Bare Trustee Agreements · 8 AHF Capital Partners Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund AHF Credit Opportunities Fund - Series A, F and I 9 AIP Asset Management Canada Limited

Bare Trustee AgreementsApproved Fund Managers as of April 30, 2017

Fund Manager Region Type of ProductsFunds covered by agreement

Mutual Funds / Hedge Funds / LSF'sCanada1832 Asset Management L.P. (Dynamic Funds)1

Includes Deposit accounts

Mutual FundOverseasAberdeen Global Services S.A.2

Aberdeen Global II Funds

Aberdeen Global Funds

Mutual FundCanadaAcker Finley Asset Management Inc.3

QSATM Funds

Mortgage Investment FundCanadaACM Advisors Ltd.4

ACM Commercial Mortgage Fund

Hedge FundCanadaAcorn Global Investments Inc.5

Acorn Global Investments Inc.

Pooled FundCanadaAddenda Capital Inc.6

Addenda Pooled Funds

Mutual Fund / Pooled FundCanadaAGF Investments Inc.7

Acuity family of mutual funds

AGF family of mutual funds

Harmony family of mutual funds

AGF Elements family of mutual funds

AGF Pooled funds

Acuity Pooled funds

Mutual Fund/Hedge Fund/Pooled FundCanadaAHF Capital Partners Inc.8

AHF Credit Opportunities Fund - Series A, F and I

Limited PartnershipCanadaAIP Asset Management9

AIP Global Marco Fund LP

GIC'sCanadaAldergrove Credit Union10

Limited PartnershipCanadaAlgonquin Capital Corporation11

Hedge FundCanadaAlignvest Capital Management Inc.12

Alignvest Income Fund Trust

Alignvest Opportunities Fund Trust

Pooled FundCanadaAlignvest Investment Management Corporation13

Mutual FundCanadaAlphaNorth Asset Management14

Pooled FundCanadaAntares Investment Management, Inc.15

Hedge FundCanadaArrow Capital Management Inc.16

Page 1 of 21Listing of Approved Fund Managers by Name


Mutual Fund / Limited PartnershipCanadaArtemis Investment Management Limited17

Alpha Scout Fund and RSP Fund

Robson Alpha Scout Fund

Mutual Funds / Hedge Funds / LSF'sCanadaAston Hill Asset Management Inc.18

Mutual FundCanadaATB Investment Management Inc.19

Pooled FundCanadaAurion Capital Management Inc.20

Mutual Fund TrustCanadaAuspice Capital Advisors Ltd.21

Auspice Diversified Trust

Mutual FundCanadaAventine Management Group Inc.22

Aventine Canadian Equity Fund

BTH Tactical Growth Fund

Mutual FundCanadaB.E.S.T Investment Counsel Limited23

B.E.S.T. Active 365 Fund LP

B.E.S.T. Total Return Fund Inc.

The Business, Engineering, Science & Technology Discoveries Fund Inc.

GIC's / Investment Savings AccountsCanadaB2B Bank24

GIC'sCanadaBank of America, National Association (Canada Branch)25

OtherCanadaBank of Canada26

Investment Savings Account / GIC'sCanadaBank of Montreal27

GIC'sCanadaBank of Montreal Mortgage Corp.28

GIC'sCanadaBank of Nova Scotia29

Bank of Nova Scotia

Scotia Mortgage Corporation

Montreal Trust Company of Canada

National Trust Company / Victoria&Grey MortgageCorp.

Mutual Fund / Pooled FundCanadaBarometer Capital Management Inc.30

Mutual Fund / Hedge Fund / GIC'sCanadaBarrage Capital Inc.31

Pooled FundCanadaBellwether Investment Management Inc.32

Bellwether family of funds.

Mutual Fund/Pooled Fund/Seg FundCanadaBeutel Goodman & Company Ltd33

Pooled FundCanadaBirchLeaf Investments Inc.34

BirchLeaf Growth Fund

Limited PartnershipCanadaBlack Swan Dexteritas Inc.35

BSD Global Tech Hedge Fund LP

Mutual FundCanadaBlackBridge Capital Management Corp.36

Mutual FundCanadaBlackheath Fund Management Inc.37


Fund Manager Region Type of ProductsFunds covered by agreementBlackheath

Mutual FundOverseasBlackRock (Luxembourg) SA38

BlackRock Global Funds

Mutual FundCanadaBlackRock Asset Management Canada Limited39

BlackRock Asset Management Canada Limited

Mutual FundCanadaBloombergSen Inc.40

BloombergSen Partners RSP Fund

Mutual Fund/Hedge Fund/Pooled FundCanadaBlumont Capital Corp.41

Blumont family of funds

Exemplar Portfolios Ltd.

