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    Hogan Development SurveyManual

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    Acknowledgements

    Over the last five years, a number of people have assisted us with the development of the

    Hogan Development Survey (HDS). We are grateful for their contributions and it is a plea-sure to acknowledge them. Paul Babiak and Tom-Erik Dybwad commented on the item pool.

    John Thompson created the computer program for the interpretive report and has continued

    to refine the scoring systems. Kimberly Brinkmeyer, Doug Klippel, Suzan Rybicki, Robert

    Smither, and Ron Walker helped gather the original data sets. Suzan Rybicki developed and

    maintained the HDS archive and computed the statistical analyses. Heather Heidelberg and

    Dallas Stovall contributed technical assistance and test scoring. Ann Ferguson provided

    production support, and day-to-day help has come from M. Gooch, B. Dings, M. Paddy, and

    L. M. Gracie. At the University of Tulsa, Judy McHenry produced the written material, includ-

    ing design, layout, and graphics. We thank all of them for their assistance.

    Robert Hogan

    Joyce Hogan

    Tulsa

    1997

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    Table of Contents

    Chapter 1: Conceptual Background............................................................................ 1

    Introduction .................................................................................................................................... 1

    Hypotheses .................................................................................................................................... 2

    Development Guidelines ................................................................................................................. 4

    Chapter 2: Inventory Construction .............................................................................. 7

    Development .................................................................................................................................. 7

    Definitions of the Scales ................................................................................................................. 8

    Composition of the HDS ................................................................................................................. 9

    Chapter 3: Validity ....................................................................................................... 13

    Construct Validity ..........................................................................................................................13Correlations with Other Measures..................................................................................................13

    Excitable .............................................................................................................................14

    Skeptical .............................................................................................................................15

    Cautious ..............................................................................................................................16

    Reserved .............................................................................................................................19

    Leisurely ..............................................................................................................................19

    Bold.....................................................................................................................................21

    Mischievous.........................................................................................................................22

    Colorful ................................................................................................................................23

    Imaginative ..........................................................................................................................26

    Diligent ................................................................................................................................26

    Dutiful ..................................................................................................................................27

    Chapter 4: Interpretations and Uses.......................................................................... 29

    Scale by Scale Interpretation.........................................................................................................29

    Excitable .............................................................................................................................29

    Skeptical .............................................................................................................................30

    Cautious ..............................................................................................................................31

    Reserved .............................................................................................................................31

    Leisurely ..............................................................................................................................32

    Bold.....................................................................................................................................33

    Mischievous.........................................................................................................................33

    Colorful ................................................................................................................................34

    Imaginative ..........................................................................................................................35

    Diligent ................................................................................................................................35

    Dutiful ..................................................................................................................................36

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    Sample HDS Profile Interpretations ...............................................................................................37

    Moving Away Profile ..........................................................................................................39

    Moving Against Profile .......................................................................................................40

    Moving Toward Profile ........................................................................................................41

    Corporate Stalker Profile ......................................................................................................42

    Litigious Profile ....................................................................................................................43

    Fear-driven Salesman Profile ...............................................................................................44

    Uses ............................................................................................................................................45

    Chapter 5: Administering and Scoring ...................................................................... 47

    Paper-and-pencil Administration ....................................................................................................47

    How to Administer Paper-and-pencil HDS Forms...........................................................................47

    Materials .............................................................................................................................47

    Completing the Answer Sheet..............................................................................................47

    Conducting the Testing Session ....................................................................................................49

    Administrators Script for Conducting a Testing Session ................................................................49How to Administer Computer On-line Testing .................................................................................51

    Materials .............................................................................................................................51

    Using the On-line System....................................................................................................51

    How to Score the HDS Answer Sheets..........................................................................................52

    Keyed Data Entry ................................................................................................................52

    Optical Scanning of Answer Sheets .....................................................................................52

    Mail-in or FAX Scoring .........................................................................................................52

    References................................................................................................................... 55

    List of Tables, Figures, and Appendices

    Tables

    Table 2.1 Descriptive Statistics and Reliabilities for the HDS ..............................................................10

    Table 2.2 Raw Score Means and Standard Deviations for HDS Scales by

    Demographic Group ............................................................................................................. 11

    Table 2.3 HDS Scale Intercorrelations ................................................................................................. 11

    Table 2.4 Principal Components Analysis of HDS Scales ...................................................................12

    Table 3.1 Correlations Between the Hogan Personality Inventory and the HDS....................................15

    Table 3.2 Correlations Between the MMPI Standard Scales and the HDS ...........................................17

    Table 3.3 Correlations Between the MMPI Personality Disorder Scales

    and the HDS ........................................................................................................................17

    Table 3.4 Correlations Between the Motives, Values, Preferences Inventory

    and the HDS ........................................................................................................................18

    Table 3.5 Correlations Between the Watson-Glaser Critical Thinking Appraisal

    and the HDS ........................................................................................................................20

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    Table 3.6 Correlations Between the Industrial Reading Test and the HDS ............................................21

    Table 3.7 Correlations Between Observers Description Ratings

    and the HDS ........................................................................................................................24

    Table 3.8 Principal Components Analysis of the HPI, MVPI, and HDS ................................................28

    Figures

    Figure 1.1 Overlapping Themes from HDS and DSM-IV, Axis 2 Personality Disorders .......................... 5

    Figure 4.1 A Quick Guide for Interpreting the HDS................................................................................37

    Figure 4.2 Average HDS Profile ............................................................................................................38

    Figure 4.3 Average HPI Profile ..............................................................................................................38

    Figure 4.4 Moving Away HDS Profile ..................................................................................................39

    Figure 4.5 Moving Away HPI Profile ....................................................................................................39

    Figure 4.6 Moving Against HDS Profile ...............................................................................................40

    Figure 4.7 Moving Against HPI Profile.................................................................................................40Figure 4.8 Moving Toward HDS Profile ................................................................................................41

    Figure 4.9 Moving Toward HPI Profile ..................................................................................................41

    Figure 4.10 Corporate Stalker HDS Profile..............................................................................................42

    Figure 4.11 Corporate Stalker HPI Profile ...............................................................................................42

    Figure 4.12 Litigious HDS Profile ............................................................................................................43

    Figure 4.13 Litigious HPI Profile .............................................................................................................43

    Figure 4.14 Fear-driven Salesman HDS Profile .......................................................................................44

    Figure 4.15 Fear-driven Salesman HPI Profile .........................................................................................44

    Figure 5.1 Sample Answer Sheet .........................................................................................................48

    Figure 5.2 HDS Data File Variable Specifications .................................................................................53

    Appendices

    Appendix A: HDS Norms for the Total Sample ...........................................................................................59

    Appendix B: Sample HDS Interpretive Report ............................................................................................61

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    Conceptual Background 1

    C H A P T E R

    1

    Conceptual Background

    Introduction

    The Hogan Development Survey (HDS) is designed to assess eleven common dysfunctional

    dispositions. These dispositions: (a) are caused by peoples distorted beliefs about how others

    will treat them; and (b) negatively influence peoples careers and life satisfactions. Before de-scribing the development of the HDS, some background comments may help the reader better

    understand the purpose of this inventory.

    Sigmund Freud, Alfred Adler, Karen Horney, and H. S. Sullivan all studied self-defeating behav-

    ior. However, they explained this behavior very differently. Freud was concerned exclusively with

    intrapsychic processesevents occurring inside the mindwhereas the others were concerned

    with interpersonal processesevents occurring between people. Consequently, the others are

    known as interpersonal theorists. Freud thought everyone (who has not been psychoanalyzed) is

    neurotic; the interpersonal theorists thought that the problems most people have are much less

    severe than a neurosis. Freud thought people could be characterized in terms of how they man-age their neuroses; the others thought people could be characterized in terms of their expecta-

    tions about how others will treat them. Because some of these expectations are wrong, they tend

    to behave in ways that others find annoying and that, over time, may interfere with their life goals.

    Freuds view that everyone is somewhat neurotic is surely incorrectpeople who are neurotic

    are severely impaired and most people are not deeply disturbed. Nonetheless, his view pre-

    vailed and inspired the early history of personality measurement; that, in turn, led to the develop-

    ment of instruments such as the Minnesota Multiphasic Personality Inventory (MMPI; Hathaway &

    McKinley, 1943; MMPI 2, Butcher, Dahlstrom, Graham, Tellegen, & Kaemmer, 1989).

    Adler, Horney, Sullivan and the later interpersonal theorists are probably right in their view that,

    although everyone is not neurotic, the nature of experience in childhood is such that almost every-

    one feels inadequate about something. That is, childhood is almost inevitably stressful and most

    people develop expectations of being criticized in certain situations; they

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    also develop methods for dealing with the criticism. For Freud, all neuroses have a single cause

    a failure to resolve the Oedipus complex; for the interpersonal theorists there are many reasons

    for feeling inadequate, and almost everyone feels insecure about somethingfew of us had

    perfect childhoods.

