BassExpanding the sale of black bass for human consumption purposes05-02-12 Proposed09-05-12 Revised01-02-13 Finalized

ENV-31-12-00010 Permitting and registration requirements for stationary emission sourcesTo comply with the 1990 Clean Air Act Amendments by establishing a comprehensive statewide air permit program08-01-12 Proposed02-13-13 Finalized

ENV-39-12-00011 326.2(b)(4)(ii) is amended to allow the use of fluridone pellets in waters less than two feet deepAllow the use of fluridone pellets in waters less than two feet deep to control hydrilla, an invasive plant09-26-12 Proposed01-30-13 Finalized

ENV-44-12-00014 To amend part 189 related to the discovery of chronic wasting disease in deer in PennsylvaniaTo prevent importation of chronic wasting disease infectious material from the State of Pennsylvania into New York10-31-12 Emergency/Proposed01-30-13 Finalized

ENV-44-12-00015 Sulfur-in-fuel standardsLower sulfur-in-fuel limits for distillate and residual oils, remove expired provisions and correct typographical errors10-31-12 Proposed03-27-13 Finalized

ENV-44-12-00016 Air emissions from surface coating facilitiesTo reduce volatile organic air emissions from surface coating facilities

10-31-12 Proposed

ENV-44-12-00017 Uniform procedures for processing permit applications submitted to the DepartmentTo ensure permit applications are handled uniformly

10-31-12 Proposed

01-30-13 Finalized

ENV-46-12-00002 Henderson Shores Unique AreaTo protect public safety and natural resources on the Henderson Shores Unique Area

11-14-12 Proposed

02-20-13 Finalized

ENV-49-12-00012 Amend provisions of 6 NYCRR Subpart 750-1, 6 NYCRR Subpart 360-4 and 6 NYCRR Subpart 360-5Remove requirement that certain CAFOs maintain ECL SPDES Permit coverage; revise land application, storage andcomposting rules

12-05-12 Proposed

ENV-02-13-00017 Recreational fishing season for black sea bassTo delay the closing of the recreational black sea bass season, extending the season 59 days and reduce the minimum size

01-09-13 Emergency

ENV-06-13-00005 Indirect Sources of Air ContaminationPart 203 is a regulation that applies to any new or modified indirect source of air contamination south of 60th StreetManhattan

02-06-13 Proposed

ENV-07-13-00003 Special Snow Goose Harvest ProgramRevise regulations governing hunting of Snow Geese in New York

02-13-13 Emergency/Proposed

ENV-08-13-00002 Closed season for the harvest and landing of lobster from Lobster Conservation Management Area (LMA) 4To implement ASMFC American Lobster Fishery Management Plan Addendum XVII and remain in compliance with ASMFC

02-20-13 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

11

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ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-08-13-00007 Bobcat Hunting and TrappingMake existing bobcat hunting and trapping seasons uniform; establish new bobcat hunting and trapping season in thesouthern tier

02-20-13 Proposed

ENV-10-13-00007 Exemption for the Possession and Sale of Bighead CarpRepeal the current exemption for the sale of bighead carp

03-06-13 Proposed

ENV-12-13-00006 New York State Falconry RegulationsTo implement changes to New York State's falconry regulations

03-20-13 Proposed

FINANCIAL SERVICES, DEPARTMENT OF

DFS-20-12-00009 Claims for Personal Injury Protection BenefitsTo combat no-fault fraud while also accelerating the resolution of no-fault claims

05-16-12 Proposed

02-20-13 Finalized

DFS-29-12-00004 Consolidation of the New York State Insurance and Banking Departments into a new Department of Financial ServicesTo correct out-of-date hyperlinks and references

07-18-12 Proposed

02-27-13 Finalized

03-20-13 Amended Adoption

DFS-34-12-00005 Use of Senior-Specific Certifications and Professional Designations in the Sale of Life Insurance and AnnuitiesTo protect consumers from misleading use of senior-specific certifications and designations in the sale of life insurance

08-22-12 Proposed

09-26-12 Emergency

12-26-12 Emergency

02-20-13 Finalized

02-20-13 Emergency

DFS-35-12-00002 Smoker/nonsmoker mortality tables and underwriting classificationsTo provide that juveniles will be treated as non-smokers unless an insurer has evidence to the contrary

08-29-12 Proposed

DFS-35-12-00003 Unfair claims settlement practices and claim cost control measuresTo require at a minimum the inclusion, and prohibition, of certain provisions contained in a claims release

08-29-12 Proposed

DFS-43-12-00003 The business conduct of mortgage loan servicersTo implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers

10-24-12 Emergency

DFS-44-12-00001 Excess Line Placements Governing StandardsTo implement chapter 61 of the Laws of 2011, conforming to the federal Nonadmitted and Reinsurance Reform Act of 2010

10-31-12 Emergency

DFS-45-12-00002 Excess Line Placements Governing StandardsTo update the ‘‘Export List’’ of coverages pursuant to Insurance Law section 2118(b)(4)

11-07-12 Proposed

DFS-47-12-00001 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of theDepartment of Financial Services

11-21-12 Emergency

ID Number Issue Date Action QUARTERLY INDEX

12

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-47-12-00002 Public Retirement SystemsTo ban the use of placement agents by investment advisors engaged by the state employees retirement system.

11-21-12 Emergency

DFS-47-12-00003 Provider Requirements for Insurance Reimbursement of Applied Behavior AnalysisEstablish standards of professionalism, supervision and relevant experience for providers of Applied Behavior Analysis

11-21-12 Emergency

DFS-48-12-00003 Unclaimed Life Insurance Benefits and Policy IdentificationTo ensure payment of unclaimed benefits to policyowners and policy beneficiaries

11-28-12 Emergency

DFS-48-12-00004 Credit for ReinsuranceEstablish rules governing when an authorized ceding insurer may take credit on its balance sheet for a reinsurance recover-able

11-28-12 Proposed

03-20-13 Finalized

DFS-50-12-00002 License, financial responsibility, education and test requirements for mortgage loan originatorsTo require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendant ofFinancial Services

12-12-12 Emergency

DFS-51-12-00001 Unauthorized Providers of Health ServicesEstablish standards and procedures for the investigation and suspension or removal of a health service provider'sauthorization.

12-19-12 Emergency

DFS-51-12-00002 Unfair Claims Settlement Practices and Claim Cost Control MeasuresTo ensure timely claims investigation and permit certain immediate repairs when necessary to protect health or safety

12-19-12 Emergency

DFS-52-12-00001 Suitability in Annuity TransactionsSet forth standards and procedures for recommendations to consumers with respect to annuity contracts

12-26-12 Emergency

DFS-52-12-00005 Holding CompaniesTo conform with the National Association of Insurance Commissioners' amended Model Act, and for modernization measures

12-26-12 Proposed

DFS-01-13-00003 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 beregistered with the Superintendent of FInancial Services (formerly the Superintendent of Banks)

01-02-13 Emergency

DFS-03-13-00004 Confidentiality Protocols for Victims of Domestic Violence and Endangered IndividualsEstablish requirements whereby insurers may effectively respond to legitimate requests for confidential records and informa-tion

01-16-13 Emergency

DFS-04-13-00002 The business conduct of mortgage loan servicersTo implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers.

01-23-13 Emergency

DFS-04-13-00003 Excess Line Placements Governing StandardsTo implement Chapter 61 of the Laws of 2011, conforming to the federal Nonadmitted and Reinsurance Reform Act of2010.

01-23-13 Emergency

ID Number Issue Date Action QUARTERLY INDEX

13

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-06-13-00001 Credit exposure arising from derivative transactionsTo provide for the consideration of credit exposure relating to derivative transactions in calculating bank loan limits

02-06-13 Emergency

DFS-07-13-00008 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of theDepartment of Financial Services

02-13-13 Emergency

DFS-07-13-00009 Public Retirement SystemsTo ban the use of placement agents by investment advisors engaged by the state employees retirement system.

02-13-13 Emergency

DFS-07-13-00010 Provider Requirements for Insurance Reimbursement of Applied Behavior AnalysisEstablish standards of professionalism, supervision, and relevant experience for providers of Applied Behavior Analysis

02-13-13 Emergency

DFS-08-13-00001 Multiple Parts of Titles 3 and 11 of NYCRRTo revise references, now outdated, as a result the consolidation of the New York State Insurance and Banking Depart-ments

02-20-13 Proposed

DFS-09-13-00001 Unclaimed Life Insurance Benefits and Policy IdentificationTo ensure payment of unclaimed benefits to policyowners and policy beneficiaries.

02-27-13 Emergency

DFS-09-13-00003 Financial statement filings and accounting practices and proceduresTo update citations in Part 83 to the Accounting practices and Procedures Manual as of March 2012 (instead of 2011)

02-27-13 Proposed

DFS-10-13-00008 Rules governing valuation of life insurance reservesPrescribe rules and guidelines for valuing individual life insurance policies and certain group life insurance certificates

03-06-13 Emergency/Proposed

DFS-11-13-00007 License, financial responsibility, education and test requirements for mortgage loan originatorsTo require that individuals engaging in mortgage loan origination activities must be licensed by the Superintendent ofFinancial Services

03-13-13 Emergency

DFS-11-13-00008 Unauthorized Providers of Health ServicesEstablish standards and procedures for the investigation and suspension or removal of a health service provider's authoriza-tion

03-13-13 Emergency/Proposed

DFS-11-13-00009 Unfair Claims Settlement Practices and Claim Cost Control MeasuresTo create a mediation program to facilitate the negotiation of certain insurance claims arising between 10/26/12 - 11/15/12.

03-13-13 Emergency

DFS-11-13-00018 Unfair Claims Settlement Practices and Claim Cost Control MeasuresTo ensure timely claims investigation and resolution, permit certain immediate repairs when needed to protect health orsafety.

03-13-13 Emergency

DFS-12-13-00003 Suitability in Annuity TransactionsTo set forth standards and procedures for recommendations to consumers with respect to annuity contracts

03-20-13 Emergency/Proposed

DFS-13-13-00001 Audited Financial StatementsTo comport with the NAIC model rule, upon which section 89.4(c)(2) is based

03-27-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

14

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-13-13-00004 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 beregistered with the Superintendent of FInancial Services (formerly the Superintendent of Banks)

03-27-13 Emergency

HEALTH, DEPARTMENT OF

HLT-14-94-00006 Payment methodology for HIV/AIDS outpatient servicesTo expand the current payment to incorporate pricing for services

04-06-94 Proposed

09-14-94 Continued

HLT-09-12-00001 Adverse Event Reporting Via NYPORTS SystemTo update current provisions to conform with current practice

02-29-12 Proposed

03-20-13 Revised

HLT-22-12-00012 Limits on Executive Compensation and Administrative Expenses in Agency ProcurementsEnsure state funds and state authorized payments are expended in the most efficient manner and appropriate use of funds

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

HLT-32-12-00020 Adult HomesTo limit the number of residents with serious mental illness in large adult homes

08-08-12 Proposed

01-16-13 Finalized

HLT-36-12-00005 Nursing Home SprinklersTo assist eligible nursing homes with accessing credit markets to finance the costs of installing automatic sprinkler systems

09-05-12 Proposed

10-03-12 Emergency

11-28-12 Emergency

01-02-13 Finalized

HLT-36-12-00010 Early Intervention ProgramEliminate conflicts of interest by evaluators, service coordinators, and service providers in the Early Intervention Program

09-05-12 Proposed

11-28-12 Finalized

HLT-39-12-00009 Synthetic Phenethylamines and Synthetic Cannabinoids (SP & SC) ProhibitedTo prohibit possession, manufacture, distribution, sale or offer of sale of some substances and products containing SP & SC

09-26-12 Proposed

11-21-12 Emergency

01-02-13 Finalized

HLT-40-12-00001 Quality Assurance Requirements for Medical Use of Radioactive Materials and Radiation TherapyTo update quality assurance requirements for medical use of radioactive materials and radiation therapy equipment

10-03-12 Proposed

HLT-40-12-00003 Authority to Collect Pharmacy Acquisition CostEstablishes a requirement that each enrolled pharmacy report actual acquisition cost of a prescription drug to the Depart-ment

10-03-12 Proposed

11-07-12 Emergency

01-02-13 Emergency

02-13-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

15

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HEALTH, DEPARTMENT OF

HLT-40-12-00005 Orthodontic ScreeningOrthodontic Screening Provider Qualifications and Recipient Eligibility Criteria

10-03-12 Proposed

11-07-12 Emergency

01-09-13 Emergency

02-13-13 Finalized

HLT-41-12-00017 Audits of Institutional Cost Reports (ICR)To impose a fee schedule on general hospitals related to the filing of ICRs sufficient to cover the costs of auditing the ICRs

10-10-12 Proposed

01-09-13 Emergency

02-13-13 Finalized

HLT-43-12-00008 Medicaid EligibilityTime frames for issuance of Medicaid Eligibility determinations

10-24-12 Proposed

HLT-43-12-00009 Certified Home Health Agency (CHHA) and Licensed Home Care Services Agency (LHCSA) RequirementsTo expand access to palliative care and eliminate physician from the LHCSA quality improvement committee

10-24-12 Proposed

HLT-46-12-00003 Statewide Pricing Methodology for Nursing Homes.To establish a new Medicaid reimbursement methodology for Nursing Homes.

11-14-12 Emergency

HLT-46-12-00004 Reduction to Statewide Base PriceContinues a reduction to the statewide base price for inpatient services.

11-14-12 Emergency

HLT-46-12-00005 Episodic Pricing for Certified Home Health Agencies (CHHAs)To exempt services to a special needs population from the episodic payment system for CHHAs

11-14-12 Emergency

HLT-52-12-00003 NYS Medical Indemnity FundTo provide the structure within which the NYS Medical Indemnity Fund will operate

12-26-12 Emergency

HLT-52-12-00006 Presumptive Eligibility for Family Planning Benefit ProgramTo set criteria for the Presumptive Eligibility for Family Planning Benefit Program.

12-26-12 Emergency

HLT-01-13-00011 Pre-Payment Audits of Nursing Home Case Mix DataTo promote the accuracy and integrity of case mix data used for rate setting purposes

01-02-13 Emergency

HLT-01-13-00014 Medicaid Managed Care ProgramsTo repeal old and outdated regulations and to consolidate all managed care regulations to make them consistent with stat-ute

01-02-13 Emergency

HLT-02-13-00016 Personal Care Services Program (PCSP) and Consumer Directed Personal Assistance Program (CDPAP)To establish definitions, criteria and requirements associated with the provision of continuous PC and continuous CDPAservices.

01-09-13 Emergency

HLT-03-13-00005 Language Assistance and Official New York State Prescription Form RequirementsTo change the Official New York State Prescription Form to indicate whether an individual is limited in English proficiency

01-16-13 Proposed

03-27-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

16

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HEALTH, DEPARTMENT OF

HLT-03-13-00006 Electronic prescribing, dispensing and recordkeeping of controlled substancesTo allow practitioners to issue prescriptions electronically for controlled substances.

