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SECURITIES AND EXCHANGE COMMISSION SEC Building, EDSA, Green hills, MandaluyongCity, Metro Manila, Philippines

Az Tel: (632) 726-0931 to 39 Fax: (632) 725-5293 Email: missec.gov.ph

Barcode Page

The following document has been received:

Receiving Officer/Encoder : Buen Jose Mose - COS

Receiving Branch : SEC Head Office

Receipt Date and Time : June 27, 2016 04:18:06 PM

Received From : Head Office

Company Representative

Doc Source

Company Information

SEC Registratior No.

Company Name

Industry Classifi ation

Company Type

Document Information

0000048909

LORENZO SHIPPING CORP.

Stock Corporation

Document ID 106272016006846

Document Type GENERAL INFORMATION SHEET

Document Code GIS

Period Covered June 23, 2016

No. of Days Late 0

Department CED/CFD/CRMD/MRD

Remarks W/CERT&CD.,

GENERAL INFORMATION SHEET STOCK CORPORATION

PLEASE PRINT LEGIBLY ================================

Corporate Name: LORENZO SHIPPING CORPORATION

A. Is the Corporation a covered person under the Anti Money Laundering Yes No

Act (AMLA), as amended? (Rep. Acts. 9160/9164/10167110365)

Please check the appropriate box:

4. C3 Jewelry dealers in precious metals, who, as a a. Banks

b. Offshore Banking Units business, trade in precious metals

c. Quasi-Banks

d. Trust Entities

e. Non-Stock Savings and Loan Associations

f. Pawnshops

g. Foreign Exchage Dealers Jewelry dealers in precious stones, who, as a h. Money Changers business, trade in precious stone

i. Remittance Agents

j. Electronic Money Issuers

k. Financial Institutions which Under Special Laws are subject to Bangko Sentral ng Filipinas' (BSP) supervision and/or regulation, including their subsidiaries and affiliates. 6

Company service providers which, as a business, provide any of the following services to third parties:

2

a. Insurance Companies

b. Insurance Agents = a. acting as a formation agent of juridical persons

c. Insurance Brokers = b. acting as (or arranging for another person to act as) d. Professional Reinsurers a director or corporate secretary of a company, a

e. Reinsurance Brokers partner of a partnership, or a similar position in

f. Holding Companies relation to other juridical persons

g. Holding Company Systems h. Pre-need Companies c. providing a registered office, business address or

i. Mutual Benefit Association accommodation, correspondence or administrative

j. All Other Persons and entities supervised and/or regulated by address for a company, a partnership or any other

the Insurance Commission (IC)

Ed.

legal person or arrangement

acting as (or arranging for another person to act as)

3.

a. Securities Dealers

b. Securities Brokers a nominee shareholder for another person

c. Securities Salesman 7. Persons who provide any of the following services:

d. Investment Houses = a. managing of client money, securities or other assets

e. Investment Agents and Consultants

f. Trading Advisors = b. management of bank, savings or securities g. Other entities managing Securities or rendering similar services accounts

h. Mutual Funds or Open-end Investment Companies = c. organization of contributions for the creation, i. Close-end Investment Companies operation or management of companies

j. Common Trust Funds or Issuers and other similar entities

k. Transfer Companies and other similar entities = d. creation, operation or management of juridical I. Other entities administering or otherwise dealing in currency, persons or arrangements, and buying and selling

commodities or financial derivatives based there on business entities

m. Entities administering of otherwise dealing in valuable objects 8. 9= None of the above

n. Entities administering or otherwise dealing in cash Substitutes Describe nature of business: and other similar monetary instruments or property supervised and/or regulated by trie Securities and Exchange Commission Containerized Shipping (SEC)

B. Has the Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), record-keeping, and submission of reports under the AMLA, as amended, since the last filing of its GIS? Yes No

GIS_STOCK(v.2013) 1-A

GENERAL INFORMATION SHEET STOCK CORPORATION

CORPORATE NAME: LORENZO SHIPPING CORPORATION

CAPITAL STRUCTURE

AUTHORIZED CAPITAL STOCK

TYPE OF SHARES * NUMBER OF PAR/STATED VALUE (No. of shares X Par/Stated Value)AMOUNT (PhP)

- Common 991,1 83,999 1.00 991,1 83,999.00

TOTAL 991,183,999 TOTAL P1 991,183,999.00

SUBSCRIBED CAPITAL NUMBER OF

NO. OF NUMBER OF SHARES IN PAR/STATED 0/ OF F I L I P I N 0 STOCK- TYPE OF SHARES * NUM THE HANDS VALUE AMOUNT (PhP) OWNERSHIPSHARES

HOLDERS OF THE PUBLIC **

TOTAL 554,642,251 TOTAL TOTAL P 554,642251.00 NUMBER OF

FOREIGN NO.OF NUMBER OF SHARESIN

PAR/STATED (INDICATE BY STOCK- TYPE OF SHARES *

SHARES THE HANDS VALUE AMOUNT (PhP) OWNERSHIP

NATIONALITY) HOLDERS OF THE PUBLIC

Common* 554,642,251 -1.00-554642251.0O100%

Percentage of Foreign Equity: TOTAL TOTAL TOTAL P TOTAL SUBSCRIBED P 554,642,251.001

PAID-UP CAPITAL

FILIPINO STOCK- TYPE OF SHARES * NUMBER OF PAR/STATED VALUE AMOUNT (PhP) %SHARES

HOLDERS

Common* 554.642,251 1.00 554,642,251.00 100%

TOTAL 554,642,251 TOTAL P 554,642,251.00

FOREIGN NO.OF (INDICATE BY STOCK- TYPE OF SHARES * NUMBER OF PAR/STATED VALUE AMOUNT (PhP) / OF

NATIONALITY) HOLDERS OWNERSHIP

Note refers to both FIL. And NON-FIL.