    The interpersonal theorists have had far less influence on personality assessment than Freud,

    despite the importance of the problems they analyze. Other than research on the interpersonal

    circumplex inspired by Leary (1957) and elaborated brilliantly by Wiggins (1979), there has been

    little systematic effort to classify the key interpersonal processes. In our judgment, the first step in

    studying these processes is to develop a taxonomy of what we call dysfunctional dispositions.

    Horney (1950) identified 10 neurotic needs which seem to be the first taxonomy of flawed

    interpersonal tendencies. She later summarized these needs in terms of three themes: (1) mov-

    ing toward peoplei.e., managing ones insecurities by building alliances; (2) moving away

    from peoplei.e., managing ones feelings of inadequacy by avoiding contact with others; and

    (3) moving against peoplei.e., managing ones self-doubts by dominating and intimidating

    others. We believe that Horneys taxonomy is a useful first step in classifying the dysfunctionaldispositions; moreover, it is implicit in the classification of personality disorders contained in

    DSM-IV (American Psychiatric Association, 1994).

    Hypotheses

    We would like to proposeas a hypothesisthat the DSM-IV, Axis 2 personality disorders can

    serve as a provisional taxonomy of flawed interpersonal strategies. Like all taxonomies, it is

    subject to revision as data emerge that cannot be interpreted or incorporated into the taxonomy.

    We would like to propose a second hypothesis, one that concerns the structure of personality.

    Researchers often organize personality variables in a hierarchy defined by many specific behav-

    iors and/or narrow traits at the bottom and by a few broad and/or general traits at the top. Al-

    though this is sensible, there is a second natural hierarchy of personality concepts that extends

    from terms characterizing people with good interpersonal skills, to terms describing flawed skills,

    to terms referring to non-existent skills. This second hierarchy reflects the fact that interpersonal

    competency is probably normally distributed; thus, a few people at one end of the distribution are

    self-assured and highly effective in interaction, and a corresponding few at the other end are

    profoundly self-doubting and incompetenteven neurotic. In the middle of this distribution is the

    majority of the populationpeople whose development included failure, disappointment, loss,

    fights, accidents, illness, injury, family discord, experiments with forbidden behaviors, and feel-

    ings of guilt, loneliness, powerlessness, humiliation, inadequacy and betrayalabout whose

    lives Adler, Horney, and Sullivan wrote so perceptively.

    2 Conceptual Background

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    Conceptual Background 3

    In our view, the Five-Factor Model (Wiggins, 1996) is a cross-section of this personality hierar-

    chy at the competent end of the distribution. At the incompetent end, Harkness, McNulty, and

    Ben-Porath (1995) propose what they call the PSY-5, where agreeableness turns into hostility

    and conscientiousness turns into delinquency. Finally, then, the personality disorders can be seen

    as a cross-section in the middle of the distribution, a cross-section that has not been well-de-

    fined in psychometric terms.

    The two foregoing hypotheses suggest that the personality disorders occupy a psychological

    space half-way between the domain mapped by measures of normal personality such as the

    California Psychological Inventory (CPI; Gough, 1987) or the Hogan Personality Inventory (HPI;

    R. Hogan & Hogan, 1995), and measures of abnormal personality such as the MMPI. This sug-

    gests one justification for developing the HDSthe personality disorders concern a region of

    interpersonal behavior that has not been adequately mapped or measured. But the most impor-

    tant reason for paying attention to the personality disorders, in our judgment, is that they occur so

    frequently at every level of society and have detrimental effects on interpersonal and career ef-

    fectiveness. Consider the following two examples.

    First, R. Hogan worked for two years as a probation officer; he investigated five or six cases of

    troubled adolescents each week and then wrote evaluations. In this process, he found the stan-

    dard categories of psychiatric diagnosis unhelpful because they fit so few cases. Instead, he

    relied on the personality disorders to make sense of his investigations. Thus, most juvenile delin-

    quentswho are only somewhat disturbed in a psychiatric senseare more easily classified in

    terms of the personality disorders than in terms of the standard psychiatric categories because

    the problems they have are usually unrelated to neurosis or psychosis.

    Second, in reviewing the literature on leadership, the authors (R. Hogan, Curphy, & Hogan, 1994)noticed that there is little agreement regarding the characteristics that define effective leader-

    ship, but there is considerable agreement regarding the characteristics of managerial incompe-

    tence. Bentz (1985) identifies leadership styles associated with managerial derailment in the

    retail industry (e.g., playing politics, moodiness, and dishonesty). Researchers at the Center for

    Creative Leadership and at Personnel Decisions International similarly conclude that managers

    who are technically competent but who fail are variously perceived as arrogant, vindictive, un-

    trustworthy, selfish, emotional, compulsive, overcontrolling, insensitive, abrasive, aloof, too am-

    bitious, or unable to delegate (Hazucha, 1991; Lombardo, Ruderman, & McCauley, 1988; McCall

    & Lombardo, 1983). Bentzs observations overlap substantially with those from the Center for

    Creative Leadershipmanagers who are typified by dysfunctional dispositions are unable to

    build a constituency to support them in the pursuit of their agendas. Our point is that the themes

    that predict managerial incompetence strongly resemble the personality disorders. Like the Five-

    Factor Model, which is reliably replicated in various languages and cultures, the standard per-

    sonality disorders seem to reflect common themes in the lives of people who are getting by but

    perhaps gradually failing, or at least not realizing their potential.

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    The empirical literature clearly indicates that measures of psychopathology such as the Ror-

    schach and the MMPI are uncorrelated with indices of effective occupational performance (Kelly

    & Fiske, 1951). In 1992 as an experimental exercise, we included a measure of personality

    disorders in a study of insurance claims examiners; we discovered, to our great surprise, that

    several scales of the inventory were robust predictors of performance in the negative direction

    (Arneson, Millikin-Davies, & Hogan, 1993). In fact, these scales predicted job performance bet-

    ter than the HPIan inventory of normal personalityalthough they predicted in the negative

    direction. We concluded that measures of personality disorders, unlike measures of neurosis

    and psychosis, will predict (negative) reliable occupational outcomes. At this point we decided

    to develop the HDS.

    Development Guidelines

    In developing the HDS, we were guided by four considerations. The first concerns what to mea-

    sure. We regard the personality disorders described in the DSM-III-R and DSM-IV as lists de-

    signed by committees; as such, they are inevitably somewhat arbitrary and generally not foundedin science. The construction of the HDS departs from the DSM-IV, Axis 2 taxonomy in two ways.

    First, we retained the category of Passive-Aggressive personalitybecause we think it is an

    important theme in the behavior of some normal, employed adults. Second, our measure of the

    Antisocial personality is designed to assess classic psychopathic tendenciesmanipulation,

    deceitfulness, and exploitationrather than a delinquent lifestyle. Table 1.1 presents the 11

    HDS scales, their descriptors, and the personality disorders they most closely resemble.

    The second consideration concerns how to conceptualize the constructslisted in Table 1.1.Many people define the personality disorders as types; each construct, they believe, refers to a

    distinctive cluster of behaviors that characterize certain types of people. A person with a highscore on a narcissism scale, for example, will manifest more tendencies typical of a narcissist

    than a person with a low score. In our view, however, the constructs are dimensions. Each per-

    sonality disorder refers to a distinct themea dysfunctional dispositionappearing in interper-

    sonal relations. People are normally distributed on these dimensions, and any single person

    may have high or low scores on any of the dimensions.

    The third consideration we used in developing the HDS has to do with how to measure the

    various personality disorders. The standard approach to constructing these scales is to write

    items for each personality disorder using the diagnostic criteria listed in the DSM-IV. For ex-

    ample, the criteria for the Avoidant personality include sensitivity to criticism, anxiety proneness,

    fearfulness, and low self-confidence. To develop an Avoidant scale, therefore, a test author would

    write items reflecting each of these themes. The problem is that the DSM-IV assigns many of the

    same attributes to more than one personality disorder. For example, being sensitive to criticism

    is a criterion for diagnosing four of the standard 10 disorders, and items concerning being sen-

    sitive to criticism would appear on four of an inventorys scales

    4 Conceptual Background

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    Conceptual Background 5

    Figure 1.1

    Overlapping Themes from HDS and DSM-IV, Axis 2 Personality Disorders

    HDS Themes DSM-IV Personality Disorders Themes

    Excitable Moody and hard to please; Borderline Inappropriate anger; unstableintense but short lived and intense relationships

    enthusiasm for people, alternating between idealization

    projects, or things. and devaluation.

    Skeptical Cynical, distrustful, and Paranoid Distrustful and suspicious ofdoubting others true others; motives are interpreted

    intentions. as malevolent.

    Cautious Reluctant to take risks for Avoidant Social inhibition, feelings offear of being rejected or inadequacy, and hyper-

    negatively evaluated. sensitivity to criticism or

    rejection.

    Reserved Aloof, detached, and Schizoid Emotional coldness anduncommunicative; lacking detachment from social

    interest in or awareness of relationships; indifferent to

    the feelings of others. praise and criticism.

