Jacques L Wiener Jr Financial Disclosure Report for 2009

8/3/2019 Jacques L Wiener Jr Financial Disclosure Report for 2009

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4o lo FINANCIAL DISCLOSURE REPORT g w o r t R e q ~ t r e d I ~ l , th ezn Govermnent Act of 1978mow FOR C~END~ YE~ 2009 (5 us.c aop ~"I. Perso~ Rel~rting (last name fi~st, m tddle tmIJal) 2. Court or Organi:;,atian 3. Date oi Report~qENER. JR, JACQUES L US C()L~ OF M~PEALS 5TH C~CUIT 4,30,2010

4 . T itle (A mc le Ill lu d~ es m &~ ate a cu *e o r ~ em ur s ta ~s, 5 a. R ep o~ ty pe ic be zk a pp rop ria te ty pe ) 6 .mag~stta~ ludges mtbcate ~11- or par>0mc)~ Nommatm~. Date 0[/012009

~IDGF 5TH CIRCIJ1T COURT-ACTIVE ~ lmttal ~ :~nual ~ Final[ 2/3 { ;2009

5b ~ Amc~dcd Report

1I S COUR T (Ib A PPF-Xl S BI I)G w~{h a~plitable laws and regulalion~.600 CAMP STREET, RO( )M 244NEW OR LEANS. I . A 70 [ Reviewing Officer Date

I M P O R T A N T N O T E S : The in~truction~ accompanying thi,~ form mu~t be followe& Complete all part~,checkdng the NONE box for each p art where you have m~ rep ortaMe informatior~ Sign on last pa ge.

] N O N E (No reportable postttonr.)POSIT~ON NAME OF ORGANIZATION,q?NTITY

] SENIOR OFFICER U(JUNCIL, LOUISIANA SI ATE LAW INSII I U-IE2 TRUSTEF TR I)SI- #1

NONE (No repo,tabA" ag,eement~ )DAT~ PARTIES AND TERMS


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F I N A N C I A L p a g e 2 o f 1 0 D I S C L O S U R E R E P O R T w u ~ n v ; r , J R . , J A C Q U E S L - 4 1 3 0 / 2 0 1 0

A . Filers Non-Investment IncomeNON~ ~7) reportable non-inveszmem income)

D A T E SOLACE A~ TYPF IN C O ME(you~ aot spouses)

2

34

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - If you vre marrzcd during ~ny port, on of tlte repornng year. complete~~ NONE (No reportable non-investment income.)

DA TE S O U RC E A ND TYPE1 2009 FISHER & PHILLIPS. LLP (AYR)RNEY~PARTNER)

2

3

4

NONE tNo reportable reimbursements)S O U R C E DATES L O C A TIO N PU R PO S E I F E M S P A I D O R P R O V ID E D

I2345


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PageFINANCIAL3 of 1 0 DISCLOSURE REPOR T wm~R , JR., a 4CQUES L. I 4 / 3 0 / 2 0 1 0

~ NONE ~o reportable g~s )~ DFS(RIPTION VAI,U~

I SEE PART VIII234.5

~ NONE (No reDortable liabilities)CREDITOR DFSCRIPTION V AL U E C OD E

I2 .3 .4


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F IN A N C I A L D I S C L O S U R E R E P O R T N .... f P . . .. . u . p o r ~ . ~ o . , . o f R ~ o , , , ~Page 4 of 10 wm~a, ~., J A C Q U E S L . 4 / 3 0 / 2 0 1 0VII. INVEST~NTS and TRUSTS .......... ~., ~ .... aons (Includes ,hone o/sp ..... d dependent chiMren; ~ee pp. 34-60 oyf!ling

NONE ~ reportable income, ~ets, or ~ansactions.)~ B ~ C D

Description of Asset5 Income dunng I G~oss value at end Tr~sactlonsd~ng repomng per iod~includmg ~st ~scIsl repomng period , of re~oamg ~:rtod(1) (25 (1) (2) (I) , (2) {31 ~])- ~ 5 )Place "(X)" a~er e~h asset ~ 4 m u t a n t Ty~ (e g, Value ~alue Type (e g., i Date , Value G~ n Idenn~ otexempt ~om p rior d~sctosme ~ C~e I &v, rent. Code 2 Me~t~ b~. sell, ~m~d~ Code 2 Code I bu3.er,"~llec(A-TI) or mr) (J-P) Code 3 mdemptmn) , t/-P) ~ [A -H ) ~ (if private