01-16-13 Proposed

03-27-13 Finalized

HLT-04-13-00001 Nursing Home Reserved BedholdTo revise the rate of payment for reserved bed days billed for temporary hospitalizations

01-23-13 Emergency

HLT-07-13-00004 Reduction to Statewide Base PriceContinues a reduction to the statewide base price for inpatient services.

02-13-13 Emergency

HLT-07-13-00005 Statewide Pricing Methodology for Nursing Homes.To establish a new Medicaid reimbursement methodology for Nursing Homes.

02-13-13 Emergency

HLT-07-13-00007 Episodic Pricing for Certified Home Health Agencies (CHHAs).To exempt services to a special needs population from the episodic payment system for CHHAs.

02-13-13 Emergency

HLT-07-13-00020 Prevention of Influenza Transmission by Healthcare and Residential Facility and Agency PersonnelRequire hosp,DT and Cs,nursing home,home care and hospice personnel to wear a surgical or procedure mask if not vac-cinated for Influenza

02-13-13 Proposed

HLT-07-13-00021 Hospital Pediatric CareTo amend pediatric provisions and update various provisions to reflect current practice

02-13-13 Proposed

HLT-07-13-00022 Hospital Sepsis ProtocolsHosps. to adopt, implement and periodically update protocols for the early recognition and treatment of patients w/ severeseptic shock

02-13-13 Proposed

HLT-12-13-00016 NYS Medical Indemnity FundTo provide the structure within which the NYS Medical Indemnity Fund will operate.

03-20-13 Emergency

HLT-13-13-00003 Presumptive Eligibility for Family Planning Benefit ProgramTo set criteria for the Presumptive Eligibility for Family Planning Benefit Program.

03-27-13 Emergency

HIGHER EDUCATION SERVICES CORPORATION

ESC-52-12-00004 The New York Higher Education Loan Program (NYHELPs)Amend several provisions of the regulation

12-26-12 Proposed

02-27-13 Finalized

ESC-01-13-00005 New York Higher Education Loan Program (NYHELPs)Amend several provisions of the regulation

01-02-13 Proposed

03-06-13 Finalized

ESC-07-13-00006 Tuition Assistance Program award determinationsTo repeal section 2202.7 of Title 8 NYCRR

02-13-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

17

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HOUSING AND COMMUNITY RENEWAL, DIVISION OF

HCR-22-12-00018 Limits on state-funded administrative costs and executive compensationTo ensure that State funds are not used to support excessive compensation or unnecessary administrative costs

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

HUDSON RIVER PARK TRUST

HPT-36-12-00004 The proposed action is the amendment of rules and regulations for Hudson River Park, including a ban on smokingTo remain consistent with other parks in the area and to incorporate activities previously not addressed

09-05-12 Proposed

JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-37-12-00006 Public access to agency recordsTo provide a uniform procedure for accessing the Commission's publicly available records

09-12-12 Emergency/Proposed

01-09-13 Emergency/Revised

JPE-37-12-00010 Source of funding reportingTo implement reporting that will inform the public of efforts to influence government decision making by lobbying entities

09-12-12 Proposed

JUSTICE CENTER FOR THE PROTECTION OF PEOPLE WITH SPECIAL NEEDS

JCP-12-13-00011 Use of Social Security NumbersTo assist in verifying the identity of persons vis a vis their presence on the Staff Exclusion List

03-20-13 Proposed

JCP-12-13-00012 Procedure for disclosure of facility or provider records relating to abuse or neglectTo permit public access to records relating to abuse or neglect from facilities or providers licensed or certified by the state

03-20-13 Proposed

JCP-12-13-00015 Procedures for Criminal History Information ChecksTo establish consistent rules for conducting Criminal History Information Checks

03-20-13 Proposed

JCP-12-13-00017 The administrative adjudication process for substantiated cases of abuse and neglectTo establish administrative adjudication procedures for substantiated cases of abuse and neglect

03-20-13 Proposed

LABOR, DEPARTMENT OF

LAB-36-12-00007 Child PerformersTo establish rules regarding the employment of child performers

09-05-12 Proposed

03-06-13 Finalized

LAW, DEPARTMENT OF

LAW-52-12-00013 The contents of annual financial reports filed with the Attorney General by certain nonprofitsTo require certain nonprofits to disclose information regarding election advocacy to the Attorney General and the public

12-26-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

18

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LONG ISLAND POWER AUTHORITY

LPA-08-01-00003 Pole attachments and related mattersTo approve revisions to the authority's tariff

02-21-01 Proposed

LPA-41-02-00005 Tariff for electric serviceTo revise the tariff for electric service

10-09-02 Proposed

LPA-04-06-00007 Tariff for electric serviceTo adopt provisions of a ratepayer protection plan

01-25-06 Proposed

LPA-03-10-00004 Residential late payment chargesTo extend the application of late payment charges to residential customers

01-20-10 Proposed

LPA-46-12-00006 Recharge New York Power Program provisions of the Authority's Tariff.To amend the Tariff with regard to the Recharge New York Power Program

11-14-12 Emergency/Proposed

02-13-13 Finalized

LPA-46-12-00007 The Authority's Tariff for Electric ServiceTo make miscellaneous Tariff changes

11-14-12 Proposed

02-13-13 Finalized

LPA-11-13-00019 LIPA’s Tariff for Electric Service, including Service Classification No. 16To change the on-peak energy delivery charge and make other miscellaneous revisions

03-13-13 Proposed

LOTTERY, DIVISION OF THE

LTR-49-12-00009 To make a technical correction to remove an incorrect provision related to licensing agentsTo conform with NYS Lottery for Education Law Section 1617-a

12-05-12 Proposed

02-13-13 Finalized

MENTAL HEALTH, OFFICE OF

OMH-22-12-00019 Limits on Administrative Expenses and Executive CompensationTo implement Executive Order No. 38 to limit administrative expenses and executive compensation of providers of services

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

OMH-32-12-00019 Operation of Psychiatric Inpatient Units of General Hospitals and Operation of Hospitals for Persons with Mental IllnessTo establish provisions prohibiting the discharging of patients to transitional adult homes

08-08-12 Proposed

01-16-13 Finalized

OMH-42-12-00002 Clinic Treatment ProgramsMake a minor technical change and correct small inaccuracies in existing regulation

10-17-12 Proposed

01-09-13 Finalized

OMH-01-13-00001 Repeal of outdated forms and conforming amendmentsTo eliminate antiquated forms

01-02-13 Proposed

03-20-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

19

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MENTAL HEALTH, OFFICE OF

OMH-12-13-00018 Transfer of Involuntary Patients to Authorized Secure FacilitiesTo allow for the transfer of an involuntary patient from an OMH hospital to one of its regional forensic units

03-20-13 Emergency/Proposed

MOTOR VEHICLES, DEPARTMENT OF

MTV-41-12-00012 Drinking Driver ProgramRestrict conditional license eligibility and require persons who complete DDP to serve the full period of suspension or revo-cation

10-10-12 Emergency/Proposed

01-09-13 Emergency

03-13-13 Emergency/Revised

MTV-41-12-00013 Problem Driver Restriction and Relicensing after Permanent RevocationTo establish strict criteria for relicensing after permanent revocation.

10-10-12 Emergency/Proposed

01-09-13 Emergency

03-13-13 Emergency/Revised

MTV-41-12-00016 A2 RestrictionImposes an A2 restriction on problem drivers

10-10-12 Emergency/Proposed

01-09-13 Emergency

02-13-13 Finalized

MTV-44-12-00002 Dangerous Repeat DWI OffendersEstablish hearings for persons with repeat alcohol related offenses and other serious traffic offenses

10-31-12 Proposed

02-13-13 Finalized

MTV-45-12-00005 International Registration Planmakes some minor technical changes and incorporates procedural changes

11-07-12 Proposed

01-16-13 Finalized

MTV-52-12-00007 Ulster County motor vehicle use taxTo impose a motor vehicle use tax

12-26-12 Proposed

02-27-13 Finalized

MTV-01-13-00015 Vision testingProvides for electronic validation of a vision test by certain providers

01-02-13 Proposed

03-13-13 Finalized

NIAGARA FALLS WATER BOARD

NFW-04-13-00004 Adoption of Rates, Fees and ChargesTo pay for the increased costs necessary to operate, maintain and manage the system, and to achieve covenants withbondholders

01-23-13 Emergency/Proposed

PARKS, RECREATION AND HISTORIC PRESERVATION, OFFICE OF

PKR-49-12-00011 No-smoking areas at OPRHP parks, recreational facilities and historic sitesTo allow OPRHP to designate and enforce non-smoking areas at parks, historic sites and facilities

12-05-12 Proposed

02-27-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

20

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PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-52-11-00020 Behavior Management - Modifying or controlling maladaptive or inappropriate behaviorTo establish requirements for interventions used in the OPWDD system to modify or control maladaptive or inappropriatebehavior

12-28-11 Proposed

10-17-12 Revised

12-26-12 Finalized

PDD-22-12-00020 Limits on administrative expenses and executive compensationTo curb abuses in executive compensation and administrative expenses and ensure that taxpayer dollars are used to helppersons in need

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

PDD-43-12-00007 Financial Reporting for Providers of OPWDD ServicesTo expand the applicability of reporting requirements and to revise the sanctions for failure to report

10-24-12 Proposed

01-30-13 Finalized

PDD-46-12-00016 Smoking policy inside and on grounds of OPWDD operated and certified settingsTo prohibit smoking at OPWDD operated and certified settings and to delineate the exceptions to the prohibition

11-14-12 Emergency/Proposed

01-23-13 Finalized

PDD-01-13-00002 Repeal of outdated forms and conforming amendmentsTo eliminate antiquated forms

01-02-13 Proposed

03-20-13 Finalized

PDD-03-13-00003 Rent Allowance Offset (SSI update) for IRAs & Community Residences and Annual Increase Percentage for Leases for RealPropertyUpdate the rent allowance offset for IRAs & Community Residences and the annual increase percentage for leases for realproperty

01-16-13 Emergency/Proposed

03-27-13 Finalized

PDD-08-13-00008 Conforming amendments to Chapter 498 of the Laws of 2012Extends the deadline for requests for release of records pertaining to allegations of abuse

02-20-13 Proposed

POWER AUTHORITY OF THE STATE OF NEW YORK

PAS-01-10-00010 Rates for the sale of power and energyUpdate ECSB Programs customers' service tariffs to streamline them/include additional required information

01-06-10 Proposed

PAS-41-12-00009 Rates for the sale of power and energyTo recover the Authority's costs

10-10-12 Proposed

03-13-13 Finalized

PAS-41-12-00010 Rates for the sale of power and energyTo align rates and costs

10-10-12 Proposed

03-13-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

21

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PUBLIC SERVICE COMMISSION

PSC-28-97-00032 General service by Central Hudson Gas & Electric CorporationTo limit certain special provisions

07-16-97 Proposed

PSC-34-97-00009 Collection agency fees by Consolidated Edison Company of New York, Inc.To pass collection agency fees on to the customer

08-27-97 Proposed

PSC-04-98-00015 Interconnection service overcharges by Niagara Mohawk Power CorporationTo consider a complaint by Azure Mountain Power Co.

01-28-98 Proposed

PSC-19-98-00008 Call forwarding by CPU Industries Inc./MKL Net, et al.To rehear the petition

05-13-98 Proposed

PSC-02-99-00006 Intralata freeze plan by New York Telephone CompanyTo approve the plan

01-13-99 Emergency/Proposed

04-07-99 Emergency

06-02-99 Emergency

PSC-09-99-00012 Transfer of books and records by Citizens Utilities CompanyTo relocate Ogden Telephone Company's books and records out-of-state

03-03-99 Proposed

PSC-15-99-00011 Electronic tariff by Woodcliff Park Corp.To replace the company's current tariff with an electronic tariff

04-14-99 Proposed

PSC-50-99-00009 Retail access uniform business practices by The Brooklyn Union Gas Company and KeySpan Gas East Corporation d/b/aBrooklyn Union of Long IslandTo approve a joint petition requesting a waiver extension of a requirement set forth in the commission's order

12-15-99 Proposed

PSC-52-99-00006 Wide area rate center callingTo implement number conservation measures

12-29-99 Proposed

PSC-12-00-00001 Winter bundled sales service election date by Central Hudson Gas & Electric CorporationTo revise the date

03-22-00 Proposed

PSC-14-00-00004 NXX code in the 716 NPA by Broadview NetworksTo assign an NXX code in Buffalo

04-05-00 Emergency/Proposed

PSC-14-00-00026 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Media Log, Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

PSC-14-00-00027 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Pilgrim Telephone,Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

PSC-14-00-00029 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and CoreComm NewYork, Inc.To review the terms and conditions of the negotiated agreement

04-05-00 Proposed

ID Number Issue Date Action QUARTERLY INDEX

22

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PUBLIC SERVICE COMMISSION

PSC-16-00-00012 Termination of local telecommunications traffic by Hyperion Communications of New York, Inc.To determine appropriate compensation levels

04-19-00 Proposed

PSC-21-00-00007 Initial tariff schedule by Drew Road AssociationTo set forth the rates, charges, rules and regulations

05-24-00 Proposed

PSC-31-00-00026 Water service by Windover Water WorksTo abandon the water system

08-02-00 Proposed

PSC-33-00-00010 Electric rate and restructuring plan by Rochester Gas and Electric CorporationTo evaluate possible modifications

08-16-00 Proposed

PSC-36-00-00039 Steam increase by Consolidated Edison Company of New York, Inc.To provide for an annual increase in the first year of a proposed four-year rate plan

09-06-00 Proposed

PSC-37-00-00001 Interruptible gas customersTo ensure customers have an adequate supply of alternative fuel available

09-13-00 Emergency/Proposed

PSC-39-00-00004 Blockable central office codes by PaeTec Communications, Inc.To review the commission's requirements for assignment of numbering resources

09-27-00 Proposed

PSC-44-00-00014 Recovery of costs through adjustment mechanisms by Consolidated Edison Company of New York, Inc.To permit the recovery of certain costs

11-01-00 Proposed

PSC-49-00-00007 Gas sales and purchases by Corning Natural Gas CorporationTo determine whether certain gas sales and purchases were in the public interest and whether customers should bear theresulting costs

12-06-00 Proposed

PSC-01-01-00023 Installation, maintenance and ownership of service laterals by Rochester Gas and Electric CorporationTo update and clarify the provisions

01-03-01 Proposed

PSC-06-01-00009 Uniform system of accounts by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

02-07-01 Proposed

PSC-13-01-00001 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-13-01-00002 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-13-01-00003 Request for accounting authorization by Rochester Gas and Electric CorporationTo defer an item of expense beyond the end of the year in which it was incurred

03-28-01 Proposed

PSC-15-01-00012 Transfer of a controlling leasehold interest by Huntley Power LLCTo approve the transfer

04-11-01 Proposed

ID Number Issue Date Action QUARTERLY INDEX

23

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PUBLIC SERVICE COMMISSION

PSC-22-01-00006 Con Edison's phase 4 plan for retail access by AES Energy, Inc.To review the request for rehearing

