51
ISO 18308 Conformance Statement Rev 1.5 Author: T Beale Page 1 of 51 Date of Issue:09 Sep 2006 © 2002-2006 The openEHR Foundation email: [email protected] web: www.openEHR.org © 2002-2006 The openEHR Foundation The openEHR foundation is an independent, non-profit community, facilitating the creation and sharing of health records by consumers and clinicians via open-source, standards- based implementations. email: [email protected] web: www.openEHR.org Founding Chairman David Ingram, Professor of Health Informatics, CHIME, University College London Founding Mem- bers Dr P Schloeffel, Dr S Heard, Dr D Kalra, D Lloyd, T Beale ISO 18308 Conformance Statement Authors:T Beale 1 Revision: 1.5.1 Pages: 51 1. Ocean Informatics Australia Release 1

ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

  • Upload
    others

  • View
    4

  • Download
    0

Embed Size (px)

Citation preview

Page 1: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance StatementRev 1.5

Author: T Beale

Release 1

ISO 18308 Conformance Statement

Authors:T Beale1

Revision: 1.5.1

Pages: 51

1. Ocean Informatics Australia

Page 1 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

© 2002-2006 The openEHR Foundation

The openEHR foundationis an independent, non-profit community, facilitating the creation and sharing

of health records by consumers and clinicians via open-source, standards-based implementations.

email: [email protected] web: www.openEHR.org

Founding Chairman

David Ingram, Professor of Health Informatics, CHIME, University College London

Founding Mem-bers

Dr P Schloeffel, Dr S Heard, Dr D Kalra, D Lloyd, T Beale

Page 2: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance StatementRev 1.5

Copyright Notice

© Copyright openEHR Foundation 2001 - 2006All Rights Reserved

1. This document is protected by copyright and/or database right throughout the world and is owned by the openEHR Foundation.

2. You may read and print the document for private, non-commercial use. 3. You may use this document (in whole or in part) for the purposes of making

presentations and education, so long as such purposes are non-commercial and are designed to comment on, further the goals of, or inform third parties about, openEHR.

4. You must not alter, modify, add to or delete anything from the document you use (except as is permitted in paragraphs 2 and 3 above).

5. You shall, in any use of this document, include an acknowledgement in the form: "© Copyright openEHR Foundation 2001-2006. All rights reserved.

www.openEHR.org" 6. This document is being provided as a service to the academic community and on

a non-commercial basis. Accordingly, to the fullest extent permitted under applicable law, the openEHR Foundation accepts no liability and offers no warranties in relation to the materials and documentation and their content.

7. If you wish to commercialise, license, sell, distribute, use or otherwise copy the materials and documents on this site other than as provided for in paragraphs 1 to 6 above, you must comply with the terms and conditions of the openEHR Free Commercial Use Licence, or enter into a separate written agreement with openEHR Foundation covering such activities. The terms and conditions of the openEHR Free Commercial Use Licence can be found at http://www.openehr.org/free_commercial_use.htm

Date of Issue:09 Sep 2006 Page 2 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 3: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance StatementRev 1.5

Amendment Record

AcknowledgementsThe work reported in this paper has been funded by a number of organisations, including The Univer-sity College, London; Ocean Informatics, Australia.

Issue Details Who Date

R E L E A S E 1.0.1

1.5.1 Updated to Release 1.0.1 reference model semantics. T Beale 09 Sep 2006

R E L E A S E 1.0

1.5 Updated to Release 1.0 reference model semantics. T Beale 02 Feb 2006

1.4 Updated to draft openEHR 0.9 Release for HealthConnect Aus-tralia. Changed title of document.

T Beale 20 Mar 2003

1.3 Updated to EHR RM 3.8.2 and Data Types RM 1.5.8; ISO Requirements TS V1.0

T Beale 10 Nov 2002

1.2 Updated to EHR RM 3.5 and Data Types RM 1.52 T Beale 19 Aug 2002

1.11 Minor adjustments. T Beale 5 Jul 2002

1.1 Updated to latest ISO requirements draft. T Beale,A Goodchild

28 Jun 2002

1.0 Initial Writing T Beale 20 Jun 2002

Author: T Beale Page 3 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 4: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance StatementRev 1.5

Date of Issue:09 Sep 2006 Page 4 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 5: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance StatementRev 1.5

Table of Contents

1 Introduction.............................................................................. 71.1 Purpose...................................................................................................71.2 Status......................................................................................................71.2.1 Versions............................................................................................71.2.2 Completeness...................................................................................71.3 Acronyms, Abbreviations and Definitions ............................................81.4 Methodology..........................................................................................81.5 Recommendations..................................................................................9

2 Mappings .................................................................................11ISO Section 1 Structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11ISO Section 1.1 Record organisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11ISO Section 1.1.1 Sections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11ISO Section 1.1.2 EHR format. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11ISO Section 1.1.3 Portability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12ISO Section 1.1.4 Secondary uses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12ISO Section 1.1.5 Archiving . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12ISO Section 1.2 Data Organisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12ISO Section 1.2.1 Structured Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13ISO Section 1.2.2 Non-structured data. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13ISO Section 1.2.3 Clinical Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15ISO Section 1.2.4 Administrative data. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15ISO Section 1.3 Type and form of data. . . . . . . . . . . . . . . . . . . . . . . . . . . . 16ISO Section 1.3.1 Support for different types of data . . . . . . . . . . . . . . . . . . 17ISO Section 1.3.2 Data types . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17ISO Section 1.3.3 Reference data. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19ISO Section 1.3.4 Contextual Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19ISO Section 1.3.5 Links . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20ISO Section 1.4 Supporting health concept representation. . . . . . . . . . . . . 20ISO Section 1.4.1 Support for multiple coding systems . . . . . . . . . . . . . . . . 20ISO Section 1.4.2 Unique representation of information. . . . . . . . . . . . . . . . 21ISO Section 1.4.3 Language independence . . . . . . . . . . . . . . . . . . . . . . . . . . 21ISO Section 1.4.4 Representation of text . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21ISO Section 2 PROCESS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22ISO Section 2.1 Clinical processes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22ISO Section 2.1.1 Support for clinical processes . . . . . . . . . . . . . . . . . . . . . . 22ISO Section 2.1.2 Problems/issues and health status . . . . . . . . . . . . . . . . . . . 23ISO Section 2.1.3 Clinical reasoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23ISO Section 2.1.4 Decision support, guidelines, and protocols . . . . . . . . . . . 24ISO Section 2.1.5 Care Planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25ISO Section 2.1.6 Orders & service processes. . . . . . . . . . . . . . . . . . . . . . . . 25ISO Section 2.1.7 Integrated care. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26ISO Section 2.1.8 Quality assurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26ISO Section 2.2 Record processes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26ISO Section 2.2.1 Data capture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26ISO Section 2.2.2 Retrieval/query/views of data . . . . . . . . . . . . . . . . . . . . . . 27ISO Section 2.2.3 Presentation of data. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

Author: T Beale Page 5 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 6: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance StatementRev 1.5

ISO Section 2.2.4 Scalability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28ISO Section 3 COMMUNICATION . . . . . . . . . . . . . . . . . . . . 29ISO Section 3.1 Messaging. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29ISO Section 3.2 Record exchange . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30ISO Section 4 PRIVACY AND SECURITY . . . . . . . . . . . . . 31ISO Section 4.1 Privacy and confidentiality. . . . . . . . . . . . . . . . . . . . . . . . 31ISO Section 4.2 Consent . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31ISO Section 4.3 Access control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32ISO Section 4.4 Data integrity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32ISO Section 4.5 Auditability of access . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32ISO Section 5 MEDICO-LEGAL . . . . . . . . . . . . . . . . . . . . . . 34ISO Section 5.1 Support for legal requirements . . . . . . . . . . . . . . . . . . . . . 34ISO Section 5.2 Actors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34ISO Section 5.2.1 Subject of healthcare . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34ISO Section 5.2.2 Patient identification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35ISO Section 5.2.3 User Identification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35ISO Section 5.2.4 Healthcare parties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35ISO Section 5.2.5 Author responsibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36ISO Section 5.2.6 Attestation/Authorization of entries . . . . . . . . . . . . . . . . . 36ISO Section 5.3 Clinical competence/governance . . . . . . . . . . . . . . . . . . . 37ISO Section 5.4 Faithfulness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37ISO Section 5.5 Preservation of context . . . . . . . . . . . . . . . . . . . . . . . . . . . 37ISO Section 5.6 Permanence. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38ISO Section 5.7 Version control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38ISO Section 6 ETHICAL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39ISO Section 6.1 Support for ethical justification . . . . . . . . . . . . . . . . . . . . 39ISO Section 7 CONSUMER/ CULTURAL . . . . . . . . . . . . . . 40ISO Section 7.1 Consumer issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40ISO Section 7.1.1 Support for consumer issues. . . . . . . . . . . . . . . . . . . . . . . 40ISO Section 7.2 Cultural issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41ISO Section 7.2.1 Support for cultural issues . . . . . . . . . . . . . . . . . . . . . . . . 41ISO Section 8 EVOLUTION . . . . . . . . . . . . . . . . . . . . . . . . . . 42ISO Section 8.1 Support for EHR architecture and EHR system evolution 42

3 Summary of Conformance Exceptions ................................ 454 ISO Requirements Requiring Review.................................. 47A References............................................................................... 49

Date of Issue:09 Sep 2006 Page 6 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 7: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance Statement IntroductionRev 1.5

1 Introduction

1.1 PurposeThis document describes the compliance of the openEHR architecture to the draft ISO TC 215 Technical Spec-ification ISO/WD 18308, “Requirements for an Electronic Health Record Reference Architecture”. Theserequirements have been developed from numerous sources. Quoting from the 2002-06-28 draft:

An extensive search of the literature and direct contact with domain experts in many countrieshas been undertaken to identify as many existing sources of EHR requirements as possible.Material from over 35 primary sources has been obtained. This includes 20 sources originallycollected by the EHCR Support Action Project (EHCR-SupA) in Europe. This project wasestablished to support the work of CEN in developing a four part EHR communication stan-dard [CEN 13606, 1999) and one of its Deliverables [SupA1.4, 2000] was to provide "…a con-solidated classification of the requirements for the Electronic Health Care Record (EHCR) andEHCR architecture (EHCRA)." The 20 different primary EHR requirements documents used byEHCR-SupA came from many sources including relevant projects from the EU's Third andFourth Framework AIM programmes and from CEN. The 15 newly identified sources comefrom the United States, The Netherlands, Australia, and New Zealand.

As implied by the title, the ISO EHR requirements relate to EHR “reference architectures”, which include thearchitectures such as that published by openEHR. It is therefore appropriate to show how the openEHR archi-tecture satisfies or deviates from the the ISO requirements.

1.2 Status

1.2.1 VersionsThis document compares the ISO requirements draft document identified as ISO/WD 18308, published byISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables:

• openEHR EHR Reference Model (RM) revision 4.3 draft• openEHR EHR Demographic Reference Model revision 1.4.1 draft• openEHR EHR Common Reference Model revision 1.4.3• openEHR EHR Data Structures revision 1.3.1• openEHR EHR Data Types revision 1.7.2• openEHR archetype draft documents corresponding to these RM versions

In the future it is expected that this list will be expanded to include the following document:• openEHR consent/policy reference model

This document is available at http://svn.openehr.org/specification/TAGS/Release-1.0/publishing/requirements/iso81308_conformance.pdf.

The latest version of this document can be found at http://svn.openehr.org/specifica-tion/TRUNK/publishing/requirements/iso81308_conformance.pdf.

1.2.2 CompletenessIn the conformance column of the tables, the systems listed as having verified each feature in the architectureare not exhaustive, and undoubtedly do not include systems which have in fact verified the feature. These canbe added over time.

Author: T Beale Page 7 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 8: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

Introduction ISO 18308 Conformance StatementRev 1.5

1.3 Acronyms, Abbreviations and DefinitionsFor the most part, definitions of EHR-related concepts are to be found in ISO/WD 18308, which includes acomprehensive set of definitions. Abbreviations used in describing conformance are described below. A fewkey acronyms are repeated here for convenience.

EHR - Electronic Health Record. There is currently no single definition of “EHR” in ISO;EHRRA - EHR Reference Architecture, i.e. a formal model of EHR semantics as derived from a set of

requirements, and containing no design particularities, or features specific to any jurisdiction, styleof medicine, or culture;

RM - reference model; any formal model derived from requirements by analysis, but prior to theapplication of system design activities.

1.4 MethodologyThe approach taken in this document is to show for each ISO requirement what feature(s) of the openEHR ref-erence architecture satisfy the requirement.

The information is presented in a table of the form shown below. All ISO original content is shown in blue. AllISO numbering is preserved. Each requirement includes a number in parentheses denoting the heading numberin a heading framework developed by ISO WG1 for the purpose of classifying requirements. The numbers referto version 5.3 of the heading framework .

ConformanceConformance is described in two dimensions. The conformance of the openEHR models to the requirement isindicated by paragraphs like the following in the “conformance” column.Design: X

The following values of the letter ‘X’ are used:Full: Full conformance - the requirement is believed to be completely satisfied by the reference

architecture in a direct way, e.g. with a class or other feature specifically designed for the purpose;Qual: Qualified - the requirement is believed to be completely satisfied by the architecture;Part: Partial - the requirement is partially met by the current architecture;Fut: Future - the requirement will be met by a future revision of the architecture;No: No conformance - the requirement is not met by the architecture and is not intended to be satisfied in

the future;N/A: Not Applicable - In some cases, the current ISO requirement is not considered a valid requirement

for EHR reference architectures;Unk: Unknown - it is currently not known if the architecture caters for the requirement, or if it does it in

a manner desirable for implementation and information management.

Design conformance essentially indicates whether, in the openEHR design process, there has been consciousconsideration of the ISO requirement or one which is very similar or a superset, or use cases which are impliedby the ISO requirement.

However, the best intentions of design do not always guarantee success in implemented systems, due to factors

ISO Req’t Description openEHR artifact Conformance

IDN.N ISO description, verbatim from thecurrent ISO draft document. (ISOsource reference number)

Detail of how openEHR meets the require-ment

Level of conform-ance (see below).

Date of Issue:09 Sep 2006 Page 8 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 9: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance Statement IntroductionRev 1.5

such as complexity, novelty (never before implemented), or difficulty of testing (e.g. requires large clinical tri-als). Hence, the second dimension indicates whether the openEHR reference architecture feature, or one like it(e.g. in one of the architectures on which openEHR is based, such as CEN 13606, GEHR or SynEx) has beenshown to work in practice. This is shown by “Validated” paragraphs like the following.Val: xxxx

The values here include the names of any of the following projects where a) the openEHR design feature waspresent and b) it was known to have fulfilled the ISO requirement.

CEN: Any CEN ENV 13606 implementationGEHR: The Australian Good Electronic Health Record project [9]. (It should be noted that the

Australian GEHR project (1997 - 2002) was heavily implementation oriented, while the originalGood European Health Record project (1992 - 1995) was a requirements-oriented project, and one ofthe precursors to the ISO 18308 technical specification described here);

HL7: ....OMG CorbaMed (HDTF): ...SNX: SynEx & Synapses European projects [4], [5]

The conformance assessments provide a guide to what elements of the openEHR architecture need to be ad-dressed in order to meet the ISO requirements. Non-conforming requirements are summarised in a hyperlinkedlist at the end of this document.

1.5 RecommendationsThree general rules of thumb should be respected by any requirement in a set of requirements, as follows:

• each statement expresses one requirement only;• it is clear how each statement would be tested, i.e. it would be easy to write a test case corresponding

to the requirement;• each statement expresses a requirement about the object of the requirements, not about something

else (usually related).

The current version of the ISO requirements does not always follows these rules. Some requirements (e.g. 3.9,3.15) actually express several requirements, and it is recommended that these be split out. Any requirementwhere multiple “design” entries are included in the conformance column.

Some requirements are unclear or vague, and the meaning is not obvious, nor is a way to state a test case. Finally,in a few cases, a few requirements are not considered to apply to an EHR reference architecture. In both casesmthese are indicated with a “TBR” (to be reviewed) paragraph of the following form:TBR 1: example TBR paragraph

These paragraphs may indicate the need for further review of the ISO requirement, either within ISO TC 215(in order to state the requirement more clearly, or correct it) or within openEHR, in order to better interpret therequirement. A hyperlinked summary list of TBR paragraphs is provided at the end of this document.

Author: T Beale Page 9 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 10: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

Introduction ISO 18308 Conformance StatementRev 1.5

Date of Issue:09 Sep 2006 Page 10 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 11: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

2M

appi

ngs

ISO

Sec

tion

1St

ruct

ure

ISO

Sec

tion

1.1

Rec

ord

orga

nisa

tion

ISO

Sec

tion

1.1.

1Se

ctio

ns

ISO

Sec

tion

1.1.

2EH

R fo

rmat

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

1.1

The

EHR

RA

mus

t en

able

inf

orm

atio

n in

the

EHR

to b

e or

gani

sed

in d

iffer

ent s

ectio

ns a

l-lo

win

g na

viga

tion

by u

sers

and

vie

ws

of s

ec-

tions

to

be r

etur

ned

as t

he r

esul

t of

que

ries.

(1.1

)

open

EHR

EH

R R

M:

COMPOSITIONs

pro

vide

coa

rse-

grai

ned

buck

ets. FOLDERs

refe

renc

e COMPOSI-

TIONs

, pro

vidi

ng c

ours

e-gr

aine

d vi

ews.

