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Eur. Phys. J. C (2018) 78:642 https://doi.org/10.1140/epjc/s10052-018-6111-7 Regular Article - Theoretical Physics Gravitino and Polonyi production in supergravity Andrea Addazi 1,a , Sergei V. Ketov 2 ,3 ,4,5,b , Maxim Yu. Khlopov 6 ,7,c 1 Department of Physics, Fudan University, 220 Handan Road, 200433 Shanghai, China 2 Department of Physics, Tokyo Metropolitan University, Minami-ohsawa 1-1, Hachioji-shi,Tokyo 192-0397, Japan 3 Research School for High Energy Physics, Tomsk Polytechnic University, 2a Lenin Ave, Tomsk 634050, Russia 4 International Centre for Theoretical Physics and South American Institute for Fundamental Research, Rua Dr. Bento Teobaldo Ferraz, 271 Barra Funda, Sao Paulo, CEP 01140-070, Brazil 5 Kavli Institute for the Physics and Mathematics of the Universe (IPMU), The University of Tokyo, Chiba 277-8568, Japan 6 Centre for Cosmoparticle Physics Cosmion, National Research Nuclear University MEPHI (Moscow Engineering Physics Institute), Kashirskoe Sh., 31, Moscow 115409, Russia 7 APC Laboratory 10, rue Alice Domon et Léonie Duquet, 75205 Paris, Cedex 13, France Received: 2 March 2018 / Accepted: 27 July 2018 / Published online: 11 August 2018 © The Author(s) 2018 Abstract We study production of gravitino and Polonyi particles in the minimal Starobinsky-Polonyi N = 1 super- gravity with inflaton belonging to a massive vector super- multiplet. Our model has only one free parameter given by the scale of spontaneous SUSY breaking triggered by Polonyi chiral superfield. The vector supermultiplet generi- cally enters the action non-minimally, via an arbitrary real function. This function is chosen to generate the inflaton scalar potential of the Starobinsky model. Our supergrav- ity model can be reformulated as an abelian supersymmetric gauge theory with the vector gauge superfield coupled to two (Higgs and Polonyi) chiral superfields interacting with super- gravity, where the U (1) gauge symmetry is spontaneously broken. We find that Polonyi and gravitino particles are effi- ciently produced during inflation, and estimate their masses and the reheating temperature. After inflation, perturbative decay of inflaton also produces Polonyi particles that rapidly decay into gravitinos. As a result, a coherent picture of infla- tion and dark matter emerges, where the abundance of pro- duced gravitinos after inflation fits the CMB constraints as a Super Heavy Dark Matter (SHDM) candidate. Our scenario avoids the notorous gravitino and Polonyi problems with the Big Bang Nucleosynthesis (BBN) and DM overproduction. 1 Introduction The Planck data [13] of the Cosmic Microwave Background (CMB) radiation favors slow-roll single-large-field chaotic a e-mail: [email protected] b e-mail: [email protected] c e-mail: [email protected] inflation with an approximately flat plateau of the scalar potential, driven by single inflaton (scalar) field. The simplest geometrical realization of this description is provided by the Starobinsky model [4]. It strongly motivates us to connect this class of inflationary models to particle physics theory beyond the Standard Model (SM) of elementary particles. A reasonable way of theoretical realization of this program is via embedding of the inflationary models into N = 1 super- gravity. It is also the first natural step towards unification of inflation with the Supersymmetric Grand Unified Theo- ries (SGUTs) and string theory. Inflaton is expected to be mixed with other scalars, but this mixing has to be small. The inflationary model building in the supergravity litera- ture is usually based on an assumption that inflaton belongs to a chiral (scalar) supermultiplet, see e.g., the reviews [5, 6] for details. However, inflaton can also belong to a massive N = 1 vector multiplet instead of a chiral one. Since there is only one real scalar in a massive N = 1 vector multiplet, there is no need of stabilization of its (scalar) superpartners, and the η-problem does not exist because the scalar poten- tial of a vector multiplet is given by the D-term instead of the F -term. The minimal supergravity models with infla- ton belonging to a massive vector multiplet were proposed in Refs. [7, 8] by using the non-minimal self-coupling of a vector multiplet, paramaterized by an arbitrary real function [9]. These models can accommodate any desired values of the CMB observables (the scalar tilt n s and the tensor-to- scalar ratio r ), because the corresponding single-field (infla- ton) scalar potential is given by the derivative squared of that (arbitrary) real function. However, all models of Refs. [7, 8] have the vanishing vacuum energy after inflation, i.e. the vanishing cosmological constant, and the vanishing vac- 123

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Page 1: Gravitino and Polonyi production in supergravity

Eur. Phys. J. C (2018) 78:642https://doi.org/10.1140/epjc/s10052-018-6111-7

Regular Article - Theoretical Physics

Gravitino and Polonyi production in supergravity

Andrea Addazi1,a, Sergei V. Ketov2,3,4,5,b, Maxim Yu. Khlopov6,7,c

1 Department of Physics, Fudan University, 220 Handan Road, 200433 Shanghai, China2 Department of Physics, Tokyo Metropolitan University, Minami-ohsawa 1-1, Hachioji-shi, Tokyo 192-0397, Japan3 Research School for High Energy Physics, Tomsk Polytechnic University, 2a Lenin Ave, Tomsk 634050, Russia4 International Centre for Theoretical Physics and South American Institute for Fundamental Research, Rua Dr. Bento Teobaldo Ferraz, 271 Barra

Funda, Sao Paulo, CEP 01140-070, Brazil5 Kavli Institute for the Physics and Mathematics of the Universe (IPMU), The University of Tokyo, Chiba 277-8568, Japan6 Centre for Cosmoparticle Physics Cosmion, National Research Nuclear University MEPHI (Moscow Engineering Physics Institute), Kashirskoe

Sh., 31, Moscow 115409, Russia7 APC Laboratory 10, rue Alice Domon et Léonie Duquet, 75205 Paris, Cedex 13, France

Received: 2 March 2018 / Accepted: 27 July 2018 / Published online: 11 August 2018© The Author(s) 2018

Abstract We study production of gravitino and Polonyiparticles in the minimal Starobinsky-Polonyi N = 1 super-gravity with inflaton belonging to a massive vector super-multiplet. Our model has only one free parameter givenby the scale of spontaneous SUSY breaking triggered byPolonyi chiral superfield. The vector supermultiplet generi-cally enters the action non-minimally, via an arbitrary realfunction. This function is chosen to generate the inflatonscalar potential of the Starobinsky model. Our supergrav-ity model can be reformulated as an abelian supersymmetricgauge theory with the vector gauge superfield coupled to two(Higgs and Polonyi) chiral superfields interacting with super-gravity, where the U (1) gauge symmetry is spontaneouslybroken. We find that Polonyi and gravitino particles are effi-ciently produced during inflation, and estimate their massesand the reheating temperature. After inflation, perturbativedecay of inflaton also produces Polonyi particles that rapidlydecay into gravitinos. As a result, a coherent picture of infla-tion and dark matter emerges, where the abundance of pro-duced gravitinos after inflation fits the CMB constraints as aSuper Heavy Dark Matter (SHDM) candidate. Our scenarioavoids the notorous gravitino and Polonyi problems with theBig Bang Nucleosynthesis (BBN) and DM overproduction.

