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1 Wendy Williams Metaheuristic Algorithms Genetic Algorithms: A Tutorial “Genetic Algorithms are good at taking large, potentially huge search spaces and navigating them, looking for optimal combinations of things, solutions you might not otherwise find in a lifetime.” - Salvatore Mangano Computer Design, May 1995 Genetic Algorithms: Genetic Algorithms: A Tutorial A Tutorial

Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

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Page 1: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

1Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

“Genetic Algorithms are good at taking large,

potentially huge search spaces and navigating

them, looking for optimal combinations of things, solutions you might not

otherwise find in a lifetime.”

- Salvatore Mangano

Computer Design, May 1995

Genetic Algorithms:Genetic Algorithms:A TutorialA Tutorial

Page 2: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

2Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

The Genetic Algorithm

Directed search algorithms based on the mechanics of biological evolution

Developed by John Holland, University of Michigan (1970’s)♦ To understand the adaptive processes of

natural systems♦ To design artificial systems software that

retains the robustness of natural systems

Page 3: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

3Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

The Genetic Algorithm (cont.)

Provide efficient, effective techniques for optimization and machine learning applications

Widely-used today in business, scientific and engineering circles

Page 4: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

4Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Classes of Search Techniques

F i n o n a c c i N e w t o n

D i r e c t m e t h o d s I n d i r e c t m e t h o d s

C a l c u l u s - b a s e d t e c h n i q u e s

E v o l u t i o n a r y s t r a t e g i e s

C e n t r a l i z e d D i s t r i b u t e d

P a r a l l e l

S t e a d y - s t a t e G e n e r a t i o n a l

S e q u e n t i a l

G e n e t i c a l g o r i t h m s

E v o l u t i o n a r y a l g o r i t h m s S i m u l a t e d a n n e a l i n g

G u i d e d r a n d o m s e a r c h t e c h n i q u e s

D y n a m i c p r o g r a m m i n g

E n u m e r a t i v e t e c h n i q u e s

S e a r c h t e c h n i q u e s

Page 5: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

5Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Components of a GA

A problem to solve, and ... Encoding technique (gene, chromosome)

Initialization procedure (creation)

Evaluation function (environment)

Selection of parents (reproduction)

Genetic operators (mutation, recombination)

Parameter settings (practice and art)

Page 6: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

6Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Simple Genetic Algorithm

{

initialize population;

evaluate population;

while TerminationCriteriaNotSatisfied{

select parents for reproduction;

perform recombination and mutation;

evaluate population;}

}

Page 7: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

7Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

The GA Cycle of Reproduction

reproduction

population evaluation

modification

discard

deleted members

parents

children

modifiedchildren

evaluated children

Page 8: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

8Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Population

Chromosomes could be:♦ Bit strings (0101 ... 1100)♦ Real numbers (43.2 -33.1 ... 0.0 89.2) ♦ Permutations of element (E11 E3 E7 ... E1 E15)♦ Lists of rules (R1 R2 R3 ... R22 R23)♦ Program elements (genetic programming)♦ ... any data structure ...

population

Page 9: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

9Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Reproduction

reproduction

population

parents

children

Parents are selected at random with selection chances biased in relation to chromosome evaluations.

Page 10: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

10Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Chromosome Modification

modificationchildren

Modifications are stochastically triggered Operator types are:

♦ Mutation♦ Crossover (recombination)

modified children

Page 11: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

11Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Mutation: Local Modification

Before: (1 0 1 1 0 1 1 0)

After: (0 1 1 0 0 1 1 0)

Before: (1.38 -69.4 326.44 0.1)

After: (1.38 -67.5 326.44 0.1)

Causes movement in the search space(local or global)

Restores lost information to the population

Page 12: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

12Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Crossover: Recombination

P1 (0 1 1 0 1 0 0 0) (0 1 0 0 1 0 0 0) C1

P2 (1 1 0 1 1 0 1 0) (1 1 1 1 1 0 1 0) C2

Crossover is a critical feature of genetic

algorithms:♦ It greatly accelerates search early in

evolution of a population♦ It leads to effective combination of schemata

(subsolutions on different chromosomes)

*

Page 13: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

13Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Evaluation

The evaluator decodes a chromosome and assigns it a fitness measure

The evaluator is the only link between a classical GA and the problem it is solving

evaluation

evaluatedchildren

modifiedchildren

Page 14: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

14Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Deletion

Generational GA:entire populations replaced with each iteration

Steady-state GA:a few members replaced each generation

population

discard

discarded members

Page 15: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

15Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

An Abstract Example

Distribution of Individuals in Generation 0

Distribution of Individuals in Generation N

Page 16: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

16Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

A Simple Example

“The Gene is by far the most sophisticated program around.”