SECTIONs

pro

vide

nav

igat

iona

l he

adin

gs i

nsid

e COMPOSITIONs

. Q

uerie

s re

turn

PATH

s, w

hich

are

UR

I-st

yle

refe

renc

es.

Des

ign:

Ful

lVa

l: G

EHR

, C

EN

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

1.2

The

EHR

RA

mus

t ens

ure

that

the

'form

at' o

f the

EH

R a

s it

appe

ars t

o th

e cl

inic

ian

or u

ser i

s abl

e to

con

form

to sp

eci-

ficat

ions

set b

y st

anda

rds o

rgan

isat

ions

, reg

ulat

ory

and

ac-

cred

itatio

n ag

enci

es, p

rofe

ssio

nal g

roup

s, lo

cal h

ealth

care

inst

itutio

ns a

nd u

sers

. (1.

1)

open

EHR

EH

R R

M:

The

refe

renc

e m

odel

arc

hite

ctur

e pr

ovid

es g

ener

ic st

ruct

ures

whi

ch a

re

conf

igur

ed b

y do

mai

n-au

thor

ed a

rche

type

s, w

hich

can

be

devi

sed

to

refle

ct re

leva

nt st

anda

rds i

n st

ruct

urin

g.

Des

ign:

Ful

l

Page 12: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

1.1.

3Po

rtab

ility

ISO

Sec

tion

1.1.

4Se

cond

ary

uses

ISO

Sec

tion

1.1.

5A

rchi

ving

ISO

Sec

tion

1.2

Dat

a O

rgan

isat

ion

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

1.3

The

EHR

RA

mus

t sup

port

an E

HR

whi

ch is

mov

eabl

e an

dm

erge

able

bet

wee

n in

divi

dual

s and

inst

itutio

ns in

depe

nden

tof

har

dwar

e, so

ftwar

e (a

pplic

atio

n pr

ogra

ms,

oper

atin

g sy

s-te

ms,

prog

ram

min

g la

ngua

ges)

, dat

abas

es, n

etw

orks

, cod

ing

syst

ems,

and

natu

ral l

angu

ages

. (2.

6)

open

EHR

all

mod

els:

Mov

ing

and

mer

ging

sem

antic

s are

def

ined

by

the rm.com-

mon.change_control

pac

kage

and

the r

m.ehr_extract

pac

kage

. “V

irtua

l” v

ersi

on tr

ees a

re su

ppor

ted.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

1.4

The

EHR

RA

mus

t ena

ble

info

rmat

ion

in th

e EH

R to

be

orga

nise

dan

d re

triev

ed in

a m

anne

r tha

t fac

ilita

tes i

ts se

cond

ary

uses

. (1.

1)op

enEH

R E

HR

RM

:Pa

ths, FOLDERs

, COMPOSITIONs

, and

SECTIONs

all

prov

ide

mea

ns o

f ret

rievi

ng E

HR

dat

a in

arb

itrar

y w

ays.

The

mai

n qu

eryi

ng

pow

er is

due

to th

e us

e of

arc

hety

pe p

ath-

base

d qu

erie

s.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

1.5

The

EHR

RA

mus

t sup

port

arch

ivin

g (5

.4)

open

EHR

EH

R R

M:

The ‘

cont

ribut

ion’

conc

ept,

impl

emen

ted

with

ver

sion

ed COMPOSITIONs

whi

ch co

ntai

n a AUDIT_DETAILS

for e

ach

chan

ge e

nabl

e ea

ch su

cces

sive

cha

nge

to th

e EH

R to

be

unam

bigu

ousl

y id

entif

ied;

eac

h ch

ange

can

ther

efor

e be

retri

eved

and

pro

cess

ed b

y an

ar

chiv

ing

syst

em.

Des

ign:

Ful

l

Page 13: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

1.2.

1St

ruct

ured

Dat

a

ISO

Sec

tion

1.2.

2N

on-s

truc

ture

d da

ta

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

2.1

The E

HR

RA

mus

t ena

ble s

tora

ge o

f dat

a as l

ists

such

that

the o

rder

of th

e da

ta is

pre

serv

ed w

hen

the

data

is d

ispl

ayed

. (1.

2.1)

open

EHR

Dat

a St

ruct

ures

RM

:ITEM_LIST

subt

ype

of ITEM_STRUCTURE

.D

esig

n: F

ull

Val:

GEH

RST

R2.

2Th

e EH

RR

A m

ust e

nabl

e st

orag

e of

dat

a in

tabl

es su

ch th

at th

e re

-la

tions

hips

of t

he d

ata

with

the

row

and

col

umn

head

ings

are

pre

-se

rved

. (1.

2.1)

open

EHR

Dat

a St

ruct

ures

RM

:ITEM_TABLE

subt

ype

of ITEM_STRUCTURE

.D

esig

n: F

ull

Val:

GEH

R

STR

2.3

The

EHR

RA

mus

t ena

ble

stor

age

of d

ata

in h

iera

rchi

es s

uch

that

the

rela

tions

hip

betw

een

the

node

par

ents

and

chi

ldre

n ar

e pr

e-se

rved

. (1.

2.1)

open

EHR

Dat

a St

ruct

ures

RM

:ITEM_TREE

subt

ype

of ITEM_STRUCTURE

.D

esig

n: F

ull

Val:

GEH

R

STR

2.4

The

EHR

RA

mus

t ena

ble

stor

age

of d

ata

such

that

sim

ple

nam

e /

valu

e pa

iring

is p

rese

rved

. (1.

2.1)

open

EHR

Dat

a St

ruct

ures

RM

:ITEM_SINGLE

subt

ype

of ITEM_STRUCTURE

.D

esig

n: F

ull

Val:

GEH

RST

R2.

5Th

e EH

RR

A m

ust

enab

le t

he s

tora

ge o

f m

ultip

le v

alue

s of

the

sam

e m

easu

rem

ent t

aken

at c

lose

ly p

roxi

mat

e tim

es a

t the

sam

eco

ntac

t, or

at d

iffer

ent c

onta

cts a

nd at

diff

eren

t loc

atio

ns. T

he co

n-te

xt o

f the

se m

easu

rem

ents

mus

t be

pres

erve

d - s

uch

as w

ho to

okth

e m

easu

rem

ent,

wha

t met

hod

was

use

d et

c. T

hese

val

ues s

houl

dbe

abl

e to

be

retu

rned

in a

que

ry a

nd o

rder

ed in

diff

eren

t way

s.(1

.1)

open

EHR

Dat

a St

ruct

ures

RM

:cl

asse

s HISTORY<T:ITEM_STRUCTURE>

, POINT_EVENT,

INTERVAL_EVENT,

etc

. ena

ble

reco

rdin

g of

tim

e-se

ries d

ata

of

any

com

plex

ity, a

long

with

thei

r tim

es. O

ther

con

text

dat

a is

re

cord

ed o

n th

e ow

ning

OBSERVATION

. Rec

ordi

ngs b

y di

ffere

nt

peop

le, u

sing

diff

eren

t pro

toco

ls e

tc. a

re n

ot c

onsi

dere

d sc

ient

ific

time-

serie

s dat

a du

e to

var

iabi

lity

of sa

mpl

es, a

nd a

re re

cord

ed

usin

g su

cces

sive

, dis

tinct

ENTRYs

.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

2.6

The

EHR

RA

mus

t su

ppor

t th

e in

clus

ion

of n

arra

tive

free

text

and

ther

e sh

ould

be

no lo

gica

l lim

it to

the

size

of th

is te

xt. (

1.2.

2.1)

open

EHR

Dat

a Ty

pes:

DV_TEXT

and

DV_PARAGRAPH

type

s for

pla

in o

r tex

t with

bas

ic fo

nt fo

rmat

-tin

g; DV_ENCAPSULATED

for e

ncap

sula

ted

rich

text

.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

2.7

The

EHR

RA

mus

t sup

port

sear

chin

g w

ithin

non

-stru

c-tu

red

data

(tex

t and

non

-text

) and

the i

nclu

sion

of s

truc-

ture

d te

xt w

ithin

this

dat

a. (1

.2.2

.1)

open

EHR

Dat

a Ty

pes:

Sear

chin

g is

not

stric

tly a

n EH

R re

fere

nce

mod

el fa

cilit

y - i

t can

be

perf

orm

ed

on a

ny DV_TEXT

or DV_PARAGRAPH

item

, as c

onve

rted

to e

.g. X

ML

or a

ny

othe

r dat

abas

e or

repr

esen

tatio

n fo

rmat

.

The

DV_PARAGRAPH

ty

pe

can

incl

ude

any

num

ber

and

mix

ture

of

DV_CODED_TEXTs

(cod

ed te

rms)

and

DV_TEXTs

.

Des

ign:

Ful

lVa

l: G

EHR

Page 14: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

STR

2.8

The

EHR

RA

mus

t sup

port

the

incl

usio

n of

com

men

tsw

ithin

the

data

stor

ed -

enab

ling

the

clin

icia

n to

qua

lify

stru

ctur

ed in

form

atio

n ap

prop

riate

ly. C

omm

ents

mus

tbe

abl

e to

be

linke

d to

spec

ific

data

attr

ibut

es. (

1.2.

2.2)

open

EHR

Ref

eren

ce M

odel

:C

omm

ents

are

exp

ress

ed a

s tex

t dat

a ite

ms i

n di

stin

ct ELEMENTs

in st

ruct

ured

da

ta. A

ssoc

iatin

g a

com

men

t with

a sp

ecifi

c da

tum

mea

ns u

sing

arc

hety

pes t

o de

fine

the

rele

vant

stru

ctur

e (e

.g. ITEM_TREE

etc

.) to

allo

w c

omm

ents

to b

e as

soci

ated

with

orig

inal

dat

a ite

ms.

open

EHR

doe

s not

incl

ude

a bl

anke

t fac

ility

to in

clud

e co

mm

ents

in a

ll da

ta v

al-

ue ty

pes a

s suc

h be

caus

e ex

perie

nce

has s

how

n th

at th

is k

ind

of fe

atur

e te

nds t

obe

abu

sed,

and

per

verts

cap

ture

of w

ell-s

truct

ured

dat

a (i.

e. it

allo

ws s

yste

ms t

ow

ork

arou

nd th

e in

tent

ion

of th

e m

odel

).

Des

ign:

Qua

l

STR

2.9

The

EHR

RA

mus

t pro

vide

a m

eans

for d

iffer

ent l

evel

sof

em

phas

is to

be

asso

ciat

ed w

ith c

omm

ents

and

oth

eren

tries

- th

is m

ay a

lter

the

way

they

are

dis

play

ed o

rth

eir r

etur

ning

in a

que

ry. (

1.2.

2.2)

The DV_TEXT

typ

e pr

ovid

es a

fac

ility

to

asso

ciat

e a

plat

form

-sta

ndar

d fo

ntst

ring

with

one

or m

ore

text

item

s.D

esig

n: T

BD

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

Page 15: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

1.2.

3C

linic

al D

ata

ISO

Sec

tion

1.2.

4A

dmin

istr

ativ

e da

ta

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

2.10

The

EHR

RA

mus

t allo

w fo

r com

preh

ensi

ve in

form

atio

n st

orag

e an

d re

triev

alre

gard

ing

patie

nt c

are.

The

EH

RR

A m

ust a

t a m

inim

um a

llow

for t

he re

cord

-in

g of

all

data

on:

•Pa

tient

his

tory

•Ph

ysic

al e

xam

inat

ion

•Ps

ycho

logi

cal,

soci

al, e

nviro

nmen

tal,

fam

ily, a

nd se

lf ca

re in

form

atio

n•

Alle

rgie

s and

oth

er th

erap

eutic

pre

caut

ions

•Pr

even

tativ

e an

d w

elln

ess

mea

sure

s su

ch a

s va

ccin

atio

ns a

nd li

fest

yle

inte

rven

tions

•D

iagn

ostic

test

s an

d th

erap

eutic

inte

rven

tions

suc

h as

med

icat

ions

and

proc

edur

es•

Clin

ical

obs

erva

tions

, int

erpr

etat

ions

, dec

isio

ns, a

nd c

linic

al re

ason

ing

•R

eque

sts/

orde

rs fo

r fur

ther

inve

stig

atio

n, tr

eatm

ents

, or d

isch

arge

Prob

lem

s, di

agno

ses,

issu

es, c

ondi

tions

, pre

fere

nces

and

exp

ecta

tions

•H

ealth

care

pla

ns, h

ealth

and

func

tiona

l sta

tus,

and

heal

th su

mm

arie

s•

Dis

clos

ures

and

con

sent

s•

Supp

liers

, mod

el a

nd m

anuf

actu

rer o

f dev

ices

(e.g

. im

plan

ts o

r pro

sthe

-se

s)

open

EHR

EH

R R

M:

All

of th

ese c

ateg

orie

s exc

ept “

Dis

clos

ures

and

cons

ents

”w

ould

be

reco

rded

by

the

norm

al m

eans

in COMPOSI-

TIONs

(m

ostly

“pe

rsis

tent

” COMPOSITIONs

), w

hich

can

be th

emat

ical

ly d

efin

ed a

s req

uire

d.

“Dis

clos

ures

” ar

e no

t stri

ctly

par

t of t

he o

penE

HR

EH

Rm

odel

, but

wou

ld b

e re

cord

ed in

the

EHR

sys

tem

(i.e

.op

enEH

R h

as n

o pa

rticu

lar m

odel

for h

ow d

iscl

osur

es ar

ere

cord

ed).

“con

sent

s” a

re e

xpre

ssed

usi

ng i

nsta

nces

of

the IN-

STRUCTION

ENTRY

sub

type

, and

may

als

o be

fur

ther

used

by

an a

cces

s co

ntro

l ser

vice

in m

edia

ting

acce

ss to

the

EHR

.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

2.11

The

EHR

RA

mus

t sup

port

the

reco

rdin

g (a

nd c

lass

ifyin

g fo

rid

entif

icat

ion

purp

oses

) of

pat

ient

ide

ntifi

catio

n, l

ocat

ion,

dem

ogra

phic

, con

tact

, em

ploy

men

t and

oth

er a

dmin

istra

tive

data

. (1.

3.3)

open

EHR

Dem

ogra

phic

RM

:Th

e de

mog

raph

ic m

odel

def

ines

the

cla

ss PARTY

and

var

ious

sub

-ty

pes,

all a

rche

typa

ble

to w

hate

ver p

artic

ular

form

is re

quire

d.

Des

ign:

Ful

lVa

l: C

EN, G

EHR

, SN

X

Page 16: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

1.3

Type

and

form

of d

ata

STR

2.12

The

EHR

RA

mus

t sup

port

stan

dard

s fo

r inf

orm

atio

n w

hich

enab

le th

e un

ambi

guou

s ide

ntifi

catio

n of

the

subj

ect o

f car

e,th

e cl

inic

ians

invo

lved

in c

are

(incl

udin

g th

eir r

ole

and

con-

text

of c

are)

, the

loca

tion

of c

are,

the

date

/tim

e an

d du

ratio

nof

car

e, a

nd th

ird p

artie

s suc

h as

nex

t of k

in a

nd n

on-c

linic

alco

ntac

ts. T

here

sho

uld

be n

o lim

it on

the

stor

age

of s

uch

in-

form

atio

n. (1

.3.3

)

open

EHR

Dem

ogra

phic

RM

:Th

e de

mog

raph

ic m

odel

def

ines

the

cla

ss PARTY

and

var

ious

sub

-ty

pes,

all a

rche

typa

ble

to w

hate

ver p

artic

ular

form

is re

quire

d.

open

EHR

EH

R R

M:

The PARTY_PROXY

cla

sses

def

ined

in th

e rm.common.generic

pack

age

prov

ide

a fle

xibe

mec

hani

sm to

incl

ude

zero

or m

ore

iden

tifi-

ers

for p

atie

nts,

whi

le e

nsur

ing

that

it is

cle

ar w

hen

the

subj

ect o

f the

reco

rd is

bei

ng in

dica

ted

(usi

ng th

e PARTY_SELF

cla

ss).

The

clas

s EVENT_CONTEXT

, and

the

cont

ext a

ttrib

utes

of t

he ENTRY

clas

s de

fine

all o

f the

attr

ibut

es m

entio

ned.

Bot

h cl

asse

s ca

n in

clud

eun

limite

d fu

rther

con

text

dat

a, w

ith m

eani

ng d

efin

ed b

y ar

chet

ypin

g.

Des

ign:

Ful

lVa

l: C

EN, G

EHR

, SN

X

STR

2.13

The

EHR

RA

mus

t sup

port

the

adm

inis

tratio

n of

hea

lthca

repr

oces

ses a

nd e

piso

des o

f car

e as

wel

l as t

he o

rgan

isat

ion

ofvi

sit a

nd e

ncou

nter

dat

a. (1

.3.3

)

open

EHR

EH

R R

M:

Epis

odes

can

be

repr

esen

ted

usin

g FOLDERs

for

gro

upin

g al

l eve

ntco

mpo

sitio

ns w

hich

occ

ur d

urin

g an

epi

sode

. Enc

ount

ers

are

repr

e-se

nted

usi

ng “

even

t” COMPOSITIONs

.

Des

ign:

Ful

l

STR

2.14

The E

HR

RA

mus

t sup

port

the r

ecor

ding

of f

inan

cial

and

oth-

er c

omm

erci

al in

form

atio

n su

ch a

s hea

lth p

lan

enro

lmen

t, el

-ig

ibili

ty a

nd c

over

age

info

rmat

ion,

gua

rant

or, c

osts

, cha

rges

,an

d ut

ilisa

tion.