1 Introduction

The Planck data [1–3] of the Cosmic Microwave Background(CMB) radiation favors slow-roll single-large-field chaotic

a e-mail: [email protected] e-mail: [email protected] e-mail: [email protected]

inflation with an approximately flat plateau of the scalarpotential, driven by single inflaton (scalar) field. The simplestgeometrical realization of this description is provided by theStarobinsky model [4]. It strongly motivates us to connectthis class of inflationary models to particle physics theorybeyond the Standard Model (SM) of elementary particles. Areasonable way of theoretical realization of this program isvia embedding of the inflationary models into N = 1 super-gravity. It is also the first natural step towards unificationof inflation with the Supersymmetric Grand Unified Theo-ries (SGUTs) and string theory. Inflaton is expected to bemixed with other scalars, but this mixing has to be small.The inflationary model building in the supergravity litera-ture is usually based on an assumption that inflaton belongsto a chiral (scalar) supermultiplet, see e.g., the reviews [5,6]for details. However, inflaton can also belong to a massiveN = 1 vector multiplet instead of a chiral one. Since thereis only one real scalar in a massive N = 1 vector multiplet,there is no need of stabilization of its (scalar) superpartners,and the η-problem does not exist because the scalar poten-tial of a vector multiplet is given by the D-term instead ofthe F-term. The minimal supergravity models with infla-ton belonging to a massive vector multiplet were proposedin Refs. [7,8] by using the non-minimal self-coupling of avector multiplet, paramaterized by an arbitrary real function[9]. These models can accommodate any desired values ofthe CMB observables (the scalar tilt ns and the tensor-to-scalar ratio r ), because the corresponding single-field (infla-ton) scalar potential is given by the derivative squared ofthat (arbitrary) real function. However, all models of Refs.[7,8] have the vanishing vacuum energy after inflation, i.e.the vanishing cosmological constant, and the vanishing vac-

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uum expectation value (VEV) of the auxiliary fields, so thatsupersymmetry (SUSY) is restored after inflation and onlya Minkowski vacuum is allowed. A simple extension of themodels [7,8] was proposed in Refs. [10,11], where a Polonyi(chiral) superfield with a linear superpotential [12] was addedto the action, leading to a spontaneous SUSY breaking anda de-Sitter vacuum after inflation.

A successful theoretical embedding of inflation into super-gravity models is, clearly, a necessary but is not a sufficientcondition. Even when these models are well compatible withthe Planck constraints on the (r, ns), they still may (and often,do) lead to incompatibility with the (Hot and Cold) DarkMatter (DM) abundance and the Big Bang Nucleosynthesis(BBN). A typical issue is known as the gravitino problem:in order to not ruin the BBN, gravitinos must not decay inthe early thermal bath injecting hadrons or radiation duringthe BBN epoch [13–16]. As is well known, the BBN is verysensitive to initial conditions, while each extra hadron orradiation can radically jeopardize the BBN picture, leadingto disastrous incompatibility with cosmological and astro-physical data. In addition, the so-called Polonyi problem wasalso pointed out in the literature: Polonyi particles decay canalso jeopardize the success of the BBN [17–22]. Indeed, ageneric supergravity model predicts a disastrous overproduc-tion of gravitinos and/or Polonyi particles or neutralinos. Anyspecific predictions are model-dependent, because they arevery sensitive to the mass spectrum and the parameter rangeunder consideration. The mass pattern selects the leadingproduction mechanism or channel: either thermal (WIMP-like) production or/and non-thermal production sourced byinflation and decays of other heavier particles. The last chan-nel includes a possible (different) production mechanism dueto evaporating Primordial Black Holes (PBH’s) that may beformed in the early Universe [23–25]. Our minimal estima-tion of the probability of the mini-PBH’s formation at thelong dust-like preheating stage after inflation gives such alow value that the successive evaporation of the mini-PBH’sdoesn’t lead to a significant contribution to gravitino produc-tion (Sect. 3). However, if inflation ends by a first order phasetransition, the situation drastically changes, and copious pro-duction of mini-PBHs in bubble collisions [26,27] can leadto a huge gravitino overproduction, thus excluding the firstorder phase transition exit from inflation.

We consider the very specific, minimalistic and, hence,a bit oversimplified N = 1 supergravity model of infla-tion, with inflaton belonging to a massive vector multiplet.We demonstrate that our model avoids the overproductionand BBN problems, while it naturally accounts for the rightamount of cold DM. We assume both Polonyi field, triggeringa spontaneous SUSY breaking at high scales, and the mas-sive gravitino, produced during inflation, to be super-heavy,and call it the Super-Heavy Gravitino Dark Matter (SHGDM)scenario. A production of super-heavy scalars during infla-

tion was first studied in Refs. [28,29], whereas the gravitinoproduction sourced by inflation was considered in Refs. [30–32], though without specifying a particular model. In thispaper we apply the methods of Refs. [30–32] to the specificStarobinsky-Polonyi supergravity model proposed in Refs.[10,11]. The supersymmetric partners of known particles(beyond the ones present in the model) are assumed to beheavier than Polonyi and gravitino particles (in the context ofHigh-scale SUSY), also in order to overcome several techni-calities in our calculations. Some of the physical predictionsof our model are (i) the Polonyi mass is a bit higher thantwo times of the gravitino mass, and (ii) the inflaton mass isslightly higher than two Polonyi masses. This implies thatinflaton can decay into Polonyi particles that, in their turn,decay into a couple of gravitinos. We show that super-heavygravitinos produced from inflation and Polonyi decays canfit the cold DM abundance. The parameter spaces of infla-tion and cold DM are thus linked to each other in a coherentunifying picture.

Our paper is organized as follows. In Sect. 2 we reviewour model. In Sect. 3 we consider the gravitino and Polonyiparticle production mechanisms. Section 4 is our conclusionand outlook.

2 The model

In this Section we briefly review the inflationary model ofRefs. [10,11]. We use the natural units with the reducedPlanck mass MPl = 1.1

The model has two chiral superfields (�, H) and a realvector superfield V , all coupled to supergravity, and havingthe Lagrangian

L =∫

d2θ2E{

38 (DD − 8R)e− 1

3 (K+2J )

+ 14W

αWα + W(�)

}+ h.c., (1)

in terms of the chiral scalar curvature superfield R, the chi-ral density superfield E and the superspace covariant spinor

derivatives (Dα,D.α), a Kähler potential K = K (�, �)

and a superpotential W(�), the abelian (chiral) superfieldstrength Wα ≡ − 1

4 (DD − 8R)DαV , and a real functionJ = J (He2gV H) with the coupling constant g.

The Lagrangian (1) is invariant under the supersymmetricU (1) gauge transformations

H → H ′ = e−igZ H, H → H ′ = eigZ H , (2)

1 Our notation and conventions coincide with the standard ones in Ref.[33], including the spacetime signature (−,+,+,+). The N = 1 super-conformal calculus [8,9] after the superconformal gauge fixing is equiv-alent to the curved superspace description of N = 1 supergravity thatis used here.

