28
Author's Accepted Manuscript Bariatric Surgery Improves the Circulating Numbers and Biological Activity of Late Outgrowth Endothe- lial Progenitor Cells William O. Richards M.D., Kelley Bose Prutzman R. N, B.S.N., Martha F. OHea B. Sc., Jonathon P. Audia Ph.D., Diego F. Alvarez M.D. Ph.D. PII: S1550-7289(14)00195-6 DOI: http://dx.doi.org/10.1016/j.soard.2014.04.025 Reference: SOARD1991 To appear in: Surgery for Obesity and Related Diseases Cite this article as: William O. Richards M.D., Kelley Bose Prutzman R.N, B.S.N., Martha F. OHea B. Sc., Jonathon P. Audia Ph.D., Diego F. Alvarez M.D. Ph.D., Bariatric Surgery Improves the Circulating Numbers and Biological Activity of Late Outgrowth Endothelial Progenitor Cells, Surgery for Obesity and Related Diseases, http: //dx.doi.org/10.1016/j.soard.2014.04.025 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting galley proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. www.elsevier.com/locate/buildenv

Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

  • Upload
    diego-f

  • View
    214

  • Download
    1

Embed Size (px)

Citation preview

Page 1: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Author's Accepted Manuscript

Bariatric Surgery Improves the Circulating Numbersand Biological Activity of Late Outgrowth Endothe-lial Progenitor Cells

William O. Richards M.D., Kelley Bose Prutzman R.N, B.S.N., Martha F. O’Hea B. Sc., Jonathon P.Audia Ph.D., Diego F. Alvarez M.D. Ph.D.

PII: S1550-7289(14)00195-6DOI: http://dx.doi.org/10.1016/j.soard.2014.04.025Reference: SOARD1991

To appear in: Surgery for Obesity and Related Diseases

Cite this article as: William O. Richards M.D., Kelley Bose Prutzman R.N, B.S.N.,Martha F. O’Hea B. Sc., Jonathon P. Audia Ph.D., Diego F. Alvarez M.D. Ph.D.,Bariatric Surgery Improves the Circulating Numbers and Biological Activity of LateOutgrowth Endothelial Progenitor Cells, Surgery for Obesity and Related Diseases, http://dx.doi.org/10.1016/j.soard.2014.04.025

This is a PDF file of an unedited manuscript that has been accepted for publication. As aservice to our customers we are providing this early version of the manuscript. Themanuscript will undergo copyediting, typesetting, and review of the resulting galley proofbefore it is published in its final citable form. Please note that during the production processerrors may be discovered which could affect the content, and all legal disclaimers that applyto the journal pertain.

www.elsevier.com/locate/buildenv

Page 2: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Bariatric Surgery Improves the Circulating Numbers and Biological Activity of Late

Outgrowth Endothelial Progenitor Cells

William O. Richards, M.D.1, Kelley Bose Prutzman, R.N, B.S.N.

1, Martha F. O’Hea, B. Sc.

1,

Jonathon P. Audia, Ph.D.2,3,4,

*, Diego F. Alvarez, M.D. Ph.D.4,5,6,

*

Departments of Surgery1, Microbiology and Immunology

2, the Laboratory of Molecular

Biology3, the Center for Lung Biology

4, Internal Medicine

5, and Pharmacology

6, University of

South Alabama College of Medicine, Mobile AL, 36688

* Corresponding authors:

Jonathon P. Audia: Laboratory of Molecular Biology, Department of Microbiology and

Immunology, University of South Alabama College of Medicine, Mobile, AL 36688. Tel 251-

460-6929. Fax 251-460-7269. E-mail: [email protected]

Diego F. Alvarez: Departments of Internal Medicine and Pharmacology, University of South

Alabama College of Medicine, Mobile, AL 36688. Tel 251-460-6392. Fax 251-460-7452. E-

mail: [email protected]

Funding Sources: ASMBS grant 2010 (to W. O. Richards)

Running Title: Bariatric surgery and late outgrowth EPCs

Page 3: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Acknowledgments

The authors acknowledge the superb contributions of the staff of the Department of Surgery,

University of South Alabama. This study was funded by a grant from the American Society for

Metabolic and Bariatric Surgery (ASMBS) (awarded in 2010 to WOR).

Disclosures

Drs. William Richards, Jonathon P. Audia, Diego F. Alvarez and Ms. Kelley Bose Prutzman and

Ms. Martha F. O’Hea have no conflicts of interest or financial ties to disclose.

Page 4: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Abstract

Background: While the salutary effects of bariatric surgery as a treatment for excess body

weight and type 2 diabetes are established, there is scant evidence for effects on other

contributors to cardiovascular diseases such as repair of endothelial dysfunction.

Objectives: This study evaluates outcomes of bariatric surgery on late outgrowth endothelial

progenitor cells (LOEPCs), a cell phenotype essential for endothelial repair.

