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Chalmers University of Technology / Photonics Lab Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 2003 1 Fiber Optic Communications Quarter IV, march-may 2003 web page: http://www.elm.chalmers.se/fotonik/fiber/ Lecturers: Magnus Karlsson, Per-Olof Hedekvist Photonics Lab, Dept of Microelectronics [email protected], poh @elm.chalmers.se Dan Anderson, Mietek Lisak Dept of Electromagnetics [email protected], [email protected]

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  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20031

    Fiber Optic CommunicationsQuarter IV, march-may 2003

    web page: http://www.elm.chalmers.se/fotonik/fiber/

    Lecturers: Magnus Karlsson, Per-Olof HedekvistPhotonics Lab, Dept of [email protected], poh @elm.chalmers.se Dan Anderson, Mietek LisakDept of [email protected], [email protected]

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20032

    Course info Fiber optic introduction

    fiber basics history modulation formats digital/analog modulation ray optics description of fibers

    Relevant chapters in the book:1-2.1

    Lecture 1 - outline

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20033

    Course outline (1)

    Undergraduate course in Fiber Optic Communication LPIV 2003

    Lecture Topic Lecturer1 18/3 Introduction, Optical fibers - geometrical description Magnus2 21/3 Optical fibers - waveguiding, Maxwells equations Magnus3 25/3 Optical fibers - dispersion, pulsebroadening, attenuation Magnus4 28/3 Optical fibers - nonlinearities Dan/Mietek5 1/4 Solitons, nonlinear phenomena Dan/Mietek6 4/4 Light emitting diodes, semiconductor lasers Magnus7 11/4 Photodetectors, receivers Magnus8 29/4 Optical amplifiers P-O9 6/5 Optical amplifiers P-O10 9/5 Receiver performance Magnus *11 13/5 System design P-O12 16/5 Dispersion compensation P-O13 20/5 Multi-channel systems, WDM / OTDM P-O14 23/5 Coherent systems, Microwave Photonics P-O

    * On 9/5 the ecture is held in Kollektorn, floor 4, MC2.

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20034

    Course outline (2)

    Home assignments: Responsible: Thomas Torounidis, 1609 4 assignments One assignment will appear on exam Solved x assignments=potential upgrade

    to grade x+1

    Lab exercises (week 5-8): Lab 1: Dispersion/Amplifiers Lab 2: System Characterization

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20035

    Introductury lecture

    Contents: History Fiber basics Analog/digital communications Modulation formats Ray description of light propagation

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20036

    A definition of Fiber Optics

    Utilization of electromagnetic waves in dielectric, circular waveguides combined with optoelectronic devices (LEDs, lasers, photodiodes, amplifiers, etc.)

    Applications of fiber optics:

    communication medical applications optical sensing power distribution (e.g. in "nasty" environments) welding, drilling...

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20037

    The electromagnetic spectrumFrequency Wavelength

    1018 Hz

    1 THz

    1 GHz

    1 MHz

    1 m

    1 nm

    1 mm

    1 m

    1 km

    Photon energy

    1 eV

    1 keV

    1 meV

    10-6 eV

    10-9 eV

    ultra-violet

    infrared

    x-ray

    mm-waves

    microwaves

    radio waves

    1015 Hz visiblen = frequency of light

    ( 200 THz in fiber optics)l =wavelengthc = light velocity in vacuum (3108 m/s)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20038

    Fiber Optic Commnication Link

    100 million km optical fiber employed world wide !!!

    optical pre-amplifier

    photo-detector

    semiconductorlaser

    opticalmodulator

    opticalfiber

    electrical signaloptical signal

    opticalreceiverelectronics

    opticaltransmitter

    opticalamplifier

    opticalfiber

    opticalfiber

    optical transmitter

    optical receiver

    repeater

    informationreceiver

    receiverelectronics

    informationsource

    driveelectronics

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 20039

    Optical Fibers

    n1 > n2

    cladding, n2core, n1 d

    Single mode fibers: d 5 - 10 mMulti mode fibers: d 50 - 200 m

    Core: GeO2-doped SiO2Cladding: SiO2

    1.3 1.55Wavelength (m)

    Atte

    nuati

    on (d

    B/km

    )

    0.2

    15 THz 20 THzAttenuation characteristics

    - Minimum attenuation = 0.2 dB/km at 1.55 m -> 4% lost after 1 km !!!

    - High carrier frequency 200 THz ->Available bandwidth 35 THz !!!