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Eur. Phys. J. C (2018) 78 :642 Page 3 of 14 642

V → V ′ = V + i2 (Z − Z), (3)

whose gauge parameter Z itself is a chiral superfield.The chiral superfield H can be gauged away via the gauge

fixing of these transformations by a gauge condition H = 1.Then the Lagrangian (1) gets simplified to

L =∫

d2θ2E{

38 (DD − 8R)e− 1

3 (K+2J )

+ 14W

αWα + W}

+ h.c. (4)

After eliminating the auxiliary fields and moving from theinitial (Jordan) frame to the Einstein frame, the bosonic partof the Lagrangian (4) reads [10]2

e−1L = − 12 R − KAA∂m A∂m A − 1

4 FmnFmn

− 12 J

′′∂mC∂mC − 12 J

′′BmBm − V, (5)

with the scalar potential

V = g2

2 J ′2 + eK+2J[K−1

AA(WA + KAW)(W A + KAW)

−(

3 − 2J ′2

J ′′

)WW

], (6)

where we have used the supergravity (bosonic) field compo-nents defined by3

2E | = e, DD(2E)| = 4eM,

R| = − 16 M,

DDR| = − 13 R + 4

9 MM + 29bmb

m − 23 iDmb

m,

in terms of the vierbein determinant e ≡ deteam , the spacetimescalar curvature R, and the minimal set of the supergravityauxiliary fields given by the complex scalar M and the realvector bm . The matter (bosonic) field components are definedby

�| = A, DαDβ�| = −2εαβF,

DαDα�| = −2iσααm∂m A,

DDDD�| = 16�A + 323 iba∂

a A + 323 FM,

V | = C, DαDβV | = εαβ X,

DαDαV | = σααm(Bm − i∂mC),

DαWβ | ≡ − 1

4Dα(DD − 8R)DβV

= 12 σαα

mσ αβn(Dm∂nC + i Fmn) + δαβ(D + 1

2 �C),

DDDDV | = 163 bm(Bm − i∂mC) + 8�C − 16

3 MX + 8D,

in terms of the physical fields (A, C , Bm), the auxiliary fields(F , X , D) and the vector field strength Fmn = DmBn −Dn Bm .

2 The primes and capital latin subscripts denote the derivatives withrespect to the corresponding fields.3 The vertical bars denote the leading field components of the super-fields at θ = θ = 0.

When the function J is linear with respect to its argument(i.e. in the case of theminimal coupling of the vector multipletto supergravity), our results agree with the textbook [33]. Inthe absence of chiral matter, � = 0, our results also agreewith Refs. [8,9].4

As is clear from Eq. (5), the absence of ghosts requiresJ ′′(C) > 0, where the primes denote the differentiationswith respect to the given argument. In this paper, we restrictourselves to the Kähler potential and the superpotential ofthe Polonyi model [12]:

K = ��, W = μ(� + β), (7)

with the parameters μ and β. Unlike Ref. [34], we do notimpose the nilpotency condition �2 = 0, in order to keepmanifest (linear) supersymmetry of our original construction(1) and to avoid a concern about loosing unitary with thenilpotent superfields at high energies.

Then, on the one side, our model includes the single-field (C) inflationary model, whose D-type scalar potentialis given by

V (C) = g2

2 (J ′)2 (8)

in terms of an arbitrary function J (C), with the real inflatonfield C belonging to a massive vector supermultiplet. On theother hand, the Minkowski vacuum conditions (after infla-tion) can be easily satisfied when J ′ = 0, which implies [12]

〈A〉 = √3 − 1 and β = 2 − √

3. (9)

This solution describes a stable Minkowski vacuum withspontaneous SUSY breaking at arbitrary scale 〈F〉 = μ.The related gravitino mass is given by

m3/2 = μe2−√3+〈J 〉. (10)

There is also a massive (Polonyi) scalar of mass MA =2μe2−√

3 and a massless fermion in the physical spectrum.As regards early Universe phenomenology, our specific

model of Polonyi-Starobinsky (PS) supergravity has the fol-lowing theoretically appealing features:

• there is no need to “stabilize” the single-field inflation-ary trajectory against scalar superpartners of inflaton,because our inflaton is the only real scalar in a massivevector multiplet,

• any values of CMB observables ns and r are possible bychoosing the J -function,

• a spontaneous SUSY breaking after inflation takes placeat arbitrary scale μ,

4 Our J -function and the C-function of the inflaton field φ to be intro-duced below, differ by their signs from those used in Refs. [8,9].

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• there are only a few parameters relevant for inflationand SUSY breaking: the coupling constant g definingthe inflaton mass, g ∼ minf., the coupling constant μ

defining the scale of SUSY breaking, μ ∼ m3/2, andthe parameter β in the constant term of the superpoten-tial. Actually, the inflaton mass is constrained by CMBobservations as minf . ∼ O(10−6), while β is fixed by thevacuum solution, so that we have only one free parame-ter μ defining the scale of SUSY breaking in our model(before studying reheating and phenomenology).

The (inflaton) scalar potential associated with the Starobin-sky inflationary model of (R + R2) gravity arises when [8]

J (C) = 32 (C − lnC) (11)

that implies

J ′(C) = 32

(1 − C−1

)and J ′′(C) = 3

2

(C−2

)> 0.

(12)

According to (5), a canonical inflaton field φ (with the canon-ical kinetic term) is related to the field C by the field redefi-nition

C = exp(√

2/3φ)

. (13)

Therefore, we arrive at the (Starobinsky) scalar potential

VStar.(φ) = 9g2

8

(1 − e−√

2/3φ)2

with m2inf . = 9g2/2.

(14)

The full action (1) of this PS supergravity in curved super-space can be transformed into a supergravity extension of the(R + R2) gravity action by using the (inverse) duality pro-cedure described in Ref. [8]. However, the dual supergravitymodel is described by a complicated higher-derivative fieldtheory that is inconvenient for studying particle production.Actually, there is also the F-type scalar potential in PS super-gravity due to mixing of inflaton and Polonyi scalars, thatleads to instability of the Starobinsky inflation described bythe D-term alone. However, after adding a Fayet-Iliopoulos(FI) term [35] together with its supersymmetric completion[36] to the Lagrangian (1) and modifying the J -functionabove, the Starobinsky inflation can be restored, and theinflaton-Polonyi mixing can be suppressed [37]. The FI termdoes not affect the phenomenology discussed in this paper,as long as 〈J 〉 is negative and close to zero [37], as we alwaysassume.

Another nice feature of our model is that it can be rewrit-ten as a supersymmetric (abelian and non-minimal) gaugetheory coupled to supergravity in the presence of a Higgs

superfield H , resulting in the super-Higgs effect with simul-taneous spontaneous breaking of the gauge symmetry andsupersymmetry. Indeed, the U (1) gauge symmetry of theoriginal Lagrangian (1) allows us to choose a different (Wess-Zumino) supersymmertic gauge by “gauging away” the chi-ral and anti-chiral parts of the general superfield V via theappropriate choice of the superfield parameters Z and Z as

V | = DαDβV | = DαDβV | = 0,

DαDαV | = σααmBm,

DαWβ | = 1

4σααmσ αβn(2i Fmn) + δα

βD,

DDDDV | = 163 bm Bm + 8D.