(1.3

.3)

open

EHR

EH

R R

M:

All

of th

ese i

tem

s can

be r

ecor

ded

as p

ersi

sten

t Com

posi

tions

usi

ng ap

-pr

opria

tely

des

igne

d ar

chet

ypes

, alth

ough

in d

istri

bute

d sy

stem

s (a

ndpa

rticu

larly

out

side

Nor

th A

mer

ica)

, thi

s inf

orm

atio

n is

mor

e lik

ely

tobe

in o

ther

syst

ems i

n th

e en

viro

nmen

t.

Des

ign:

Ful

l

STR

2.15

The

EHR

RA

mus

t sup

port

the

reco

rdin

g of

lega

l sta

tus

and

cons

ents

rele

vant

to th

e pa

tient

’s h

ealth

care

(e.g

. leg

al st

atus

of g

uard

ians

hip

orde

r, co

nsen

ts fo

r ope

ratio

ns a

nd o

ther

pro

-ce

dure

s).

open

EHR

EH

R R

M:

All

such

det

ails

can

be

mod

elle

d us

ing

arch

etyp

es w

hich

des

crib

e th

e su

bjec

t of t

he re

cord

. The

dat

a sh

ould

pro

babl

y be

reco

rded

in a

ded

i-ca

ted

pers

iste

nt C

ompo

sitio

n.

Des

ign:

Ful

l

STR

2.16

The

EHR

RA

mus

t be

amen

able

to q

uery

ing

for t

he p

urpo

seof

dat

a agg

rega

tion

to su

ppor

t inf

orm

atio

n ga

ther

ing

requ

ired

for p

opul

atio

n an

d pu

blic

hea

lth in

itiat

ives

, sur

veill

ance

, and

repo

rting

.

open

EHR

EH

R R

M &

arc

hety

pes:

Arc

hety

pes p

rovi

de th

e ba

sis f

or fo

rmul

atin

g in

telli

gent

que

ries.

As

long

as i

nfor

mat

ion

whi

ch is

of i

nter

est i

n po

pula

tion

quer

ies (

e.g.

lif

esty

le, c

hron

ic d

isea

se e

tc.)

has b

een

stor

ed u

sing

arc

hety

pes i

n th

e fir

st p

lace

, ver

y ef

ficie

nt q

uery

ing

is p

ossi

ble,

bas

ed o

n th

e us

e of

pa

ths e

xtra

cted

from

arc

hety

pes.

Des

ign:

Qua

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

Page 17: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

1.3.

1Su

ppor

t for

diff

eren

t typ

es o

f dat

a

ISO

Sec

tion

1.3.

2D

ata

type

sTh

e EH

RR

A m

ust d

efin

e th

e fo

llow

ing

data

type

s:

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

3.1

The

EHR

RA

mus

t allo

w fo

r the

inco

rpor

atio

n of

dat

a ty

pes d

efin

ed e

lse-

whe

re, s

uch

as D

ICO

M, M

IME,

EK

G. (

1.3.

1)op

enEH

R D

ata

Type

s:Th

e DV_ENCAPSULATED

typ

e ca

ters

for

all

data

typ

es d

e-fin

ed in

oth

er st

anda

rds.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

3.2

Num

eric

and

Qua

ntifi

able

dat

a.Th

e EH

RR

A m

ust s

uppo

rt th

e de

finiti

on o

f the

logi

cal s

truct

ure

of n

u-m

eric

and

qua

ntifi

able

dat

a, in

clud

ing

the

hand

ling

of u

nits

. (1.

3.4.

2)

open

EHR

Dat

a Ty

pes:

DV_QUANTITY

(inc

ludi

ng u

nits

), DV_CUSTOMARY_QUANTITY,

DV_DATE

/TIME

type

s

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

3.3

Qua

ntiti

es sh

ould

incl

ude

a m

easu

re o

f pre

cisi

on re

late

d to

the

met

hod

of m

easu

rem

ent.

(1.3

.4.2

)op

enEH

R D

ata

Type

s:pr

ecis

ion

is in

clud

ed as

an at

tribu

te in

the t

ype D

V_QUANTITY.

M

ore

com

plex

mea

sure

men

t inf

orm

atio

n ca

n be

incl

uded

in th

e OBSERVATION

.pro

toco

l attr

ibut

e w

hich

is o

f typ

e ITEM_STRUCTURE

(i.e

. any

com

plex

ity)

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

3.4

Perc

enta

ges m

ust b

e ab

le to

be

expr

esse

d as

qua

ntiti

es. (

1.3.

4.2)

open

EHR

Dat

a Ty

pes:

Perc

ent i

s a v

alid

uni

t in

the

Uni

fied

Cod

e fo

r Uni

ts o

f Mea

sure

(U

CU

M) s

peci

ficat

ion

[7],

whi

ch p

rovi

des t

he se

man

tics f

or

units

in th

e DV_QUANTIFIED

type

s.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

3.5

Qua

ntity

rang

esTh

e EH

RR

A m

ust

supp

ort

the

defin

ition

of

the

logi

cal

stru

ctur

e of

rang

es -

that

is h

igh

and

low

val

ues.

(1.3

.4.2

)

open

EHR

Dat

a Ty

pes:

Ran

ges a

re p

rovi

ded

for w

ith th

e DV_INTERVAL<T:DV_ORDERED>

type

, whi

ch c

ater

s for

ra

nges

of a

ny o

rder

ed d

ata

type

s.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

3.6

Qua

ntity

ratio

sTh

e EH

RR

A m

ust

supp

ort

the

defin

ition

of

the

logi

cal

stru

ctur

e of

quan

tity

ratio

s (i.e

. x o

f a p

er y

of b

). (1

.3.4

.2)

open

EHR

Dat

a Ty

pes:

The DV_QUANTITY_RATIO

type

pro

vide

s for

ratio

s of t

he

form

<{v

al_1

, uni

ts_1

}/{v

al_2

, uni

ts_2

}>. W

hat t

he q

uant

ities

ar

e of

can

be

reco

rded

in th

e na

me

or in

an

asso

ciat

ed a

ttrib

ute,

bu

t are

not

reco

rded

insi

de th

e qu

antit

y ra

tio d

ata

item

as s

uch.

Des

ign:

Qua

lVa

l: C

EN,

GEH

R, S

NX

Page 18: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

STR

3.7

Dat

es a

nd ti

mes

The

EHR

RA

mus

t su

ppor

t th

e de

finiti

on o

f th

e lo

gica

l st

ruct

ure

ofda

tes a

nd ti

mes

. (1.

3.4.

3)

open

EHR

Dat

a Ty

pes:

The

subt

ypes

of DV_CUSTOMARY_QUANTITY,

pro

vide

for

date

s and

tim

es, n

amel

y DV_DATE

, DV_TIME

, DV_DATE_TIME

, DV_DURATION

, whi

ch a

re a

ll IS

O86

01-

com

plia

nt.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

3.8

The

EHR

RA

mus

t sup

port

appr

oxim

ate,

par

tial,

and

fuzz

y da

tes

and

times

such

as:

•ap

prox

imat

e da

tes/

times

: e.g

., so

met

ime

yest

erda

y, la

st w

eek;

•pa

rtial

dat

es: e

.g. ?

?/M

ay/1

997,

??/

??/1

928

open

EHR

EH

R R

M /

Dat

a ty

pes:

Thes

e re

quire

men

ts a

re sa

tisfie

d w

ith th

e fo

llow

ing

elem

ents

of

the

open

EHR

mod

els:

•te

xt d

ata

type

s•

the

date

/tim

e ty

pes

whi

ch a

re I

SO86

01-c

ompl

iant

and

supp

ort p

artia

l dat

es, t

imes

, dat

e_tim

es a

nd d

urat

ions

.

Des

ign:

Qua

lD

esig

n: F

ull

STR

3.9

The E

HR

RA

mus

t sup

port

the r

ecor

ding

of f

utur

e pla

nned

even

ts o

r ac-

tions

such

as:

•pe

riods

of

day

or ti

me:

e.g

., m

orni

ng, a

ftern

oon,

eve

ning

, shi

fts(A

M, P

M, N

OC

), w

hile

aw

ake;

•po

ints

of

time:

e.g

., up

on a

wak

enin

g, a

t m

ealti

me

(bre

akfa

st,

lunc

h, d

inne

r), a

t bed

time;

•re

lativ

e po

ints

of d

ay o

r tim

e: e

.g.,

befo

re b

reak

fast

, afte

r lun

ch,

befo

re b

edtim

e, t

wo

days

pos

t di

scha

rge,

one

wee

k af

ter

last

dose

;•

alte

rnat

ing

and

patte

rned

dat

es/ti

mes

: e.

g.,

alte

rnat

e ev

ery

8ho

urs,

alte

rnat

e ev

ery

3 da

ys, e

very

Mon

day/

Wed

nesd

ay/F

riday

,ev

ery

Sund

ay, e

very

third

Tue

sday

. (1.

3.4.

3)

open

EHR

EH

R R

M /

Dat

a ty

pes:

Thes

e re

quire

men

ts a

re sa

tisfie

d w

ith th

e fo

llow

ing

elem

ents

of

the

open

EHR

mod

els:

•DV_INTERVAL<>

of

an

y da

te/ti

me

type

;DV_TIME_SPECIFICATION

type

•DV_TIME_SPECIFICATION

(with

eve

nt a

lignm

ent)

•DV_TIME_SPECIFICATION

. One

wee

k af

ter l

ast d

ose:

HISTORY<T>

with

refe

renc

e ev

ent s

et to

“la

st d

ose”

•DV_TIME_SPECIFICATION

Des

ign:

Ful

l

Des

ign:

Ful

l

Des

ign:

Ful

l

Des

ign:

Ful

l

STR

3.10

The

EHR

RA

mus

t sup

port

the r

ecor

ding

of t

ime

as an

abs

olut

e tim

e, a

nel

apse

d tim

e si

nce

a pa

rticu

lar e

vent

, and

as a

dur

atio

n. (1

.3.4

.3)

open

EHR

Dat

a ty

pes:

Abs

olut

e tim

e: DV_DATE_TIME

; ela

psed

tim

e:

DV_DURATION

.

open

EHR

EH

R R

M:

HISTORY<T>

allo

ws

even

ts to

be

reco

rded

with

res

pect

to a

refe

renc

e ev

ent.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

3.11

The

EHR

RA

mus

t sup

port

the

reco

rdin

g of

the

time-

zone

in w

hich

the

reco

rdin

g to

ok p

lace

. (1.

3.4.

3)op

enEH

R D

ata

type

s:Ti

mez

one

is a

n at

tribu

te o

f DV_DATE_TIME

DV_DATE

, and

DV_TIME

.

Des

ign:

Ful

l

STR

3.12

The

EHR

RA

mus

t sup

port

reco

rdin

g of

tim

e in

all

units

dow

n to

mill

i-se

cond

s. (1

.3.4

.3)

open

EHR

Dat

a ty

pes:

All

date

/tim

e ty

pes s

uppo

rt m

illis

econ

ds.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

Page 19: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

1.3.

3R

efer

ence

dat

a

ISO

Sec

tion

1.3.

4C

onte

xtua

l Dat

a

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

3.1

3Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of re

fere

nces

suc

h as

nor

mal

rang

es a

nd a

ttrib

utes

rel

evan

t to

a pa

rticu

lar

obse

rvat

ion

or m

easu

re-

men

t. (1

.3.5

)

open

EHR

Dat

a ty

pes:

DV_ORDERED

.refe

renc

e_ra

nges

and

nor

mal

_ran

ge

attri

bute

s.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

3.1

4Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of c

onte

xtua

l dat

a as

so-

ciat

ed w

ith th

e da

te/ti

me

the

even

t occ

urre

d.op

enEH

R E

HR

RM

:EH

R R

M a

ttrib

ute HISTORY.

orig

in, EVENT.

offs

etD

esig

n: F

ull

STR

3.1

5Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of c

onte

xtua

l dat

a as

so-

ciat

ed w

ith th

e da

te/ti

me

the

even

t was

com

mitt

ed to

the

reco

rd.

open

EHR

EH

R R

M:

EHR

RM

attr

ibut

e AUDIT_DETAILS

.tim

e_co

mm

itted

Des

ign:

Ful

l

STR

3.1

6Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of c

onte

xtua

l dat

a as

so-

ciat

ed w

ith th

e su

bjec

t.op

enEH

R E

HR

RM

:EH

R R

M a

ttrib

ute ENTRY.

subj

ect

Des

ign:

Ful

l

STR

3.1

7Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of c

onte

xtua

l dat

a as

so-

ciat

ed w

ith th

e pe

rson

res

pons

ible

for

rec

ordi

ng a

nd c

omm

ittin

gth

e ev

ent.

open

EHR

EH

R R

M:

EHR

RM

attr

ibut

e ENTRY.

prov

ider

(= in

form

atio

n pr

ovid

er)

EHR

RM

attr

ibut

e EVENT_CONTEXT.

com

pose

rEH

R R

M a

ttrib

ute AUDIT_DETAILS

.com

mitt

er

Des

ign:

Ful

l

STR

3.1

8Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of c

onte

xtua

l dat

a as

so-

ciat

ed w

ith th

e he

alth

care

faci

lity.

open

EHR

EH

R R

M:

EHR

RM

attr

ibut

e EVENT_CONTEXT.

heal

th_c

are_

faci

lity

Des

ign:

Ful

l

STR

3.1

9Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of c

onte

xtua

l dat

a as

so-

ciat

ed w

ith th

e lo

catio

n w

here

the

even

t was

reco

rded

.op

enEH

R E

HR

RM

:EH

R R

M a

ttrib

ute EVENT_CONTEXT.

loca

tion

Des

ign:

Ful

l

STR

3.2

0Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of c

onte

xtua

l dat

a as

so-

ciat

ed w

ith t

he r

easo

n fo

r re

cord

ing

the

info

rmat

ion

asso

ciat

edw

ith th

e ev

ent.

open

EHR

EH

R R

M:

EHR

RM

attr

ibut

e CARE_ENTRY.

guid

elin

e_id

Des

ign:

Par

tial

STR

3.2

1Th

e EH

RR

A m

ust s

uppo

rt th

e re

cord

ing

of c

onte

xtua

l dat

a as

so-

ciat

ed w

ith th

e pr

otoc

ol a

ssoc

iate

d w

ith th

e ev

ent.

open

EHR

EH

R R

M:

EHR

RM

attr

ibut

e CARE_ENTRY.

prot

ocol

Des

ign:

Ful

l

Page 20: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

1.3.

5Li

nks

ISO

Sec

tion

1.4

Supp

ortin

g he

alth

con

cept

repr

esen

tatio

n

ISO

Sec

tion

1.4.

1Su

ppor

t for

mul

tiple

cod

ing

syst

ems

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

3.2

2Th

e EH

RR

A m

ust d

efin

e th

e se

man

tic re

pres

enta

tion

of li

nks

betw

een

diff

eren

t inf

orm

atio

n in

the

EHR

. (1.

3.7)

open

EHR

Dat

a ty

pes:

LINK

dat

a ty

pe, i

nclu

ding

mea

ning

attr

ibut

e.D

esig

n: F

ull

Val:

CEN

, GEH

R,

SNX

STR

3.2

3Th

e EH

RR

A m

ust s

uppo

rt lin

ks to

'ext

erna

lly re

fere

nced

dat

a'w

hich

is n

ot a

ble

to b

e st

ored

with

in th

e EH

R, p

rovi

ding

pa-

tient

safe

ty is

not

com

prom

ised

. (1.

3.7)

open

EHR

EH

R R

M:

The DV_EHR_URI

type

can

refe

renc

e an

y co

mpl

ex d

ata

(e.g

. dem

o-gr

aphi

c, te

rmin

olog

ical

) in

exte

rnal

repo

sito

ries.

open

EHR

Dat

a Ty

pes:

DV_ENCAPSULATED

can

incl

ude

a U

RL

for i

ts d

ata

item

whi

ch is

not i

nclu

ded

by v

alue

in th

e EH

R;

DV_TEXT

can

incl

ude

a U

RL

as a

hyp

erlin

k fo

r a se

ctio

n of

nar

rativ

ete

xt.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

4.1

The E

HR

RA

mus

t sup

port

mul

tiple

codi

ng sy

stem

s (en

tryor

int

erfa

ce t

erm

inol

ogie

s, re

fere

nce

term

inol

ogie

s an

dcl

assi

ficat

ions

) by

cre

atin

g in

terf

aces

with

ele

ctro

nic

tool

s su

ch a

s te

rmin

olog

y br

owse

rs, t

erm

inol

ogy

edito

rsan

d te

rmin

olog

y se

rver

s. (1

.4.1

)

The

open

EHR

mod

els d

o th

is in

seve

ral w

ays.

Cod

ed te

rms i

n EH

R d

ata

are

repr

esen

ted

usin

g th

e DV_CODED_TEXT

type

, whi

ch re

cord

s the

iden

tity

ofth

e te

rmin

olog

y fr

om w

hich

cod

es c

ome,

usi

ng a

TERMINOLOGY_ID

ob-

ject

. The

ids a

nd c

odes

refe

r to

iden

tifie

rs a

nd te

rms i

n th

e op

enEH

R T

erm

i-no

logy

Mod

el,

whi

ch m

odel

s th

e m

inim

um s

eman

tics

of t

he i

nter

face

betw

een

the

EHR

and

term

inol

ogie

s.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

4.2

At t

he d

ata

attri

bute

leve

l, th

e EH

RR

A m

ust s

uppo

rt th

eca

ptur

e of

the

code

, the

cod

ing

sche

me

(e.g

., co

ding

/cla

s-si

ficat

ion

syst

em),

vers

ion

and

orig

inal

lang

uage

.

open

EHR

Dat

a Ty

pes:

The DV_CODED_TEXT

& CODE_PHRASE

type

s rec

ord

code

, rub

ric (t

extu

-al

exp

ansi

on)

and

term

inol

ogy_

id.

