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MBBS project, Zhongshan Hospital
Chronic Obstructive Pulmonary Disease
Jing ZHANG (张静), MD, PhD
Department of Pulmonary Medicine Zhongshan Hospital
Fudan University
MBBS project, Zhongshan Hospital
OUTLINE
• Definition of COPD
• Epidemiology
• Etiology and risk factors
• Pathophysiology mechanisms
• Clinical manifestation
• How to make the diagnosis and assess the severity of disease
• Management of stable COPD and AECOPD
• Prevention
MBBS project, Zhongshan Hospital
GOLD
• Global Initiative for Chronic Obstructive Lung Disease
• Global Strategy for Diagnosis, Management and Prevention of COPD
MBBS project, Zhongshan Hospital
Definition
• COPD is a preventable and treatable disease with some significant extrapulmonary effects that may contribute to the severity in individual patients.
• Its pulmonary component is characterized by airflow limitation that is not fully reversible.
• The airflow limitation is usually progressive and associated with an abnormal inflammatory response of the lung to noxious particles or gases.
Epidemiology
• COPD is a leading cause of morbidity and mortality worldwide and results in an economic and social burden that is both substantial and increasing.
1990
1
2
6 3
10
9
7
14
Ischemic heart disease
Cerebrovascular disease
COPD Lower respiratory infection
Lung cancer
Road traffic accidents
Tuberculosis
Stomach cancer
2020
1
2
3 4
5
6
7
8
MBBS project, Zhongshan Hospital
The mortality of COPD is increasing!
0
0.5
1.0
1.5
2.0
2.5
3.0
Proportion of 1965 Rate
0.0
0.5
1.0
1.5
2.0
2.5
3.0
1965 - 1998 1965 - 1998 1965 - 1998 1965 - 1998 1965 - 1998
–59% –64% –35% +163% –7%
Coronary Heart
Disease
Stroke Other CVD COPD All Other Causes
Source: NHLBI/NIH/DHHS
MBBS project, Zhongshan Hospital
Prevalence of COPD in China --BOLD study
• Overall prevalence: 8.2%
• > 43 million
Nanshan Zhong et al. Am J Respir Crit Care Med 2007, 176: 753-760
12.1
4.9
7.8
12.7
5.4
8.8
12.4
5.1
8.2
0
2
4
6
8
10
12
14
Male Female Total
pre
va
len
ce
of
CO
PD
(%)
Urban Rural Total
*
#
MBBS project, Zhongshan Hospital
In China
• COPD
—the third leading cause of death in rural and the fourth in urban in 2008
—the second leading cause of DALYs lost in 2001
• Incidence and mortality is increasing
WORLD COPD DAY November 14, 2007
Raising COPD Awareness Worldwide
MBBS project, Zhongshan Hospital
Risk factors for COPD
Nutrition
Infections
Socio-economic
status
Aging Populations
Genetic Susceptibility
Large airway
Mucous gland enlargement
Goblet cell hyperplasia
Impaired muco-ciliary clearance
Cough Sputum
Small airway
Excess mucous & edema
Fibrosis
Destruction of elastic fibers
CHRONIC INFLAMMATION in COPD
Small airway narrowing & collapse
Airflow obstruction
Air trapping
Hyper-inflation
Alveolar space
ECM destruction
Emphysema
Progressive Dyspnea
MBBS project, Zhongshan Hospital
COPD and Co-Morbidities —Spilled Inflammation
COPD patients are at increased risk for: • Myocardial infarction, angina
• Osteoporosis
• Respiratory infection
• Depression
• Diabetes
• Lung cancer
COPD has significant extrapulmonary (systemic)
effects including: • Weight loss
• Nutritional abnormalities
• Skeletal muscle dysfunction
MBBS project, Zhongshan Hospital
Physical findings
• In early stages of COPD, patients may have an entirely normal physical examination
• Increased forced expiratory time
• Expiratory wheezing
• Signs for emphysema--a barrel chest and enlarged lung volumes with poor diaphragmatic excursion
• Advanced stage--use of accessory muscles of respiration, cyanosis, systemic wasting (weight loss)
