ICE FUTURES GASOIL FUTURES CONTRACT · ICE FUTURES GASOIL FUTURES CONTRACT CERTIFICATION This form is required to be completed by the customer and returned to the relevant Clearing

ICE FUTURES GASOIL FUTURES CONTRACT

CERTIFICATION

This form is required to be completed by the customer and returned to the relevant Clearing Member no later than 1 hour after the time established by ICE Futures for cessation of trading for the applicable delivery. The Clearing Member shall send this form to ICE Futures Compliance Department no later than 2 hours after such time of cessation of trading. 1. The undersigned is a customer of

………………………………………………………………………………….., a Clearing Member of ICE Futures which is currently holding at the cessation of trading for the account of the undersigned ………………………..open sold contracts for delivery in the month of …………………….., 20..

2. The undersigned will have available to him in one or more storage tanks at an

eligible installation or installations product in a quantity and quality sufficient to meet the undersigned’s contractual obligations to make delivery of the number of contracts specified in paragraph 1. above in accordance with the ICE Futures Regulations.

3. This certificate is furnished in accordance with ICE Futures Rule J.11 and may be

relied upon by ICE Futures and by any and all Members thereof. 4. The information contained in this Certificate is accurate and complete. The

undersigned understands that any omissions from or mis-statements in this Certificate may result in ICE Futures denying the undersigned access to the Market in accordance with applicable law.

5. IN WITNESS WHEREOF, the undersigned has executed this certificate

this …….. day of …….……….20… Name of customer …………………………….. Authorised signature…………………………….

ICE FUTURES UK NATURAL GAS FUTURES, ICE FUTURES UK BASE ELECTRICITY FUTURES, ICE FUTURES UK PEAK ELECTRICITY FUTURES & ICE

FUTURES ECX CFI FUTURES CONTRACTS EFP/EFS/BLOCK TRADE ENTRY FORM

Please fax this form to ICE Futures Market Supervision: 020 7265 1784 Member Details (Please Print)

Member Company Member Mnemonic

Counterparty Company Counterparty Mnemonic

Contact Details (Please Print)

Contact Name………………………………………...

Contact No …………………………………………..

Date ………………………………………..............

Signature ………………………………….............

Trader Name ……………………………….

Trader Mnemonic ………………….......... (Only required if trade to be entered under Trader Mnemonic)

Trade Details (Please Print)

Commodity Natural Gas/Electricity/CFI* Trade Type EFP / EFS / Block*

Contract Strip/Month Time Traded

No of Lots Account Ref

Price OTC/Physical Transaction Date**

Buyer or Seller B / S*

* Delete as appropriate ** Date of OTC/Physical transaction required for registration of EFPs and EFSs only Please be aware of the following: EFPs and EFSs in respect of the ICE Futures UK Natural Gas Futures Contract and the ICE Futures ECX CFI Futures Contract may be reported to the Exchange up to 30 minutes after the relevant time of close of the ICE Platform (17:30 hours). EFPs and EFSs in respect of the ICE Futures UK Base Electricity and the ICE Futures UK Peak Electricity Contracts may be reported to the Exchange up to 30 minutes after the relevant time of close of ICE Futures (17:30 hours) and on expiry days, for the expiring contract date, up to one hour after the relevant time of cessation of trading (18:00 hours). Block trades in relation to the ICE Futures UK Natural Gas Futures Contract, the ICE Futures UK Base/Peak Electricity Futures Contracts and the ICE Futures ECX CFI Futures Contract may take place during 08:00 and 17:00 hours and on such business days as the Exchange may from time to time prescribe Please call the ICE Futures Market Supervision on 020 7265 3772/3707 if you have any queries on the completion of this form.

COMPANY MNEMONIC: ……………..………. NAME: ………………………………… SIGNATURE: …………………………………… CONTACT NO: ………………………. TRADER NAME: ……………………………… TRADER MNEMONIC: …….............. DATE: …………………………………. Please tick if you wish us to input under Company Name Please fax to ICE Futures on +44 020 7265 1784, E-mail to [email protected] Please tick if Calendar strip and enter the start and end month of the spread below. If not a Calendar strip then please enter the month in the Start month box.