Orig

inal

lan

guag

e is

rec

orde

d in

the

COMPOSITION

leve

l in ENTRYs

.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

STR

4.3

The

EHR

RA

mus

t ena

ble

stor

age

of d

ata

from

term

inol

o-gi

es a

nd p

rese

rve

the

info

rmat

ion

abou

t the

term

inol

ogy

set

from

whi

ch i

t w

as c

hose

n (s

ee s

ectio

n 1.

4 be

low

).(1

.2.1

)

open

EHR

Dat

a Ty

pes &

EH

R R

M:

CODE_PHRASE

.term

inol

ogy_

id: TERMINOLOGY_ID

.D

esig

n: F

ull

Page 21: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

1.4.

2U

niqu

e re

pres

enta

tion

of in

form

atio

n

ISO

Sec

tion

1.4.

3La

ngua

ge in

depe

nden

ce

ISO

Sec

tion

1.4.

4R

epre

sent

atio

n of

text

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

4.4

Whe

re in

form

atio

n is

not

repr

esen

ted

uniq

uely

in o

nly

one

plac

e an

d on

e w

ay, t

heEH

RR

A s

hall

supp

ort e

xplic

it ru

les

to a

void

am

bigu

ity (e

.g. i

s m

ust b

e cl

ear w

hat

[not

] [pe

dal p

ulse

s abs

ent]

mea

ns).

open

EHR

arc

hety

pes p

rovi

de th

e se

man

tic d

efi-

nitio

n of

dat

a, in

clud

ing

varia

nt w

ays o

f rec

ord-

ing

the

sam

e da

ta. N

egat

ion

in p

artic

ular

is

reco

rded

usi

ng “

excl

usio

n” a

rche

type

s.

Des

ign:

Ful

l

STR

4.5

The

EHR

RA

mus

t sup

port

a m

eans

of m

appi

ng b

etw

een

obje

cts i

n in

form

atio

n an

din

fere

nce

mod

els

corr

espo

ndin

g to

a w

ell-d

efin

ed s

et o

f con

cept

s in

the

foun

datio

nre

fere

nce

term

inol

ogy

(or c

once

pt) m

odel

. (1.

4.1)

open

EHR

Dat

a Ty

pes D

V_CODED_TEXT

and

TERM_MAPPING

type

s.D

esig

n: F

ull

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

4.6

The

EHR

RA

mus

t sup

port

the

use

of a

com

preh

ensi

ve re

fere

nce

term

inol

ogy

that

ena

bles

the

reco

rdin

g/tra

nsla

tion

of m

ultil

ingu

al te

rms.

[Thi

s doe

s not

im-

ply

that

a g

iven

EH

R im

plem

enta

tion

mus

t sup

port

mor

e th

an o

ne la

ngua

ge].

Lang

uage

is re

cord

ed in

DV_TEXT

inst

ance

s;

bran

chin

g ve

rsio

n co

ntro

l allo

ws t

rans

latio

ns o

f co

mpl

ete

Com

posi

tions

to b

e re

cord

ed a

long

side

the

vers

ion

in th

e or

igin

al la

ngua

ge.

Des

ign:

Ful

l

STR

4.7

The E

HR

RA

mus

t sup

port

the i

dent

ifica

tion

of in

form

atio

n th

at h

as b

een

trans

-la

ted

from

the l

angu

age i

n w

hich

it w

as o

rigin

ally

reco

rded

. Suc

h id

entif

icat

ion

mus

t des

crib

e th

e fa

ithfu

lnes

s or r

elia

bilit

y of

the

trans

latio

n. (1

.4.3

)

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

STR

4.8

The

orig

inal

text

ual r

epre

sent

atio

n as

ent

ered

by

the

clin

icia

n m

ust

be re

tain

ed in

the

EHR

whe

n in

form

atio

n is

tran

slat

ed fr

om o

ne n

at-

ural

lang

uage

to a

noth

er o

r whe

n te

rms

are

map

ped

from

one

cod

-in

g/cl

assi

ficat

ion

syst

em to

ano

ther

.

Tran

slat

ion

caus

es b

ranc

hed

vers

ioni

ng in

the

open

EHR

EH

R,

ensu

ring

that

the

orig

inal

dat

a ar

e no

t obs

cure

d. T

erm

map

ping

is

supp

orte

d vi

a th

e TERM_MAPPING

type

.

Des

ign:

Ful

l

Page 22: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

2PR

OC

ESS

Prea

mbl

eTh

e EH

RR

A m

ust s

uppo

rt cl

inic

al p

roce

sses

such

as o

rder

ing,

car

e pl

anni

ng, c

linic

al g

uide

lines

, and

dec

isio

n su

ppor

t. It

mus

t als

o su

ppor

t pro

cess

es a

ssoc

iate

d di

rect

lyw

ith th

e re

cord

incl

udin

g th

e ca

ptur

e, re

triev

al, q

uery

ing,

pre

sent

atio

n, a

nd a

utom

atic

pro

cess

ing

of p

atie

nt d

ata.

Goo

d qu

ality

dat

a is

ess

entia

l for

goo

d qu

ality

dec

isio

nsu

ppor

t and

mos

t oth

er a

spec

ts o

f pat

ient

car

e, s

o un

iform

dat

a ca

ptur

e m

etho

ds a

nd d

ata

defin

ition

s sh

ould

be

used

whe

neve

r pos

sibl

e in

EH

R s

yste

ms.

The

EHR

RA

shou

ld a

lso

supp

ort l

ocal

clin

ical

and

wor

kflo

w p

roce

sses

to e

nsur

e m

axim

um u

sabi

lity

and

acce

ptab

ility

of E

HR

syst

ems b

y cl

inic

ians

and

oth

er u

sers

.

ISO

Sec

tion

2.1

Clin

ical

pro

cess

es

ISO

Sec

tion

2.1.

1Su

ppor

t for

clin

ical

pro

cess

es

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

1.1

The

EHR

RA

mus

t sup

port

the

reco

rdin

g of

any

type

of

clin

ical

eve

nt, e

ncou

nter

, or e

piso

de re

leva

nt to

the

care

of a

pat

ient

(3.1

)

The

open

EHR

mod

els

are

gene

ric in

nat

ure,

and

do

not d

irect

ly m

odel

con

-ce

pts

such

as

“enc

ount

er”

or “

epis

ode”

- th

ese

are

mod

elle

d by

usi

ng a

rche

-ty

pes, FOLDERs

, COMPOSITIONs

and

oth

er e

lem

ents

of

the

arch

itect

ure.

All

clin

ical

eve

nts

resu

lt in

an

“eve

nt” COMPOSITION

, whi

ch c

onta

ins

rele

-va

nt c

onte

xt in

an

atta

ched

EVENT_CONTEXT

obj

ect.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

PRO

1.2

The

EHR

RA

mus

t su

ppor

t th

e cr

eatio

n, i

nsta

ntia

tion,

and

mai

nten

ance

of

clin

ical

pro

cess

es t

hat

supp

ort

the

activ

ities

of i

ts u

sers

(3.3

.5)

open

EHR

EH

R R

M:

Arc

hety

pes

can

be u

sed

to d

efin

e sp

ecifi

c st

ruct

ures

of

the

vario

us k

inds

of

ENTRY

(ADMIN_ENTRY

, OBSERVATION

, EVALUATION

, INSTRUCTION

,an

d ACTION)

and

link

s be

twee

n th

em d

escr

ibin

g ca

usal

ity o

r oth

er re

latio

n-sh

ips.

As m

ore e

vent

s hap

pen

in a

clin

ical

pro

cess

, cha

nges

to th

e sta

tes o

f IN-

STRUCTIONs

/ACTIONs

and

the

addi

tion

of li

nks

can

be m

ade,

cre

atin

g a

grow

ing

pict

ure o

f the

real

-wor

ld p

roce

ss as

it u

nfol

ds in

tim

e. In

tegr

atio

n w

ithfo

rmal

wor

kflo

w sy

stem

s is s

uppo

rted

in INSTRUCTION

and

ACTION

.

Des

ign:

Ful

l

PRO

1.3

The

EHR

RA

mus

t su

ppor

t th

e co

ntin

uity

of

a cl

inic

alpr

oces

s, th

e ab

ility

to q

uery

the

stat

us o

f a p

roce

ss, m

od-

ify an

exis

ting

proc

ess,

and

verif

y th

at a

proc

ess h

as b

een

com

plet

ed (3

.3.5

)

open

EHR

EH

R R

M:

The INSTRUCTION

type

allo

ws

the

stat

e of

fine

-gra

ined

pro

cess

es to

be

re-

cord

ed u

sing

the DV_STATE

dat

a ty

pe. T

he s

tate

mac

hine

s ar

e de

fined

in a

r-ch

etyp

es. W

hen

a pr

oces

s cha

nges

stat

e, a

new

ver

sion

of a

COMPOSITION

ism

ade

whi

ch re

cord

s the

stat

e ch

ange

.

The

stat

us o

f coa

rse-

grai

ned

proc

esse

s suc

h as

car

e-pl

ans i

s mor

e lik

ely

to b

ere

cord

ed b

y cl

inic

ians

as n

arra

tive.

Des

ign:

Ful

l

PRO

1.4

The

EHR

RA

mus

t be

able

to a

ccom

mod

ate

parti

al c

om-

plet

ion

of a

clin

ical

pro

cess

. (3.

3.5)

open

EHR

EH

R R

M:

The INSTRUCTION

typ

e in

clud

es a

sta

ndar

d “I

nstru

ctio

n St

ate

Mac

hine

”w

hose

sta

ndar

d st

ates

can

be

map

ped

to w

orkf

low

ste

p na

mes

in p

artic

ular

clin

ical

wor

kflo

ws i

n ar

chet

ypes

.

Des

ign:

Ful

l

Page 23: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

2.1.

2Pr

oble

ms/

issu

es a

nd h

ealth

sta

tus

ISO

Sec

tion

2.1.

3C

linic

al re

ason

ing

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

1.5

The

EHR

RA

mus

t su

ppor

t th

e re

cord

ing

and

pres

enta

tion

of h

olis

tiche

alth

stat

us, f

unct

iona

l sta

tus,

prob

lem

s, co

nditi

ons,

envi

ronm

enta

l cir-

cum

stan

ces a

nd is

sues

(3.2

.1)

open

EHR

EH

R R

M:

all o

f the

se w

ould

be

reco

rded

in th

e ap

prop

riate

“pe

rsis

t-en

t” C

ompo

sitio

ns, a

ccor

ding

to a

ppro

pria

te a

rche

type

s.

Des

ign:

Ful

lVa

l: G

EHR

PRO

1.6

The

EHR

RA

mus

t sup

port

the

reco

rdin

g an

d pr

esen

tatio

n of

dat

a in

apr

oble

m-o

rient

ed s

truct

ure

incl

udin

g pr

oble

m s

tatu

s, re

solu

tion

plan

san

d ta

rget

s (p

robl

em-o

rient

ed h

ere

incl

udes

con

ditio

ns a

nd i

ssue

s)(3

.2.1

)

open

EHR

EH

R R

M:

parti

cula

r ty

pes

of p

ersi

sten

t C

ompo

sitio

n ar

e us

ed t

ore

cord

pro

blem

lis

t, is

sues

, car

e pl

ans

etc.

; ap

prop

riate

Sect

ion

arch

etyp

es a

re u

sed

to s

uppo

rt pr

oble

m-o

rient

edre

cord

ing.

Des

ign:

Ful

lVa

l: G

EHR

PRO

1.7

The

EHR

RA

mus

t sup

port

a pa

tient

's lif

etim

e, lo

ngitu

dina

l rec

ord

ofhe

alth

sta

tus

and

care

inte

rven

tions

whi

ch c

an b

e vi

ewed

as

a ch

rono

-lo

gica

l hea

lth re

cord

. The

pat

ient

EH

R is

at o

nce

(sim

ulta

neou

sly)

:1.

retro

spec

tive:

an

hist

oric

al v

iew

of

heal

th s

tatu

s an

d in

terv

en-

tions

(e.g

., co

mpl

eted

hea

lth se

rvic

e ev

ents

/act

s);

2.co

ncur

rent

: a

"now

" vi

ew o

f he

alth

sta

tus

and

activ

e in

terv

en-

tions

(e.g

., he

alth

serv

ice

even

ts/a

cts n

ow u

nder

way

); an

d3.

pros

pect

ive:

a f

utur

e vi

ew o

f pl

anne

d in

terv

entio

ns (

e.g.

, hea

lthse

rvic

e ev

ents

/act

s sch

edul

ed o

r pen

ding

).

The o

penE

HR

mod

els a

re d

esig

ned

to ex

pres

s the

sem

an-

tics o

f a lo

ngitu

dina

l EH

R, a

nd a

re b

ased

on

a nu

mbe

r of

core

des

ign

prin

cipl

es [2

].

The

thre

e vi

ews

are

supp

orte

d by

fiv

e su

btyp

es o

f EN-

TRY

, na

mel

y OBSERVATION

, EVALUATION

, IN-

STRUCTION

, ACTION

an

d ADMIN_ENTRY

ty

pes

whi

ch a

re b

ased

on

som

e ye

ars

of r

esea

rch

and

expe

ri-en

ce, i

nclu

ding

by

GEH

R, P

EN&

PAD

(U. M

anch

este

r),

and

by C

EN a

nd H

L7.

Des

ign:

Ful

lVa

l: C

EN, G

EHR

, SN

X.

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

1.8

The

EHR

RA

mus

t sup

port

the

reco

rdin

g of

the

clin

ical

reas

onin

g in

clud

ing

auto

mat

ed p

roce

sses

for

all

diag

-no

ses,

conc

lusi

ons,

and

actio

ns r

egar

ding

the

care

of

apa

tient

(3.2

.2)

open

EHR

EH

R R

M:

Arc

hety

pes a

re u

sed

to d

efin

e par

ticul

ar d

iagn

oses

and

care

pla

n in

form

atio

nst

ruct

ures

. U

se o

f co

mpu

teris

ed c

linic

al g

uide

lines

is

supp

orte

d vi

a th

eCARE_ENTRY

.gui

delin

e_id

attr

ibut

e.

Des

ign:

Ful

l

Page 24: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

2.1.

4D

ecis

ion

supp

ort,

guid

elin

es, a

nd p

roto

cols

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

1.9

The

EHR

RA

mus

t sup

port

the

auto

mat

ic p

res-

enta

tion

of w

arni

ngs,

aler

ts a

nd re

min

ders

suc

has

pat

ient

inf

ectiv

e st

atus

, al

lerg

ies

and

othe

rth

erap

eutic

pre

caut

ions

, ou

tsta

ndin

g in

terv

en-

tions

, and

urg

ent r

esul

ts (3

.2.1

)

open

EHR

EH

R R

M:

Impo

rtant

item

s su

ch a

s al

lerg

ies,

prob

lem

s et

c. a

re m

ost l

ikel

y to

be

stor

ed in

asm

all

num

ber

of o

ften-

acce

ssed

“pe

rsis

tent

” C

ompo

sitio

ns i

n th

e EH

R,

each

of

whi

ch is

iden

tifie

d by

pur

pose

, e.g

. “th

erap

eutic

pre

caut

ions

”, “

prob

lem

list

” et

c.

In a

dditi

on, a

ny e

lem

ent o

f an

open

EHR

EH

R c

an b

e ac

cess

ed v

ia a

UR

I-st

yle

path

,al

low

ing

indi

vidu

al id

entif

icat

ion

of im

porta

nt it

ems.

The

actu

al d

etec

tion

and

actio

ning

of w

arni

ngs

and

aler

ts is

up

to th

e ca

lling

app

li-ca

tion,

such

as a

dec

isio

n su

ppor

t sys

tem

.

Des

ign:

Ful

l

PRO

1.1

0Th

e EH

RR

A m

ust

supp

ort

syst

emat

ic p

opul

a-tio

n-ba

sed

reca

lls a

nd re

min

ders

incl

udin

g pu

b-lic

and

pop

ulat

ion

heal

th p

rogr

ams

such

as

imm

unis

atio

n an

d ep

idem

iolo

gica

l sur

veill

ance

(3.3

.5)

open

EHR

EH

R R

M:

The INSTRUCTION

type

in th

e EH

R R

M h

as b

een

spec

ifica

lly d

esig

ned

to su

ppor

tau

tom

ated

reca

ll m

anag

emen

t, in

clud

ing

mod

ellin

g of

reca

ll ty

pes

with

indi

vidu

alar

chet

ype-

defin

ed st

ate

mac

hine

s.

Path

s to

all r

ecal

ls in

an

EHR

wou

ld b

e add

ed to

a p

ersi

sten

t Com

posi

tion

whe

n th

eyar

e fir

st d

efin

ed. T

his e

nabl

es tr

igge

rs to

be

crea

ted

for e

ach

reca

ll, b

ased

on

its st

ate

mac

hine

and

stat

e da

ta.

Des

ign:

Ful

l

PRO

1.1

1Th

e EH

RR

A m

ust b

e abl

e to

supp

ort g

uide

lines

,pr

otoc

ols,

and

deci

sion

supp

ort s

yste

ms (

3.3.