    Leisurely Independent; ignoring Passive- Passive resistance to adequatepeoples requests and Aggressive* social and occupationalbecoming irritated or performance; irritated when

    argumentative if they persist. asked to do something he/she

    does not want to do.

    Bold Unusually self-confident; Narcissistic Arrogant and haughtyfeelings of grandiosity and behaviors or attitudes;

    entitlement; over-evaluation of grandiose sense of self-

    ones capabilities. importance and entitlement.

    Mischievous Enjoying risk taking and testing Antisocial Disregard for the trugh;the limits; needing excitement; impulsivity and failure to plan

    manipulative, deceitful, cunning, ahead; failure to conform with

    and exploitative. social norms.

    Colorful Expressive, animated, and Histrionic Excessive emotionality anddramatic; wanting to be noticed attention seeking; self-

    and needing to be the center of dramatizing, theatrical, and

    attention. exaggerated emotional

    expression.

    Imaginative Acting and thinking in creative Schizotypal Odd beliefs or magical thinking;and sometimes odd or unusual behavior or speech that is odd,

    ways. eccentric, or peculiar.

    Diligent Meticulous, precise, and Obsessive- Preoccupations withperfectionistic; inflexible about Compulsive orderliness, rules, perfection-rules and procedures; critical of ism, and control; overconscien-

    others performance. tious and inflexible.

    Dutiful Eager to please and reliant on Dependent Difficulty making everydayothers for support and decisions without excessive

    guidance; reluctant to take advice and reassurance;

    independent action or go difficulty expressing disagree-

    against popular opinion. ment out of fear of loss of

    support or approval.

    Note: *From DSM-III-R

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    constructed in this manner. This builds in item overlap and necessarily reduces the power of

    such inventories to discriminate among people. To avoid this problem when developing the HDS,

    we wrote items directed at the heart of each construct, then carefully reviewed the item content

    across scales to eliminate item overlap and enhance the discriminatory power of the entire in-

    ventory. Thus, for example, items on the Skeptical (Paranoia) scale concern suspiciousness,

    mistrust, and a heightened readiness to confront persons suspected of giving offense, whereas

    items on the Reserved (Schizoid) scale concern being aloof, insensitive, and indifferent to the

    problems of others. The content of each scale is independent of the content of the other scales.

    The final consideration shaping the development of the HDS concerns the actual content of the

    items. Because the HDS is intended to be used in everyday contexts for career development,

    job placement, promotion, and other people decisionsas opposed to being used to make

    mental health status or medical evaluationsthe items reflect themes from the world of work

    e.g., how one is perceived at work, how one relates to supervisors, co-workers, and friends,

    attitudes toward competition and success, etc. In addition, to further enhance the acceptability of

    the HDS in everyday applications, the scales have been renamed so as to not stigmatize unnec-essarily persons receiving high scores on the various dimensions. Finally, we are aware of the

    implications of recent rulings, especially the Americans with Disabilities Act of 1990 (ADA; 1990),

    as they affect test item content (R. Hogan, Hogan, & Roberts, 1996). To the degree that it was

    possible, we eliminated items with obvious medical or psychiatric content.

    6 Conceptual Background

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    Inventory Construction 7

    C H A P T E R

    2

    Inventory construction

    Development

    As noted in Chapter 1, the scales of the Hogan Development Survey (HDS) have their roots in

    the taxonomies of the personality disorders. The original model for the HDS is the PROFILE,

    developed by Warren Jones (1988) shortly after the appearance of the DSM III, Axis 2 personal-ity disorders (American Psychiatric Association, 1987). Jones intended to use the PROFILE as

    a psychometrically defensible alternative to the inventories of personality disorders available to

    clinical psychologists at the time. We used the PROFILE for about five years with our clients in

    business and industry and conducted several validity studies. We began to see associations

    between PROFILE scores and problem managers, and other indications that personality dys-

    function is related to failures in the achievement of career potential.

    We concluded that there is a role for the assessment of dysfunctional dispositions in the work-

    place. However, we were concerned about the overt clinical content of the PROFILE and its

    emphasis on anxiety and depression. With the passage of the Americans with Disabilities Act of1990 (ADA; 1990), it became clear that scales of the PROFILE would be seen as evaluations of

    mental disabilities, which are prohibited for pre-offer employment inquiries. We saw a need for a

    non-clinical inventory that would assess interpersonal behaviors that adversely affect the perfor-

    mance or reputation of people at work. We envisioned a tool to be used primarily for profes-

    sional development and coaching rather than personnel selection.

    As mentioned in Chapter 1, at least three sources influenced our thinking about the scales of the

    HDS. The first was the DSM-IV, Axis 2 personality disorders. The second was the literature on

    managerial derailmenta literature that became accessible through the technical reports and

    popular publications from the Center for Creative Leadership. The third source was data from

    appraisals of others at work, and, in particular, evaluations of first line supervisors by their subor-

    dinates (Millikin-Davies, 1992). In our view, first line supervisors probably affect the productivity

    and satisfaction of more workers than any other element of organizational structure. Therefore,

    we targeted for assessment the problems that these supervisors display most frequently.

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    8 Inventory Construction

    Our strategy for writing the items focused on the distinctive characteristics of each dysfunctional

    disposition. We wrote items with work-related and interpersonal content, and we avoided items

    referring to clinical themes, religious beliefs, or sexual preferences. Like the HPI, the items are

    designed to reflect what a person with that particular disposition might say or do. Finally, we tried

    to develop scales with non-overlapping and homogeneous themes and to avoid repeating de-

    scriptors across scales. This was challenging because symptoms such as anxiety are common

    to many of the standard personality disorders. We also tried to minimize intercorrelations be-

    tween the scales.

    We began working on the HDS on Labor Day weekend, 1992. We wrote items for one scale at

    a time. We wrote an initial set of items, tested samples of people, computed internal consistency

    reliabilities and correlations with other well-established measures, reviewed the data, and re-

    vised the items so as to: (a) enhance internal consistency reliability and; (b) sharpen convergent

    and discriminant validity. We also solicited and received valuable input from many colleagues in

    the United States and Europe concerning the content of the scales. The HDS is the product of six

    cycles of item writing, revision, testing, and further revision. The final set of items was definedduring the summer of 1995.

    Between 1995 to 1996, we tested over 2,000 people, including employed adults, job applicants,

    prisoners, and graduate students. The ages in these samples ranged from 21 years to 64 years,

    with a mean of 38.5 years. There were 1,532 men and 322 women, 620 whites and 150 blacks.

    We estimate that about 15% of the sample were college educated.

    Definitions of the Scales

    The 11 HDS scales are defined as follows:

    Excitableconcerns seeming moody and inconsistent, being enthusiastic about new persons or

    projects and then becoming disappointed with them.

    Skepticalconcerns seeming cynical, distrustful, overly sensitive to criticism, and questioning

    others true intentions.

    Cautiousconcerns seeming resistant to change and reluctant to take even reasonable chances

    for fear of being evaluated negatively.

    Reservedconcerns seeming socially withdrawn and lacking interest in or awareness of the

    feelings of others.

    Leisurelyconcerns seeming autonomous, indifferent to other peoples requests, and becoming

    irritable when they persist.

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    Inventory Construction 9

    Bold concerns seeming unusually self-confident and, as a result, unwilling to admit mistakes or

    listen to advice, and unable to learn from experience.

    Mischievousconcerns seeming to enjoy taking risks and testing the limits.

    Colorfulconcerns seeming expressive, dramatic, and wanting to be noticed.

    Imaginative concerns seeming to act and think in creative and sometimes unusual ways.

    Diligentconcerns seeming careful, precise, and critical of the performance of others.

    Dutifulconcerns seeming eager to please, reliant on others for support, and reluctant to take

    independent action.

    Composition of the HDS

    The HDS contains 168 items in the form of statements to which a respondent indicates agree

    or disagree. Each scale contains 14 items that were derived rationally using the distinguishing

    features of each syndrome. There is no item overlap among the 11 scales. The items were

    screened for content that might seem offensive or to invade privacy. There are no items concern-

    ing sexual preferences, religious beliefs, criminal or illegal behavior, racial/ethnic attitudes, or

    attitudes about disabled individuals. Fourteen additional items appear on an experimental so-

    cial desireability scale.

    Readability statistics computed on the 168 items indicated an average sentence length of 6.8

    words and an average word length of 4.0 characters. A Flesch-Kincaid reading level analysisshows that the inventory is written at a fifth grade level.

