Knowledge-Based Diagnosis of Partial Discharges in Power Transformers

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    IEEE Transactions on Dielectrics and Electrical Insulation Vol. 15, No. 1; February 2008

    1070-9878/08/$25.00 2008 IEEE

    259

    Knowledge-Based Diagnosis of Partial Dischargesin Power Transformers

    S. M. Strachan, S. Rudd, S. D. J. McArthur, M. D. JuddUniversity of Strathclyde

    Institute for Energy and Environment

    Glasgow, UK

    and S. Meijer and E. GulskiDelft University of Technology

    HV Components and Power Systems

    Delft, The Netherlands

    ABSTRACTThe abstraction of meaningful diagnostic information from raw condition monitoring

    data in domains where diagnostic expertise and knowledge is limited and constantly

    evolving presents a significant research challenge. Expert diagnosis and location ofpartial discharges in High Voltage electrical plant is one such domain. This paper

    describes the functionality of a knowledge-based decision support system capable of

    providing engineers with a comprehensive diagnosis of the defects responsible for

    partial discharge activity detected in oil-filled power transformers. Plant data captured

    from partial discharge (PD) sensors can be processed to generate phase-resolved

    partial discharge (PRPD) patterns. This paper proposes a means of abstracting the

    salient features characterizing the observed PRPD patterns. Captured knowledge

    describing the visual interpretation of these patterns can be applied for defect diagnosis

    and location. The knowledge-based PRPD pattern interpretation system can support

    on-line plant condition assessment and defect diagnosis by presenting a comprehensive

    diagnosis of PD activity detected and classification of the defect source. The paper also

    discusses how the system justifies its diagnosis of the PD activity to offer the expert

    greater confidence in the result, a feature generally absent in black-box patternrecognition techniques. The incremental approach exhibited by the system reflects that

    of a PD experts visual interpretation of the PRPD pattern. The paper describes how

    this functional system design has evolved from the approach taken by PD experts to the

    visual interpretation of PRPD patterns.

    Index Terms Transformers, partial discharges, knowledge-based system,

    classification, diagnosis, condition monitoring, UHF sensors.

    1 INTRODUCTION

    WITH a design life of around 20-35 years (increasing to

    50 years in practice with appropriate maintenance) [1], large

    power transformers at transmission voltages are widely

    regarded as reliable items of electrical plant. The crucial role

    performed by transformers in maintaining a secure and

    continuous delivery of electricity to consumers, demands

    their safe and reliable operation. While significantly more

    reliable in comparison to many other network components, it

    is the potential impact of a transformer malfunction that

    drives the requirement for effective condition monitoring of

    these commercially and technically valuable network assets.

    Transformer failures may result in loss of supplies to large

    Manuscript received on 21March 2007, in final form 10 August 2007.

    populations of customers, while the threat of explosions and

    fire causing irreparable damage to adjacent plant and injury

    to personnel pose a risk to safety and the environment with

    potentially serious legal and regulatory implications.

    Therefore, while transformers may have a generally reliablereputation in the operation of the network, the welfare of

    these critical network assets remains at the forefront of

    utilities asset management responsibilities and obligations.

    Condition monitoring technology captures operational plant

    data characterizing its vital signs, enabling subsequent

    on/off-line assessment of plant condition and performance.

    Numerous on-line and off-line condition monitoring

    technologies operating on a variety of observables are

    available for the detection of incipient failures within

    electrical power transformers [2].

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    S. M. Strachan et al.: Knowledge-Based Diagnosis of Partial Discharges in Power Transformers260However, the novel nature of some condition monitoring

    and sensor technologies means that plant experts can find

    themselves presented with unfamiliar data sets with the

    potential to provide fresh insights into previously

    uncharacterized areas of plant behavior and associated

    phenomena. As this knowledge grows and evolves, a

    mechanism is required to harness, store and leverage the

    knowledge and understanding required to map these

    condition monitoring data sets to distinct observations in the

    plants behavior and its failure mechanisms. Partial discharge

    is one such phenomenon that is the subject of ongoing

    research focusing on its behavior, cause and effects, and

    methods of detection and diagnosis [3],[4].

    Partial discharge (PD) activity is a prominent symptom of

    the service ageing and degradation of transformer insulation.

    Historically, monitoring of this phenomenon has been limited

    and as such a lot remains unknown of its causes, breakdown

    mechanisms, and exactly what influences its behavior. The

    development of an extensible knowledge based system will

    allow the incorporation of new knowledge of previously

    unknown PD behavior and new defect types as it is learned(either through empirical analysis or practical experience).

    What is known, is that the dielectric properties of plant

    insulation may be severely impaired if subjected to consistent

    PD activity over prolonged periods of time (e.g. initiated by

    transient over-voltage or incipient weaknesses in insulation,

    etc.). This may ultimately lead to complete failure where PD

    activity remains undetected and untreated. Insulation integrity

    is therefore regarded as a critical aspect of a transformers

    condition. As such, suitable safeguards are required to

    monitor transformer plant for the presence of potentially

    damaging PD activity.