    (equivalent to 3.5 million HDTV-cannels, in one single optical fiber !!!)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200310

    Fiber manufacture

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200311

    Low attenuation (0.2 dB/km) Large bandwidth (35 THz) Wavelength independent attenuation in the transmission window The enormous capacity of an installed fiber can be utilized

    in the future as the demand increases Small geometry and low weight Flexible Easy to install Low sensitivity to moisture The fiber endpoints handle large differences in voltage Immune to electromagnetic interference No crosstalk between fibers Damage can not cause sparking Potentially low cost Well suited for future broadband services

    Fiber advantages

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200312

    Optical communication history1854 Water jet as an optical waveguide (John Tyndall)1880 The photo phone (Alexander Graham Bell)1962 First semiconductor laser (GE, IBM, Lincoln Lab)1966 First optical fiber, loss: 1000 dB/km (Corning Glass)1970 Fiber with an optical attenuation of 20 dB/km (Corning Glass)1970 AlGaAs-lasers operating at room temperature1976 First semiconductor lasers at 1.3 and 1.55 m1977 First generation commercial systems (0.85 m)1980 Second generation commercial systems (1.3 m)1982 0.16 dB/km ( theoretical limit) singelmode fiber1983 420 Mbit/s over 119 km fiber without repeaters (Bell Labs.)1984 Third generation commercial systems (1.55 m)1985 1.37 Tbitkm/s WDM system;10 channels @ 2 Gbit/s (Bell Labs.)1986 Semiconductor laser with 20 GHz bandwidth (Bell Labs.,GTE)1986 First erbium-doped fiber optical amplifier1988 Trans-Atlantic and trans-Pacific cable systems (565 Mbit/s)1989 Coherent semiconductor laser with sub-MHz spectral linewidth1990 2.5 Gbit/s repeaterless soliton transmission over 13 Mm (Bell Labs.)1992 Fourth-generation commercial systems (amplifiers+WDM)1995 Repeaterless (fiber amplifiers) trans-oceanic cable systems (5 Gbit/s)1997 Commercial WDM systems2001 1Tb/s OTDM transmision over 70 km (NTT)2003 10 Tb/s over 10 Mm

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200313

    Progress in Lightwave communication (1)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200314

    A multi-disciplinary technology

    Drive circuits

    Laser

    Optical fiber Amplifier

    Detector

    Electromagnetic field theoryWave propagation

    Semiconductor physicsQuantum electronics

    Laser technology

    Semiconductor physicsQuantum electronics

    ElectronicsCircuit theory

    ElectronicsCircuit theory

    Communication theory, modulation theory

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200315

    Undersea systems

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200316

    Undersea systems (2)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200317

    WDM-OTDM

    1,2...Npulse source

    (x GHz)

    data encoders(x Gbit/s each) timing control

    O-DEMUX

    clock

    O-MUX

    x Gbit/s

    1,2...N

    Wavelength-division-multiplexing(WDM)

    Optical time-division-multiplexing (OTDM)

    Optical fiber

    DEMUX

    MUX

    Laser 1

    Laser 2

    Laser 3

    Laser 4

    Laser N

    1

    2

    3

    4

    0

    N

    Detector 1

    Detector 2

    Detector 3

    Detector 4

    Detector N

    1

    2

    3

    4

    N

    1 2 3 4 N...

    receiversNx Gbit/stransmission

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200318

    Progress in Lightwave communication (2)optical channels

    repeaterlessdistance

    bitrate

    256 carriers

    1024 Gbit/s

    research

    in use

    millionsof km's

    10 Gbit/s

    10.000 km

    100 carriers

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200319

    Direct detection digital and analog systems

    Laser

    Optical fiber

    Detector

    Laser

    Optical fiber

    Detector

    Digital

    Analog

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200320

    Coherent fiber systems

    Optical fiber

    MUX

    Laser 1

    Laser 2

    Laser 3

    Laser 4

    Laser N

    f1

    f2f3f4

    fN

    Demodulator

    f1 f2 f3 f4 fN...

    fLO

    Detector

    Amplitude, frequency, orphase modulation

    Loca

    l osc

    illato

    rla

    ser

    (fk - fLO)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200321

    Analog and digital signalsConversion techniques:

    pulse-position modulation pulse-duration modulation pulse-code modulation (PCM) (absence/

    presence of pulse)Binary PCM is, by far, the most used technique

    Required bit-rate:

    Df = analog signal bandwidth, M = number of quantized levelsB >> Df may seem as a disadvantage, [example: telephone Df = 3.1 kHz, B = 64 kbit/s]

    BUT: SNR required in digital system ~ 25 dB (analog ~ 50 dB)

    Transmitters/fibers more suitable for digital format (distortion, dispersion)

    B (2f) log2(M)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200322

    Digital on-off keying

    time

    non-

    retu

    rn-to

    -zer

    o(N

    RZ)-s

    igna

    l

    0 1 10 1 1 0

    time

    retu

    rn-to

    -zer

    o(R

    Z)-s

    igna

    l

    Ttpulse duration bit period

    (bit-rate, B = 1/T)

    NRZ (t = T): smaller bandwidth, clock extraction complicated RZ (t < T): used in some advanced systems

    (solitons, all-optical time-division multiplexing)

    NRZ

    RZ (here = 0.5T)

    0 0.5B B 1.5B 2B

    0 0.5B B 1.5B 2B

    frequency

    frequency

    Spectrum

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200323

    Modulation formats

    Optical carrier wave:

    complex notation:

    often simply written as:

    OK for linear operation but not e.g. products: Re[X]. Re[Y] Re[X.Y]