    Table 2.1 presents descriptive statistics and reliabilities for each of the HDS scales. Because

    the response coding uses a 2-point scale (0 = disagree, 1 = agree), and each scale contains 14

    items, scale scores range from 0 to 14. Items are scored in the direction of the syndrome, so that

    higher scores represent more dysfunctional tendencies. With the exception of the test-retest

    reliabilities, the data in Table 2.1 are based on an archival sample of 2,071 adults, most of whom

    are job applicants or incumbents. Table 2.1 indicates that the highest mean scale scores appear

    for the Diligent, Dutiful, and Bold scales, respectively. The lowest mean scale scores appear for

    Excitable, Cautious, and Reserved scales. The Colorful scale is the most variable (SD = 2.94),

    whereas the Dutiful scale is the least variable (SD = 2.13). Internal consistency or alpha reliabilities

    (Cronbach, 1951) vary between .50 (Dutiful) and .78 (Excitable) with an average alpha of .67.

    Test-retest reliabilities were computed for a sample of graduate students (N = 60) over a three

    month interval and the highest scale reliability was for Excitable (.87) and the lowest was for

    Leisurely (.58), with an average value of .75. The standard error of measurement was consistent

    across all scales and averaged .06.

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    10 Inventory Construction

    Table 2.1

    Descriptive Statistics and Reliabili ties for the HDS

    Number Inter-

    Scale Name of Items Mean SD Alpha Item r rtt

    SE

    Excitable 14 3.2 2.85 .78 .20 .87 .06

    Skeptical 14 4.5 2.78 .76 .18 .65 .06

    Cautious 14 3.3 2.60 .73 .16 .77 .06

    Reserved 14 4.2 2.33 .66 .12 .59 .05

    Leisurely 14 4.7 2.29 .58 .09 .58 .05

    Bold 14 7.7 2.73 .69 .14 .78 .06

    Mischievous 14 6.1 2.60 .59 .09 .72 .06

    Colorful 14 7.4 2.94 .72 .16 .85 .07

    Imaginative 14 5.6 2.54 .64 .11 .73 .06Diligent 14 9.8 2.23 .65 .12 .77 .05

    Dutiful 14 7.9 2.13 .50 .06 .73 .05

    Table 2.2 contains scale means and standard deviations by gender, race, and age. As seen,

    men and women obtain comparable scores across all scales; the largest mean difference is .5

    points on the Reserved scale. The largest race difference occurs on the Cautious scale with

    Whites scoring slightly higher (.4 points) than Blacks. Comparing younger and older people,

    those under 40 years have a slightly higher mean score on the Skeptical scale (.7 points). Gen-

    erally, the average scores for men and women are similar, average scores for Whites and Blacksare similar, and average scores for younger and older persons are similar.

    Table 2.3 presents the intercorrelations between the HDS scales based on a sample of 2,071

    respondents. As seen, the highest correlations in the matrix are between the Excitable scale and

    the Cautious (r = .59) and the Skeptical (r = .54) scales. The most independent scale is Diligent,

    with correlations of .22 or less with the other scales. All scales have about three meaningful

    correlations with other scales. The only inverse pattern of relations in the matrix is for the correla-

    tions with the Colorful scale.

    Table 2.4 presents a principal components analysis of the correlation matrix presented in Table

    2.3. As seen, three components account for 62% of the variance in the matrix. The first compo-

    nent is defined by the Excitable, Skeptical, Cautious, Reserved, and Leisurely scales and this

    component resembles the theme of moving away from people in Horneys (1950) model of

    flawed interpersonal tendencies. The second component is defined by the Bold, Mischievous,

    Colorful, and Imaginative scales and corresponds to Horneys theme of moving against people.

    The third component is defined by the Diligent and Dutiful scales and

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    Inventory Construction 11

    corresponds to Horneys theme of moving toward people. Because the measurement goal of

    the HDS is to cover the major themes of flawed interpersonal behavior and because many of

    these themes co-exist in the same person, we judged it would be difficult to develop eleven

    scales that are statistically independent. The results in Tables 2.3 and 2.4 show that the relations

    between the HDS scales are sensible and interpretable.

    Table 2.2

    Raw Score Means and Standard Deviations for

    HDS Scales by Demographic Group

    Male Female Black White Under 40 40 & Above

    (n = 1,532) (n = 322) (n = 150) (n = 620) (n = 907) (n = 801)

    Scale Mean SD Mean SD Mean SD Mean SD Mean SD Mean SD

    Excitable 3.2 2.86 3.0 2.63 3.0 2.59 2.9 2.72 3.3 3.02 3.3 2.77

    Skeptical 4.5 2.83 4.3 2.39 4.5 2.64 4.2 2.48 4.9 3.02 4.2 2.53

    Cautious 3.3 2.60 3.2 2.62 2.8 2.41 3.2 2.47 3.3 2.73 3.5 2.55

    Reserved 4.3 2.40 3.8 2.01 4.2 2.16 4.0 2.25 4.4 2.43 4.1 2.25

    Leisurely 4.7 2.31 4.6 2.28 4.6 2.31 4.7 2.26 4.8 2.46 4.7 2.16

    Bold 7.7 2.77 7.8 2.56 8.0 2.76 7.7 2.84 7.7 2.77 7.7 2.74

    Mischievous 6.0 2.66 6.1 2.41 6.0 2.54 6.1 2.68 6.2 2.68 5.8 2.53

    Colorful 7.3 3.01 7.6 2.75 7.2 2.87 7.4 3.08 7.5 2.96 7.1 3.01

    Imaginative 5.5 2.56 5.8 2.51 5.8 2.55 5.5 2.51 5.8 2.63 5.3 2.48

    Diligent 9.9 2.24 9.7 2.15 10.0 2.07 9.8 2.14 9.8 2.30 9.8 2.19

    Dutiful 7.9 2.12 7.8 2.14 8.0 2.05 7.8 2.16 8.0 2.14 7.9 2.13

    Table 2.3

    HDS Scale Intercorrelations

    EXC SKE CAU RES LEI BOL MIS COL IMA DIL DUT

    Excitable

    Skeptical .54 Cautious .59 .36

    Reserved .47 .44 .43

    Leisurely .39 .47 .40 .32

    Bold -.13 .18 -.25 -.12 .13

    Mischievous .06 .30 -.16 .01 .16 .45

    Colorful -.21 -.07 -.41 -.32 -.09 .50 .45

    Imaginative .16 .30 -.04 .02 .19 .35 .48 .38

    Diligent -.10 .03 -.04 -.06 .05 .22 -.06 -.03 .00

    Dutiful .01 -.13 .21 -.09 .04 -.13 -.22 -.15 -.10 .19

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    12 Inventory Construction

    Table 2.4

    Principal Components Analysis of HDS Scales

    Component

    Scale I II III

    Excitable .81

    Skeptical .75 .34

    Cautious .74 -.34

    Reserved .70

    Leisurely .67

    Bold .78

    Mischievous .77

    Colorful -.35 .72Imaginative .69

    Diligent .80

    Dutiful .68

    Note: Percent of Variance = 61.6

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    Validity 13

    C H A P T E R

    3

    Validity

    Construct Validity

    Chapter 2 concerns the development of the HDS scales and their technical or psychometric

    propertiesi.e., their internal consistency and temporal stability. The evidence presented inChapter 2 suggests that these fundamental technical properties are acceptable, which leads to

    the next questionwhat do scores on the HDS scales mean?

    This is the issue of validity, a topic that is much discussed but often misunderstood. Our view (cf.

    R. Hogan & Hogan, 1997) is that the meaning of a personality scale must be discoveredit

    cannot be stipulated in advanceand it must be discovered in the pattern of external non-test

    correlates of the scale in question (Hogan & Nicholson, 1988).

    We have a theory about the content of each scale. Each scale is designed to assess a particular

    syndrome, a unique theme that occurs in interpersonal behavior, a theme that usually has nega-tive implications defined in terms of a persons ability to build relationships and establish a ca-

    reer. Thus, the validity of the HDS scales depends not only on having robust external correlates,

    but also on having external correlates that make sense given our theory of each scales content

    (see also R. Hogan, Hogan, & Roberts, 1996).

    Correlations with Other Measures

    In the sections that follow, we define the syndrome each scale is intended to capture, then we

    review the evidence regarding the pattern of external correlates for each scale. We provide evi-

    dence from six sources for each scale. First, we review correlations with the Hogan Personality

    Inventory (HPI; R. Hogan & Hogan, 1995). The HPI is a 206-item measure of normal personality,

    based on the Five-Factor Model (Wiggins, 1996) and normed on 30,000 working adults. Sec-

    ond, we present correlations with the standard scales of the MMPI, the best-known and most

    highly respected measure of psychopathology in the world. Third, we review correlations be-

    tween the HDS and a special set of MMPI scales developed by Morey, Waugh,

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    14 Validity

    and Blashfield (1985) to assess the standard DSM-III personality disorders. Fourth, we com-

    pare the HDS scales with the Motives, Values, Preferences Inventory (MVPI; J. Hogan & Hogan,

    1996), a 200-item measure of 10 motivational themes that are prominent in the history of psy-

    chology. Fifth, we present correlations between the HDS scales and measures of cognitive

    ability that are often used to evaluate candidates for management positions. Sixth, we present

    correlations between scores on each scale and descriptions of a persons performance as a

    manager from the perspectives of subordinates, peers, and supervisors. And finally, we

    intercorrelated the scale scores of the HPI, the MVPI, and the HDS, factor analyzed the

    intercorrelations, and followed this with a varimax rotation. The result was a six-factor solution.