Setting: University of South Alabama Medical Center, Mobile, Alabama.

Methods: Subjects with a body mass index > 35 kg/m2 and type 2 diabetes were enrolled into

either medical or bariatric surgical arms. Primary outcomes included analysis of isolated

LOEPCs from peripheral blood for growth, function, and mitochondrial respiration. Plasma was

used for metabolic profiling.

Results: Medical arm subjects showed no improvement in any of the parameters tested.

Bariatric surgical arm subjects showed a 24% reduction in body mass index as early as 3-months

post-intervention and resolution of type 2 diabetes at 24-months post-intervention (HbA1c–31%

reduction; fasting glucose–29% reduction). Bariatric surgery increased the numbers of LOEPCs

8-fold and increased LOEPC network formation 3-fold at 24-months post-intervention. The

increased numbers and activity of LOEPCs in the bariatric surgical arm correlated with

improvements in body mass index, insulin and triglyceride levels only at 24-month post-

Page 5: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

intervention. LOEPC mitochondrial respiration displayed a trend towards improvement when

compared to baseline as evidenced by an increase (36%) at 24 months in the bariatric arm.

Conclusions: Bariatric surgery increases LOEPC levels and activity, which correlates with

weight loss- and improved metabolic profile at 24-months post-intervention.

Key Words: Bariatric surgery, endothelial progenitor cells, sleeve gastrectomy, Roux-En-Y

gastric bypass, mitochondrial respiration, late outgrowth EPCs

Introduction

Cardiovascular diseases are leading causes of mortality that often manifest with secondary

complications that further diminish quality of life. Studies initiated in the 1960’s aimed at

delineating risk factors associated with cardiovascular disease unveiled a link to obesity [1]

.

Importantly, obesity-related metabolic/inflammatory perturbations that drive type 2 diabetes,

hyper-triglyceridemia, hyper-cholesterolemia, hypo-high density lipoproteinemia, and more

recently insulin resistance, are now renowned as seminal players in cardiovascular diseases [2, 3]

.

Recognizing that obesity is a burgeoning epidemic with a continuing upward trend, strategies to

reduce excess body weight and re-establish metabolic/inflammatory homeostasis are an

immediate priority. In particular, bariatric surgery has emerged as an important intervention and

is becoming widely used to treat obesity-related co-morbidities such as type 2 diabetes and

insulin resistance [4-6]

. However, other salutary effects of bariatric surgery beyond treatment of

Page 6: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

excess body weight, type 2 diabetes, and insulin resistance are poorly understood. Herein, we

have explored the relationship between bariatric surgery and levels/biological activity of

circulating endothelial progenitor cells (EPCs) that are associated with positive outcomes in

subjects with cardiovascular diseases.

Endothelial cells form barriers that limit the movement of fluids, solutes, and gases between the

blood and underlying tissues as well as regulate vasoreactivity. Traditional concepts hold that in

response to acute insults such as infection, damaged portions of the endothelial barrier are

thought to be restored via recruitment of circulating EPCs which directly proliferate and repair

the endothelial barrier and/or indirectly signal to resident endothelial cells to proliferate and

repair the endothelial barrier [7-9]

. However, in response to chronic insults such as prolonged

exposure to the cadre of metabolic risk factors associated with obesity, damaged portions of the

endothelial barrier are not readily restored. Instead, decreased generation of nitric oxide and

other vaso-relaxing agents, and development of atherosclerosis typify chronic endothelial barrier

injury [10, 11]

. Experimental evidence suggests that loss of EPCs and impairment of EPC activity

are, at least in part, culprits that explain chronically diminished endothelial reparative potential

[12-15]. Indeed, subjects with low circulating levels of EPCs who suffer from chronic diseases

such as type 2 diabetes and atherosclerosis are prone to rapid deterioration [16, 17]

. Conversely,

subjects with high circulating levels of EPCs who undergo myocardial infarction show increased

functional reserve [18]

.

As part of their direct reparative capacity, EPCs possess distinct characteristics such as rapid

proliferation, the ability to migrate, form networks and, ultimately generate de novo vessels

Page 7: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

(vasculogenesis) in response to damage [19, 20]

. EPCs are believed to arise in adults from the bone

marrow, from the intima of both microvascular- and conduit-blood vessels [8, 19, 21, 22]

. Despite

these distinct origins, primary circulating EPCs are typically isolated from the mononuclear

fraction of peripheral blood. However, not all cells in the mononuclear fraction identified as

circulating EPCs by using conventional staining and flow cytometry approaches possess

vasculogenic capacity [20]

. Evidence suggests that circulating EPCs in the mononuclear fraction

display at least two distinct growth phenotypes in vitro that correlate with vasculogenic capacity.