05-30-01 Proposed

PSC-26-01-00012 Interconnection of networks between Sprint PCS and Verizon New York Inc.To review the terms and conditions of the negotiated agreement

06-27-01 Proposed

PSC-36-01-00010 Competitive metering by eBidenergy.comTo clarify meter ownership rules and requirements

09-05-01 Proposed

PSC-44-01-00005 Annual reconciliation of gas costs by Corning Natural Gas CorporationTo authorize the company to include certain gas costs

10-31-01 Proposed

PSC-01-02-00007 Accounting and rate treatment of proceeds by Consolidated Edison Company of New York, Inc.To consider proceeds from sale of nuclear generating facilities

01-02-02 Proposed

PSC-05-02-00005 Uniform system of accounts by Consolidated Edison Company of New York, Inc.To defer expenditures incurred in connection with emergency response services affected by the World Trade Center disas-ter

01-30-02 Proposed

PSC-06-02-00015 Network reliability performance mechanism by Consolidated Edison Company of New York, Inc.To earn rewards for meeting the targets of the network reliability performance mechanism

02-06-02 Proposed

PSC-07-02-00032 Uniform business practicesTo consider modification

02-13-02 Proposed

PSC-29-02-00014 Financing by Valley Energy, Inc.To issue a note and allocate costs

07-17-02 Proposed

PSC-49-02-00021 Requests for lightened regulation by PSEG Power Bellport, LLCTo consider the company's request

12-04-02 Proposed

PSC-08-03-00009 Provision of gas service to World Kitchen IncorporatedTo establish terms and conditions

02-26-03 Proposed

PSC-09-03-00012 Incremental service line installations by New York State Electric & Gas CorporationTo revise the current flat rate per foot charged

03-05-03 Proposed

PSC-09-03-00014 Deferral accounting by Consolidated Edison Company of New York, Inc. and Orange and Rockland Utilities, Inc.To defer expense items beyond the end of the year(s) in which they were incurred

03-05-03 Proposed

PSC-11-03-00012 Economic development plan by New York State Electric & Gas CorporationTo consider the plan

03-19-03 Proposed

PSC-18-03-00004 Lightened regulation by East Hampton Power and Light Corporation (EHPLC)To provide for lightened regulation and grant financing approval

05-07-03 Proposed

ID Number Issue Date Action QUARTERLY INDEX

24

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PUBLIC SERVICE COMMISSION

PSC-22-03-00020 Inter-departmental gas pricing by Consolidated Edison Company of New York, Inc.To revise the method used in steam and steam-electric generating stations

06-04-03 Proposed

PSC-32-03-00020 Issuance of debt and approval of surcharge by Rainbow Water CompanyTo approve necessary financing

08-13-03 Proposed

PSC-34-03-00019 Issuance of securities by KeySpan East Corporation d/b/a KeySpan Energy Delivery Long IslandTo obtain authorization to issue securities

08-27-03 Proposed

PSC-35-03-00009 Interconnection agreement between Verizon New York Inc. and MCIMetro Access Transmission Services LLCTo amend the agreement

09-03-03 Proposed

PSC-36-03-00010 Performance assurance plan by Verizon New YorkTo consider changes

09-10-03 Proposed

PSC-39-03-00013 Complaint by State University of New York (SUNY) regarding a NYSEG operating agreementTo consider the complaint

10-01-03 Proposed

PSC-40-03-00015 Receipt of payment of bills by St. Lawrence Gas CompanyTo revise the process

10-08-03 Proposed

PSC-41-03-00008 Lightened regulation by Sterling Power Partners, L.P.To consider granting lightened regulation

10-15-03 Proposed

PSC-41-03-00010 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-41-03-00011 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-42-03-00005 Interest rate by the Bath Electric, Gas, and Water SystemsTo use an alternate interest rate

10-22-03 Proposed

PSC-43-03-00036 Merchant function backout credit and transition balancing account by KeySpan Gas East CorporationTo continue the credit and account until May 31, 2005

10-29-03 Proposed

PSC-43-03-00037 Merchant function backout credit and transition balancing account by The Brooklyn Union Gas CompanyTo continue the credit and account until May 31, 2005

10-29-03 Proposed

PSC-44-03-00009 Retail access data between jurisdictional utilitiesTo accommodate changes in retail access market structure or commission mandates

11-05-03 Proposed

PSC-47-03-00024 Lightened regulation and financing approval by Medford Energy LLCTo consider the requests

11-26-03 Proposed

ID Number Issue Date Action QUARTERLY INDEX

25

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PUBLIC SERVICE COMMISSION

PSC-02-04-00008 Delivery rates for Con Edison's customers in New York City and Westchester County by the City of New YorkTo rehear the Nov. 25, 2003 order

01-14-04 Proposed

PSC-06-04-00009 Transfer of ownership interest by SCS Energy LLC and AE Investors LLCTo transfer interest in Steinway Creek Electric Generating Company LLC to AE Investors LLC

02-11-04 Proposed

PSC-10-04-00005 Temporary protective orderTo consider adopting a protective order

03-10-04 Proposed

PSC-10-04-00008 Interconnection agreement between Verizon New York Inc. and VIC-RMTS-DC, L.L.C. d/b/a Verizon AvenueTo amend the agreement

03-10-04 Proposed

PSC-14-04-00008 Submetering of natural gas service to industrial and commercial customers by Hamburg FairgroundsTo submeter gas service to commercial customers located at the Buffalo Speedway

04-07-04 Proposed

PSC-15-04-00022 Submetering of electricity by Glenn Gardens Associates, L.P.To permit submetering at 175 W. 87th St., New York, NY

04-14-04 Proposed

PSC-19-04-00010 Abandonment of water system by Antlers of Raquette Lake, Inc.To allow Antlers of Raquette Lake, Inc. to abandon its water system

05-12-04 Proposed

PSC-21-04-00013 Verizon performance assurance plan by Metropolitan TelecommunicationsTo clarify the appropriate performance level

05-26-04 Proposed

PSC-22-04-00010 Approval of new types of electricity meters by Powell Power Electric CompanyTo permit the use of the PE-1250 electronic meter

06-02-04 Proposed

PSC-22-04-00013 Major gas rate increase by Consolidated Edison Company of New York, Inc.To increase annual gas revenues

06-02-04 Proposed

PSC-22-04-00016 Master metering of water by South Liberty CorporationTo waive the requirement for installation of separate water meters

06-02-04 Proposed

PSC-25-04-00012 Interconnection agreement between Frontier Communications of Ausable Valley, Inc., et al. and Sprint CommunicationsCompany, L.P.To amend the agreement

06-23-04 Proposed

PSC-27-04-00008 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-27-04-00009 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-28-04-00006 Approval of loans by Dunkirk & Fredonia Telephone Company and Cassadaga Telephone CorporationTo authorize participation in the parent corporation's line of credit

07-14-04 Proposed

ID Number Issue Date Action QUARTERLY INDEX

26

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PUBLIC SERVICE COMMISSION

PSC-31-04-00023 Distributed generation service by Consolidated Edison Company of New York, Inc.To provide an application form

08-04-04 Proposed

PSC-34-04-00031 Flat rate residential service by Emerald Green Lake Louise Marie Water Company, Inc.To set appropriate level of permanent rates

08-25-04 Proposed

PSC-35-04-00017 Application form for distributed generation by Orange and Rockland Utilities, Inc.To establish a new supplementary application form for customers

09-01-04 Proposed

PSC-43-04-00016 Accounts recievable by Rochester Gas and Electric CorporationTo include in its tariff provisions for the purchase of ESCO accounts recievable

10-27-04 Proposed

PSC-46-04-00012 Service application form by Consolidated Edison Company of New York, Inc.To revise the form and make housekeeping changes

11-17-04 Proposed

PSC-46-04-00013 Rules and guidelines governing installation of metering equipmentTo establish uniform statewide business practices

11-17-04 Proposed

PSC-02-05-00006 Violation of the July 22, 2004 order by Dutchess Estates Water Company, Inc.To consider imposing remedial actions against the company and its owners, officers and directors

01-12-05 Proposed

PSC-09-05-00009 Submetering of natural gas service by Hamlet on Olde Oyster BayTo consider submetering of natural gas to a commercial customer

03-02-05 Proposed

PSC-14-05-00006 Request for deferred accounting authorization by Freeport Electric Inc.To defer expenses beyond the end of the fiscal year

04-06-05 Proposed

PSC-18-05-00009 Marketer Assignment Program by Consolidated Edison Company of New York, Inc.To implement the program

05-04-05 Proposed

PSC-20-05-00028 Delivery point aggregation fee by Allied Frozen Storage, Inc.To review the calculation of the fee

05-18-05 Proposed

PSC-25-05-00011 Metering, balancing and cashout provisions by Central Hudson Gas & Electric CorporationTo establish provisions for gas customers taking service under Service Classification Nos. 8, 9 and 11

06-22-05 Proposed

PSC-27-05-00018 Annual reconciliation of gas costs by New York State Electric & Gas CorporationTo consider the manner in which the gas cost incentive mechanism has been applied

07-06-05 Proposed

PSC-41-05-00013 Annual reconciliation of gas expenses and gas cost recoveries by local distribution companies and municipalitiesTo consider the filings

10-12-05 Proposed

PSC-45-05-00011 Treatment of lost and unaccounted gas costs by Corning Natural Gas CorporationTo defer certain costs

11-09-05 Proposed

ID Number Issue Date Action QUARTERLY INDEX

27

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PUBLIC SERVICE COMMISSION

PSC-46-05-00015 Sale of real and personal property by the Brooklyn Union Gas Company d/b/a KeySpan Energy Delivery New York andSteel Arrow, LLCTo consider the sale

11-16-05 Proposed

PSC-47-05-00009 Transferral of gas supplies by Corning Natural Gas CorporationTo approve the transfer

11-23-05 Proposed

PSC-50-05-00008 Long-term debt by Saratoga Glen Hollow Water Supply Corp.To obtain long-term debt

12-14-05 Proposed

PSC-04-06-00024 Transfer of ownership interests by Mirant NY-Gen LLC and Orange and Rockland Utilities, Inc.To approve of the transfer

01-25-06 Proposed

PSC-06-06-00015 Gas curtailment policies and proceduresTo examine the manner and extent to which gas curtailment policies and procedures should be modified and/or established

02-08-06 Proposed

PSC-07-06-00009 Modification of the current Environmental Disclosure ProgramTo include an attributes accounting system

02-15-06 Proposed

PSC-22-06-00019 Hourly pricing by National GridTo assess the impacts

05-31-06 Proposed

PSC-22-06-00020 Hourly pricing by New York State Electric & Gas CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00021 Hourly pricing by Rochester Gas & Electric CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00022 Hourly pricing by Consolidated Edison Company of New York, Inc.To assess the impacts

05-31-06 Proposed

PSC-22-06-00023 Hourly pricing by Orange and Rockland Utilities, Inc.To assess the impacts

05-31-06 Proposed

PSC-24-06-00005 Supplemental home energy assistance benefitsTo extend the deadline to Central Hudson's low-income customers

06-14-06 Emergency/Proposed

PSC-25-06-00017 Purchased power adjustment by Massena Electric DepartmentTo revise the method of calculating the purchased power adjustment and update the factor of adjustment

06-21-06 Proposed

PSC-34-06-00009 Inter-carrier telephone service quality standards and metrics by the Carrier Working GroupTo incorporate appropriate modifications

08-23-06 Proposed

PSC-37-06-00015 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

ID Number Issue Date Action QUARTERLY INDEX

28

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PSC-37-06-00017 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-39-06-00018 Order establishing rate plan by Central Hudson Gas & Electric Corporation and the Consumer Protection BoardTo consider the petitions for rehearing

09-27-06 Proposed

PSC-39-06-00019 Investigation of Richard M. Osborne by Corning Natural Gas CorporationTo determine the interests, plans and commitments that will be in place if he is successful in blocking the merger of CorningGas and C&T Enterprises

09-27-06 Proposed

PSC-39-06-00022 Uniform business practices and related matters by U.S. Energy Savings CorporationTo establish a contest period

09-27-06 Proposed

PSC-40-06-00005 Orion Integral automatic meter reading transmitter by New York State Electric and Gas CorporationTo permit gas utilities in NYS to use the Badger Meter Incorporated Orion Integral transmitters

10-04-06 Proposed

PSC-42-06-00011 Submetering of electricity by 225 5th LLCTo submeter electricity at 255 Fifth Ave., New York, NY

10-18-06 Proposed

PSC-43-06-00014 Electric delivery services by Strategic Power Management, Inc.To determine the proper mechanism for the rate-recovery of costs

10-25-06 Proposed

PSC-44-06-00014 Electric power outages in Northwest Queens by Consolidated Edison Company of New York, Inc.To review the terms and conditions of the agreement

11-01-06 Proposed

PSC-45-06-00007 Alleged failure to provide electricity by Robert AndrewsTo assess validity of allegations and appropriateness of fines

11-08-06 Proposed

PSC-01-07-00031 Enforcement mechanisms by National Fuel Gas Distribution CorporationTo modify enforcement mechanisms

01-03-07 Proposed

PSC-04-07-00012 Petition for rehearing by Orange and Rockland Utilities, Inc.To clarify the order

01-24-07 Proposed

PSC-06-07-00015 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for electric service

02-07-07 Proposed

PSC-06-07-00020 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for gas service

02-07-07 Proposed

PSC-11-07-00010 Investigation of the electric power outages by the Consolidated Edison Company of New York, Inc.To implement the recommendations in the staff's investigation

03-14-07 Proposed

PSC-11-07-00011 Storm-related power outages by Consolidated Edison Company of New York, Inc.To modify the company's response to power outages, the timing for any such changes and other related matters

03-14-07 Proposed

ID Number Issue Date Action QUARTERLY INDEX

29

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PSC-17-07-00008 Interconnection agreement between Verizon New York Inc. and BridgeCom International, Inc.To amend the agreement

04-25-07 Proposed

PSC-18-07-00010 Existing electric generating stations by Independent Power Producers of New York, Inc.To repower and upgrade existing electric generating stations owned by Rochester Gas and Electric Corporation

05-02-07 Proposed

PSC-20-07-00016 Tariff revisions and making rates permanent by New York State Electric & Gas CorporationTo seek rehearing

05-16-07 Proposed

PSC-21-07-00007 Natural Gas Supply and Acquisition Plan by Corning Natural Gas CorporationTo revise the rates, charges, rules and regulations for gas service

05-23-07 Proposed

PSC-22-07-00015 Demand Side Management Program by Consolidated Edison Company of New York, Inc.To recover incremental program costs and lost revenue

05-30-07 Proposed

PSC-23-07-00022 Supplier, transportation, balancing and aggregation service by National Fuel Gas Distribution CorporationTo explicitly state in the company's tariff that the threshold level of elective upstream transmission capacity is a maximum of112,600 Dth/day of marketer-provided upstream capacity

06-06-07 Proposed

PSC-24-07-00012 Gas Efficiency Program by the City of New YorkTo consider rehearing a decision establishing a Gas Efficiency Program

06-13-07 Proposed

PSC-39-07-00017 Gas bill issuance charge by New York State Electric & Gas CorporationTo create a gas bill issuance charge unbundled from delivery rates

09-26-07 Proposed

PSC-41-07-00009 Submetering of electricity rehearingTo seek reversal

10-10-07 Proposed

PSC-42-07-00012 Energy efficiency program by Orange and Rockland Utilities, Inc.To consider any energy efficiency program for Orange and Rockland Utilities, Inc.'s electric service

10-17-07 Proposed

PSC-42-07-00013 Revenue decoupling by Orange and Rockland Utilities, Inc.To consider a revenue decoupling mechanism for Orange and Rockland Utilities, Inc.