    An examination of the loadings of each HDS scale gives additional insight into the meaning of

    the scale scores.

    Excitable.The Excitable scale is designed to model the Borderline personality as it is seen in

    working adults. Excitable people tend to become enthusiastic about new relationships or projects,

    perhaps even to idealize them, then to discover flaws or shortcomings in the idealized object and

    to become disillusioned, discouraged, and upset. The person will then tend to reject that whichshe/he formerly idealized and to sever the relationship; such persons have many terminal quar-

    rels with former friends and a history of repeated job turnover.

    The behavior resembles Ainsworth, Blehar, Waters, and Walls (1978) description of a child who

    is ambivalently attached to its primary caretakersan eager approach to the caretaker followed

    by an angry rejection and turning away. It also resembles what the early theorists (Lewin, 1935)

    described as an approach-avoidance conflictan oscillation between approaching and fleeing

    a goal object. We can speculate that, as children, these people experienced an unusual amount

    of rejection from family members or peers. This rejection left them with an unfilled need for be-

    longing and acceptance and a tendency to reach out for it; at the same time, they expect to berejected and are unusually alert to signs of rejection. They have sufficient social skills to begin

    relationships, but their expectation of rejection robs them of the flexibility needed to sustain the

    relationships.

    These people have never been able to evaluate their belief that rejection is inevitable; like moths

    they continue to return to the flamethey initiate interactions that they expect will fail, and the

    expectation turns into a self-fulfilling prophecy. As a result, high scores on the Excitable scale

    implicate more overt unhappiness than high scores on the other scalesbecause they continu-

    ally repeat a self-defeating cycle of rejection and disappointment.

    Table 3.1 indicates that, of all the HDS scales, the Excitable scale has the largest negative cor-

    relation (-.76) with the Adjustment scale of the HPI. The HPI Adjustment scale is a good proxy for

    the first factor of the MMPI (cf. R. Hogan & Hogan, 1996). Table 3.2 indicates that the Excitable

    scale is more highly correlated with the MMPI standard scales than any other HDS scale. The

    correlation of -.67 with the MMPI K scale suggests that persons with highscores on the Excitable

    scale are often anxious and unhappy and they make little effort to disguise it.

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    16 Validity

    A prototype of the Skeptical person might have been James Jesus Angleton, the brilliant and

    refined head of the Central Intelligence Agency (CIA) counter-espionage unit during the 1970s.

    Angleton became persuaded that a Russian double agent had infiltrated the CIA; in his relent-

    less efforts to find the potential spy, he badly demoralized the agency. Angleton was finally fired

    in apparent disgrace for these disruptions; nonetheless, the subsequent Aldrich Ames case

    suggests that he may have been right about the existence of a double agent working for the CIA.

    Skeptical people believe they were deceived at some point in their development. In order to

    protect themselves from future betrayal, they have become especially alert and watchful. Their

    alertness pays off because there are in fact people in the world who want to take advantage of

    them. The problem is that they also alienate potential friends and allies whom they incorrectly

    suspect of being their enemies.

    Paranoid tendencies are notoriously difficult to capture in assessment procedures because these

    people tend to be suspicious, smart, and alert. Although the items on the Skeptical scale largely

    reflect suspiciousness and mistrust, the scale loads on the same factor as the Excitable scale.Tables 3.1 and 3.2 show that the correlations between the Skeptical scale and the HPI and the

    MMPI largely track the correlations for the Excitable scale, although they are somewhat lower.

    Table 3.3 shows that the Skeptical scale has its largest correlation with the MMPI content scale

    for Paranoid personality disorder. Table 3.4 shows that the Skeptical scale is correlated with

    MVPI scales for Hedonism (.35), Power (.26), and Recognition (.33); such people are energetic,

    achievement-oriented, and impulsive. In a joint factor analysis (see Table 3.8) using the HPI,

    MVPI, and the HDS, the Skeptical scale loaded primarily on the first component which is defined

    by the Power, Recognition, and Commercial scales of the MVPI, and the Bold, Mischievous, and

    Colorful scales of the HDS. This component reflects energy, drive, social skills, and shrewdness;

    thus, there are some positive features to high scores on the Skeptical scale.

    Tables 3.5 and 3.6 show that the Skeptical scale is uncorrelated with either the Watson-Glaser or

    the Industrial Reading Test. Managers with high scores on the Skeptical scale are described as

    (see Table 3.7) easily disappointed (.28), needs attention (.28), feels mistreated (.26), easily hurt

    by criticism (.25), easily upset (.23) and questions peoples loyalty (.19).

    Cautious.The Cautious scale is designed to model the Avoidant personality as seen in work-

    ing adults. Cautious people doubt their own abilities; at the same time, they are greatly con-

    cerned about making mistakes and being criticized for doing so. This creates a kind of rigidityborn of insecurity in which a Cautious person is reluctant to do anything other than what has

    worked in the pastworked in the sense of allowing the person to avoid criticism. At work, such

    people will adhere to rules even when doing so is counterproductive. They will also resist innova-

    tion out of a concern for making errors. And their life style will be organized around efforts to

    avoid surprises and keep their affairs manageable and predictable.

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    Validity 17

    Table 3.2

    Correlations Between the MMPI Standard Scales and the HDS

    SCALES HS D HY PD MF MA K PA PT SC SI

    Excitable .35** .36** -.03 .60** .06 .32** -.67** .37** .66** .52** .45**Skeptical .23* .18 -.14 .44** -.03 .36** -.45** .26** .43** .43** .30**

    Cautious .30** .43** .05 .32** .15 -.01 -.36** .27** .49** .32** .61**

    Reserved .08 .21* -.18* .25** .05 .20* -.25** .24** .32** .31** .40**

    Leisurely .31** .28** -.06 .28** .11 .36** -.54** .42** .50** .51** .42**

    Bold .14 -.20* -.06 -.01 .03 .44** -.26** .21* .13 .28** -.10

    Mischievous .13 -.15 -.06 .33** .00 .57** -.43** .31** .29** .37** .01

    Colorful .13 -.18 .04 .05 .07 .46** -.15 .15 .07 .16 -.34**

    Imaginative .16 -.09 .04 .26** .30** .52** -.38** .38** .27** .42** .01

    Diligent .06 -.15 -.17 -.09 -.03 .17 -.13 -.11 -.03 .04 -.07

    Dutiful .01 .01 -.07 -.17 .12 -.09 -.04 -.13 -.04 -.10 -.11

    Note: HS = Hypochondriasis; D = Depression; HY = Hysteria; PD = Psychopathic Deviate; MF = Masculinity-Femininity;

    MA = Hypomania; K = Subtle Defensiveness; PA = Paranoia; PT = Psychasthenia; SC = Schizophrenia; SI = Social Introversion; *: p

    < .05, **: p < .01; one-tailed test.

    N=140

    Table 3.3

    Correlations Between the MMPI Personality Disorder Scales and the HDS

    SCALES MBDL MPAR MAVD MSZD MPAG MNAR MANT MHST MSTY MCPS MDEP

    Excitable .67** .56** .43** .23* .55** .01 .56** -.20* .49** .57** .29**

    Skeptical .49** .62** .21* .27** .38** .24** .48** -.07 .54** .37** .11

    Cautious .28** .28** .60** .29** .27** -.36** .21* -.38** .33** .32** .27**

    Reserved .29** .39** .24** .47** .25** -.01 .31** -.32** .30** .16 .09

    Leisurely .43** .58** .38** .38** .46** .07 .36** -.33** .61** .48** .21*

    Bold .28* .35** .02 -.06 .24* .55** .10 .21* .35** .17 -.05

    Mischievous .44** .47** .05 .03 .49** .38** .45** .14* .39** .31** .03

    Colorful .16 .17 -.19* -.32** .22* .53** .14 .51** .12 .17 -.06

    Imaginative .32** .43** .07 .10 .41** .37** .27** .18 .49** .30** .01

    Diligent .14 .03 .05 .01 .03 .17 -.03 .13 .11 .14 -.11

    Dutiful -.03 -.24** .03 -.30** -.06 -.11 -.27** .21* -.07 .00 .07

    Note : MBDL = Borderline; MPAR = Paranoid; MAVD = Avoidant; MSZD = Schizoid; MPAG = Passive Aggressive; MNAR = Narcissis-

    tic; MANT = Antisocial; MHST = Histrionic; MSTY = Schizotypal; MCPS = Compulsive; MDEP = Dependent; * p: < .05; **: p < .01;

    one-tailed test.