Isolation of EPCs by flow cytometry using selective surface markers yields cells that display

rapid outgrowth within one week post-isolation (early outgrowth EPCs, EOEPCs) [20, 21]

. While

EOEPCs do not directly exhibit vasculogenic capacity, they do exhibit the ability to restore

endothelial function via signaling to resident endothelial cells. The second EPC growth

phenotype isolated from the mononuclear fraction displays an outgrowth lag and is not observed

until 4-6 weeks post-isolation (late outgrowth EPCs, LOEPCs) [20, 23]

. The LOEPCs directly

exhibit vasculogenic capacity. To date, the majority of studies examining roles for circulating

EPCs in obesity-related cardiovascular diseases have focused on using EOPECs with only

relatively few studies employing LOEPCs. Therefore, the goal of the present study was to

examine the effects of bariatric surgery on the levels and activity of LOEPCs in cohorts of

subjects undergoing either medical intervention or bariatric surgery to resolve excess body

weight and type 2 diabetes.

Methods

Page 8: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Study subjects

The study protocol was approved by the University of South Alabama institutional review board

(no. 10-131) and the study conducted according to the principles of the Declaration of Helsinki.

The study is included in the database of national registries (NCT01213940). Written informed

consent was obtained from all subjects.

The study enrolled subjects between the ages of 18 to 65 who fulfilled the National Institutes of

Health criteria for bariatric surgery [body mass index (BMI) ≥ 35 kg/m2]. Study enrollees also

possessed glycosylated hemoglobin levels (HGA1c) > 6.5 and a diagnosis of type 2 diabetes as

determined by a fasting glycemia > 126 mg/dL or currently treated with any pharmacological

hypo-glycemic.

Study design

Six subjects were enrolled in a medical arm and underwent for six months nutritional and

physical activity modifications aimed at reducing caloric intake and increasing caloric

expenditure, respectively. This arm incorporated the standard 6-month physician directed weight

loss program required for insurance coverage qualification for bariatric surgery. Each patient

was asked to participate in 7 consecutive visits in a 6-month period that focused on lifestyle

modification. Caloric restriction aimed at 1200-1500 calories per day depending on the patient’s

BMI and the exercise program started with modest targets of walking 20 minutes per day (if

physically able) to other forms of exercise ranging from swimming to weight lifting 3 times per

week. Each patient’s program was individually tailored.

Page 9: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Fourteen subjects were enrolled in a bariatric surgical arm and underwent either laparoscopic

Roux-en-Y gastric bypass or laparoscopic sleeve gastrectomy. Roux-en-Y gastric bypass was

fashioned in an antecolic manner with an end-to-side gastrojejunal anastomosis of 21 mm. Roux

limb was measured at 100-150 cm and adjusted to BMI. Sleeve gastrectomy was constructed

using a 34 French bougie starting at 4 cm proximal to the pylorus. Subjects were discharged

from the hospital when tolerated a liquid diet. There were no surgical complications and no

mortality during the study.

Blood chemistry measurements

Peripheral blood was obtained from each subject as previously described [6]. Samples from

subjects in the medical study arm were obtained at baseline, 3-, and 6-months post-enrollment.

Samples from subjects in the bariatric surgical arm were obtained at baseline (day of the

surgery), 3-, 6-, and 24-months post-surgery. Subjects were instructed to fast for at least 12-

hours prior to sample collection. Blood chemistry analysis included measurements of glucose,

HbA1c, insulin, and a lipid profile. HOMA-IR score (homeostasis model assessment-estimated

insulin resistance) was calculated and subjects with a score > 2.6 were considered insulin

resistant.

EPC isolation

Following collection of the mononuclear/platelet fraction from peripheral blood [6]

, cells were

collected aseptically and stained with trypan blue to allow for enumeration of live/dead cells

using a Countess Automated Cell Counter (Invitrogen Life Technologies). The entire

mononuclear fraction was suspended into endothelial growth two medium (EGM-2, Lonza) and

Page 10: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

cells seeded at ~5 x 106 live cells/well into a 35 mm culture dish pre-treated with human

collagen-I. On average, each subject sample yielded 2-4 culture dishes of cells. All cultured

cells were incubated at 37 °C in a humidified incubator (5% CO2 and 21% O2). At 24-hours

post-seeding, the culture medium containing all non-adhering cells was transferred into a new 35

mm culture dish pre-treated with fibronectin, a more adhesive substratum, to allow for

enrichment of EOEPCs. The cells that had adhered to the original collagen-I-coated dishes at

24-hours post-seeding were supplemented with fresh EGM-2 medium for enrichment of

LOEPCs. Subsequently, EGM-2 medium for all culture conditions were replaced bi-weekly.

EOEPCs and LOEPCs were assessed from fibronectin-coated plates at 1-week- and from

collagen-I coated plates at 4-6-weeks- post-seeding, respectively. In all cases, for each patient, at

each time point, cells were independently isolated and assayed. Cells from multiple patients

were never pooled.