Northern Rivers Capital Mgmt. family of funds

Mutual FundCanadaBMO Investments Inc. / BMO Investissements Inc.42

BMO Mutual Funds

Segregated FundCanadaBMO Life Assurance Company43

BMO Guaranteed Investment Funds

Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.44

Mutual FundCanadaBMO Private Investment Counsel Inc.45

GIC's / Investment Savings AccountsCanadaBMO Trust Company46

Linked NotesCanadaBNP Paribas (Canada)47

Mutual FundCanadaBNP Paribas Investment Partners Canada Ltd.48

Mutual FundOverseasBNY Mellon Global Management Ltd.49

Universal Liquidity Funds PLC

BNY Mellon Global Management Ltd. family of funds

Mutual FundCanadaBrandes Investment Partners & Co.50

Pooled FundCanadaBrandywine Global Investment Management (Canada), ULC51

Mutual FundCanadaBrickburn Asset Management Inc.52

Brickburn family of mutual funds

Dominion Equity Resource Growth Fund

Pooled FundCanadaBridgingFinance Inc.53

Mutual Fund / Limited PartnershipCanadaBristol Gate Capital Partners Inc.54

Bristol Gate U.S. Equity Fund LP

Limited PartnershipCanadaBroadview Capital Management Inc.55

Broadview Dark Horse LP

Mutual FundCanadaBrompton Funds Limited56

Pooled FundCanadaBrookfield Investment Management (Canada) Inc.57

Pooled FundCanadaBrookfield Soundvest Capital Management Ltd.58

Soundvest North American Opportunity Pool

Hedge FundCanadaBT Global Growth Inc.59


Fund Manager Region Type of ProductsFunds covered by agreementBT Global Growth Fund L.P.

Pooled FundCanadaBull Capital Management Inc.60

Canadian Equity Class Shares

Global Equity Class Shares

Balanced Class Shares

EFG Private Portfolio Series ING

Mutual FundCanadaBullion Management Services Inc.61

Mutual FundCanadaBurgundy Asset Management Ltd.62

Mutual Fund / Segregated FundCanadaC.I. Investments Inc.63

Lakeview Asset Management family of funds

Includes Synergy Asset Management

Artisan Portfolios

Optima Strategy Pools

KBSH Capital Management Inc. family of funds

Castlerock Investments Corp. family of funds

United Financial Management Ltd. family of funds

Mutual FundCanadaCADO Investment Fund Management Inc.64

Maple Leaf Resources Class

Maple Leaf Income Class

Mutual FundCanadaCaldwell Investment Management Ltd.65

Segregated FundCanadaCanada Life Assurance Company (The)66

GIC'sCanadaCanadian Tire Bank67

Canadian Tire Bank

GIC'sCanadaCanadian Western Bank68

Mutual Fund / GIC'sCanadaCanadian Western Trust69

Mutual FundCanadaCanoe Financial LP70

Enervest Oil Sand Total Return Trust

Enervest Diversified Income Trust

Enervest Natural Resources Fund

Mutual FundCanadaCanso Fund Management Ltd.71

Mutual FundCanadaCapital International Asset Management Inc. (Canada) Inc.72

Hedge FundCanadaCelernus Investment Partners Inc.73

Celernus Mortgage and Income Trust Fund

Celernus Absolute Growth Fund

REITCanadaCenturion Asset Management Inc.74

Pooled FundCanadaCGOV Asset Management75

Mutual FundCanadaCGS Asset Management Ltd.76

CGS Resource Fund Ltd.

Mutual FundCanadaChou Associates Management Inc.77



Mutual Fund / GIC's / Linked NotesCanadaCIBC78

Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.79

GIC'sCanadaCIBC Investor Network80

CIBC Mortgages Inc. (FLT)

CIBC Trust Corporation

CIBC

Services Hypothecaires CIBC Inc.

CIBC Mortgages Inc.

Pooled FundCanadaCidel Asset Management Inc.81

GIC'sCanadaCoast Capital Savings Credit Union82

Surrey Metro Savings Union

GIC'sCanadaCoastal Community Credit Union83

GIC'sCanadaCommunity Trust Company Ltd.84

GIC'sCanadaConcentra Bank85

Mutual FundCanadaConnor, Clark & Lunn Capital Markets Inc.86

Mutual FundCanadaConnor, Clark & Lunn Funds Inc.87

CC&L fund family

Mutual FundCanadaConnor, Clark & Lunn Private Capital Ltd.88

Pooled FundCanadaCornerstone Investment Counsel Ltd.89

Blueprint Global Strategies Pool

Limited PartnershipCanadaCortland Credit Group Inc.90

Cortland Credit Strategies L.P.

Mutual FundCanadaCote 100 Inc.91

Mutual FundCanadaCounsel Portfolio Services Inc.92

Pooled FundCanadaCovenant Capital Management Inc.93

Labor Sponsored FundCanadaCovington Capital Corporation94

Covington Funds

Unit TrustCanadaCovista Capital Corp.95

Covista Value Fund Trust

Pooled FundCanadaCowan Asset Management Limited96

Cowan Absolute Return Fund

Mutual FundCanadaCQI Capital Management L.P.97

CQI Equity Opportunities Fund II

CQI Income Opportunities Fund

CQI Equity Opportunities Fund I

Genesis Partners Fund LP



Linked NotesOverseasCredit Suisse AG98

Mutual FundCanadaCredit Suisse Inc.99

GAF International Fund

Mutual FundCanadaCrystal Wealth Management System Ltd.100

Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.101

Limited PartnershipCanadaCygnus Investment Partners L.P.102

Cygnus/KKR Multi-Strat Fund LP

Pooled FundCanadaCypress Capital Management Ltd.103

Mutual Fund / Pooled FundCanadaDavis-Rea Ltd. / Davis-Rea Ltee.104

Pooled Fund / Segregated FundsCanadaDeans Knight Capital Management Ltd.105

Deans Knight Equity Growth Fund

Deans Knight Capital Pool Funds

Deans Knight Income Fund

Deans Knight Equity Growth Fund II

Mutual FundCanadaDelbrook Capital Advisors Inc.106

Delbrook Resource Opportunities Fund

GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec107

Segregated Funds / GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.108

Mutual Fund / Segregated Fund / GIC'sCanadaDesjardins Global Asset Management Inc.109

