Upload
others
View
12
Download
0
Embed Size (px)
Citation preview
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 1 of 18
(https://www.aetna.com/)
Electrothermal Arthroscopy
Clinical Policy Bulletins Medical Clinical Policy Bulletins
Pol icy History Last
Review
10/10/2018
Effective: 06/22/2000
Next Review:
05/23/2019
Review History
Definitions
Additional Information
Number: 0545
Policy *Please see amendment for Pennsylvania Medicaid at the end of this CPB.
Aetna considers electrothermal arthroscopy (also known as electrothermally-
assisted capsule shift, and electrothermally-assisted capsulorrhaphy (ETAC)) of the
joint capsule, ligaments, or tendons experimental and investigational for all
indications, including any of the following because available scientific evidence
does not permit conclusions concerning the long-term effects on health outcomes
(not an all-inclusive list):
• Achilles injuries; or
• Adhesive capsulitis; or
• Ankle, hip, knee, or thumb instability; or
• Bankart lesions; or
• Bony avulsion of the capsule; or
• Deficient or thin capsule; or
• Frozen shoulder; or
• Glenohumeral joint (shoulder) instability; or
• Hill-Sachs lesions; or
• Humeral-side avulsion of the capsule; or
• Ligament tear and meniscal injury of the knee; or
• Multi-directional instability; or
• Temporomandibular joint dislocation; or
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 2 of 18
• Wrist injuries.
See also CPB 0475 - Coblation (../400_499/0475.html).
Background
Thermal capsular shrinkage, also known as thermal capsulorrhaphy, is an
arthroscopic procedure performed under general anesthesia that utilizes thermal
energy/heat to shrink the tendons or ligaments of the synovial joint. Thermal
capsulorrhaphy purportedly increases stability of the joint. It is theorized that when
heat is applied to the tissue a molecular change occurs to the structure of collagen
(the chief component of connective tissue, tendons and bones) causing the length
of the collagen to shrink and tighten.
Examples of thermal capsular shrinkage devices include, but may not be l im i ted to :
ArthroCare system 2000 CAPS X ArthroWand; ORA-50 electrothermal system and
accessories; VULCAN EAS electrothermal arthroscopy system and
accessories;VAPR TC electrode for use with VAPR II electrosurgical system.
The shoulder joint is a ball and socket type of joint that permits a wide range of
movement. Its bony structures include the humerus and the shallow cavity (the
glenoid) of the shoulder blade, thus making it inherently unstable. A circle of
ligaments, tendons, muscles and cartilage form a capsule around the joint to
maintain stability. The glenoid labrum is the fibro-cartilage ring attached to the rim
of the glenoid cavity, and acts to stabilize the humeral head inside the glenoid. The
Bankart lesion is a specific injuryto a part of the shoulder joint called the labrum.
Shoulder instability is defined as excessive movements of the shoulder that cause
pain in daily activities or sporting activities. Dislocations occur when the head of
the humerus completely pops out of the socket, and typically are the result of a
complete dislocation with capsulo-labral avulsion, a tearing away of the labrum from
the glenoid rim. The first few times this happens, it is usually with significant, high-
energy trauma. After that, it can get easier and easier for the joint to dislocate.
Most shoulder dislocations are anterior. Subluxation is the feeling that the shoulder
slips slightly out of socket, then immediately comes back in place.
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 3 of 18
The cause of this instability varies. Sometimes it is the result of an abnormal,
generalized hyperlaxity of the capsule usually caused by repetitive microtrauma,
such as in overhead throwing sports, racquet sports, and swimming. It can also
result from recurrent partial or full anterior dislocations of the shoulder. Aching,
heaviness, or sharp pains associated with pathologic conditions of the rotator cuff,
biceps, or labrum are common presenting complaints.
The main goal for any shoulder surgery is to stabilize the shoulder and maintain a
full, pain-free range of motion. The multiplicity of procedures that address this
problem have in common either blocking anterior displacement of the humerus
and/or tightening the joint capsule. For long-term shoulder health, anatomic
stabilization of the Bankart lesion is the first priority because it corrects uni-
directional anterior subluxation/dislocation. The Bankart procedure involves a small
incision (1 cm) into the shoulder, and a suturing of the labrum back to the glenoid.
The Bankart repair reduces pain and can be performed without causing a
significant loss of external rotation.
Anatomic re-attachment of the capsulo-labral complex alone may not successfully
stabilize the gleno-humeral joint. It has been proposed that the higher recurrence
rates seen in arthroscopic repairs that secure the capsulo-labral complex back to
the glenoid rim maybe the result of failure to treat the stretched-out capsule.
Electrothermally-assisted capsulorrhaphy (ETAC), also known as electrothermal
arthroscopy and electrothermally-assisted capsule shift, provides an easy approach
to arthroscopically advance or tighten the capsule in conjunction with arthroscopic re-
attachment procedures.