Enumeration of circulating LOEPCs

At the end of 4-6-weeks of incubation on collagen-I-coated culture dishes, the total number of

LOEPC colonies was counted using phase-contrast light microscopy and data normalized to the

number of viable mononuclear cells initially seeded.

Activity of circulating LOEPCs

Individual LOEPCs (primary cells, passage 1) were enumerated as described above, suspended

in EGM-2 medium, and 5 x 104 cells seeded into Matrigel-coated 95 mm

2 wells (48-well cluster

plate). Networks were visualized using phase contrast light microscopy and counted at 8-hours

post-seeding.

Page 11: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Assessment of LOEPC mitochondrial oxygen consumption

LOEPC mitochondrial respiration was determined as an index of cellular fitness. Mitochondrial

respiration was measured as previously described [6]

. Briefly, LOEPCs were enumerated as

described above and suspended into DMEM medium (Invitrogen Life Technologies). The linear

rate of oxygen consumption (mitochondrial respiration) was measured by placing LOEPCs into

each chamber of an Oroboros O2K polarographic high-resolution respirometer at 37 °C under

continuous stirring. Oxygen flux is reported as IO2 in pmol/s/mL/106 cells. Basal rates of IO2

were measured after cells had achieved a steady state. Maximal rates of IO2 were determined by

titration of the cell permeable protonophore carbonyl cyanide 4-(trifluoromethoxy)

phenylhydrazone (FCCP).

Statistical analyses

Data are reported as mean ± standard error. GraphPad Prism v4.3 was used for all analyses.

Comparison between baseline and 24-month samples was performed by unpaired t-test.

Comparison among baseline and all time points was performed by one-way ANOVA, followed

by a Newman-Keuls post-hoc test. Linear regression was used to establish correlation between

two parameters and the coefficient of determination, R2, reported to indicate their linear variance.

Differences with a p value of < 0.05 were considered significant.

Results

Page 12: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Subject demographics and the effects of medical and bariatric surgical interventions on

biometrics and blood chemistry analyses

A total of 20 subjects meeting the criteria specified were enrolled in the study (4 men and 16

women). The average ages of the male and female cohorts were 50- and 44-years, respectively

(combined average of 47-years). Six and 14 subjects were enrolled into the medical- (2 males

and 4 females) and bariatric surgical- (2 males and 12 females) arms, respectively. The average

BMIs of the male and female cohorts at the time of enrollment in any arm of the study were 49.6

kg/m2 (range 39.4–69.4 kg/m

2) and 43.9 kg/m

2 (range 38.4–73.3 kg/m

2), respectively (average of

46.1 kg/m2), differences that were not statistically significant.

The average excess BMI weight lost (%EBMIL) in the medical arm was 0.2% (from 44.1 to 44.0

kg/m2) and 4.1% (from 44.1 to 42.3 kg/m

2) at 3- and 6-months after enrollment, respectively.

Compared to baseline (time of enrollment), %EBMIL was not significant. The average

%EBMIL in the bariatric surgical arm was 24.1% (from 46.6 to 35.4 kg/m2), 25.1% (from 46.6

to 34.9 kg/m2), and 38.2% (from 46.6 to 28.8 kg/m

2) at 3-, 6-, and 24-months after enrollment,

respectively. Compared to baseline (time of surgery), %EBMIL was significant at all-time

points (p < 0.0001 by one-way ANOVA).

All blood chemistry analyses (metabolic profiling) in the medical arm showed no significant

improvement compared to baseline at any of the time points analyzed (Fig. 1). Indeed, these

results are in agreement with the substantial evidence showing that long-term medical treatment

is ineffective in sustaining weight loss and does not reduce cardiovascular mortality [24-26]. In

contrast, subjects in the bariatric surgical arm showed significant improvement in HbA1c levels

Page 13: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

(p = 0.0008), triglycerides (p = 0.03), and HDL (p = 0.008) at all-time points compared to

baseline (by one-way ANOVA). In addition, subjects showed significant improvement in fasting

glucose (p = 0.005), insulin (p = 0.04), HOMA-IR (p = 0.02), and LDL (p = 0.04) when baseline

values were compared to 24-months (by unpaired t-test). Together these data suggest that

perhaps caloric restriction to a degree unfeasible without bariatric surgery leads to significant

improvement in metabolic profiles.

Effect of bariatric surgery on circulating LOEPC numbers and biological activity

Circulating EPCs display two distinct populations based on growth phenotype in vitro that

correlate with vasculogenic capacity. EOEPCs display rapid outgrowth and a distinct cellular

morphology (Fig. 2A, upper panels) but do not directly exhibit vasculogenic capacity [8, 20, 21]

.