5)Th

e INSTRUCTION

type

in th

e EH

R R

M h

ave

been

spe

cific

ally

des

igne

d to

sup

-po

rt au

tom

ated

gui

delin

e in

tera

ctio

n. In

par

ticul

ar:

•pa

ths

to i

tem

s in

the

EH

R n

eede

d by

gui

delin

es c

an b

e st

ored

in

the

CARE_ENTRY.

guid

elin

e_id

obj

ect f

or th

e gu

idel

ine;

•ex

ecut

ion

stat

e of

a g

uide

line

can

be s

tore

d in

the

INSTRUCTION.

stat

eob

ject

for t

he g

uide

line.

Furth

er e

xper

ienc

e an

d te

stin

g is

nee

ded

in th

is a

rea

to d

eter

min

e w

heth

er th

e ar

chi-

tect

ure

need

s to

pro

vide

oth

er s

uppo

rt fo

r de

cisi

on s

uppo

rt an

d ot

her

auto

mat

edpr

oces

sing

.

Des

ign:

Qua

l

PRO

1.1

2Th

e EH

RR

A m

ust e

nabl

e se

man

tic in

tero

pera

-bi

lity

of c

linic

al c

once

pts

to s

uppo

rt de

cisi

onsu

ppor

t pro

cess

ing.

Arc

hety

pes c

an b

e sh

ared

bet

wee

n th

e EH

R a

nd d

ecis

ion

supp

ort s

yste

ms,

enab

ling

deci

sion

supp

ort t

o se

arch

for s

eman

tical

ly m

eani

ngfu

l con

cept

s rat

her t

han

just

at

omic

dat

a ite

ms.

Des

ign:

Qua

l

Page 25: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

2.1.

5C

are

Plan

ning

ISO

Sec

tion

2.1.

6O

rder

s &

ser

vice

pro

cess

es

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

1.1

3Th

e EH

RR

A m

ust s

uppo

rt ca

re p

lann

ing,

incl

udin

g th

e m

anag

e-m

ent

of p

roce

ss s

tate

s (e

.g.

plan

ned,

ord

ered

, sc

hedu

led,

in

prog

ress

, on

hold

, pen

ding

, com

plet

ed, a

men

ded,

ver

ified

, can

-ce

lled)

, with

in th

e ca

re p

lann

ing

proc

ess (

3.2.

4)

open

EHR

EH

R R

M:

The

EHR

RM

EVALUATION

ENTRY

subt

ype

allo

ws

plan

s to

be

expr

esse

d, w

hile

the INSTRUCTION

ENTRY

type

ena

bles

spe

cific

actio

ns to

be

pres

crib

ed. T

he in

form

atio

n de

finin

g an

y su

ch a

ctio

nis

expr

esse

d in

an ap

prop

riate

arch

etyp

e, in

clud

ing

the s

tate

mac

hine

defin

ition

for t

he p

roce

ss st

ate.

open

EHR

Dat

a Ty

pes:

The D

V_STATE

dat

a typ

e dire

ctly

impl

emen

ts th

e con

cept

of a

stat

em

achi

ne, a

nd is

des

igne

d to

be

driv

en b

y st

ate

mac

hine

s def

ined

on

a pe

r-ar

chet

ype

basi

s.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

1.1

4Th

e EH

RR

A m

ust

supp

ort

the

reco

rdin

g an

d tra

ckin

g of

clin

ical

ord

ers

and

requ

ests

suc

h as

pre

scrip

tions

and

oth

ertre

atm

ent o

rder

s, in

vest

igat

ion

requ

ests

, and

refe

rral

s (3.

3.6)

open

EHR

EH

R R

M:

orde

rs a

nd o

ther

requ

ests

are

reco

rded

usi

ng th

e INSTRUCTION

ENTRY

type

. Pre

scrip

tions

are

act

ually

doc

umen

ts c

onta

inin

g m

edic

atio

n or

der

requ

ests

from

a p

rovi

der t

o a

fille

r suc

h as

a p

harm

acy.

The

re m

ay b

e an

arbi

trary

rela

tions

hip

betw

een

med

icat

ions

and

pre

scrip

tions

from

a g

iven

clin

ical

sess

ion,

due

to a

) pre

scrip

tions

requ

ired

for d

iffer

ent f

iller

s (e.

g. a

spec

ial d

rug

may

onl

y be

ava

ilabl

e fr

om a

spe

cial

ist p

harm

acy)

, and

b)

due

to le

gisl

atio

n, e

.g. i

n A

ustra

lia, t

here

can

be

a m

axim

um o

f 3 m

edic

a-tio

ns o

n a

pres

crip

tion;

and

c) n

ot a

ll pr

opos

ed m

edic

atio

ns o

r the

rapi

esne

ed to

be

incl

uded

in a

pre

scrip

tion.

Pre

scrip

tions

sho

uld

ther

efor

e be

man

aged

sepa

rate

ly, a

nd a

re m

ost l

ikel

y to

be

repr

esen

ted

in o

penE

HR

as

sepa

rate

Com

posi

tions

, or

just

with

pre

scrip

tion

ids

from

a p

resc

ribin

gsy

stem

.

Des

ign:

Ful

l

PRO

1.1

5Th

e EH

RR

A m

ust s

uppo

rt th

e lin

king

of o

rder

s with

the

ob-

serv

atio

ns th

at a

rise

as a

resu

lt (e

.g. t

he re

sults

of a

n in

vest

i-ga

tion

or a

dmin

istra

tion

of a

med

icat

ion

with

the

orde

r for

thes

e in

terv

entio

ns).

open

EHR

EH

R R

M a

nd D

ata

Type

s:Th

e LINK

dat

a ty

pe is

pro

vide

d fo

r exa

ctly

this

pur

pose

, and

may

be

used

to c

reat

e a

nam

ed li

nk b

etw

een

any

arch

etyp

ed d

ata

entit

ies,

i.e. COMPO-

SITIONs

, SECTIONs

, ENTRYs

. Suc

h lin

ks m

ay b

e us

ed to

cre

ate

caus

-al

cha

ins o

r “pr

oble

m th

read

s” th

roug

h th

e da

ta.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

Page 26: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

2.1.

7In

tegr

ated

car

e

ISO

Sec

tion

2.1.

8Q

ualit

y as

sura

nce

ISO

Sec

tion

2.2

Rec

ord

proc

esse

s

ISO

Sec

tion

2.2.

1D

ata

capt

ure

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

1.1

6Th

e EH

RR

A m

ust s

uppo

rt in

tegr

ated

pat

ient

car

e in

-cl

udin

g co

ntin

uing

co

llabo

rativ

e m

ulti-

disc

iplin

ary

care

and

cas

e m

anag

emen

t acr

oss

diff

eren

t hea

lthca

rese

ctor

s an

d se

tting

s (e

.g. p

rimar

y ca

re, a

cute

hos

pita

ls,

allie

d he

alth

, hom

e-ba

sed

care

) (3.

2.3)

The

open

EHR

EH

R is

agn

ostic

abo

ut w

ho re

cord

s inf

orm

atio

n in

it a

nd u

ses

it. A

cces

s and

car

e ac

ross

diff

eren

t sec

tors

are

pos

sibl

e w

ithin

the

one

EHR

, si

nce

the

arch

itect

ure

is g

ener

ic, a

nd d

oes n

ot c

orre

spon

d to

any

par

ticul

ar

mod

el o

r sub

dom

ain

of c

are.

How

ever

, it i

s up

to E

HR

syst

ems t

o ac

tual

ly

enab

le a

cces

s acr

oss d

iffer

ent s

ecto

rs, p

eopl

e et

c.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

1.17

The E

HR

RA

mus

t sup

port

the r

ecor

ding

and

quer

ying

of d

ata t

o en

able

the

mea

sure

men

t of o

pera

tiona

l and

clin

ical

per

form

ance

, to

ensu

re c

ompl

i-an

ce w

ith st

anda

rds o

f car

e, to

ens

ure

qual

ity p

roce

ss a

nd to

mea

sure

out

-co

mes

.

Ther

e ar

e no

spec

ific

feat

ures

of t

he re

fere

nce

mod

els f

or

supp

ortin

g th

is. A

ny su

ch d

ata

wou

ld b

e m

odel

led

usin

g ar

chet

ypes

, and

que

ried

in th

e no

rmal

way

.

Des

ign:

TB

D

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

2.1

The

EHR

RA

mus

t sup

port

clea

r and

con

sist

ent r

ules

for e

ntry

,am

endm

ent,

verif

icat

ion,

tra

nsm

ittal

, re

ceip

t, tra

nsla

tion,

and

dele

tion

of d

ata.

Thi

s req

uire

men

t doe

s not

impl

y th

at it

is n

ec-

essa

ry fo

r a g

iven

impl

emen

tatio

n to

allo

w d

elet

ion

of E

HR

con-

tent

. Loc

al d

ata

rete

ntio

n ru

les w

ill a

pply

. (3.

3.1)

open

EHR

EH

R R

M:

all c

hang

e to

the

EHR

is g

over

ned

by th

e se

man

tics o

f ver

sion

con

trol

built

into

the VERSIONED_OBJECT

and

VERSION

cla

sses

.Th

e fa

ct o

f tra

nsm

ittal

of E

HR

ext

ract

s to

othe

r use

rs is

not

reco

rded

in

the E

HR

itse

lf, si

nce

this

is d

eem

ed to

be

the

sam

e as

any

oth

er k

ind

of n

on-m

odify

ing

acce

ss.

Whe

re re

ceip

t of E

HR

ext

ract

s or o

ther

dat

a su

ch a

s mes

sage

s cau

ses

chan

ges t

o th

e EH

R, t

he a

udit

traili

ng in

dica

tes c

lear

ly w

here

the

data

w

as a

cqui

red

from

.

Des

ign:

Par

t

Page 27: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

2.2.

2R

etrie

val/q

uery

/vie

ws

of d

ata

PRO

2.2

The

EHR

RA

mus

t sup

port

the

impl

emen

tatio

n of

rule

s for

dat

ava

lidat

ion

(3.3

.1)

Arc

hety

pes:

The

open

EHR

arc

hety

pes a

re a

key

way

of e

xpre

ssin

g co

nstra

ints

on

data

, inc

ludi

ng o

n ty

pe, v

alue

, stru

ctur

e an

d na

mes

, as w

ell a

s on

mor

e es

oter

ic th

ings

like

allo

wed

stat

e tra

nsiti

ons,

fuzz

y va

lue

map

ping

s. Th

ese

cons

train

ts p

rovi

de a

mea

ns o

f hig

h-qu

ality

dat

a va

lidat

ion.

Des

ign:

Ful

l

PRO

2.3

The

EHR

RA

mus

t sup

port

the

abili

ty to

revi

ew in

form

atio

n of

all t

ypes

reco

rded

in th

e pa

st, i

nclu

ding

via

the

use

of q

uery

and

filte

r fac

ilitie

s, du

ring

the

data

cap

ture

pro

cess

(3.3

.1)

open

EHR

EH

R R

M:

The

vers

ion

cont

rol m

echa

nism

ens

ures

that

all

prev

ious

stat

es o

f Fo

lder

s and

Tra

nsac

tions

in th

e EH

R a

re p

rese

rved

, and

ther

efor

e an

y pr

evio

us st

ate

of th

e EH

R c

an b

e re

crea

ted.

Que

ryin

g is

don

e us

ing

arch

etyp

e pa

ths w

ithin

stat

emen

ts in

a sp

ecia

l qu

ery

lang

uage

.

Des

ign:

Ful

lVa

l: C

EN, G

EHR

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

2.4

The

EHR

RA

mus

t sup

port

sele

ctiv

e re

triev

al a

nd c

usto

m-

ized

vie

ws o

f the

sam

e in

form

atio

n fo

r spe

cific

nee

ds (e

.g.

deci

sion

supp

ort,

data

ana

lysi

s) (3

.3.2

)

open

EHR

EH

R R

M:

view

s can

be

crea

ted

in v

ario

us w

ays,

incl

udin

g:•

usin

g th

e VIEW

ENTRY

typ

e, w

hich

ena

bles

the

spe

cific

atio

n an

dop

tiona

lly re

sults

of a

que

ry to

be

stor

ed in

the

EHR

;•

usin

g FOLDERs

to c

reat

e co

arse

-gra

ined

vie

ws o

f Com

posi

tions

in th

ere

cord

All

refe

renc

es in

vie

ws a

re d

efin

ed a

s EH

R P

aths

, usi

ng a

stan

dard

UR

I-lik

e te

xtua

l ref

eren

cing

mec

hani

sm fo

r any

nod

e or

leaf

in th

e EH

R.

Des

ign:

Ful

lVa

l: C

EN, S

NX

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

Page 28: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

2.2.

3Pr

esen

tatio

n of

dat

a

ISO

Sec

tion

2.2.

4Sc

alab

ility

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

2.5

The

EHR

RA

mus

t su

ppor

t th

e ab

ility

to

disp

lay

data

mar

ked

as c

linic

al s

umm

ary

with

out t

he n

eed

for m

anua

lse

arch

ing

(3.3

.3)

Clin

ical

sum

mar

ies a

re li

kely

to b

e st

ored

in o

ne o

r a sm

all n

umbe

r of p

er-

sist

ent C

ompo

sitio

ns b

ased

on

a “c

linic

al su

mm

ary”

arc

hety

pe. I

f per

sist

ent

Com

posi

tions

are

stor

ed in

thei

r ow

n FOLDER

, the

y ar

e ea

sy to

find

. A

ltern

ativ

ely,

any

Com

posi

tion

in w

hich

a c

linic

al su

mm

ary

is in

clud

ed c

an

have

an

entry

in a

n in

dex

of a

rche

type

ids-

>Tra

nsac

tions

, whe

reby

Tra

nsac

-tio

ns c

onta

inin

g an

y pa

rticu

lar k

ind

of in

form

atio

n ca

n be

qui

ckly

foun

d ba

sed

on a

rche

type

id.

Des

ign:

Ful

l

PRO

2.6

The

EHR

RA

mus

t sup

port

the

abili

ty to

con

vey

the

natu

reof

dev

ices

on

whi

ch in

form

atio

n sh

ould

by

pref

eren

ce b

epr

esen

ted

whe

re th

is m

ay a

ffec

t the

clin

ical

inte

rpre

tatio

n(e

.g. v

iew

ing

a co

lour

im

age

on a

mon

ochr

ome

view

er,

view

ing

a di

gita

l di

agno

stic

im

age

on a

low

res

olut

ion

view

er) (

3.3.

3)

open

EHR

EH

R R

M:

pres

umab

ly th

is m

eans

that

a c

linic

al in

stru

ctio

n ab

out w

hat k

ind

of d

evic

eto

vie

w th

e in

form

atio

n on

in o

rder

not

to d

imin

ish

its c

linic

al u

tility

shou

ldbe

incl

uded

in th

e obs

erva

tion.

Cur

rent

ly o

bser

vatio

n pr

otoc

ol ca

n be

reco

rd-

ed; s

houl

d a

“vie

win

g pr

otoc

ol”

also

be

incl

uded

? Th

is w

ould

seem

to a

pply

only

for v

ery

parti

cula

r circ

umst

ance

s.

Des

ign:

TB

D

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRO

2.7

The

EHR

RA

sho

uld

not i

mpe

de e

ffic

ient

pro

cess

ing

of v

ery

larg

e re

cord

s or

ver

y la

rge

num

bers

of

reco

rds.

open

EHR

EH

R R

M:

Each

EH

R c

onsi

sts o

f VERSIONED_COMPOSITIONs

who

se m

ost n

atur

al

impl

emen

tatio

n is

as s

epar

ate

entit

ies i

n a

data

base

, ens

urin

g pe

rfor

man

ce d

oes

not d

imin

ish

with

size

. Per

form

ance

of s

yste

ms c

onta

inin

g la

rge

num

bers

of

reco

rds i

s mos

tly a

syst

em is

sue,

but

is p

roba

bly

impr

oved

by

the

use

of se

para

te

Com

posi

tions

.

Des

ign:

Ful

l

Page 29: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

3C

OM

MU

NIC

ATIO

NPr

eam

ble

The

prin

cipl

e un

derly

ing

the

requ

irem

ents

in th

is s

ectio

n is

to e

nabl

e da

ta s

tore

d in

EH

Rs

to b

e tra

nsfe

rred

bet

wee

n di

ffer

ent E

HR

sys

tem

s an

d ot

her c

linic

al s

yste

ms.

Sim

ilarly

, EH

Rs m

ust b

e ab

le to

acc

ept d

ata

trans

ferr

ed fr

om d

iffer

ent E

HR

syst

ems a

nd o

ther

clin

ical

syst

ems.

Ther

e are

two

dist

inct

form

s of t

rans

fer p

ossi

ble:

mes

sagi

ng an

d re

cord

exch

ange

. Mes

sagi

ng is

nec

essa

ry w

hen

data

is tr

ansf

erre

d be

twee

n sy

stem

s whi

ch d

o no

t con

form

to th

e sa

me

EHR

arc

hite

ctur

e st

anda

rd. M

essa

ging

requ

ires

the

use

of a

gree

d pr

otoc

ols

such

as H

L7, U

N/E

DIF

AC

T an

d D

ICO

M. T

he fo

rmat

and

met

hods

of d

isse

mi-

natin

g da

ta m

ust b

e st

anda

rdis

ed w

here

ver p

ossi

ble.

Rec

ord

exch

ange

can

occ

ur w

here

dat

a is

tran

sfer

red

betw

een

two

EHR

Sys

tem

s tha

t sha

re a

com

mon

arc

hite

ctur

e. R

ecor

d ex

chan

ge in

clud

es th

e m

ovem

ent o

r cop

ying

of a

ll or

par

t of a

n EH

R.