Mutual FundCanadaDesjardins Société de placement inc.110

Mutual FundCanadaDesjardins Trust Inc.111

Maestral Funds

Pooled FundCanadaDi Tomasso Group Inc.112

The Di-Tomasso Equilibrium Fund

Hedge FundCanadaDifference Capital Management Inc.113

Mutual FundCanadaDimensional Fund Advisors Canada ULC.114

Mutual FundCanadaDiscovery Capital Management Corp.115

Mutual FundCanadaDixon Mitchell Investment Counsel Inc.116

Dixon Mitchell Small Cap Fund

Limited PartnershipCanadaDonville Kent Asset Management Inc.117

Donville Kent Asset Management

Mutual FundCanadaDuncan Ross Associates Ltd.118

Limited PartnershipCanadaEast West Investment Management Corporation119

East West Canada Fund LP

Hedge FundCanadaEdgeHill Partners120


Fund Manager Region Type of ProductsFunds covered by agreementEdgeHill family of funds.

Mutual FundCanadaEdgePoint Wealth Management Inc.121

Edgepoint family of mutual funds

Mutual FundCanadaEducators Financial Group Inc.122

GIC'sCanadaEffort Trust Company (The)123

Segregated FundCanadaEmpire Life Insurance Company124

Segregated Funds

Interest investment options provided within an insurance contract

Mutual FundCanadaEmpire Life Investments Inc.125

Empire Life

Unit TrustCanadaEnTrust Focus Partners LP126

EnTrust 49 Focus Fund

Pooled FundCanadaEpic Capital Management Inc.127

Mutual FundCanadaeQuaTe Asset Management Inc.128

Mutual FundCanadaEquilibrium Capital Management Inc.129

GIC's / Investment Savings AccountsCanadaEquitable Bank130

GIC'sCanadaEquity Financial Trust Company131

Mutual FundCanadaEquium Capital Management Inc.132

Limited PartnershipCanadaEwing Morris & Co. Investment Partners Ltd.133

Ewing Morris Flexible Income Fund LP

Hedge Fund / Limited PartnershipCanadaExcalibur Capital Management Inc.134

Excalibur Limited Partnership

Excalibur Small Cap Opportunities LP

Mutual FundCanadaExcel Funds Management Inc.135

Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.136

Faircourt Dividend Fund (Mutual Fund)

Faircourt Pooled Monthly Income Fund (Pooled Fund)

Mutual FundCanadaFederated Investors Canada ULC137

Federated Strategic Value U.S. Equity Dividend Fund

Mutual FundCanadaFidelity Investments Canada ULC138

Mutual FundCanadaFiducie Desjardins Inc.139

Mutual FundCanadaFieldhouse Capital Management Inc.140

Fieldhouse Pro Funds Inc.