The ElectroThermal ArthroscopySystem uses high-energy radiofrequency waves
to heat the collagen fibers in the joint. This controlled thermal energy eventually
causes contraction and firming up of the soft tissue in an effort to stabilize the joint.
Initial success of this procedure appears to depend on proper patient selection,
appropriate surgical technique, attention to the rehabilitation program, and patient
compliance. Monopolar electrothermal stabilization is technically easy to perform,
and reported peri-operative complication rates have been low. Short-term,
uncontrolled studies of electrothermal arthroscopy for shoulder instability have
shown preservation of range of motion and more rapid post-operative recovery than
with open procedures. Although results of short-term studies of electrothermal
arthroscopy appear to equal or exceed other surgical procedures, longer-term
clinical outcome studies with direct comparisons with open procedures are
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 4 of 18
necessary to determine the effectiveness of electrothermal arthroscopy. Long-term
follow-up is necessary to determine whether results for this procedure will
deteriorate over time.
In this regard, a number of investigators have commented on the need for long-
term follow-up studies of electrothermal arthroscopy for shoulder instability. Levine
et al (2001) reported that the advances in thermal treatment of the capsule have
made arthroscopic electrothermal capsulorrhaphy increasingly attractive as an
alternative to the open approach for the primary treatment of multi-directional
instability. However, the authors concluded that longer follow-ups will be necessary
before definitive statements can be made regarding the arthroscopic techniques.
Khan et al (2002) noted that monopolar electrothermal stabilization of the shoulder
shows considerable promise as a treatment alternative in athletes and patients with
recurrent instability. However, long-term follow-up is necessary to determine if
results for this procedure deteriorate over time, especially in patients with multi-
directional instability. Furthermore, Walton et al (2002) noted that “[g]ood results
have been reported with this technique in recent short-term studies” but that “[f]
urther long-term evaluations are necessary to evaluate the technique, indications,
and results of this novel method of reducing capsular volume”. Levitz et al (2001)
cautioned that it is not known how much the capsule should be shrunk or what
long-term results will show.
Current evidence supporting the use of electrothermal arthroscopy for shoulder
instability is limited to uncontrolled retrospective (Hovis et al, 2002; Lephart et al,
2002;Levitz et al, 2001; Lyons et al, 2001; Reinold et al, 2003; Joseph et al, 2003)
and prospective case series, with variable results (Fitzgerald et al, 2002; Levy et al,
2000; Mishra et al, 2001; Savoie et al, 2000; Noonan et al, 2003; and Gieringer,
2003).Most of these studies are small and of short duration, although some mid-
term results have been reported. There is a lack of adequate well-controlled long-
term clinical studies of the effectiveness and durability of electrothermal
arthroscopy, comparing outcomes of this procedure with established surgical
methods of treating shoulder instability.
In a review of the literature on electrothermal arthroscopy, Gerber and Warner
(2002) of the Harvard Shoulder Service have warned that “Currently, however, the
indications for thermal capsulorrhaphy are defined poorly, clinical outcome has not
been shown to be superior to conventional stabilization procedures, and long-term
effects on joint biology and mechanics are not known. Based on a critical review of
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 5 of 18
the literature and personal clinical experience, the authors conclude that addi tional
experimental and clinical investigations are necessary to add this procedure to the
accepted modalities applied for the treatment of shoulder instability”.
A technology assessment of electrothermal arthroscopy prepared for the
Washington State Department of Labor and Industries (2003) concluded that, “[w]
hile researchers have published their findings in peer-reviewed journals, the
evidence comes primarily from case series studies with small study populations.
Therefore, findings do not substantially show thermal shrinkage’s efficacy or
effectiveness for the treatment of shoulder instability...”.
Recent studies by Enad et al (2004) as well as D'Alessandro et al (2004) indicated
that the long-term outcome of electrothermal arthroscopy is unsatisfactory. Enad et
al (2004) examined the effectiveness of arthroscopic electrothermal capsulorrhaphy
for the treatment of instability in overhand athletes. Electrothermal capsulorrhaphy
without labral repair was used to treat 20 symptomatic overhand athletes (15
baseball, 3 softball, and 2 volleyball). A total of 19 patients were evaluated at a
mean of 23 months. Overall Rowe results were 10 excellent, 4 good, 2 fair, and 3
poor, with a mean score of 82. The overall mean American Shoulder and Elbow
Surgeons (ASES) score was 85.7 (mean pain score, 42.2; mean score for activities
of daily living, 43.5). Two failures (10 %) required open shoulder stabilization. Ten
athletes returned to their prior level of sport, 3 returned to a lower level, and 6 were
unable to return to their sport. These preliminary results indicate that treatment of
the overhand athlete with isolated electrothermal capsulorrhaphy is favorable but
does not reproduce the success of open surgery. Overall recurrence and failure
rates were high. Instability in overhand athletes may require something other than
isolated electrothermal capsulorrhaphy to address laxity.