Conversely, LOEPCs display an outgrowth lag and a distinct cellular morphology (Fig. 2A,

bottom panels), and directly exhibit vasculogenic capacity [8, 20, 23]

. We were able to identify

EOEPCs from all subjects enrolled in the medical arm of the study but intriguingly, were able to

identify LOEPCs only from a single subject at baseline and, 3- and 6-months post-intervention

(one colony at each time point). This result is consistent with reports indicating that metabolic

disorders adversely impact the homeostatic levels of circulating EPCs [13, 14, 17]

.

As observed in the medical arm, we identified EOEPCs from all subjects in the bariatric surgical

arm. In contrast to medical intervention, bariatric surgery resulted in a time-dependent increase

in the number of circulating LOEPCs with a significant increase above baseline at 24-months

(Fig. 2B, p = 0.006 by one-way ANOVA). To determine whether bariatric intervention affects

the vasculogenic capacity of isolated LOEPCs, we examined their ability to generate networks

Page 14: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

when seeded onto Matrigel in vitro. At each time point, 50,000 cells were seeded and networks

measured at 8-hours post seeding. The numbers of LOEPCs networks increased in a time-

dependent manner post-bariatric surgery with a significant increase above baseline at 24-months

(Fig. 2C, p = 0.02 by one-way ANOVA). Together these data indicate that not only bariatric

surgery improves overall numbers of circulating LOEPCs but also improves their biological

function. Moreover, these data suggest that perhaps caloric restriction to a degree unfeasible

without bariatric surgery leads to significant improvement in LOEPC number and function.

Correlating LOEPC numbers and biological activity to subject biometrics and metabolic

profiling

A linear regression analysis was performed to determine which, if any, of the subject biometric

and metabolic parameters that improved upon bariatric surgery correlated with increased

circulating numbers and biological activity of LOEPCs. The top panels of Figure 3 show a

significant linear relationship between LOEPC numbers and BMI, insulin, and triglycerides (p <

0.05). The bottom panels of Figure 3 show a linear relationship between LOEPC network

formation and BMI, insulin, and triglycerides (although not statistically significant). None of the

other metabolic parameters tested gave a significant linear correlation. Together, these data

suggest that improvements in BMI, insulin, and triglycerides may be prognostic of a subject’s

ability to repair metabolic dysregulation-induced damage to the endothelium.

Finally, to interrogate whether the energetic state of the LOEPCs might account for the

differences in biological activity observed post-bariatric surgery, we measured cellular

respiration as an indicator of mitochondrial fitness [27]

. In these assays a basal respiration rate

Page 15: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

(IO2 in pmol/s/mL/106 cells) was first measured followed by serial titration of FCCP, a cell

permeable protonophore that uncouples the electron transport system and allows for the maximal

rate of respiration [6, 27]

. The basal IO2 from LOEPCs isolated at baseline, 6-, and 24-months

post-bariatric surgery were 19.0 ± 3.5, 17.1 ± 4.7, and 25.8 ± 8.2, respectively. The maximal IO2

from LOEPCs isolated at baseline, 6-, and 24-months post-bariatric surgery were 20.5 ± 5.1, 20.2

± 3.8, and 29.6 ± 6.6, respectively. Although the data were not significant, there is a trend

towards increase in both basal and maximal LOEPC mitochondrial respiration at 24-months

post-bariatric surgery.

Discussion

Our study is the first to demonstrate that bariatric surgery improves number and function of

LOEPCs in patients undergoing treatment for excess body weight. Moreover, patients

undergoing medical treatments for excess body weight did not show improvements in LOEPC

number and function. These data is significant because LOEPCs play a direct role in vascular

endothelial repair [7, 8]

. The strength of our study which followed each patient over a 24-month

time period, is assessment of LOEPCS by functional characterization rather than by using

immunophenotyping which yields heterogeneous EPC populations, not all of which display

direct vascular repair capacity [7, 8]

. Despite the importance of LOEPCs in vascular repair, there

has been no direct assessment of LOEPCs in patients treated for excess body weight with or

without bariatric surgery. In addition, our study is the first to examine mitochondrial respiration

as a potential mechanism explaining the improvements in LOEPC number and function post-

bariatric surgery and parallels studies showing that EPCs from patients with pulmonary

hypertension display defective mitochondrial respiration [28]

. Limitations of the study include the

Page 16: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

small number of patients enrolled in both the medical- and surgery-study arms. Although

EOEPCs do not directly repair the vascular endothelium, they have been shown to play indirect

vascular reparative roles, thus, future studies to compare EOEPC and LOEPC total numbers in

patients treated for excess body weight will be of interest.