    Historically, research into partial discharges has focusedon the nature of these discharges occurring within solid and

    gas insulation systems [5],[6]. Investigations into the partial

    discharge phenomenon in liquid dielectrics (such as the oil

    insulation of a transformer) are more difficult and as a

    consequence are generally less well understood within the

    PD research community as a whole. Limited knowledge of

    the nature of partial discharges generated in the oil

    insulation of power plant with complex geometry, such as

    oil-filled power transformers, prompted some empirical

    research within the University of Strathclyde [7]. Partial

    discharge data captured using UHF sensor technology was

    analyzed by University of Strathclyde researchers in anattempt to understand the physical process underpinning

    dielectric breakdown within large oil-filled power

    transformers and the PD behavior arising from particular

    defect geometries [7][8]. This research sought to enhance

    the general PD communitys knowledge-base of PD

    behavior associated with this transformer plant and oil

    insulating medium.

    This paper proposes that as our knowledge base evolves

    and matures, and the linkage between the cause and effect

    of the PD phenomenon becomes more established and

    better understood, this domain knowledge can be retained

    and embedded within a knowledge-based system

    facilitating future PD defect diagnosis and location. A

    knowledge-based decision support system is proposed as a

    means of providing a practical diagnostic explanation of

    PD behavior and defect geometry to end-users (e.g.

    maintenance personnel, asset managers, PD experts, plant

    manufacturers).

    The knowledge-based system proposed in this paper

    mimics a partial discharge experts approach to the

    interpretation of phase-resolved partial discharge (PRPD)

    patterns for the purpose of diagnosing the nature, severity

    and cause of detected PD activity. The system uses

    statistical parameters to characterize the key feature (or

    descriptors) of the PRPD pattern, which a PD expert would

    typically look for when performing their diagnosis. These

    descriptors are then used to explain in physical terms the

    behavior associated with the observed partial discharge

    activity. Understanding the PD behavior enables distinct

    aspects of the physical geometry and properties of the

    responsible defect source to be deduced and subsequentlymatched to the diagnostic rules of a knowledge base.

    Ultimately, knowledge of the defect site geometry can be

    used to classify and subsequently locate the PD defect

    source.

    This knowledge-based system contains knowledge

    derived from multiple experts which readily maintainable

    and generally applicable to any H.V. oil filled transformer.

    Another benefit of the knowledge-based approach is the

    provision of a meaningful diagnostic explanation

    accompanying the systems defect classification. This

    increases the users confidence in the system output.

    The paper describes the structured approach taken to theknowledge capture required to populate the respective rule-

    bases with the appropriate areas of domain knowledge.

    Furthermore, the paper proposes that the modular system

    design provides an extensible framework, which can be

    readily augmented with fresh knowledge (e.g. concerning

    new types of PD, different plant types, different insulating

    mediums) as it evolves and matures through continued

    research and on-site experience. In addition, this system will

    assist experts in the recognition and understanding of new PD

    sources or different manifestations of existing ones.

    2PARTIALDISCHARGEACTIVITYINOIL-

    FILLEDPOWERTRANSFORMERS

    A partial discharge occurs in a high voltage (HV)

    transformer when the electric field strength exceeds the

    dielectric breakdown strength of the insulating medium in a

    localized area. This results in an electrical discharge that

    only partially bridges the insulation between conductors.

    High electron energies can break molecular bonds in

    adjacent solid or liquid dielectrics resulting in changes to

    the chemical properties of the insulating material and its

    subsequent ablation.

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    IEEE Transactions on Dielectrics and Electrical Insulation Vol. 15, No. 1; February 2008 261

    Partial discharge activity may be categorized by the

    defect source responsible and its locale [4]. The range of

    defect classes for which the nature of the discharge

    behaviour was observed in the programme of research

    reported in [7] include:

    Bad Contact microdischarges between conducting

    surfaces separated by a thin layer of oil, e.g. between

    the threads of loose nuts and bolts.

    Floating Component small fixed conducting particle

    at floating potential that experiences a localised PD

    that does not bridge the gap to the system conductors.

    Suspended Particle small, free-moving conducting

    objects or debris within the insulating oil that can

    discharge to the system conductors.

    Rolling Particle conducting particles lying on a

    conductive surface until influenced by the electric field

    causing them to roll or bounce around.

    Protrusion fixed, sharp metallic protrusions on HV

    conductors.

    Surface Discharge at pressboard surface due to

    moisture ingress or material damage.

    Floating Electrodes large components such as stress

    shields that have become detached from the chamber,

    acquiring a floating potential that results in capacitive

    sparking.