Then the bosonic part of the Lagrangian in terms of the super-field components in Einstein frame, after elimination of theauxiliary fields and Weyl rescaling, reads [11]

e−1L = − 12 R − KAA∗∂m A∂m A − 1

4 FmnFmn

−2Jhh∂mh∂mh − 12 JV 2 BmB

m

+i Bm(JVh∂mh − JV h∂

mh) − V, (15)

where h, h are the Higgs field and its conjugate.The standard U (1) Higgs mechanism arises with the

canonical function J = 12he

2V h, where we have choseng = 1 for simplicity. As regards the Higgs sector, it leadsto

e−1LHiggs = −∂mh∂mh + i Bm(h∂mh − h∂mh)

−hhBm Bm − V. (16)

After changing the variables h and h as

h = 1√2 (ρ + ν)eiζ , h = 1√

2 (ρ + ν)e−iζ , (17)

where ρ is the (real) Higgs boson, ν ≡ 〈h〉 = 〈h〉 is the HiggsVEV, and ζ is the Goldstone boson, the unitary gauge fixingof h → h′ = e−iζ h and Bm → B ′

m = Bm + ∂mζ , leads tothe standard result [38]

e−1LHiggs = − 12∂mρ∂mρ − 1

2 (ρ + ν)2BmBm − V. (18)

The same result is also achieved by considering the super-Higgs mechanism where, in order to get rid of the Goldstonemode, one uses the super-gauge transformations (2) and (3),and defines the relevant field components of Z and i(Z − Z)

as

Z | = ζ + iξ, i2DαDα(Z − Z)| = σm

αα∂mζ. (19)

Examining the lowest components of the transformation (2),one can easily see that the real part of Z | cancels the Gold-stone mode of (17). Similarly, when applying the derivativesDα and Dα to (3) and taking their lowest components (then

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DαDαV | = σmααBm), one finds that the vector field “eats up”

the Goldstone mode as

B ′m = Bm + ∂mζ. (20)

The Minkowski vacuum after inflation can be easily liftedto a de Sitter vacuum (Dark Energy) in our model by thesimple modification of the Polonyi sector and its parametersas [11]

〈A〉 = (√

3 − 1) + 3 − 2√

3

3(√

3 − 1)δ + O(δ2),

β = (2 − √3) +

√3 − 3

6(√

3 − 1)δ + O(δ2). (21)

It leads to a small positive cosmological constant

V0 = μ2eα2δ = m2

3/2δ (22)

and the superpotential VEV

〈W〉 = μ(〈A〉 + β) = μ(a + b − 12δ), (23)

where a ≡ (√

3−1) and b ≡ (2−√3) is the SUSY breaking

vacuum solution to the Polonyi parameters in the absence ofa cosmological constant (see Ref. [39] also).

3 Gravitino and Polonyi production

In this Section, we consider the gravitino (ψμ) and Polonyi(A) particles production during inflation and after it. Weassume that all other (heavy) SUSY particles (not presentin our model) have masses larger than those of Polonyi andgravitino (High-scale SUSY), with gravitino as the LSP (thelightest superpartner of known particles) and as the cold DarkMatter (SHGDM).

There are several competitive sources of particle produc-tion in our model. First, gravitino and Polonyi particles can beproduced via Schwinger’s effect (out of vacuum) sourced byinflation. Since the mass of a Polonyi particle is higher thantwo gravitino masses (Sect. 2), the former is unstable, anddecays into two gravitinos, A → ψ3/2ψ3/2. Second, bothgravitino and Polonyi can be produced by inflaton decays,during oscillations of the inflaton field around its minimumafter inflation. A competition between the gravitino/Polonyicreation during inflation and their production by inflatondecays is known to be very sensitive to the mass hierarchy.It is, therefore, very instructive to study them in our model(Sect. 2) that is minimalistic and highly constrained.

Since the exact equations of motion in our model (Sect. 2)are very complicated, in this Section we take them only in theleading order with respect to the inverse Planck mass. Let us

begin with Polonyi and gravitino production during inflationby ignoring for a moment their couplings to inflaton. Theeffective action of the Polonyi field in the FLRW backgroundreads

I [A] =∫

dt∫

d3xa3

2

×(A2 − 1

a2 (∇A)2 − M2A A

2 − ζ RA2)

, (24)

where the non-minimal coupling constant (of Polonyi fieldto gravity) is ζ = 1 in our case (Sect. 2), A is the Polonyifield, a is the FLRW scale factor, MA is the Polonyi mass,and R is the Ricci scalar.

A mode expansion of the Polonyi field in terms of theconformal time coordinate η reads

A(x) =∫

d3k(2π)−3/2a−1(η)

×[bkhk(η)eik·x + b†

kh∗k(η)e−ik·x] , (25)

where b, b† are the (standard) creation/annihilation opera-tors, and the coefficient functions h, h+ are properly nor-malized as

hkh′∗k − h′

kh∗k = i. (26)

It follows from Eqs. (24) and (25) that the equations ofmotion of the modes are given by

h′′k (η)+ω2

k (η)hk(η) = 0, where ω2k = k2+M2

Aa2+5

a′′

a,

(27)

and we have defined h′′ = d2h/dη2 with respect to theconformal time η. For our purposes, it is convenient torescale Eq. (27) by some reference constants a(η∗) ≡ a∗and H(η∗) = H∗ to be specified later, and rewrite it as

h′′k(η) + (k2 + b2a2)hk(η) = 0 , (28)

in terms of the rescaled quantities

η = ηa∗H∗, a = a/a∗, k = k/(H∗a∗).

Similarly, the gravitino field is governed by the massiveRarita–Schwinger action

I [ψ] =∫

d4x e ψσRσ {ψ} , (29)

in terms of the gravitino field strength

Rσ {ψ} = iγ σνρDνψρ + m3/2γσνψν (30)

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and the supercovariant derivative

Dμψν = ∂μψν + 14ωμabγ

abψν − �ρμνψρ , (31)

by using the notation γ μ1...μn = γ [μ1 . . . γ μn ] with unitweight of the antisymmetrization. The supergravity torsion isof the second order with respect to the inverse Planck mass,so that it can be ignored. The �

ρμν can be represented by the

symmetric Christoffel symbols, but they are cancelled fromthe action (29).

The gravitino equation of motion now reads

(i /D − m3/2)ψμ − (iDμ + m3/2

2 γμ

)γ · ψ = 0. (32)

In the flat FLRW background, Eq. (32) becomes

iγmn∂mψn = −(m3/2 + i

a′

aγ 0

)γm∂mψ , (33)

where we have

eaμ = a(η)δaμ, m3/2 = m3/2(η), ωμab = 2aa−1eμ[ae0b].(34)

A solution to Eq. (33) for the helicity 3/2 modes reads

ψμ(x) =∫

d3p(2π)−3(2p0)−1

∑λ

{eik·xbμ(η, λ)akλ(η)

+e−ik·xbCμ(η, λ)a†kλ(η)}. (35)

We find that the equations of motion for the 3/2-helicitygravitino modes have the same form as that of Eq. (27),namely,

b′′μ(η, λ) + C(k, a)b′

μ(η, λ) + ω2(k, a)bμ(η, λ) = 0, (36)

C(k, a)b′μ(η, λ) = −2iγ νi kiγνη∂

ηbμ

−2γν(m3/2 + i a′a γ 0)iγ νη∂ηbμ , (37)

ω2(k, a)/2 = k2 + m23/2 + 2i a

′a γ 0m3/2 −

(a′a

)2. (38)

It is customary to write them down (similarly to the wellknown relation between Dirac and Klein-Gordon equations)as

Pν Pνbμ(η, λ) = 0, (39)

where, in our case, we have

Pν = iγ νη∂η − γ νi ki −(m3/2 + i a

′a γ 0

)γ ν = 0. (40)