Buy(B) Sell(S) Cross

(X)

Start Month

End Month

No. of lots per

Month

Price

Trade Type EFP (E) EFS (S) Block (K)

Contract Brent (B) Gas Oil (G) WTI (T) Heat Oil (O) RBOB (N)

Allocate To †

ACC Details

‡

Time Traded

(UK)

Counterparty

† Enter receiver’s mnemonic if giving up trade to another Member OR one of the following codes if not giving up trade H

= House; S = Segregated; N = Non Segregated ‡ Enter receiving Member’s acct reference details if giving up trade to another Member

NB: The minimum volume for Block Trades are as follows: Brent (B) = 600 lots and Gasoil (G) = 200 lots

Complex Strategies = 50 lots WTI (T) =100 lots, Heating Oil (O) = 100 lots, RBOB Gasoline (N) = 100 lots

Complex Strategies = 50 lots ANY PROBLEMS PLEASE RING: ICE Futures Market Supervision on +44 020 7265 3650

EFP/EFS/BLOCK TRADE ENTRY FORM

FOR REGISTRATION OF BRENT, GASOIL, WTI, HEATING OIL and RBOB GASOLINE FUTURES

FRONT MONTH ICE FUTURES BRENT CRUDE FUTURES CONTRACT CLIENT POSITION REPORT 500 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY FAX TO: +44 (0)20 7680 1565 OR BY E-MAIL TO: [email protected] MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................

Account reference/code CPS a/c Long position Short position

THIS FORM MUST BE COMPLETED BASED ON EACH CLIENT’S OPEN INTEREST AS AT THE OPEN INTEREST RUN AT 10:00 HOURS, AND MUST BE SIGNED (below). SIGNED......................................... NAME...........................................(PLEASE PRINT) SIGNATORY’S STATUS/JOB TITLE.................................................................................

SECOND MONTH ICE FUTURES BRENT CRUDE FUTURES CONTRACT CLIENT POSITION REPORT 500 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY FAX TO: +44 (0)20 7680 1565 OR BY E-MAIL TO: [email protected] MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................



FRONT MONTH ICE WTI CRUDE FUTURES CONTRACT CLIENT POSITION REPORT 100 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY E-MAIL TO: [email protected] (preferred) Or by FAX TO: +44 (0)20 7680 1565 MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................



SECOND MONTH ICE WTI CRUDE FUTURES CONTRACT CLIENT POSITION REPORT 100 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY E-MAIL TO: [email protected] (preferred) Or by FAX TO: +44 (0)20 7680 1565 MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................


THIS FORM MUST BE COMPLETED BASED ON EACH CLIENT’S OPEN INTEREST AS AT THE OPEN INTEREST RUN AT 10:00 HOURS, AND MUST BE SIGNED (below). SIGNED......................................... NAME...........................................(PLEASE PRINT) SIGNATORY’S STATUS/JOB TITLE................................................................................

FRONT MONTH ICE FUTURES GAS OIL FUTURES CONTRACT CLIENT POSITION REPORT 100 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY FAX TO: +44 (0)20 7680 1565 OR BY E-MAIL TO: [email protected] MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................



FRONT MONTH ICE FUTURES NEW YORK HARBOUR UNLEADED GASOLINE BLENDSTOCK (RBOB) FUTURES CONTRACT CLIENT POSITION REPORT 100 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY E-MAIL TO: [email protected] (preferred) Or by FAX TO: +44 (0)20 7680 1565 MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................



SECOND MONTH ICE FUTURES NEW YORK HARBOUR UNLEADED GASOLINE BLENDSTOCK (RBOB) FUTURES CONTRACT CLIENT POSITION REPORT 100 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY E-MAIL TO: [email protected] (preferred) Or by FAX TO: +44 (0)20 7680 1565 MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................



FRONT MONTH ICE FUTURES NEW YORK HARBOUR HEATING OIL FUTURES CONTRACT CLIENT POSITION REPORT 100 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY E-MAIL TO: [email protected] (preferred) Or by FAX TO: +44 (0)20 7680 1565 MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................



SECOND MONTH ICE FUTURES NEW YORK HARBOUR HEATING OIL FUTURES CONTRACT CLIENT POSITION REPORT 100 lots or above THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY E-MAIL TO: [email protected] (preferred) Or by FAX TO: +44 (0)20 7680 1565 MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................