    These defect classes represent those targeted by the

    knowledge-based system described in this paper.

    3UHFDETECTIONOFPARTIALDISCHARGESANDPHASE-RESOLVED

    PATTERNREPRESENTATION

    Figure1. Phase-resolved partial discharge pattern.

    Recent research has demonstrated the efficacy of

    employing ultra-high frequency (UHF) detection of PD in

    the monitoring of transformers [9],[10]. When a PD occurs

    inside a transformer, an electromagnetic wave is radiated

    that resonates in the tank and can be detected using UHF

    sensors. Signals from the sensors are typically filtered,

    amplified and converted to a simple pulse by a detector

    circuit before being digitized. A phase signal derived from

    the power frequency waveform provides additional

    reference information for the digitized PD data. Each PD

    pulse recorded is associated with a particular time and

    point-on-wave. The amplitude of the displayed pulses is

    proportional to the intensity of the UHF signal. A typical

    display is shown in Figure 1, in which PD pulses occur in

    bursts on the rising and falling portions of the high voltage

    sinusoid of the power frequency waveform.

    Three main measurements are used to quantitatively

    describe the degradation of insulation resulting from partial

    discharge activity, these are:

    Discharge pulse magnitude trend - indicative of the

    rate of dielectric deterioration.

    Discharge pulse repetition rate/number of pulses

    indicative of defect severity, where periods of

    sustained activity are considered more damaging

    than periods of intermittent activity.

    Discharge pulse phase angle - indicative of the

    defects ignition and extinction conditions in relation

    to the electric field.These quantities are inherent in the PRPD pattern and

    collectively provide a suitable means of characterizing

    partial discharge activity for diagnostic interpretation and

    defect classification [11].

    A PRPD pattern may be constructed using data derived

    from many different types of sensor and measurement

    systems. Therefore, using the PRPD pattern as the basis of

    the system diagnosis means that the system could in

    principle support different monitoring technologies.

    4 KNOWLEDGE-BASEDSUPPORT

    FORPARTIALDISCHARGEDEFECTDIAGNOSISINTRANSFORMERS

    Historically, PD in transformers has not been monitored

    in service. Utilities have relied principally on laboratory

    based Dissolved Gas Analysis (DGA) to establish the

    extent and nature of the PD occurring within plant. While

    this monitoring technology has provided significant benefit

    in the detection of PDs within transformer plant, it has its

    limitations in diagnosing the nature, cause, severity and

    location of detected PD activity. The lack of understanding

    of the PD process associated with dielectric breakdown, has

    historically prompted the need for a less knowledge

    intensive and more data driven approach to PD defectclassification [12]. On the other hand, the power

    transformer in general is a complex system due to the

    amount of different dielectrics in- and outside the

    transformer, all of them having their own failure

    mechanisms. In order to detect these failures in advance,

    several types of diagnostics are available and should be

    applied during the service life of a power transformer. In

    particular, as shown in [3] performing PD diagnosis may

    contribute to detect 21% of problems related to transformer

    vessel and to 14% of problems related to HV bushings.

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    S. M. Strachan et al.: Knowledge-Based Diagnosis of Partial Discharges in Power Transformers262However as on-line monitoring of in-service plant has

    become more practical and viable, PD experts are presented

    with an opportunity to gain new insights into the physics of

    the partial discharge process, and subsequently improve

    their understanding of this phenomenon.

    While previous research has demonstrated the application

    of machine learning pattern recognition techniques as a

    useful means of defect classification [13]-[15], some

    constraints are associated with these approaches, including:

    the trained classifiers remain specific to the transformer

    from which the initial training data set is derived; historical

    data sets are required to train the classifier; a classifier will

    only recognize defects on which it has been trained and as

    such must be retrained (or train new networks) to recognize

    new defects. More significantly however, the nature of

    these black-box algorithms is such that no practical

    explanation may be provided as justification for the output

    classification presented by the system. Machine learning

    techniques remain a useful means of defect classification,

    despite their limited explainability. As such, this paper does

    not discount the data driven approach, but insteadrecognizes the potential role of a knowledge-based system

    in providing decision support to plant experts. Providing a

    detailed diagnosis of the detected PD activity reassuringly

    offers the expert an explanation of the health and condition

    of transformer plant, and provides a degree of confidence in

    the system output, generally absent in use of black-box

    pattern recognition techniques.

    PD diagnostic knowledge can be captured from empirical

    and practical engineering experience, which relates measured

    partial discharge quantities to observed defects and the

    resulting breakdown processes, taking into account external

    influencing conditions such as plant geometry, propagationeffects, attenuation, interference, etc. This knowledge can be

    implemented as heuristic rules to support engineers in the

    diagnosis of partial discharge activity when assessing the

    condition of transformer insulation. A CIGRE Task Force

    (15.11/33.03.02) involving some key contributors within the

    PD community has recognized the potential for knowledge-

    based decision support in this area [16].