Equation (36) can be rescaled in the same way as Eq. (28).Interactions of gravitino with matter fields can be described

in terms of the effective gravitino mass M3/2 that is a func-tion of matter fields in the Rarita–Schwinger equation, with

m3/2 = ⟨M3/2

⟩. In our model with the matter given by infla-

ton and Polonyi scalars (Sect. 2), we find

M3/2(φ, A) = μM−1Pl exp

[(1/

√6)M−1

Pl φ

+M−2Pl (

¯AA + α¯A + α A + α2)

]( A + α + β),

(41)

where α ≡ 〈A〉 and A = α + A, in terms of inflaton field φ

and Polonyi scalar A with⟨A⟩= 0, and we have restored the

dependence upon Planck mass.In order to obtain the number density of produced parti-

cles, we perform a Bogoliubov transformation,

hη1k (η) = αkh

η0k (η) + βkh

∗η0k (η) . (42)

This transformation is supposed to be done from the vacuumsolution with the boundary condition η = ηin , correspond-ing to the initial time of inflation, to the final time η = η f

when particles are no longer created from inflation. Since wehave a′/a2 � 1 and ba/k � 1, we can take the extremes asηin = −∞ and η f = +∞ in the semiclassical approxima-tion. Given such boundary conditions, the energy density ofPolonyi particles produced during inflation is given by

ρA(η) = MAnA(η) = MAH3in f

(1

a(η)

)3

PA, (43)

where we have used the standard notation

PA = 1

2π2

∫ ∞

0dkk2|βk |2. (44)

Similar equations are valid for gravitino, with the power spec-trum

Pψ = 1

2π2

∫ ∞

0dkk2|bμb

Cμ|. (45)

Some comments are in order.(i) Technical details about the power spectrum and our

estimate of the normalized value of PA to be of the orderexp

[−O(1)MA/Hin f]

are given in Appendix.(ii) Our proposal about Polonyi particles produced during

inflation reads

�Ah2 �Rh

2(Treh

T0

)8π

3

(MA

MPl

)nA(t f )

MPl H2(t f ), (46)

where MA is the Polonyi mass, �Rh2 4.31 × 10−5 is thefraction of critical energy density that is in radiation today,�Ah2 is fraction of the critical energy density of producedPolonyi fields (and a similar estimate for gravitino). Though

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we do not have a rigorous proof of Eq. (46), it can be arguedby starting from

ρA(t0)

ρR(t0)= ρA(treh)

ρR(treh)

(Treh

T0

), (47)

where ρR is the energy density of radiation, ρA is the Polonyienergy density, Treh and T0 are the temperature of the Uni-verse at reheating time treh and today t0, respectively. Assum-ing that Polonyi particles are produced after the de Sitterphase te, when the transition to the coherent oscillation phasebegins, the inflaton and Polonyi energy densities will be red-shifted with almost the same rate. This scaling holds until thereheating stage finishes and the radiation dominated epochbegins. Assuming that most of the energy density is convertedinto radiation contribution with

ρR ρc = 3H2M2Pl

8π, (48)

we obtain

ρA(treh)

ρR(treh) 8π

3

ρA(te)

M2Pl H

2(te), (49)

where H(te) is the Hubble parameter at a fixed time t = te.Then Eq. (46) follows from Eq. (49).

(iii) According to Eq. (43), relating Hubble scale, Polonyimass and the desiderata Polonyi energy-density, there isabout 8th-orders-of-magnitude suppression of the energy-density. According to (i), the normalized power spectrumPA cannot provide such suppression with our values forMA and Hin f . However, it comes from the dilution factor(a)−3 = (a f /ai )−3 in Eq. (43).

Our semi-analytical estimations for Eq. (43) indicate thatalmost all Polonyi particles are produced in an excursion ofthe inflaton field around φe ≡ φ(te) with �φ 0.2. Thevalue of the dilution factor can be estimated from

(a(t f )/a(ti ))−3 = exp

[−24π

∫ φi

φ f

dφ V−1(φ)V,φ(φ)

]

= exp(−��), (50)

where we have defined �� = �(φ(ti ))−�(φ(t f )), havingin mind that φ(ti ) > φ(t f ) and

�(φ) = 48π√

2/3e−√2φ/3(1 − e−√

2φ/3)−1 . (51)

After integrating over the effective particle production region�φ, we find �� = 18.2, i.e.

(a(t f )/a(ti ))−3 exp(−18.2) 10−8, (52)

leading to the correct CDM amount.

The a(t f ) refers to a cosmological time t f close to reheat-ing. The cosmological time ti when particle production effec-tively started (and checked by our numerical simulations) isnot far from the ti because the inflaton field has an excur-sion of merely �� = �(ti ) − �(t f ) 20 that is pro-portional to �t = t f − ti . But the relation between a(t)and the cosmological time t is exponential. This is the ori-gin of the very large exponential suppression (by the 8thorders) between a f and ai despite of the fact that the effec-tive time of particle production is very short. From the phys-ical point of view, particles produced during t f are dilutedwith the factor exponentially larger then a(ti ). Our resultsare in agreement with the standard expectations [60] thatparticle production is most efficient towards the end of infla-tion.

(iv) To get the masses MA and m3/2 ≡ mψ in a differentway, we have to add a few more assumptions about details ofreheating. Since our SHGDM scenario is based on Starobin-sky inflation, all cosmological parameters can be fixed mod-ulo the e-foldings number Ne that is between 50 and 60 forcompatibility with CMB observations. This also allows us toestimate the error margin for the masses in question at about20%.

Let us take Ne = 55 as the best fitting (reference) point[6,61]. This leads to the following set of the cosmological(inflation) parameters [62]:

ns = 0.964, r = 0.004, min f = 3.2 · 1013 GeV,

Hin f = πMP√Pg/2 = 1.4 · 1014 GeV, (53)

where MP = 2.44·1018 GeV is the reduced Planck mass, andPg stands for tensor perturbations. In our SHGDM scenario,well below the inflaton mass scale, the low-energy theoryis given by the Standard Model (SM) that has the effectivenumber of d.o.f. as g∗ = 106.75. Then, it is reasonable toassume that all the SM particles were generated by pertur-bative inflaton decay, whose reheating temperature is wellknown in Starobinsky inflation [6,63,64],

Treh =(

90

π2g∗

)1/4 √�tot MP = 3 · 109 GeV . (54)

This value is also consistent with the successful leptogenesisscenario of Ref. [65] based on the see-saw type-I mechanism,that requires the reheating temperature to be higher than 1.4×109 GeV.

On the other hand, the reheating temperature for heavygravitino is given by [66,67]

Treh = 1.5 · 108 GeV

(80

g∗

)1/4 ( m3/2

1012 GeV

)3/2. (55)

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642 Page 8 of 14 Eur. Phys. J. C (2018) 78 :642

0.10 0.50 1 5 10M/Hi

0.01

0.10

1

10

h2

Fig. 1 Numerical simulations of the produced gravitino mass density(normalized) as a function of the Polonyi mass parameter are displayedin blue, in the parameter range compatible with inflation, reheatingand leptogenesis (at the reference point Ne = 55): ns = 0.964,r = 0.004, min f = 3.2 · 1013 GeV, Hin f = 1.4 · 1014 GeV, and

Treh = 3 · 109 GeV. The right amount of cold DM: �3/2h2 =�DMh2 = 0.11 (in orange) is generated when the Polonyi mass isMA ≈ 2m3/2 = (1.54 ± 0.2) × 1013 GeV that is compatible withthe Polonyi mass inferred from Starobinsky inflation and reheating inEq. (56) below

Combining Eqs. (54) and (55), we arrive at the gravitino andPolonyi masses

m3/2 = (7.7 ± 0.8) · 1012 GeV and

MA = 2e−〈J 〉m3/2 ≈ 2m3/2. (56)

These masses are compatible with the correct abundance ofcold DM, according to our numerical estimates in Fig. 1, thatlends further support towards our conjecture in Eq. (46).