FRONT MONTH ICE FUTURES UK NATURAL GAS FUTURES CONTRACT CLIENT POSITION REPORT All client positions of any magnitude THE COMPLETED FORM MUST BE SUBMITTED BY 14:00 HOURS EITHER BY FAX TO: +44 (0)20 7680 1565 OR BY E-MAIL TO: [email protected] MEMBER MNEMONIC.......... DATE......................................... DELIVERY MONTH……………….............................



CARBON EMISSIONS ALLOWANCE POSITION REPORT This form must be sent to ICE Futures by email to [email protected] or fax to 020-7680-1565 by 10.30 hours every day

This form must be sent to LCH.Clearnet by email to [email protected] or fax to 020-7667-7359 by 10.30 hours on each of the 15 days prior to expiry

Member Mnemonic: ………. Delivery Month: …………… Date: / /

Position Information Provision of this delivery information to ICE Futures on each of the 15 days prior to

expiry is mandatory

Client Information

Member Information

Non Clearing Member Mnemonic or

Client Account Ref **

CPS A/C Net

Long Net

Short Confirmation client has a holding account at a

Registry

Registry at which Member holds Person Holding account

Person Holding Account Number

Authorised Representatives names and contact details

YES/NO YES/NO

YES/NO

YES/NO

1.

YES/NO

YES/NO

YES/NO

YES/NO

YES/NO

YES/NO

Members are reminded that if a Holding Account with a valid Registry is not be in place at the time of submission of a Delivery Transfer, this may result in a Late or Failed Delivery. This will result in Delivery Costs and subsequent issue of sanction. The undersigned confirms that one or more of the authorised representatives or contacts detailed below will be contactable on any of the days during the Delivery Period.

2.

. SIGNED: NAME: SIGNATORY’S STATUS/JOB TITLE:

This form must be completed in respect of: NCMs for which you clear; client positions and proprietary positions * N = New instruction, U = Unchanged from previous report, A = Amendment to information previously reported ** N or S for client or NCM positions; H when reporting a proprietary position

ICE FUTURES UK ELECTRICITY FUTURES: BASE/PEAK* POSITION REPORT *Please delete as appropriate This form must be sent to ICE Futures by email to [email protected] or fax to +44 (0)20-7680-1565 by 10:00 hours every day

This form must be sent to LCH.Clearnet by email to [email protected] or fax to 020-7667-7359 by 10:00 on each of the 4 days prior to expiry

Member Mnemonic: ………. Delivery Month: …………… Date: / /

Position Information DELIVERY INFORMATION TO BE COMPLETED ON EACH OF THE 4 DAYS PRIOR TO EXPIRY AND FORWARDED BY FAX OR EMAIL TO LCH.CLEANET AND ICE FUTURES

ECVNA Authorisation in Place Non Clearing Member

Mnemonic or Client Account Ref

*** CPS A/C

Net Long

Net Short

N/U/A*

Contact Details BSC Party Y/N

Transferor/Transferee

Form in Place Production Consumption

Account to be used for

this delivery

(Prod/Con)

BSC Party ID

Name: **

Telephone:

Fax No.:

Yes/No

Yes/No

Yes/No

Name: Telephone:

Fax No.:

Yes/No

Yes/No

Yes/No

Name: Telephone:

Fax No.:

Yes/No

Yes/No

Yes/No

Name:

Telephone:

Fax No.:

Yes/No

Yes/No

Yes/No

Name: Telephone:

Fax No.:

Yes/No

Yes/No

Yes/No

SIGNED: NAME: SIGNATORY’S STATUS/JOB TITLE:

This form must be completed in respect of: NCMs for which you clear; client positions and proprietary positions * N = New instruction, U = Unchanged from previous report, A = Amendment to instruction previously reported ** Contact name for the purpose of submitting authorisations *** N or S for client or NCM positions; H when reporting a proprietary position

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ICE FUTURES GASOIL FUTURES CONTRACT · ICE FUTURES GASOIL FUTURES CONTRACT CERTIFICATION This form is required to be completed by the customer and returned to the relevant Clearing