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Catherine Bradshaw, Ph.D., M.Ed.Johns Hopkins Center for the Prevention of Youth Violence (CDC)
Johns Hopkins Center for Prevention and Early Intervention (NIMH)
Department of Mental Health
Penn State IES Fellows: May 17, 2011
Promises and Pitfalls in School-wide Positive Behavioral Interventions and
Supports (PBIS)
PBIS Model: Whole-school PreventionApplication of behavioral, social learning, &
organizational behavioral principles Clear behavioral expectations (e.g., ready, responsible, and respectful)Positive rewardsProcedures for managing disruptions
(Horner & Sugai, 2001; Lewis & Sugai, 1999; Sugai & Horner, 2006)
Be Responsible
Respect Yourself
Respect Others
Eagle Tickets
PBIS Model: Whole-school PreventionApplication of behavioral, social learning, &
organizational behavioral principles Clear behavioral expectations (e.g., ready, responsible, and respectful)Positive rewardsProcedures for managing disruptions
Focus on changing adult behaviorEmphasizes staff buy-inTeam-based & data-based processConsistency in discipline practices
(Horner & Sugai, 2001; Lewis & Sugai, 1999; Sugai & Horner, 2006)
Observe Problem Behavior
Warning/Conference with Student
Use Classroom Consequence
Complete Minor Incident Report
Does student have 3 MIR slips
for the same behavior in the same quarter
•Preparedness•Calling Out•Classroom Disruption•Refusal to Follow a Reasonable Request (Insubordination)•Failure to Serve a Detention•Put Downs•Refusing to Work•Inappropriate Tone/Attitude•Electronic Devices•Inappropriate Comments•Food or Drink
•Weapons•Fighting or Aggressive Physical Contact•Chronic Minor Infractions•Aggressive Language•Threats•Harassment of Student or Teacher•Truancy/Cut Class•Smoking•Vandalism•Alcohol•Drugs•Gambling•Dress Code•Cheating•Not w/ Class During Emergency•Leaving School Grounds•Foul Language at Student/Staff
Write referral to office
Administrator determines
consequence
Administrator follows through
on consequence
Administrator provides teacher
feedback
Write the student a
REFERRAL to the main office
•Issue slip when student does not respond to pre-correction, re-direction, or verbal warning
•Once written, file a copy with administrator
•Take concrete action to correct behavior (i.e. assign detention, complete behavior reflection writing, seat change)
SIDE BAR on Minor Inc ident Repor t s
•Issue slip when student does not respond to pre-correction, re-direction, or verbal warning
•Once written, file a copy with administrator
•Take concrete action to correct behavior (i.e. assign detention, complete behavior reflection writing, seat change)
SIDE BAR on Minor Inc ident Repor t s
Is behavior office
managed?
ClassroomManaged
Office Managed
No YesOffice
vs.
Class
room
Man
aged
0
50
100
150
200
250
300
1 5 9 13 17 21 25 29 33 37 41 45 49
Teachers
Office Referrals by Teacher1994-1995
0
20
40
60
80
100
1 7 13 19 25 31 37 43 49 55 61 67 73 79
No. of Referrals
Office Referrals by Student1994-1995
PBIS Model: Whole-school PreventionApplication of behavioral, social learning, &
organizational behavioral principles Clear behavioral expectations (e.g., ready, responsible, and respectful)Positive rewardsProcedures for managing disruptions
Focus on changing adult behaviorEmphasizes staff buy-inTeam-based & data-based processConsistency in discipline practices
Can be implemented in any school level, type, or settingNon-curricular model – flexible to fit school culture & context
Coaching to ensure high fidelity implementationOn-going progress monitoring
Public health approach (universal / selective / indicated)Requires a shift from punitive/reactive to preventive
(Horner & Sugai, 2001; Lewis & Sugai, 1999; Sugai & Horner, 2006)
Academic Systems Behavioral Systems
1-5% 1-5%
5-10% 5-10%
80-90% 80-90%
Intensive, Individually Designed Interventions• Address individual needs of student• Assessment-based• High Intensity
Intensive, Individually Designed Interventions• Strategies to address needs of individual students with intensive needs• Function-based assessments• Intense, durable strategies
Targeted, Group Interventions• Small, needs-based groups for at risk students who do not respondto universal strategies• High efficiency• Rapid response
