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e University of Toledo e University of Toledo Digital Repository eses and Dissertations 2012 An intelligent lead acid baery management system for solar and off-peak energy storage Ming-Chieh Chen e University of Toledo Follow this and additional works at: hp://utdr.utoledo.edu/theses-dissertations is esis is brought to you for free and open access by e University of Toledo Digital Repository. It has been accepted for inclusion in eses and Dissertations by an authorized administrator of e University of Toledo Digital Repository. For more information, please see the repository's About page. Recommended Citation Chen, Ming-Chieh, "An intelligent lead acid baery management system for solar and off-peak energy storage" (2012). eses and Dissertations. Paper 285.

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The University of ToledoThe University of Toledo Digital Repository

Theses and Dissertations

2012

An intelligent lead acid battery management systemfor solar and off-peak energy storageMing-Chieh ChenThe University of Toledo

Follow this and additional works at: http://utdr.utoledo.edu/theses-dissertations

This Thesis is brought to you for free and open access by The University of Toledo Digital Repository. It has been accepted for inclusion in Theses andDissertations by an authorized administrator of The University of Toledo Digital Repository. For more information, please see the repository's Aboutpage.

Recommended CitationChen, Ming-Chieh, "An intelligent lead acid battery management system for solar and off-peak energy storage" (2012). Theses andDissertations. Paper 285.

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A Thesis

Entitled

An Intelligent Lead Acid Battery Management System for

Solar and Off-Peak Energy Storage

by

Ming-Chieh Chen

Submitted to the Graduate Faculty as partial fulfillment of the requirements for the

Master of Science Degree in Electrical Engineering

_______________________________________

Dr. Thomas A. Stuart, Committee Chair

_______________________________________

Dr. Richard Molyet, Committee Member

_______________________________________

Dr. Junghwan Kim, Committee Member

_______________________________________

Dr. Patricia R. Komuniecki, Dean

College of Graduate Studies

The University of Toledo

May 2012

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Copyright 2012, Ming-Chieh Chen

This document is copyrighted material. Under copyright law, no parts of this

document may be reproduced without the expressed permission of the author

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iii

An Abstract of

An Intelligent Lead Acid Battery Management System for

Solar and Off-Peak Energy Storage

by

Ming-Chieh Chen

Submitted to the Graduate Faculty as partial fulfillment of the requirements for the

Master of Science Degree in Electrical Engineering

The University of Toledo

May 2012

The development of micro-girds which combine several localized systems

into a small power network has drawn recent attention. They can operate either as a

self-contained energy network or they can be integrated into a centralized power grid.

A variety of technologies have been studied to use solar energy systems as a form of

micro-grid to enhance the reliability and performance of the system. However, the

operation of these systems is not without problems, and intermittency of the energy

from the sun is the major one. This thesis proposes a microcontroller-based solar

energy management system which combines battery management and storage

technology to address this issue. This approach uses an energy system with a solar

panel array, a maximum power point tracking (MPPT) unit, a battery management

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system, and a bidirectional inverter which is connected to the electric utility grid. Off-

peak energy management also is embedded in the system to further increase the

economic benefits.

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Acknowledgements

I would like to sincerely thank my advisor Dr. Thomas A. Stuart, who asked me

to join this research project and gave me support and guidance in the course of this

research. He always patiently answers the questions I raised, and provides me with

insightful advice to cope with the problems. I also appreciate that he carefully reads

the manuscript, corrects errors, and indicates how to improve the quality of this thesis.

I would like to render my thanks to Dr. Molyet and Dr. Kim for their advice as the

committee members. I also want to thank my friends for their support and

encouragement in the areas related to my study and living in the United States.

I want to dedicate my gratitude to my parents, their love and support backs me up

to complete this study.

I also would like to acknowledge the Ohio Department of Transportation who

supported this research under agreement number, 23339, state job number 43683.

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Table of Contents

An Abstract of .............................................................................................................. iii

Acknowledgements ....................................................................................................... v

Table of Contents ......................................................................................................... vi

List of Figures .............................................................................................................. ix

Chapter 1 Introduction .................................................................................................. 1

1.1 Research Background and Motivation ................................................................ 1

1.2 Literature Review ................................................................................................ 4

1.3 Research Objective ............................................................................................. 6

Chapter 2 Methodology ................................................................................................ 7

2.1 The Battery Management System ....................................................................... 7

2.2 The Off-peak Energy Management System ...................................................... 11

2.3 State of Charge (SOC) Calculation ................................................................... 13

Chapter 3 System Description .................................................................................... 15

3.1 Solar Panel Array Supported by the MPPT Unit .............................................. 16

3.1.1 Solar Panel Array ....................................................................................... 16

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3.1.2 The MPPT Unit .......................................................................................... 17

3.2 BMS and Battery Bank ..................................................................................... 20

3.2.1 Battery Bank .............................................................................................. 20

3.2.2 BMS ........................................................................................................... 22

3.3 Central Control Unit ......................................................................................... 25

3.4 Graphical User Interface (GUI) ........................................................................ 27

3.5 Protection Unit .................................................................................................. 30

3.5.1 Hardware .................................................................................................... 30

3.5.2 Software ..................................................................................................... 31

3.6 CAN Function ................................................................................................... 31

Chapter 4 System Performance and Research Outcomes ........................................... 33

4.1 Performance of the BMS .................................................................................. 34

4.2 SOC Estimation ................................................................................................ 35

4.3 Graphical User Interface (GUI) ........................................................................ 37

4.4 Data Analysis .................................................................................................... 38