Stockholders as of 26 May 2014

0.00% TOTAL TOTAL P TOTAL PAID-UP P 554,642,251.00 100%

NOTE: USE ADDITIONAL SHEET IF NECESSARY - Common, Preferred or other classification

Other than Directors, Officers, Sl"areholders owning 10% of outstanding shares.

GISSTOCK (v.2013) Page 2

GENERAL INFORMATION SHEET STOCK CORPORATION

PLEASE PRINT LEGIBLY ===================== r=

CORPORATE NAME: LORENZO SHIPPING CORPORATION

TOTAL NUMBER OF STOCKHOLDERS: 942 NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 937

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS: P3,426,231,886.00

STOCKHOLDERS INFORMATION

NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS

SHARES SUBSCRIBED

AMOUNT PAID (PhP)

TAX IDENTIFICATION NO. (TIN) FOR FILIPINOS AND

FOREIGNERS TYPE NUMBER AMOUNT

(PhP)

% OF OWNER-

SHIP

1 PLEASE SEE ANNEX "A"

2

3

4

5

6

7

TOTAL AMOUNT OF SUBSCRIBED CAPITAL 0.00 0%

0.00 TOTAL AMOUNT OF PAID-UP CAPITAL

INSTRUCTION. SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.

GIS_STOCK (v.2013) Page

GENERAL INFORMATION SHEET STOCK CORPORATION

PLEASE PRINT LEGIBLY : = = = =z = = z:::: = = z

CORPORATE NAME: LORENZO SHIPPING CORPORATION

1. INVESTMENT OF CORPORATE FUNDS IN ANOTHER CORPORATION

AMOUNT (PhP) DATE OF BOARD RESOLUTION

1.1 STOCKS NONE

1.2 BONDS/COMMERCIAL PAPER (Issued by Private Corporations)

NONE

1.3 LOANS/CREDITS/ADVANCES NONE

1.4 GOVERNMENT TREASURY BILLS NONE

1.5 OTHERS NONE

2. INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:)

NONE

DATE OF BOARD RESOLUTION

DATE OF STOCKHOLDERS

RATIFICATION

3. TREASURY SHARES NO. OF SHARES

% AS TO THE TOTAL NO. OF SHARES

ISSUED

1,010,000 0.18%

4. UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR

5. DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR:

TYPE OF DIVIDEND AMOUNT (PhP) DATE DECLARED

5.1 CASH 11,092,845.02 30 April 2015

5.2 STOCK

5.3 PROPERTY

TOTAL

6. ADDITIONAL SHARES ISSUED DURING THE PERIOD:

DATE NO. OF SHARES AMOUNT N/A N/A N/A

SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY: NAME OF AGENCY: SEC B S P IC TYPE OF LICENSE/REGN.

Certificate of Permit to Offer Securities for Sale

N/A N/A

DATE ISSUED: 31 May 1995 N/A N/A

DATE STARTED OPERATIONS:

17 October 1972 N/A

N/A

TOTAL ANNUAL COMPENSATION OF DIRECTORS DURING THE PRECEDING

FISCAL YEAR (in PhP) P1,560,000.00

TOTAL NO. OF OFFICERS 10

TOTAL NO. OF RANK & FILE EMPLOYEES

80

TOTAL MANPOWER COMPLEMENT

266

GISSTOCK (v.2013) Page 5

Annex "A"

LORENZO SHIPPING CORPORATION

Top 20 Stockholders

31 March 2016

%Over

Name of Stockholders Citizenship 0 of

Shares Held Total

Outstanding

I Naticnal Marine Corporation Filipino 276,520,756 49.765%

2 PCID Nominee Corporation Filipino 242,506,207 43.644% (Filipino)

3 Professional Marketing Insights, Inc. Filipino 11 ,500,000 2.070% 4 Osccr Y. Go Filipino 6,637,157 1.194%

5 Jose Go, Jr. Filipino 6,208,500 1.117%

6 Julio D. Sy, Jr. Filipino 2,187,500 0.394%

7 Nominee Corporation (Non-

Other Alien 528,000 0.095% Filipino)

8 Alvin Y. Tan Unjo Filipino 437,500 0.079% 9 Jonathan D. Sy Filipino 312,500 0.056%

10 Emerging Market Capital Holdings Singaporean 250,000 0.045% Jonathan S. Lim Filipino 250,000 0.045% Lilian So Lim Filipino 250,000 0.045% Francisco Lim Lao Filipino 250,000 0.045% Jose Juan Pou Filipino 250,000 0.045%

11 Willington Chua Filipino 237,500 0.043% 12 Michael Escaler Filipino 231,250 0.042% 13 RCBC Securities, Inc. Filipino 223,750 0.040% 14 Diana F. MaIig Filipino 214,456 0.039% 15 Century Sports Phils., Inc. Filipino 187,500 0.034% 16 Pac Sally C. Ong Filipino 175,000 0.031% 17 Luis M. Campus Filipino 125,000 0.022%

Siewngan Philip Low Filipino 125,000 0.022% Reginaldo A. Oben Filipino 125,000 0.022% Walfrido R. Patawaran Filipino 125,000 0.022% Phiek Lian Go So Filipino 125,000 0.022% Tego Holdings, Inc. Filipino 125,000 0.022%

18 Jacinto V. Rosales, Jr. Filipino 100,000 0.018% 19 R.J. Del Pan Co. .& Filipino 81,250 0.015% 20 Vicky L. Chan Filipino 75,000 0.013%_