The morbid synergism exerted by excess body weight, type 2 diabetes, cardiovascular diseases,

and other body weight-related inflammatory and metabolic disorders are prominent social,

health, and economic threats [29]

. Currently, bariatric surgery represents the front line treatment

to mitigate body weight related co-morbidities [30]

. The complex nature relating excess body

weight-related disorders to damage and repair at the cellular level represents a significant barrier

towards our understanding of these related stressors. Inflammatory and metabolic insults inflict

damage to endothelial cells and elicit stress responses that direct cellular repair [31]

. Intriguingly,

from all metabolic parameters assessed, only fasting glucose and insulin mirrored the time course

displayed by LOEPCs, whereas body weight reduction was observed as early as three months

post-bariatric surgery. Together these data may suggest that body weight reduction alone is not

an overall indicator of patient’s prognosis.

Our study also recapitulates the previous observations that subjects with excess body weight and

type 2 diabetes have impaired numbers and function of LOEPCs [14]

. The results underscore the

need for long-term follow up studies aimed at elucidating the mechanism(s) increasing LOEPC

levels and activity and lay the basis for their prospective usage as a cell-based therapy, which has

yielded positive outcomes in several ischemic animal models and in subjects with peripheral

arterial disease [13, 32]

. EOEPCs and LOEPCs are rare populations of circulating cells

Page 17: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

incriminated in endothelial barrier function restoration [8, 9, 20]

. Importantly, EOEPCs and

LOEPCs are susceptible to injury by the same stressors that damage the native endothelium,

which may partially explain the poor endothelial repair in subjects with excess body weight and

related inflammatory and metabolic disorders [13, 17, 33]

. Indeed, in this study we were unable to

isolate significant numbers of LOEPCs from subjects pre-intervention or in the medical arm and

only bariatric surgical intervention yielded a time-dependent increase in circulating LOEPC

numbers and biological activity.

Our observations are supported by model studies showing that in diabetic mice, recovery from

hind limb ischemia is defective due to lower levels of circulating EPCs which impairs de novo

vessel formation [34]

. Mechanisms that regulate the total levels of circulating EPCs include cell

mobilization from their niches, and loss by programmed cell death. In subjects with type 2

diabetes, decreased mobilization of total EPCs and total EPC programmed cell death are linked

to accumulation of toxic N-linked glycation end-products [14, 33]

. While mechanism(s) involved

in decreased EPC mobilization are poorly understood, the mechanisms of EPC programmed cell

death, are associated with N-linked glycation product-mediated increases in intracellular reactive

oxygen species and mitochondrial caspase-signaling cascades [33]

. The mechanism(s) by which

bariatric surgery, results in salutary EPC effects including increase in its activity remains to be

determined.

Based upon the present study examining the salutary effects of bariatric surgery in subjects with

excess body weight and type 2 diabetes, an intriguing trend has emerged. For metabolic

parameters such as BMI, HbA1c, triglycerides, and HDL the window for improvement appears to

Page 18: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

open as early as 3-months post-surgery. In our previous study on the effects of bariatric surgery

in subjects with excess body weight but without type 2 diabetes, only HDL showed significant

improvement in the 3-month window [6]. Intriguingly, improvements resulting from bariatric

surgery may involve resolution of inflammation as evidenced by a reduction in the activation

levels of the sentinel inflammatory regulator caspase-1 [6]

. Furthermore, mitochondrial

respiration in both circulating monocytes and skeletal muscle (an indicator of cellular fitness)

also improved in the 3-month window [6]

. The current study of LOEPCs in subjects with excess

body weight and type 2 diabetes has revealed a late phase in our emerging model describing the

temporal dynamics of subject response to bariatric surgery. Highlighting this late phase are the

data describing the resolution of type 2 diabetes and insulin resistance which parallel the

observed increases in circulating LOEPC numbers and biological activity. Further studies are

required to reveal mechanisms involved in improving LOEPC number and function post-

bariatric surgery.

Page 19: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

References

1. Kannel WB, LeBauer EJ, Dawber TR, McNamara PM. Relation of body weight to

development of coronary heart disease. The Framingham study. Circulation. 1967;35:734-

44.

2. Adams KF, Schatzkin A, Harris TB et al. Overweight, obesity, and mortality in a large

prospective cohort of persons 50 to 71 years old. N Engl J Med. 2006;355:763-78.

3. Sjostrom L, Lindroos AK, Peltonen M et al. Lifestyle, diabetes, and cardiovascular risk

factors 10 years after bariatric surgery. N Engl J Med. 2004;351:2683-93.

4. Dixon JB, O'Brien PE, Playfair J et al. Adjustable gastric banding and conventional therapy

for type 2 diabetes: a randomized controlled trial. JAMA. 2008;299:316-23.

5. Kim S, Richards WO. Long-term follow-up of the metabolic profiles in obese patients with

type 2 diabetes mellitus after Roux-en-Y gastric bypass. Ann Surg. 2010;251:1049-55.