10-17-07 Proposed

PSC-45-07-00005 Customer incentive programs by Orange and Rockland Utilities, Inc.To establish a tariff provision

11-07-07 Proposed

PSC-02-08-00006 Additional central office codes in the 315 area code regionTo consider options for making additional codes

01-09-08 Proposed

PSC-03-08-00006 Rehearing of the accounting determinationsTo grant or deny a petition for rehearing of the accounting determinations

01-16-08 Proposed

PSC-04-08-00010 Granting of easement rights on utility property by Central Hudson Gas & Electric CorporationTo grant easement rights to Millennium Pipeline Company, L.L.C.

01-23-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

30

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PSC-04-08-00012 Marketing practices of energy service companies by the Consumer Protection Board and New York City Department ofConsumer AffairsTo consider modifying the commission's regulation over marketing practices of energy service companies

01-23-08 Proposed

PSC-08-08-00016 Transfer of ownership by Entergy Nuclear Fitzpatrick LLC, et al.To consider the transfer

02-20-08 Proposed

PSC-12-08-00019 Extend the provisions of the existing electric rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-12-08-00021 Extend the provisions of the existing gas rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-13-08-00011 Waiver of commission policy and NYSEG tariff by Turner Engineering, PCTo grant or deny Turner's petition

03-26-08 Proposed

PSC-13-08-00012 Voltage drops by New York State Electric & Gas CorporationTo grant or deny the petition

03-26-08 Proposed

PSC-23-08-00008 Petition requesting rehearing and clarification of the commission's April 25, 2008 order denying petition of public utility lawprojectTo consider whether to grant or deny, in whole or in part, the May 7, 2008 Public Utility Law Project (PULP) petition forrehearing and clarification of the commission's April 25, 2008 order denying petition of Public Utility Law Project

06-04-08 Proposed

PSC-23-08-00009 The transfer of certain real property with an original cost under $100,000 in the Town of ThroopTo consider the filing for the transfer of certain real property in the Town of Throop

06-04-08 Proposed

PSC-25-08-00007 Policies and procedures regarding the selection of regulatory proposals to meet reliability needsTo establish policies and procedures regarding the selection of regulatory proposals to meet reliability needs

06-18-08 Proposed

PSC-25-08-00008 Report on Callable Load OpportunitiesRider U report assessing callable load opportunities in New York City and Westchester County during the next 10 years

06-18-08 Proposed

PSC-26-08-00021 To modify rates and chargesTo allow the company to charge developers $10,000 for each new home attached to the water system

06-25-08 Proposed

PSC-28-08-00004 Con Edison's procedure for providing customers access to their account informationTo consider Con Edison's implementation plan and timetable for providing customers access to their account information

07-09-08 Proposed

PSC-31-08-00025 Recovery of reasonable DRS costs from the cost mitigation reserve (CMR)To authorize recovery of the DRS costs from the CMR

07-30-08 Proposed

PSC-32-08-00009 The ESCO referral program for KEDNY to be implemented by October 1, 2008To approve, reject or modify, in whole or in part, KEDNY's recommended ESCO referral program

08-06-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

31

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PSC-33-08-00008 Noble Allegany's request for lightened regulationTo consider Noble Allegany's request for lightened regulation as an electric corporation

08-13-08 Proposed

PSC-36-08-00019 Land Transfer in the Borough of Manhattan, New YorkTo consider petition for transfer of real property to NYPH

09-03-08 Proposed

PSC-39-08-00010 RG&E's economic development plan and tariffsConsideration of the approval of RG&E's economic development plan and tariffs

09-24-08 Proposed

PSC-40-08-00010 Loans from regulated company to its parentTo determine if the cash management program resulting in loans to the parent should be approved

10-01-08 Proposed

PSC-41-08-00009 Transfer of control of cable TV franchiseTo determine if the transfer of control of Margaretville's cable TV subsidiary should be approved

10-08-08 Proposed

PSC-43-08-00014 Annual Reconcilliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recover-ies

10-22-08 Proposed

PSC-46-08-00008 Property transfer in the Village of Avon, New YorkTo consider a petition for the transfer of street lighting and attached equipment to the Village of Avon, New York

11-12-08 Proposed

PSC-46-08-00010 A transfer of indirect ownership interests in nuclear generation facilitiesConsideration of approval of a transfer of indirect ownership interests in nuclear generation facilities

11-12-08 Proposed

PSC-46-08-00014 The attachment of cellular antennae to an electric transmission towerTo approve, reject or modify the request for permission to attach cellular antennae to an electric transmission tower

11-12-08 Proposed

PSC-48-08-00005 A National Grid high efficiency gas heating equipment rebate programTo expand eligibility to customers converting from oil to natural gas

11-26-08 Proposed

PSC-48-08-00008 Petition for the master metering and submetering of electricityTo consider the request of Bay City Metering, to master meter & submeter electricity at 345 E. 81st St., New York, NewYork

11-26-08 Proposed

PSC-48-08-00009 Petition for the submetering of electricityTo consider the request of PCV/ST to submeter electricity at Peter Cooper Village & Stuyvesant Town, New York, NewYork

11-26-08 Proposed

PSC-50-08-00018 Market Supply ChargeA study on the implementation of a revised Market Supply Charge

12-10-08 Proposed

PSC-51-08-00006 Commission's October 27, 2008 Order on Future of Retail Access Programs in Case 07-M-0458To consider a Petition for rehearing of the Commission's October 27, 2008 Order in Case 07-M-0458

12-17-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-51-08-00007 Commission's October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078To consider Petitions for rehearing of the Commission's October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078

12-17-08 Proposed

PSC-53-08-00011 Use of deferred Rural Telephone Bank fundsTo determine if the purchase of a softswitch by Hancock is an appropriate use of deferred Rural Telephone Bank funds

12-31-08 Proposed

PSC-53-08-00012 Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NYTransfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY

12-31-08 Proposed

PSC-53-08-00013 To transfer common stock and ownershipTo consider transfer of common stock and ownership

12-31-08 Proposed

PSC-01-09-00015 FCC decision to redefine service area of Citizens/FrontierReview and consider FCC proposed redefinition of Citizens/Frontier service area

01-07-09 Proposed

PSC-02-09-00010 Competitive classification of independent local exchange company, and regulatory relief appropriate theretoTo determine if Chazy & Westport Telephone Corporation more appropriately belongs in scenario 1 rather than scenario 2

01-14-09 Proposed

PSC-05-09-00008 Revenue allocation, rate design, performance metrics, and other non-revenue requirement issuesTo consider any remaining non-revenue requirement issues related to the Company's May 9, 2008 tariff filing

02-04-09 Proposed

PSC-05-09-00009 Numerous decisions involving the steam system including cost allocation, energy efficiency and capital projectsTo consider the long term impacts on steam rates and on public policy of various options concerning the steam system

02-04-09 Proposed

PSC-06-09-00007 Interconnection of the networks between Frontier Comm. and WVT Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier Comm. and WVT Comm.

02-11-09 Proposed

PSC-07-09-00015 Transfer certain utility assets located in the Town of Montgomery from plant held for future use to non-utility propertyTo consider the request to transfer certain utility assets located in the Town of Montgomery to non-utility assets

02-18-09 Proposed

PSC-07-09-00017 Request for authorization to defer the incremental costs incurred in the restoration work resulting from the ice stormTo allow the company to defer the incremental costs incurred in the restoration work resulting from the ice storm

02-18-09 Proposed

PSC-07-09-00018 Whether to permit the submetering of natural gas service to an industrial and commercial customer at Cooper Union, NewYork, NYTo consider the request of Cooper Union, to submeter natural gas at 41 Cooper Square, New York, New York

02-18-09 Proposed

PSC-11-09-00008 Transfer of propertyConsideration of a petition for the transfer (sale) of property by Niagara Mohawk d/b/a National Grid

03-18-09 Proposed

PSC-12-09-00010 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-12-09-00012 Charges for commodityTo charge customers for commodity costs03-25-09 Proposed

PSC-13-09-00008 Options for making additional central office codes available in the 718/347 numbering plan areaTo consider options for making additional central office codes available in the 718/347 numbering plan area04-01-09 Proposed

PSC-14-09-00014 The regulation of revenue requirements for municipal utilities by the Public Service CommissionTo determine whether the regulation of revenue requirements for municipal utilities should be modified04-08-09 Proposed

PSC-16-09-00010 Petition for the submetering of electricityTo consider the request of AMPS on behalf of Park Imperial to submeter electricity at 230 W. 56th Street, in New York,New York

04-22-09 Proposed

PSC-16-09-00020 Whether SUNY's core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacityWhether SUNY's core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacity

04-22-09 Proposed

PSC-17-09-00010 Whether to permit the use of Elster REX2 solid state electric meter for use in residential and commerical accountsTo permit electric utilities in New York State to use the Elster REX2

04-29-09 Proposed

PSC-17-09-00011 Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxesWhether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxes

04-29-09 Proposed

PSC-17-09-00012 Petition for the submetering of gas at commercial propertyTo consider the request of Turner Construction, to submeter natural gas at 550 Short Ave., & 10 South St., GovernorsIsland, NY

04-29-09 Proposed

PSC-17-09-00014 Benefit-cost framework for evaluating AMI programs prepared by the DPS StaffTo consider a benefit-cost framework for evaluating AMI programs prepared by the DPS Staff

04-29-09 Proposed

PSC-17-09-00015 The construction of a tower for wireless antennas on land owned by National GridTo approve, reject or modify the petition to build a tower for wireless antennas in the Town of Onondaga

04-29-09 Proposed

PSC-18-09-00012 Petition for rehearing of Order approving the submetering of electricityTo consider the request of Frank Signore to rehear petition to submeter electricity at One City Place in White Plains, NewYork

05-06-09 Proposed

PSC-18-09-00013 Petition for the submetering of electricityTo consider the request of Living Opportunities of DePaul to submeter electricity at E. Main St. located in Batavia, New York

05-06-09 Proposed

PSC-18-09-00017 Approval of an arrangement for attachment of wireless antennas to the utility's transmission facilities in the City of YonkersTo approve, reject or modify the petition for the existing wireless antenna attachment to the utility's transmission tower

05-06-09 Proposed

PSC-20-09-00016 The recovery of, and accounting for, costs associated with the Companies' advanced metering infrastructure (AMI) pilots etcTo consider a filing of the Companies as to the recovery of, and accounting for, costs associated with it's AMI pilots etc

05-20-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-20-09-00017 The recovery of, and accounting for, costs associated with CHG&E's AMI pilot programTo consider a filing of CHG&E as to the recovery of, and accounting for, costs associated with it's AMI pilot program

05-20-09 Proposed

PSC-22-09-00011 Cost allocation for Consolidated Edison's East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison's East River RepoweringProject

06-03-09 Proposed

PSC-25-09-00005 Whether to grant, deny, or modify, in whole or in part, the petitionWhether to grant, deny, or modify, in whole or in part, the petition

06-24-09 Proposed

PSC-25-09-00006 Electric utility implementation plans for proposed web based SIR application process and project status databaseTo determine if the proposed web based SIR systems are adequate and meet requirements needed for implementation

06-24-09 Proposed

PSC-25-09-00007 Electric rates for Consolidated Edison Company of New York, IncConsider a Petition for Rehearing filed by Consolidated Edison Company of New York, Inc

06-24-09 Proposed

PSC-27-09-00011 Interconnection of the networks between Vernon and tw telecom of new york I.p. for local exchange service and exchangeaccess.To review the terms and conditions of the negotiated agreement between Vernon and tw telecom of new york I.p.

07-08-09 Proposed

PSC-27-09-00014 Billing and payment for energy efficiency measures through utility billTo promote energy conservation

07-08-09 Proposed

PSC-27-09-00015 Interconnection of the networks between Oriskany and tw telecom of new york l.p. for local exchange service and exchangeaccessTo review the terms and conditions of the negotiated agreement between Oriskany and tw telecom of new york l.p

07-08-09 Proposed

PSC-29-09-00006 Petition for the submetering of electricity at a residential senior citizen facilityTo consider the request of Shinda Management Corp. to submeter electricity at 107-37 166th Street, Jamaica, New York

07-22-09 Proposed

PSC-29-09-00011 Consideration of utility compliance filingsConsideration of utility compliance filings

07-22-09 Proposed

PSC-30-09-00010 Additional funding for interim gas energy efficiency programs currently being implemented by Niagara MohawkTo fund the continued operation of Niagara Mohawk's interim gas energy efficiency programs through October 31, 2009

07-29-09 Proposed

PSC-32-09-00009 Cost allocation for Consolidated Edison's East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison's East River RepoweringProject

08-12-09 Proposed

PSC-34-09-00016 Recommendations made in the Management Audit Final ReportTo consider whether to take action or recommendations contained in the Management Audit Final Report

08-26-09 Proposed

PSC-34-09-00017 To consider the transfer of control of Plattsburgh Cablevision, Inc. d/b/a Charter Communications to CH Communications,LLCTo allow the Plattsburgh Cablevision, Inc. to distribute its equity interest in CH Communications, LLC

08-26-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-36-09-00008 The increase in the non-bypassable charge implemented by RG&E on June 1, 2009Considering exemptions from the increase in the non-bypassable charge implemented by RG&E on June 1, 2009

09-09-09 Proposed

PSC-37-09-00015 Sale of customer-generated steam to the Con Edison steam systemTo establish a mechanism for sale of customer-generated steam to the Con Edison steam system

09-16-09 Proposed

PSC-37-09-00016 Applicability of electronic signatures to Deferred Payment AgreementsTo determine whether electronic signatures can be accepted for Deferred Payment Agreements

09-16-09 Proposed

PSC-39-09-00015 Modifications to the $5 Bill Credit ProgramConsideration of petition of National Grid to modify the Low Income $5 Bill Credit Program

09-30-09 Proposed

PSC-39-09-00018 The offset of deferral balances with Positive Benefit AdjustmentsTo consider a petition to offset deferral balances with Positive Benefit Adjustments

09-30-09 Proposed

PSC-40-09-00013 Uniform System of Accounts - request for deferral and amortization of costsTo consider a petition to defer and amortize costs

10-07-09 Proposed

PSC-51-09-00029 Rules and guidelines for the exchange of retail access data between jurisdictional utilities and eligible ESCOsTo revise the uniform Electronic Data Interchange Standards and business practices to incorporate a contest period