    The expert interpretation of the PRPD patterns suggests

    an emerging area of expertise which if suitably harnessed

    by means of a knowledge (rule) based expert system, offers

    a means of automating PD diagnosis and defect

    classification.

    5 EXPERTINTERPRETATIONOFPHASE-RESOLVEDPARTIAL

    DISCHARGEPATTERNS

    This paper proposes a knowledge-based approach to the

    interpretation of phase-resolved partial discharge patterns

    that aims to mimic an experts visual interpretation of these

    patterns (Figure 2).

    By simply observing captured PRPD patterns, experts

    are able to intuitively abstract features in the PRPD patterns

    (i.e. PRPD descriptors) and associate these features with

    key characteristics of the PD behavior and hence the

    responsible defect geometry. Knowledge of the physical

    attributes of the defect can subsequently inform the

    classification and location of the PD defect source.

    The Unified Modeling Language (UML) Activity

    Diagram [17] of Figure 2 was defined through knowledge

    elicitation meetings conducted with experts specializing in

    the experimentation and understanding of the partial

    discharge phenomenon and specifically the interpretation of

    their causes and behavior from PRPD patterns derived from

    UHF condition monitoring data. A UML Activity Diagram

    can be used for process modeling in order to present

    knowledge engineers and domain experts with a clear

    understanding of the interaction between process tasks in

    terms of the input/output objects handled and delivered by

    the task, the task dependencies indicating the sequence of

    execution and the flow of information between tasks. This

    graphical representation enables fast and accurate

    validation of the modeled process by domain experts.

    Figure2. Process of visual interpretation of PRPD patterns for PD defect

    diagnosis.

    The Activity Diagram of Figure 2 in turn defined the

    functional framework of the knowledge-based expert

    system of Figure 3 and the structured approach taken to the

    acquisition of domain knowledge suitable for system

    implementation.

    Inputs

    Tasks

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    IEEE Transactions on Dielectrics and Electrical Insulation Vol. 15, No. 1; February 2008 263

    The functional flow of the experts PRPD pattern

    interpretation process effectively mapped out the

    agenda for the knowledge acquisition exercise. When

    eliciting the diagnostic rules for the population of the

    appropriate rule-bases, aligned to each stage of the

    interpretation process, it was more intuitive for the

    expert to start with a PRPD pattern of a known defect

    class and/or location. It is then easier for the expert to

    deconstruct the defect source diagnosis into its physical

    characteristics first, before considering how these

    characteristics influence the resultant partial discharge

    activity and ultimately how this is evident in the

    characteristics of the PRPD pattern.

    6 KNOWLEDGE-BASEDEXPERTSYSTEM

    FORPRPDPATTERNINTERPRETATION

    The modular design of the system illustrated in Figure

    3 reflects the experts incremental approach to the visual

    interpretation of PRPD patterns. Each stage of the

    interpretation process requires and utilizes knowledgerelating to how the PRPD pattern, the PD activity and the

    responsible defect source can be recognized and

    characterized. This knowledge can be used to build up a

    practical explanation of the systems PD defect

    classification. The diagnostic rules elicited from PD

    experts, which enable the interpretation of the PRPD

    patterns, form a number of rule-bases. Each rule-base

    represents knowledge associated with a specific stage of

    the interpretation process illustrated in Figure 2. The

    objective of the rules contained in each rule base can be

    summarized as follows:

    Rule-base RB No.1 consists of rules that extractdeduced and statistical features from the PRPD

    patterns, forming the basis for further interpretation.

    Rule-base RB No.2 uses knowledge of how the derived

    statistical fingerprint characterizing the PRPD pattern

    translates into features (i.e. PRPD descriptors)

    describing the observed characteristics of the PRPD

    pattern itself in terminology familiar to human experts.

    Rule-base RB No.3 uses knowledge of how these

    PRPD descriptors translate into physical aspects of the

    PD behavior.

    Rule-base RB No.4 uses knowledge of how theidentified PD behavior translates into the physical

    characteristics of the responsible defect source (i.e.

    defect geometry).

    Rule-base RB No.5 uses knowledge of how the defect

    geometry can be used to identify suspected defect

    classes.

    Rule-base RB No.6 uses knowledge of the defect class

    to propose plausible locations for the defect site within

    a localized area of the plant item.

    Figure 3. Functional description of knowledge-based PRPD pattern

    interpretation system.

    The nature of the rules in each rule-base is detailed in

    Section 8.

    This knowledge-based approach provides the user with a

    justification for the systems defect classification. In

    addition, the level of detail in the explanation can be

    customized to suit the users level of expertise and

    experience. For example, maintenance engineers may be

    more concerned with identifying the type of PD defect

    source and its location, while PD experts or plantmanufacturers may have a greater interest in the breakdown

    mechanisms associated with the PD activity underpinning

    this high-level diagnosis, and the potentially degrading

    effect this has on the plant insulation in the long term under

    different operating conditions (i.e. the PD behavior and

    defect geometry).