Targeted, Group Interventions• Small, needs-based groups for at- risk students who do not respond to universal strategies• High efficiency/ Rapid response• Function-based logic
Core Curriculum and Differentiated Instruction• All students• Preventive, proactive• School-wide or classroomsystems for ALL students
Core Curriculum and Universal Interventions• All settings, all students• Preventive, proactive• School-wide or classroom systems for ALL students and staff
Maryland’s Tiered Instructional and Positive Behavioral Interventions and Supports (PBIS)
Framework
(MSDE, 2008)
Maryland’s PBIS Organizational ModelSchool Level
826 PBIS Teams (one per school) ≈ 59% Team leaders (one per school) Behavior Support Coaches (560)
District Level (24)District Coordinators
State LevelState Leadership Team
Maryland State Department of Education (MSDE) Sheppard Pratt Health System Johns Hopkins University 24 Local school districts Department of Juvenile Services, Mental Hygiene Administration University of Maryland
Management TeamAdvisory Group
National LevelNational PBIS Technical Assistance Center
University of Oregon, University of Connecticut, & University of Missouri
State
District
School
Classroom
Student
(Barrett, Bradshaw & Lewis-Palmer, 2008; JPBI)
Group Randomized Trial of SW-PBIS
Funding Centers for Disease Control & Prevention National Institute of Mental Health Institute of Education Sciences
Sample37 voluntary elementary schools across 5 school districts
Enrollment 227-983; 60% Caucasian; 48% suburban; 41% urban fringe; 49% Title I
DesignGroup randomized effectiveness trial
21 PBIS & 16 “Focus/Comparison”Baseline plus 4 years (spring 2002 - spring 2007)
Data from 29,423 students & 3,563 staff Project Target
(Bradshaw et al., Prevention Science, 2009; School Psychology Quarterly, 2008; JPBI, 2010)
SET: PBIS Implementation Fidelity
43%
56%61%
49% 48%
37%
84%90% 91%
95%
0%
20%
40%
60%
80%
100%
Baseline Year 1 Year 2 Year 3 Year 4
Mea
n Sc
ores
(%
)
Comparison PBISNotes. No significant differences between groups at baseline, but differences at all other years at p<.05. Overall SET score: Wilks’ Λ = .38, F (4,32) = 13.36, p <.001, partial η2 = .63, d = 3.22. (Bradshaw, Reinke et al., ETC, 2007)
Brief Summary of SW-PBIS Training Effects on Fidelity
• High fidelity implementation and sustainability of PBIS
All trained schools reached high fidelity within 4 years (66% by the end of year 1)
All trained schools sustained high fidelity
(Bradshaw, Reinke et al., ETC, 2007; Bradshaw et al. Prevention Science, 2009)
Analysis of Climate Data: Organizational Health
Inventory (OHI)OHI: 37 item staff-report measure of 5 aspects of a healthy
functioning school (Hoy et al., 1991)academic emphasis - students are cooperative in the classroom, respectful of other
students who get good grades, and are driven to improve their skills staff affiliation - warm and friendly interactions, commitment, trust collegial leadership - principal’s behavior is friendly, supportive, openresource influence - principal’s ability to lobby for resources for the school institutional integrity - teachers are protected from unreasonable community and
parental demandsoverall OHI score (average of all items)
AnalysesLongitudinal analyses were conducted using a 3-level approach in Mplus 4.21
(Muthén & Muthén, 2006) Intent to treat approach (Lachin, 2000) & moderated by fidelity (SET) Adjusted for staff (sex, race, age) and school (FARMs, student mobility, faculty
turnover, & school enrollment) covariates on intercept and slope
0 1 2 3 42.25
2.50
2.75
3.00
3.25
3.50
Study Year
Ove
rall
OH
I
ComparisonPBIS
Effect of PBIS on Overall OHI
Note. Adjusted means from 3-level model. * Intervention effect on slope of overall OHI significant at p<.05.
*
Sig. change (.05)
Note. Adjusted means from 3-level model. * Intervention effect on slope of overall OHI significant at p<.05.
*
0 1 2 3 42.25
2.50
2.75
3.00
3.25
3.50
Study Year
Col
legi
al L
eade
rshi
p
ComparisonPBIS
Effect of PBIS on Collegial Leadership
Note. Adjusted means from 3-level model. * Intervention effect on slope significant at p<.05.