12-23-09 Proposed

PSC-51-09-00030 Waiver or modification of Capital Expenditure condition of mergerTo allow the companies to expend less funds for capital improvement than required by the merger

12-23-09 Proposed

PSC-52-09-00006 ACE's petition for rehearing for an order regarding generator-specific energy deliverability study methodologyTo consider whether to change the Order Prescribing Study Methodology

12-30-09 Proposed

PSC-52-09-00008 Approval for the New York Independent System Operator, Inc. to incur indebtedness and borrow up to $50,000,000To finance the renovation and construction of the New York Independent System Operator, Inc.'s power control center facili-ties

12-30-09 Proposed

PSC-05-10-00008 Petition for the submetering of electricityTo consider the request of University Residences - Rochester, LLC to submeter electricity at 220 John Street, Henrietta, NY

02-03-10 Proposed

PSC-05-10-00015 Petition for the submetering of electricityTo consider the request of 243 West End Avenue Owners Corp. to submeter electricity at 243 West End Avenue, NewYork, NY

02-03-10 Proposed

PSC-06-10-00022 The Commission's Order of December 17, 2009 related to redevelopment of Consolidated Edison's Hudson Avenuegenerating facilityTo reconsider the Commission's Order of December 17, 2009 related to redevelopment of the Hudson Avenue generatingfacility

02-10-10 Proposed

PSC-07-10-00009 Petition to revise the Uniform Business PracticesTo consider the RESA petition to allow rescission of a customer request to return to full utility service

02-17-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-08-10-00007 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847

02-24-10 Proposed

PSC-08-10-00009 Consolidated Edison of New York, Inc. energy efficiency programsTo modify approved energy efficiency programs

02-24-10 Proposed

PSC-11-10-00011 Niagara Mohawk's EEPS ‘‘Fast Track’’ Residential Electric HVAC ProgramTo encourage cost effective electric energy conservation in the State

03-17-10 Proposed

PSC-12-10-00015 Recommendations made by Staff intended to enhance the safety of Con Edison's gas operationsTo require that Con Edison implement the Staff recommendations intended to enhance the safety of Con Edison's gasoperations

03-24-10 Proposed

PSC-14-10-00010 Petition for the submetering of electricityTo consider the request of 61 Jane Street Owners Corporation to submeter Electricity at 61 Jane Street, Manhattan, NY

04-07-10 Proposed

PSC-16-10-00005 To consider adopting and expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

04-21-10 Proposed

PSC-16-10-00007 Interconnection of the networks between TDS Telecom and PAETEC Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between TDS Telecom and PAETEC Communications

04-21-10 Proposed

PSC-16-10-00015 Interconnection of the networks between Frontier and Choice One Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier and Choice One Communications

04-21-10 Proposed

PSC-18-10-00009 Electric utility transmission right-of-way management practicesTo consider electric utility transmission right-of-way management practices

05-05-10 Proposed

PSC-19-10-00022 Whether National Grid should be permitted to transfer a parcel of property located at 1 Eddy Street, Fort Edward, New YorkTo decide whether to approve National Grid's request to transfer a parcel of vacant property in Fort Edward, New York

05-12-10 Proposed

PSC-22-10-00006 Requirement that Noble demonstrate that its affiliated electric corporations operating in New York are providing safe serviceConsider requiring that Noble demonstrate that its affiliated electric corporations in New York are providing safe service

06-02-10 Proposed

PSC-22-10-00008 Petition for the submetering of electricityTo consider the request of 48-52 Franklin Street to submeter electricity at 50 Franklin Street, New York, New York

06-02-10 Proposed

PSC-24-10-00009 Verizon New York Inc. tariff regulations relating to voice messaging serviceTo remove tariff regulations relating to retail voice messaging service from Verizon New York Inc.'s tariff

06-16-10 Proposed

PSC-25-10-00012 Reassignment of the 2-1-1 abbreviated dialing codeConsideration of petition to reassign the 2-1-1 abbreviated dialing code

06-23-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-25-10-00015 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2009Consideration of NYWC's petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2009

06-23-10 Proposed

PSC-27-10-00016 Petition for the submetering of electricityTo consider the request of 9271 Group, LLC to submeter electricity at 960 Busti Avenue, Buffalo, New York

07-07-10 Proposed

PSC-28-10-00013 Petition for the submetering of electricityTo consider the request of the The Trump Corporation to submeter electricity at 3770 Barger Street, Shrub Oak, New York

07-14-10 Proposed

PSC-31-10-00007 Waiver of the Attachment 23 requirement in 2001 Rate Order that NMPC Board of Directors consist of ‘‘outside directors’’To consider the waiver of the requirement that a majority of NMPC Board of directors consist of ‘‘outside directors’’

08-04-10 Proposed

PSC-31-10-00008 KEDNY's Interim Low Income Energy Efficiency ProgramConsideration of KEDNY's request for approval of costs related to large multifamily energy efficiency services

08-04-10 Proposed

PSC-31-10-00009 KEDLI's Interim Low Income Energy Efficiency ProgramConsideration of KEDLI's request for approval of costs related to low income large multifamily energy efficiency services

08-04-10 Proposed

PSC-34-10-00003 The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-34-10-00005 Approval of a contract for $250,000 in tank repairs that may be a financingTo decide whether to approve a contract between the parties that may be a financing of $250,000 for tank repairs

08-25-10 Proposed

PSC-34-10-00006 The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-36-10-00010 Central Hudson's procedures, terms and conditions for an economic development planConsideration of Central Hudson's procedures, terms and conditions for an economic development plan

09-08-10 Proposed

PSC-40-10-00014 Disposition of a state sales tax refundTo determine how much of a state sales tax refund should be retained by National Grid

10-06-10 Proposed

PSC-40-10-00021 Whether to permit the submetering of natural gas service to a commercial customer at Quaker Crossing MallTo permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall

10-06-10 Proposed

PSC-41-10-00018 Amount of hourly interval data provided to Hourly Pricing customers who have not installed a phone line to read meterAllow Central Hudson to provide less than a years worth of interval data and charge for manual meter reading for somecustomers

10-13-10 Proposed

PSC-41-10-00022 Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NYRequest for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY

10-13-10 Proposed

PSC-42-10-00011 Petition for the submetering of electricityTo consider the request of 4858 Group, LLC to submeter electricity at 456 Main Street, Buffalo, New York

10-20-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-43-10-00016 Utility Access to Ducts, Conduit Facilities and Utility PolesTo review the complaint from Optical Communications Group

10-27-10 Proposed

PSC-44-10-00003 Third and fourth stage gas rate increase by Corning Natural Gas CorporationTo consider Corning Natural Gas Corporation's request for a third and fourth stage gas rate increase

11-03-10 Proposed

PSC-47-10-00012 Approval of a lightened regulatory regime and financing in connection with a 630 MW natural gas electric generating facilityConsideration of approval of a lightened regulatory regime and financing for a 630 MW natural gas electric generating facility

11-24-10 Proposed

PSC-50-10-00005 Metered gas deliveries and lost and unaccounted for gasTo allow BEGWS to recover a refund from Corning for overcharges of gas deliveries

12-15-10 Proposed

PSC-51-10-00018 Commission proceeding concerning three-phase electric service by all major electric utilitiesInvestigate the consistency of the tariff provisions for three-phase electric service for all major electric utilities

12-22-10 Proposed

PSC-11-11-00003 The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public serviceThe proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service

03-16-11 Proposed

PSC-12-11-00008 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2010Consideration of NYWC's petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2010

03-23-11 Proposed

PSC-13-11-00005 Exclude the minimum monthly bill component from the earnings test calculationExclude the minimum monthly bill component from the earnings test calculation

03-30-11 Proposed

PSC-13-11-00006 Amendment of submetering order to allow Hazel Towers Co., LP to terminate electric service for failure to pay electric billsAmendment of submetering order to allow Hazel Towers Co., LP to terminate electric service for failure to pay electric bills

03-30-11 Proposed

PSC-13-11-00007 Budget allocations and use of System Benefits Charge funds to pay State Cost Recovery FeeTo encourage cost effective gas and electric energy conservation in the State

03-30-11 Proposed

PSC-14-11-00009 Petition for the submetering of electricityTo consider the request of 83-30 118th Street to submeter electricity at 83-30 118th Street, Kew Gardens, New York

04-06-11 Proposed

PSC-16-11-00010 The Energy Efficiency Portfolio StandardTo promote gas and electricity energy conservation programs in New York

04-20-11 Proposed

PSC-16-11-00011 The Energy Efficiency Portfolio StandardTo promote gas and electricity energy conservation programs in New York

04-20-11 Proposed

PSC-19-11-00007 Utility price reporting requirements related to the Commission's ‘‘Power to Choose’’ websiteModify the Commission's utility electric commodity price reporting requirements related to the ‘‘Power to Choose’’ website

05-11-11 Proposed

PSC-20-11-00012 Petition for the submetering of electricityTo consider the request of KMW Group LLC to submeter electricity at 122 West Street, Brooklyn, New York

05-18-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-20-11-00013 Determining the reasonableness of Niagara Mohawk Power Corporation d/b/a National Grid ‘s make ready chargesTo determine if the make ready charges of Niagara Mohawk Power Corporation d/b/a National Grid are reasonable

05-18-11 Proposed

PSC-22-11-00004 Whether to permit the use of the Sensus accWAVE for use in residential gas meter applicationsTo permit gas utilities in New York State to use the Sensus accWAVE diaphragm gas meter

06-01-11 Proposed

PSC-23-11-00017 Discontinuance of water serviceTo allow the Garrow Water Works Company, Inc., to abandon its water system

06-08-11 Proposed

PSC-23-11-00018 NYSERDA's energy efficiency program for low-income customersTo promote energy conservation in New York State

06-08-11 Proposed

PSC-26-11-00007 Water rates and chargesTo approve an increase in annual revenues by about $25,266 or 50%

06-29-11 Proposed

PSC-26-11-00009 Petition for the submetering of electricity at commercial propertyTo consider the request of by Hoosick River Hardwoods, LLC to submeter electricity at 28 Taylor Avenue, in Berlin, NewYork

06-29-11 Proposed

PSC-26-11-00012 Waiver of generation retirement notice requirementsConsideration of waiver of generation retirement notice requirements

06-29-11 Proposed

PSC-28-11-00005 To establish a remedy to provide safe, adequate, and reliable service to customers of Orchard Hill and Scott AcresAssuring the provision of safe, adequate, and reliable service to the customers of Orchard Hill and Scott Acres watercompanies

07-13-11 Proposed

PSC-29-11-00011 Petition requesting the Commssion reconsider its May 19, 2011 Order and conduct a hearing, and petition to stay saidOrder.To consider whether to grant or deny, in whole or in part, Windstream New York's Petition For Reconsideration andRehearing.

07-20-11 Proposed

PSC-33-11-00017 Petition for the submetering of electricityTo consider the request of 56-7th Avenue LLC to submeter electricity at 56-7th Avenue, New York, New York

08-17-11 Proposed

PSC-34-11-00005 Approval for Hudson Transmission Partners, LLC to incur indebtedness and borrow up to $750,000,000To finance the construction of Hudson Transmission Partners, LLC's electric transmission facility

08-24-11 Emergency/Adopted

PSC-35-11-00011 Whether to permit Consolidated Edison a waiver to commission regulations Part 226.8Permit Consolidated Edison to conduct a inspection program in lieu of testing the accuracy of Category C meters

08-31-11 Proposed

PSC-36-11-00006 To consider expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

09-07-11 Proposed

PSC-37-11-00013 Stock AcquisitionTo authorize the acquisition by certain entities, including corporations, of more than 10 percent of the voting capital stock

09-14-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-38-11-00002 Operation and maintenance procedures pertaining to steam trap capsAdopt modified steam operation and maintenance procedures

09-21-11 Proposed

PSC-38-11-00003 Waiver of certain provisions of the electric service tariffs of Con EdisonConsideration of waiver of certain provisions of the electric service tariffs of Con Edison

09-21-11 Proposed

PSC-40-11-00010 Participation of regulated local exchange carriers in the New York Data Exchange, Inc. (NYDE)Whether to partially modify its order requiring regulated local exchange carriers' participation NYDE

10-05-11 Proposed

PSC-40-11-00012 Granting of transfer of plant in-service to a regulatory assetTo approve transfer and recovery of unamortized plant investment

10-05-11 Proposed

PSC-41-11-00002 Approval for National Grid's Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve National Grid's Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.

10-12-11 Emergency/Adopted

PSC-42-11-00018 Availability of telecommunications services in New York State at just and reasonable ratesProviding funding support to help ensure availability of affordable telecommunications service throughout New York

10-19-11 Proposed

PSC-43-11-00012 Transfer of outstanding shares of stockTransfer the issued outstanding shares of stock of The Meadows at Hyde Park Water-Works Corporation to HPWS, LLC

10-26-11 Proposed

PSC-44-11-00018 The New York State Energy Research and Development Authority's proposal for an Agricultural Disaster Energy EfficiencyProgram.To assist farms damaged by Hurricane Irene and Tropical Storm Lee and to promote gas and electricity conservation in NewYork.

11-02-11 Emergency/Adopted

PSC-45-11-00002 Approval for NYSEG's Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve NYSEG's Emergency Economic Development Programs to provide immediate assistance to qualifying customers.