    The inference engine of an expert system is encoded in

    software and is responsible for processing input data to

    decide what should be done next, i.e. specifically which

    rules in the system rule-base to invoke or fire. If the rule

    conditions are satisfied and it is fired then the rule

    concludes that some predefined action to be performed (e.g.

    report a diagnosis to the screen, invoke another rule, etc.).

    The inference mechanism of the system described in this

    paper underpins the incremental approach to the

    knowledge-based diagnosis through its application of a

    forward-chaining reasoning mechanism across the rule-

    bases. The selection and execution of PRPD pattern

    interpretation rules from the respective rule-bases is

    controlled by this inference mechanism, using existing

    diagnostic facts (determined by the conclusions of

    previously fired rules, asserted in the working memory) to

    fire relevant rules in the same or subsequent rule-bases

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    S. M. Strachan et al.: Knowledge-Based Diagnosis of Partial Discharges in Power Transformers264[18]. Once fired, further rule conclusions are asserted,

    effectively augmenting the systems diagnosis while

    prompting subsequent rule firing in the appropriate rule-

    base as the system moves towards its diagnostic

    conclusion.

    7 CAPTURINGDIAGNOSTICKNOWLEDGEFORRULE-BASED

    IMPLEMENTATION

    Knowledge may be considered to be either explicit or

    tacit. Explicit knowledge is generally that which is well

    defined, represented and understood, while tacit knowledge

    is generally experiential knowledge often associated with

    tasks performed by a specialist which have effectively

    become second-nature, and as such can be difficult to

    articulate. It is therefore tacit knowledge that often sets

    experts apart from non-experts and subsequently

    distinguishes expert systems from traditional information

    systems. Within the context of this paper the term

    knowledge relates to the expertise exhibited by domain

    experts in diagnosing and classifying PD defect sources

    from observations made on PRPD patterns. This tacit

    knowledge can be captured and utilized in an expert system

    through a structured process of knowledge engineering.

    Knowledge engineering is a structured method of

    transferring and transforming the tacit expert knowledge

    relating to a specific domain, from the mind of an expert

    into a computer-tractable form. The knowledge

    engineering process involves the acquisition of expert

    knowledge associated with a particular domain and task

    using a structured interview process focused on pre-

    selected case studies (i.e. PRPD patterns); representation

    of expert knowledge in an intelligible format forvalidation and utilization (i.e. knowledge transcripts and

    causal models); validation of expert knowledge before it

    can be confidently utilized (e.g. within a knowledge

    (rule)-based system).

    As mentioned, the output from each rule-base in this

    approach to PRPD pattern interpretation relies upon the

    output asserted by its antecedent rule-base. A forward

    chaining inference mechanism underpins the interaction

    between these rule-bases. This section examines the

    execution of the rules within the knowledge-based system

    in the construction of a PD diagnosis for a particular case

    study.

    8 RULE-BASEIMPLEMENTATIONCASESTUDY

    8.1 Rule-base No.1 Abstraction of

    Statistical Fingerprint from PRPD

    Pattern

    Rule-base No.1 of Figure 3 deduces distributions from

    the input PRPD pattern (Figure 4), and subsequently

    derives statistical quantities from these distributions.

    Figure 4. Input PRPD pattern used in the case study.

    8.1.1 DEDUCED DISTRIBUTIONS

    The PRPD pattern provides an insight into the nature of

    the PD process, its intensity and the geometry of the

    responsible defect [11]. Distributions deduced from the

    PRPD pattern comprise both time varying and phase

    varying features characterizing sustained PD activity over a

    number of voltage cycles. Consequently, the following four

    distributions deduced from a PRPD pattern representing a

    one second snapshot of PD activity (Figure5) characterize

    the changing partial discharge activity over a number ofconsecutive cycles (in this case 50 voltage cycles):

    TheDischarge Pulse Count distribution Hn().

    The Discharge Maximum Pulse Height distribution

    Hqm().

    TheDischarge Energy Magnitude distribution Hqs().

    TheDischarge Mean Pulse Height distribution Hqn().

    Figure 5. Abstraction of deduced discharge mean pulse height distribution

    from phase-resolved partial discharge pattern.

    8.1.2 STATISTICAL QUANTITIESSeparateHdistributions are required to characterize the

    PD activity associated with each half of the voltage cycle

    (i.e. H+ and H-). The H

    + and H- distributions can be

    characterized and described in terms of their mean,

    variance, skew and kurtosis statistical features. In addition,

    comparative statistical features characterize the difference

    in the mean discharge magnitude, inception phase angleand cross-correlation (i.e. shape) between the distributions

    positive and negative half cycles. Rule-base (RB) No.1 of

    Figure 3 calculates and combines these statistical

    parameters providing a statistical fingerprint of each H

    distribution and consequently the PRPD pattern.