*Sig. difference (.05)
Brief Summary of SW-PBIS Training Effects on Climate
• PBIS training associated with significant improvements in staff members’ report of school climate / organizational health • Principal leadership, collegial relationships, academic emphasis,
recourse influence, institutional integrity, and overall OHI• Effect sizes ranged from .24 (AE) to .35 (RI)• OHI intercept and slope negatively correlated
Schools starting with lower levels of OHI tended to take longer to reach high fidelity, but improved the most
(Bradshaw, et al., SPQ, 2008; Bradshaw et al. Prevention Science, 2009)
Brief Summary of Impacts of SW-PBIS
on Student Outcomes
• Significant impacts for students: Significant reduction in school-level suspensions among the
PBIS schools Students in PBIS schools were 32% less likely to receive an
office discipline referral A positive trend for school-level MSA academic performance
was observed
(Bradshaw et al., JPBI, 2010)
Impact of SW-PBIS on Bullying and Rejection: HLM 3-Level Results
Teacher-Reported Bullying
Teacher-Reported Rejection
Coefficient SE Coefficient SEIntercept
Intercept 1.4029*** 0.0242 1.8174*** 0.0359Mobility 0.0001 0.0028 0.0021 0.0032Student Teacher Ratio -0.0057 0.0053 -0.0011 0.0088Faculty Turnover -0.0016 0.0034 0.0018 0.0034Enrollment 0.0089 0.0115 0.0309* 0.0141Special Education Status 0.1176*** 0.0268 0.3646*** 0.0367Ethnicity (Black) 0.2317*** 0.0316 0.1545*** 0.0288Grade Cohort -0.0564 0.0473 -0.1095* 0.0481FARMS 0.0846*** 0.0165 0.2347*** 0.0241Gender 0.2261*** 0.0183 0.2127*** 0.0176
Slope (Growth)Intercept 0.0326*** 0.0099 0.0767*** 0.0158SWPBIS Intervention -0.0230* 0.0088 -0.0339* 0.0145Mobility 0.0015 0.0009 0.0011 0.0009Student Teacher Ratio 0.0043* 0.0016 0.0042 0.0022Faculty Turnover 0.0023 0.0013 0.0028* 0.0013Enrollment -0.0114* 0.0037 -0.0110* 0.0048Special Education Status -0.0043 0.0089 0.0187 0.0121Ethnicity (Black) 0.0333*** 0.0059 -0.0024 0.0078Grade Cohort 0.0127 0.0161 0.0121 0.0181FARMS 0.0218*** 0.0051 -0.0018 0.0079Gender (male) 0.0188*** 0.0064 0.0056 0.0077
Note. Measure is Teacher Observation of Classroom Adjustment TOCA (teacher-reported) * p<.05, ** p <.01, *** p <.001
Impact of SW-PBIS on Teacher-Reported Perpetration of Bullying
Behaviors
(N = 12,334, γ = -.02, t = -2.60, p<.05, ES= -.11)
Impact of SW-PBIS on Teacher-Reported Student
Rejection
(N = 12,334, γ = -.03, t = -2.32, p<.05, ES= -.14)
SW-PBIS Intervention Status by Grade Cohort on Rejection
Control Younger
Impact of SW-PBIS on Teacher-Reported
Disruptive Behaviors
(N = 12,334, γ = -.02, t = -2.39, p<.05, ES = -.12)
Impact of SW-PBIS on Teacher-Reported
Concentration Problems
(N = 12,334, γ = -.03, t = -2.08, p=.046, ES=.09)
Impact of SW-PBIS on Teacher-Reported Emotion
Regulation Skills
(N = 12,334, γ = .03, t = -2.30, p=.045, ES = .10)
Impact of SW-PBIS on Teacher-Reported Positive
Behaviors
(N = 12,334, γ = .03, t = -2.11, p<.05, ES = .15)
Variations in the Impact of SW-PBIS
Is there variation in the impact of SW-PBIS based on the child’s baseline pattern of risk?Is SW-PBIS more impactful for some students than others?Parallel to ‘green’, ‘yellow’, and ‘red’ zone framework?
Used Latent Class Analysis (LCA) to examine variationLCA is a person centered approach
Groups participants with similar patterns among indicator variables into latent classes (McCutcheon, 1987)
Analysis conducted in Mplus 6.1 (Muthén & Muthén, 1997-2010)
Fitting the classesSubstantive theory as well as statistical support (Nylund et al., 2007)
5 indices: Akaike Information Criterion (AIC), Baysian Information Criterion (BIC; Schwartz, 1978), Sample Size Adjusted Baysian Information Criterion (SSA BIC; Sclove, 1987), Lo-Mendell-Rubin adjusted likelihood ratio test (LMR; Lo, Mendell, & Rubin, 2001), and the sample size adjusted LMR (Muthén & Muthén, 1997-2008)
Latent Class Analyses: Mean Baseline TOCA Scores
Baseline Teacher Ratings of Student Behavior (TOCA) N = 12,334
Mea
n (C
ente
red)
Variation in Impact by LCA Membership:
% within Class Experiencing (Untoward) Outcome
High Risk At Risk NormativeSocially-
Emotionally Skilled
TOCA item PBIS Control PBIS Control PBIS Control PBIS Control
Sent to Principals’ Office
71A 78 A 41 B 46 B 22 20 10 11
Rcvd Counseling for Inappropriate Behavior
57 54 25 C 30 C 11 11 5 5
Rcvd Counseling for Social Skills Development
50 56 30D 36D 18 18 9E 13E
Grade Retained 8 7 5 7 3 4 2F 4F
Referred to Special Education
36 39 23G 27G 13 13 8 6
Note. Numbers represent percents experiencing that outcome. Those sharing letters are significantly different at p<.05. N = 12,334
Conclusions of Main Effects
Several significant impacts of SW-PBIS on the school environment, staff, and students
Main effects on teacher reported adjustment (i.e., concentration problems, aggressive/disruptive behavior, bullying, rejection, emotion regulation, prosocial behavior)Although students in both groups (PBIS and Comparison) tended to
display higher rates of problem behaviors over time, students in PBIS schools faired better than those in comparison schools
Some indication that the intervention effects are strongest the earlier students are exposed to PBIS
Conclusions from Variations Results
Four classes (not 3) of risk patterns emergedHigh risk (6.6%), At risk (23.3%), Normative (36.5%), Social-
emotional Skilled (33.6%)Those in the ‘high risk’ and the ‘at-risk’ faired the worst
in the Control schools than in the SW-PBIS schoolsShows that main effects models may ‘wash out’ some
significant program impactsConsistent with an RtI framework, however even the
higher risk students are doing ‘better’ in an SW-PBIS environment
Examining Contextual Factors Associated with
Scale-upResearch AimsTo identify school- and district-level characteristics
which predict initial training, adoption, and the quality with which PBIS is implemented.Greater need at the school- and district-level would be
associated with initial training, but lower odds of adoption or quality implementation.