D'Alessandro et al (2004) reported a “high rate of unsatisfactory results” in a
published prospective evaluations of the effectiveness of arthroscopic
electrothermal capsulorrhaphy with 2 to 5 years follow-up. This non-randomized
prospective study evaluated the indications and results of thermal capsulorrhaphy
in 84 subjects with shoulder instability. Subjects underwent arthroscopic thermal
capsulorrhaphy after initial assessment, radiographs, and failure of a minimum of 3
months of non-operative rehabilitation. Outcome measures included pain, recurrent
instability, return to work/sports, and the ASES Shoulder Assessment score. After
a median duration of follow-up of 38 months, overall results were excellent in 33
participants (39 %), satisfactory in 20 (24 %), and unsatisfactory in 31 (37 %). The
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 6 of 18
authors concluded that ”[t]he high rate of unsatisfactory overall results (37 %),
documented with longer follow-up, is of great concern”. The authors cautioned that
“[t]he enthusiasm for thermal capsulorrhaphy should be tempered until further
studies document its efficacy”.
There is also a lack of evidence of the effectiveness of electrothermal arthroscopy
for other joints, including knee, ankle and elbow. The most thoroughly studied
indication for electrothermal arthroscopy, other than shoulder instability, is anterior
cruciate ligament (ACL) laxity. Carter et al (2002) reported failure at an average of
4 months post-surgery in 11 of 18 patients with laxity of the ACL treated with
electrothermal arthroscopy. Of the 7 patients with a good result, 6 were treated for
acute laxity. The investigators concluded “[e]ven with the short-term follow-up in
our study, it is evident that thermal shrinkage using radiofrequency technology has
limited application for patients with anterior cruciate ligament laxity. Although it may
be useful in treating patients with an acutely injured native anterior cruciate
ligament, further study is needed to see if the ligament stretches out over time or is
at increased risk of reinjury.” Indelli and co-workers (2003) reported their
experience using monopolar thermal repair on 28 consecutive knees with partial
ACL tears. Based on measurements of ACL stability 2 or more years after surgery,
the authors found the results to be comparable to experience with ACL re-
constructions with allograft. The authors stated, however, that longer follow-up and
the results of other studies will better define the selection, methods, and results of
thermal repair of partial ACL tears. Oakes and McAllister (2003) stated that
although the use of thermal energy to selectively shrink tissues may ultimately
prove to be an invaluable tool, the lack of well-designed, randomized controlled
studies to firmly establish its efficacy in the treatment of partial cruciate injuries
mandates cautious use of this technique at this time. A technology assessment
prepared for the Washington State Department of Labor and Industries (2003)
concluded that there is inadequate evidence of the effectiveness of electrothermal
arthroscopy for ACL laxity.
In a review on thermal modification of the lax ACL by means of radiofrequency,
Lubowitz(2005) stated that results of shrinkage of a lax, intact native ACL using
radiofrequency seems promising, but complications of catastrophic, spontaneous
ACL rupture have been reported. The author noted that more research is needed
to define treatment techniques, indications, and selection criteria for ACL thermal
shrinkage using radiofrequency and to compare its outcomes with traditional ACL
reconstructive surgery.
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 7 of 18
In a a multi-center study, Smith and colleagues (2008) prospectively evaluated the
mid-term results (beyond 2 years) of thermal shrinkage on both lax native ACL and
lax re-constructions and determined the effectiveness of this procedure. A total of
64 patients underwent electrothermal shrinkage for a lax ACL, both native and
previous re-constructions. They were followed-up past 2 years with KT-1000
measurements. Failure criteria were subsequent operations for instability and KT-
1000 measurements greater than 5 mm. Three patients were lost to follow-up.
Among the 61 patients followed-up past 2 years, failure occurred in 31 (50.8 %).
The failure rate for lax grafts alone was 78.9 %,and there was a failure rate of 38.1
% for lax native ligaments. The authors concluded that electrothermal shrinkage of
lax native or re-constructed ACLs is not an appropriate treatment.
Chloros et al (2008) reviewed the recent literature on arthroscopic treatment of
distal radius fractures (DRFs), triangular fibro-cartilage complex injuries, inter-
carpal ligament injuries, and ganglion cysts, including the use of electrothermal
devices. A major advantage of arthroscopy in the treatment of DRFs is the
accurate assessment of the status of the articular surfaces and the detection of
concomitant injuries. Non-randomized studies of arthroscopically assisted
reduction of DRFs show satisfactory results, but there is only 1 prospective
randomized study showing the benefits of arthroscopy compared with open
reduction-internal fixation. Wrist arthroscopy plays an important role as part of the
treatment for DRFs; however, the treatment for each practitioner and each patient
needs to be individualized. Wrist arthroscopy is the gold standard in the diagnosis
and treatment of triangular fibro-cartilage complex injuries. Type 1A injuries may
be successfully treated with debridement, whereas the repair of type 1B, 1C, and
1D injuries gives satisfactory results. For type 2 injuries, the arthroscopic wafer
procedure is equally effective as ulnar shortening osteotomy but is associated with
fewer complications in the ulnar positive wrist. With interosseous ligament injuries,
arthroscopic visualization provides critical diagnostic value. Debridement and
pinning in the acute setting of complete ligament tears are promising and proven.