1 CASH

2 BANCORPSOUfH ACCOUNT B Interest M T3 B AN CO RP SO UF H A CC O L~ I" 11 2 A Interest J T SEE PART

~4 REO1ONS BANK ACCO~7 #1 (Y) A lnteres~ K T: 5. REGIONS B~NK ACCOU,~T #2 (Y~ A I n t e r e s t K T6. RESERVE US GVT CL R A Dw~dend Sold l/I 6 , 0 9 K7. TREASLRY FLND-CAPIT~.L RIzSERVE5 A D ~ v t d e n d J 7

FEDERATED GOVT O BI IG TAX MGD A Di~qdend J T9 FEDEtLa, TED TAX FREE OBLIG A D t v ~ d e n d O f

!0 FIDELITY MUNICIPAL MONEY A I n t e r e s t Sold 0 4 2 0 / 0 9 KM A . R K E II i FIDELITY TA X FREE MONEY MARK EI A I n t e r e s t . q o l d 1 9 . 1 1 0 q J SE~: PART VIII12

1 3 M UI U,~ L FUND S14 FIDtzLITY LOW PR.ICFD STO( K Sold 1,27/09 J15 .,-PMORG ~.N SHOR I DURATION BOND M T F l u y 1 2 , 1 8 1 0 9 bl16 3-PMORGAN gTRAIEGIC INCOMF OPP M T Buy 1 2 1 8 t 0 9 M17 A R T 1 S A " , /I V l ID C A P None Sold 1 1 , 4 1 0 9 J SEE PART VIll

! Income Gain Cod~ & =Sl,000 or lesn B $1.001 - $2,507) C =$2,501 - $5.000


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FINANCI AL D IS CL OS U RE REPORT ~ .... " . . .. . .e.,,r... [ o .... ~Iage 5 of 10 w ~E N~.a,.m.. Jac~s t.. 4 ~ 0 / ~ 0 ~ 0VII. i N V E S T M E N T S and TRUSTS ........... ~ .................~ua,~ thoce of ~p ....... ~pendent chtldren; see pp. 34-60 of filing ....... t tons.)

~ N O N E (No reportable income, assets, o~ ~ansactions )A ~ B C D

(including ~st asbct~) [ ._ repomng p eriod ofrepoomg pcnodPl~c "IX)" a~er each a~sel ~ A m o m ~ t Type Lc ~ b ame V~ue T~ (c g ~. ~atv r Value ] Gain Tdent~ry of

exempt Rom prior d~scto~re C~e I d~v. rent, ~ ode 2 ~e~od buy, sell, m~d~,:y Code 2 Code I buyer/seller~ A - I t ~ or mt ) O-P) Codct r~emprmn) (J-F) (A-H) (ffp~vatc

~8 HARTFORD GLOBAL HE,~I Tll CL A None Sold I I/4,09 J SEE PART19 PRIMECAP ODY SSEY GROWTH FUND None S , ~ l d 9 4 0 9 J SEE PART VIII( p a r t I2 0 . Sold 1 ! , 4 ~ 0 9 J SEF PART Vlll21 PRIMECAP ODY SSEY A(r (jRESSI~q~E None Sold 9:4,09 J SEE PART VIIIGROWTII FUND (part)22 Sold 11 ;4/09 J SEE P.~RT VIII

23 FIDELITY D IVERSIFIED None Sold 5 / 1 9 . 0 ) J SEE PkRT VIIIINTERNATI()NAL t p a r r )24 Sold I 1 0 4 , 0 o J SEE PART Vlll25 FIDELITY LOW PR1CED STOCK A DivMen d Sold 09/03/09 J SEE PART VI I I(prowl26 Sold ~ I , 4 , " 0 Q J SF~ PART VIII

27 V A N G L I A IL D D I V ID F N D G R O W T H A Dtv~dend Sold I I 0+0~ J A SEE PART VIII28 VANGLIARD INT L GROWI H Nonc Sold 0~ lq 09 J $EF PA.RT \IllPORTFOLIO Ipa~ t)29 Sohl I 1.04;0q I SE E PART VIII30 F I I .) I "LIT Y NI :W MA RKET S [ NCO MI" A D~,~dend Bu y 9/3,0) J SEE PART VII I31 Bu y 09 04/09 : J SUE PART "vqlI

( a . d d l 132 Bu y [19 04.04 J SEF PARr VIIIladdl)33 Sold l 1,0409 J A SEE PART VIII34.


