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RECONCILIATION OF SHARE CAPITAL AUDIT
Scrip code* 540025
NSE Symbol ADVENZYMES
MSEI Symbol
ISIN INE837H01020
Name of the company* ADVANCED ENZYME TECHNOLOGIES LIMITED
Registered office address
Registered office address* SUN MAGNETICA, 5TH FLOOR, NEAR LIC SERVICE ROAD, LOUIS WADI
Registered office state* MAHARASHTRA
Registered office city* THANE
Registered office district* THANE
Registered office pin code* 400604
Registered office contact number*ISD Code* STD Code* Number*
91 022 41703200
Registered office fax 022 25835159
Registered office country* INDIA
Registered office website www.advancedenzymes.com
Registered office email [email protected]
Correspondence address
Same as above Yes
Correspondence address SUN MAGNETICA, 5TH FLOOR, NEAR LIC SERVICE ROAD, LOUIS WADI
Correspondence state MAHARASHTRA
Correspondence city THANE
Correspondence district THANE
Correspondence pin code 400604
Correspondence contact numberISD Code STD Code Number
91 022 41703200
Correspondence fax 022 25835159
Correspondence country INDIA
Correspondence email [email protected]
Reporting quarter* 30-06-2019
Face value* 2
Stock Exchange Details : Name of stock ExchangeListedCapital
% Of total issuedcapital
Name of other stock exchanges where the company'ssecurities are listed
BSE Ltd 111668075 100
National Stock Exchange of IndiaLtd(NSE)
111668075 100
Remarks
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Capital Details :
Number of shares % Of total issued capital
Issued capital* 111668075
Listed capital (BSE) (As per company records)* 111668075 100
Held in dematerialised form in CDSL* 15276944 13.68
Held in dematerialised form in NSDL* 94386916 84.52
Physical* 2004215 1.79
Total no.of shares* 111668075 100
Reasons for difference if any, Between issued capital and listed capital* 0
Reasons for difference if any, Between issued capital and total number of shares* 0
Reasons for difference if any, Between listed capital and total number of shares* 0
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Certifying the details of changes in share capital during the quarter under consideration as per Tablebelow :
Whether changes during the quarter* Yes
Certifying the details of changes in share capital during the quarter under consideration as per Tablebelow :
SerialNo.
ParticularsNo.ofshares
Applied / NotApplied forlisting
Listed on StockExchanges (SpecifyNames)
whetherintimated toCDSL
whetherintimated toNSDL
In-prin appr.pending for SE(Specify Names)
Remarks
1 ESOPs 19100 Applied BSE Ltd Yes Yes NoTextualInformation(1)
2 ESOPs 19100 AppliedNational StockExchange of IndiaLtd(NSE)
Yes Yes NoTextualInformation(2)
Text Block
Textual Information(1)#19100 Equity Shares allotted under ESOP and the trading approval received from BSE vide Notice No.20190621-12 and NSE Circular Ref. No. 0510/2019 dated June 21, 2019.
Textual Information(2)#19100 Equity Shares allotted under ESOP and the trading approval received from BSE vide Notice No.20190621-12 and NSE Circular Ref. No. 0510/2019 dated June 21, 2019.
Register of members is updated* Yes
If not, Updated upto which date
Reference of previous quarter with regards to excess dematerialised shares,If any. NA
Has the company resolved the matter (excess dematerialised shares mentioned above) in the current quarter ?* NA
If not, Reason why ?
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Mentioned the total no.of requests, If any, confirmed after 21 days and the total no.of requests pendingbeyond 21 days with the reasons for delay
Total no.of demat requests No.of requests* No.of shares* Reasons for delay
Confirmed after 21 days* 0 0 NA
Pending for more than 21 days* 0 0 NA
Remarks Textual Information(1)
Text Block
Textual Information(1)As per the recent amendment, the Auditor has certified this said data for a period of 30 days and hencethe same shall be read as 30 days instead of 21 days
Compliance Officer Details
Whether Qualified Company Secretary is Compliance Officer * Yes
Whether Compliance officer appointed Yes
Name of the compliance officer* SANJAY BASANTANI
Date of Appointment 14-02-2017
Designation* COMPANY SECRETARY
Membership Nos ACS-19637
Telephone no.* 022-41703200
Fax no. 022-25835159
E-mail id* [email protected]
Whether any change in Compliance Officer during the previous 2 quarters* No
Whether the previous Compliance Officer was Qualified Company Secretary *
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Details of Previous Compliance Officer
Previous Compliance Officer Name
Membership Nos
Date of Appointment
Date of Cessation
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Company Secretaries 0 LIP IN : AAH - 8229
C — 316, 3rd Floor, Nirmal Avior - GalaxyLBS Marg, Mulund (W), Mumbai — 400 080
www.sanantha.r:om; [email protected]
To
The Board of Directors
ADVANCED ENZYME TECHNOLOGIES'LIMITED
Sun Magnetica, 5th Floor, Near LIC Service Road,
- Louis Wadi, Thane — 400 604’
Dear Sirs / Madam,
Tel;t+91 22125913041
RECONCILIATION OF SHARE CAPITAL AUDIT
We have examined the Register of Members, beneficiary details furnished by the Depositories and
other records / documents maintained by Advanced Enzyme Technologies Limited (hereinafter
referred to as ‘the Company’) and its Registrar and Share Transfer Agents, Link Intime India
Private Limited, for issuing this report, Regulation 76 of Securities and Exchange Board of
India (Depositories and Participants) Regulations, 2018 and in accordance with circular
D&CC/FITTC/CIR-16/2002 dated 315‘ December, 2002 and CIR/MRD/DP/30/2010 dated
In our opinion and to the best of 0
based on such verification as consi
quarter ended 30‘h June, 2019:
‘
September 06, 2010 issued by the Securities and Exchange Board of India.
ur information and according to the explanations given to us and
dered necessary, we hereby report the fellowing in respect of the
’
I. For quarter Ended 30‘h June, 2019
2. ISININE837H01020
3. Face Value Rs.2/— per Equity Share_
4. Name of the CompanyAdvanced Enzyme Technolo_ies Limited
5. Registered Office Address . Sun Magnetica, ‘5‘“ Floor, Near LIC Service Road,
.