Chapter 5 Conclusion and Direction of Future research ............................................. 40

Reference .................................................................................................................... 43

Appendix ..................................................................................................................... 46

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A. Introduction to Lead Acid Batteries ................................................................... 46

B. Thin-film Solar Cells .......................................................................................... 47

C. The Maximum Power Point Tracking (MPPT) Method .................................... 48

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List of Figures

Figure 1-1 Diagram of Residential Grid Connected PV System .................................. 2

Figure 1-2 Hourly Average Residential Load Profile ................................................... 3

Figure 2-1 Block Diagram of the BMS......................................................................... 9

Figure 2-2 Flowchart of BMS Algorithm ................................................................... 10

Figure 2-3 Off-peak Storage Strategy ......................................................................... 12

Figure 2-4 Example of SOC versus OCV Chart ......................................................... 14

Figure 3-1 Solar Array with Energy Storage Battery .................................................. 16

Figure 3-2 The 1KW Roof Mounted Solar Array ....................................................... 17

Figure 3-3 System Schematic ..................................................................................... 19

Figure 3-4 Schematic of Boost Converter .................................................................. 19

Figure 3-5 The MPPT Unit ......................................................................................... 20

Figure 3-6 Lead Acid Battery ..................................................................................... 22

Figure 3-7 Configuration of the ECU Module ............................................................ 23

Figure 3-8 Configuration of the ECU Module ............................................................ 23

Figure 3-9 Battery Bank with one BMS Local Module .............................................. 24

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Figure 3-10 The Complete Battery Bank Installation ................................................. 25

Figure 3-11 Central Module and PC with ABC150 Remote Control Panel ............... 26

Figure 3-12 ABC-150 Bi-direction Inverter ............................................................... 26

Figure 3-13 Diagram of Inverter, Central Module, CAN Interface, MPPT Module,

ECU Module, and EQU Module ......................................................... 27

Figure 3-14 Page Showing the Initial Settings ........................................................... 28

Figure 3-15 Main Page................................................................................................ 28

Figure 3-16 Dispatch Function Page........................................................................... 29

Figure 4-1 Basic Schematic of the System ................................................................. 33

Figure 4-2 Time Diagram of Vmax and Vmin with BMS .......................................... 34

Figure 4-3 Time Diagram of Vmax and Vmin without BMS ..................................... 35

Figure 4-4 Plot of Operation Current and SOC Curve Using OCV Method .............. 36

Figure 4-5 Plot of Battery Bank Operation Current and SOC Curve when Integrating

OCV Method with Coulomb Counting Method ....................................... 36

Figure 4-6 GUI and Data Plots for the Solar Battery System ..................................... 37

Figure 4-7 Time Chart of Solar Voltage and Battery Bank Voltage .......................... 38

Figure 4-8 Time Diagram of Load Simulation and Output Current Provided from

Solar and Battery Bank ............................................................................. 39

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Figure A-1 Structure of a Lead Acid Battery.............................................................. 46

Figure B-1 The Sketch of Solar Cell........................................................................... 48

Figure C-1 The Max Power Point of the I-V Curve and the P-V Curve .................... 49

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Chapter One

Introduction

1.1 Research Background and Motivation

With diminishing petroleum energy resources, developing renewable energy

through wind, sun, and bio-fuel becomes imperative. Taking into account both

technology and installation cost, solar and wind energy have been assessed as the best

candidates for integration into the incumbent power systems. For stand-alone power

system applications, micro-girds which combine several localized systems into a

small power network have drawn recent attention. Figure 1-1 shows a residential

stand-alone solar system operating either as a self-contained energy network or as

part of a centralized power grid or micro-grid network.

However, attempts to substitute wind and solar power for power derived from

fossil fuels face many challenges. One major disadvantage of wind and solar power

systems is the intermittency of the energy supply. The velocity of wind changes often,

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and solar energy delivery varies depending on the level of sunlight. Therefore, the

level of energy generated fluctuates from minute to minute, daily, and with the

seasons.

Figure 1-1 Diagram of Residential Grid Connected PV System [1]

Energy sources that are characterized by intermittent power influx into the

public utility grid can disturb the grid operation. Therefore, a grid with fossil or hydro

energy sources must be able to accommodate the power variation from the renewable

energy sources. This is why solar and wind systems complicate the operation of

electricity dispatch systems which must continuously maintain a certain level of

power to match the load.

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As shown in Figure 1-2, the load curve for a power system is not constant, and

it has a slowly varying energy consumption pattern over time. To provide the energy

required during a peak period, power companies tend to supply additional power by

using smaller gas turbine generators. This is a common practice to provide the extra

energy to meet the demand during the peak time, but at a higher cost.

Figure 1-2 Hourly Average Residential Load Profile (Source: Southern California

Edison Territory 2008)

On the other hand, surplus energy at lower cost is available during the low

load periods, because the power plants are operating below full capacity. One way to

solve this problem is to store energy during the low load period and then release this

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energy during the peak load period. This enables the power company to cut costs and

pass part of the benefit to the electric power customers. An off-peak energy storage

system also can cushion the solar or wind energy power variation.

As renewable energy becomes widespread, a robust power dispatching system

is a must. The purpose of this study is to propose an approach to tackle these

emerging issues and make a contribution to real world applications.