    N=140

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    18 Validity

    We can speculate that persons with high scores on the Cautious scale were raised by parents

    who were overprotective, controlling, and highly critical, and who never let their child explore, test

    his/her abilities, or manage his/her life. The syndrome associated with the Cautious scale re-

    sembles a failure at Eriksons second stage of psychosocial development or Freuds anal stage

    of development. The child, as a result, is guilt prone, rigid, conforming, and reluctant to learn new

    skills or to experiment. As a manager, these people will tend to micromanage their staff, resist

    innovation, and be reactive rather than proactive, in a defensive effort to avoid criticism. At the

    extreme, such people may continue to do their work in their customary way even when new

    procedures are clearly preferable and superior.

    Table 3.1 shows that the Cautious scale correlates -.70 with the HPI Ambition scale and -.60 with

    the HPI Adjustment scale, suggesting that high scorers are self-critical and unassertive. Table

    3.2 shows that the Cautious scale is most highly correlated (.61) with the MMPI Social Introver-

    sion scale, which further supports the unassertive theme found with the HPI. Table 3.3 shows that

    the Cautious scale is the HDS scale most highly correlated with the MMPI scale for Avoidant

    personality disorder (.60). In a joint analysis including the HPI, MVPI, and HDS (see Table 3.8),the Cautious scale forms a component with the Leisurely scale of the HDS and the Hedonistic

    scale of the MVPI, a syndrome that can be described as defensive self-indulgence.

    Table 3.4

    Correlations Between the Motives, Values, Preferences

    Inventory and the HDS

    SCALES AES AFF ALT COM HED POW REC SCI SEC TRA

    Excitable .01 -.38** -.09** -.15** .15** -.07* .10** -.08* .14** .00

    Skeptical .07* -.11** -.04 .10** .35** .26** .33** .09** .10** -.04

    Cautious -.04 -.41** -.01 -.21** .12** -.18** -.02 -.13** .23** .06

    Reserved .02 -.63** -.27** -.10** .03 -.09** -.04 .05 .09** -.06*

    Leisurely .02 -.15** .00 .04 .24** .14** .19** .00 .16** .04

    Bold .16** .26** .10** .42** .15** .57** .51** .25** .00 .05

    Mischievous .20** .28** .04 .22** .32** .47** .43** .19** -.34** -.16**

    Colorful .26** .40** .04 .26** .22** .42** .52** .17** -.31** -.09**

    Imaginative .33** .14** .08* .13** .23** .31** .37** .24** -.29** -.07*

    Diligent -.03 -.02 .21** .18** -.04 .15** -.01 .20** .39** .28**

    Dutiful -.02 -.01 .27** .00 .02 -.17** -.10** -.07* .25** .14**

    Note: AES = Aesthetic; AFF = Affiliation; ALT = Altruistic; COM = Commercial; HED = Hedonistic; POW = Power; REC = Recognition; SCI

    = Science; SEC = Security; TRA = Tradition; *: p < .05; **: p < .01; one-tailed test.

    N=735

    Tables 3.5 and 3.6 show that the Cautious scale is uncorrelated with either the Watson-Glaser or

    the Industrial Reading Test. Table 3.7 shows that managers with high scores on the Cautious

    scale are described as self-doubting (.28), consistent (.20), feeling inadequate (.18), not rational

    (.25), and not expressing emotions appropriately (.20).

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    Validity 19

    Reserved. The Reserved scale is designed to model the Schizoid personality as seen in work-

    ing adults. Reserved people are introverted, shy, misanthropic, and imperceptive or uninsightful

    about social, interpersonal, or political cues. Their imperceptiveness may be a function of delib-

    erately tuning other people out; whatever the reason, they seem unconcerned about the welfare

    of others, indifferent to their moods and feelings, and unaware of or indifferent to how others

    react to them.

    Related to their social gaucheness is a preference for working alone and a tendency to be more

    interested in data and things than people. Such people can have successful careers in technical

    fields, but their indifference, stiffness, and insensitivity make them poor managers. The Chief

    Financial Officer of a hospital with which we have worked is a good example of this type. Each

    morning when he comes to work, he gets off the elevator, marches to his office without greeting

    anyone, goes into the office, shuts the door, hangs up his coat, and sits down at his desk. Only

    then will he respond to other people, and then only after they knock on his closed door. He is self-

    confident, bright, and very good with numbers, but his staff dislikes him because he communi-

    cates with them so infrequently and incompetently.

    We suspect there is a genetic component to high scores on this scalebecause shyness is

    known to be hereditary (cf. Jones, Cheek, & Briggs, 1991). A disposition toward shyness com-

    bined with parents who were withdrawn and uncommunicative would likely create a child who

    was withdrawn and awkward around peers. Feedback from peers might further exacerbate a

    childs tendency toward social withdrawal. There are, nonetheless, some real benefits to this

    pattern of interpersonal behavior. On the one hand, being genuinely indifferent to the problems of

    others can reduce the amount of stress in ones life. On the other hand, just as people seem

    compelled to try periodically to cheer up a depressed person, so people feel compelled to try to

    coax the Reserved person out of his or her shell; this coaxing must to some degree reinforce thereserved behavior.

    The correlations in Table 3.1 suggest that persons with high scores on the Reserved scale are

    imperceptive and socially maladroit (Likeability, Ambition), impulsive and noncompliant (Pru-

    dence), and somewhat self-doubting or unhappy (Adjustment). Correlations with the standard

    scales of the MMPI (Table 3.2) suggest that persons with high scores on the Reserved scale are

    aloof and stand-offish (Si). Table 3.3 shows that the Reserved scale is most strongly correlated

    with the MMPI scale for Schizoid personality. The results of a joint analysis of the HPI, MVPI, and

    HDS suggests that the Reserved scale is a measure of introversion and misanthropy (see Table

    3.8). Tables 3.5 and 3.6 show that the Reserved scale is uncorrelated with either the Watson-

    Glaser or the Industrial Reading Test. Table 3.7 shows that supervisors, peers, and subordinates

    describe managers with high scores on the Reserved scale as self-centered (.19), socially inept

    (.17), disliking to meet new people (.21), and unkind (.18), but as following company policy (-.15).

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    20 Validity

    Leisurely.The Leisurely scale is designed to assess passive-aggressive tendencies as seen

    in working adults. Such people are preoccupied with their own goals and dreams and they resent

    being disturbed or interrupted. Although requests for greater focus, productivity, or effort will irri-

    tate them, they wont express their irritation directly; rather, they will express it in relatively subtle

    ways. For example, they are often late for meetings, they procrastinate, and they put off working

    on tasks that dont interest them. They blame their non-performance on computer failures, lack of

    adequate resources, lack of cooperation from someone else, or other factors beyond their con-trol. As managers they tend to set up their staff for failure by not telling them what they want, and

    then criticizing them for not delivering what they allege they actually wanted.

    We can only speculate about the origins of passive aggression. The pattern may appear in chil-

    dren who were talented or attractive, and who were indulged but somewhat neglected. This

    combination left them feeling both special and resentful. Overtly and superficially compliant, they

    became privately rebellious and vindictive.

    Correlations with the HPI in Table 3.1 are not very helpful in interpreting the meaning of high

    scores on the Leisurely scalethe theme on the HPI is one of mild alienation indicated by low

    negative correlations with Ambition, Likeability, and Prudence. The correlations in Table 3.2 with

    the MMPI standard scales are more helpful and suggest a syndrome of unhappiness (K, Pt),

    suspiciousness and distrust (Pa), and odd thinking (Sc). These themes are further amplified in

    Table 3.3, where moderately large correlations with Compulsive, Paranoid, Schizotypal, and

    Passive-Aggressive personality disorder scales suggest a cautious and controlled interpersonal

    style combined with a somewhat strange, skewed, and suspicious view of the world. As noted

    above, in a joint analysis of the HPI, MVPI, and HDS (see Table 3.8), the Leisurely scale defines

    a component we labeled defensive self-indulgencespoiled and self-indulgent but concerned

    with staying out of trouble.

    Tables 3.5 and 3.6 show that the Leisurely scale is uncorrelated with either the Watson-Glaser or

    the Industrial Reading Test. Table 3.7 shows that people describe managers with high scores on

    the Leisurely scale as delegating appropriately (.19) and not testing the limits (.17), but also as

    resentful (.15), feeling mistreated (.16), and questioning others loyalty (.15).

    Table 3.5

    Correlations Between the Watson-Glaser Critical Thinking

    Appraisal and the HDS

    SCALES EXC SKE CAU RES LEI BOL MIS COL IMA DIL DUT

    Watson-Glaser .01 .06 -.02 .12 -.15 .09 .25** .32** .03 -.20* .07

    Note: EXC = Excitable; SKE = Skeptical; CAU = Cautious; RES = Reserved; LEI = Leisurely; BOL= Bold; MIS = Mischievous; COL=Colorful; IMA= Imaginative; DIL= Diligent; DUT= Dutiful; *: p < .05; **: p < .01; one-tailed test.N=125

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    Validity 21

    Table 3.6

    Correlations Between the Industrial Reading Test and the HDS

    SCALES EXC SKE CAU RES LEI BOL MIS COL IMA DIL DUT

    Industrial Reading

    Test .06 .11 .04 .13 -.03 .08 .18* .22* .06 -.09* .14

    Note: EXC = Excitable; SKE = Skeptical; CAU = Cautious; RES = Reserved; LEI = Leisurely; BOL= Bold; MIS = Mischievous; COL=Colorful; IMA= Imaginative; DIL= Diligent; DUT= Dutiful; *: p < .05; ** p: < .01; one-tailed test.N=90

    Bold. The Bold scale is designed to model Narcissistic tendencies as seen in working adults.