    8.2 Rule-base No.2 Abstraction of PRPD

    Pattern Descriptors

    Rule-base No.2 of Figure 3 employs rules operating on

    specific combinations of the statistical parameters derived

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    via rules in rule-base No.1 in order to characterize the

    salient features of the observed PRPD pattern shape (i.e.

    PRPD pattern descriptors) (Figure 6).

    For example, these quantities can be used to determine

    whether: the PRPD pattern representing PD pulse activity,

    is symmetrical or asymmetrical; pulses occur regularly

    across consecutive voltage cycles or appear intermittently;

    bursts of high-energy partial discharges appear; partial

    discharge pulses occur at the voltage zeros or peaks, etc.

    While still relatively abstract, the interpretation of the

    PRPD pattern is progressed, providing the basis for a more

    comprehensive and intuitive description of the PD

    behavior.

    Figure 6. Knowledge rules for the abstraction of PRPD pattern descriptors.

    8.3 Rule-base No.3 Explanation of PD

    Behavior

    Rule-base No.3 of Figure 3 interprets the PRPD pattern

    descriptors to provide an insight into the physical nature of

    the partial discharge activity generated by one or more

    defects (i.e. PD behavior). Experimental studies of the PD

    behavior of various defects in transformer oil led to the

    capture of the following extracts of knowledge from thecompiled transcripts.

    Figure7. A knowledge interpretation rules explaining the PD activity.

    1. The discharges would occur around the zero crossing

    when they are more dependent on the rate of change of

    voltage rather than absolute voltage. A classic example

    to illustrate this is a discharge in a void in solid

    insulation. Each discharge relieves the electrostatic

    field across the void. There is a space charge effect inthat charge is trapped on the inner surfaces of the

    void.

    2. A truncated sinusoidal pattern implies low energy

    discharges are occurring at a sufficient rate to form

    the pattern envelope. If such a pattern is centered on

    the zero crossings it suggests a void. A void is a

    capacitive discharge governed by the combined

    electric field of the system voltage and local space

    charge. Void geometry can be symmetrical in shape.

    Ratio of mean

    amplitude in +ve

    and ve half cycles

    close to one

    IF scale symmetry

    AND shape symmetry

    THEN high correlation between activity

    associated with +ve and ve half

    Causal

    Knowledge

    Models

    Knowledge

    Rules

    Scale symmetry i.e.

    same amount of PD

    activity associated with

    +ve and ve half cycles

    Cross-correlation

    factor close to one

    Shape symmetry: i.e.

    same distribution shape

    of PD activity

    associated with +ve

    and ve half cyclesindicates

    indicates

    High correlation

    between activity

    associated with +ve

    and ve half cycles

    Scale

    symmetry

    indicatesShape

    symmetry

    AND

    Pulses located

    on zero

    crossings

    Pulse magnitude at

    0 o, 180o, 360o

    greater than zero

    indicates

    IF pulse magnitude at 0 o, 180o, 360o

    greater than zero

    THEN pulses located on zero crossings

    IF positive skewness

    THEN Asymmetrical PD activity:

    skewing of larger PD pulse

    amplitudes to earlier phase

    position

    Causal

    Knowledge

    Models

    Knowledge

    Rules

    Asymmetrical PD

    activity: skewing of

    larger PD pulse

    amplitudes toearlier phase

    position

    Skewness of

    distribution in +ve

    and ve half cycles>> 0

    indicates

    Pulses located

    on zero

    crossin s

    Dependent on

    rate of change

    o vol ta e

    Issue of space

    charge

    indicates

    indicates

    KnowledgeRules

    IF pulses located on zerocrossings

    THEN PD dependent on rate of

    change of voltage

    AND issue of space charge

    Conditions are the

    same for both

    olarities

    Low energy

    discharge

    Phase position

    symmetry

    Chopped sine

    wave

    indicates

    indicates

    IF phase position symmetry

    THEN conditions for partial discharge

    are same for both polarities

    IF chopped sine wave

    THEN low energy discharge

    Causal

    Knowledge

    Model derived

    from knowledge

    extract No.2 & No.3

    Knowledge

    Rules

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    S. M. Strachan et al.: Knowledge-Based Diagnosis of Partial Discharges in Power Transformers2663. When looking at the PRPD pattern three types of

    symmetry can be identified; phase, shape and

    magnitude. Phase position symmetry means that field

    conditions for partial discharge are similar for both

    polarities. Shape and magnitude symmetry suggests

    that the defect is physically symmetrical.