1.2 Literature Review

There are many articles in the literature about renewable energy applications

in different areas [2-4]. Of these, solar energy technology is the most appropriate for

residential applications because of physical size and safety issues.

To solve the intermittency problem, an energy storage component is needed to

stabilize the energy output, and many types of energy storage systems have been

proposed in the literature. Primary technologies include batteries, flywheels, pumped-

hydro, and compressed air. Other storage systems include thermal energy storage

systems such as underground thermal energy storage and ice storage systems [5]. At

the present time, batteries appear to be the best option because of economic

considerations [6-8]. Many types of batteries are available in the market, such as

lithium ion, zinc bromine, nickel-cadmium, sodium-sulfur, sodium-nickel chloride

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and lead-acid system [9]. However, the advantages of low maintenance requirements

and cost effectiveness indicate that lead acid batteries are still the best choice,

especially for residential applications [8] [10].

Compared with other battery technologies, the significant drawback of lead

acid battery is the relatively short service life [8]. The factors affecting the lead acid

battery service life include acid stratification when deep discharge occurs with water

loss, and hydrogen evolution and corrosion when the battery is overcharged [11].

Acid stratification reduces the available battery capacity, and it also affects the

voltage/current performance characteristic. Water loss and hydrogen evolution along

with corrosion are primary causes of aging [8]. When using a valve-regulated lead–

acid (VRLA) type of battery under in a photovoltaic (PV) system application, the acid

stratification phenomena is not an issue. To equalize the voltage levels of the series

connected cells, a low trickle current can be used [12]. However, instead of using a

trickle charge to equalize battery cell voltages, a battery management system (BMS)

with equalization is a better option.

However, reducing the intermittency of the solar energy is not the only task

that a battery storage system can fulfill. When combined with off-peak energy storage,

a higher level of cost-effectiveness also can be achieved [13-14].

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1.3 Research Objective

This thesis proposes an intelligent battery management system (BMS) that is

operated by the microcontroller. The system includes a solar cell array, DC-DC

converter with maximum power point tracking (MPPT), a bi-directional inverter

connected to the grid, and a graphical user interface (GUI) to monitor operation.

To verify the system operation and performance, all the data in this research

was generated from this engineering prototype rather than by computer simulation.

The results demonstrate that this system is a promising architecture for a cost

effective, high efficiency installation.

In the Chapter 2, several methodologies are described to present the core

strategy and technology. Chapter 3 describes each component in the system as well as

their tasks. Chapter 4 presents the system performance and Chapter 5 provides the

conclusion indicates the direction for future research.

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Chapter 2

Methodology

2.1 The Battery Management System

The internal electrochemistry, and physical construction, and operating

parameters are the main factors that affect a battery’s service life. Therefore, one of

the tasks of battery management systems (BMS) in photovoltaic (PV) applications is

to allow the batteries to operate under conditions that will not reduce the service life

[15-16]. The other main functions of a BMS are monitoring and protection. The

monitoring function measures the levels of current and voltage in the solar panels and

battery bank. The BMS also helps the battery to work in a more efficient way. The

battery performance will deteriorate when substantial differences occur in the voltage

levels among individual cells. Therefore, identifying the cells with high or low

voltage levels is necessary to trigger the equalization process to balance the cell

voltages. A well-balanced battery pack will significantly extend the service life and

provide maximum capacity.

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The Equalization Unit (EQU) is a device to balance the voltage levels among

the battery cells. Generally, there are two types of equalizer (EQU) in use, the

discharge only D type and the charge/discharge C/D type. The C/D type can reduce

the operation time by about 50% as compared to the D type [17], and it is more

efficient. Although the C/D EQU used here can only handle a few cells at a time, it

can charge low cells and discharge those with high voltages.

Figure 2-1 shows the block diagram of the BMS. After initialization, the

central module sends a voltage measurement request via a Controller Area Network

(CAN) to the ECU modules to measure the voltage level of each cell. The

equalization decision command from the previous round is also sent to the ECUs after

the voltage measurements are done.

The equalization decision depends on the differences between the maximum,

minimum and average values of the cell voltages. If the difference between Vmax and

Vavg is larger than the value of Vavg – Vmin and above the tolerance value, the

system will discharge the cell with Vmax. If the difference between Vmin and Vavg

is larger than the value of Vmax – Vavg and tolerance value, the system will charge

the cell with Vmin. This charge/discharge process will continue until the target all

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cells come close to the average voltage level. The flow chart of the BMS algorithm is

shown as Figure 2-2.

Figure 2-1 Block Diagram of the BMS

CANLocal Selection

Charge /DischargeOperation

CANLocal Selection

Charge /DischargeOperation

DataData

EQUModule

Communication

Central Module ECU Module #3

CANLocal Selection

Charge /DischargeOperation

Data

EQUModule

ECU Module #2

CANLocal Selection

Charge /DischargeOperation

Data

EQUModule

ECU Module #1

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Start

Initializeation

Vcharged_cell<Vavg

OrVdischarged_cell>Vavg

Vavg – Vmin > 0.05Vavg – Vmin > Vmax - Vavg

Vmax – Vavg > 0.05

Keep same process in same battery

Charge Vmin batteryl

Discharge Vmax batteryl

Yes

Yes

Yes

No

No

No

Reset Target cell selection and

equalization process

Calculate and identify measurement result

(Vavg, Vmax, Vmin and cells number)

Send cell selection and equalization process type

selection

Measure batteries voltage

Figure 2-2 Flowchart of the BMS Algorithm

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2.2 The Off-peak Energy Management System

The solar energy system in this research also is intended to provide stored

energy during high electric power demand periods. The strategy of the ―Off-Peak

Energy Management System‖ is to store energy during low load periods and release

energy during high demand periods. Figure 2-3 shows the energy allocation decision

below chart for the system. The time when energy is to be released is from 6 to 8 a.m.

in the morning and from 5 to 7p.m. in the evening when electric power demand is

highest.

