American Politics Chapter 12 Powerpoint

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    CONFLICT AND COMPROMISE

    in The Bureaucracy

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    Understanding the Bureaucracy

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    Success within the Bureaucracy

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    Dependence on the Bureaucracy

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    Bureaucratic Waste

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    Bureaucratic Failures

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    What Is the Federal Bureaucracy?

    The federal bureaucracy is made up of:

    Millions of permanent employees (civil

    servants) Thousands of short-term workers (political

    appointees of the president)

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    What Is the Federal Bureaucracy?

    What do bureaucrats do?

    Implement policies established by Congress or

    the president Develop programs and policies to achieve

    goals of laws

    When laws are very specific, bureaucrats have very

    little discretion

    More commonly, laws provide general guidelines

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    What Is the Federal Bureaucracy?

    What do bureaucrats do? (cont.)

    Regulate individual and corporate behavior

    Buy products ranging from erasers to airplanes

    Engage in inherently political activities

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    What Is the Federal Bureaucracy?

    Regulations

    Government rules that give government control

    over individuals and corporations by restrictingbehaviors

    Developed via the notice and comment procedure

    Rule making is very political

    Bureaucrats listen to congressional pressure;Congress can overturn statutes that give bureaucrats

    power and Congress controls their budgets

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    What Is the Federal Bureaucracy?

    Regulations (cont.)

    Federal regulations affect every aspect of

    everyday life Gas mileage of cars sold in the United States

    Amount doctors can charge senior citizens for

    particular procedures.

    Often, regulations cause trade-offs betweenincompatible goals.

    FDA and experimental treatment

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    Influences on Bureaucratic RuleMaking

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    What Is the Federal Bureaucracy?

    Procurement

    Bureaucrats are in charge of government

    purchases Make decisions regarding the criteria of what

    they will buy

    Crises often involve inflated costs.

    FEMA and Hurricane Katrina

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    What Is the Federal Bureaucracy?

    Providing services Street-level bureaucrats provide government services

    to regular Americans

    Job training

    Disaster assistance

    Park services

    Research and development Government scientists do research covering a wide

    variety of areas

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    What Is the Federal Bureaucracy?

    Managing and directing Supervising: For example, the Department of Defense

    uses civilian contractors to complete a wide variety of

    services in Iraq

    Bureaucratic expertise and its

    consequences Bureaucrats are experts; in general, more so than

    members of Congress or the president

    Experts help create a state capacity

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    Bureaucrats Make Mistakes

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    What Is the Federal Bureaucracy?

    Bureaucratic expertise and its

    consequences (cont.)

    Criticism of bureaucracies Too much red tape

    Standard operating procedure

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    What Is the Federal Bureaucracy?

    Bureaucratic expertise and its consequences

    (cont.)

    How can experts create red tape and otherdysfunctional ways of doing business?

    Expertise

    Problem of control (principal-agent game)

    Regulatory capture Neutral competence as an antidote?

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    History of the American Bureaucracy

    The beginning of Americas bureaucracy

    Even as late as the 1820s, there were only

    three executive departments Small size of the federal government was

    indicative of Americans distrust of government

    after years of British rule

    President Jackson used the spoils system

    People who had worked in Jacksons campaign were

    given government jobs as rewards.

    Useful for the party organization

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    The Beginning of AmericanBureaucracy

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    History of the American Bureaucracy

    No inherent logic in the structure of the

    bureaucracy

    Developed in a piecemeal fashion duringthree major periods:

    Late 1890searly 1900s

    1930s 1960s

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    History of the American Bureaucracy

    Building a New American State: The

    Progressive Era

    Governments regulatory power increased from

    1890 to 1920

    Sherman Antitrust Act

    Pure Food and Drug Act

    Meat Inspection Act

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    History of the American Bureaucracy

    Building a New American State: The

    Progressive Era (cont.)

    1883 Pendleton Civil Service Act Created a bureaucracy built on expertise through

    merit system

    Helped to end the spoils system

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    History of the American Bureaucracy

    The New Deal, the Great Society, and the

    Reagan Revolution

    New Deal programs are those developed andimplemented during Franklin Roosevelts first

    presidential term in the 1930s

    Expanded governments role in the economy

    Debates over this expansion have animated partisan

    politics ever since

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    History of the American Bureaucracy

    The New Deal, the Great Society, and the

    Reagan Revolution (cont.)

    The Great Society: Another expansion of thesize, capacity, and behavior of the government

    bureaucracy that took place during Lyndon

    Johnsons presidency

    Congress funded bilingual education.