In the chronic patient, arthroscopy can guide re-constructive options based on
cartilage integrity. The preliminary results of wrist arthroscopy using electrothermal
devices are encouraging; however, complications have been reported, and
therefore, their use is controversial. In dorsal wrist ganglia, arthroscopy has shown
excellent results, a lower rate of recurrence, and no incidence of scapholunate
interosseous ligament instability compared with open ganglionectomy. Arthroscopy
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 8 of 18
in the treatmentof volar wrist ganglia has yielded encouraging preliminary res ul ts;
however, further studies are warranted to evaluate the safety and effectiveness of
arthroscopy.
Chu and colleagues (2009) examined if radiofrequency electrothermal treatment of
thumb basal joint instability could produce clinical improvement and result in
successful functional outcomes for patients. From August 2001 to April 2006, these
researchers treated 17 thumbs with symptomatic thumb basal joint instability using
arthroscopic electrothermal shrinkage of the volar ligaments and joint capsule with
a monopolar radiofrequency probe. The sample included 11 men and 6 women
with a mean age of 35.3 years (range of 20 to 60 years). All patients underwent
regular clinical follow-up at a mean of 41 months (range of 24 to 80 months). Pain
improved in all thumbs after surgery. Thumb pinch strength significantly improved
in all thumbs after surgery (p < 0.01). All patients were satisfied with the results
and returned to their pre-injury activities. The authors concluded that by use of the
described method of arthroscopic electrothermal shrinkage of the volar ligaments
and joint capsule in patients with symptomatic thumb basal joint instability, most
patients had good subjective results and the pinch strength improved significantly in
most patients. Of 17 thumbs, 16 had satisfactory subjective and functional stability
at a minimum 2 years' follow-up. This was a small, non-controlled study; its
findings need to be validated by well-designed studies.
Torres and McCain (2012) noted that acute temporomandibular joint dislocation is a
common occurrence that is generally treated by conservative therapy. In some
patients, this can become a chronic recurrent condition. This recurrent
temporomandibular joint dislocation (RTD) can significantly decrease the patient's
quality of life and require some form of surgical intervention for correction. These
researchers examined the effectiveness of a minimally invasive alternative
treatment for RTD using operative arthroscopy. A total of 11 patients treated for
RTD between 2004 and 2010 were retrospectively analyzed. Electrothermal
capsulorrhaphy was performed using a standard double puncture operative
arthroscopy with a Hol:YAG laser and/or electrocautery. Post-operatively, the
patients were monitored for 6 months to 6 years. Of the 11 subjects, 2 suffered a
recurrence of temporomandibular dislocation and required open arthrotomy for
correction. The other 9 patients had no signs of recurrence or any significant post-
operative loss of function. The authors concluded that electrothermal
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 9 of 18
capsulorrhaphyis an effective and minimally invasive method for the treatment of
RTD. The findings of this small, non-controlled study need to be validated by well-
designed studies.
The triangular fibro-cartilage complex (TFCC) is formed by the triangular fibro-
cartilage discus, the radio-ulnar ligaments and the ulno-carpal ligaments. Garcia-
Lopez et al (2012) evaluated the clinical and occupational outcomes of arthroscopic
treatment with electrothermal shrinkage for TFCC tears. These researches
retrospectively reviewed 162 patients. All patients had ulnar-sided wrist pain that
limited their occupational and sporting activities. The surgical technique consisted
of electrothermal collagen shrinkage of the TFCC. Pain relief, range of motion,
complications, re-operation rate, time to return to work and workers' compensation
claims were evaluated. Exclusion criteria were distal radioulnar joint instability and
association of other wrist lesions. Complete pain relief was noted in 80.3 % of the
patients, incomplete pain relief in 14.8 %, and only 4.9 % required re-operation
because of pain-persistence. The average range of motion was over 90 %
compared to the opposite hand. Worker's compensation claims were introduced by
20 patients, of which 6 did not return to their previous occupation. The authors
concluded that electrodiathermy may be a useful option for arthroscopic treatment
of TFCC tears in cases without distal radioulnar joint instability. The findings of this
study need to be validated by well-designed studies.
Mohtadi et al (2014) noted that radiofrequency technology for shoulder instability
was rapidly adopted despite limited clinical evidence and a poor understanding of
its indications. Reports of serious adverse events followed, leading to its
abandonment. These researchers presented findings from a multi-center
randomized clinical trial evaluating the safety and effectiveness of ETAC compared
with open inferior capsular shift (ICS) and reviewed the role of randomized trials in
adopting new technology. Patients (greater than 14 years) diagnosed with multi-
directional instability or multi-directional laxity with antero-inferior instability and
failed non-operative treatment were enrolled. Patients with bone lesions or labral,
biceps anchor, or full-thickness rotator cuff tears were excluded intra-operatively.