During the day time, the system stores the energy generated from the solar

panels in the battery bank for consumption in the evening. At midnight, the system

also charges the battery by importing cheap energy from public utility power grid.

This provides the base energy for the next day’s load, and it also helps retard the

sulfation process in the lead-acid battery, which occurs if the battery stays in a low

state of charge (SOC) for too long.

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Start

Get Time data

5 ≤ Hour < 6 Vmax > 7.5v

System stand by

Release energy to grid in 10A until Vmax < 7.5V

6 ≤ Hour < 8Stop releasing energy process

Vmin < 6V

Release energy to grid in 23A

8 ≤ Hour < 17 Vmax >7.5V

Absorb energy from solar panel

Release energy to grid in 10A until Vmax < 7.5V

17 ≤ Hour < 19 Vmin < 5.7VStop releasing energy process

Releasing energy to grid in 30A

19 ≤ Hour < 22 Vmax > 7.5VRelease energy to grid in 10A

until Vmax < 7.5V

System stand by

22 ≤ Hour < 3 Vmax > 7.5VStop absorb energy

from grid

Absorb energy from grid with step current 31A, 18A,

8A until Vmax = 7.5V

3≤ Hour<5 Vmax > 7.5v

System stand by

Release energy to grid in 10A until Vmax < 7.5V

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

No No

No No

No No

No No

No No

NoNo

NoNo

Figure 2-3 Off-peak Storage Strategy

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2.3 State of Charge (SOC) Calculation

SOC is the percentage of energy capacity still available inside the battery. The

conventional method to calculate the value of SOC is by comparing the open circuit

voltage (OCV) with the battery cell performance chart. Figure 2-4 shows a typical

SOC versus OCV chart. This is a practical method, but it may fail to deliver accurate

readings. This is because the battery voltage is higher than the actual OCV value

during the charge period and is lower during the discharging period. This error

increases with current, and the OCV will not completely stabilize until several hours

after the current reaches zero.

Therefore, in order to obtain an accurate SOC value during the

charge/discharge period, the ―coulomb counting method‖ also must be used. The

OCV method generates the initial SOC value before the charge/discharge operation.

The boundary to select OCV or coulomb counting is ± 0.5A, because of the current

sensor measurement offset.

The pseudo code for SOC calculation is as follows:

If operation current -0.5A < I < 0.5A

Then SOCOCV = Slope * OCV – parameter value (2.1)

If operation current I > 0.5A or I < -0.5A

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Then SOCCC = SOCini + ΔSOC (2.2)

and ΔSOC =

=

(2.3)

Where SOCOCV = state of charge value from open circuit voltage method

SOCCC = state of charge value from coulomb counting method

= total coulombs of electric charge

Cap = the capacity of battery or battery bank

Figure 2-4 Example of SOC versus OCV Chart

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Chapter Three

System Description

The configuration of the proposed system for this research is shown in Figure

3-1. The solar energy source and the energy storage are connected to the DC link

which leads to a bi-directional inverter linked to the power grid and local loads. The

details about the solar cell and the lead acid battery are included in the Appendix.

This research was intended to build a battery energy management system that

fits into a solar power system that is practical and useful in the real world. The whole

system consists of three sub-systems: the first is the solar panel array with the MPPT

unit which is the main energy source; the second sub-system includes a BMS and a

battery bank to optimize the energy storage capacity; the third is the central control

module and the AeroVironment ABC-150 grid connected inverter. The central

module is the brain of the system, and the ABC-150 inverter interfaces to the external

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power grid and the load. Communication among those sub-systems uses a Controlled

Area Network (CAN) serial link for data transmission.

Figure 3-1 Solar Array with Energy Storage Battery. [18]

3.1 Solar Panel Array Supported by the MPPT Unit

3.1.1 Solar Panel Array

The CdTe thin-film solar array consists of 24 model FS-40 solar panels from

First Solar, as shown in Figure 3-2. The power output for the solar panels is about 40

watts each. The array features eight parallel-connected strings, where each string has

three panels connected in series. This provides a maximum rated power output of

about 960W, at an operating point of 165Vdc and 6Adc.

DC to DC

converter with

Peak Power

Tracking

Solar ArrayBi-directional

Inverter

Storage Battery

Local Loads

Vdc1 Vdc2 Vac

Electric GridDC Link

= direction of energy flow

MPPT

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Figure 3-2 The 1KW Roof Mounted Solar Array

3.1.2 The MPPT Unit

Figure 3-3 shows the schematic of the MPPT unit which was developed on a

previous project by Qiang Wu and Qiang Mei [19]. The main power component of

the MPPT is the DC-DC boost converter shown in Figure 3-4. The converter is able

to boost the output voltage by transferring energy stored in the inductor to the load.

The inductor stores energy while the switch, M, is on, and releases the energy to the

load while the switch is off. The boost converter voltage transfer equation is shown

below [20].