ISO

Sec

tion

3.1

Mes

sagi

ng

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

CO

M1.

1Th

e EH

RR

A m

ust s

uppo

rt th

e ex

port

and

impo

rt of

data

rec

eive

d us

ing

mes

sagi

ng p

roto

cols

suc

h as

HL7

, UN

/ED

IFA

CT

and

DIC

OM

. (4)

Dat

a fr

om a

ny o

ther

sou

rce

can

be in

corp

orat

ed in

to th

e re

cord

and

repr

esen

ted

in n

ativ

e op

enEH

R fo

rm, a

s lon

g as

a m

appi

ng c

an b

e de

velo

ped

from

the

sour

cefo

rm to

ope

nEH

R. T

rans

form

atio

ns fr

om C

EN w

ill b

e re

lativ

ely

easy

. Im

port

ofH

L7v2

mes

sage

s has

alre

ady

been

ach

ieve

d. Im

port

of H

L7v3

has

bee

n st

udie

d,an

d sh

ould

be

poss

ible

.

Dat

a in

ano

ther

form

at w

hich

can

not b

e co

nver

ted

can

alw

ays

be re

pres

ente

d in

enca

psul

ated

form

.

Des

ign:

Par

t

Page 30: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

3.2

Rec

ord

exch

ange

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

CO

M 2

.1Th

e EH

RR

A m

ust a

llow

for

the

exch

ange

of

a co

mpl

ete

EHR

or

a pa

rt of

an

EHR

(an

ext

ract

) be

twee

n EH

RR

Aco

mpl

iant

syst

ems.

(4.4

)

The

sem

antic

s of EHR_EXTRACTs

are

form

ally

def

ined

, and

allo

w a

nysu

bset

of t

he la

test

COMPOSITIONs

of a

n EH

R to

be

trans

mitt

ed e

lse-

whe

re.

Tran

smitt

ing

a w

hole

EH

R m

eans

tran

smitt

ing

all i

ts p

revi

ous v

ersi

ons,

and

pres

umab

ly h

as th

e sem

antic

s of “

mov

ing”

rath

er th

an co

pyin

g. T

his

wou

ld b

e ac

hiev

ed b

y se

rialis

ing

the

entir

e EH

R a

ccor

ding

to th

e EH

R&

VERSIONED_COMPOSITION

cla

sses

into

an EHR_EXTRACT

and

trans

mitt

ing

it. H

owev

er, t

he p

robl

em o

f tra

nsm

ittin

g de

mog

raph

ic a

ndte

rmin

olog

y in

form

atio

n al

so h

as to

be

addr

esse

d, a

nd d

epen

ds o

n w

hat

the

inte

ntio

n is

: is

it

abou

t m

ovin

g an

ent

ire E

HR

env

ironm

ent

else

-w

here

, or j

ust o

ne p

atie

nt?

Des

ign:

Qua

lVa

l: C

EN, G

EHR

, SN

X

CO

M 2

.2Th

e EH

RR

A m

ust s

uppo

rt se

rialis

atio

n of

dat

a fo

r int

erop

-er

abili

ty p

urpo

ses

(e.g

. via

XM

L, C

OR

BA

, SO

AP,

etc

.).(4

.3)

The

open

EHR

EH

R R

M su

ppor

ts a

ny st

anda

rd se

rialis

atio

n m

echa

nism

,su

ch a

s XM

L, C

OR

BA

, .N

ET e

tc.

Des

ign:

Ful

lVa

l: C

EN, G

EHR

, SN

XC

OM

2.3

The

EHR

RA

mus

t def

ine

the

sem

antic

s of

mer

ging

dat

afr

om an

EH

R ex

tract

with

the E

HR

resi

dent

in th

e rec

eivi

ngsy

stem

. (4.

7)

open

EHR

EH

R R

M:

The VERSIONED_OBJECT

and

FEEDER_AUDIT

(re

visi

on h

isto

ry)

clas

ses a

nd a

ssoc

iate

d se

man

tics a

re p

rovi

ded

for j

ust t

his p

urpo

se.

Des

ign:

Ful

l

CO

M 2

.4Th

e EH

RR

A m

ust p

rovi

de a

n au

dit t

rail

of e

xcha

nge

proc

-es

ses,

incl

udin

g au

then

ticat

ion,

to e

nabl

e id

entif

icat

ion

ofpo

ints

of E

HR

extra

ct tr

ansm

ittal

and

rece

ipt.

This

nee

ds to

acco

unt f

or m

ergi

ng p

roce

sses

. (4.

3)

open

EHR

EH

R R

M:

this

is li

kely

to b

e in

clud

ed in

the

EHR

Ext

ract

in R

elea

se 1

.1 o

f ope

nE-

HR

.

Des

ign:

Fut

CO

M 2

.5Th

e ru

les

cove

ring

the

exch

ange

of a

n ex

tract

mus

t be

the

sam

e as

thos

e fo

r exc

hang

ing

the

com

plet

e re

cord

. (4.

4)TB

R 1:

that

dep

ends

- if

the i

nten

tion

is to

send

a co

py o

f the

curr

ent s

tate

of a

n en

tire

reco

rd fo

r clin

ical

/sha

red

care

pur

pose

s, th

is is

true

, and

an

EHR_

EXTR

ACT

can

be u

sed.

If th

e int

entio

n is

to m

ove t

he w

hole

reco

rd(e

.g. t

o an

othe

r ju

risd

ictio

n, a

noth

er in

form

atio

n gu

ardi

an),

incl

udin

gpr

evio

us v

ersi

ons,

rele

vant

dem

ogra

phic

, te

rmin

olog

ical

and

acc

ess

cont

rol d

ata,

the

sem

antic

s will

be

diffe

rent

.

Des

ign:

TB

D

CO

M 2

.6Th

e EH

RR

A m

ust e

nabl

e se

man

tic in

tero

pera

bilit

y of

clin

-ic

al c

once

pts

betw

een

EHR

sys

tem

s to

sup

port

auto

mat

icpr

oces

sing

of d

ata

at th

e re

ceiv

ing

syst

em. (

3.3.

4)

The

use

of a

rche

type

s whi

ch a

re sh

ared

by

both

EH

R sy

stem

s in

com

-m

unic

atio

n en

able

s sem

antic

inte

rope

rabi

lity

betw

een

thes

e pa

rties

.D

esig

n: F

ull

Page 31: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

4PR

IVA

CY

AN

D S

ECU

RIT

YPr

eam

ble

The

EHR

mus

t sup

port

the

ethi

cal a

nd le

gal u

se o

f per

sona

l inf

orm

atio

n, in

acc

orda

nce

with

est

ablis

hed

priv

acy

prin

cipl

es a

nd fr

amew

orks

, whi

ch m

ay b

e cu

ltura

lly o

rju

risdi

ctio

nally

spe

cific

. Key

issu

es in

clud

e co

ntro

l of a

cces

s to

the

EHR

to e

nsur

e pe

rson

al h

ealth

info

rmat

ion

can

be k

ept c

onfid

entia

l - i.

e. u

sed

only

for a

ppro

ved

purp

oses

and

shar

ed o

nly

amon

g au

thor

ised

peo

ple;

and

info

rmed

con

sent

.K

ey is

sues

in re

latio

n to

secu

rity

incl

ude

auth

entic

atio

n, d

ata

inte

grity

, con

fiden

tialit

y, n

on-r

epud

iatio

n an

d au

dita

bilit

y.

ISO

Sec

tion

4.1

Priv

acy

and

conf

iden

tialit

y

ISO

Sec

tion

4.2

Con

sent

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRS1

.1Th

e EH

RR

A m

ust s

uppo

rt th

e ap

plic

atio

n of

pre

vaili

ng p

rivac

y an

d co

n-fid

entia

lity

rule

s. (5

.2)

The EHR_ACCESS

cla

ss is

use

d as

the

glob

al in

terf

ace

to th

eEH

R an

d co

ntai

ns al

l acc

ess r

ules

from

the p

oint

of v

iew

of t

heEH

R (i

.e. s

ome

acce

ss ru

les w

ill b

e in

the

form

of s

ite-s

peci

ficpo

licie

s). A

cces

s co

ntro

l use

s EH

R p

aths

to re

fer t

o sp

ecifi

cite

ms i

n th

e ru

les.

Path

s can

be

used

to re

fer t

o an

y le

vel o

f in-

form

atio

n ite

m in

the

EHR

, fro

m a

who

le C

ompo

sitio

n to

ale

af it

em, a

lthou

gh s

ecur

ity s

ettin

g fo

r ite

ms

smal

ler

than

aC

ompo

sitio

n (o

r at w

orst

, an

Entry

) is n

ot re

com

men

ded.

The

deta

iled

mod

el o

f sec

urity

will

app

ear i

n R

elea

se 1

.2.

Des

ign:

Par

t

PRS1

.2Th

e EH

RR

A m

ust s

uppo

rt th

e la

belli

ng o

f the

who

le a

nd/o

r sec

tions

of

the E

HR

as re

stric

ted

to au

thor

ised

use

rs an

d/or

pur

pose

s. Th

is sh

ould

in-

clud

e re

stric

tions

at t

he le

vel o

f rea

ding

, writ

ing,

am

endm

ent,

verif

ica-

tion,

and

tran

smis

sion

/dis

clos

ure

of d

ata

and

reco

rds (

5.2)

PRS1

.3Th

e EH

RR

A m

ust s

uppo

rt pr

ivac

y an

d co

nfid

entia

lity

rest

rictio

ns a

t the

leve

l of b

oth

data

sets

and

dis

cret

e da

ta a

ttrib

utes

.

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRS2

.1Th

e EH

RR

A m

ust s

uppo

rt re

cord

ing

of in

form

ed c

onse

nt fo

r the

cre

atio

nof

a re

cord

. (5.

3)It

appe

ars t

hat t

he c

onse

nt d

ata

in a

ll of

thes

e re

quire

men

tsca

n be

adeq

uate

ly ca

ptur

ed in

a co

mbi

natio

n of

INSTRUC-

TION

and

OBSERVATION

ENTRY

typ

es;

an a

ltern

ativ

ew

ill b

e to

trea

t it a

s an ADMIN_ENTRY

. Eith

er w

ay, a

rche

-ty

pes

have

to b

e de

velo

ped

for t

his

purp

ose.

Thi

s re

quire

sfu

rther

clin

ical

exp

erie

nce.

Des

ign:

Qua

l

PRS2

.2Th

e EH

RR

A m

ust s

uppo

rt ob

tain

ing,

reco

rdin

g an

d tra

ckin

g th

e st

atus

of

info

rmed

con

sent

to a

cces

s th

e w

hole

and

/or s

ectio

ns o

f the

EH

R, f

or d

e-fin

ed p

urpo

ses.

(5.3

)PR

S2.3

The

EHR

RA

mus

t sup

port

reco

rdin

g of

the

purp

oses

for w

hich

con

sent

isob

tain

ed. (

5.3)

PRS2

.4Th

e EH

RR

A m

ust s

uppo

rt re

cord

ing

of th

e tim

e fr

ames

atta

ched

to e

ach

cons

ent.

(5.3

)

Page 32: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

4.3

Acc

ess

cont

rol

ISO

Sec

tion

4.4

Dat

a in

tegr

ity

ISO

Sec

tion

4.5

Aud

itabi

lity

of a

cces

s

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRS3

.1Th

e EH

RR

A m

ust s

uppo

rt m

easu

res

to d

efin

e, a

ttach

,m

odify

and

rem

ove

acce

ss r

ight

s to

the

who

le a

nd/o

rse

ctio

ns o

f the

EH

R. (

5.1.

1)

open

EHR

EH

R R

M:

Acc

ess c

ontro

l set

tings

can

be

atta

ched

to a

ny a

rche

type

d st

ruct

ure,

incl

udin

g th

e EHR

, a VERSIONED_COMPOSITION

, an SECTION

and

an ENTRY.

The

ac

cess

con

trol s

ettin

gs a

re d

efin

ed o

utsi

de th

e EH

R a

rchi

tect

ure.

The

se m

ay

be c

hang

ed a

t any

tim

e.

Des

ign:

Ful

l

PRS3

.2Th

e EH

RR

A m

ust s

uppo

rt m

easu

res

to d

efin

e, a

ttach

,m

odify

and

rem

ove

acce

ss ri

ghts

for c

lass

es o

f use

rs o

fth

e EH

R. (

5.1.

1)

The

open

EHR

arc

hite

ctur

e do

es n

ot d

efin

e an

y pa

rticu

lar m

odel

of a

cces

s co

ntro

l, it

just

pro

vide

s pla

ces t

o pu

t acc

ess c

ontro

l set

tings

at t

he lo

wes

t m

eani

ngfu

l lev

el o

f gra

nula

rity,

i.e.

arc

hety

ped

stru

ctur

es.

Des

ign:

Qua

l

PRS3

.3Th

e EH

RR

A m

ust s

uppo

rt m

easu

res

to e

nabl

e an

d re

-st

rict a

cces

s to

the

who

le a

nd/o

r sec

tions

of t

he E

HR

inac

cord

ance

with

pre

vaili

ng c

onse

nt a

nd a

cces

s ru

les.

(5.1

.1)

The

deta

ils o

f how

con

sent

and

acc

ess c

ontro

l are

repr

esen

ted

are

not y

et

com

plet

ed in

the

open

EHR

EH

R R

M.

Des

ign:

TB

D

PRS3

.4Th

e EH

RR

A m

ust s

uppo

rt m

easu

res

to s

epar

atel

y co

n-tro

l aut

horit

ies

to a

dd to

and

/or

mod

ify th

e EH

R f

rom

auth

oriti

es to

acc

ess t

he E

HR

(5.1

.1)

open

EHR

EH

R R

M:

The

deta

iled

secu

rity

mod

el (

clas

s EHR_ACCESS_SETTINGS

) w

ill b

e de

-fin

ed in

Rel

ease

1.2

.

Des

ign:

Fut

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRS4

.1Th

e EH

RR

A m

ust s

uppo

rt m

easu

res

to e

nsur

e th

ein

tegr

ity o

f da

ta s

tore

d in

and

tra

nsfe

rred

to

and

from

EH

Rs (

2.8.

3)

The VERSION

cla

ss in

clud

es a

dig

ital s

igna

ture

attr

ibut

e th

at m

ay b

e us

ed to

hol

d a

hash

and

/or d

igita

l sig

natu

re, w

hich

con

form

s to

the

open

PGP

stan

dard

.D

esig

n: F

ull

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

PRS5

.1Th

e EH

RR

A m

ust s

uppo

rt re

cord

ing

of a

n au

dit t

rail

of a

c-ce

ss to

and

mod

ifica

tions

of d

ata w

ithin

the w

hole

or s

ectio

nsof

the

EHR

. (5.

5)

open

EHR

EH

R R

M:

Mod

ifica

tions

are

aud

it tra

iled

in th

e AUDIT_DETAILS

of e

ach COM-

POSITION

. Atte

stat

ions

for p

artic

ular

cha

nged

item

s can

be

incl

uded

as

requ

ired.

Des

ign:

Ful

l

Page 33: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

PRS5

.2Th

e EH

RR

A m

ust s

uppo

rt re

cord

ing

of th

e nat

ure o

f eac

h ac

-ce

ss a

nd/o

r tra

nsac

tion.

(5.5

)op

enEH

R E

HR

RM

:A

ll m

odifi

catio

ns a

re a

udit-

traile

d in

the AUDIT_DETAILS

obj

ect o

f a

COMPOSITION

. Acc

ess l

ogs a

re n

ot d

efin

ed sp

ecifi

cally

in o

penE

HR

.D

esig

n: F

ull/F

ut

PRS5

.3Th

e EH

RR

A m

ust s

uppo

rt au

dit c

apab

ility

suff

icie

nt to

trac

kac

coun

tabi

lity

for e

ach

step

or t

ask

in th

e cl

inic

al o

r ope

ra-

tiona

l pro

cess

es re

cord

ed in

the

reco

rd. (

5.5)

open

EHR

EH

R R

M:

Each

dis

tinct

clin

ical

obs

erva

tion,

eva

luat

ion

or a

naly

sis,

and

actio

n re

cord

ed is

repr

esen

ted

usin

g an

ENTRY,

whi

ch e

nsur

es th

e re

leva

nt c

on-

text

info

rmat

ion

for e

ach

such

act

ion

is re

cord

ed.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

Page 34: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

5M

EDIC

O-L

EGA

LPr

eam

ble

Req

uire

men

ts fo

r the

med

ico-

lega

l asp

ects

of t

he E

HR

RA

are

ess

entia

l if E

HR

s are

to b

e tru

sted

by

both

con

sum

ers a

nd c

linic

ians

and

acc

epte

d in

cou

rts o

f law

as e

vi-

denc

e of

car

e pr

ovid

ed, c

ompl

ianc

e w

ith le

gisl

atio

n, a

nd th

e co

mpe

tenc

e of

clin

icia

ns. M

any

of th

e m

edic

o-le

gal r

equi

rem

ents

are

rela

ted

to a

nd h

ave

impl

icat

ions

for

both

priv

acy

and

secu

rity

of th

e EH

R b

ut a

re n

ever

thel

ess a

dis

tinct

cat

egor

y.Fo

r med

ico-

lega

l pur

pose

s it

is e

ssen

tial t

hat e

very

add

ition

, am

endm

ent o

r alte

ratio

n to

the

EHR

be

perm

anen

tly re

cord

ed a

nd p

rese

rved

for a

n in

defin

ite p

erio

d. T

om

aint

ain

its o

rigin

ality

, inf

orm

atio

n m

ust n

ot b

e su

bjec

t to

late

r alte

ratio

n or

era

sure

. It i

s al

so e

ssen

tial t

hat e

very

act

or b

e un

ambi

guou

sly

iden

tifie

d an

d in

extri

cabl

ylin

ked

to th

e in

form

atio

n fo

r whi

ch th

ey a

ttest

.Le

gal r

equi

rem

ents

will

var

y w

idel

y am

ong

juris

dict

ions

. In

reco

gnis

ing

thes

e var

ianc

es th

e EH

R m

ust n

ot at

tem

pt to

impo

se le

gal o

blig

atio

ns o

f one

soci

ety

upon

anot

her.

