Directors Development Programme Series (HP-P18-0116)

www.hkib.org

Regulator’s Dialogue with Directors: Banking Regulation – What’s next? 25 January 2018 (Thursday)

Introduction Recent years have seen a number of important developments in banking regulation in Hong Kong. Reflecting the relevant G20 financial reforms to address lessons learned in the global financial crisis, these developments aim to both enhance the resilience of the banks and financial systems through strengthened prudential regulations, and, should a financial institution fail, to contain the impact of its failure by allowing for its orderly resolution. The wide-ranging nature of these developments means that they will have implications for the corporate governance of authorized institutions (AIs) in Hong Kong. To assist directors of AIs in appreciating the underlying rationale and focus of the regulatory changes, the HKMA will provide in this session (i) an overview of the prudential regulations recently having taken effect or soon to be implemented; and (ii) an overview of Hong Kong’s resolution regime for financial institutions, including progress on operationalising that regime for AIs.

Contents Prudential Regulations An update of Basel III implementation and other related post-crisis reforms in Hong Kong, covering the following standards: Net Stable Funding Ratio Leverage Ratio Revised securitization framework Revised standards on interest rate risk in the banking book Large exposure framework Revised market risk framework Recovery planning Resolution Regime An overview of the resolution regime in Hong Kong, and how that regime is being operationalised for AIs. This will address: the objectives, scope and powers of the resolution regime

established in Hong Kong under the Financial Institutions (Resolution) Ordinance;

the ongoing development of resolution policy and standards, such as forthcoming rules on prescribing loss-absorbing capacity requirements for AIs; and

the implementation of resolution planning for AIs, developing preferred resolution strategies and removing impediments to resolvability.

Target ParticipantsThe programme targets directors of board of AIs incorporated in Hong Kong and Chief Executives / Alternate Chief Executives of all AIs

Speakers

Stefan GANNON, JP Commissioner, Resolution Office Hong Kong Monetary Authority

Stefan is the Commissioner (Resolution Office) of the HKMA having formally been the HKMA’s General Counsel and Executive Director. Currently, Stefan is the representative member of Hong Kong to the Resolution Steering Group of the Financial Stability Board which has a mandate from the G20 to formulate a global resolution framework for systemically important financial institutions and was the chair for its legal experts group. He is a Fellow of the Society for Advanced Legal Studies and a member of the Committee on International Monetary Law of the International Law Association.

Daryl HO Executive Director, Banking Policy Hong Kong Monetary Authority

Daryl is the Executive Director of the Banking Policy Department of the HKMA. His key responsibilities include implementing international standards and policy making for banking regulation in Hong Kong. An economist by training, Daryl joined the Research Department of the HKMA in 2001. Before taking up his present role in April 2017, he had worked in various functional areas of the HKMA including monetary operations, market development, and financial stability surveillance. Prior to joining the HKMA, Daryl served in the investment banking industry as an economist between 1993 and 2000.

Seminar Details

HKIB CPD / SFC CPT 1.5 Hours

Date : 25 January 2018 (Thursday)

Time : 9:00 am – 10:30 am (with light breakfast starts at 8:30 am)

Venue : Granville Room, Lower Lobby Floor, Conrad Hong Kong Pacific Place, 88 Queensway, Hong Kong

Language : English

Fee : HK$2,500 per participant

Enrollment : By Fax at By Email to

(852) 2544 9946 or programme@hkib.org

Enquiry : (852) 2153 7818 / (852) 2153 7865

Directors Development Programme Series (HP-P18-0116)

www.hkib.org

Please complete in English Registration

Regulator’s Dialogue with Directors: Banking Regulation – What’s next?

No Surname First Name Position (Should be consistent with the record maintained

with the HKMA)

E-mail Address (Confirmation e-mail will be sent one week

before course commencement) (Same as on ID Card)

1

Executive Director* Non-executive Director Independent Non-executive Director Others^:___________________

2

Executive Director* Non-executive Director Independent Non-executive Director Others^:___________________

3

Executive Director* Non-executive Director Independent Non-executive Director Others^:___________________

4

Executive Director* Non-executive Director Independent Non-executive Director Others^:___________________

5

Executive Director* Non-executive Director Independent Non-executive Director Others^:___________________

6

Executive Director* Non-executive Director Independent Non-executive Director Others^:___________________

* If you also hold other executive positions, e.g. CEO, COO, please also specify under “Others”. ^Please specify position and department.

Bank name: Postal address:

(Please complete the address box on page 3 if you want to collect the programme certificate).

Contact Person (if applicable) Name : Position : E-mail : Contact No :

Directors Development Programme Series (HP-P18-0116)

www.hkib.org

Please complete in English

Payment Method

Cheque / e-cheque* made payable to “The Hong Kong Institute of Bankers”

Amount : HK$ Cheque no.

* For Cheque,

please mail to: The Hong Kong Institute of Bankers, 3/F., Guangdong Investment Tower, 148 Connaught Road Central, Hong Kong * For e-Cheque,

please state the programme code under “remarks” and email together with the completed registration form to programme@hkib.org

Credit Card : VISA / Master

Amount : HK$

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Terms and Conditions 1. All fees paid are non-refundable and non-transferrable.

2. Participants who have settled payments will receive course confirmation by e-mail prior to the course commencement.

3. All payments must be settled before course commencement.

4. Priority of enrolment will be given on a ‘first-come-first-serve’ basis.

5. HKIB would issue the “Certificate of Attendance to participants who have complied with the “HKIB Attendance Policy”. The Certificate will be mailed to the corresponding address within 10 working days after completion of the programme.

6. We reserve the right to reject an enrolment at any time.

7. We reserve the right to cancel, modify and/or postpone the course due to unforeseen circumstances.

8. The information given and personal data collected will be used for the purpose of administration and communication by the Institute.

9. For the typhoon or rainstorm arrangements, please refer to the confirmation e-mail or HKIB’s website (www.hkib.org).

* This address is only used for sending the programme certificate and official receipt.

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