6. Nijhawan S, Richards W, O'Hea MF, Audia JP, Alvarez DF. Bariatric surgery rapidly

improves mitochondrial respiration in morbidly obese patients. Surg Endosc. 2013

;27:4569-73

7. Dimmeler S, Zeiher AM. Vascular repair by circulating endothelial progenitor cells: the

missing link in atherosclerosis? J Mol Med (Berl). 2004;82:671-7.

Page 20: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

8. Yoder MC. Defining human endothelial progenitor cells. J Thromb Haemost. 2009;7 Suppl

1:49-52.

9. Yoon CH, Hur J, Park KW et al. Synergistic neovascularization by mixed transplantation

of Early Endothelial Progenitor Cells and Late Outgrowth Endothelial Cells: The role of

angiogenic cytokines and matrix metalloproteinases. Circulation. 2005;112:1618-27.

10. Hink U, Li H, Mollnau H et al. Mechanisms underlying endothelial dysfunction in diabetes

mellitus. Circ Res. 2001;88:E14-E22.

11. Meigs JB, Hu FB, Rifai N, Manson JE. Biomarkers of endothelial dysfunction and risk of

type 2 diabetes mellitus. JAMA. 2004;291:1978-86.

12. Bellows CF, Zhang Y, Simmons PJ, Khalsa AS, Kolonin MG. Influence of BMI on level of

circulating progenitor cells. Obesity (Silver Spring). 2011;19:1722-6.

13. Caballero S, Sengupta N, Afzal A et al. Ischemic vascular damage can be repaired by

healthy, but not diabetic, endothelial progenitor cells. Diabetes. 2007;56:960-7.

14. Chen MC, Sheu JJ, Wang PW et al. Complications impaired endothelial progenitor cell

function in Type 2 diabetic patients with or without critical leg ischaemia: implication for

impaired neovascularization in diabetes. Diabet Med. 2009;26:134-41.

Page 21: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

15. McGuire TR, Brusnahan SK, Bilek LD et al. Inflammation associated with obesity:

relationship with blood and bone marrow endothelial cells. Obesity (Silver Spring).

2011;19:2130-6.

16. Cubbon RM, Kahn MB, Wheatcroft SB. Effects of insulin resistance on endothelial

progenitor cells and vascular repair. Clin Sci (Lond). 2009;117:173-90.

17. van AJ, Moser J, Lexis CP et al. Type 2 diabetes mellitus is associated with an imbalance

in circulating endothelial and smooth muscle progenitor cell numbers. Diabetologia.

2012;55:2501-12.

18. Voo S, Eggermann J, Dunaeva M, Ramakers-van OC, Waltenberger J. Enhanced functional

response of CD133+ circulating progenitor cells in patients early after acute myocardial

infarction. Eur Heart J. 2008;29:241-50.

19. Alvarez DF, Huang L, King JA et al. Lung microvascular endothelium is enriched with

progenitor cells that exhibit vasculogenic capacity. Am J Physiol Lung Cell Mol Physiol.

2008;294:L419-L430.

20. Yoder MC, Mead LE, Prater D et al. Redefining endothelial progenitor cells via clonal

analysis and hematopoietic stem/progenitor cell principals. Blood. 2007;109:1801-9.

21. Asahara T, Murohara T, Sullivan A et al. Isolation of putative progenitor endothelial cells

for angiogenesis. Science. 1997;275:964-7.

Page 22: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

22. Ingram DA, Mead LE, Moore DB et al. Vessel wall-derived endothelial cells rapidly

proliferate because they contain a complete hierarchy of endothelial progenitor cells.

Blood. 2005;105:2783-6.

23. Lin Y, Weisdorf DJ, Solovey A, Hebbel RP. Origins of circulating endothelial cells and

endothelial outgrowth from blood. J Clin Invest. 2000;105:71-7.

24. Adams TD, Gress RE, Smith SC et al. Long-term mortality after gastric bypass surgery. N

Engl J Med. 2007;357:753-61.

25. Carlsson LM, Peltonen M, Ahlin S et al. Bariatric surgery and prevention of type 2 diabetes

in Swedish obese subjects. N Engl J Med. 2012;367:695-704.

26. Schauer PR, Kashyap SR, Wolski K et al. Bariatric surgery versus intensive medical

therapy in obese patients with diabetes. N Engl J Med. 2012;366:1567-76.

27. Haller T, Ortner M, Gnaiger E. A respirometer for investigating oxidative cell metabolism:

toward optimization of respiratory studies. Anal Biochem. 1994;218:338-42.

28. Xu W, Koeck T, Lara AR et al. Alterations of cellular bioenergetics in pulmonary artery

endothelial cells. XU2007. Proc Natl Acad Sci U S A. 2007;104:1342-7.

29. Wang YC, McPherson K, Marsh T, Gortmaker SL, Brown M. Health and economic burden

of the projected obesity trends in the USA and the UK. Lancet. 2011;378:815-25.