• Signs of overt right heart failure--patients with advanced disease
MBBS project, Zhongshan Hospital
A group of heterogeneity diseases
"blue bloaters" chronic bronchitis fluid retention cyanosis
"pink puffers― lack of cyanosis use of accessory muscles pursed-lip breathing a dramatic decrease in breath sounds
Forced expiratory flow rates ↓
FEV1 ↓
FEV1/FVC ↓
Residual volume ↑
RV/TLC ↑
Airflow obstruction
Air trapping
Hyper-inflation
TLC ↑
• Non-uniform ventilation • V/Q mismatching • Destruction of gas-exchanging airspace and
decreased diffusing capacity
PaO2 ↓ +/- PaCO2 ↑
• Pulmonary hypertension • Cor pulmonale • Right ventricular failure
MBBS project, Zhongshan Hospital
Lab investigations
MBBS project, Zhongshan Hospital
Spirometry
• Objective indices for airflow limitation
• Reproducibility
• Important for diagnosis, assessment of the
severity of the disease, disease progression
monitoring, assessment of prognosis, and
response to therapy
• Indices for airflow obstruction:
(1)FEV1% predicted
(2)FEV1/FVC
MBBS project, Zhongshan Hospital
Spirometry (Cont’d)
• FEV1/FVC%
— sensitive, capable of detection for mild airflow
obstruction
• FEV1% predicted
— good indicator for moderate-severe airflow obstruction
• Airflow obstruction is confirmed by post-
bronchodilator FEV1/FVC<0.7
MBBS project, Zhongshan Hospital
Chest X-ray
• Objective
— To rule out alternative diagnosis such as tuberculosis
and fibrosis, and identify complications
• In early stage of COPD
— Usually no abnormalities
• In late stage of COPD
— Always non-specific
MBBS project, Zhongshan Hospital
Advanced Emphysema
• Large volume lungs
• Thin heart shadow
• Flattened hemidiaphragms
• Attenuated vascular markings in the upper lobe
MBBS project, Zhongshan Hospital
Emphysema with bullae
MBBS project, Zhongshan Hospital
Cor pulmonale
• Bilateral
enlarged
pulmonary
arteries
• Cardiomegaly
MBBS project, Zhongshan Hospital
Chest computed tomography (CT)
Not routinely recommended
However,
• HRCT scanning is sensitive and specific for the detection of emphysema and bullae.
• Necessary before surgical procedure such as lung volume reduction
MBBS project, Zhongshan Hospital
MBBS project, Zhongshan Hospital
MBBS project, Zhongshan Hospital
Lung density in CT scan
• Lung density is related to emphysema
• To detect the size and distribution of bullae
• To quantitate emphysema: Emphysema index
• To analyse:
—Thickness of airway wall
—Diameter of airway
• Part of or even the entire airway
Evaluating abnormality of airway by CT scan
MBBS project, Zhongshan Hospital
Arterial blood gas measurement
• Perform in patients with FEV1<50% predicted or
with clinical signs suggestive of respiratory
failure or right heart failure
• Mild or moderate hypoxemia →hypoxemia get
worse with hypercapnia
• Criteria for respiratory failure:
— PaO2<60 mmHg with or without PaCO2>50 mmHg
while breathing air at sea level
MBBS project, Zhongshan Hospital
Diagnosis and DDx
MBBS project, Zhongshan Hospital
Assess and Monitor COPD
• A clinical diagnosis of COPD should be considered in any patient who has dyspnea, chronic cough or sputum production, and/or a history of exposure to risk factors for the disease
• The diagnosis should be confirmed by spirometry. A post-bronchodilator FEV1/FVC < 0.70 confirms the presence of airflow limitation that is not fully reversible
• Comorbidities are common in COPD and should be actively identified
SYMPTOMS
cough
sputum
shortness of breath
EXPOSURE TO RISK FACTORS
tobacco
occupation
indoor/outdoor pollution