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[namef Person Rep.rting Date of ReportF~CIAL DISCLOSU~~PORT[ WIENE~ JR., JACQUES L.

4/30/2010ag e 6 of 10VII. INVESTMENTS and TRUSTS .......... ~ ............. a,,~a~, iho~t of ~p ...... d depe~enl ehd,lr .......pp 3 4 .60 of f ! ling ms .act . . . . .

~ NONE (No reportable income, assets, or ~amactto~ts )A B C D

(including ~st a% et~) reposing p ~md of re~mng ~(1) ,2) (~) t2 ) 0) (2) (3) to)Place "(X)" a~cr e~h asset Amount : T~e (e.g, Value V~ue Type te g Dale Value ~ O~n JdennW ofexempl kom prior d~sc:osure C~e l d~v, rein Code 2 Me~od buy, #ell, mm/d~k~ C ode 2~] Coac I buyer;~ller

~ ...............~ Q - W ~ ~,, u~sacnon)

, 35 STOCKS

36 ACCESS P[I&RMACEUTI(_ALS [NC None J TC ONI] 3 7 H E S q C O R P ( A M I = R A D a ~ l -[ h S q ( O R P ) A D~wdend K T Donatedi ~partl38 AMERICAN ELECTRIC, POWER B Dw~dend L39 BLCKMAN COULTER INC A Drwd cn d L T Donated(part)40 BOFING C D~v~dend L T Dormted(part )41 CI-IEVR.ON CO RP NL:W A Dtv~dend K T Donated(part)42 E.~XON MOBIL CORP lz l D~ndend L "f Donated( p a r t )43 Donated 4 4 LUFKIN INDUSTILIES B Dpc~dend I T45 NLVEFN MUN VAI.I_rF FD NFS( A D~~ldend I "146, C Interest,1 7 . 1~1" SU!vlIvll I BA\CORP OF F ~ D~v~dend L U SEE PARI VIIIJOHNSTOW\, IN("48 [ SHARES T R MSC] EMER GI ,N( i " A I)~xndend Bu y 5/20/09 J SEE Pa.RT Vlll4q Bu y 09[03109 J SEE PART VIII(addl)50 Staid 1 I 4/09 J A SEE PART VII15t


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F IN A N C I A L D IS C L O S U R E R E P O R T : N ....P .... Rep~rnng Date of ReportPage 7 of 10 \~IENER, JR., J A C Q U E S L . 4/30/2010

VIL INVESTMENTS and TRUSTS .......... I . ~ , , , . . . . . . , a o . s a . l .~ , ~ , o ~ .NONE ~o reportable income, assets, or ~ansacttons,)

~ (I) (2) O) (2) Place "(X)" after eac~ asset ~Amo~[ T~ (e.g., Value ~ V~ue T~e (e g. Date V~ltte Gain [dentdy ofI exempt from p rior d~sclosure Code I ally, rent, [Me 2 kle$od buy, sell. ~mnffdf~ Code 2 C~e I buyerscller~ (A-H) or m~ ) (J-P) C ode 3 ~dcmptmn~ I (J-P) ~ A - H ~ [ (ff~nvatc~ i (Q-~) I ~an~cuon)52 STOCKS t~LISTED

53 (.OAST.~L CLUB None L W54 ORFFN DOT CORP B (I(;EN/NEXT None Pl W Said I I, Ig/I}9 i L F

E STATE) ( p a r ( }55 Donated 01/21

56 GREEN DOT C OP. P C dGFN[ NEXT None (3 W Donated 01~21/09ESTATE) ( pa r057 Donated 06, 22~095S GREEN DOT CORP C-I None O W

t 59 CONTENT DIRECTIONS IN(. B None K W60 CONTENT DIRECTIONS INC C None K W

, ! 6 1 _ GRFEN DOT CORP CS (IGENINEXT None D~nated 0i /21/09i EST AT E~62 Sold l l 18/0,) 0 G63 GREEN DOT (~)RP A (I(JbNtNFXI" None K W Bu y I 1,4,09 K SEE PART VlllFSTATF) "64 GRFFN DOT CORP :q 0(;I"N,qqEXT None PI W SE[ ~ PART VIIIEST .VIF)65 GREEN DOT C ORP C ( IGENiNb_XT None M W SEE PART VIIIES"[ ATE)66 CONfEN I DIRECTION$ C None J W : SEE PART67


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FINANCIAL DISCLOSURE REPORTPage 8 of 10 WIENER, JR., JACQUES L. 4130/2010

NONE ~o reportab& income, assets, or ~ansacnons.)

