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Development of density functional theory for unconventional superconductors Ryotaro Arita Univ. Tokyo/JST-PRESTO

Development of density functional theory for unconventional superconductors Ryotaro Arita

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Development of density functional theory for unconventional superconductors Ryotaro Arita Univ. Tokyo/JST-PRESTO. Outline Materials design of high T c superconductors. Theoretical materials design of high T c superconductors is one of the holy grails of condensed matter theory - PowerPoint PPT Presentation

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Page 1: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

Development of density functional theory for unconventional superconductors

Ryotaro AritaUniv. Tokyo/JST-PRESTO

Page 2: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

R.Arita

Outline

Materials design of high Tc superconductors

Theoretical materials design of high Tc superconductors is one of the holy grails of condensed matter theory

To achieve this goal, we need to develop a predictive method to calculate Tc

Page 3: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

Q1.What  was  the most important development in your subfield in the last several years ?

A1.Development of superconducting density functional theory (SCDFT): A predictive method to calculate Tc

Oliveira et al., PRL 60, 2430 (1988)Kreibich & Gross PRL 86, 2984 (2001)M. Lüders et al., PRB 72, 024545 (2005)M. Marques et al., PRB 72, 024546 (2005)

Page 4: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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DFT for normal state

3ˆ ˆ ˆ ( )d ˆe e eeH T W v r r

v

Hohenberg-Kohn theorem

one-to-one correspondence

2

( ) ( ) ( )2 s i i iv r r E r

[ ] [ ] [ ]ees ext H xcv v v v xc

xcE

v

2

jj

r r

Kohn-Sham equation

Page 5: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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DFT for superconductors

ˆ ˆ

ˆ ˆ( , ') '

r r r

r r r r

electron density

anomalous density

3 3 3ˆ ˆ ˆ ( )d - d d ' *( , ') H.c.ˆ ˆ ( , ')e e eeH T W v r r r r rr rr

[v,] [,]

Hohenberg-Kohn theorem for superconductors

Page 6: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Gap equation

Once Fxc is given, we can calculate Tc without adjustable parameters

Linearized gap equation

Exchange-correlation functional

Anomalous density

Page 7: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to MgB2

[ m

eV]

T [ K]

A. Floris et al, Phys. Rev. Lett. 94, 037004 (2005)

Page 8: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to unconventional SC

R. Akashi and RA, PRB 88 054510 (2013)

A3C60

Page 9: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

Q2. What do you envision as the most important direction in the future for finding materials with desirable properties ?

A2.Development of DFT for unconventional SC

Page 10: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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DFT for unconventional SC

Various mechanism of unconventional SC

• spin-fluctuation mediated SC • orbital-fluctuation mediated SC • exciton mechanism • plasmon mechanism …

R. Akashi & RA, PRL111 057006 (2013)

Page 11: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Plasmon mechanism Y. Takada JPSJ 45 786 (1978)

Superconducting ground state for large rs

(Low carrier density superconductor)

Page 12: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Superconductivity in doped band insulators

Field-induced SC has been observed in a variety of band insulators

J.T. Ye et al., Science 338 1193 (2012)

Tc has a dope-like shapePeak in low density region

Page 13: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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DFT for unconventional SC

Various mechanism of unconventional SC

• spin-fluctuation mediated SC • orbital-fluctuation mediated SC • exciton mechanism • plasmon mechanism …

R. Akashi & RA, PRL111 057006 (2013)

Page 14: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Conventional SCDFT

Static screened Coulomb Vc

e- e- e- e-

Phonon-mediated interaction D(w)Energy scale ~ Debye frequency

To construct Fxc , we calculate Free energy F

For interactions between electrons in F, there are two contributions

Page 15: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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SCDFT for plasmon mechanism

Dynamical screened Coulomb Vc w(using RPA)

e- e- e- e-

Phonon-mediated interaction D(w)Energy scale ~ Debye frequency

To construct Fxc , we calculate Free energy F

For interactions between electrons in F, there are two contributions

R. Akashi & RA, PRL111 057006 (2013)

Page 16: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Li: band structure

Band structure ~ Nearly Free Electron (NFE) model

Page 17: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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High Tc SC in Li under high pressure: experiments

Shimizu et al., Nature 419, 597 (2002)Tc~20K at 48GPa

Struzhkin et al., Science 298, 1213 (2002)

Deemyad and Schilling, PRL 91, 167001 (2003)

Page 18: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to Li: Tc

Page 19: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to Li: Tc

R. Akashi & RA, PRL111 057006 (2013)

Page 20: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

Q3. What do you consider the most outstanding obstacles towards designing materials starting from first principles ?

A3.LDA-based SCDFT can not describe Mottness, Hundness → Obstacle to describe cuprates, iron-based superconductors, and go beyond

Page 21: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita
Page 22: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Phonon contribution to Fxc

F

D

G

DFxca = Fxc

b =

Fxc does not have w dependence

M. Lüders et al, PRB 72, 024545 (2005)Kohn-Sham perturbation theory

Page 23: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Hxc tanh[ / 2]12

ji ij j

j j

K

2Hxc

*

( )H xcij

i j

FEK

F

DFxca =

G

DFxcb =

Phonon contribution to Fxc

tanh[ / 2 ]12

ji i j

j j

phiji KZ

M. Lüders et al, PRB 72, 024545 (2005)

Page 24: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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lc

n 1.04(1 )exp1.2

T w

c1~ exp(0)D

ZTN K

w

SCDFT, if Z and K=const for |e|<wD

McMillan, *=0

N(0)Kph ~ Z ~ so that SCDFT ~ McMillan

Comparison between SCDFT and ME

Page 25: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Coulomb term in Migdal-EliashbergIn Migdal-Eliashberg theory …

1 (0) ln

cc

Fc

D

VUEN Vw

42

3 3 ' 4

'( ) ( ') ( ') ( ')2

pp cd pp i G p g D p p V p p

~EF~wD

Page 26: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Gap equation in SCDFT No w dependence, but state dependent

Comparison between SCDFT and ME

Kohn-Sham energy of i [eV]

Nb

~ wD

Zi: Diagonal part of the kernel

Damping effect (due to electron-phonon coupling) is represented

Page 27: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to Li: Exch-Corr. Kernel

Fxcee =

Dynamical screened Coulomb Vc(w)

Page 28: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to nitride SC

R. Akashi, K. Nakamura, RA and M. Imada PRB2012

MNX

M=Zr, Hf

X= Cl, Br, I

unconventional SC ?