Page 23: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

30. Schauer PR, Bhatt DL, Kirwan JP et al. Bariatric Surgery versus Intensive Medical

Therapy for Diabetes - 3-Year Outcomes. N Engl J Med. 2014.

31. Aird WC. The role of the endothelium in severe sepsis and multiple organ dysfunction

syndrome. Blood. 2003;101:3765-77.

32. Kamihata H, Matsubara H, Nishiue T et al. Improvement of collateral perfusion and

regional function by implantation of peripheral blood mononuclear cells into ischemic

hibernating myocardium. Arterioscler Thromb Vasc Biol. 2002;22:1804-10.

33. Chen J, Song M, Yu S et al. Advanced glycation endproducts alter functions and promote

apoptosis in endothelial progenitor cells through receptor for advanced glycation

endproducts mediate overpression of cell oxidant stress. Mol Cell Biochem. 2010;335:137-

46.

34. Yan J, Tie G, Park B et al. Recovery from hind limb ischemia is less effective in type 2

than in type 1 diabetic mice: roles of endothelial nitric oxide synthase and endothelial

progenitor cells. J Vasc Surg. 2009;50:1412-22.

Page 24: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

Figure Legends

FIGURE 1. Subject blood metabolic profiling. Blood was collected from subjects pre- and post-

intervention at the times shown in each panel. Blood was assayed for glycosylated hemoglobin

(HbA1c), fasting glucose, insulin, homeostasis model assessment-estimated insulin resistance

(HOMA-IR), triglycerides, total cholesterol, low-density lipoprotein (LDL), and high-density

lipoprotein (HDL). Data are expressed as means ± standard error. All reported p values in the

figures were generated by one-way ANOVA. Asterisk (*) denotes a significant difference

compared to baseline (time = 0) where p < 0.05 by one-way ANOVA. Hash mark (#) denotes

significant difference compared to baseline (time = 0) where p < 0.05 by unpaired t-test. Dotted

lines represent normal laboratory values. Subjects enrolled in the bariatric surgical arm

displayed significant improvements in HbA1c, triglycerides, and HDL levels at 24-months with

such improvements exhibited as early as three months post-surgery. Importantly, all other

parameters tested in this bariatric surgical arm were significantly different from baseline only at

24-months post-intervention. Subjects enrolled in the medical arm did not display significant

improvements in any of the parameters tested.

Page 25: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells
Page 26: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

FIGURE 2. Isolation, enumeration of circulating levels, and biological activity of LOEPCs

isolated from patients in the bariatric surgery arm. (A). Blood was collected from subjects pre-

and post-intervention and EOEPCs and LOEPCs were enriched from the mononuclear fraction as

described in the Methods section. Upper panel depict images from EOEPCs expanding for 1-

week on fibronectin-coated culture dishes for comparison. Left and middle upper panels depict

an image (10X magnification) of EOEPCs expanding and defining a colony forming units/foci,

respectively. Note the presence of outwardly migrating cells away from the original colony

focus (middle upper panel). Right upper panel depicts an image (40X magnification) of

EOEPCs that were subcultured and seeded onto fresh fibronectin-coated culture dishes. Note the

canonical elongated fusiform shape of the cells that occurs upon subculture. Bottom panels

depict images from LOEPCs expanding for 4-6 weeks on collagen-I-coated culture dishes. Left

and middle bottom panels depict an image (10X magnification) of LOEPCs expanding and

defining a colony forming units/foci, respectively. Note the presence of outwardly migrating

cells away from the original colony focus. Right bottom panel depicts an image (40X

magnification) of a confluent LOEPC monolayer at 4-weeks post-seeding. Note the canonical

oval-round shape of the cells. (B) The total number of LOEPC colonies was counted at the time

points shown and normalized per 107 total cells in the mononuclear fraction. Data are expressed

as means ± standard error. Asterisk (*) denotes a significant difference compared to baseline

(time = 0) where p < 0.05 by one-way ANOVA. (C). Blood was collected from subjects pre-

and post-intervention and LOEPCs were enriched from the mononuclear fraction, harvested, and

seeded onto Matrigel-coated culture dishes as described in the Methods section. The total

number of LOEPC networks was counted as an index of biological function at the time points

Page 27: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

shown. Data are expressed as means ± standard error. Asterisk (*) denotes a significant

difference compared to baseline (time = 0) where p < 0.05 by one-way ANOVA.

Page 28: Bariatric surgery improves the circulating numbers and biological activity of late outgrowth endothelial progenitor cells

FIGURE 3. LOEPC and metabolic profiling correlation analyses at 24-months post-bariatric

surgery. Selected results from the LOEPC analyses were directly compared to the metabolic

analyses by linear regression. R2 and p values are reported in each panel. The top panels show

LOEPC number correlations to BMI, insulin, and triglycerides where p < 0.05 and the bottom

panels show the corresponding LOEPC network formation correlations which display correlative

R2 values but were not statistically significant.