( including trust ~set) ~ reporting period , ofr~po~mg ~nodPlace "(X)" alter each asset ~ Amount ] T~e (e ~, , Value Val~ Type

cxempt~ompnord~closurc Codel ~ d~,rent, ~ C~2 ~ Memod bu),~cl], , " (J-P3 (A-H 0tpn~ate

69. WW URBAN PROPERTIES LLC None K

70 Wg~ RU ~ PROPERTIES LLC C D~stnbuhon K 9":71 CENTRAL INDUSTRIAL COMPLEX None K . Is72 LAMA LIMFIED PARTNERSIIIP None J " W73 I,AMA 89 LIMITED PARTNrFRSHIP None J W74 R_ENR.EW MINERALS, LTD G D~smbunon N W75 TEE ENERGY. CO ., L.L.(.. F Distribution M % "76 JADO BE INVESTMENTS. LLC None K W77 JADOBE INVESTMENTS 1998, [.LC None K W

78 JADOBE INVESTMENTS 2000, [ LC None N ~79 JA~,A N, LLC E Royally M "%

i 8 0 LOUIS ROSEN "I RUSTEE C D~smbutmn i J 9 ,81. PRO ~,TzN LEGACY, I . I .C None L 1 .;

82 T UNFOED , [ NU C Dtsmbutmn J W~3


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F IN A N C I A L D I S C L O S U R E R E P O R T , ~ a ~ o ~ P . . .. . R ~ p . ~ . ~ . ~ D . t ~ o ~ R , ~ . .. .Page 9 of 1 0 wx~x~, .JR., J A C Q U E S L . 4 / 3 0 / 2 0 1 0VIII. A DDITIONAL INFORM A TION OR EXPL A NATIONS.

RE: V-G[FTS- NONE AS TRUE GIFTS, BUT ON ,~ RECIPROCAL BASIS-I ACCEPT [NvITATIONS FOR HUNTING OR FISHING WITH FRIENDS1 I.~PA1TE TO HUNT OR FISH WITI-I ME SOME SUCHRECIPROCAL INVIT ORS, INVFT EE, , z d~E AT T O RNEYS, MA NY O F WIIOM \ERE FRE1NI)SAND HI_INIING OR FISI-IING P.~RTNERS BEFORE ] BECAME A fUDGE I NEVERTIIEI ESS RECUSE MYSEI F WIIEN SUCH FRIENDS AREREPRESENTING CI,IENTS BEFORE THIS COURTRE: VII-ASSETS OF I-RUST FOR BENEFIT OF FAMII ~" MEMBkR {)F WI{ICIt I AM TRUSTEt_ AS INDICATFD IN PART 1


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F IN A N C I A L D I S C L O S U R E R E P O R T ~ . . . . . . f P . . .. . R e p o r a . ~ [ D ~ , ~ o r R e p u r tPage 1 0 of 1 0 w ~ E ~ a , J R . , J A C Q U E S L.

I4 / 3 0 / 2 0 1 0

IX. C ERT IFICA TION.I cer~i~ that all information g~ven above (including information pertaining to my ~pouse and mimer or dependent ehihlren, if any) isaccurate, true, and complete to the best of my knowledge and belief~ and that any information not reported was withheld because it met applicable slatutury

provisions permitting non-disclosure.I further certify that earned iucome from outside emplo)anent and honoraria and the acceptance of gifts which have been reported are incompliance with Ihe provisions ot"5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signora "~

NOTE: ANY INDIVIDUAL ~,HO KNOWINGLY AND WILFULLY Fgl SIt CIVILX.ND CRIMINAL SANCTIONS (5 U.S.C. a p p . 1 0 4 )

FII ,ING INSTRUCTIONSMarl signed original and 3 addlhonal cop Je5 to

Comnuttee on Ftnanc~al D~sclosureAdm ln~strat~ve Office of" the United S/atcs t ."ourt~State 2-301One C olumbus Ci rc l c, N E.W.,shington, D C. 20544

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Jacques L Wiener Jr Financial Disclosure Report for 2009