(3.1)

Where D = duty cycle

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Based on to this equation, the value of the input voltage is related to the duty

cycle (D). The battery bank voltage (Vout) is almost constant, so the duty cycle varies

to control the voltage level of the solar array (Vin). The duty cycle of the boost

converter is controlled by a pulse width modulation (PWM) signal which is generated

by the TL954 PWM regulator chip. The PWM output is determined by a current or

voltage set point. The voltage set point is limited at a certain level when the battery

voltage value is too high. During normal operation the current set point is provided by

the MPPT control algorithm from the Infineon C515 microcontroller.

The C515 microcontroller monitors the voltage and current from the PV array

and generates a reference signal, Isref. This is based on the MPPT control algorithm

in order to operate the TL954 PWM controller. By comparing the source current Is

with Isref, the TL594 outputs a signal to adjust the duty cycle of the boost converter

so that the input current matches the peak power point. Figure 3-5 shows the MPPT

unit hardware.

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Figure 3-3 System Schematic [19]

Figure3-4 Schematic of Boost Converter [19]

L

M

D1R1

C1

D

RloadCV

345uH

Vs

+-

.0167ohm

Is

Is

594

Controller

Microcontroller

System Unit

Isref

Is

Vs

Vo

I3

+

-

Adjust Isref to get Ps=VsIs=Max

Vs

Is

Isref

LEM

Drive

Circuit

CAN bus To Other Control System

Units and Inverter Control

Output Voltage

Feedback SignalGate Trigger

Signal

Input Current

Feedback Signal

Input Current

Sampling

Signal

Input Voltage

Sampling

Signal

Duty Cycle

Control System

Solar 60V

G Go

Battery

86V

Grid

Ib

LEM

I3

Vo

LE

M

Ib

Inverter

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Figure 3-5 The MPPT Unit

3.2 BMS and Battery Bank

The battery bank can store electricity energy that is delivered from the solar

array or the power grid. It is an indispensable unit when the solar energy system is

disconnected from the grid or for off-peak energy storage.

3.2.1 Battery Bank

The lead acid battery is one of the most common types of rechargeable

batteries in the world, and it is also a low cost and mature product in terms of

manufacturing technology. It is widely used in a vast number of applications such as

motor starting, backup power supplies, un-interruptible power supplies and energy

storage systems. There are three major types of lead acid battery in the market for

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different application purposes, namely, the starter battery, the marine battery, and the

deep cycle battery.

A battery bank is a collection of inter-connected batteries that can provide

power during outages or low production by renewable energy sources. Heavy

discharge in the evening and charging in the daytime is the general characteristic of

most off-peak solar energy storage systems. Among the three major types of lead acid

battery, the deep cycle battery best matches a solar energy system. Since the deep

cycle battery features thick plates it can provide a heavy discharge for several hour,

down to a low SOC.

The 6V-200AH sealed lead acid battery made by Crown Battery Company

and shown in Figure 3-6 is used in this research [21]. 14 of these lead acid batteries

are wired together in series to deliver about 80Vdc.

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Figure 3-6 Lead Acid Battery

3.2.2 BMS

The BMS contains a central and one or more local modules, and each local

has two functional units: an electronic control unit (ECU) and an electronic

equalization unit (EQU), as shown in Figure 3-7 and Figure 3-8 respectively. The

ECU measures the cell voltages and sets the EQU to equalize the voltage levels

among the individual cells. The BMS in this research project has three local modules

in total; two modules manage six lead acid battery cells, and the other manages the

remaining two battery cells.

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Figure 3-7 Configuration of the ECU Module [22]

Figure 3-8 Configuration of the ECU Module [22]

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To ensure accurate cell voltage measurements by the ECU every ten seconds,

the charge and discharge circuits should turn off during the measurement so the

equalization current does not affect the voltage. To select the target cell for

equalization, the ECU sets the relays in the EQU board as needed. A resistor is used

to discharge a cell and a small charger is used to charge a cell, i.e., the C/D type EQU

[17] for each local module cans either charge or discharge the cells. Figure 3-9 shows

8 of the 6V batteries (cells) and one local module. Figure 3-10 shows the complete

battery bank pack.

Figure 3-9 Battery Bank with one BMS Local Module

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Figure 3-10 The Complete Battery Bank Installation

3.3 Central Control Unit

The central unit controls the local module and the ABC-150 inverter. The

central module in Figure 3-11 collects the cell voltage data from the three local

modules and sends the equalization commands back to those modules. The ABC-150

in Figure 3-12 is a bi-directional, computer-controlled inverter which is used to

control the magnitude direction of the current to or from the power grid. The inverter

links to a PC via an RS-232 cable for remote control. The current control command is

given by the off-peak storage algorithm in the MPPT unit via a CAN interface to the

central module for processing the control software in PC. The block diagram to

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describe the relationships between the ABC-150, MPPS, central module, ECU

module and EQU module is shown in Figure 3-13.

Figure 3-11 Central Module and PC with ABC150 Remote Control Panel

Figure 3-12 ABC-150 Bi-direction Inverter

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Figure 3-13 Diagram of Inverter, Central Module, CAN Interface, MPPT

Module, ECU Module, and EQU Module

3.4 Graphical User Interface (GUI)

The GUI is a software visualization tool to offer a convenient way to monitor

the real-time system information and to observe the data changes over time. The GUI

consists of three function pages that show the GUI windows. The first page for the

initial settings is shown in Figure 3-14. The second page describes the system status

and has the dispatch function buttons as shown in Figure 3-15. The Third page in

Figure 3-16 is the dispatch function page that allows the user to dispatch power to and

from the grid.