    Narcissism is primarily defined by feelings of grandiosity and entitlement; by virtue of a persons

    unique talents and attributes, she/he naturally deserves favors, praise, and recognition. Narcis-

    sists avoid recognizing their failures and shortcomings by means of narcissistic withdrawal

    they wont associate with or listen to people who might criticize themthey take more credit for

    success than is fair, they blame their failures on others, and consequently they dont learn fromexperience. They are often talented and capable, and their self-confidence encourages them to

    take initiative, offer opinions, and claim major competenciese.g., I can get this country moving

    again. As a result, they often rise rapidly in organizations, but others will find them hard to work

    with because they can be overbearing, demanding, arrogant, and unrealistic. Their inability to

    build a team and learn from experience usually leads to a fall from power.

    An example of a high functioning narcissist could be the brilliant and imperious Douglas MacArthur,

    who graduated first in his class from West Point and did well as an officer in World War I. Al-

    though he languished in the 1920s and 1930s, McArthur led a brilliant defense and subsequent

    campaign against the Japanese in the Philippines in World War II, for which he became justifi-ably famous. He was fired by President Truman 10 years later for impetuous insubordination

    during the Korean War. Talented, self-dramatizing, vain, overbearing, and self-aggrandizing,

    General MacArthur embodied the strengths and shortcomings of the Narcissist at his best.

    We can speculate that, as children, Narcissists were indulged, praised, and pampered (MacArthur

    certainly was), but not required to exercise much self-control. Indulgence without controls is actu-

    ally a form of rejection which leaves a child with the feeling both of being very special and of being

    unworthy. The result is public self-confidence and self-assurance and private self-doubt.

    Correlations with the HPI (Table 3.1) suggest that persons with high scores on the Bold scale are

    seen as confident, outgoing, and bright. Correlations with the standard scales of the MMPI (Table

    3.2) suggest that such persons are also active and energetic (Ma), and mildly unconventional in

    their thoughts and behavior (K, Sc). Table 3.3 shows that the Bold scale is

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    22 Validity

    most highly correlated with the MMPI scale for Narcissistic personality disorder. In an analysis

    combining the HPI, MVPI, and HDS (Table 3.8), the Bold scale is part of the first component

    which is defined by energy, potency, ascendancy, and impulsivity; thus, there are some distinctly

    positive features to high scores on the Bold scale. Tables 3.5 and 3.6 suggest the Bold scale is

    uncorrelated with cognitive ability. In Table 3.7, supervisors, peers, and subordinates describe

    managers with high scores on the Bold scale as socially appropriate (.17), content with their

    image (.19), and not a follower (.20), but also as self-promoting (.17), unrestrained (.22) andtesting the limits (.17).

    Mischievous. The Mischievous scale is designed to assess the Antisocial personality disor-

    der as seen in working adults. We agree with Lykken (1995) that the most important form of the

    Antisocial personality is what Cleckley (1982) called a psychopatha person who is charming

    but deceitful, easily bored, risk-taking, and careless about rules and conventions. The psycho-

    path resembles the Narcissist in terms of social skill, impulsiveness, and an inability to learn from

    experience, but psychopaths lack the Narcissists energy and career focus.

    Psychopaths are naturally bright and socially skilled; they are raised by parents who are warmand permissive, who indulge them, set no limits, and who find their evasions and deceptions

    amusingpossibly because the parent(s) also tend to prevaricate and cut corners when it is

    advantageouspsychopaths are often exposed to deceitful models in childhood. These chil-

    dren learn early on that they can often have their way by being cute and by lying when it is conve-

    nient and plausible to do so.

    An example of a high functioning psychopath could be Kim Philby, a bright, charming, and unusu-

    ally talented man, whose father, St. John Philby was a famous adventurer, scholar, British spy

    and possible double agent. After graduating from Cambridge, Philbys exceptional talent and

    interpersonal skill allowed him to rise rapidly in British intelligence in the 1930s. The novelistGraham Greene, who worked for Philby during World War II, described him as the most impres-

    sive person he ever knew. Nonetheless, Philby routinely seduced his friends wives, and he be-

    came a Russian double agent and the greatest traitor in British history. He escaped to Russia

    just as he was finally detected, where he lived like royalty but was never trusted by the Russians,

    and where he finally died.

    Correlations with the HPI (Table 3.1) suggest that persons with high scores on the Mischievous

    scale will seem outgoing and entertaining (Sociability), impulsive and easily bored (Prudence),

    and bright and imaginative (Intellectance). Correlations with the standard scales of the MMPI

    (Table 3.2) suggest that persons with high scores on the Mischievous scale are energetic andimpulsive (Ma), somewhat socially inappropriate and nonconforming (K, Pd), and somewhat

    odd in their thoughts and behavior (Sc). The Mischievous scale has its highest correlations with

    the MMPI scales for Passive Aggressive, Paranoid, Antisocial, Borderline, Schizotypal, and

    Narcissistic personality disorders (see Table 3.3). This is a complex syndrome involving en-

    ergy, impulsivity, and odd mentation. In a joint analysis using the HDS, HPI, and MVPI (Table

    3.8), the Mischievous scale loads on a component reflecting energy,

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    Validity 23

    drive, and personal effectiveness. Tables 3.5 and 3.6 show that the Mischievous scale correlates

    .25 with the Watson-Glaser and .18 with the Industrial Reading Test, further testifying to the talent

    of such people. In Table 3.7, managers with high scores on the Mischievous scale are described

    as arrogant (.17), deceitful (.17), testing the limits (.14), but socially appropriate (.16).

    Colorful.The Colorful scale is designed to model the Histrionic personality disorder as it ap-

    pears in working adults. People with high scores on the Colorful scale need frequent and variedsocial contact, preferably while being at the center of attention. They develop considerable skill

    at making dramatic entrances and exits and otherwise cleverly calling attention to themselves.

    Interpersonally, they are gregarious, flirtatious, and often charming, but their interest in others

    tends to be superficial and primarily oriented toward gaining immediate agreement on how at-

    tractive they themselves are.

    Because they have charm, wit, social presence, and the ability quickly to establish relationships

    with others, they tend to do well in sales jobs. But as managers their need for attention, inability to

    share credit, flightiness, lack of intellectual discipline, and short attention span tend to annoy and

    disorient their subordinates.

    A high functioning example of this interpersonal style could be President William Clinton. Clinton

    reports that his mother taught him that, after entering a room full of strangers, he should leave with

    everyone in the room liking him, a rule he still follows assiduously. He is an astonishingly good

    campaigner because he seems unable to get enough human contact and this makes him inex-

    haustible. His chaotic managerial style is legendarybut it hardly separates him from many

    politiciansas is his phenomenal ability to connect with strangers and to convey the sense that

    he feels their pain. His conversations turn into speeches, and his inability to stay focused on a

    single topic and analyze it in depth is also well known. Finally, once again, he exemplifies the

    charm and attractiveness of this style, as well as its shortcomings in a managerial role.

    Table 3.1 shows that the Colorful scale is most highly correlated with the Sociability, Ambition,

    Intellectance, and School Success scales of the HPI, suggesting that high scorers seem ener-

    getic, outgoing, charismatic, bright, and imaginative. In Table 3.2, the Colorful scale is most

    highly correlated with the MMPI Ma and Si standard scales. Such persons are extraverted, exu-

    berant, and active. Table 3.3 shows that the Colorful scale is most highly correlated with the

    MMPI scales for Narcissistic and Histrionic personality disorders. On the MVPI in Table 3.4, the

    Colorful scale is substantially correlated with Recognition, Power, and Affiliation, suggesting a

    somewhat compulsive need for attention and positive feedback. Tables 3.5 and 3.6 show that

    the Colorful scale correlates .32 with the Watson-Glaser and .22 with the Industrial Reading Test,further substantiating the view that high scorers seem bright and articulate. Finally in Table 3.7,

    managers with high scores on the Colorful scale are described as limit testing (.27), unrestrained

    (.24), noisy (.24), smooth talking (.21), and quick to become angry (.20).