(v) The decay rate of Polonyi particle into two gravitinosis given by [40,41]

�(A → ψ3/2ψ3/2) 3

288πM3

A/m23/2 2.6 × 10−2m3/2.

(57)

This channel is a direct consequence of the gravitino massgeneration mechanism from the non-vanishing Polonyi vac-uum expectation value. In addition, it implies that Polonyiparticles rapidly decay into gravitinos. Moreover, since wehave m3/2 = 7.7 · 1012 GeV, it implies � � Hin f . Thismeans that the decay time scale is much larger then the pro-duction time during inflation, i.e. τA→ψ3/2ψ3/2 � τin f lation .As a consequence, the decays of Polonyi particles into grav-itinos are subleading and negligible during inflation. There-fore, gravitino and Polonyi particles are independently cre-ated during inflation. After the reheating, Polonyi particleswill completely decay into gravitinos (see below). In partic-ular, the Polonyi number density nS gets transformed into acontribution to the gravitino number density �n� = 2nA.Since the Polonyi mass is about two times of the gravitino

mass, the Polonyi energy density before its decays is com-pletely converted into gravitinos, i.e. (��ψ)h2 = �Sh2.

In Fig. 1 we show a numerical simulation of the producedgravitino mass density as a function of the Polonyi mass.5

The spectrum is composed of two contributions: (a) thePolonyi energy-density spectrum produced during inflation,converted into gravitinos after reheating; and (b) the energy-density spectrum of gravitinos produced during inflation.The first contribution largely dominates over the second one.Intriguingly, the Polonyi and gravitino masses inferred frominflation, reheating and leptogenesis bounds are well com-patible with the correct amount of CDM.

Next, let us consider the gravitino and Polonyi produc-tion from inflaton decays. As regards gravitino, its couplingto inflaton arises from the Weyl rescaling of vierbein in thegravitino action. The gravitino kinetic term does not con-tribute because of conformal flatness of the FLRW universe,so that the only source of gravitino production is given bythe gravitino mass term6

Lmass = − 12e

Gtot/2ψμγ μνψν , (58)

5 We chose the lower (on the left) intersection point in Fig. 1 because thehigher (on the right) intersection point leads to the heavy Polonyi particlebecoming a spectator during inflation and reheating that is inconsistentwith our approach.6 Similarly, we can ignore the massless fermion present in the spec-trum of our model because the expansion of (conformally flat) FLRWuniverse does not lead to perturbative production of massless particles.

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where the G tot in our model is given by

G tot = K + ln |W |2 + 2J , (59)

and the gravitino mass is by m3/2 = ⟨eGtot/2

⟩. The mass term

in the form (58) also shows the Polonyi and inflaton couplingsto gravitino.

The perturbative decay rate of inflaton φ into a pair ofgravitino is given by [43]

�φ→ψ3/2ψ3/2 =∣∣Gφ

∣∣2

288π

m5inf

m23/2M

2Pl

. (60)

In our case, the factor Gφ vanishes at the minimum of theinflaton scalar potential (14), because the inflaton VEV alsovanishes. So, the perturbative production of gravitino frominflaton decays is suppressed. One may also wonder about anon-perturbative gravitino production from inflaton decays,as was studied e.g., in Refs. [44,45]. However, unlike theusual Yukawa couplings, the coupling of gravitino to infla-ton in our model is given by the exponential factor in (58)that never vanishes. Hence, the gravitino production due toinflaton decays can be ignored in our model.

The situation is different with the Polonyi production dueto inflaton decays. Inflaton is heavier than Polonyi particleby the factor of two approximately, according to Eqs. (53)and (56). The perturbative decay rate of inflaton into a pairof Polonyi scalars is (see e.g., Ref. [6] for a review)

�φ→AA = 1

192π

m3inf

M2Pl

. (61)

One may expect that the non-perturbative pre-heating in thiscase can be significantly more efficient due to a broad para-metric resonance [46] that is a rather generic feature for cou-pled scalars. Indeed, in our model, inflaton is mixed withPolonyi field via the scalar potential (6). An expansion ofthe scalar potential (6) with the J -finction given by Eq. (11),with respect to both scalar fields φ and A, gives rise to thequartic interacion term

Lφφ→AA = λφ2 AA , (62)

whose dimensionless coupling constant λ does not vanish. Itimplies that the broad parametric resonance can happen inour model along the lines of Ref. [46], while it could lead tothe enhancement of the perturbative production of Polonyiparticles up to the factor of O(105) – see. e.g., Ref. [47] forthe example of numerical calculations. However, our directcalculation yields

λ = 10e7−2√

3 μ2

M2Pl

, (63)

so that the coupling constant λ is of the order O(10−7) orless in our model, and this value fully compensates any pos-

sible enhancement of the Polonyi production by the broadparametric resonance. In short, the Polonyi production frominflaton decays is just perturbative in our case. The Polonyiparticles produced in this channel quickly decay into graviti-nos, with the perturbative decay rate (57) implying that thegravitino production from inflaton decays is sub-leading withrespect to Schwinger’s effect shown in Fig. 1. The formerchannel would be kinematically suppressed if the Polonyimass were higher than half of the inflaton mass, becausethen the inflaton two-particle decay into two Polonyi parti-cles would be forbidden.

(vi) To the end of this Section, we note that the pre-heatingstage with the dust-like equation of state p = 0, started atthe end of inflation at ti ∼ 1/H and finished in the period ofreheating at t f ∼ MPl/T 2

reh, is sufficiently long to provide thegrowth of density fluctuations and the formation of nonlinearstructures of gravitationally bounded systems. In particular,the Primordial Black Holes (PBHs) may be formed at thisstage. Later on, the PBHs can be evaporating and convertingabout 1/N (1g/M) of their masses to gravitinos, where N isthe number of evaporated species with account of their statis-tical weight, and M is the PBH mass. Here we have taken intoaccount that at M ≤ 1g the temperature of Hawking evapo-ration is Tev ≥ 1013 GeV, so that the fraction of evaporatedgravitino is determined by the ratio of their statistic weightto the statistic weight of all evaporated species. During thepre-heating stage at ti ≤ t ≤ t f , the gravitationally boundedsystems are formed in the mass range

Mo ≤ M ≤ Mmax , (64)

where

Mo = M2Pl/Hin f (65)

is the mass within the cosmological horizon at the beginningof pre-heating, and

Mmax = δ3/2M2Pl t f (66)

is the mass of the gravitationally bounded systems formedat the end of pre-heating. Here δ is the amplitude of densityfluctuations.