The

EHR

RA

shou

ld e

nsur

e th

at th

e EH

R c

an b

e a

lega

lly a

ccep

tabl

e do

cum

ent i

n th

e ju

risdi

ctio

n in

whi

ch it

is c

reat

ed.

ISO

Sec

tion

5.1

Supp

ort f

or le

gal r

equi

rem

ents

ISO

Sec

tion

5.2

Act

ors

ISO

Sec

tion

5.2.

1Su

bjec

t of h

ealth

care

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

1.1

The

EHR

RA

mus

t sup

port

mea

sure

s to

ens

ure

an a

ccur

ate

refle

c-tio

n of

the

chro

nolo

gy o

f clin

ical

eve

nts a

nd in

form

atio

n av

aila

bil-

ity in

the

EHR

(6.3

)

open

EHR

EH

R R

M:

the

mod

el sp

ecifi

cally

dis

tingu

ishe

s bet

wee

n da

te/ti

mes

of c

linic

al

even

ts a

nd a

cts,

and

inte

ract

ions

with

the

EHR

syst

em, e

nsur

ing

that

the

chro

nolo

gy o

f eve

nts i

n th

e re

al w

orld

is c

lear

, as w

ell a

s th

e ch

rono

logy

of c

hang

es to

the

EHR

.

Des

ign:

Ful

l

MEL

1.2

The

EHR

RA

mus

t ena

ble

the

view

ing

of a

n ac

cura

te re

pres

enta

tion

of th

e EH

R a

t any

par

ticul

ar d

ate

and

time

sinc

e its

cre

atio

n (6

.4)

open

EHR

EH

R R

M:

the

mod

el e

xplic

itly

incl

udes

ver

sion

ing

sem

antic

s in

the

VERSIONED_COMPOSITION

and

rela

ted

clas

ses.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

2.1

The

EHR

RA

mus

t cat

er f

or th

e su

bjec

t of

care

of

the

EHR

to b

e on

e or

mor

e pe

rson

s (6.

1.1)

Cur

rent

ly a

ny si

tuat

ion

in w

hich

hea

lth in

form

atio

n fo

r a s

ubje

ct o

ther

than

the

subj

ect o

f the

reco

rd, e

.g. a

fam

ily m

embe

r, a

dona

ted

orga

n, o

r a fo

etus

is w

ell-

unde

rsto

od a

nd c

ater

ed fo

r via

the

subj

ect a

ttrib

ute

in ENTRY

.

Req

uire

men

ts fo

r fam

ilies

, trib

es, o

r oth

er so

cial

gro

upin

gs h

ave

not b

een

wid

e-ly

des

crib

ed o

r an

alys

ed, b

ut in

any

cas

e ca

n be

acc

omm

odat

ed b

y th

e sa

me

mec

hani

sm, l

imite

d on

ly b

y w

hat d

emog

raph

ic e

ntiti

es c

an b

e re

pres

ente

d.

Des

ign:

Ful

l

Page 35: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

5.2.

2Pa

tient

iden

tific

atio

n

ISO

Sec

tion

5.2.

3U

ser I

dent

ifica

tion

ISO

Sec

tion

5.2.

4H

ealth

care

par

ties

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

2.2

The

EHR

RA

mus

t cat

er fo

r the

reco

rdin

g of

app

ropr

iate

pat

ient

iden

tific

atio

n at

tribu

tes

and

clin

ical

ly re

leva

nt p

atie

nt a

ttrib

utes

such

as d

ate

of b

irth,

sex,

eth

nici

ty e

tc. (

6.1.

2)

open

EHR

Dem

ogra

phic

RM

:al

l PERSONs

, inc

lude

pat

ient

s can

hav

e an

y nu

mbe

r of i

dent

ifier

s and

othe

r dat

a re

cord

ed fo

r the

m.

Des

ign:

Ful

lVa

l: C

EN,

GEH

R, S

NX

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

2.3

The

EHR

RA

mus

t ens

ure

that

use

rs w

ho a

ttest

and

com

mit

any

parti

cula

r inf

orm

atio

n to

the

reco

rd a

reun

ique

ly a

nd re

liabl

y id

entif

ied

(6.1

.3)

The

EHR

gua

rant

ees t

hat d

istin

ct id

entif

iers

whi

ch o

ccur

in th

e EH

R c

orre

spon

d to

dis

tinct

dem

ogra

phic

ent

ities

, i.e

. tha

t ide

ntifi

ers a

re n

ot re

-use

d. T

he ATTES-

TATION

type

exp

licitl

y in

dica

tes t

he c

omm

itter

of t

he a

ttest

atio

n.

Des

ign:

Ful

lVa

l: G

EHR

, SN

X

MEL

2.4

The

EHR

RA

mus

t su

ppor

t th

e on

-goi

ng a

bilit

y to

iden

tify

user

s, ev

en if

they

cha

nge

thei

r na

me,

pro

-fe

ssio

n, se

x, o

r add

ress

. (6.

1.3)

open

EHR

EH

R R

M:

iden

tifie

rs in

the E

HR

refe

rrin

g to

dem

ogra

phic

entit

ies m

anag

ed in

a d

emog

raph

-ic

serv

ice

alw

ays r

efer

to th

e cu

rren

t inf

orm

atio

n in

that

serv

ice.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

2.5

The E

HR

RA

mus

t sup

port

mea

sure

s to

ensu

reth

at a

ll cl

inic

al p

artie

s ref

erre

d to

in th

e EH

Rar

e un

ique

ly id

entif

ied

(6.1

.4)

open

EHR

EH

R R

M:

All

dem

ogra

phic

ent

ities

are

refe

rred

to u

sing

PARTY_IDENTIFIED

and

PARTY_NAMED

obj

ects

.

Des

ign:

Ful

l

MEL

2.6

The

EHR

RA

mus

t su

ppor

t th

e re

cord

ing

ofth

e cl

inic

al ro

les o

f any

par

ties w

ith re

spec

t to

any

clin

ical

act

ivity

reco

rded

. (6.

1.4)

open

EHR

EH

R R

M:

Cur

rent

ly ro

les a

nd o

ther

dem

ogra

phic

det

ails

are

def

ined

in th

e de

mog

raph

ic m

odel

an

d its

arc

hety

pes.

Rol

es a

nd re

latio

nshi

ps a

re in

clud

ed in

the

EHR

arc

hite

ctur

e in

the

form

of t

he PARTICIPATION

and

var

ious

PARTY_PROXY

type

s.

Des

ign:

Ful

l

Page 36: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

5.2.

5A

utho

r res

pons

ibili

ty

ISO

Sec

tion

5.2.

6A

ttest

atio

n/A

utho

rizat

ion

of e

ntrie

s

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

2.7

The

EHR

RA

mus

t sup

port

mea

sure

s w

hich

ens

ure

that

ever

y re

cord

ent

ry is

dat

ed, i

ts a

utho

r ide

ntifi

ed. (

6.1.

6)op

enEH

R E

HR

RM

:al

l add

ition

s to

the

reco

rd a

re in

the

form

of COMPOSITIONs

, whi

ch in

dica

te

the

auth

or’s

iden

tity,

dat

e.tim

e of

add

ition

.

Des

ign:

Ful

l

MEL

2.8

The

EHR

RA

mus

t sup

port

mea

sure

s to

ensu

re th

at th

ere

is a

n ab

solu

te re

quire

men

t tha

t eac

h co

ntrib

utio

n to

the

reco

rd i

s at

tribu

ted

to a

res

pons

ible

hea

lthca

re p

arty

whe

ther

in th

e ro

le o

f aut

hor o

r not

. (6.

1.5)

open

EHR

EH

R R

M:

each

COMPOSITION

in th

e re

cord

iden

tifie

s, vi

a its

sub-

obje

cts:

•pa

rtici

patio

ns,

e.g.

in

clud

ing

HC

A

lega

lly

resp

onsi

ble

(EVENT_CONTEXT

)•

com

mitt

er (AUDIT_DETAILS

)•

info

rmat

ion_

prov

ider

(ENTRY

)

Des

ign:

Ful

lVa

l: G

EHR

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

2.9

The

EHR

RA

mus

t su

ppor

t m

easu

res

whi

ch e

nsur

e th

at e

very

cont

ribut

ion

to th

e re

cord

mus

t be

atte

sted

by

a re

spon

sibl

e pe

r-so

n . (

6.1.

6)

open

EHR

EH

R R

M:

ever

y COMPOSITION

incl

udes

a AUDIT_DETAILS

obj

ect w

hich

co

ntai

ns th

e m

anda

tory

attr

ibut

e co

mm

itter

:PARTY_REF.

An

atte

s-ta

tion

form

of t

he AUDIT_DETAILS

obj

ect c

an b

e us

ed if

des

ired,

al

low

ing

digi

tal s

igni

ng.

Des

ign:

Ful

lVa

l: C

EN, G

EHR

, SN

X

MEL

2.10

The

EHR

RA

mus

t sup

port

mea

sure

s w

hich

ens

ure

that

am

end-

men

ts ar

e attr

ibut

ed to

a re

spon

sibl

e per

son

and

the d

ate a

nd ti

me

and

the

reas

on fo

r the

am

endm

ent a

re re

cord

ed. (

6.6)

open

EHR

EH

R R

M:

amen

dmen

ts an

d ne

w in

form

atio

n ar

e don

e by

the

sam

e mec

hani

sm,

nam

ely COMPOSITIONs

, whi

ch a

lway

s inc

lude

thes

e de

tails

..

Des

ign:

Ful

lVa

l: C

EN, G

EHR

, SN

X

Page 37: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

5.3

Clin

ical

com

pete

nce/

gove

rnan

ce

ISO

Sec

tion

5.4

Faith

fuln

ess

ISO

Sec

tion

5.5

Pres

erva

tion

of c

onte

xt

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

3.1

The

EHR

RA

mus

t sup

port

the

dem

onst

ratio

nof

clin

ical

com

pete

nce

and

acco

unta

bilit

y of

clin

icia

ns (6

.2)

The

open

EHR

app

roac

h en

sure

s th

at a

ny a

dditi

on th

at c

linic

ians

mak

e to

the

reco

rdid

entif

ies t

he a

utho

r, th

e co

ntex

t of c

are

and

of re

cord

ing,

and

allo

ws r

easo

ns fo

r doi

ngth

ings

to b

e re

cord

ed (e

.g. i

dent

ifyin

g gu

idel

ines

etc

.). L

inks

use

d to

repr

esen

t cau

sal

and

othe

r rel

atio

nshi

ps e

nabl

e ch

ains

of e

vent

s to

be

follo

wed

bac

k in

tim

e, e

nsur

ing

that

, as

long

as

all a

ctio

ns a

re re

cord

ed in

the

reco

rd, t

he re

cord

will

sup

port

the

clin

i-ci

ans’

cla

ims t

o ha

ve p

erfo

rmed

thos

e ac

tions

. The

abi

lity

to re

crea

te a

ny p

rior s

tate

of

the

reco

rd g

uara

ntee

s th

at a

ny c

linic

ian’

s cl

aim

abo

ut w

hat i

nfor

mat

ion

was

ava

ilabl

eca

n be

supp

orte

d.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

4.1

The

EHR

RA

mus

t ens

ure

that

info

rmat

ion

inte

nded

to s

uper

sede

that

al-

read

y re

cord

ed a

nd a

ttest

ed m

ust b

e se

para

tely

col

lect

ed a

nd a

ttest

ed a

s ane

w tr

ansa

ctio

n ve

rsio

n. (6

.5.1

)

ope

nEH

R E

HR

RM

:th

is is

exa

ctly

the

way

the

open

EHR

COMPOSITION

con

cept

wor

ks.

Des

ign:

Ful

lVa

l: G

EHR

MEL

4.2

The

EHR

RA

mus

t ens

ure

that

the

exac

t sta

te o

f the

reco

rd c

an b

e re

-cre

-at

ed fo

r any

giv

en p

oint

of t

ime

sinc

e th

e or

igin

al c

reat

ion

of th

e EH

R.

ope

nEH

R E

HR

RM

:th

is is

ena

bled

by

the

vers

ioni

ng m

echa

nism

.D

esig

n: F

ull

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

5.1

Whe

re c

oded

term

s in

the

EHR

hav

e be

en m

appe

d to

ano

ther

cod

ed te

r-m

inol

ogy,

the

EHR

RA

mus

t pro

vide

a m

eans

of i

ndic

atin

g th

e fa

ithfu

l-ne

ss o

f the

tran

slat

ion

(6.5

.2).

The

open

EHR

Dat

a Ty

pes R

M:

map

ping

s be

twee

n an

y te

xt it

em (c

oded

or n

ot) a

nd a

cod

edte

rm a

re e

xplic

itly

mod

elle

d by

the TERM_MAPPING

cla

ss.

The

mat

ch a

ttrib

ute

indi

cate

s th

e cl

osen

ess

of t

he m

atch

(bro

ader

, nar

row

er, e

quiv

alen

t).

Des

ign:

Ful

l

MEL

5.2

The

EHR

RA

mus

t mai

ntai

n th

e or

igin

al c

onte

xt o

f al

l ele

men

ts o

f th

ere

cord

irr

espe

ctiv

e of

the

pot

entia

l se

para

te d

istri

butio

n of

ele

men

ts(6

.5.2

)

The o

penE

HR

EH

R m

odel

is b

ased

on

a the

ory

of c

onte

xt [2

]w

hich

ens

ures

that

this

exa

ct re

quire

men

t is a

lway

s met

.D

esig

n: F

ull

Page 38: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

5.6

Perm

anen

ce

ISO

Sec

tion

5.7

Vers

ion

cont

rol

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

6.1

The

EHR

RA

mus

t en

sure

tha

t at

test

ed i

nfor

mat

ion

shal

l be

stor

ed i

n a

prot

ecte

d m

ode,

dis

allo

win

g an

y ch

ange

s or

del

e-tio

ns. (

6.6)

open

EHR

EH

R R

M:

The VERSIONED_COMPOSITION

cla

ss p

erfo

rms t

his f

unct

ion.

Des

ign:

Ful

lVa

l: G

EHR

MEL

6.2

The

EHR

RA

will

ens

ure

that

am

endm

ents

are

attr

ibut

ed to

a c

li-ni

cian

and

the

date

and

tim

e, a

nd th

e re

ason

for t

he a

men

dmen

tar

e re

cord

ed. (

6.6)

open

EHR

EH

R R

M:

The A

UDIT_DETAILS

clas

s rec

ords

the c

linic

ian

auth

oris

ing

com

mit-

tal,

and

date

/tim

e of

com

mitt

al, a

mon

g ot

her t

hing

s.

Des

ign:

Ful

lVa

l: G

EHR

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

MEL

7.1

The

EHR

RA

mus

t inc

orpo

rate

a m

etho

d of

ver

sion

con

trol t

hat

supp

orts

info

rmat

ion

at th

e le

vel a

t whi

ch it

was

atte

sted

(6.8

)op

enEH

R E

HR

RM

:Th

e VERSIONED_COMPOSITION

cla

ss p

erfo

rms t

his f

unct

ion.

Des

ign:

Ful

lVa

l: G

EHR

MEL

7.2

The

EHR

RA

mus

t sup

port

mea

sure

s to

dis

cern

mod

ifica

tion

orup

datin

g of

the

reco

rd u

sing

ver

sion

con

trol (

6.8)

open

EHR

EH

R R

M:

The VERSIONED_COMPOSITION

cla

ss p

erfo

rms t

his f

unct

ion.

Des

ign:

Ful

lVa

l: G

EHR

Page 39: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

6ET

HIC

AL

Prea

mbl

eTh

e et

hica

l and

mor

al ju

stifi

catio

n fo

r the

cre

atio

n, st

orag

e an

d pr

oces

sing

of h

ealth

reco

rds d

eriv

es fr

om th

e fa

ct th

at th

ey a

re in

stru

men

tal f

or th

e pr

otec

tion

of h

ealth

.Th

e fo

unda

tions

of t

he re

latio

nshi

p be

twee

n a

clin

icia

n an

d a

patie

nt a

re th

e de

liver

y of

clin

ical

car

e to

the

high

est s

tand

ard

and

the

resp

ect f

or p

atie

nt a

uton

omy.

Thi

sin

evita

bly

lead

s to

the

conc

lusi

on th

at th

e rig

ht to

info

rmed

con

sent

and

the

right

to c

onfid

entia

lity

are

also

eth

ical

/mor

al p

rinci

ples

of t

he h

ighe

st im

porta

nce.

