George B Daniels Financial Disclosure Report for 2009

8/3/2019 George B Daniels Financial Disclosure Report for 2009

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A o t 0 FINANCIAL DISCLOSURE REPORT R e p o ~ R ~ q , ,i ~ b y t h e z ~ i ~in Government Act o]1978~ e v . 1 / 2 0 t O FOR CALENDAR YEAR 200 9 ( 5 u . S .C , a p e . ~ t 0 t - ~ O

1. Person Reporting (Last name. first, middI initial) 2. Court or O r g a n i z a t i o n 3. Date of ReportDaniels. George B. U.S. District Co~t - SDNY 04/15/2010

4. Title (A~icle Ill judges indicate active or y.enlor status; 5a. Report Type (check app~pria t~ type) 6. RepoSing Periodmagls~rate judg~ indica~ full- or part-time)[] NomJnatio~ E h x t ~ 01101/2009Articlc lll-Actlve [] Initial [] Annual [] Final to12/31/2009Sh, [] Amended Report

7. Chambert or Office Addret* 8. On the bn~h nf the Information contained in t h l ~ Rq~rt tad anymndlflcetions I~rtalnlag theaet~ It it , In my opinion, ht complianceU.S. Dis~ct Court -SDNY wlfl, applicable lawl and regalttient.500 Pearl SOeet. Rm 630New York, NY 10007 RevlewlngOfficer Dal~

I M P O R T A N T N O T E S : r~e instructions accom~nytng tbls fotm m~st be followe& Com plete ali parts,checking the NONE box for each part where yon have no reportable information. Sign on last pag~

I. POSITIONS. (~,,a~[--] NONE (No repor t ab l e pos i t ions . )

POSITION ]qAME OF ORGANIZATION/ENTITY1, Board of Trustees Suffield Academy

2. Board of Directors Andrew Glover Youth Program

~ NONE (No re p o~ab le agre e m e n t .)~ P~TIES AND TE~S

I. 20~ NYS R~i~m~t Systems (R~ment

2.


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FINANCIAL DISCLOSURE REPORT s,~ of re.o, a~p o,t,g D,t,0fScp~, IPage 2 of 6 Daniel& George B. 04/15/2010

IIl. NON-INVESTMENT INCOME. :s,~,,~A. Fliers Non-Investment Income

N O N E (No repor table non- inves tment income.)D A T E SOURCE AND TYPE INCOME(yours, not spouts)

I. 8/09-12/09 Brooklyn Law School (Teaching g $15,000.002.

3.4.

B. S p o u s e s Non-Investment Income - If you were married d:~ring any porttm~ of the repor6ng.t~ear, complete llds section.(Dollar amount not required except for hon~rarla.)

NONE Ogo repor table non- inves tment income.)D A T E SOURCE AND TYPE

1.2.3.4.

IV. REIMBURSEMENTS -~,~,~ro,~,a,-, ~,/oo~ t,,~.~,~.~(lncludea theto a~ and ~n~nt chil~en; ~e pp. 2J-27 of filing inst~t~.)

NONE ~o reportable reimbursements.)~ ~ ~ P~SE I~MS PAID OR PROVIDED

I.2~3.4.5.


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Iam af Person Report ing . Date of ReportP a g e F I N A N C I A L 3 o f 6 D I S C L O S U R E R E P O R T [ Danlels, G e o r g e B . 04/15/2010

[] NONE (No reportable gifts.)

I.2.3.4.

5.

[~] N O N E ( N o reportable liabilities.) "CREDITOR

I.2.

3.

4.

5.


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FINANCIAL D ISCLOSURE REPORTPage 4 of 6 D a n i l ~ G e o r g e B . 0 4 1 1 5 1 2 0 1 0

3. Northwestern Life Insurance Company None K T4. ING Direct Sha~buildcr Savings Account None K T5. Berkshire Hathaway None K T Sold 10/29/09 L6. U ltrashort F TX E/X inhau China 25 Proshare~ None K T Sold 10/29/09 K7. Ultra S&P :500 Ploshares None K T Sold 1 0 1 2 9 / 0 9 K8. W i n s l o w Gn~n Growth Fund None K T Sold 12/21/09 K9. China Automative Sys. Inc. None L T Buy 12/29/09 . K

I0. Telestone Technologies None J T B uy 12/29/09 KI 1 . V a n c e In f o T e c h n o l o g i e s N o n e K T Buy 12/29/09 K1 2 .

1 4 .

1 5 .

1 6 .

1 7 .

I. I n c o m ~ G aia /3 o d ta : A = S I .0 0 0 o r l e s t B = $ 1 . 0 0 1 - S 2 ~ 0 0 C = $ 2 . 5 0 1 - $ ~ , 0 0 0 D = ~ . 0 0 1 - $ 1 5 .0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 . 0 00(gColurcm= B I aad I~l) F =$ $ 0,001 - $ 100,000 G = ~ 100,00l - S 1,000,000 F II = ~ 1.000,001 -$ 5,000.000 H22 . V a I ~ C o 4 ~ I - $ 1 5 . 0 0 0 o ~ h a = K =$ 1 5 . 0 0 1 - $ 5 0 .0 0 0 L = $ 5 0 .0 0 1 - $ 1 0 0 . 0 0 0 Ml (See Columns Cl and D3) N = $ 2 S 0 , 0 0 1 - $ 3 0 0 . 0 0 0 O = $ 5 0 0 . ~ I - $ 1 . 0 ~ 0 . 0 0 0 P I = ~ ! . 0 0 0 . 0 0 1 - $ 5 , 0 0 0 . 0 0 0 P 2 - - - ~ 5 . 0 0 0 . 0 0 1 - ~ . 0 0 0 . 0 0 0[ P 3 = 1 ; 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . 0 0 ~ . f l 0 0 P 4 = M o o = t h a a ! ; . 5 0 , 0 0 0 .0 0 0

(S ~ Co|uml~ ~21 U " B o o k Vah.m V ~ W -El t ti m sted


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FINANCIAL DISCLOSURE REPORT I Name uflerlon Reporting I Date of ReportPage 5 of 6[ D a n l e l s , G e o r g e B . I

04115/2010

V III. ADDITIONAL INFORMATION OR EX PLANATIONS. :i,a~,a,,p,,~o.:~o~ ,,t)


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FINANCIAL DISCLOSURE ~PORT~ Da~e~, George ~. ~/1~010

age 6 of 6IX. CER~FICATION.

i certify that all information given above ( including information pertaining to m y spouse and m inor or dependent children, If any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure. ~I further certify that earned income from outside employm ent and honoraria and the acceptance of gif ts which have been reported are incomp liance with the provisions of S U .S.C. app. 501 eL seq., 5 U .S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDU AL WH O KNOWINGLY AND ~NILFULLY FA LSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIV ILAND CRLMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 add itional copies to:

Committee on Financial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2-301One Colum bus Circle, N.E.W ashington, D.C. 20544

Documents

George B Daniels Financial Disclosure Report for 2009