Mutual Fund/Hedge Fund/Pooled FundCanadaFiera Capital Corporation141

Pooled Fund / Hedge FundsCanadaFiera Quantum Limited Partnership142



Mutual FundOverseasFIL Limited143

Mutual FundCanadaFinancière des professionnels - Fonds d’investissement inc.144

Mutual FundCanadaFirst Asset Investment Management Inc.145

REITCanadaFirst Reliance Asset Management146

First Reliance Real Estate Investment Trust

GIC'sCanadaFirst West Credit Union Ltd.147

Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Nati148

Mutual FundCanadaForesters Financial Investment Managent Company of Canada I149

Pooled Fund / Hedge FundsCanadaForge First Asset Management Inc.150

Forge First Long Short Trust

Forge First Multi-Strategy Trust

Mutual Fund / Hedge FundCanadaFormula Growth Limited151

Formula Growth Hedge Funds Class A

Formula Growth Hedge Funds Class F

Formula Growth Fund

Pooled FundCanadaFoyston, Gordon & Payne Inc.152

FGP Funds

Family of Pooled Funds

Mutual Fund/Pooled Fund/Seg FundCanadaFranklin Templeton Investments Corp.153

Franklin Templeton Mutual Funds

Bissett Mutual Funds

Mutual FundU.S.Franklin Templeton Investor Services154

Franklin California, Tax Free Income Fund

Mutual FundCanadaFront Street Capital 2004155

Mutual FundCanadaFrontFour Capital Corp.156

FrontFour Opportunity Fund

Mutual FundCanadaFT Portfolios Canada Co.157

Mutual FundCanadaFulcra Asset Management Inc.158

Fulcra Focused Yield Fund

Mutual FundU.S.Gabelli Funds (The)159

Pooled FundCanadaGalibier Capital Management Ltd.160

Galibier Opportunities Fund

Galibier U.S. Equity Pool

Galibier Canadian Equity Pool

Mutual FundCanadaGalileo Global Equity Advisors Inc.161

Investment FundsCanadaGalliant Advisors LP162

Galliant Equity Long/Short Fund LP

GIC'sCanadaGeneral Bank of Canada163



Mutual FundCanadaGenFund Management Inc.164

Pooled FundCanadaGenus Capital Management165

Mutual FundCanadaGestion Ferique166

Hedge FundCanadaGFI Investment Counsel Ltd.167

Good Funds

Mutual FundCanadaGlobal Growth Assets Inc.168

Mutual Fund / Pooled FundCanadaGlobevest Capital Ltee.169

Hedge FundCanadaGold Investment Management Ltd.170

FC Fund

Pooled FundCanadaGoodman & Company, Investment Counsel, Inc.171

Mutual FundCanadaGoodwood Inc.172

Goodwood Funds

OtherCanadaGovernment of Quebec (for Placements Quebec)173

Unit TrustCanadaGrafton Asset Management Inc.174

Global Energy Growth Fund

Mutual FundCanadaGravitas Securities Inc.175

Pooled FundCanadaGreenchip Financial Corp.176

Pooled FundCanadaGreystone Managed Investments Inc.177

Greystone Pooled Fund Trusts

Limited PartnershipCanadaGroundlayer Capital Inc.178

.

Labor Sponsored FundCanadaGrowth Works Capital Ltd.179

Working Opportunity Fund (EVCC) Ltd.

Pooled FundCanadaGuardian Capital LP180

Guardian Funds

Vega Funds

Vector Funds

Limited PartnershipCanadaHamilton Capital Partners Inc.181

Mutual FundCanadaHarvest Portfolios Group Inc.182

Pooled FundCanadaHemisphere Capital Management Inc.183

Pooled FundCanadaHeward Investment Management Inc.184

Limited PartnershipCanadaHGC Investment Management Inc.185

HGC Arbitrage Fund LP

Mutual FundCanadaHighstreet Asset Management Inc.186



Limited PartnershipCanadaHighwater Capital Management Corp.187

Highwater Diversified Opportunities Fund

Mutual FundCanadaHillsdale Investment Management Inc.188

GIC's / Investment Savings AccountsCanadaHollis Canadian Bank189

GIC'sCanadaHome Bank190

GIC's / Investment Savings AccountsCanadaHome Trust Company191

GIC'sCanadaHomEquity Bank192

Unit TrustCanadaHorizons ETFs Management (Canada) Inc.193

Pooled FundCanadaHR Strategies Inc.194

Mutual FundCanadaHSBC Bank Canada195

Structured Alternative Investment Return Securities

Mutual FundCanadaHSBC Investment Funds (Canada) Inc.196

Mutual Fund / Hedge FundCanadaHymas Investment Management Inc.197

Malachite Aggressive Preferred Fund

Mutual FundCanadaI.A. Michael Investment Counsel Ltd.198

ABC Funds

Mutual FundCanadaI.G. Investment Management Ltd.199

Mutual FundCanadaIA Clarington Investments Inc.200

GIC's / Investment Savings AccountsCanadaICICI Bank Canada201

Segregated FundCanadaIndustrial Alliance Pacific Insurance and Financial Services Inc.202

GIC'sCanadaIndustrial Alliance Trust Inc.203

GIC'sCanadaIndustrial and Commercial Bank of China (Canada)204

Segregated FundCanadaIndustrielle Alliance, Assurance et services financiers inc.205

Unit TrustCanadaInflection Management Inc.206

Inflection Strategic Opportunity Fund

Mutual FundCanadaIntegra Capital Management Corp.207

Investment FundsCanadaInvesco Canada Ltd.208

Mutual FundOverseasInvestec Asset Management Limited209



Limited PartnershipCanadaInvico Capital Corporation210

GIC'sCanadaIsland Savings Credit Union211

Mutual Fund / Segregated FundCanadaIvari212

Pooled FundCanadaJ. Zechner Associates Inc.213

Pooled FundCanadaJ.C. Clark Ltd.214

Mutual Fund / Pooled FundCanadaJarislowsky, Fraser Limited215

Pooled FundCanadaJDM Investments Partners Ltd.216

Investment Partners Fund

Hedge FundCanadaJM Fund Management Inc.217

JM Catalyst Fund

Mutual FundCanadaJovFinancial Solutions Inc.218

Pooled FundCanadaK J Harrison & Partners Inc.219

Mutual Fund TrustCanadaK2 & Associates Investment Management Inc.220

The K2 Principal Trust

Pooled FundCanadaKAI Asset Management Inc.221

KAI Core Equity Pool

Hedge FundCanadaKCS Fund Strategies Inc.222

KCS Great White North Fund

Absolute Core Return Fund

KCS Fund Strategies Inc.