CAN

USART

Local SelectionCharge /

DischargeOperation

ABC-150 Inverter

CANLocal Selection

Charge /DischargeOperation

Data

DataEQU

Module

CAN Bus

Central Module ECU Module

CANCurrent Select

DataGUI

Monitor

MPPT Module

Current Operation

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Figure 3-14 Page Showing the Initial Settings

Figure 3-15 Main Page

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Figure 3-16 Dispatch Function Page

In the graph windows the plots start from left to right; the yellow line

represents the electrical current in the grid; the red line refers to the current delivered

from the solar array; the green line indicates the current from the battery; and the blue

line shows the value of the state of charge (SOC).

The values of the system parameters are shown in the display boxes. For

example, the display in Figure 3-15 shows the max and min cell voltage for each local

and the locals’ EQU status. This page also includes a button for the dispatch function,

and clicking this button allows the GUI to display the third page.

The third page in Figure 3-16 displays the dispatch functions such as the

ABC-150 charge or discharge action and the current value and operation duration.

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The user dispatch command has a higher priority that will over ride the programmed

algorithm. This dispatch function offers different strategies to allow the power

company dispatcher to control the charge or discharge rates as needed. Clicking the

―Confirm‖ button makes the display return to the system status page

3.5 Protection Unit

The charge phase runs the risk of overcharging which can damage the battery

or lead to a fire in extreme cases. A sealed VRLA type battery re-combines hydrogen

and oxygen produced inside the battery, and the volume of gas products expands

when the temperature goes up, which usually takes place when the battery is

overcharged. A sulfation process also occurs when batteries are discharged for a

prolonged period. For safe battery operation and service life extension, a variety of

protection functions are embedded in the system.

3.5.1 Hardware

Thermal switches are used to control the connection between the battery bank

and the inverter. The normally closed thermal switches are connected in series with a

relay coil. If the temperature of one of the battery cells is too high (overheating), one

of the switches opens to trip the relay.

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The MPPT unit also features an output voltage limit protection circuit to limit

the energy from the solar array; this is to prevent an excessive battery voltage.

3.5.2 Software

The microcontroller receives voltage data from the measurement devices and

feeds the data to the control algorithm. The limit value is set in the MPPT algorithm

to stop the charge and discharge processing when the voltage value limit is exceeded.

3.6 CAN Function

The data communication between microcontrollers in the three modules

(Central, MPPT and ECU) is via the CAN bus. The CAN protocol is widely used in

the auto industry. It uses a differential signal technique that can provide high noise

immunity to electromagnetic interference, and the protocol also provides an error

frame and an error detection mechanism to handle corrupted messages.

The CAN protocol is a multi-master system where several nodes can use the

bus. The Infineon C515C microcontroller in each of the control modules have 15

CAN Message Objects, which are groups of registers. Each message can contain up

to 8 bytes of data, and the data is accepted between two nodes only when the two

message ID values are matched to each other. The ID value also defines the priority

of the message; the lower the value, the higher priority.

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CAN is used to communicate between the microcontrollers in the Central,

MPPT and ECU modules. The communication cycle is as fallows. The MPPT unit

sends a start signal to the Central unit. The Central unit sends a request to the ECU

module to measure its cell data, and it then sends the data back to the Central. The

Central then sends the equalizer settings to the ECU, and it also sends cell data and

equalizer information to the MPPT unit for display on the GUI window.

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Chapter 4

System Performance and Research Outcomes

To study the performance of the proposed system in this research project, an

installation connecting the solar array and the energy storage battery was developed.

For the sake of convenience in running and observing the operating details of this

system, the normal 24 hours cycle was reduced to 8 hours. Figure 4-1 illustrates a

basic schematic of the system. The SOC estimation, graphical user interface and

experimental data analysis are presented later in this chapter.

Figure 4-1 Basic Schematic of the System

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Vmax Vmin

4.1 Performance of the BMS

Figure 4-2 and Figure 4-3 are plots of the maximum and the minimum cell

voltages vs. time. Figure 4-2 is the data plot with BMS equalization, and Figure 4-3 is

the plot without BMS equalization. Comparison of these two diagrams indicates the

significant advantage in equalizing the cell voltage levels. Both operations were run

during the solar energy charge mode. With the BMS, the values of Vmax and Vmin

in Figure 4-2 are nearly constant and very close at an average cell voltage of about

6.3V. Without the BMS, the maximum gap between Vmax and Vmin is more than 2V

with substantial variations in the voltage levels as shown in Figure 4-3.

Figure 4-2 Vmax and Vmin of the Cell vs Time with the BMS

Vmax Vmin

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Figure 4-3 Vmax and Vmin of the cell vs Time without the BMS

4.2 SOC Estimation

As mentioned in the previous chapter, in this system the SOC is estimated by

combining the OCV method and the coulomb counting (CC) method. Figure 4-4

shows the diagram of the SOC plot when only the OCV method is in use, and Figure

4-5 shows the plot after integration with the CC method. In both diagrams, the green

line is the current from the battery; and the blue line is the SOC. Comparison between

SOC values indicated by the red circles in these two diagrams indicates that without

CC, the SOC has a significant error discontinuity of about 6% at the transition from

charge to discharge.

