Upload
dangduong
View
215
Download
0
Embed Size (px)
Citation preview
HANDBOOK ON INTERNATIONAL COMMERCIAL ARBITRATION
Second Edition
Peter Ashford
JURIS
Questions About This Publication
For assistance with shipments, billing or other customer service matters, please call our Customer Services Department at:
1-631-350-2100
To obtain a copy of this book, call our Sales Department:
1-631-351-5430
Fax: 1-631-351-5712
Toll Free Order Line:
1-800-887-4064 (United States & Canada)
See our web page about this book: www.arbitrationlaw.com
COPYRIGHT 2014 JurisNet, LLC
All Rights Reserved
Printed in the United States of America ISBN 978-1-937518-32-5
JurisNet, LLC 71 New Street
Huntington, New York 11743 USA
www.arbitrationlaw.com
vii
TABLE OF CONTENTS
About the Author .................................................................................... xv
Preface .................................................................................................. xvii
Chapter 1 What Claims May Be Arbitrated .............................................................. 1
Chapter 2 Separability ............................................................................................... 5
Chapter 3 The Proper Law and the Seat .................................................................. 15
Chapter 4 Conditions Precedent to a Reference ...................................................... 41
Chapter 5 Representation ........................................................................................ 53
Chapter 6 Getting Started ........................................................................................ 55
Chapter 7 Emergency Arbitrators ............................................................................ 59
Chapter 8 Parties ..................................................................................................... 75
Chapter 9 Insolvency ............................................................................................... 85
Chapter 10 Arbitral Independence ............................................................................. 93
Chapter 11 Counsel, Particular Conflict Issues and Ethics ..................................... 109
Chapter 12 Duties and Obligations of the Tribunal ................................................. 127
Chapter 13 Preliminary Meeting ............................................................................. 133
HANDBOOK ON INTERNATIONAL COMMERCIAL ARBITRATION
viii
Chapter 14 Terms of Reference and Lists of Issues ................................................ 141
Chapter 15 Secretaries ............................................................................................. 143
Chapter 16 Written Pleadings .................................................................................. 149
Chapter 17 Illegality ................................................................................................ 159
Chapter 18 Set-Off .................................................................................................. 185
Chapter 19 Interim Measures .................................................................................. 189
Chapter 20 Procedural Agreements and Party Autonomy ....................................... 193
Chapter 21 Document Production ........................................................................... 197
Chapter 22 Disputes on the Extent of Document Production .................................. 207
Chapter 23 Confidentiality as a Ground for Resisting Document Production ........ 217
Chapter 24 Confidentiality and Subsequent Use ..................................................... 221
Chapter 25 Enforcement of Document Production by Assistance from National Courts .................................................................................................... 227
Chapter 26 Data Protection and Document Production ........................................... 231
Chapter 27 Foreign Languages and Translations .................................................... 235
Chapter 28 Documents for Impeachment ................................................................ 237
TABLE OF CONTENTS
ix
Chapter 29 Continuing Duty of Document Production ........................................... 239
Chapter 30 Electronic Documents ........................................................................... 241
Chapter 31 Legal Professional Privilege: Who and What Is Covered? ................... 253
Chapter 32 Non-Party Document Production .......................................................... 275
Chapter 33 Witness Statements ............................................................................... 285
Chapter 34 Expenses of Witnesses .......................................................................... 291
Chapter 35 Expert Evidence .................................................................................... 295
Chapter 36 Bundles ................................................................................................. 309
Chapter 37 Evidentiary Hearings and Advocacy .................................................... 311
Chapter 38 Precedent ............................................................................................... 317
Chapter 39 Damages................................................................................................ 319
Chapter 40 Remedies (other than Damages) ........................................................... 357
Chapter 41 Costs in International Arbitration ......................................................... 375
Chapter 42 Costs Capping ....................................................................................... 379
Chapter 43 Security for Costs .................................................................................. 383
HANDBOOK ON INTERNATIONAL COMMERCIAL ARBITRATION
x
Chapter 44 Costs Orders .......................................................................................... 393
Chapter 45 Discontinuance and Costs ..................................................................... 395
Chapter 46 Costs of Applications ............................................................................ 401
Chapter 47 Costs of the Reference .......................................................................... 403
Chapter 48 Costs: Assessing the Amounts .............................................................. 417
Chapter 49 The Award ............................................................................................ 423
Table of Cases ...................................................................................... 437
Index ..................................................................................................... 453
Appendices 1–42 .........................................................Enclosed CD-ROM
Appendix 1 Laws of the Arbitration
Appendix 2 Sample Formal Parts of Award on Non-Compliance with Condition Precedent
Appendix 3 Sample Request for Arbitration
Appendix 4 Sample Answer to Request
Appendix 5 Sample Joint Letter to Potential Chairman from Counsel to Parties
Appendix 6 Sample Agenda for First Meeting
TABLE OF CONTENTS
xi
Appendix 7 Sample Terms of Reference
Appendix 8 Sample List of Issues
Appendix 9 Sample Letter for the Appointment of a Secretary
Appendix 10 Sample Order for Limiting Written Pleadings
Appendix 11 Sample Responsive and Amalgamated Defence with Claim
Appendix 12 Sample Letter of Application to Tribunal for Various Orders (Including Discovery)
Appendix 13 Sample Order for Document Production by Full Disclosure
Appendix 14 Sample Order for Document Production by Reduced Disclosure
Appendix 15 Sample Order for Document Production
Appendix 16 Sample Order for Limiting [Disclosure] [Document Production]
Appendix 17 Table Comparing Disclosure under Various Arbitration Models
Appendix 18 Sample Procedural Order for [Disclosure] [Document Production] Disputes
Appendix 19 Sample Order Stating Chairman’s Role in Deciding [Disclosure] [Document Production] Disputes
HANDBOOK ON INTERNATIONAL COMMERCIAL ARBITRATION
xii
Appendix 20 Sample Order for Safeguards on [Disclosure] [Production] of Information that May Contain Personal Data
Appendix 21 Sample Order Governing Treatment of Foreign Languages and Translations
Appendix 22 Sample Order Governing Treatment of Electronic Documents
Appendix 23 Sample Order Governing Treatment of Bundles
Appendix 24 Sample Order Permitting Expert Evidence
Appendix 25 Sample Declaration by Expert
Appendix 26 Checklist of Key Components of an Award
Appendix 27 Sample Consent Award
Appendix 28 Sample Costs Capping Order
Appendix 29 Types of Costs Orders
Appendix 30 Sample Orders for Security for Costs
Appendix 31 Sample “Sealed Offer”
Appendix 32 UNCITRAL Model Law on International Commercial Arbitration
Appendix 33 ICC Rules of Arbitration
TABLE OF CONTENTS
xiii
Appendix 34 LCIA Arbitration Rules
Appendix 35 AAA-ICDR Dispute Resolution Procedures
Appendix 36 UNCITRAL Arbitration Rules
Appendix 37 Singapore International Arbitration Centre Rules
Appendix 38 The Hong Kong International Arbitration Centre Rules
Appendix 39 UNCITRAL Notes on Organizing Arbitral Proceedings
Appendix 40 IBA Rules on the Taking of Evidence in International Arbitration
Appendix 41 IBA Guidelines on Conflicts of Interest in International Arbitration
Appendix 42 IBA Guidelines on Party Representation