Page 29: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Plasmon mechanism

SrTiO3

Y. Takada JPSJ 49 1267 (1980)GIC

Y. Takada JPSJ 51 63 (1982), JPSJ 78 013703 (2009)

Cooperation of phonon & plasmon enhances pairing instability

Page 30: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita
Page 31: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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[ , ]( ) [ ] [ , ]( )'

| | ( )xc

ees ext H xcv v v v

dF

rr'r

r - r' r

23(( ) ( ,) ' ( '' )

2) ( )i i i is su rv r rd v r E u rrr

23 *( ) ' ( '( ) (

2, ' ) )) (s si i i iv r d r u r E v rv r r r

*

[ , ]( , )( , )

( , )

s ext H xc

xcF

r r'r r'

r - r' r r'

Kohn-Sham BdG equation

Page 32: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Hxc tanh[ / 2]12

ji ij j

j j

F

2Hxc

*

( )H xcij

i j

FEF

23 3 3 31 ( ) ( ) | ( , ) |' '

2 | | | |HE d r d r d r d r

r r' r r'r r' r r'

Gap equation

Once Fxc is given, we can calculate Tc without adjustable parameters

Linearized gap equation

Page 33: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Migdal-Eliashberg Theory

Damping and retardation effect are considered

Self-consistent perturbation theory: lowest-order dressed-phonon and dressed Coulomb contribution to retained

42

3 ' 3 ' 4', '

'( , ) ( ', ) ( ', ) ( ')2

n B n n n cn

d pi k T G i g D i i V

w w w w

kk'k

k k k k k k

(Nambu-Gor’kov formalism)

lc *

n 1.04(1 )exp1.2 (1 0.62 )

T w

McMillan’s formula

Can we take account of these effects in the framework of DFT ?In DFT, everything is represented in terms of density …

Page 34: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Diagonal part of the kernel: damping effectOff-diagonal part of the kernel: pairing interaction No w dependence, but state dependent

Retardation effect in SCDFT

Kohn-Sham energy of i [eV]

~ wD

No significant dependence

Different dependence → Retardation effect is automatically considered

Kph

Page 35: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to simple metals

Transition temperatures from DFT calculation

Al Nb Ta Pb Cu DFT 0.9 9.5 3.7 6.9 <0.01 Experimental 1.18 9.5 4.5 7.2 -

Al Nb Ta Pb Cu DFT 0.14 1.74 0.63 1.34 - Experimental 0.179 1.55 0.69 1.33 -

Gap at zero temperature

M. Lüders et al, PRB 72, 024545 (2005), M. Marques et al, PRB 72, 024546 (2005)

Page 36: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Conventional SCDFT

F (anomalous Green fn.)

D(w)Fxc

e-ph = Fxce-e =

Static screened Coulomb Vc

F (anomalous Green fn.)

Kohn-Sham perturbation theory (F, D, Vc are obtained from first-principles calc.)

Page 37: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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F (anomalous Green fn.)

D(w)Fxc

e-ph = Fxce-e =

F (anomalous Green fn.)

Dynamical screened Coulomb Vc(w)with plasmon-pole approximation

Kohn-Sham perturbation theory (F, D, Vc are obtained from first-principles calc.)

SCDFT for plasmon mechanism

Page 38: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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F (anomalous Green fn.)

D(w)Fxc

e-ph = Fxce-e =

F (anomalous Green fn.)

Dynamical screened Coulomb Vc(w)with plasmon-pole approximation

Kohn-Sham perturbation theory (F, D, Vc are obtained from first-principles calc.)

SCDFT for plasmon mechanism

Page 39: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Li under high pressure: conventional scenario ?

Pressure [GPa] 14 20 30

Ele-ph coupling () 0.522 0.623 0.812

Consistent with T. Bazirov et al., PRB 82, 184509 (2010)

Page 40: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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High Tc SC in Li under high pressure: experiments

Shimizu et al., Nature 419, 597 (2002)Tc~20K at 48GPa(highest Tc of any elements)

Struzhkin et al., Science 298, 1213 (2002)

Deemyad and Schilling, PRL 91, 167001 (2003)

Page 41: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to Li: Exch-Corr. Kernel

Fxce-e =

Dynamical screened Coulomb Vc(w)

Kohn-Sham energy of i [eV]

Page 42: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to Li: Gap function at T=0

Page 43: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Conventional SCDFT calc. for Li

Page 44: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to Li: Gap function

Page 45: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to Al: Tc

Page 46: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Superconductivity in doped band insulators

K. Ueno et al., Nature Nanotechnology 6 408 (2011)

Field-induced SC has been observed in a variety of band insulators

J.T. Ye et al., Science 338 1193 (2012)

Tc has a dope-like shapePeak in low density region

Page 47: Development of density  functional theory for  unconventional superconductors  Ryotaro Arita

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Application to simple metals