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Figure 4-4 Plot of Battery Current and SOC Curve using OCV Method Only

Figure 4-5 Plot of Battery Current and SOC When Integrating the OCV Method with

Coulomb Counting Method

After the coulomb counting method is implemented, the uneven curve of the

SOC is considerably smoother. Based on the OCV method, the SOC calculation

procedure is to reset the SOC when the current magnitude is less than ±0.5A. The red

rectangle in Figure 4-5 shows the SOC value from the coulomb counting method is

very close to the corrected value base on the OCV.

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4.3 Graphical User Interface (GUI)

Figure 4-6 shows the GUI display. The graph windows plot the data

continuously vs. time. The yellow line is the grid current; the red line represents the

current from solar array; the green line stands for the current from the battery; and the

blue line is for the SOC. In the data block panel, the data is updated every 10 seconds.

The system also saves the operational data in an Excel file so the user can study and

analyze the system performance.

Figure 4-6 GUI Display for the Solar Battery System

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4.4 Data Analysis

Figure 4-7 shows the voltage variations vs. time for the solar array and the

battery bank. This diagram demonstrates the improvement if a battery storage unit is

integrated into the solar energy system. The voltage generated by the solar array is

not stable due to the erratic solar irradiance due to clouds. Thus, the role of the battery

and its management system is to buffer the voltage variation and to provide a stable

voltage output. Furthermore, the battery bank can provide extra energy to compensate

for insufficiencies in the solar energy. Figure 4-8 shows an example of inverter,

battery and MPPT currents with a 23A load.

Figure 4-7 Solar Voltage and Battery Bank Voltage vs Time

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Figure 4-8 Time Diagram of Load Simulation and Output Current Supply from Solar

and Battery Bank

As Figure 4-8 shows, the current generated from solar array cannot always

meet the energy demand, but the battery bank unit will provide the system with extra

current to make up the difference.

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Chapter 5

Conclusion and Directions for Future Research

The goal of the research in this thesis was to develop a simple and lower cost

system for coping with the intermittency of a solar energy supply, and to help manage

the erratic power demand. This task required the coordination the solar energy supply,

energy storage, and power dispatching.

An energy management system was developed and studied to evaluate the

system performance. The system also used an intelligent battery management system

to monitor and equalize the battery cell voltage levels is order to maximize the

capacity and service life of the battery bank. This also helps protect the battery from

damage due to overcharge and undercharge. Off-peak energy management also was

used to store energy storage from the utility during low load periods and to release

energy during the high demand periods.

The outcomes of this research demonstrate that this system can reduce power

variation and potential instability by controlling the power output. It presents a

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practical system which can reduce the energy used from the grid, and it is easy to

implement. The system is composed of various sub-systems such as the MPPT, the

BMS and the off-peak storage algorithm.

The system simulated 24 hour operation by using an 8 hour cycle to study

the feasibility and performance of the proposed system. The outcome demonstrates

that this system can reduce the power cost by generating uniformly distributed output

power, providing a practical installation which can reduce the power supplied from

the public grid.

As seen in this research, a comprehensive GUI is important because it enables

the user to easily observe the system status and conduct data analysis. Availability of

remote control can enhance the system’s safety and offer convenience in monitoring

system’s status at a distance. It can extend the scope of applications ranging from

residential to larger installations, such as solar farms. Moreover, the control units

used do not have to be tailor-made for this research since they are generic products

developed in earlier projects.

Although this installation verified the feasibility, its maximum output was

limited to slightly less than 1KW. This power level is much too small to make any

economic predications or to estimate the cost recovery period. Therefore the next

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logical step would be to develop a larger system of perhaps 100KW, and do an

economic study that included savings in utility costs and the sale of renewable energy

credits.

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Reference

[1] U.S. Department of Energy. How Small Solar Electric Systems Work. Retrieved

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http://www.energysavers.gov/your_home/electricity/

index.cfm/mytopic=10720

[2] Othman, M.Y.H., Sopian, K., Yatim, B., Daud, W.R.W., ―Development of

advanced solar assisted drying systems.‖ Renewable Energy, Vol. 31, Issue: 5,

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[3] Mbarek, G., Jeday, M.R., "Modeling of the quantity of water pumped by a

photovoltaic solar system," Environment Identities and Mediterranean Area,

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[4] Krauter, S., Ochs, F., "The integrated solar home system," Photovoltaic Energy

Conversion, 2003. Vol.3, pp.2333-2336, May, 2003.

[5] Baker, J., ―New technology and possible advances in energy storage.‖ Journal of

Energy Policy, Vol. 36, Issue: 12, pp. 4368-4373, December, 2008.

[6] Koksbang, R., Barker, J., ―Solid-state photovoltaic power and battery unit.‖

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[7] Wagner, R., ―Large lead/acid batteries for frequency regulation, load levelling and

solar power applications.‖ Journal of Power Sources, Vol. 67, Issue: 1-2,

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[8] Jossen, A., Garche, J., Sauer, D.U., ―Operation conditions of batteries in PV

applications.‖ Journal of Solar Energy, Vol. 76, Issue: 6, pp. 759-769, 2004.

[9] Divya, K.C., Ostergaard Jacob, ―Battery energy storage technology for power

systems—An overview.‖ Journal of Electric Power System Research, Vol. 79,

Issue: 4, pp. 511-520, April, 2009,.

[10] ―Battery Power for Your Residential Solar Electric System‖ DOE/GO-102002-

168, U.S Department of Energy by the National Renewable Energy Lab.,

October, 2002.