    4. A PD exhibiting characteristics of a void discharge

    could not be located in bulk gaseous or liquid

    insulation. Therefore the PD site can be narroweddown to those regions where solid insulation is present

    or gas bubbles might form in the oil. For example, in

    the case of a transformer, a bushing would be a

    possibility.

    Figure 7 illustrates how the knowledge interpretation

    rules translate the PRPD pattern descriptors (output from

    RBs 1, 2 and 3), into a diagnosis of the PD behaviour.

    8.4 Rule-base No.4 Diagnosis of Defect

    Geometry and Characteristics

    The physical characteristics of the defect source (i.e.defect geometry) can be interpreted from the PD behaviour

    (output from RB No.3) using the knowledge retained in

    rule-base No.4 of Figure 3.

    Figure 8 illustrates how knowledge interpretation rules

    translate characteristics of the PD behaviour into

    characteristics of the possible defect geometry.

    Figure8. Knowledge interpretation rules explaining the PD defect.

    8.5 Rule-base No.5 Classification of Partial

    Discharge Defect

    Specific defects exhibit certain PD behaviors that, while

    influenced by the dielectric properties of the insulation and

    external conditions affecting the sensor signals, (e.g.

    propagation, attenuation, interference), are generally

    symptomatic of the physical nature and geometry of the

    defect site. Figure 8 illustrates how an understanding of

    the linkage between the behavior of PD activity

    characterizing a defect source and the characteristics of

    the defect geometry of the defect make its classification

    possible.

    Figure 9 illustrates how RB No.5 uses knowledge of

    the defect geometry (derived from RB No.4) to classify

    the defect type associated with the input PRPD pattern. It

    is evident that while on the whole PDs arising from

    different defects may behave differently, they can share

    similar characteristics. In addition, more than one class of

    defect may exist simultaneously, or a particular class of

    defect may morph into another as a result of continued

    thermal or mechanical stress, or sustained discharging.

    Therefore, providing a diagnostic explanation of the pulse

    activity observed from successive PRPD patterns

    generated over a period of time supports the engineer in

    determining the nature, extent and severity of PD activity

    emanating from a defect source as it develops.

    Figure9. Knowledge interpretation rules supporting the classification and

    location of partial discharge defects.

    8.6 Rule-base No.6 Description of

    Plausible Partial Discharge Defect

    Source Location

    Knowledge of the defect class alone will not provide anindication of the precise location of the defect source.

    However, considered in conjunction with other techniques

    (e.g. time of flight) 0, which can be used to identify the

    general locale of the defect, knowledge of the defect class

    can be a useful means of homing in on potential defect sites

    within the identified area of interest.

    Figure 10 illustrates how RB No.6 uses knowledge of the

    defect type classification (derived from RB No.5) to

    propose possible defect sites.

    Void

    defect

    Capacitivedischarge

    mechanism

    Geometrically

    symmetrical

    Low energy

    discharge

    indicates

    IF capacitive discharge mechanism

    AND geometrically symmetrical

    AND low energy discharge

    AND dependent on rate of change of

    voltage

    THEN void defect

    Causal

    Knowledge

    Model derived

    from knowledge

    bulletin No.2

    Knowledge

    Rules

    Dependent on

    rate of change

    o vol ta e

    AND

    Defect site

    geometrically

    s mmetrical

    Capacitive

    discharge

    mechanism

    Shape

    symmetry

    indicates

    indicates

    IF PD dependent on rate of change of

    voltage

    THEN capacitive discharge mechanism

    IF shape symmetry

    THEN geometrically symmetrical

    IF magnitude symmetry

    THEN geometrically symmetrical

    Causal

    Knowledge

    Model derived

    from knowledge

    extract No.2 &

    No.3

    Knowledge

    Rules

    Magnitude

    symmetry

    indicates

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    IEEE Transactions on Dielectrics and Electrical Insulation Vol. 15, No. 1; February 2008 267

    Figure10 A knowledge interpretation rules suggesting sites of PD activity

    A summary of the diagnostic explanation output from

    each of the system rule-bases, for the case study discussed,

    is provided below:

    PRPD Pattern Descriptors (RB No.2)

    - Asymmetric PD activity

    - Scale symmetry

    - Shape symmetry

    - High correlation between activity in positive andnegative half cycles.

    PD behaviour (RB No.3)

    - PD dependant on rate of change of voltage

    - Space charge present

    - Low energy discharges

    Defect geometry (RB No.4)

    - Capacitive discharge mechanism

    - Site geometry symmetrical

    Defect classification (RB No.5)

    - Void defect

    Defect location (RB No.6)

    - LV bushing

    9 CONCLUSION

    This paper proposes a knowledge-based system as a

    means of replicating the visual recognition and

    interpretation process of PD experts when classifying the

    defect sources using PRPD patterns. This requires an

    understanding of the traits commonly associated with, and

    relationship between, observed partial discharge activity

    and responsible defect sources. This paper has proposed a

    means of capturing this currently expanding knowledge

    base and subsequently retaining relevant domain

    knowledge within a knowledge-based expert systemdesigned to support plant experts, manufacturers and PD

    experts in the classification, and continued understanding,

    of the partial discharge phenomenon. It is envisaged that

    this knowledge-based approach will offer the advantage of

    supporting the classification of PD defects with a practical

    diagnostic explanation of the detected PD activity, currently

    absent in many of the data-driven and machine learning

    approaches advocated in adjacent areas of research.