    EEE(t) = eA cos(0t + )

    EEE(t) = eRe[Aej(0t+)]

    EEE(t) = eAej(0t+)

    Amplitude modulation (AM)Frequency modulation (FM)Phase modulation (PM)

    amplitude-shift keying (ASK)frequency-shift keying (FSK)phase-shift keying (PSK)

    Analog:

    Digital:

    Simplest technique: intensity-shift keying (or on-off keying) (OOK)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200324

    decibel (dB) expresses power ratios as Optical power generates a photo-current in a detector

    (idet ~ Popt -> Pel ~ P2opt)

    Therefore: dBopt dBel(3 dB optical power difference 6 dB electrical power difference)

    dBm expresses the absolute power on a log scale relative to 1 mW:

    1 mW=0 dBm, 2 mW= 3 dBm, 4mW=6 dBm, 8mW=9 dBm 10 mW= 10 dBm, 20 mW=13 dBm 100 mW=20dBm, 400 mW=26

    The dB units

    10 log10(P1P2

    )

    PdBm = 10 log10(PmW)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200325

    Our text-book uses the following definitions:

    This means that various Fourier transformation rules may be different from other books, e.g.:

    derivative:

    frequency translation:

    As a consequence of this, a travelling wave (in the positive z-direction) is described by:

    where b is a propagation constant.

    The Fourier transform

    t jw

    e jWt f(t) F[w + W]

    E(z,t) = Re [E0e j(bz wt)]

    E() =

    +

    E(t)ejtdtE(t) =1

    2pi

    +

    E()ejtd

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200326

    Fiber basics

    core cladding protective coating

    2a2b

    n1 n2

    Condition for waveguiding: n1 > n2A finite number of modes can propagate in the fiber.Modes are solutions to Maxwell's equations + boundary conditions.

    One mode ^ single-mode fiberSeveral modes ^ multi-mode fiber

    Most commonly used fiber material is silica (SiO2).

    To change index of refraction dopants are added:

    refra

    ctiv

    e in

    dex

    dopant addition [mol %]

    1.44

    1.46

    1.48

    5 10 15 200

    F

    GeO2

    B2O3

    Examples: GeO2 - SiO2 core / SiO2 claddingSiO2 core / B2O3 - SiO2 cladding

    10 mm 125 mm

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200327

    Fiber typesMulti-mode step-index fibers: Large core radius ^ Easy

    to launch power, LEDs can be used

    Intermodal dispersion reduces the fiber bandwidth

    Multi-mode graded-index fibers:

    Reduced intermodal dispersion gives higher bandwidth

    Single-mode step-index fibers:

    No intermodal dispersion gives highest bandwidth

    Small core radius ^ difficult to launch power, lasers are used

    n

    r

    2a: 5-12 mm2b: 125 mm

    n

    ra b

    n2n1

    2a: 50-200 mm2b: 125-400 mm

    n

    r2a: 50-100 mm2b: 125-140 mm

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200328

    Ray-optics description of step-index fiber (1)cladding, n2

    core, n1

    unguided ray

    qiqr guided ray

    n0(normally = 1)

    f

    Apply Snell's law at the input interface:n0 sin(qi) = n1 sin(qr)

    For total internal reflection at the core/cladding interface we havea critical, minimum, angle:

    n1 sin(fc) = n2 sin(90) ^ sin(fc) = n2/n1Relate to maximum entrance angle:

    n0 sin(qi,max) = n1 sin(qr,max) = n1 sin(90-fc) =

    n1 cos(fc) = n1[1 - sin2(fc)] = (n1

    2 - n22)

    n2 = n1(1-D) where D is the index difference = (n1- n2)/n1

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200329

    The numerical aperture, NA, is a measure of the light gathering power of an optical system, originating from microscopy.

    For fibers it is defined as

    Numerical apereture

    NA = n0 sin i,max =

    n21 n22 n1

    2

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200330

    Pulse broadening from intermodal dispersioncladding, n2

    core, n1qi,max

    fcfastest ray path

    slowest ray path

    t

    d(t)

    t

    DT

    DT = n1/c [Lslow - Lfast] = n1/c [L/sin(fc) - L] = L n1/c [n1/n2 - 1] = L n12/(n2c)D

    If we assume that the maximum bit-rate (B) is limited by a maximum allowed pulse broadening equal to the bit-period : TB = 1/B >DT

    we find: B L < (n2c)/(n12D)

  • Chalmers University of Technology / Photonics Lab

    Fiber Optic Communication E4/F4 Lecture 1: Introduction, Ray Description, p. M. Karlsson, 18/3 200331

    Pulse broadening from intermodal dispersion, cntd.

    Example:

    Silica core without cladding (air): n1 = 1.5, n2= 1^ BL < 4.108 [bits/(s m)] = 0.4 Mbit/(s km)

    A large index-step gives small bandwidth !!!

    Typical communication fiber: D 0.5% ^ BL < 40 Mbit/s.km

    These are, however, conservative estimates since all rays are treated equally!

    A wave-optics treatment will give better performance.