GIC'sCanadaKEB Hana Bank Canada223

Pooled FundCanadaKensington Capital Advisors Inc.224

Limited PartnershipCanadaKFL Capital Management Ltd.225

KFL Partners' Fund LP

Mutual Fund / Pooled FundCanadaKingwest & Company226

Limited PartnershipCanadaKootenay Capital Management Corp.227

Kootney Energy RSP Fund

Kooteny Global Energy Absolute Return Fund Ltd. Partnership

Mutual FundCanadaLandry Investment Management Inc.228

GIC'sCanadaLaurentian Bank of Canada229

Includes B2B Trust term deposits

GIC'sCanadaLaurentian Trust of Canada Inc.230

Pooled FundCanadaLaurus Investment Counsel231

Hedge FundCanadaLawrence Park Capital Partners Ltd.232


Fund Manager Region Type of ProductsFunds covered by agreementLawrence Park Capital Partners

GIC'sCanadaLBC Trust233

Mutual Fund / Pooled FundCanadaLDIC Inc.234

Includes LDIC Closed-End Funds

Mutual FundCanadaLe Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)235

Mutual FundOverseasLegg Mason Global Funds PLC236

Mutual FundCanadaLeith Wheeler Investment Funds237

Mutual FundCanadaLeon Frazer & Associates Inc.238

Mutual FundCanadaLester Asset Management Inc.239

Hedge FundCanadaLightwater Partners Ltd.240

Lightwater Long/Short Funds

Mutual Fund / Pooled FundCanadaLincluden Investment Management Limited241

Limited PartnershipCanadaLionGuard Capital Management Inc.242

Mutual FundCanadaLongbow Capital Inc.243

Pooled FundCanadaLorne Steinberg Wealth Management Inc.244

Steinberg High Yield Fund

Steinberg Global Value Equity Fund

Mutual FundCanadaLysander Funds Limited245

Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.246

Mutual FundCanadaMackie Research Capital Corporation247

The Absolute Resource Company L.P.

Grafton Energy Growth Fund

Pooled FundCanadaMacNicol & Associates Asset Management Inc.248

The Emergence Fund (LP)

360 Degree U.S. Reality Income Fund

The Conservative Income Fund (LP)

The Absolute Return Fund (LP)

The Global Opportunities Fund (LP)

Mutual Fund / Pooled FundCanadaMajestic Asset Management LLC249

GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)250

Deferred Annuities

Mutual Fund/Pooled Fund/Seg FundCanadaManulife Asset Management Limited251

Manulife Financial Corp family of funds

Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn

GIC's / Investment Savings AccountsCanadaManulife Bank of Canada252



GIC's / Investment Savings AccountsCanadaManulife Trust Company253

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaMarquest Asset Management Inc.254

Hedge FundCanadaMarret Asset Management Inc.255

Marret

Mutual FundCanadaMatco Financial Inc.256

MFI series of funds

Mutual FundCanadaMawer Investment Management Ltd.257

Mutual FundCanadaMaxam Capital Management Ltd.258

GIC'sCanadaMCAN Mortgage Corporation259

Mutual FundCanadaMcElvaine Investment Management Ltd.260

The McElvaine Investment Trust

Mutual FundCanadaMcLean Asset Management Ltd.261

ROMC Trust

Mutual FundCanadaMcLean Budden Limited (Royal Trust)262

Mutual FundCanadaMD Financial Management Inc.263

Mutual Fund TrustCanadaMeckelborg Financial Group Ltd.264

MFG Diversified Strategy Fund

Linked NotesCanadaMerrill Lynch Canada Inc.265

Mutual FundCanadaMiddlefield Limited266

Mutual FundCanadaMontrusco Bolton Investment Inc.267

Bolton Tremblay Funds inc.

Pooled FundCanadaMorgan Meighen & Associates Limited268

Smedley Fund Family

Unit TrustCanadaMorguard Financial Corp.269

Morguard Real Estate Equity Fund

Mutual Fund / Pooled FundCanadaNatcan Investment Management Inc.270

Mutual Fund / Pooled FundCanadaNatcan Trust Company271

Mutual Funds / GIC's / Inv. Savings AcctCanadaNational Bank Investments Inc.272

Includes PPN's

GIC'sCanadaNational Bank of Canada273

Natcan Trust GIC's

National Bank of Canada GIC's

National Bank Trust GIC's

Mutual Fund / Pooled FundCanadaNational Bank Trust Inc.274

Mutual FundCanadaNational Trust Company275


Fund Manager Region Type of ProductsFunds covered by agreementFamily of Funds

Tourism & Entertainment Growth Fund Inc.