Greater district infrastructure and wealth would be associated with greater odds of all three outcomes.
(Bradshaw & Pas, accepted pending revision)
Participating SchoolsAll 24 MD districts participate in the PBIS initiative.825 traditional elementary schools across 22 districts
in the state were eligible to be included (i.e., two districts had three or fewer schools trained) of which 312 were trained.
236 schools across 17 districts had been trained AND provided data, indicating active participation and could be analyzed for the implementation outcome.
Outcome VariablesTraining in school-wide PBISA school team of at least 4 individuals, including an
administrator, attended the state’s two-day training event.
Adoption of school-wide PBISSchool was trained AND submitted implementation data in the
spring of 2008
Implementation of school-wide PBISThe Implementation Phases Inventory (IPI; Bradshaw, Debnam,
Koth, & Leaf, 2009):implementation and maintenance scales and overall score.
ConclusionsSchools with greater need were more likely to receive training,
and in some cases also adopt SW-PBIS.Maryland schools self-identify for training; lower-performing schools
seem to seek SW-PBIS as a way to improve their school.
Indicators of school disorganization do not serve as an obstacle to successful implementation of SW-PBIS.
The number of years since training and percent of certified teachers is associated with better implementation.
District variables are related to training and adoption, but not implementation.
(Bradshaw & Pas, accepted pending revision)
Next Steps: Integrating PBIS with…
PATHS to PAX & PBIS (NIMH, IES; Ialongo & Bradshaw) Integrate an evidence-based classroom management program (PAX/Good Behavior Game) and a social-
emotional learning curricula (PATHS) with PBIS Pilot work in 6 Baltimore City PBIS schools over 2 years
PBISplus Project (IES; Leaf & Bradshaw) 45 MD elementary schools all implementing school-wide PBIS Provides support to SSTs and teachers related to selection of evidence-based practices 3 years of on-site support and ‘coaching’ provided through a PBISplus Liaison
Safe and Supportive Schools Grant (MDS3) (USDOE; MSDE) Collect data on climate and student safety Conduct a 60 high school randomized trial of the integration PBIS with evidence-based violence
prevention, drug prevention, and truancy prevention programs
Double Check Cultural Proficiency & Student Engagement (IES; Bradshaw) Develop school-wide and classroom –based management system s to reduce disproportionality in PBIS
elementary and middle schools Provide professional development, adapt the Classroom Check-up (Reinke, 2007), support data-based
decision-making
Potential Challenges to the PBIS Model
What impact does the focus on a team-based adaptive process have on variation in implementation quality?
What are some strengths and limitations of the training model?What is the effect on the classroom?Is it a process or a program?Controversial role of rewards What is changing – students or environment?Too behaviorally focused? What about internalizing or social-
emotional factors?Is it too adult focused/driven?Cost benefit analysis – effect size vs. investment What to do when the universal isn’t enough?Will this work for urban schools or high schools?
AcknowledgementsJohns HopkinsPhil LeafKatrina DebnamChrissy KothMary MitchellElise Pas
Maryland State Department of Education Milt McKenna Andrea Alexander
Sheppard Pratt Health System Susan Barrett Jerry Bloom
Supported by NIMH (1R01MH67948-1A, P30 MH08643), CDC (1U49CE 000728 & K01CE001333-01), IES (R324A07118, R305A090307, & R324A110107 ) & USDOE
Contact InformationCatherine Bradshaw, Ph.D.Johns Hopkins Center for the Prevention of Youth ViolenceJohns Hopkins Bloomberg School of Public [email protected]
PBIS Resourceswww.PBIS.orgwww.PBISMaryland.org