SPIROMETRY
Diagnosis of COPD
MBBS project, Zhongshan Hospital
Diagnosis of COPD
Spirometry is the gold standard for COPD diagnosis
Reproducible, objective and can be standardized
—FEV1/FVC<0.7
—FEV1: post-bronchodilator value, which indicates irreversible airflow
—COPD is confirmed by post–bronchodilator FEV1/FVC < 0.7
—Must be interpreted with clinical history—risk factors, symptom, physical examination, lab reports, etc
Differential Diagnosis: COPD and Asthma
COPD ASTHMA
• Onset in mid-life
• Symptoms slowly
progressive
• Long smoking history
• Dyspnea during exercise
• Largely irreversible
airflow limitation
• Onset early in life (often childhood)
• Symptoms vary from day to day
• Symptoms at night/early morning
• Allergy, rhinitis, and/or eczema also present
• Family history of asthma
• Largely reversible airflow limitation
MBBS project, Zhongshan Hospital
Classification of COPD Severity—GOLD 2009
Stage I: Mild FEV1/FVC < 0.70
FEV1 > 80% predicted Stage II: Moderate FEV1/FVC < 0.70 50% < FEV1 < 80% predicted Stage III: Severe FEV1/FVC < 0.70 30% < FEV1 < 50% predicted Stage IV: Very Severe FEV1/FVC < 0.70 FEV1 < 30% predicted or FEV1 < 50% predicted plus chronic respiratory failure
MBBS project, Zhongshan Hospital
BODE index
• B:Body mass index
• O:Obstructive index (FEV1%)
• D:Dyspnea(MMRC dyspnea scale)
• E:Exercise Capacity
(6 Minute Walk Test, 6MWT)
MBBS project, Zhongshan Hospital
Points
0
1
2
3
FEV1%
≥65
50-64
36-49
≤35
6MWT(m)
≥350
250-349
150-249
≤149
MMRC
0-1
2
3
4
BMI
>21
≤21
BODE index for COPD
• Relieve symptoms
• Prevent disease progression
• Improve exercise tolerance
• Improve health status
• Prevent and treat complications
• Prevent and treat exacerbations
• Reduce mortality
GOALS of COPD MANAGEMENT VARYING EMPHASIS WITH DIFFERING SEVERITY
MBBS project, Zhongshan Hospital
Manage Stable COPD: Key Points
• The overall approach to managing stable COPD should be individualized to address symptoms and improve quality of life.
• For patients with COPD, health education plays an important role in smoking cessation (Evidence A) and can also play a role in improving skills, ability to cope with illness and health status.
• None of the existing medications for COPD have been shown to modify the long-term decline in lung function that is the hallmark of this disease (Evidence A). Therefore, pharmacotherapy for COPD is used to decrease symptoms and/or complications.
MBBS project, Zhongshan Hospital
Bronchodilators
• Bronchodilator medications are central to the symptomatic management of COPD (Evidence A). They are given on an as-needed basis or on a regular basis to prevent or reduce symptoms and exacerbations.
• The principal bronchodilator treatments are ß2- agonists, anticholinergics, and methylxanthines used singly or in combination (Evidence A).
• Regular treatment with long-acting bronchodilators is more effective and convenient than treatment with short-acting bronchodilators (Evidence A).
MBBS project, Zhongshan Hospital
Glucocorticosteroids
• The addition of regular treatment with inhaled glucocorticosteroids to bronchodilator treatment is appropriate for symptomatic COPD patients with an FEV1 < 50% predicted (Stage III: Severe COPD and Stage IV: Very Severe COPD) and repeated exacerbations (Evidence A).
• An inhaled glucocorticosteroid combined with a long-acting ß2-agonist is more effective than the individual components (Evidence A).
• Chronic treatment with systemic glucocorticosteroids should be avoided because of an unfavorable benefit-to-risk ratio (Evidence A).