11-09-11 Emergency/Adopted

PSC-47-11-00007 Remedying miscalculations of delivered gas as between two customer classesConsideration of Con Edison's proposal to address inter-class delivery imbalances resulting from past Company miscalcula-tions

11-23-11 Proposed

PSC-48-11-00007 Transfer of controlling interests in generation facilities from Dynegy to PSEGConsideration of the transfer of controlling interests in electric generation facilities from Dynegy to PSEG

11-30-11 Proposed

PSC-48-11-00008 Petition for the submetering of electricityTo consider the request of To Better Days, LLC to submeter electricity at 37 East 4th Street, New York, New York

11-30-11 Proposed

PSC-50-11-00006 To establish a remedy to provide safe, adequate, and reliable service to customers of Painted Apron Water Company, IncAssuring the provision of safe, adequate, and reliable service to the customers of Painted Apron Water Company, Inc

12-14-11 Proposed

PSC-51-11-00010 The Total Resource Cost (TRC) test, used to analyze measures in the Energy Efficiency Portfolio Standard programPetitioners request that the TRC test and/or its application to measures should be revised

12-21-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-51-11-00014 Lightened regulatory regime approval for Cricket Valley Energy Center, LLCConsideration of an application for lightened regulatory regime

12-21-11 Proposed

03-06-13 Finalized

PSC-51-11-00017 Discontinuance of water serviceTo allow Antlers of Raquette Lake, Inc. to abandon its water system

12-21-11 Proposed

PSC-52-11-00013 Request authorization to defer incremental expenses incurred in storm restoration workTo allow the company to defer incremental expenses incurred in storm restoration work

12-28-11 Proposed

PSC-52-11-00017 Reparations and refundsReparations and refunds

12-28-11 Proposed

PSC-01-12-00007 The New York State Reliability Council's revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

01-04-12 Proposed

PSC-01-12-00008 Transfer of real property and easements from NMPNS to NMP3Consideration of the transfer of real property and easements from NMPNS to NMP3

01-04-12 Proposed

PSC-01-12-00009 Recovery of expenses related to the expansion of Con Edison's ESCO referral program, PowerMoveTo determine how and to what extent expenses related to the Expansion of Con Edison's ESCO referral program should berecovered

01-04-12 Proposed

PSC-06-12-00007 Residential electric submetering regulations (11-M-0710SP1)Reviewing and amending electric submetering regulations for multi-unit residential premises

02-08-12 Proposed

09-05-12 Revised

01-02-13 Finalized

PSC-08-12-00006 Energy efficiency programs administered by Central Hudson, ConEdison, Niagara Mohawk d/b/a National Grid, and Orange& RocklandTo establish Block Bidding Programs as per Ordering Clause No. 23 of the Commission's October 25, 2011 Order

02-22-12 Proposed

03-06-13 Finalized

PSC-11-12-00002 Whether to grant, deny or modify, in whole or part, Hegeman's petition for a waiver of Commission policy and Con EdisontariffWhether to grant, deny or modify, in whole or part, Hegeman's petition for a waiver of Commission policy and Con Edisontariff

03-14-12 Proposed

PSC-11-12-00005 Transfer of land and water supply assetsTransfer the land and associated water supply assets of Groman Shores, LLC to Robert Groman

03-14-12 Proposed

PSC-12-12-00019 Approval of an internal corporate reorganization of IUSAConsideration of approval of an internal corporate reorganization of IUSA

03-21-12 Proposed

PSC-13-12-00005 Authorization to transfer certain real propertyTo decide whether to approve the transfer of certain real property

03-28-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-14-12-00012 A non-residential customer complaint alleging that an ESCO engaged in slammingTo consider whether to grant, deny or modify, in whole or in part, the petition filed by Metro Eleven Hotels, LLC04-04-12 Proposed

PSC-15-12-00009 Adoption of a standard Annual Report form for companies subject to lightened ratemaking regulationConsideration of adoption of a standard Annual Report form for companies subject to lightened ratemaking regulation04-11-12 Proposed02-13-13 Finalized

PSC-16-12-00010 Petition for the submetering of electricityTo consider the request of Meadow Manor Holdings LLC to submeter electricity at 3412 113 Street, Flushing, NY04-18-12 Proposed

PSC-17-12-00007 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service04-25-12 Proposed

PSC-17-12-00008 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service04-25-12 Proposed

PSC-17-12-00009 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service04-25-12 Proposed

PSC-17-12-00012 Transfer of franchises, approval for use of revenues, certificate of share exchange and transactions between affiliatesTo authorize the formation of a holding company and to use proceeds from debt and equity issuance for related transac-tions

04-25-12 Proposed

PSC-17-12-00013 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service

04-25-12 Proposed

PSC-17-12-00015 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service

04-25-12 Proposed

PSC-19-12-00008 EEPS program approvalsTo change the design and budgets to Niagara Mohawk's EEPS Small Business and Commercial and Industrial Programs

05-09-12 Proposed

PSC-19-12-00010 Approval to allocate uncommitted EEPS gas and electric funds to the CHP program administered by NYSERDAModify NYSERDA's EEPS gas and electric programs budget to fund the CHP program

05-09-12 Proposed

01-02-13 Finalized

PSC-19-12-00011 Approval to modify EEPS electric program budgets and targets administered by NYSERDAModify NYSERDA's EEPS electric program budgets and targets

05-09-12 Proposed

01-02-13 Finalized

PSC-19-12-00012 Approval to modify EEPS gas program budgets and targets administered by NYSERDAModify NYSERDA's EEPS gas program budgets and targets

05-09-12 Proposed

01-02-13 Finalized

PSC-19-12-00014 EEPS program approvalsTo change the design and budgets of EEPS programs

05-09-12 Proposed

03-06-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

43

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PSC-19-12-00015 Approval to allocate uncommitted EEPS gas and electric funds to Workforce Development program administered byNYSERDAModify NYSERDA's Workforce development program by reallocating uncommitted EEPS funds

05-09-12 Proposed

01-02-13 Finalized

PSC-19-12-00016 Budgets and targets for EEPS ProgramsTo modify budgets and targets of the Residential Gas HVAC, Small Business Electric, and Mid-Size Business ElectricPrograms

05-09-12 Proposed

02-13-13 Finalized

PSC-19-12-00017 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric CorporationTo modify the Residential Gas HVAC Program

05-09-12 Proposed

PSC-19-12-00018 EEPS programs administered by Orange and Rockland Utilities, Inc.To modify the EEPS Small Business Direct Install Program

05-09-12 Proposed

PSC-19-12-00019 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric CorporationTo modify the C&I sector by combining multiple approved C&I programs into a single C&I program for each PA

05-09-12 Proposed

PSC-19-12-00020 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric CorporationTo modify the Small Business Direct Installation Program incentive amount and increase spending per MWh

05-09-12 Proposed

PSC-19-12-00021 EEPS programs administered by Orange and Rockland Utilities, Inc.To approve a new EEPS gas C&I rebate energy efficiency program

05-09-12 Proposed

03-06-13 Finalized

PSC-19-12-00022 Approval of a combined heat and power performance program funding plan administered by NYSERDAModify NYSERDA's EEPS programs budget and targets to fund the CHP program

05-09-12 Proposed

PSC-19-12-00023 Petition for approval pursuant to Section 70 for the sale of goods with an original cost of less than $100,000To consider whether to grant, deny or modify, in whole or in part, the petition filed by Orange and Rockland Utilities, Inc.

05-09-12 Proposed

PSC-19-12-00024 Approval to allocate uncommitted EEPS gas and electric funds to the CHP and Empower programs administered byNYSERDAModify NYSERDA's EEPS gas and electric programs budget to fund the CHP and Empower programs

05-09-12 Proposed

01-02-13 Finalized

PSC-19-12-00025 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric CorporationTo modify electric multifamily gas programs and approve EEPS new multifamily gas programs

05-09-12 Proposed

PSC-19-12-00032 LIWC proposes to retain a portion of property tax refundsTo allow LIWC to retain a portion of property tax refunds

05-09-12 Proposed

03-06-13 Finalized

PSC-21-12-00006 Tariff filing requirements and refundsTo determine if certain agreements should be filed pursuant to the Public Service Law and if refunds are warranted

05-23-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

44

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PSC-21-12-00008 Telecommunications service quality and reporting requirements for Verizon New York Inc.To review Verizon New York Inc.'s telecommunications service quality and reporting requirements

05-23-12 Proposed

02-06-13 Finalized

PSC-21-12-00009 Acquisition by Fortis, Inc., through subsidiaries, of CHEG and, indirectly, CHG&ETransfer of 100% of outstanding stock of CHEG and, thus, indirectly, ownership of CHG&E to Fortis, Inc.

05-23-12 Proposed

PSC-21-12-00010 Request authorization to defer incremental expenses incurred in storm restoration workTo allow the company to defer incremental expenses incurred in storm restoration work

05-23-12 Proposed

PSC-21-12-00011 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47

05-23-12 Proposed

PSC-21-12-00014 Ability to set rates and approval of stocks, bonds and other forms of indebtedness for a water-works corporationApproval of loan and customer surcharge

05-23-12 Proposed

03-06-13 Finalized

PSC-23-12-00004 Program modifications for the multifamily energy efficiency programTo modify program design of the multifamily energy efficiency program

06-06-12 Proposed

PSC-23-12-00005 EEPS multifamily programs administered by Consolidated Edison Company of New York, Inc.To redesign the multifamily electric and gas programs and modify the budgets and targets

06-06-12 Proposed

PSC-23-12-00007 The approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facilityTo consider the approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility

06-06-12 Proposed

PSC-23-12-00008 Petition for the submetering of electricityTo consider the request of 116 John Street Owner LLC to submeter electricity at 116 John Street, New York, New York

06-06-12 Proposed

PSC-23-12-00009 Over earnings sharing between rate payers and shareholdersTo establish an Earnings Sharing Mechanism to be applied following the conclusion of Corning's rate plan

06-06-12 Proposed

PSC-23-12-00010 Program modifications for the multifamily energy efficiency programTo modify program design of the multifamily energy efficiency program

06-06-12 Proposed

PSC-25-12-00008 LIWC proposes to retain a portion of property tax refundsTo allow LIWC to retain a portion of property tax refunds

06-20-12 Proposed

PSC-25-12-00009 Petition for the submetering of electricityTo consider the request of 250 North 10th Street, LLC to submeter electricity at 250 North 10th Street, Brooklyn, NewYork

06-20-12 Proposed

PSC-26-12-00014 Additional funding for expenditures and increased surchargesTo allow or disallow Chaffee Water Works Company additional funding for expenditures and higher surcharges

06-27-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

45

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PSC-27-12-00012 Implementation of recommendations made in a Management Audit ReportTo consider implementation of recommendations made in a Management Audit Report

07-03-12 Proposed

PSC-27-12-00014 Approval of a gas transportation contract rateTo consider approval of a gas transportation contract rate

07-03-12 Proposed

03-06-13 Finalized

PSC-28-12-00008 Minor electric rate filingTo approve an increase in annual revenues by approximately $239,362 or 8.0%

07-11-12 Proposed

02-13-13 Finalized

PSC-28-12-00013 Exemption of reliability reporting statistics for the purpose of the 2012 Reliability Performance MechanismConsideration of Orange and Rockland Utilities request for exemption of the 2012 reliability reporting statistics

07-11-12 Proposed

PSC-29-12-00013 EEPS programs administered by KEDLITo modify KEDLI's gas residential EEPS programs

07-18-12 Proposed

PSC-29-12-00014 EEPS programs administered by Niagara MohawkTo modify Niagara Mohawk's electric and gas residential EEPS programs

07-18-12 Proposed

PSC-29-12-00015 EEPS programs administered by KEDNYTo modify KEDNY's gas residential EEPS programs

07-18-12 Proposed

PSC-29-12-00017 Lightened and incidental regulation of steam serviceTo consider lightened and incidental regulation of steam service

07-18-12 Proposed

03-06-13 Finalized

PSC-29-12-00019 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Hamden to waive certain preliminary franchising procedures to expedite the franchising process.

07-18-12 Proposed

PSC-30-12-00008 Orange and Rockland Utilities, Inc. proposes to retain a portion of property tax refundsTo consider Orange and Rockland Utilities, Inc.'s proposal to retain a portion of property tax refunds

07-25-12 Proposed

PSC-30-12-00010 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Andes to waive certain preliminary franchising procedures to expedite the franchising process

07-25-12 Proposed

PSC-30-12-00012 To increase the Company's existing escrow accountTo approve an increase to the Company's existing escrow account

07-25-12 Proposed

01-02-13 Finalized

PSC-30-12-00013 To increase the Company's existing escrow accountTo approve an increase to the Company's existing escrow account

07-25-12 Proposed

01-02-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

46

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PSC-31-12-00008 Whether to approve, deny or modify, in whole or in part, the petition of Consolidated Edison regarding certain wheelingcostsWhether to approve, deny or modify, in whole or in part, the petition of Consolidated Edison regarding certain wheelingcosts08-01-12 Proposed03-06-13 Finalized

PSC-32-12-00015 To implement a quarterly customer surcharge in P.S.C. No. 3 - WaterTo approve the implementation of a quarterly customer surcharge in P.S.C. No. 3 - Water08-08-12 Proposed01-02-13 Finalized

PSC-33-12-00009 Telecommunications companies ability to attach to utility company polesConsideration of Tech Valley's ability to attach to Central Hudson poles08-15-12 Proposed

PSC-35-12-00013 Request by the Village of Angelica to modify its Tariff Schedule PSC No. 1To consider request by the Village of Angelica to modify its Tariff Schedule PSC No. 108-29-12 Proposed03-06-13 Finalized

PSC-35-12-00014 To implement an abandonment of White Knight's water systemTo approve the implementation of abandonment of White Knight's water system08-29-12 Proposed

PSC-35-12-00015 Water rates and chargesTo approve an increase in base rates by approximately $28,511 or 45%08-29-12 Proposed

03-13-13 Finalized

PSC-35-12-00016 Whether to permit the use of the Romet RM56000 DCID rotary meter for use in commercial gas meter applicationsTo permit gas utilities in New York State to use the Romet RM56000 DCID rotary meter

08-29-12 Proposed

PSC-36-12-00008 Customer eligibility limits in commercial electric energy efficiency programs.To encourage energy conservation by larger commercial customers.

09-05-12 Proposed

02-13-13 Finalized

PSC-36-12-00009 EEPS residential programs administered by Consolidated Edison Company of New York, Inc.To redesign the residential electric and gas programs and modify the budgets and targets.