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[11] Spiers, D. J., Rasinkoski, A. D., ―Prediction the service lifetime of lead/acid

batteries in photovoltaic systems‖ Journal of Power Sources, Vol. 53, Issue: 2,

pp. 245-253, February, 1995.

[12] Peters, K. ―Reviews of factors that affect the deep cycling performance of valve-

regulated lead/acid batteries‖ Journal of Power Sources, Vol. 59, Issue: 1-2,

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[13] Chiang, S. J., Chang, K. T., Yen, C. Y., ―Residential Photovoltaic Energy

Storage System.‖ IEEE Transactions on Industrial Electronics, Vol. 45, Issue:

3, pp. 385-394, June, 1998.

[14] Lu, B., Shahidehpour, M., ―Short-Term Scheduling of Battery in a Grid-

Connected PV/Battery System.‖ IEEE Transactions on Power Systems, Vol.

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[15] Wagner, R., Sauer, D. U. ―Charge strategies for valve-regulated lead/acid

batteries in solar power applications‖ Journal of Power Sources, Vol. 95, Issue

1-2, pp. 141-152, March, 2001.

[16] Kaiser, R., ―Optimized battery-management system to improve storage lifetime

in renewable energy systems.‖ Journal of Power source, Vol. 168, Issue: 1, pp.

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[17] Zhu, W., ―An Improved Targeted Equalizer for Battery Management Systems‖,

Master Thesis, The University of Toledo, May, 2008.

[18] Stuart, A.T. ―A Lead Acid Battery system for Solar and Off-Peak Energy

Storage‖, University of Toledo, Department of Electrical Engineering,

January, 2011.

[19] Mei, Q., ―A Solar Power System for High Altitude Airships‖, Ph.D. Dissertation,

The University of Toledo, May, 2011.

[20] Mohan, N., Undeland, T. M., Robbins, W. P., Power Electronics: Converters,

Applications, and Design, John Wiley & Sons, Inc., Hoboken, NJ, 2003.

[21] Crown Battery. Sealed Lead Acid AGM & Gel Batteries. Retrieved Jun 01, 2011,

from http://www.crownbattery.com/?page=sealedleadacid

[22] Zhu, W., ―A Smart Battery Management System for Large Format Lithium Ion

Cells‖, Ph.D. Dissertation, The University of Toledo, May, 2011.

[23] University of Cambridge. Lead/acid batteries. Retrieved Jun 01, 2011, from

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[24] Berndt, D. ―Valve-regulated lead-acid batteries‖ Journal of Power Sources, Vol.

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[25] Solar power information. Solar cells. Retrieved July 13, 2011, from

http://www.solarpower2day.net/solar-cells/

[26] Hohm, D. P. and M. E. Ropp. ―Complarative study of maximum power point

tracking algorithms.‖ Progress in Photovoltaics: Research and Applications,

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[27] Solmetric. Guide To Interpreting I-V Curve Measurements of PV Arrays.

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/Guide%20to%20Interpreting%20I-V%20Curves.pdf

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Appendix

A. Introduction to Lead Acid Batteries

Lead acid batteries have been used in many different application fields for more

than 100 years, and the structure of a typical battery is shown in Figure A-1.

Figure A-1 Structure of a Lead Acid Battery [23]

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The valve-regulated version of the lead acid (VRLA) battery was developed to

avoid the water and sulfuric acid loss in the flooded-electrolyte version. VRLA

batteries use an immobilized electrolyte which is absorbed by a glass-mat (AGM) or

gel. The benefit of the immobilization is that the liquid electrolyte does not evaporate.

As a consequence, there is a marked reduction in the amounts of hydrogen and

oxygen that leave the cell [24].

B. Thin-film Solar Cells

A solar cell or photovoltaic (PV) cell is a solid-state device which coverts light

energy into electrical energy. A PV cell is something like the p-n junction diode

which is made of two different semi-conducting materials: a p-doped layer and an n-

doped layer. When sunlight reaches the solar panels composed of PV cells, photons

of light are absorbed by the cell and photon energy is imparted as electrons at the p-n

junction. If photons possess sufficient energy, electrons will be excited from the state

of valance band to that of conduction band. This transition allows an electron-hole

pair to form, with the hole migrates towards the positive contact and the electron

migrates towards the negative contact, depending on the structure of the PV cell. If a

load is connected across the positive and negative contacts, the electron current will

flow through the load as shown in Figure B-1.

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Figure B-1 The Sketch of Solar Cell [25]

C. The Maximum Power Point Tracking (MPPT) Method

A photovoltaic (PV) array under uniform solar irradiance displays a current-

voltage (I-V) operating characteristics as shown in Fig C-1. There is a unique point

on the I-V curve that is the maximum power point (Imp, Vmp) where the array

generates the maximum power output, Pmax. If the solar array is connected directly to

the batteries, the operating voltage will be constrained to a level equal to the present

battery voltage and this will prevent the array from achieving maximal power.

Therefore, to increase the efficiency of the solar array a technique called Maximum

Power Point Tracking (MPPT) is used.

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A power converter using MPPT relies on a control algorithm to adjust the

operating point current to deliver the maximum output power. Some of the existing

types of MPPT algorithms are, ―perturb and observe (P&O)‖, ―constant voltage and

current‖, ―pilot cell‖, ―incremental conductance‖, ―parasitic capacitance‖, and

―model-based MPPT‖ algorithms [26].

Figure C-1 The Max Power Point of the I-V Curve and the P-V Curve [27]