Outcomes included Western Ontario Shoulder Instability Index, function and
recurrent instability at 2 years post-operatively, and surgical times. A total of 54
subjects (mean age of 23 years; 37 women) were randomized to ETAC (n = 28) or
open ICS (n = 26). The groups were comparable at baseline, except for external
rotation at the side. At 2 years post-operatively, there were no statistically or
clinically significant differences between groups for the Western Ontario Shoulder
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 10 of 18
Instability Index (p = 0.71), American Shoulder and Elbow Surgeons score (p =
0.43), Constant score (p = 0.43), and active range of motion. Recurrent instability
was not statisticallydifferent (ETAC, 2; open,4; p = 0.41). Electrothermally-
assisted capsulorrhaphy (23 minutes) was significantly shorter than open ICS (59
minutes) (p < 0.01) surgery. Three subjects (1 ETAC, 2 open) had stiff shoulders.
The authors concluded that at 2 years post-operatively, quality of life and functional
outcomes between groups were not clinicallydifferent;ETAC had fewer
complications and episodes of recurrence compared with open surgery. They
stated that this evidence reinforced the need to critically evaluate new technology
before widespread clinical use.
UpToDate reviews on “Overview of surgical therapy of knee and hip
osteoarthritis” (Mandl and Marin, 2015), “Synovectomy for inflammatory arthritis of
the knee” (Wright, 2015) do not mention electrothermal arthroscopy/ETAC as a
therapeutic option.
McRae and associates (2016) noted that ETAC was introduced as an adjunct to
shoulder stabilization surgery to address capsular laxity in the treatment of
traumatic anterior dislocation. No previous randomized controlled trial (RCT) has
compared arthroscopic Bankart repair with ETAC of the medial gleno-humeral
ligament and anterior band of the inferior gleno-humeral ligament versus
undergoing arthroscopic Bankart repair alone. These investigators hypothesized
that there would be no difference in quality of life (QOL) between these 2 groups.
Complication/failure rates were also compared. A total of 88 patients were
randomly assigned to receive arthroscopic Bankart repair with (n = 44) or without
ETAC (n = 44). Post-operative visits occurred at 3, 6, 12, and 24 months with
WOSI, ASES, and Constant scores completed, and rates of dislocation/subluxation
were determined. Data on 74 patients were analyzed, with the rest lost to follow-
up. There were no differences between groups at any post-surgery time points for
WOSI, ASES, or Constant scores (non-significant.); 8 patients in the no-ETAC
group and 7 in the ETAC group were considered failures (non-significant). The
authors concluded that no benefits in patient-reported outcome or recurrence rates
using ETAC were found. Mean WOSI scores 2 years post-surgery were virtually
identical for the 2 groups; ETAC could not be shown to provide benefit or detriment
when combined with arthroscopic labral repair for traumatic anterior instability of the
shoulder.
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 11 of 18
UpToDate reviews on “Anterior cruciate ligament injury” (Friedberg, 2017) and
“Meniscal injury of the knee” (Cardone and Jacobs, 2017) do not mention
electrothermal arthroscopy as a therapeutic option.
CPT Codes / HCPCS Codes / ICD-10 Codes
Information in the [brackets] below has been added for clarification purposes. Codes requiring a 7th character are represented by "+":
Other CPT codes related to the CPB:
29804 Arthroscopy, temporomandibular joint, surgical
29806 - 29828 Arthroscopy, shoulder, surgical
29843 - 29847 Arthroscopy, w rist, surgical
29848 Endoscopy, w rist surgical, w ith release of transverse carpal ligament
29861 - 29863 Arthroscopy, hip, surgical
29870 - 29887 Arthroscopy, knee [not covered for electrothermal arthroscopy]
29891 - 29899 Arthroscopy, ankle
29905 Arthroscopy, subtalar joint, surgical; w ith synovectomy
29906 w ith debridement
29907 w ith subtalar arthrodesis
HCPCS codes not covered for indications listed in the CPB:
ICD-10 codes not covered for indications listed in the CPB (not all-inclusive):
M23.92
M26.69
M65.879
M75.02
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 12 of 18
M76.62
Numerous
options
Numerous
options
Numerous
options
S03.02x+
S83.32xS
The above policy is based on the following references:
1. Balding FC, Peff TC, Torg JS. Application of electrothermal energy in
arthroscopy. Arthroscopy. 1985;1(4):259-263.
2. Nottage WM. Laser-assisted shoulder surgery. Arthroscopy. 1997;13
(5):635-638.
3. Hayashi K, Thabit G 3rd, Massa KL, et al. The effect of thermal heating on
the length and histologic properties of the glenohumeral joint capsule. Am
J Sports Med. 1997;25(1):107-112.