- Bill Gates, Business Week, June 27, 1994

Page 17: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

17Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

A Simple Example

The Traveling Salesman Problem:

Find a tour of a given set of cities so that ♦ each city is visited only once♦ the total distance traveled is minimized

Page 18: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

18Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Representation

Representation is an ordered list of city

numbers known as an order-based GA.

1) London 3) Dunedin 5) Beijing 7) Tokyo

2) Venice 4) Singapore 6) Phoenix 8) Victoria

CityList1 (3 5 7 2 1 6 4 8)

CityList2 (2 5 7 6 8 1 3 4)

Page 19: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

19Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Crossover

Crossover combines inversion and

recombination:

* *

Parent1 (3 5 7 2 1 6 4 8)

Parent2 (2 5 7 6 8 1 3 4)

Child (5 8 7 2 1 6 3 4)

This operator is called the Order1 crossover.

Page 20: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

20Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Mutation involves reordering of the list:

* *

Before: (5 8 7 2 1 6 3 4)

After: (5 8 6 2 1 7 3 4)

Mutation

Page 21: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

21Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

TSP Example: 30 Cities

0

10

20

30

40

50

60

70

80

90

100

0 10 20 30 40 50 60 70 80 90 100

x

y

Page 22: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

22Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Solution i (Distance = 941)

TSP30 (Performance = 941)

0

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100

0 10 20 30 40 50 60 70 80 90 100

x

y

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23Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Solution j(Distance = 800)

TSP30 (Performance = 800)

0

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0 10 20 30 40 50 60 70 80 90 100

x

y

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24Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Solution k(Distance = 652)

TSP30 (Performance = 652)

0

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0 10 20 30 40 50 60 70 80 90 100

x

y

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25Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Best Solution (Distance = 420)

TSP30 Solution (Performance = 420)

0

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60

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80

90

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0 10 20 30 40 50 60 70 80 90 100

x

y

Page 26: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

26Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Overview of Performance

TSP30 - Overview of Performance

0

200

400

600

800

1000

1200

1400

1600

1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31

Generations (1000)

Dis

tan

ce

Best

Worst

Average

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27Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Considering the GA Technology

“Almost eight years ago ... people at Microsoft wrote

a program [that] uses some genetic things for

finding short code sequences. Windows 2.0 and 3.2, NT, and almost

all Microsoft applications products have shipped

with pieces of code created by that system.”

- Nathan Myhrvold, Microsoft Advanced Technology Group, Wired, September 1995

Page 28: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

28Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Issues for GA Practitioners

Choosing basic implementation issues:♦ representation♦ population size, mutation rate, ...♦ selection, deletion policies♦ crossover, mutation operators

Termination Criteria Performance, scalability Solution is only as good as the evaluation

function (often hardest part)

Page 29: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

29Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Benefits of Genetic Algorithms

Concept is easy to understand Modular, separate from application Supports multi-objective optimization Good for “noisy” environments Always an answer; answer gets better

with time Inherently parallel; easily distributed

Page 30: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

30Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Benefits of Genetic Algorithms (cont.)

Many ways to speed up and improve a GA-based application as knowledge about problem domain is gained

Easy to exploit previous or alternate solutions

Flexible building blocks for hybrid applications

Substantial history and range of use

Page 31: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

31Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

When to Use a GA Alternate solutions are too slow or overly

complicated Need an exploratory tool to examine new

approaches Problem is similar to one that has already been

successfully solved by using a GA Want to hybridize with an existing solution Benefits of the GA technology meet key problem

requirements

Page 32: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

32Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Some GA Application Types

Domain Application Types

Control gas pipeline, pole balancing, missile evasion, pursuit

Design semiconductor layout, aircraft design, keyboardconfiguration, communication networks

Scheduling manufacturing, facility scheduling, resource allocation

Robotics trajectory planning

Machine Learning designing neural networks, improving classificationalgorithms, classifier systems

Signal Processing filter design

Game Playing poker, checkers, prisoner’s dilemma

CombinatorialOptimization

set covering, travelling salesman, routing, bin packing,graph colouring and partitioning

Page 33: Genetic Algorithms: A Tutorialmmorenom/cs2101a_moreno/Class9GA...Genetic Algorithms: A Tutorial The Genetic Algorithm (cont.) Provide efficient, effective techniques for optimization

33Wendy WilliamsMetaheuristic Algorithms

Genetic Algorithms: A Tutorial

Conclusions

Question: ‘If GAs are so smart, why ain’t they rich?’

Answer: ‘Genetic algorithms are rich - rich in application across a large and growing number of disciplines.’

- David E. Goldberg, Genetic Algorithms in Search, Optimization and Machine Learning