Louiswadi, Thane — 400604. ,
6._
Correspondence Address Sun Magnetica, 5‘“ Floor, Near‘
LIC Service Road,
Louiswadi, Thane — 400604.
7. Telephone & Fax No. Tel.: 022 4170 3200; Fax: 022 2583 5159
8. Email Address [email protected]
9. Name of the Stock Exchanges a) BSE Limited (BSE)
where Company’s Securities [7) National Stock Exchange ofIndia Limited (NSE)
Listed
.
Number of Shares 0/o of Total Issued Ca ital
10. Issued Capital11,16,68,075
100.00
11. Listed Capital (BSE & NSE) 11,16,68,075
l2. Held in Dematerialised form in 1,52,76,944'
CDSL
V
13.‘ Held in Dematerialised form in 9,43,86,916
NSDL
14. Physical20,04,215
15. TOtal No. of Shares (12+13+14) 11,16,68,075—...2
Company Secretaries 0 LLP IN : AAH — 8229
16.'
Reasons for difference if‘
any, between (10&11), : . NOT APPLICABLE
(10&15),~(11&15)
17. Certifying the details of changes in Share Capital during the quarter under
consideration as per table below;
Particulars* No. of Applied/ Listed on Whether Whether ln—prin. Appr.
Shares Not Stock intimated intimated Pending for
Applied Exchanges to CDSL to NSDL Stock
for Exchanges.
'
listing
#ESOP 19,100 Yes Yes Yes Yes No
*Rights, Bonus, Preferential issue, ESOPs, Amalgamation, Conversion. Buyback. Capital
Reduction, Forfeiture, any other (to specify)
#19100 Equity Shares allotted under ESOP and the trading approval received from BSE vide
Notice No. 201 90621-12 and NSE vide Circular Ref No. 0510/20] 9 dated 21" June 2019.
18. Register of Member13 updated (Yes/No), If not,
updated upto which dateYES
19. Reference of previous quarter with regard to
excess dematerialized shares, if anyNOT—APPLICABLE
20. Has the Company resolved the matter mentioned
in point no.19 above in the current quarter? If NOT-APPLICABLE
not, reason why?
21. Mention the total No. of requests, if any, confirmed after 30 days and the total No. of
requests pending beyond 30 days with the reasons for delay.
Total No. of Demat requests: No. of N0. of Reasons for delay
Requests Shares
Confirmed after 30 days ,
NIL NIL'
Not Applicable
Pending for more than 30 days NIL NIL Not Applicable
96,050 Equity Share were Dematerialized and Ni! Equity Share was Rematerialized during
quarter.
Company Secretaries 0 LLP IN : AAH — 8229
: 3 :
22. Name, Telephone & Fax No. of the Mr. Sanjay Basantani
Compliance Officer of the Company Company Secretary & Compliance Officer'
Tel. No.: 022 4170 3200
Fax No.: 022 2583 5159
23. Name, Address, Telephone, Fax No. & Mr. Sachin Sharma
Regn. No. of the Auditor (S. Anantha & Ved LLP, Company Secretaries)
C-316, 3rd Floor, Avior Corporate Park, L.B.S
Marg, Mulund (W), Mumbai— 400 080
P11. No: 022 2591 3041
, ACS: 46900, CP No.: 20423
24. Appointment of common agency for Link Intime India Private Limited
share registry work C-101, 247 Park, La] Bahadur Shastri Marg.Gandhi Nagar, Vikhroli West, Mumbai — 400 083
’
Tel: 022 4918 6000; Fax: 022 4918 6060
25. Any other detail that the Auditor may NIL
Date: 23'd July, 2019
Place: Mumbai
like to provide
For S. ANANTHA & VED LLP
Company Secretaries
Designated Partner
C. P. N0.:20423
Certifying Auditor Details
CA/CS* Company secretary
Name of certifying auditor* Sachin Sharma
Date of issue of report* 23-07-2019
Address* C-316, 3RD FLOOR, NIRMAL AVIOE- GALAXY, LBS MARG, MULUND (W)
City* MUMBAI
Pincode* 400800
Contact no.* 022-25913041
Fax no. -
Email [email protected]
Membership no.* 46900
Firms registration number of audit firm
Name of the firm* S. ANANTHA & VED LLP, Company Secretaries
COP number* 20423
Registrar and Share Transfer Agent Details
Appointment of common agency for share registry work* Yes
Whether Registered with SEBI
Name of RTA LINK INTIME INDIA PRIVATE LIMITED
SEBI registration no. INR000004058
AddressC 101, 247, Lal Bahadur Shastri Marg, Gandhi Nagar,Vikhroli West,
State MAHARASHTRA
City MUMBAI
Pincode 400083
Contact no. 022-49186000
Fax number of RTA 022-49186060
E-mail id [email protected]
Website Address www.linkintime.co.in
Whether any change in Registrar and Share Transfer Agents * No
Previous Registrar and Share Transfer Agents Name
Date of Cessation
Any other detail that the auditor may like to provide. (e.g. BIFR company,delisting from SE)
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