    A more detailed diagnosis of the effects of PD activity

    experienced by transformer plant can subsequently be used

    to better inform plant maintenance and asset management

    strategies. This supports more focused maintenance action

    (condition-based maintenance), supplying maintenance and

    plant engineers with instructive remedial advice.

    The knowledge-based approach to the interpretation of

    the PRPD patterns supports a modular system design. This

    in turn provides a generic framework for the incorporation

    of PD knowledge relating to different items of power

    system plant. As such, an extensible system design enablesthe knowledge-bases to be easily augmented with fresh

    knowledge (e.g. different defect types, plant types,

    insulation mediums) as knowledge and understanding of

    the PD phenomenon improves through ongoing empirical

    research and the growth of practical engineering

    experience.

    ACKNOWLEDGMENT

    The UK authors would like to thank the EPSRC for

    supporting this research through the Supergen V UK

    Energy Infrastructure (AMPerES) grant.

    REFERENCES

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    Possible location of

    defect site is LV

    bushin A Phase

    Void

    Defect

    Time of Flight

    Output is top of A

    phase LV winding

    indicates

    IF Void Defect classification

    AND Time of Flight location is top of A

    phase LV winding

    THEN Possible location of defect site is LV

    bushing A Phase

    Knowledge

    Rules

    Causal

    Knowledge

    Model derived

    from knowledge

    extract No.4

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    Scott Strachan received the B.Eng. (Hons.) and Ph.D.

    degrees from the University of Strathclyde. He currently

    holds the post of Research Fellow within the Institute of

    Energy and Environment. His research interests include,

    plant monitoring, asset management, data mining,

    knowledge management & engineering and intelligent

    systems applications in power engineering.

    Susan Rudd received the B.Sc. (Hons.) from the

    University of Strathclyde in 2004. She is a research

    student in the Institute for Energy and Environment. Her

    research interests include knowledge engineering,

    intelligent system applications in power engineering and

    condition monitoring.

    Stephen McArthur (M93-SM07) received the B.Eng.

    (Hons.) and Ph.D. degrees from the University of

    Strathclyde. He is a Reader in the Institute for Energy

    and Environment. His research interests include

    intelligent system applications, condition monitoring and

    multi-agent systems.

    Martin D. Judd (M02-SM04) graduated from the

    University of Hull in 1985 with a B.Sc. (Hons.) degree in

    electronic engineering. His employment experience

    includes work at Marconi Electronic Devices Ltd and

    EEV Ltd, both in Lincoln, England. Martin received a

    Ph.D. from the University of Strathclyde in 1996 for his

    research into the excitation of UHF signals by partial

    discharges in gas-insulated switchgear. From 1999 to 2004 he was an

    EPSRC Advanced Research Fellow. His fields of interest include high

    frequency electromagnetics, fast transients and their measurement and

    partial discharges. Dr Judd is a Senior Lecturer within the Electrical Plantand Diagnostics group at the University of Strathclyde.

    Sander Meijer received the M.Sc. degree in electrical

    engineering in the field of electrical power systems in

    1995. In 2001 he obtained the Ph.D. degree from the

    Technical University of Delft. At present, he is assistant

    professor in the department of high-voltage technology

    and management. His main research topic is in the field

    of high frequency measuring techniques for insulation

    diagnosis of gas insulated systems, power transformers

    and high-voltage cables and electromagnetic compatibility. He is active in

    international working groups and is the secretary of Cigr WG D1.03 (gas-

    insulated systems).

    Edward Gulski received the M.Sc. degree in

    information technology in 1982 from Dresden

    University of Technology in Germany. In 1991 he

    received the Ph.D. degree from Delft University of

    Technology in The Netherlands. In 2004 he received

    the Doctor Habilitatus degree from Warsaw University

    of Technology in Poland. At present, he is an associate

    professor involved in education and research in the

    field of insulation diagnosis of HV components and Asset Management.

    He is member of the Executive Board of KSANDR organisation and

    responsible for research in education. He is chairmen of Cigre Working

    Group D1.17, ''HV asset condition assessment tools, data quality, and

    expert systems'', member of Cigre Study Committee D1 Materials and

    Emerging Technologies, convenor of Cigre Task Force D1.33.03 Partial

    Discharges Measurements, member of IEEE Working Group 400.3 and

    member of the IEEE Insulating Conductors Committee.