ISO

Sec

tion

6.1

Supp

ort f

or e

thic

al ju

stifi

catio

n

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

ETH

1.1

The E

HR

RA

mus

t be a

ble t

o re

cord

ethi

cal a

ppro

val

for s

econ

dary

use

s of p

atie

nt in

form

atio

n he

ld in

the

EHR

(8)

No

spec

ific

faci

lity

has b

een

incl

uded

for t

his p

urpo

se. I

t is e

xpec

ted

that

furth

er re

-se

arch

and

dev

elop

men

t exp

erie

nce

is re

quire

d be

fore

this

requ

irem

ent c

an b

e an

a-ly

sed

wel

l eno

ugh

to b

e im

plem

ente

d. T

his m

ay b

ecom

e pa

rt of

the

acce

ss ru

les i

nth

e EHR_ACCESS

obj

ect.

Des

ign:

TB

D

Page 40: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

7C

ON

SUM

ER/ C

ULT

UR

AL

ISO

Sec

tion

7.1

Con

sum

er is

sues

Prea

mbl

eB

enef

its o

f EH

Rs f

or c

onsu

mer

sEH

Rs

have

the

pote

ntia

l to

sign

ifica

ntly

impr

ove

qual

ity o

f car

e an

d he

alth

out

com

es fo

r con

sum

ers,

prim

arily

thro

ugh

avai

labi

lity

to c

linic

ians

of a

ccur

ate,

cur

rent

in-

form

atio

n ab

out a

con

sum

er's

heal

thca

re h

isto

ry. I

mpr

oved

acc

ess t

o in

form

atio

n fo

r bot

h co

nsum

ers a

nd c

linic

ians

has

the

pote

ntia

l to

impr

ove

com

mun

icat

ion

betw

een

cons

umer

s an

d cl

inic

ians

, res

ultin

g in

mor

e m

eani

ngfu

l con

sum

er p

artic

ipat

ion

in th

e he

alth

care

pro

cess

. Hav

ing

acce

ss to

suc

h in

form

atio

n is

em

pow

erin

g, e

nabl

ing

peop

le to

inte

ract

as i

nfor

med

con

sum

ers a

nd m

ake

sens

ible

cho

ices

with

in th

e he

alth

care

syst

em.

Acc

omm

odat

ing

the

need

s and

inte

rest

of c

onsu

mer

s rai

ses i

ssue

s of p

rivac

y, se

curit

y, c

onfid

entia

lity

and

acce

ss.

Con

sum

er a

spec

ts o

f pri

vacy

, sec

urity

and

con

fiden

tialit

yC

onsu

mer

s of

hea

lthca

re s

ervi

ces

mus

t be

secu

re in

the

know

ledg

e th

at th

e in

form

atio

n th

ey s

hare

with

thei

r clin

icia

n is

trea

ted

with

resp

ect f

or th

eir p

rivac

y an

d ke

ptse

cure

and

con

fiden

tial.

Oth

erw

ise,

they

will

be

unw

illin

g to

seek

app

ropr

iate

car

e or

to p

rovi

de a

ccur

ate

and

com

plet

e in

form

atio

n. T

his w

ill n

ot o

nly

com

prom

ise

thei

row

n he

alth

care

, but

will

als

o co

nfou

nd p

rogr

amm

es o

f clin

ical

and

hea

lth se

rvic

es re

sear

ch, h

ealth

pro

fess

iona

l edu

catio

n an

d pu

blic

hea

lth p

rom

otio

n.C

onsu

mer

s' p

oint

of v

iew

EHR

s will

not

onl

y be

acc

essi

ble

to c

onsu

mer

s but

als

o in

corp

orat

e th

eir v

iew

s and

com

men

ts re

sulti

ng fr

om se

lf-m

onito

ring

of il

lnes

s, di

etar

y no

tes,

note

s on

self-

mon

-ito

ring

of sp

ort a

nd e

xerc

ise

perf

orm

ance

, beh

avio

ural

act

iviti

es a

nd m

oods

, etc

. Con

sum

ers m

ay a

lso

use

EHR

s to

seek

adv

ice

abou

t im

prov

ing

thei

r hea

lth o

r ask

que

s-tio

ns a

bout

the

man

agem

ent o

f the

ir ca

re. A

con

sum

er's

poin

t of v

iew

is im

porta

nt, s

uppo

rting

con

sum

er in

volv

emen

t and

pro

mot

ing

com

mun

icat

ion

betw

een

cons

umer

san

d cl

inic

ians

.C

ultu

ral i

ssue

sC

ultu

ral i

ssue

s are

an es

sent

ial c

ateg

ory

of in

form

atio

n to

be r

ecog

nise

d an

d ac

com

mod

ated

in th

e req

uire

men

ts fo

r EH

Rs.

Man

y cu

lture

s do

not s

uppo

rt th

e ide

a of s

harin

gpa

tient

info

rmat

ion.

Oth

ers s

hare

info

rmat

ion

and

deci

sion

mak

ing

on h

ealth

mat

ters

at t

he le

vel o

f the

ext

ende

d fa

mily

or l

arge

r gro

up.

Som

e co

mpo

nent

s of

clin

ical

com

pete

nce

are

clos

ely

rela

ted

to th

e ro

le o

f clin

icia

ns in

the

soci

etie

s in

whi

ch th

ey p

ract

ice.

The

EH

RR

A m

ust n

ot im

pose

the

clin

ical

prac

tice

of o

ne so

ciet

y on

the

clin

ical

pra

ctic

e of

ano

ther

, alth

ough

it sh

ould

pro

mot

e w

ays o

f lea

rnin

g ab

out d

iffer

ent s

tyle

s of c

linic

al p

ract

ice.

EH

R d

evel

opm

ent,

ther

efor

e, n

eeds

to fo

cus

on c

omm

unity

issu

es in

volv

ing

cultu

re a

nd c

onse

nt, e

xpec

tatio

ns, l

angu

age,

relig

ious

bel

iefs

, ind

ivid

ual i

dent

ifica

tion

and

all t

hese

will

det

erm

ine

the

subs

eque

nt h

ealth

care

mod

el.

ISO

Sec

tion

7.1.

1Su

ppor

t for

con

sum

er is

sues

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

CO

C1.

1Th

e EH

RR

A m

ust s

uppo

rt th

e pr

oduc

tion

of a

con

sum

eror

ient

ed v

iew

. (9.

1)op

enEH

R E

HR

RM

:Si

nce

all c

ontri

butio

ns to

the

reco

rd a

re m

arke

d w

ith th

e au

thor

’s id

entif

ica-

tion,

a v

iew

of p

atie

nt-a

dded

dat

a ar

e ea

sily

pos

sibl

e.

If s

impl

ifica

tion

of d

ata

& p

rese

ntat

ion

is re

quire

d, e

ither

softw

are

appl

ica-

tions

or

parti

cula

r co

nsum

er-o

rient

ed a

rche

type

s w

ould

hav

e to

be

deve

l-op

ed.

Des

ign:

Qua

l

Page 41: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

7.2

Cul

tura

l iss

ues

ISO

Sec

tion

7.2.

1Su

ppor

t for

cul

tura

l iss

ues

CO

C1.

2Th

e EH

RR

A m

ust s

uppo

rt co

nsum

ers'

right

of a

cces

s to

all

EHR

info

rmat

ion

subj

ect t

o ju

risdi

ctio

nal c

onst

rain

ts. (

9.1)

The

open

EHR

mod

els

do n

ot p

rede

term

ine

any

parti

cula

r mod

el o

f acc

ess;

they

supp

ort w

hich

ever

acce

ss co

ntro

l mod

el is

requ

ired

to b

e use

d in

a gi

ven

usag

e sc

ope.

Des

ign:

Qua

l

CO

C1.

4Th

e EH

RR

A m

ust s

uppo

rt co

nsum

ers b

eing

abl

e to

inco

r-po

rate

self-

care

info

rmat

ion,

thei

r poi

nt o

f vie

w o

n pe

rson

-al

hea

lthca

re is

sues

, lev

els o

f sat

isfa

ctio

n, ex

pect

atio

ns an

dco

mm

ents

they

wis

h to

reco

rd in

EH

Rs.

(9.1

)

open

EHR

EH

R R

M:

Self-

care

info

rmat

ion

is a

dded

in th

e sa

me

way

as a

ny in

form

atio

n is

add

edby

a c

linic

ian.

Pers

onal

com

men

ts, e

xpec

tatio

ns e

tc. c

an b

e ad

ded

acco

rdin

g to

con

sum

er-

orie

nted

arc

hety

pes w

hich

are

dev

elop

ed fo

r thi

s pur

pose

.

Des

ign:

Qua

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

CO

C2.

1Th

e EH

RR

A m

ust s

uppo

rt in

tero

pera

bilit

y in

aw

ay th

at is

trul

y gl

obal

, yet

resp

ects

loca

l cus

-to

ms

and

cultu

re.

It fo

llow

s th

at t

he p

roce

ssm

ust b

e bo

th s

impl

e an

d am

enab

le to

cus

tom

i-sa

tion

in d

iffer

ent j

uris

dict

ions

. (9.

2)

Gen

eral

supp

ort f

or in

tero

pera

bilit

y oc

curs

with

the

appr

oach

of u

sing

a g

ener

ic m

odel

whi

ch d

oes n

ot d

escr

ibe

any

spec

ific

clin

ical

or m

edic

al c

once

pts.

open

EHR

Dat

a Ty

pes:

Dat

a in

tero

pera

bilit

y is

supp

orte

d as

follo

ws:

•al

l cod

ed te

rms i

nclu

de te

rmin

olog

y id

entif

ier

•al

l tex

t typ

es u

se U

NIC

OD

E

open

EHR

EH

R R

M:

Oth

er a

spec

ts o

f int

erop

erab

ility

:•

the

stru

ctur

e of

the

reco

rd is

ess

entia

lly c

onta

iner

/hea

ding

s/st

ruct

ured

dat

a, a

ndda

ta m

ay b

e as

min

imal

ly o

r max

imal

ly st

ruct

ured

as d

esire

d.

open

EHR

Arc

hety

pe sy

stem

s:Th

e ar

chet

ype

syst

em p

rovi

des

the

mos

t pow

erfu

l bas

is fo

r sem

antic

inte

rope

rabi

lity,

whi

le a

llow

ing

loca

l def

initi

on a

nd c

usto

mis

atio

n of

arc

hety

pes

acco

rdin

g to

requ

ired

med

ical

and

soci

al c

ultu

res.

Des

ign:

Ful

l

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

Page 42: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO

Sec

tion

8EV

OLU

TIO

NPr

eam

ble

To e

nabl

e th

e cr

eatio

n an

d m

aint

enan

ce o

f life

-tim

e lo

ngitu

dina

l ele

ctro

nic

heal

th re

cord

s, it

is n

eces

sary

to e

nsur

e th

at b

oth

EHR

s and

EH

R so

ftwar

e ar

e "f

utur

e pr

oof"

.Te

chno

logy

will

con

tinue

to c

hang

e ra

pidl

y. T

his

mea

ns th

at th

e EH

RR

A m

ust b

e ef

fect

ivel

y te

chno

logy

inde

pend

ent.

The

EHR

arc

hite

ctur

e m

ust t

here

fore

be

able

toac

com

mod

ate

new

form

s of c

linic

al k

now

ledg

e (e

.g. g

enom

ics a

nd p

rote

omic

s) w

hich

may

incl

ude

not o

nly

new

clin

ical

con

tent

but

als

o co

mpl

etel

y ne

w ty

pes o

f dat

a.O

n th

e ot

her h

and,

lega

cy sy

stem

s will

per

sist

long

into

the

futu

re a

nd it

is th

eref

ore

nece

ssar

y th

at a

stan

dard

-com

plia

nt E

HR

RA

mus

t be

able

to su

ppor

t leg

acy

data

.

ISO

Sec

tion

8.1

Supp

ort f

or E

HR

arc

hite

ctur

e an

d EH

R s

yste

m e

volu

tion

ISO

R

eq’t

Des

crip

tion

open

EHR

art

ifact

Con

form

ance

EVO

1.1

Bac

kwar

ds c

ompa

tibili

ty o

f EH

R s

oftw

are:

Any

impl

emen

tatio

n of

the

EHR

RA

mus

t be

able

to p

roce

ss E

HR

s cr

eate

d un

der o

lder

ver

sion

s of

the

EHR

RA

(10.

1.1)

This

requ

irem

ent i

s sat

isfie

d by

the

use

of a

ppro

pria

te ru

les f

orw

hat c

onst

itute

s a

new

ver

sion

of

the

open

EHR

arc

hite

ctur

e.N

ew s

oftw

are

vers

ions

are

not

allo

wed

to in

valid

ate

prev

ious

data

mod

el e

lem

ents

, onl

y ad

d ne

w o

nes,

guar

ante

eing

bac

k-w

ards

com

patib

ility

of s

oftw

are.

Des

ign:

Ful

l

EVO

1.2

Bac

kwar

ds c

ompa

tibili

ty o

f the

EH

R: S

oftw

are

built

on

a pr

evio

us v

er-

sion

of t

he E

HR

RA

mus

t be

capa

ble

of p

roce

ssin

g EH

Rs c

reat

ed u

nder

ane

wer

ver

sion

of t

he E

HR

RA

(10.

1.1)

This

requ

irem

ent i

s sat

isfie

d by

the

use

of a

ppro

pria

te ru

les f

orw

hat c

onst

itute

s a

new

ver

sion

of

the

open

EHR

arc

hite

ctur

e.N

ew v

ersi

ons a

re n

ot a

llow

ed to

inva

lidat

e pr

evio

us d

ata

mod

-el

ele

men

ts, o

nly

add

new

one

s, gu

aran

teei

ng fo

rwar

d co

mpa

t-ib

ility

of d

ata.

Des

ign:

Ful

l

EVO

1.3

The

EHR

RA

mus

t be

able

to a

ccom

mod

ate

the

reco

rdin

g of

info

rmat

ion

due

to n

ew f

orm

s of

clin

ical

kno

wle

dge,

new

clin

ical

dis

cipl

ines

, and

new

clin

ical

pra

ctic

es a

nd p

roce

sses

(10.

1.1)

The

open

EHR

two-

leve

l mod

ellin

g ap

proa

ch (b

otto

m le

vel =

refe

renc

e m

odel

s; s

econ

d le

vel =

dom

ain

conc

ept m

odel

s, or

arch

etyp

es) i

s des

igne

d pr

ecis

ely

to sa

tisfy

this

requ

irem

ent i

na

form

al, s

yste

mat

ic w

ay.

Des

ign:

Ful

l

Page 43: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance Statement MappingsRev 1.5

Author: T Beale Page 43 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 44: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

Mappings ISO 18308 Conformance StatementRev 1.5

Date of Issue:09 Sep 2006 Page 44 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 45: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance Statement Summary of Conformance ExceptionsRev 1.5

3 Summary of Conformance Exceptions1 Exception - TBD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 142 Exception - Full . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183 Exception - Full . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 214 Exception - Full . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 215 Exception - Full . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 216 Exception - TBD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267 Exception - Part . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 268 Exception - TBD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 289 Exception - Part . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2910 Exception - Fut . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3011 Exception - TBD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3012 Exception - Part . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3113 Exception - TBD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3214 Exception - Fut . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3215 Exception - Full . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3216 Exception - Full . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3417 Exception - Full . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3518 Exception - Full . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3619 Exception - TBD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39

Author: T Beale Page 45 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 46: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

Summary of Conformance Exceptions ISO 18308 Conformance StatementRev 1.5

Date of Issue:09 Sep 2006 Page 46 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 47: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance Statement ISO Requirements Requiring ReviewRev 1.5

4 ISO Requirements Requiring ReviewTBR 1:. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

Author: T Beale Page 47 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 48: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO Requirements Requiring Review ISO 18308 Conformance StatementRev 1.5

Date of Issue:09 Sep 2006 Page 48 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 49: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance Statement ReferencesRev 1.5

A ReferencesPublications

1 Beale T. Archetypes: Constraint-based Domain Models for Future-proof Information Systems. See http://www.deepthought.com.au/it/archetypes.html.

2 Beale T et al. Design Principles for the EHR. See http://www.deepthought.com.au/openEHR.

3 Fowler M, Scott K. UML Distilled (2nd Ed.). Addison Wesley Longman 2000

4 Kalra D. (Editor). The Synapses User Requirements and Functional Specification (Part A). EU Telematics Application Programme, Brussels; 1996; The Synapses Project: Deliverable USER 1.1.1a. 6 chapters, 176 pages.

5 Kalra D. (Editor). Synapses ODP Information Viewpoint. EU Telematics Application Pro-gramme, Brussels; 1998; The Synapses Project: Final Deliverable. 10 chapters, 64 pages.

6 Meyer B. Object-oriented Software Construction, 2nd Ed. Prentice Hall 1997

7 Schadow G, McDonald C J. The Unified Code for Units of Measure, Version 1.4, April 27, 2000. Regenstrief Institute for Health Care, Indianapolis. See http://aurora.rg.iu-pui.edu/UCUM

8 Walden K, Nerson J. Seamless Object-oriented Software Architecture. Prentice Hall 1994

Resources

9 GEHR Australia: http://www.gehr.org.

10 GEHR - Good European Health Record. Available at http://www.chime.ucl.ac.uk/.

Author: T Beale Page 49 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 50: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

References ISO 18308 Conformance StatementRev 1.5

Date of Issue:09 Sep 2006 Page 50 of 51 Author: T Beale

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

Page 51: ISO 18308 Conformance Statement · ISO TC 215 WG1, dated 2002-06-28 with the openEHR deliverables: • open EHR EHR Reference Model (RM) revision 4.3 draft • open EHR EHR Demographic

ISO 18308 Conformance StatementRev 1.5

Author: T Beale Page 51 of 51 Date of Issue:09 Sep 2006

© 2002-2006 The openEHR Foundationemail: [email protected] web: www.openEHR.org

END OF DOCUMENT