MBBS project, Zhongshan Hospital
Vaccines
• In COPD patients influenza vaccines can reduce serious illness (Evidence A).
— Should be used in All Stages of Disease Severity
• Pneumococcal polysaccharide vaccine is recommended for COPD patients 65 years and older and for COPD patients younger than age 65 with an FEV1 < 40% predicted (Evidence B).
MBBS project, Zhongshan Hospital
Other Pharmacologic Treatments
• Antibiotics: Only used to treat infectious exacerbations of COPD
• Antioxidant agents: No effect of n-acetylcysteine on frequency of exacerbations, except in patients not treated with inhaled glucocorticosteroids
• Mucolytic agents, Antitussives, Vasodilators: Not recommended in stable COPD
MBBS project, Zhongshan Hospital
Non-Pharmacologic Treatments
• Rehabilitation: All COPD patients benefit from exercise training programs, improving with respect to both exercise tolerance and symptoms of dyspnea and fatigue (Evidence A).
• Oxygen Therapy: The long-term administration of oxygen (> 15 hours per day) to patients with chronic respiratory failure has been shown to increase survival (Evidence A).
IV: Very Severe III: Severe II: Moderate I: Mild
Therapy at Each Stage of COPD
FEV1/FVC < 70% FEV1 > 80% predicted
FEV1/FVC < 70% 50% < FEV1 < 80% predicted
FEV1/FVC < 70% 30% < FEV1 <
50% predicted
FEV1/FVC < 70% FEV1 < 30%
predicted or FEV1 < 50%
predicted plus chronic respiratory failure
Add regular treatment with one or more long-acting bronchodilators (when needed); Add rehabilitation
Add inhaled glucocorticosteroids if repeated exacerbations
Active reduction of risk factor(s); influenza vaccination
Add short-acting bronchodilator (when needed)
Add long term oxygen if chronic respiratory failure. Consider surgical
treatments
MBBS project, Zhongshan Hospital
MBBS project, Zhongshan Hospital
Management COPD Exacerbations
• An exacerbation of COPD is defined as: — “An event in the natural course of the disease
characterized by a change in the patient’s baseline dyspnea, cough, and/or sputum that is beyond normal day-to-day variations, is acute in onset, and may warrant a change in regular medication in a patient with underlying COPD.”
• The most common causes of an exacerbation are infection of the tracheobronchial tree and air pollution, but the cause of about one-third of severe exacerbations cannot be identified (Evidence B).
MBBS project, Zhongshan Hospital
Medications
• Patients experiencing COPD exacerbations with clinical signs of airway infection (e.g., increased sputum purulence) may benefit from antibiotic treatment (Evidence B).
• Inhaled bronchodilators (particularly inhaled ß2-agonists with or without anticholinergics) and oral glucocortico-steroids are effective treatments for exacerbations of COPD (Evidence A).
MBBS project, Zhongshan Hospital
Noninvasive ventilation
• Noninvasive mechanical ventilation in exacerbations — improves respiratory acidosis,
— increases pH,
—decreases the need for endotracheal intubation,
— reduces PaCO2, respiratory rate, severity of breathlessness, the length of hospital stay, and mortality (Evidence A).
MBBS project, Zhongshan Hospital
NEJM 2004;350:2692
MBBS project, Zhongshan Hospital
NEJM 2004;350:2692
FE
V1 (
Pe
rcen
tag
e o
f V
alu
e a
t A
ge 2
5)
Age (years)
100
0
75
50
25
100 25 50 75
Never smoked
or not susceptible
to smoke
Stopped at 50 years
Stopped at 65 years
GOLD 0+1b
GOLD 2
GOLD 3
GOLD 4 Disability
Death
Smoked regularly and susceptible to effects of smoking
Smoking cessation is the single most effective — and cost effective — intervention in most people to reduce the risk of developing COPD and stop its progression
Smoking Cessation: Improvement in Postbronchodilator FEV1 Decline
Anthonisen et al. JAMA. 1994;272(19):1497-1505; Kanner et al. Am J Med. 1999;106(4):410-416.