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    Validity

    Table 3.7

    Correlations between Observers Description Ratings and t

    HDS Scale HDS Scale

    Observerss Description Item r Observerss Description Item

    Excitable Mischievous

    Yells at people when they make mistakes .30 Is deceitful

    Expresses emotionsappropriately -.30 Isarrogant

    Is easily upset .29 Is a follower

    Follows company policy -.29 Is unassuming

    Is self-doubting .28 Acts in a socially appropriate ma

    Is fault finding .27 Is independent

    Is tense .27 Is flighty

    Is calm -.27 Tests the limits

    Is moody .26

    Is predictable -.24 Colorful

    Accepts feedback well -.22 Tests the limitsIs quick to become angry .21 Is self-restrained

    Is quiet

    Skeptical Questions peoples loyalty

    Is not easily disappointed -.28 Is innovative

    Needs attention .28 Is a follower

    Feels mistreated .26 Is a smooth talker

    Is easily hurt by criticism .25 Is quick to become angry

    Is tense .24 Is socially insightful

    Is easily upset .23 Is the life of the office

    Is fault finding .21 Is detail-oriented

    Is unassuming -.21 Is reserved

    Is uninterested in close relationships -.20

    Questions peoples loyalty .19

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    Validity

    25

    Cautious Imaginative

    Is self-doubting .28 Engages in horseplay

    Is rational -.25 Is self-restrained

    Is consistent .20 Is socially insightful

    Expresses emotions appropriately -.20 Is predictable

    Enjoys meeting new people -.19 Is the life of the office

    Feels inadequate .18 Is imaginative

    Is content with self-image -.17 Has odd attitudes

    Is anxious .17 Is eccentric

    Is uneasy around new people .17 Is calmIs flighty

    Reserved Is innovative

    Enjoys meeting new people -.21

    Is self-cenered .19 Diligent

    Is kind -.18 Is detail-oriented

    Needs reassurance -.18 Is polite

    Is socially inept .17 Is uninterested in close relations

    Is considerate -.15 Is perfectionistic

    Does not follow company policy -.15 Is organized

    Is accommodating -.15

    Dutiful

    Leisurely Is predictable

    Enjoys meeting new people -.19 Is a followerDelegatestasks appropriately .19 Is unassuming

    Tests the limits -.17 Makes own decisions

    Feels mistreated .16 Is empathetic

    Is practical -.16 Is indecisive

    Encourages constructive criticism -.15 Is nonconforming

    Questions peoples loyalty .15 Is self-restrained

    Is resentful .15 Is rude

    Bold Note: r > 13; p < .05; one-tailed test.Is self-restrained -.22 N=193Is a follower -.20

    Is easy going -.20

    Is content with self-image .19Is self-promoting .17

    Acts in a socially appropriate manner .17

    Tests the limits .17

    Holds grudges -.17

    Sociable .15

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    Imaginative.The Imaginative scale is designed to model the Schizotypal personality disorder

    as it is found in working adults. People with high scores on the Imaginative scale tend to talk,

    dress, and behave in ways that are different and even unusual, but these actions typically are not

    self-conscious, affected, or necessarily designed to attract attention. These people are often

    bright and/or well educated, and they are often strikingly original in their ideas and insights. Other

    times, however, their ideas may be inappropriate or even disruptive.

    Related to their imaginative and unusual insights is a kind of childish self-absorption; when they

    are involved in their work, they can beat their worstsingle-minded, insensitive to the needs

    and reactions of others, and unconcerned with the social or political fall-out that results from their

    intense focus. At their best, however, they can be amazingly insightful about the motives of oth-

    ers.

    The same generalization is true for highly creative people; their originality and insight is the

    source of innovation and even progress in an organization, but they are often hard to live with;

    sometimes they are whimsical and charming, sometimes they are selfish and self-absorbed. At

    all times, however, their speech, dress, and mannerisms tend to set them apart from their more

    conventional and less creative peers.

    Table 3.1 shows that the Imaginative scale is most highly correlated with the HPI scales for Intel-

    lectance and Sociability in the positive direction and Prudence in the negative direction. Such

    people will seem creative, impulsive, and non-conforming. The Imaginative scale is most highly

    correlated with the Ma and Sc scales of the MMPI in the positive direction and the K scale in the

    negative direction, suggesting that high scorers are energetic, odd thinking, and willing to admit

    unflattering things about themselves (see Table 3.2). Table 3.3 shows that the Imaginative scale

    is most highly correlated with the MMPI scale for the Schizotypal personality disorder. On theMVPI in Table 3.4, the Imaginative scale is most highly correlated with Recognition, Aesthetic,

    and Power needs, which adds a task-oriented component to the creative profile. The Imagina-

    tive scale is uncorrelated with the cognitive measures in Tables 3.5 and 3.6. Table 3.7 shows that

    managers with high scores on the Imaginative scale are described as engaging in horseplay

    (.22), impulsive (.20), socially insightful (.20), unpredictable (.18), and the life of the office(.18).

    Diligent. The Diligent scale is designed to model the Obsessive-Compulsive personality dis-

    order as it appears in working adults. People with high scores on the Diligent scale are hard

    working, well-organized, careful, conservative, socially appropriate, fussy, and perfectionistic.

    Their meticulous attention to detail is useful and even important in many jobs, but it has a downside too. Such people have trouble prioritizing their work because they believe that every task

    must be done equally wellwhich becomes increasingly difficult as a person becomes busier.

    They have trouble delegatingbecause they want to be sure that things are done rightwhich

    deprives their subordinates of opportunities to learn. They tend to micromanage their staff, and

    their conservatism may make them resistant to change. They will be good with details, but they

    will rarely be a source of true innovation.

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    Validity 27

    Such people resemble Freuds anal retentive personality typestingy, neat, and stubborn. Freud

    suggested this behavior is caused by being severely toilet trained as a child; Erikson related the

    behavior to over-zealous parenting in which care-takers monitor a childs behavior too closely

    and the child develops too much self-control. Alternatively, one could see this syndrome as re-

    flecting a child who is trying very hard to please his or her overcontrolling parents. Whatever the

    developmental dynamics, high scores on the Diligent scale reflect excessive conformity but little

    personal unhappiness.

    Table 3.1 contains correlations with the HPI. The correlations with Prudence and Likeability sug-

    gest persons with high scores on the Diligent scale are conforming, self-controlled, and socially

    appropriate. Correlations with the MVPI (see Table 3.4) suggest that high scorers on the Diligent

    scale are conservative and perhaps moralistic. Table 3.2 reveals no significant correlations with

    the standard scales of the MMPI. Similarly, Table 3.3 contains no significant correlations with the

    MMPI personality disorders scales, although the highest (nonsignificant) correlation is with the

    Narcissistic scale. In a joint analysis with the HPI, MVPI, and HDS (Table 3.8), the Diligent scale

    loaded on a component defined by the MVPI Security and Tradition scales, and by the HPI Pru-dence scale, which is a syndrome of conformity, conservatism, and self-control. Managers with

    high scores on the Diligent scale are described as detail-oriented (.22), polite (.20), perfectionistic

    (.15), and organized (.15).

    Dutiful. The Dutiful scale is designed to map the Dependent personality disorder as it is seen in

    working adults. Such people are compliant, conforming, unctuous, and excessively eager to

    please. Because they are so agreeable, they rarely make enemies; because they seldom criti-

    cize or complain and because they dont threaten anyone, they tend to rise in organizations. As

    managers, they will be tactful and considerate but, because they are so eager to please their

    bosses, they avoid standing up for their subordinates. These people are characterized by exces-sive timidity and conformity rather than anxiety and self-doubt.

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    Table 3.8

    Principal Components Analysis of the HPI, MVPI, and HDS

    Components

    Scale I II III IV V VI

    Power (MVPI) .82

    Bold (HDS) .75

    Recognition (MVPI) .70

    Commercial (MVPI) .60

    Mischievous (HDS) .59

    Colorful (HDS) .57

    Skeptical (HDS) .52

    Reserved (HDS) -.79Affiliat ion (MVPI) .78

    Likeability (HPI) .72

    Altruist ic (MVPI) .53

    Sociability (HPI) .48

    Security (MVPI) .71

    Prudence (HPI) .63

    Tradition (MVPI) .63

    Diligent (HDS) .63

    Dutiful (HDS) .44

    Adjustment (HPI) .91

    Ambition (HPI) .80

    Excitable (HDS) -.55

    Aesthetic (MVPI) .79

    Intellectance (HPI) .72

    School Success (HPI) .57

    Imaginative (HDS) .51

    Leisurely (HDS) .70

    Hedonistic (HDS) .57

    Cautious (HDS) .51

    Note: Percent of Variance = 61.9N=1,041

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    Interpretations and Uses 29

    C H A P T E R

    4

    Interpretations and Uses

    Scale by Scale Interpretation

    This chapter provides some suggestions and examples of how to interpret HDS profiles. There

    are four points to remember when interpreting profiles. First, virtually everyone can improve some

    aspect of his/her social performance, and the HDS indicates where improvement might be help-ful. Second, research shows that persons with lower scores on the HDS tend to have fewer

    problems at work. Third, the interpretations of each scale are based on descriptions provided by

    coworkers. Fourth, because people often dont realize that aspects of their interpersonal behav-

    ior need improvement, the HDS provides an efficient and reliable way to highlight these issues

    so that one can learn to manage them.

    For interpretation, we suggest the following percentile ranges:

    Average scores = 0% to 40%

    E