Unit TrustCanadaNewGen Asset Management Limited276

Mutual FundCanadaNewport Private Wealth Inc.277

Hedge FundCanadaNext Edge Capital Corp.278

Mutual FundCanadaNGAM Canada LP279

Mutual FundCanadaNiagara Capital Partners Ltd.280

Niagara Access Alpha Fund

Mutual Fund / Limited PartnershipCanadaNicola Wealth Management Ltd.281

SPIRE LP's

NWM family of funds

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNorrep Capital Management Ltd.282

Mutual FundCanadaNorth Growth Management Ltd.283

GIC'sCanadaNorthern Savings Credit Union284

Terrace & District Credit Union

Limited PartnershipCanadaNorthStream Capital Inc.285

NorthStream Credit Strategies Fund LP

Mutual FundCanadaNorthwest & Ethical Investments L.P.286

Mutual FundCanadaOcean Rock Investments Inc.287

Mutual FundCanadaO'Leary Funds Management LP288

GIC'sCanadaOmista Credit Union Limited289

Mutual Fund / Hedge Fund / GIC'sCanadaOne Financial Corporation290

Pooled FundCanadaOnex Credit Partners, LLC291

Onex Credit Partners LLC

OCP Debt Opportunity Class

Mutual Fund / Hedge Fund / GIC'sCanadaOptimum Asset Management Inc.292

Pooled FundCanadaOrientation Finance inc.293

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalisade Capital Management Ltd.294

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalos Management Inc.295

Palos Family of funds

Rendez-vous Global Equity Fund LP - $CDN and $US

Hedge Fund / Limited PartnershipCanadaPan Asset Management Ltd.296

Iron Fund LP

Mutual FundCanadaPathfinder Asset Management Ltd.297


Fund Manager Region Type of ProductsFunds covered by agreementPartners' Fund

Pooled FundCanadaPavilion Advisory Group Ltd.298

GIC'sCanadaPeace Hill Trust Company299

Mutual Fund / Pooled FundCanadaPembroke Private Wealth Management Ltd.300

Mutual Fund/Hedge Fund/Pooled FundCanadaPenbrooke Partners Investment Management Ltd.301

Penbrooke Opportunities Fund LP

Labor Spons. Fund / Ven. Cap. FundCanadaPenderFund Capital Management Ltd.302

GIC'sCanadaPeoples Trust Company303

Mutual FundCanadaPerennial Asset Management Corp.304

Perennial Equity Portfolio

Perennial Fixed Income Portfolio

Hedge FundCanadaPerformance Capital Ltd.305

Pooled Fund / Limited PartnershipCanadaPeriscope Capital Inc.306

Pooled FundCanadaPerron & Partners Wealth Management Corp.307

Kipling Private Investment Portfolios

Labor Sponsored FundCanadaPFM Venture Capital Operations Inc.308

SaskWorks Venture Fund Inc.

Mutual Fund / Hedge FundCanadaPicton Mahoney Asset Management309

Mutual Fund / Hedge FundCanadaPIMCO Canada Corp.310

Mutual FundOverseasPIMCO Global Advisors (Ireland) Limited311

PIMCO Funds - Global Investor Services

Hedge FundCanadaPolar Asset Management Partners Inc.312

Polar Fund Management II Inc.

Altairis

Investment Funds / Limited PartnershipCanadaPortland Investment Counsel Inc.313

GIC'sCanadaPresident's Choice Bank314

Hedge FundCanadaPrimevest Capital Corp.315

Limited PartnershipCanadaPropel Capital Corporation316

Canadian Large CAP Enhanced Fund

Pooled FundCanadaProvisus Wealth Management Limited317

Mutual FundCanadaPurpose Investments Inc.318

Purpose Funds Series A, F & I

Mutual FundCanadaPursuit Financial Management Corp.319

Mutual FundCanadaPutnam Investment Inc.320



Pooled FundCanadaQuadrant Asset Management321

QAM Tracking Pools

Mutual FundCanadaQuantum Leap Asset Management Limited322

Quantum Leap Mortgage Investment Fund

Pooled FundCanadaQV Investors Inc.323

QV Pooled Funds

Mutual Fund / Limited PartnershipCanadaQwest Investment Fund Management Ltd.324

Mutual FundCanadaR.E.G.A.R. Gestion Privée Inc.325

Mutual FundCanadaR.N. Croft Financial Group Inc.326

Mutual Fund / Limited PartnershipCanadaRadiant Investment Management Ltd.327

Radiant Performance Fund LP

Pooled FundCanadaRadin Capital Partners Inc.328

Radin Capital Partners

Pooled FundCanadaRayne Capital Management Inc.329

Rayne Capital Opportunities Trust

Rayne Capital Opportunities Fund LP

Rayne Capital LP

Linked NotesCanadaRBC Dominion Securities Inc.330

Mutual Fund/Hedge Fund/Pooled FundCanadaRBC Global Asset Management Inc.331

Segregated FundCanadaRBC Life Insurance Company332

Mutual FundCanadaRCM Valule Opportunities Trust/RCM Partners Inc.333

RCM Partners Inc.

Mutual Fund / Hedge FundCanadaRedwood Asset Management Inc.334

Ark Fund Management family of funds

Redwood Asset Management family of funds

GIC'sCanadaResmor Trust Company335

Mutual FundCanadaResolute Funds Ltd.336

Mutual Fund / Labor Sponsored FundCanadaReturn on Innovation Advisors Ltd.337

Pooled Funds

Mutual Fund / Limited PartnershipCanadaRival Capital Management Inc.338

Rival North American RRSP Growth Fund

Rival North American Growth Fund L.P.