Follow up (y)
Po
stb
ron
ch
od
ilato
r F
EV
1 L
2.4
2.5
2.6
2.7
2.8
2.9
Screen 2 1 2 3 4 5
Sustained Quitters
Continuous Smokers
Smoking Cessation: Improvement in FEV1
Scanlon et al. Am J Respir Crit Care Med. 2000;161:381-390.
Annual Visits (AV)
72
74
76
78
80
82
Baseline AV 1 AV 2 AV 3 AV 4 AV 5
Pre
dic
ted
FE
V1
(%)
Sustained Quitters
Continuous Smokers
134
37 23
152
54 208
146
2335
2059
1818
1652
2682
840
507 541 599
673
124
MBBS project, Zhongshan Hospital
Brief Strategies to Help the Patient Willing to Quit Smoking
• ASK
— Systematically identify all tobacco users at every visit.
• ADVISE
— Strongly urge all tobacco users to quit.
• ASSESS
— Determine willingness to make a quit attempt.
• ASSIST
— Aid the patient in quitting.
• ARRANGE
— Schedule follow-up contact.
MBBS project, Zhongshan Hospital
Smoking Cessation
• Counseling delivered by physicians and other health professionals significantly increases quit rates over self-initiated strategies.
• Even a brief (3-minute) period of counseling to urge a smoker to quit results in smoking cessation rates of 5-10%.
MBBS project, Zhongshan Hospital
Pharmacotherapy for quit smoking
• Nicotine Replacement Therapy (NRT)
— Transdermal patch, gum, nasal spray, inhaler,
• Bupropion Sustained Release (Zyban®)
• Varenicline (Champix®)
• Current recommendations from the U.S. Surgeon General are that all smokers considering quitting be offered pharmacotherapy, in the absence of any contraindication to treatment.
MBBS project, Zhongshan Hospital
Summary
• COPD is a leading cause of morbidity and mortality worldwide and in China, and its disease burden is increasing.
• COPD is preventable and treatable.
• Abnormal and chronic airway inflammation--the underlying mechanism
• Irreversible airflow limitation--core pathophysiology
• COPD is a disease of both pulmonary and extra pulmonary manifestations.
• Spirometry -- golden standard for the diagnosis
• 4 stage of the disease – stepwise management of the stable patients
• Inhalation therapy, LTOT and NIV
• Tobacco control is the major prevention of COPD—pharmaceutical and non-pharmaceutical intervention
MBBS project, Zhongshan Hospital
Questions
• Please describe the definition and the key points of the diagnosis of COPD.
• Please describe staging of COPD and the management for each stage of the stable disease.
• How to evaluate the acute exacerbation of COPD and make the treatment plan?
• Please list the main methods to help the patients to quit smoking.
MBBS project, Zhongshan Hospital
Further readings
• John J. Reilly, Jr., Edwin K. Silverman, Steven D. Shapiro. 254 Chronic obstructive pulmonary disease. In: 17th Harrison’s Principle of Internal Medicine. PP 1635-1651.
• GOLD guideline 2010. Available at: http://www.goldcopd.com.
Total
lung
capacity
Tidal volume
Inspiratory reserve
volume
Expiratory reserve
volume
Residual volume
Inspiratory
capacity
Vital
capacity
Lung Volume and Subdivisions
functional residual
capacity
Spirometric Indicies
• FEV1 - Forced expiratory volume in one second:
The volume of air expired in the first second of the blow
• FVC - Forced vital capacity:
The total volume of air that can be forcibly exhaled in one breath
• FEV1/FVC ratio:
The fraction of air exhaled in the first second relative to the total volume exhaled
Obstructive Disease Decrease in expiratory flow rates
Volu
me, lit
ers
Time, seconds
5
4
3
2
1
1 2 3 4 5 6
FEV1 = 1.8L
FVC = 3.2L
FEV1/FVC = 0.56 ↓
Normal
Obstructive