According to Ref. [23], the minimal estimation of theprobability of the PBH formation at this stage is determinedby consideration of their direct collapse in the black holeswith the special symmetric and homogeneous gravitation-ally bound configurations [48], and is given by ∼ δ13/2 [49].For δ ≈ 10−5, the estimated fraction of the total density atthe end of pre-heating stage β, corresponding to the PBH inthe range (64) is of the order of

β < 10−32. (67)

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Hence, the contribution of gravitino produced in the evapo-ration of these black holes is negligible at the beginning ofthe matter dominated stage with Tmd = 1 eV as

�g <Treh

Tmd

1

Nβ < 10−17, (68)

where we have also used N ∼ 103. A formation of blackholes in the course of evolution of the gravitationally boundedsystems formed during the pre-heating stage can significantlyincrease the value of β, though addressing the problem ofevolution of the gravitationally bounded systems of scalarfields deserves a separate study.

The situation drastically changes when inflation ends bya first order phase transition when bubble collisions lead tocopious production of black holes at β ∼ 0.1 with the mass(65) [26,27]. Evaporation of these PBHs leads to a fractionof the total density by the end of pre-heating of the order10−4 in the form of gravitino, and it results in the gravitinodominated stage at T ∼ 10−4Treh ∼ 105 GeV. This hugegravitino overproduction excludes a possibility of the firstorder phase transition by the end of inflation. This is impos-sible in the single-field inflation, also by considering an extraaxion-like field and extra moduli decoupled during the slow-roll epoch. The inflaton in our model has the characteristicStarobinsky potential that, as is well known, does not lead toany violent phase transition after inflation. The Polonyi fielddoes not alter this situation. However, in a more general case,in which other scalar and pseudo-scalar fields enter the slow-roll dynamics, these extra fields can have scalar potentialsending in false minima during the reheating. In such case,the tunnelling from the false minima to the true minima caninduce bubbles in the early Universe, catalising an efficientformation of PBHs. These issues deserve a more detailedinvestigation beyond the scope of our paper.

4 Conclusion and outlook

In this paper we studied the gravitino production in the con-text of Starobinsky-Polonyi N = 1 supergravity with theinflaton field belonging to a massive vector multiplet, and themass hierarchy minf > 2MA > 4m3/2 close to the bounds(by the order of magnitude). On the one hand, we foundthe regions in the parameter space where the gravitino andPolonyi problems are avoided, and super heavy gravitinos canaccount for the correct amount of Cold Dark Matter (CDM).The dominating channel of gravitino production is due todecays of Polonyi particles, in turn, produced during infla-tion. On the other hand, we found that direct production ofgravitinos during inflation is a subleading process that doesnot significantly change our estimates.

Intriguingly, our results imply that the parameter spaces ofcold DM and inflation can be linked to each other, into a nat-

ural unifying picture. This emerging DM picture suggests aphenomenology in ultra high energy cosmic rays. For exam-ple, super heavy Polonyi particles can decay into the SMparticles as secondaries in top-bottom decay processes. Cos-mological high energy neutrinos from primary and secondarychannels may be detected in IceCube and ANTARES exper-iments. A numerical investigation of these channels deservesfurther investigations, beyond the purposes of this paper.

Our scenario offers a link to the realistic SupersymmetricGrand Unified Theories (SGUTs) coupled to supergravity.The super-Higgs effect considered in Sect. 2 is associatedwith the U (1) gauge-invariant supersymmetric field theory.This U (1) can be naturally embedded into a SGUT with anon-simple gauge group. The Starobinsky inflationary scale,defined by eitherminf or Hinf is by three or two orders of mag-nitude lower, respectively, than the SGUT scale of 1016 GeV.The SGUTs with the simple gauge group SU (5), SO(10) orE6 are well motivated beyond the Standard Model. How-ever, the SGUTs originating from the heterotic string com-pactifications on Calabi-Yau spaces usually come with oneor more extra U (1) gauge factors as e.g., in the followinggauge symmetry breaking patterns: E6 → SO(10) ×U (1),SO(10) → SU (5)×U (1), the “flipped” SU (5)×UX (1) andso on (see e.g., Ref. [50] for more). Alternatively, SGUTs canbe obtained in the low energy limit of intersecting D-branesin type IIA or IIB closed string theories. Also in this context,extra U (1) factors in the gauge group are unavoidable. Forinstance, the “flipped” SU (5)×UX (1) from the intersectingD-brane models was studied in Refs. [51–54].

We propose to identify one of the extra U (1) gauge (vec-tor) multiplets with the inflaton vector multiplet consideredhere. This picture would be very appealing because it unifiesSGUT, inflation and DM. Moreover, the extra U (1) gaugefactor in the SGUT gauge group may also stabilize protonand get rid of monopoles, domain walls and other topologi-cal defects [55].

Our scenario also allows us to accommodate a positivecosmological constant, i.e. to include dark energy (see theend of Sect. 2) too. Further physical applications of our super-gravity model for inflation and DM to SGUTs and reheatingare very sensitive to interactions between the supergravitysector and the SGUT fields. Demanding consistency of thefull picture including SGUT, DM and inflation may leadto further constraints. For instance, a matter field must beweakly coupled to inflaton – less then 10−3 – in order to pre-serve the almost flat plateau of the inflaton scalar potential.Among the other relevant issues, the Yukawa coupling ofinflaton to a Right-Handed (RH) neutrino is very much con-nected to the leptogenesis issue. Inflaton can also decay intoRH-neutrinos, in turn, decaying into SM visible particles. Ofcourse, these remarks are very generic and have low predic-tive power, being highly model-dependent. But they motivateus for a possible derivation of our supergravity model from

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superstrings – see e.g., Ref. [50] for the previous attemptsalong these lines.

Another opportunity can be based on Refs. [56,57], byadapting the Pati-Salam model to become predictive in theneutrino mass sector and be accountable for leptogenesis insupergravity, as was suggested in Ref. [30]. Then one cangenerate a highly degenerate mass spectrum of RH neutri-nos, close to 109 GeV, i.e. four orders smaller than the infla-ton mass. In this approach an extra U (1) is necessary forconsistency, while it can be related to the Higgs sector insupergravity.

It is worth mentioning that our hidden sector includes onlyinflaton and Polonyi, and it may have to be extended. Thescale invariance of the (single-field) Starobinsky inflationis already broken by the mixing of inflaton with Polonyiscalar, while its breaking is necessary for a formation ofmini-PBHs during inflation. The physical consequences ofthe inflaton-Polonyi mixing demand a more detailed investi-gation, beyond the scope of this paper.

Our scenario can be reconsidered in the general frame-work of Split-SUSY and High-scale SUSY, by questioningits compatibility with the SM and the known Higgs massvalue of 125.5 GeV in particular, e.g., along the lines of thecomprehensive study in Ref. [58]. 7 Then the “unificationhelp” from SUSY to GUT scenarios could be implementedin our model. In this case, several new decay channels areopened and new parameters enter. In particular, there is ascenario in which the Higgsino at 1−100 TeV scale is envis-aged, with intriguing implications for future colliders. In suchcase, produced gravitinos can decay into Higgsinos that (inthe form of neutralinos) could provide another candidate forDark Matter. However, there also exist contributions fromthermal production that may affect the Higgsino production.Actually, the upper bound on the scale of Split-SUSY, accord-ing to Fig. 3 of Ref. [58], is given by 108 GeV that alreadyexcludes compatibility of Split-SUSY with our scenario thatrequires a higher SUSY. In the case of High-scale SUSY, theupper bound in Fig. 3 of Ref. [58] is given by 1012 GeV for aconsiderable part of the parameter space, so that this boundis again too low for our model. However, it is still possibleto go beyond that bound in the case of High-scale SUSY, asis shown in Fig. 5 of Ref. [58], so that our SHGDM scenariois still allowed. A more detailed study of the compatibilityof our scenario with the SM deserves further investigation,beyond the scope of this paper.