Pooled FundCanadaRiver Plate House Capital Management Inc.339

Pooled FundCanadaRoadmap Capital Inc.340

Hedge FundCanadaRobson Capital Management Inc.341

Mutual Fund TrustCanadaRoss Smith Asset Management Inc.342


Fund Manager Region Type of ProductsFunds covered by agreementRoss Smith Opportunity Fund

Ross Smith Capital Investment Fund

Pooled FundCanadaRoundtable Capital Partners Inc.343

Roundtable Focus Equity Fund

Roundtable Growth Fund

Roundtable Everkey Global Fund

Roundtable Dividend & Income Fund

Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)344

GIC's / Investment Savings AccountsCanadaRoyal Bank of Canada345

Merchant Private Trust

Royal Trust Corp.

Royal Trust Company (The)

Royal Bank Mortgage Corp.

Connor Clark Private

Royal Bank of Canada

Mutual FundCanadaRoyal Trust Company (The)346

The Protected American Fund

First Trust Canada Funds

RT Capital Inc.

Classified Investment Trusts

T.A.L. Investment Pooled Funds

T.A.L. Private Management Pooled Funds

The First American Fund

Mutual Fund / Hedge FundCanadaRP Investment Advisors LP347

Mutual FundCanadaRussell Investments Canada Limited348

Soverign mutual funds

Life Points mutual funds

Russel Group mutual funds

Mutual FundU.S.Sanford C. Bernstein & Co. LLC349

Mutual FundCanadaScotia Capital Inc.350

Scotia Capital family of funds

Cassels Blaikie Canadian Fund (U.S.)

Pinnacle family of funds - May 7-07

The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07

Mutual FundCanadaScotia Securities Inc.351

Mutual Fund / Pooled FundCanadaSeamark Asset Management Ltd.352

Mutual FundCanadaSEI Investment Canada Company353

Mutual Fund / Limited PartnershipCanadaSentry Investments Inc.354

Hedge FundCanadaSentry Select Investments Inc.355

Pooled FundCanadaSeymour Investment Management Ltd.356

.

Family of funds managed by Seymour Investment Management Ltd.



Mutual FundCanadaSherpa Asset Management Inc.357

Pooled FundCanadaSIA Wealth Management Inc.358

SIA Wealth Management Private Investment Pools

Pooled FundCanadaSilvercove Fund Management Ltd.359

Limited PartnershipCanadaSilvercreek Management Inc.360

Silvercreek family of funds

Mutual FundCanadaSmart Investments Ltd.361

Principal Protected NoteCanadaSociete Generale (Canada)362

CI Protected Coverage Notes, Series 1

Mutual Fund/Hedge Fund/Pooled FundCanadaSpartan Fund Management Inc.363

Spartan Fund Management Inc. family of funds

Thales Fund Management Inc. family of funds

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaSprott Asset Management L.P.364

Sprott Flow-Through Limited Partnerships

Sprott Mutual Funds

Sprott Closed-End Funds

Sprott Hedge Funds

GIC's / Segregated FundCanadaStandard Life Assurance Company of Canada (The)365

Guaranteed Interest Rate Contracts

Ideal Segregated Funds

Mutual FundCanadaStandard Life Mutual Funds Ltd.366

Mutual FundCanadaStandard Life Trust Company367

Hedge FundCanadaStanton Asset Management Inc.368

GIC'sCanadaState Bank of India (Canada)369

Mutual FundCanadaSteadyhand Investment Management Ltd.370

Steadyhand Small Cap Equity Fund

Steadyhand Global Equity Fund

Steadyhand Equity Fund

Steadyhand Income Fund

Steadyhand Savings Fund

GIC'sCanadaSteinbach Credit Union Limited371

GICs

GIC'sCanadaStella Maris Credit Union Ltd.372

Limited PartnershipCanadaStephenson & Company Capital Management Inc.373

Stephenson & Company North American Opportunity Fund LP

Mutual FundCanadaStone Asset Management Limited374

Mutual FundCanadaStrathbridge Asset Management Inc.375

Limited PartnershipCanadaStratigis Capital Advisors Inc.376


Fund Manager Region Type of ProductsFunds covered by agreementUber Strategies LP

Goforth Technical Fund LP

GIC'sCanadaStreet Capital Bank of Canada377

Pooled FundCanadaSuccessful Investor Wealth Management Inc.378

Segregated FundCanadaSun Life Assurance Co. (Canada)379

Individual Variable Insurance Contracts

GIC'sCanadaSun Life Financial Trust Inc.380

Investment FundsCanadaSun Life Global Investments (Canada) Inc./Placements mondiau381