4. Ellenbecker TS, Mattalino AJ. Glenohumeral joint range of motion and
rotator cuff strength following arthroscopic anterior stabilization with
thermal capsulorrhaphy. J Orthop Sports Phys Ther. 1999;29(3):160-167.
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 13 of 18
5. Obrzut SL, Hecht P, Hayashi K, et al. The effect of radiofrequency energy
on the length and temperature properties of the glenohumeral joint
capsule. Arthroscopy. 1998;14(4):395-400.
6. Selecky MT, Vangsness CT Jr, Liao WL, et al. The effects of laser-induced
collagen shortening on the biomechanical properties of the inferior
glenohumeral ligament complex. Am J Sports Med. 1999;27(2):168-172.
7. Hayashi K, Massa KL, Thabit G 3rd, et al. Histologic evaluation of the
glenohumeral joint capsule after the laser-assisted capsular shift
procedure for glenohumeral instability. Am J Sports Med. 1999;27(2):162-
167.
8. Norlin R, Karlsson J. Shoulder instability. Review of current trends in
treatment. Scand J Med Sci Sports. 1998;8(6):394-397.
9. Imhoff AB, Roscher E, Konig U. Arthroscopic shoulder stabilization.
Differentiated treatment strategy with Suretac, Fastak, Holmium: YAG-
laser and electrosurgery. Orthopade. 1998;27(8):518-531.
10. Wall MS, Deng XH, Torzilli PA, et al. Thermal modification of collagen. J
Shoulder Elbow Surg. 1999;8(4):339-344.
11. Mahaffey BL, Smith PA. Shoulder instability in young athletes. Am Fam
Physician. 1999;59(10):2773-2782, 2787.
12. Mishra DK, Fanton GS. Two-year outcome of arthroscopic Bankart repair
and electrothermal-assisted capsulorrhaphy for recurrent traumatic
anterior shoulder instability. Arthroscopy. 2001;17(8):844-849.
13. Balduini FC, Peff TC, Torg JS. Application of electrothermal energy in
arthroscopy. Arthroscopy. 1985;1(4):259-263.
14. Tyler TF, Calabrese GJ, Parker RD, Nicholas SJ. Electrothermally-assisted
capsulorrhaphy (ETAC): A new surgical method for glenohumeral
instability and its rehabilitation considerations. J Orthop Sports Phys Ther.
2000;30(7):390-400.
15. David TS, Drez DJ Jr. Electrothermally-assisted capsular shift. IEEE Eng Med
Biol Mag. 1998;17(3):102-104.
16. Wong KL, Williams GR. Complications of thermal capsulorrhaphy of the
shoulder. J Bone Joint Surg Am. 2001;83-A Suppl 2 Pt 2:151-155.
17. Medvecky MJ, Ong BC, Rokito AS, Sherman OH. Thermal capsular
shrinkage: Basic science and clinical applications. Arthroscopy. 2001;17
(6):624-635.
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 14 of 18
18. Levitz CL, Dugas J, Andrews JR. The use of arthroscopic thermal
capsulorrhaphy to treat internal impingement in baseball players.
Arthroscopy. 2001;17(6):573-577.
19. Hawkins RJ, Karas SG. Arthroscopic stabilization plus thermal
capsulorrhaphy for anterior instability with and without Bankart lesions:
The role of rehabilitation and immobilization. Instr Course Lect.
2001;50:13-15.
20. Gartsman GM, Roddey TS, Hammerman SM. Arthroscopic treatment of
multidirectional glenohumeral instability: 2- to 5-year follow-up.
Arthroscopy. 2001;17(3):236-243.
21. Gartsman GM, Roddey TS, Hammerman SM. Arthroscopic treatment of
bidirectional glenohumeral instability: Two- to five-year follow-up. J
Shoulder Elbow Surg. 2001;10(1):28-36.
22. Tibone JE, Lee TQ, Black AD, et al. Glenohumeral translation after
arthroscopic thermal capsuloplasty with a radiofrequency probe. J
Shoulder Elbow Surg. 2000;9(6):514-518.
23. Levine WN, Flatow EL. The pathophysiology of shoulder instability. Am J
Sports Med. 2000;28(6):910-917.
24. Nelson BJ, Arciero RA. Arthroscopic management of glenohumeral
instability. Am J Sports Med. 2000;28(4):602-614.
25. Lazarus MD, Harryman DT 2nd. Complications of open anterior
stabilization of the shoulder. J Am Acad Orthop Surg. 2000;8(2):122-132.
26. An YH, Friedman RJ. Multidirectional instability of the glenohumeral joint.
Orthop Clin North Am. 2000;31(2):275-285.
27. Levine WN, Prickett WD, Prymka M, Yamaguchi K. Treatment of the athlete
with multidirectional shoulder instability. Orthop Clin North Am. 2001;32
(3):475-484.
28. Khan AM, Fanton GS. Electrothermal assisted shoulder capsulorrhaphy--
monopolar. Clin Sports Med. 2002;21(4):599-618.