09-05-12 Proposed

PSC-37-12-00008 Upstate commercial submetering; on-line bill calculatorLighten regulation of commercial submetering. Help submetered residents check electric bills

09-12-12 Proposed

03-13-13 Finalized

PSC-37-12-00009 Proposed modification by Con Edison of its procedures to calculate estimated bills to its customersProposed modification by Con Edison of its procedures to calculate estimated bills to its customers

09-12-12 Proposed

PSC-38-12-00003 Approval to modify EEPS program budgets administered by NFGTo modify NFG's EEPS programs by reallocating program budgets

09-19-12 Proposed

03-06-13 Finalized

PSC-39-12-00008 Mothballing of generation facility units and related electric service reliability remediesConsideration of the mothballing of generation facility units and related electric service reliability remedies

09-26-12 Proposed

01-02-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

47

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PSC-40-12-00008 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interestWhether the Commission should issue an order approving the proposed provision of water service

10-03-12 Proposed

01-02-13 Finalized

PSC-40-12-00009 Minor Rate FilingTo increase annual revenues by approximately $116,000 or 7.78%

10-03-12 Proposed

PSC-40-12-00010 Issuance of securitiesTo permit the Company to issue and sell securities

10-03-12 Proposed

01-02-13 Finalized

PSC-40-12-00011 The approval of the acquisition of GenOn by NRG through a merger.To consider the approval of the acquisition of GenOn by NRG through a merger

10-03-12 Proposed

01-02-13 Finalized

PSC-40-12-00012 Recharge New York Power Program (RNY)To clarify the applicability of the RDM as it applies to Consolidated Edison Company of New York, Inc.'s RNY Program

10-03-12 Proposed

PSC-41-12-00014 Amendment of submetering order to allow Progressive Management of NY, Corp. to terminate electric service for failure topayAmendment of submetering order to allow Progressive Management of NY, Corp. to terminate electric service for failure topay

10-10-12 Proposed

PSC-41-12-00015 Modification to the Commission's Electric Safety StandardsTo consider revisions to the Commission's Electric Safety Standards

10-10-12 Proposed

PSC-42-12-00006 Amendments to 16 NYCRR Part 255To adopt amendments to 16 NYCRR part 255

10-17-12 Proposed

02-06-13 Finalized

PSC-42-12-00007 Petition for the submetering of electricityTo consider the request of 215 West 91st Street Corp. to submeter electricity at 215 West 91st Street, New York, NewYork

10-17-12 Proposed

PSC-42-12-00008 Major gas rate filingTo consider a proposal to increase annual gas revenues

10-17-12 Proposed

PSC-42-12-00009 Regulation of Gipsy Trail Club, Inc.'s long-term financing agreementsTo exempt Gipsy Trail Club, Inc. from Commission regulation of its financing agreements

10-17-12 Proposed

PSC-42-12-00010 Major electric rate filingTo consider a proposal to increase annual electric revenues

10-17-12 Proposed

PSC-43-12-00004 Water rates and chargesTo approve an increase in annual revenues by approximately $87,307 or 19.48%

10-24-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

48

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PSC-43-12-00005 Grant authority for additional expenditures in New York State Electric and Gas Corporation Emergency Economic ProgramsProvide emergency economic program assistance for qualified applicants that exceed the previously approved $7 millionprogram

10-24-12 Proposed

01-02-13 Finalized

PSC-43-12-00006 Annual Reconciliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recover-ies

10-24-12 Proposed

PSC-44-12-00005 Renewable Portfolio Standard structure and fund allocation to further support on-site wind developmentTo encourage electric energy generation for the State's consumers from renewable resources

10-31-12 Proposed

03-06-13 Finalized

PSC-44-12-00006 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customersTo provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers

10-31-12 Proposed

PSC-44-12-00007 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customersTo provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers

10-31-12 Proposed

PSC-44-12-00008 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customersTo provide for net metering of micro-hydroelectric generation for farm and non-residential customers

10-31-12 Proposed

PSC-44-12-00009 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customersTo provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers

10-31-12 Proposed

PSC-44-12-00010 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customersTo provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers

10-31-12 Proposed

PSC-44-12-00011 Tariff regarding remote net metering of micro-hydro electric generation for farm and non-residential customersTo provide for remote net metering of micro-hydroelectric generation for farm and non-residential customers

10-31-12 Proposed

PSC-44-12-00012 Petition for the submetering of electricityTo consider the request of CityStation East, LLC to submeter electricity at 1520 6th Avenue, Troy, New York

10-31-12 Proposed

PSC-45-12-00003 Transfer Certain Equipment to AES ES Westover LLCTo approve the transfer of certain equipment to AES ES Westover LLC

11-07-12 Emergency/Proposed

01-30-13 Finalized

PSC-45-12-00006 Waiver of certain requirements of sections 16 NYCRR § § 600.3, 609.4, 609.13(c), and 890.66, as requested by VerizonTo implement a program providing for prior approved notification by e-mail rather than hardcopy notices

11-07-12 Proposed

03-06-13 Finalized

PSC-45-12-00007 Petition for the submetering of electricityTo consider the request of 2130 ACP Blvd Investors LLC to submeter electricity at 2130-2138 Adam Clayton Powell JrBlvd, NY, NY

11-07-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

49

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PSC-45-12-00008 Whether to grant, deny or modify, in whole or part, ESHG's petition for a waiver of Commission policy and RG&E tariffWhether to grant, deny or modify, in whole or part, ESHG's petition for a waiver of Commission policy and RG&E tariff

11-07-12 Proposed

PSC-45-12-00009 Certain aspects of the residential and small non-residential retail energy markets in New York StateTo assess certain aspects of the retail energy markets and to consider actions regarding the operation of those markets

11-07-12 Proposed

PSC-45-12-00010 Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood Fire DistrictWhether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood Fire District

11-07-12 Proposed

PSC-46-12-00008 Tariff regarding capacity limits for net metered electrical generating systemsTo increase availability of net metering in New York State Electric and Gas Corporation's service territory

11-14-12 Proposed

PSC-46-12-00009 New York State Cost Recovery Fee requirementsTo approve NYSERDA's request to use interest earned on ConEd EEPS gas program funds to pay share of State CostRecovery Fee

11-14-12 Proposed

PSC-46-12-00010 Tariff regarding installed capacity limits for net metered electrical generating systemsTo increase net metering availability in Orange and Rockland Utilities Inc.'s service territory

11-14-12 Proposed

PSC-46-12-00011 Tariff regarding installed capacity limits for net metered electrical generating systemsTo increase net metering availability in Consolidated Edison Company of New York, Inc.'s service territory

11-14-12 Proposed

PSC-46-12-00012 Tariff regarding installed capacity limits for net metered electrical generating systemsTo increase net metering availability in Rochester Gas and Electric Corporation's service territory

11-14-12 Proposed

PSC-46-12-00013 Tariff regarding installed capacity limits for net metered electrical generating systemsTo increase net metering availability in Niagara Mohawk Power Corporation's service territory

11-14-12 Proposed

PSC-46-12-00014 Central Hudson tariff regarding net metering of residential, non-residential, and farm service wind electric generating systemsTo increase the capacity limits for net metered residential, non-residential, and farm service wind electric generating systems

11-14-12 Proposed

PSC-47-12-00004 Temporary waiver and suspension of electric, gas and steam tariff provisions requiring the imposition of late paymentchargesTemporary waiver and suspension of electric, gas and steam tariff provisions requiring the imposition of late paymentcharges

11-21-12 Emergency/Proposed

02-13-13 Finalized

PSC-47-12-00005 Temporary waiver of the notification requirement contained in 16 NYCRR Section 261.53To provide gas utilities with a temporary waiver of 16 NYCRR Section 261.53

11-21-12 Emergency/Proposed

02-13-13 Finalized

PSC-47-12-00006 Waiver of certain requirements of 16 NYCRR section 255.604 concerning ‘‘operator qualification’’The waiver will allow utilities flexibility in personnel and contractor services to facilitate the restoration of gas service

11-21-12 Emergency/Proposed

02-13-13 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PSC-47-12-00008 Renewable Portfolio Standard structure & funding allocation to further support on-site anaerobic digester generationdevelopmentTo encourage electric energy generation for the State's consumers from renewable resources11-21-12 Proposed02-13-13 Finalized

PSC-47-12-00009 Issuance of SecuritiesTo allow or disallow New York American Water Company to issue long-term debt11-21-12 Proposed02-06-13 Finalized

PSC-47-12-00010 Whether to permit the use of the Romet AdEC electronic corrector for use in commercial and industrial gas meter applica-tionsTo permit gas utilities in New York State to use the Romet AdEC corrector11-21-12 Proposed

PSC-47-12-00011 Customer chargesTo make changes to the rates, charges, rules and regulations in HVWC's tariff to become effective March 1, 201311-21-12 Proposed03-06-13 Finalized

PSC-47-12-00012 The approval of the transfer of ownership of WPS from Integrys to LakesideTo consider the approval of the transfer of ownership of WPS from Integrys to Lakeside

11-21-12 Proposed

02-06-13 Finalized

PSC-48-12-00005 Removal of references to Standby Sales ServiceTo remove references to Standby Sales Service which is no longer offered to Interruptible Transportation customers

11-28-12 Proposed

02-06-13 Finalized

PSC-49-12-00001 Waiver of certain requirements of 16 NYCRR section 255.604 concerning ‘‘operator qualification’’The waiver will allow flexibility in utility personnel to facilitate the restoration of gas service impacted by Hurricane Sandy

12-05-12 Emergency/Proposed

02-13-13 Finalized

PSC-49-12-00010 Temporary waiver of the notification requirement contained in 16 NYCRR Section 261.53To provide gas utilities with a temporary waiver of 16 NYCRR Section 261.53

12-05-12 Emergency/Proposed

03-06-13 Finalized

PSC-50-12-00003 Affiliate standards for Corning Natural Gas CorporationTo resolve issues raised by Corning Natural Gas Corporation in its petition for rehearing

12-12-12 Proposed

PSC-50-12-00004 Availability of important telecommunications services in New York State at just and reasonable ratesHelping to ensure availability of important telecommunications services in New York State at affordable rates

12-12-12 Proposed

PSC-51-12-00003 To consider the petition for clarification from 42nd and 10th Associates, LLCTo consider the petition for clarification from 42nd and 10th Associates, LLC

12-19-12 Proposed

PSC-51-12-00004 Transfer of utility assets in excess of $100,000To grant or deny the sale of 809-873 Neptune Ave., Brooklyn, NY., from BUG to Storage Deluxe for $15 million, nocontingencies

12-19-12 Proposed

PSC-51-12-00005 Petition for the submetering of electricityTo consider the request of Kissling Interests, LLC to submeter electricity at 175 North Street, Buffalo, New York

12-19-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-51-12-00006 National Grid proposes to retain all property tax refundsTo consider National Grid's proposal to retain all property tax refunds

12-19-12 Proposed

PSC-51-12-00007 Uniform System of Accounts - Request for Accounting AuthorizationTo allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred

12-19-12 Proposed

PSC-52-12-00009 Consideration of the petition of Multiple Intervenors regarding Empire Zone and Recharge New York economic developmentratesWhether to allow customers to receive multiple discounts on Recharge New York power

12-26-12 Proposed

PSC-52-12-00010 To designate of TWCIS/NY as a Lifeline--only ETC in New YorkTo allow TWCIS/NY to offer residential voice telephone service to Lifeline-eligible customers

12-26-12 Proposed

PSC-52-12-00011 The New York State Reliability Council's establishment of an Installed Reserve Margin of 17.0%To adopt an Installed Reserve Margin for the Capability Year beginning May 1, 2013, and ending April 30, 2014

12-26-12 Proposed

03-06-13 Finalized

PSC-01-13-00006 Further waiver and suspension of electric and gas tariff provisions requiring the imposition of certain late payment charges.Further waiver and suspension of electric and gas tariff provisions requiring the imposition of certain late payment charges.

01-02-13 Emergency/Proposed

03-27-13 Finalized

PSC-01-13-00007 Waiver of certain tariff charges.To consider petition for waiver of certain tariff charges.

01-02-13 Emergency/Proposed

03-27-13 Finalized

PSC-01-13-00008 Waiver of certain tariff charges.To consider petition for waiver of certain tariff charges.

01-02-13 Emergency/Proposed

03-27-13 Finalized

PSC-01-13-00009 Waiver of certain tariff charges.To consider petition for waiver of certain tariff charges.

01-02-13 Emergency/Proposed

03-27-13 Finalized

PSC-01-13-00010 Waiver of certain tariff charges.To consider petition for waiver of certain tariff charges.

01-02-13 Emergency/Proposed

03-27-13 Finalized

PSC-01-13-00016 To issue long-term indebtedness, preferred stock and hybrid securities and to enter into derivative instrumentsTo allow or disallow Rochester Gas and Electric Corporation to finance transactions for purposes authorized under PSLSection 69

01-02-13 Proposed

PSC-01-13-00017 New York State Renewable Portfolio Standard eligibility requirementsTo modify the rules of the Renewable Portfolio Standard to limit eligibility to projects located in New York State

01-02-13 Proposed

PSC-02-13-00014 Use of an existing surcharge balance and extend its collection period for an additional 16 quartersImmediately pay off the incurred cost and avoid additional interest charges

01-09-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-02-13-00015 Whether NFG should be permitted to transfer 100 miles of property located in Chautauqua CountyTo decide whether to approve NFG's request to transfer 100 miles of property located in Chautauqua County

01-09-13 Proposed

PSC-03-13-00001 Whether to grant, modify or deny a petition by Consolidated Edison proposing revisions to its demand response programsWhether to grant, modify or deny a petition by Consolidated Edison proposing revisions to its demand response programs

01-16-13 Proposed

PSC-03-13-00002 Petition for the submetering of electricityTo consider the request of Jamaica 161 Realty, LLC to submeter electricity at 90-14 161st Street, Jamaica, New York

01-16-13 Proposed

PSC-04-13-00005 Whether to grant, deny or modify, in whole or in part, the petition for waiver of National Grid's tariff Rule 47To determine whether to grant, deny or modify, in whole or in part, the petition for waiver of National Grid's tariff Rule 47

01-23-13 Proposed

PSC-04-13-00006 Expansion of mandatory day ahead hourly pricing for customers of Orange and Rockland Utilities with demands above 100kWTo consider the expansion of mandatory day ahead hourly pricing for customers with demands above 100 kW

01-23-13 Proposed

PSC-04-13-00007 Authorization to transfer certain real property.To decide whether to approve the transfer of certain real property.

01-23-13 Proposed

PSC-04-13-00008 NYSEG's Emergency Economic Development Programs for assisting customers recovering from Superstorm SandyApproval of NYSEG's Emergency Economic Development Program for assisting customers recovering from SuperstormSandy

01-23-13 Proposed

PSC-04-13-00009 National Grid's Emergency Economic Development Programs for assisting customers recovering from Superstorm SandyApproval of National Grid's Emergency Economic Development Programs for assisting customers recovering fromSuperstorm Sandy

01-23-13 Proposed

PSC-04-13-00010 Additional financing of $4.0 million related to a transfer of interests in Emkey to NEEApproval of additional financing of $4.0 million related to a transfer of interests in Emkey to NEE

01-23-13 Proposed

PSC-05-13-00004 To increase the charge per customer from $100.00 to $150.00.To approve the Company's petition to increase the charge per customer from $100.00 to $150.00.

01-30-13 Proposed

PSC-05-13-00005 Waiver of 16 NYCRR Parts 894.1 through 894.4(b)(2)To allow the Town of Williamstown, NY, to waiver certain preliminary franchising procdures to expedite the franchisingprocess.

01-30-13 Proposed

PSC-05-13-00006 Waiver of the retirement notice period so that the Danskammer Facility may be transferred and demolished.Consideration of the waiver of the retirement notice period so that the Danskammer Facility may be transferred anddemolished.

01-30-13 Proposed

PSC-05-13-00007 To consider the Asset Purchase Agreement with Princetown Cable Company, Inc. by Time Warner Cable Northeast LLC.To allow the Princetown Cable Company, Inc. to distribute its equity interest to Time Warner Cable Northeast LLC.

01-30-13 Proposed

PSC-05-13-00008 To increase the charge per customer from $100.00 to $150.00.To approve the Company's petition to increase the charge per customer from $100.00 to $150.00.