GIC'sCanadaSunshine Coast Credit Union382

Hedge FundCanadaSW8 Asset Management Inc.383

Mutual FundCanadaT.E. Investment Counsel Inc.384

Prosperity Mutual Funds

GIC's / Investment Savings AccountsCanadaTangerine Bank385

Pooled FundCanadaTaylor Asset Management Inc.386

Taylor Partners Fund

Mutual Fund / Inv. Savings AccountCanadaTD Asset Management Inc.387

GIC's / Linked NotesCanadaTD Bank Financial Group388

TD Mortgage Corp. - GIC's

TD Bank - GIC's & Linked Notes

The Canada Trust Compay - GIC's

TD Pacific Mortgage Corp. - GIC's

Linked NotesCanadaTD Securities Inc.389

Pooled FundCanadaTempered Investment Management Ltd.390

Tempered Global Value Fund

Mutual Fund / Limited PartnershipCanadaTerra Fund Management Ltd.391

Pooled FundCanadaTetrem Capital Management Ltd.392

Pooled FundCanadaThird Eye Capital Management Inc.393

Third Eye Capital Alternative Credit Trust

Pooled FundCanadaThornmark Asset Management Inc.394

Thornmark Investment Funds

Limited PartnershipCanadaTimbercreek Asset Management Ltd.395

Limited PartnershipCanadaTimelo Investment Management Inc.396

Timelo Strategic Opportunities Fund

Mutual FundCanadaTIS Preservation & Growth Fund/Accilent Capital Management.397

TIS Preservation & Growth Fund Class A and Class F Units

Mutual FundCanadaTonus Capital Inc.398


Fund Manager Region Type of ProductsFunds covered by agreementTonus Partners Fund

Hedge FundCanadaToronto Trust Management Ltd.399

Friedberg Mercantile Group family of funds

Mutual FundCanadaTradex Management Inc.400

Pooled FundCanadaTrapeze Asset Management Inc.401

Trapeze Value Trust

Income TrustCanadaTrez Capital Corporation402

Pooled FundCanadaTri Delta Investment Counsel Inc.403

Limited PartnershipCanadaTriumph Asset Management Inc.404

Triumph Capital Appreciation Fund LP

Pooled FundCanadaTrivest Wealth Counsel Ltd.405

Pooled FundCanadaTurtle Creek Asset Management Inc.406

Turtle Creek Equity Fund

Turtle Creek Investment Fund

Pooled FundCanadaUBS Global Asset Management (Canada) Co.407

UBS (Canada) Balanced Fund A

Mutual FundCanadaValue Partners Investment Inc.408

Mutual FundCanadaValue-Contrarian Asset Management Inc.409

GIC'sCanadaVancouver City Savings Credit Union410

Pooled FundCanadaVantage Asset Management Inc.411

Vantage Protected Performance Fund

Mutual FundCanadaVantage Point Investment Management Inc.412

The Vantage Point Funds

Hedge FundCanadaVenator Capital Management Ltd.413

Venator family of mutual funds

GIC's / OtherCanadaVersaBank414

Mutual FundCanadaVertex One Asset Management Inc.415

Hedge FundCanadaVision Capital Corporation416

Mutual Fund / Labor Sponsored FundCanadaVL Advisors Inc.417

Mortgage Investment FundCanadaW.A. Robinson & Associates Ltd.418

Frontenac Mortgage Investment Corp.

Mortgage Investment Corporation of Eastern Ontario (MICEO)

Mutual Fund / Limited PartnershipCanadaWARATAH Capital Advisors Ltd.419

Waratah fund family

Mutual FundCanadaWave Cycle Mutual Funds Ltd.420

Business Cycle Funds

Mutual Fund / Pooled FundCanadaWealhouse Capital Limited Partnership421


Fund Manager Region Type of ProductsFunds covered by agreementPanorama Private Client Fund

Panorama Fund

Pooled FundCanadaWealthCo Asset Management Inc.422

WealthCo Pooled Funds

WealthCo Asset Management Inc.

Mutual FundCanadaWells Asset Management System Inc.423

Mutual FundCanadaWest Face Capital Inc.424

WFC Opportunities Trust

Mutual FundCanadaWestcap Mgt. Ltd.425

Golden Opportunities Fund Inc.

Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union426

GIC'sCanadaWindsor Family Credit Union427

Mutual FundCanadaYorkville Asset Management Inc.428

Heritage Yorkville Mutual Funds

Southbridge Health Care Fund

Mutual FundCanadaYTM Capital Asset Management Ltd.429

GIC's / Investment Savings AccountsCanadaZag Bank430

One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.

Note:

* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership


Bare Trustee AgreementsJanuary 1, 2017Deletions from List since

Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement

Date Removed

Acernis Capital Management Inc. No longer active.Pooled FundCanada 3/3/2017

Acernis Funds (Class A Units & Class F Units)

MacDougall Investment Counsel Inc.

See Majestic Asset Management.Pooled FundCanada 3/3/2017

Page 1 of 1Listing of Deletions from List

Bare Trustee AgreementsAdditions to List Since January 1, 2017


Date Approved

Street Capital Bank of Canada Canada GIC's 1/17/2017

Equium Capital Management Inc. Canada Mutual Fund 3/17/2017

Page 1 of 1Listing of Additions to List

Bare Trustee AgreementsJanuary 1, 2017Name Changes and Mergers since

Fund Manager Region Type of ProductFunds covered by agreement

Date Comments

Page 1 of 1Listing of Name Changes and Mergers

Documents

Bare Trustee Agreements · 8 AHF Capital Partners Inc. Canada Mutual Fund/Hedge Fund/Pooled Fund AHF Credit Opportunities Fund - Series A, F and I 9 AIP Asset Management Canada Limited