29. Fitzgerald BT, Watson BT, Lapoint JM. The use of thermal capsulorrhaphy
in the treatment of multidirectional instability. J Shoulder Elbow Surg.
2002;11(2):108-113.
30. Carter TR, Bailie DS, Edinger S. Radiofrequency electrothermal shrinkage
of the anterior cruciate ligament. Am J Sports Med. 2002;30(2):221-226.
31. Hanypsiak BT, Faulks C, Fine K, et al. Rupture of the biceps tendon after
arthroscopic thermal capsulorrhaphy. Arthroscopy. 2004;20 Suppl 2:77-79.
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 15 of 18
32. Noonan TJ, Tokish JM, Briggs KK, Hawkins RJ. Laser-assisted thermal
capsulorrhaphy. Arthroscopy. 2003;19(8):815-819.
33. Wolf RS, Lemak LJ. Thermal capsulorrhaphy in the treatment of
multidirectional instability of the shoulder. J South Orthop Assoc. 2002;11
(2):102-109.
34. Gieringer RE. Arthroscopic monopolar radiofrequency thermal
capsulorrhaphy for the treatment of shoulder instability: A prospective
outcome study with mean 2-year follow-up. Alaska Med. 2003;45(1):3-8.
35. Hovis WD, Dean MT, Mallon WJ, Hawkins RJ. Posterior instability of the
shoulder with secondary impingement in elite golfers. Am J Sports Med.
2002;30(6):886-890.
36. McFarland EG, Kim TK, Banchasuek P, McCarthy EF. Histologic evaluation
of the shoulder capsule in normal shoulders, unstable shoulders, and
after failed thermal capsulorrhaphy. Am J Sports Med. 2002;30(5):636-642.
37. Gerber A, Warner JJ. Thermal capsulorrhaphy to treat shoulder instability.
Clin Orthop. 2002;(400):105-116.
38. Walton J, Paxinos A, Tzannes A, et al. The unstable shoulder in the
adolescent athlete. Am J Sports Med. 2002;30(5):758-767.
39. Joseph TA, Williams JS Jr, Brems JJ. Laser capsulorrhaphy for
multidirectional instability of the shoulder. An outcomes study and
proposed classification system. Am J Sports Med. 2003;31(1):26-35.
40. Lyons TR, Griffith PL, Savoie FH 3rd, Field LD. Laser-assisted
capsulorrhaphy for multidirectional instability of the shoulder.
Arthroscopy. 2001;17(1):25-30.
41. Savoie FH 3rd, Field LD. Thermal versus suture treatment of symptomatic
capsular laxity. Clin Sports Med. 2000;19(1):63-75, vi.
42. Miniaci A, McBirnie J. Thermal capsular shrinkage for treatment of
multidirectional instability of the shoulder. J Bone Joint Surg Am. 2003;85-A
(12):2283-2287.
43. Reinold MM, Wilk KE, Hooks TR, et al. Thermal-assisted capsular shrinkage
of the glenohumeral joint in overhead athletes: A 15- to 47-month follow-
up. J Orthop Sports Phys Ther. 2003;33(8):455-467.
44. Anderson K, Warren RF, Altchek DW, et al. Risk factors for early failure
after thermal capsulorrhaphy. Am J Sports Med. 2002;30(1):103-107.
45. Philippon MJ. The role of arthroscopic thermal capsulorrhaphy in the hip.
Clin Sports Med. 2001;20(4):817-829.
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 16 of 18
46. Levy O, Wilson M, Williams H, et al. Thermal capsular shrinkage for
shoulder instability. Mid-term longitudinal outcome study. J Bone Joint
Surg Br. 2001;83(5):640-655.
47. Levitz CL, Dugas J, Andrews JR. The use of arthroscopic thermal
capsulorrhaphy to treat internal impingement in baseball players.
Arthroscopy. 2001l;17(6):573-577.
48. Greis PE, Burks RT, Schickendantz MS, Sandmeier R. Axillary nerve injury
after thermal capsular shrinkage of the shoulder. J Shoulder Elbow Surg.
2001;10(3):231-235.
49. Lephart SM, et al. Shoulder propioception and function following thermal
capsulorrhaphy. Arthroscopy. 2002;18(7):573-577.
50. Washington State Department of Labor and Industries, Office of the
Medical Director. Thermal shrinkage for the treatment of shoulder
instability and anterior cruciate ligament laxity. Health Technology
Assessment. Olympia, WA: Washington State Department of Labor and
Industries; June 3, 2003.
51. Indelli PF, Dillingham MF, Fanton GS, Schurman DJ. Monopolar thermal
treatment of symptomatic anterior cruciate ligament instability. Clin
Orthop. 2003;(407):139-147.
52. Oakes DA, McAllister DR. Failure of heat shrinkage for treatment of a
posterior cruciate ligament tear. Arthroscopy. 2003;19(6):E1-E4.