Acknowledgements S.V.K. was supported by a Grant-in-Aid of theJapanese Society for Promotion of Science (JSPS) under No. 26400252,the Competitiveness Enhancement Program of Tomsk Polytechnic Uni-

7 Our scenario is apparently incompatible with Low- or Intermediate-scale SUSY that imply a significantly lower gravitino mass and a sub-stantial inflaton decay rate into gravitino pairs, see e.g., Ref. [59] fordetails.

versity in Russia, and the World Premier International Research CenterInitiative (WPI Initiative), MEXT, Japan. S.V.K. would like to thank aFAPESP Grant 2016/01343-7 for supporting his visit in August 2017to ICTP-SAIFR in Sao Paulo, Brazil, where part of this work was done.The work by M.K. was supported by Russian Science Foundation andfulfilled in the framework of MEPhI Academic Excellence Project (con-tract 02.a03.21.0005, 27.08.2013). The authors are grateful to Y. Ald-abergenov, A. Marciano, K. Hamaguchi, A. Kehagias, K. Kohri, A. A.Starobinsky and T. Terada for discussions and correspondence.

Open Access This article is distributed under the terms of the CreativeCommons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution,and reproduction in any medium, provided you give appropriate creditto the original author(s) and the source, provide a link to the CreativeCommons license, and indicate if changes were made.Funded by SCOAP3.

Appendix: the power spectrum of Polonyi and gravitinoemissions

Below we provide some technical details about our calcula-tion of the power spectrum of Polonyi and gravitino emis-sions, based on finding a numerical solution to Eq. (27) inthe framework of adiabatic theory [68–70].

A change of variables from hk in Eq. (25) to Wk as

hk = (√

2Wk)−1exp

(−i

∫ η

Wk(η′)dη′

), (69)

and plugging this into Eq. (25) yield

W 2k = w2

k −[W ′′

k /2Wk − 34

(W ′

k/Wk)2

], (70)

where ′ = ∂/∂η denotes the derivative with respect to theconformal time.

Applying the Bogoliubov transformation to hk leads tothe following relation among Wk and β:

|βk(η1, η0)|2 = (4W η0k W η1

k )−1{(ζ ′k

η0 − ζ ′k

η)2

+(W η0k − W η1

k )2} , (71)

where

ζ′ ηk = W ′

kη/2W η

k . (72)

The adiabatic approximation consists of considering thebackground metric to be slowly changing in time, so that thetime variation can be treated by introducing a small parameterε via the substitution ∂/∂η → ε∂/∂η (this approximation canbe reasonably applied during inflation),

W = W (0) + ε2W (2) + ε4W(4) + · · · , (73)

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where the label (n) = (0), (2), (4), . . . denotes the adiabaticorder expansion. The numerical problem can be solved bydefining the iterative map as follows:

M[Wnk ] =

√w2k − 1

2

[W ′′(n)

k /W (n)k − 3

2

(W ′(n)

k /W (n)k

)2].

(74)

This map raises the adiabatic order as

W (n+2)k = M[W (n)

k ], W (0)k = wk . (75)

A few leading terms of the adiabatic order expansion canbe straightforwardly calculated, with the following results:

W (0) = w, W (2) = 3w′2/8w3 − w′′/4w2,

W (4) = −k1(w′)4/w7 + k2(w

′)2w′′/w6 − k3(w′′)2/w5

−k4w′w′′′/w5 + k5w

′′′/w4, (76)

where k1 = 297/128, k2 = 99/32, k3 = 13/32, k4 = 5/8and k5 = 1/16. The j-th adiabatic order reads

h( j)k = (1/

√2W j

k ) exp

(−i

∫ η

W ( j)k (η′)dη′

), (77)

where the adiabatic vacuum state of the j-th order is definedby specifying the boundary conditions at a fixed value η∗ ofη as

hk(η∗) = h( j)

k (η∗), h′k(η

∗) = h′( j)k (η∗). (78)

A similar iterative procedure can be applied to gravitinoalso. The bμ modes can be decomposed into two vector-spinor fields,

bkμ = (hIkuαμ, hI I

k uα†

μ )T , (79)

where u is a vector-spinor of spin 3/2, while hI,I I has thestructure similar to that of Eq. (69) in terms of other functionsW±. The equations of motion for W± are very complicated,

[−W 3/2± + 3W ′2± /(4W 5/2

± ) − W ′′±/(2W 3/2± )]

−i(γ μγ i + γ iγ μ)ki (γνγ0 + γ0γν)

×[√W± − W ′±/2W 3/2± ]/2

−2γν(m3/2 + i a′a γ 0)i(γνγ0 + γ0γν)

×[√W± − W ′±/2W 3/2± ]

+(k2 + m23/2 + 2i a

′a γ 0m3/2)(2W±)−1/2,

[−W 3/2− + 3W ′2− /(4W 5/2

− ) − W ′′−/(2W 3/2− )]

+i(σμσi + σiσμ)ki (σνσ 0 + σ 0σν)

×[√W− − W ′−/2W 3/2− ]/2

−2σν(m3/2 + i a′a σ0)i(σ

νσ 0 + σ 0σν)

×[√W− − W ′−/2W 3/2− ]

+(k2 + m23/2 + 2i a

′a σ 0m3/2)(2W−)−1/2,

×[−W 3/2+ + 3W ′2+ /(4W 5/2

+ ) − W ′′+/(2W 3/2+ )]

−i(σμσ i + σ i σ μ)ki (σνσ0 + σ0σν)

×[√W+ − W ′+/2W 3/2+ ]/2

−2σν(m3/2 + i a′a σ 0)i(σνσ0 + σ0σν)

×[√W+ − W ′+/2W 3/2+ ]

+(k2 + m23/2 + 2i a

′a γ 0m3/2)(2W+)−1/2, (80)

where we have used the notation σ = (I,−σi ) and σ =(I, σi ).

One arrives at the following gravitino spectrum:

|bkμ(η1)bCμk (η0)| = (4W η0

k − W η1k +)−1

{(ζ ′η0k − − ζ

′η1k +)2 + (W η0

k − − W η1k +)2}, (81)

with a similar equation for Polonyi fields. Plugging in theadiabatic solutions for β’s and b’s into the above equationsleads to the final power spectra, though only numerically.

Our numerical results can be compared with the semi-analytical results of Ref. [71], where the steepest descentmethod of integration was used, leading to the crude estimate

|βk |2 exp[−4MA(H2

i + Ri/6)−1/2)], (82)

where Hi and Ri are the Hubble parameter and the Ricciscalar during inflation. Inserting Ri = 6(a/a + H2

i ) H2i ,

Hi = 1.4 × 1014 GeV and MA = 1.5 × 1013 GeV into (82)yields |βk |2 0.67, in basic agreement with our numeri-cal results. It is worth noticing that, according to Ref. [71],Eq. (82) is subject to O(k/MA) corrections.

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