    Civil Rights Act and Voting Rights Act

    Medicare and Medicaid

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    The Reagan Revolution

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    The Executive Branch of the FederalGovernment

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    The Structure of the Department ofAgriculture

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    The Modern Federal Bureaucracy

    Hiring and firing rules regarding bureaucrats affect

    the amount of oversight to which the bureaucrats

    are subjected

    Federal Reserve appointees get 14-year terms

    Bureaucratic structure is often politically driven

    Iraq War: Office of Special Plans uses raw intelligence

    data rather than expert interpretations of that data whenmaking the case for war

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    The Modern Federal Bureaucracy

    Executive Office of the President (see

    Chapter 11)

    Office of Management and Budget (OMB) Creates the annual budget proposal president

    presents to Congress

    Below the EOP are the fifteen cabinet-level

    departments Each department is made up of many smaller

    organizations

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    The Size of the Federal Budget

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    The Modern Federal Bureaucracy

    Executive Office of the President (cont.)

    Below the executive departments are

    independent agencies like the Federal Reserve See Chapter 15, Economic Policy.

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    Federal Employment

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    The Size of the Federal Government

    Number of people serving in each executive

    department and independent agency varies

    widely

    Department of Defense has over 600,000 employees;

    Department of Education has 4,000.

    Mission and scope of the departments

    Budget maximizers: Bureaucrats who work to improve

    the funding for their agency regardless of whether that

    spending is useful

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    Employment in Selected FederalOrganizations

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    Employment in Selected FederalOrganizations (contd)

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    The Size of Our GovernmentCompared to Those of Other Nations

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    Public Preferences For SpendingCuts

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    The Human Face of the Bureaucracy

    Motivations

    Majority of bureaucrats serve for the job

    security, salary, and benefits Over one-third say that their main incentive in

    seeking a bureaucratic position was an interest

    in public service

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    Motivations for Employment

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    The Human Face of the Bureaucracy

    Civil Service Regulations

    Education improves pay

    Civil service system has a set of tests todetermine who is hired for lower-level positions

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    The Human Face of the Bureaucracy

    Civil Service Regulations (cont.)

    Higher-level jobs are awarded to those who

    have good qualifications, experience, andeducation

    Seniority helps determine promotions

    After three years of satisfactory job

    performance, a civil servant cannot be firedwithout cause

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    The Human Face of the Bureaucracy

    Civil Service Regulations (cont.)

    Many cumbersome regulations

    Reason for their existence is to take politics outof the hiring process

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    The Human Face of the Bureaucracy

    Limits on Political Activity

    The Hatch Act prohibits federal workers from

    engaging in organized political activities

    Senior White House staffers are exempt from

    these restrictions

    However, prevented from using government

    resources for political purposes

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    Rules of the Bureaucracy

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    The Human Face of the Bureaucracy

    Political Appointees and the Senior

    Executive Service

    President appoints about 7,000 politicalappointees who are not traditional civil servants

    to the federal bureaucracy

    Some potentially less competent campaign

    staffers are awarded positions on turkey farms Ability to make political appointments helps the

    president exercise some control over the

    bureaucracy.

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    How Americans View the FederalBureaucracy

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    Controlling the Bureaucracy

    Principalagent game: Lawmakers must

    determine how to get the benefits of

    bureaucratic expertise without givingbureaucrats complete control over their own

    behavior Give direct orders

    Limits their bureaucratic expertise

    Agency organization and monitoring

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    Agency Organization

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    The Bureaucracy

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    Controlling the Bureaucracy

    Monitoring

    Oversight from Congress

    Advance Warning Requires bureaucrats to disclose their proposed

    actions before they take effect

    Investigations

    Police patrol oversight: Constant monitoring

    Fire alarm oversight: Congress responds to

    complaints about a bureaucratic agency

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    Controlling the Bureaucracy

    Correcting Violations

    Legislation and executive orders can correct

    problems

    Correcting problems is most challenging when

    the Congress and the president disagree

    This is when agencies often have the most discretion

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    Is Political Control of theBureaucracy Beneficial?

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    Explaining the Anomalies

    How can the government succeed in some

    areas and fail in others? Complex tasks

    Example: Great Societys goal of eliminating American poverty

    Standard operating procedure is red tape and

    confusion

    Political control problems

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    Explaining the Anomalies

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    Public Opinion Poll

    Do you generally approve or disapprove of the way

    the federal bureaucracy is handling its job?

    a) Approve

    b) Disapprove

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    Public Opinion Poll

    Which of the following do you believe is mostappropriate to address Americansdissatisfaction with the federal bureaucracy?

    a) Devolution of responsibilities to lower levels ofgovernment

    b) Increased use of private companies to provide

    government goods and services

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    Public Opinion Poll

    If television content increases viewersfear and

    subsequent support for security agencies, is that

    good or bad for the functioning of American

    democracy?

    a) Good

    b) Bad

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    Chapter 12: The Bureaucracy

    Practice quizzes

    Flashcards

    Outlines

    wwnorton.com/studyspace

    http://www.wwnorton.com/college/polisci/american-politics-today2/full/ch/12/studyplan.aspxhttp://www.wwnorton.com/college/polisci/american-politics-today2/full/ch/12/studyplan.aspx
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    Following this slide, you will find additional

    slides with photos, figures, and captions from

    the textbook.

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    The bureaucracy's responsiveness tocomments from business interests

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    Hank Paulson

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    Bureaucratic Effi ciency and theGeneral Services Administration