01-30-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-06-13-00006 Transfer of utility assets in excess of $100,000To grant or deny the sale of underground streetlight cables and steel from NYSEG to the City of Auburn for $1, nocontingencies02-06-13 Proposed

PSC-06-13-00007 Compliance filing by Consolidated Edison proposing revisions to its fuel cost allocationTo consider a compliance filing and reconsideration request by Consolidated Edison to revise its fuel cost allocation02-06-13 Proposed

PSC-06-13-00008 Verizon New York Inc.'s retail service qualityTo investigate Verizon New York Inc.'s retail service quality

02-06-13 Proposed

PSC-06-13-00009 Allocation of tax refundsTo determine the appropriate allocation of tax refunds between the utility and its customers

02-06-13 Proposed

PSC-06-13-00010 Deferred Payment Agreements (DPA)Approval of a pilot program allowing customers to negotiate the terms of a DPA over the phone and sign the DPA electroni-cally

02-06-13 Proposed

PSC-06-13-00011 Approval of the transfer of ownership interests the Roseton Generating StationConsideration of the approval of the transfer of ownership interests the Roseton Generating Station

02-06-13 Proposed

PSC-06-13-00012 Natural Gas Vehicle Service (NGV)To allow for payment of service for fuel for a NGV at the point of sale

02-06-13 Proposed

PSC-06-13-00013 Waiver of certain tariff requirements related temperature controlled interruptible gas serviceThe waiver will allow uninterrupted gas service to customers whose equipment was impacted by Hurricane Sandy

02-06-13 Emergency/Proposed

PSC-07-13-00016 Approval of the transfer, from Kodak to RED, of a utility system at the Eastman Business Park, and other related reliefConsideration of the transfer, from Kodak to RED, of a utility system at the Eastman Business Park, and other related relief

02-13-13 Proposed

PSC-07-13-00017 The modification of a prior order concerning the treatment of funds received from a third partyTo decide whether to modify a prior order concerning the treatment of funds received from a third party

02-13-13 Proposed

PSC-07-13-00018 Whether to permit the use of the Rosemount 8800 Series Vortex FlowmeterTo permit steam utilities in New York State to use the Rosemount 8800 Series Vortex Flowmeter

02-13-13 Proposed

PSC-07-13-00019 Monthly charge for cellular communications.To modify the monthly charge applicable to Service Classification Nos. 3 and 13 customers with cellular meters.

02-13-13 Proposed

PSC-08-13-00009 Reliability contingency plans to address the potential retirement of the Indian Point Energy Center.To establish reliability contingency plans for the potential retirement of the Indian Point Energy Center.

02-20-13 Proposed

PSC-08-13-00010 Customer-Sited Tier of the RPS ProgramTo reallocate unencumbered 2012 Customer-Sited Tier funds

02-20-13 Proposed

PSC-08-13-00011 To consider the Company's petition to extend the completion of the five year inspection cycle to June 30, 2015To consider the Company's petition to extend the completion of the five year inspection cycle to June 30, 2015

02-20-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PSC-08-13-00012 Filing requirements for certain Article VII electric facilitiesTo ensure that applications for certain electric transmission facilities contain pertinent information

02-20-13 Proposed

PSC-08-13-00013 Service Class No. 10 (SC)To add a new Service Class (SC No. 10)

02-20-13 Proposed

PSC-08-13-00014 Uniform System of Accounts - Request for Accounting AuthorizationTo allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred

02-20-13 Proposed

PSC-08-13-00015 Minor gas rate filingTo approve an increase in annual gas revenues by approximately $300,000 or 27.9%

02-20-13 Proposed

PSC-08-13-00016 To adopt amendments to 16 NYCRR Parts 10 and 255 to reflect current Federal regulations and certain housekeepingchangesTo adopt amendments to 16 NYCRR Parts 10 and 255 to reflect current Federal regulations and certain housekeepingchanges

02-20-13 Proposed

PSC-09-13-00004 Recharge New York ProgramTo modify its Allocation Ratio for standby service customers served under certain economic development programs

02-27-13 Proposed

PSC-09-13-00005 Waiver of the requirements of 16 NYCRR, part 96, by Concern for Independent Living for 3349 Webster Avenue, Bronx,New YorkTo consider the request for waiver from 16 NYCRR, Part 96, by Concern for Independent Living for 3349 Webster Avenue,Bronx, NY

02-27-13 Proposed

PSC-09-13-00006 Business Incentive Rate (BIR)To modify Rider J - Business Incentive Rate to remove the 25% residential-use ceiling for certain customers

02-27-13 Proposed

PSC-10-13-00002 Appoint the Town of Thompson as the temporary operator of the abandoned White Knight water system.Appointment will allow continued operation and management of system in compliance with tariff, statutes and regulations.

03-06-13 Emergency/Proposed

PSC-10-13-00009 Telephone local interconnection ratesTo change the current procedure to establish and update the UCRCC

03-06-13 Proposed

PSC-11-13-00010 Temporary State AssessmentTo modify tariff language regarding the implementation of the Temporary State Assessment

03-13-13 Proposed

PSC-11-13-00011 Temporary State AssessmentTo modify tariff language regarding the implementation of the Temporary State Assessment

03-13-13 Proposed

PSC-11-13-00012 Recovery of incremental expenseTo consider petition for recovery of incremental expense

03-13-13 Proposed

PSC-11-13-00013 Transportation service under Service Classification (SC) Nos. 7 and 14To modify and clarify provisions related to electric generators that take transportation service under SC Nos. 7 and 14

03-13-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

55

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PSC-11-13-00014 Request authorization to defer incremental expenses incurred related to Tropical Storm SandyTo consider allowing Central Hudson Gas & Electric Corporation to defer incremental expenses incurred in storm restorationwork

03-13-13 Proposed

PSC-11-13-00015 Recovery of certain transmission-related expenses to a non-bypassable tariff riderTo shift the recovery mechanism of certain transmission-related expenses to a non-bypassable tariff rider

03-13-13 Proposed

PSC-12-13-00007 Protecting company water mainsTo allow the company to require certain customers to make changes to the electrical grounding system at their homes

03-20-13 Proposed

PSC-12-13-00008 Petition for the submetering of electricityTo consider the request of UDC Gateway, LLC to submeter electricity at 1560 Fulton Street, Brooklyn, New York

03-20-13 Proposed

PSC-12-13-00009 The approval of the transfer of ownership of Laser and DMP from indirect ownership by Williams to direct ownershipTo consider the approval of the transfer of ownership of Laser and DMP from indirect ownership by Williams to directownership

03-20-13 Proposed

PSC-12-13-00010 Main Tier of the RPS ProgramTo allocate funding from the Main Tier to an eligible hydroelectric facility

03-20-13 Proposed

PSC-12-13-00013 Reliability Support Services Agreement for electric service reliabilityConsideration of a Reliability Support Services Agreement for electric service reliability

03-20-13 Proposed

PSC-13-13-00006 Revision to the Underground Residential Distribution provisionsTo clarify language to the Underground Residential Distribution provisions

03-27-13 Proposed

PSC-13-13-00007 Minor electric rate filingTo approve an increase in annual base electric revenues by approximately $194,309 or 7%

03-27-13 Proposed

PSC-13-13-00008 The potential waiver of 16 NYCRR 255.9221(d) completion of integrity assessments for certain gas transmission lines.To determine whether a waiver of the timely completion of certain gas transmission line integrity assessments should begranted.

03-27-13 Proposed

RACING AND WAGERING BOARD

RWB-04-12-00001 Testing of horses in a claiming raceTo remove the requirement that all claiming horses be tested and allow the Board to test based on race results or integrity

01-25-12 Proposed

02-13-13 Expired

RWB-44-12-00013 The ability of a new owner of a claimed horse to void the claimTo remove the incentive to horse owners to race substandard horses in a claiming race

10-31-12 Emergency

RWB-48-12-00006 Implementation of substantive changes and procedures pertaining to equine drugs and reporting requirements forthoroughbredsTo protect the health and safety of thoroughbred race horses, jockeys and exercise riders

11-28-12 Emergency

ID Number Issue Date Action QUARTERLY INDEX

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RACING AND WAGERING BOARD

RWB-52-12-00014 Implementation of substantive changes and procedures pertaining to equine drugs and reporting requirements forthoroughbreds.To protect the health and safety of thoroughbred race horses, jockeys and exercise riders.

12-26-12 Emergency

RWB-05-13-00003 The ability of a new owner of a claimed horse to void the claimTo remove the incentive to horse owners to race substandard horses in a claiming race

01-30-13 Emergency

RWB-08-13-00003 Prohibited use of anabolic steroids in horse racing and testing of plasma samplesTo include plasma samples and establish plasma thresholds in anabolic steroid testing of racehorses

02-20-13 Proposed

RWB-08-13-00004 The use of cellular telephones in the paddockTo allow cellular telephones and other electronic communication devices in designated areas of a harness race track pad-dock

02-20-13 Proposed

RWB-08-13-00005 The ability of a new owner of a claimed horse to void the claimTo remove the incentive to horse owners to race substandard horses in a claiming race

02-20-13 Proposed

RWB-08-13-00006 Implementation of substantive changes and procedures pertaining to equine drugs and reporting requirements forthoroughbredsTo protect the health and safety of thoroughbred race horses, jockeys and exercise riders

02-20-13 Proposed

STATE, DEPARTMENT OF

DOS-02-12-00001 Children's Product Safety and Recall Effectiveness ActImplement the Children's Product Safety and Recall Effectiveness Act

01-11-12 Proposed

10-03-12 Finalized

DOS-22-12-00017 Administrative expenses and executive compensation of providers of services to New YorkersTo address limits on the use of State funds/State-authorized payments for administrative expenses and executivecompensation

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

DOS-35-12-00005 Will require local government agencies to post contact information for records access officers online where practicableTo make contact information for FOIL requests available online

08-29-12 Proposed

DOS-43-12-00001 Real estate advertisingTo provide guidance and protection pertaining to advertising by real estate licensees

10-24-12 Proposed

DOS-46-12-00001 Address Confidentiality ProgramTo implement the Address Confidentiality Program required by Executive Law section 108.

11-14-12 Emergency

DOS-07-13-00002 Address Confidentiality ProgramTo implement the Address Confidentiality Program required by Executive Law Section 108

02-13-13 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

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STATE UNIVERSITY OF NEW YORK

SUN-24-12-00008 Proposed amendments to traffic and parking regulations at the State University of New York College of Technology atFarmingdaleAmend existing regulations to update location of parking lots, amend fines, and attach current map of campus

06-13-12 Proposed

01-23-13 Finalized

SUN-30-12-00014 State basic financial assistance for operating expenses of community colleges under the program of the State & CityUniversitiesTo modify existing limitations formula for basic State Financial assistance for operating expenses of community colleges

07-25-12 Emergency/Proposed

TAXATION AND FINANCE, DEPARTMENT OF

TAF-37-12-00005 Combined ReportsTo update rules and codify Department interpretation regarding combined reports

09-12-12 Proposed

01-02-13 Finalized

TAF-48-12-00007 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period January 1, 2013 through March 31, 2013

11-28-12 Proposed

03-13-13 Finalized

TAF-48-12-00008 Tax return filings for licensed farm breweriesTo allow licensed farm breweries to file annual beer tax returns

11-28-12 Proposed

02-20-13 Finalized

TAF-11-13-00006 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period April 1, 2013 through June 30, 2013

03-13-13 Proposed

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-22-12-00021 Limits on administrative expenses and executive compensationEstablishes limits on the use of State funds or State-authorized payments for administrative costs and executive compensa-tion by covered providers

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

TDA-36-12-00001 Fair Hearings Process for the Home Energy Assistance ProgramEliminate the requirements that a fair hearing request concerning the Home Energy Assistance Program (HEAP) must bemade within 105 day of the social services district's termination of the receipt of HEAP applications for the program year

09-05-12 Proposed

03-20-13 Finalized

TDA-49-12-00014 Child SupportTo address child support services applications and notification requirements and the imposition of an annual service fee; andset forth requirements concerning the provision of legal services and the recovery of associated costs

12-05-12 Proposed

03-20-13 Finalized

THRUWAY AUTHORITY, NEW YORK STATE

THR-25-12-00013 Toll rate adjustments on the New York State Thruway systemTo provide for toll rate adjustments necessary to support the Authority's financial obligations

06-20-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY

TBA-44-12-00003 A proposal to establish a new crossing charge schedule for use of bridges and tunnels operated by TBTAA proposal to raise additional revenue

10-31-12 Proposed

01-09-13 Finalized

URBAN DEVELOPMENT CORPORATION

UDC-43-12-00002 Bonding Guarantee Assistance ProgramProvide the basis for administration of the Bonding Guarantee Assistance Program

10-24-12 Emergency

UDC-51-12-00009 The Innovate NY FundProvide the basis for administration of The Innovate NY Fund

12-19-12 Emergency

UDC-02-13-00009 The Downstate Revitalization FundProvide the basis for administration of The Innovate NY Fund

01-09-13 Emergency

UDC-02-13-00010 Bonding Guarantee Assistance ProgramProvide the basis for administration of the Bonding Guarantee Assistance Program

01-09-13 Emergency

UDC-02-13-00011 The Economic Development Fund Program (‘‘EDF’’)Provide the basis for administration of The Champlain Bridge and August-September 2011 Storm and Floor Recovery Fundwithin EDF

01-09-13 Emergency

UDC-02-13-00012 Capital Access ProgramProvide the basis for administration of the Capital Access Program

01-09-13 Emergency

UDC-02-13-00013 Small Business Revolving Loan FundProvide the basis for administration of Small Business Revolving Loan Fund including evaluation criteria and application pro-cess

01-09-13 Emergency

UDC-10-13-00003 The Innovate NY FundProvide the basis for administration of The Innovate NY Fund

03-06-13 Proposed

UDC-10-13-00004 Bonding Guarantee Assistance ProgramProvide the basis for administration of the Bonding Guarantee Assistance Program

03-06-13 Proposed

UDC-10-13-00005 The Downstate Revitalization FundProvide the basis for administration of The Downstate Revitalization Fund

03-06-13 Proposed

UDC-10-13-00006 The Economic Development Fund ProgramProvide the basis for administration of The Champlain Bridge and August-September 2011 Storm and Flood Recovery Fundwithin EDF

03-06-13 Proposed

UDC-12-13-00001 The Innovate NY FundProvide the basis for administration of The Innovate NY Fund

03-20-13 Emergency

ID Number Issue Date Action QUARTERLY INDEX

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URBAN DEVELOPMENT CORPORATION

UDC-12-13-00002 Capital Access ProgramProvide the basis for administration of the Capital Access Program

03-20-13 Proposed

VICTIM SERVICES, OFFICE OF

OVS-22-12-00009 Limits on administrative expenses and executive compensationTo establish limitations on administrative expenses and executive compensation for those programs funded by the Office

05-30-12 Proposed

10-31-12 Revised

03-13-13 Revised

WORKERS’ COMPENSATION BOARD

WCB-47-12-00013 Medical Treatment GuidelinesRequires use of the Medical Treatment Guidelines for covered injuries and creates processes for their use

11-21-12 Proposed

02-06-13 Finalized

WCB-48-12-00002 Filing written reports of Independent Medical Examinations (IMEs)To amend the time for filing written reports of IMEs with the Board and furnished to all others.

11-28-12 Emergency

WCB-09-13-00002 Filing written reports of Independent Medical Examinations (IMEs)To amend the time for filing written reports of IMEs with the Board and furnished to all others.

02-27-13 Emergency

WCB-12-13-00004 Independent Medical Examinations, Examiners, Entities, and reports made without physical examinationClarify the process and procedure for the conduct and reporting of independent medical examinations

03-20-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

60