53. Enad JG, ElAttrache NS, Tibone JE, Yocum LA. Isolated electrothermal
capsulorrhaphy in overhand athletes. J Shoulder Elbow Surg. 2004;13
(2):133-137.
54. D'Alessandro DF, Bradley JP, Fleischli JE, Connor PM. Prospective
evaluation of thermal capsulorrhaphy for shoulder instability: Indications
and results, two- to five-year follow-up. Am J Sports Med. 2004;32(1):21-33.
55. Lubowitz JH. Thermal modification of the lax anterior cruciate ligament
using radiofrequency: Efficacy or catastrophe? Knee Surg Sports
Traumatol Arthrosc. 2005;13(6):432-436.
56. Shih JT, Lee HM. Monopolar radiofrequency electrothermal shrinkage of
the scapholunate ligament. Arthroscopy. 2006;22(5):553-557.
57. Spahn G, Kirschbaum S, Klinger HM, Wittig R. Arthroscopic electrothermal
shrinkage of chronic posterolateral elbow instability: Good or moderate
outcome in 21 patients followed for an average of 2.5 years. Acta Orthop.
2006;77(2):285-289.
09/23/2019
http://www.aetna.com/cpb/medical/data/500_599/0545.html
Page 17 of 18
58. Monaghan BA. Uses and abuses of wrist arthroscopy. Tech Hand Up
Extrem Surg. 2006;10(1):37-42.
59. Hawkins RJ, Krishnan SG, Karas SG, et al. Electrothermal arthroscopic
shoulder capsulorrhaphy: A minimum 2-year follow-up. Am J Sports Med.
2007;35(9):1484-1488.
60. Chloros GD, Wiesler ER, Poehling GG. Current concepts in wrist
arthroscopy. Arthroscopy. 2008;24(3):343-354.
61. Smith DB, Carter TR, Johnson DH. High failure rate for electrothermal
shrinkage of the lax anterior cruciate ligament: A multicenter follow-up
past 2 years. Arthroscopy. 2008;24(6):637-641.
62. Chu PJ, Lee HM, Chung LJ, Shih JT. Electrothermal treatment of thumb
basal joint instability. Arthroscopy. 2009;25(3):290-295.
63. Torres DE, McCain JP. Arthroscopic electrothermal capsulorrhaphy for the
treatment of recurrent temporomandibular joint dislocation. Int J Oral
Maxillofac Surg. 2012;41(6):681-689.
64. Garcia-Lopez I, Delgado PJ, Abad JM, Garcia De Lucas F. Thermal energy for
the arthroscopic treatment of tears of the triangular fibrocartilage of the
wrist. Acta Orthop Belg. 2012;78(6):719-723.
65. Mohtadi NG, Kirkley A, Hollinshead RM, et al; Joint Orthopaedic Initiative
for National Trials of the Shoulder-Canada. Electrothermal arthroscopic
capsulorrhaphy: Old technology, new evidence. A multicenter randomized
clinical trial. J Shoulder Elbow Surg. 2014;23(8):1171-1180.
66. Mandl LA, Marin GM. Overview of surgical therapy of knee and hip
osteoarthritis. UpToDate [online serial]. Waltham, MA:
UpToDate; reviewed April 2015.
67. Wright RJ. Synovectomy for inflammatory arthritis of the knee. UpToDate
[online serial]. Waltham, MA: UpToDate; reviewed April 2015.
68. McRae S, Leiter J, Subramanian K, et al. Randomized controlled trial of
arthroscopic electrothermal capsulorrhaphy with Bankart repair and
isolated arthroscopic Bankart repair. Knee Surg Sports Traumatol
Arthrosc. 2016;24(2):414-421.
69. Friedberg RP. Anterior cruciate ligament injury. UpToDate [online
serial]. Waltham, MA: UpToDate; reviewed March 2017.
70. Cardone DA, Jacobs BC. Meniscal injury of the knee. UpToDate [online
serial]. Waltham, MA: UpToDate; reviewed March 2017.
09/23/2019
Page 18 of 18
Copyright Aetna Inc. All rights reserved. Clinical Policy Bulletins are developed by Aetna to assist in administer ing plan
benefits and constitute neither offers of coverage nor medical advice. This Clinical Policy Bulletin contains only a partial,
general description of plan or program benefits and does not constitute a contract. Aetna does not provide health care
services and, therefore, cannot guarantee any results or outcomes. Participating providers are independent contractors in
private practice and are neither employees nor agents of Aetna or its aff iliates. Treating providers are solely responsible
for medical advice and treatment of members. This Clinical Policy Bulletin may be updated and therefore is subject to
change.
Copyright © 2001-2019 Aetna Inc.
http://www.aetna.com/cpb/medical/data/500_599/0545.html 09/23/2019
AETNA BETTER HEALTH® OF PENNSYLVANIA
Amendment to Aetna Clinical Policy Bulletin Number: 0545 Electrothermal
Arthroscopy
There are no amendments for Medicaid.
www.aetnabetterhealth.com/pennsylvania annual 10/01/2019