BAOVIET Securities QUY CHE BAN DAU GIA CO PHAN

LONG Hem xA HO CHU NGHIA VIET NAM D6c 16p - Tv do - Hanh phtic

Tp Ha Chi Minh, ngay45thang 01 nani 2017

QUY CHE DAU GIA BAN CO PHAN DE THVC HIEN THOM VON CtJA

CONG TY CO PHAN VAN TAI BIEN VIET NAM TAI

CONG TY CO PHAN INCH VV HANG HAI VOSCO

Can cir Luat Doanh nghiep s6 68/2014/QH13 ngay 26/11/2014;

Can cir Lu;at Chimg khoan s6 70/2006/QH11 ngay 29/6/2006;

Can cir Nghi dinh s6 58/2012/ND-CP ngay 20/07/2012 dm Chinh pha ve viec quy dinh chi tiet va htrang clan thi hanh mot s6 dieu caa luat chirng khoan va luat saa doi, be sung met s6 dieu caa luat chi:mg khoan;

Can dr cong van s6 112/HHVN-TCKT ngay 12/01/2017 dm Tong COng ty Hang Hai Viet Nam ve viec chuyen doi mo hinh hoat d'6ng cua Vomaser va tS, le nam giu cua Vosco sau chuyen doi;

Can dr Nghi quyet s6 110/NQ-HDQT ngay 17/01/2017 dm C6ng ty Co phin Van Tai Bien Viet Nam ve viec phe duyet phtrcmg an thodi yen tai Vomaser;

Can dr Hop ding Dich vu to van ban dau gia phan yen cua Cong ty Co phan Van Tai Bien Viet Nam tai Cong ty TNHH MTV Dich Vu Hang Hai Vosco s6 61/2016/BVSC.HCM-VOSCO/TV-CPH ngay 19/10/2016 gia C6ng ty Co ph'In V641 Tai Bien Viet Nam va Chi nhanh COng ty c6 phAri Chimg khoan Bao Viet.

Chi nhanh Cong ty ce ph'an Chting khodn Bao Viet ban hanh Quy the dau gia ban ce phin de thkrc

hien thodi von phin yen caa Cong ty Co phan Van Tai Bien Viet Nam (VOSCO) tai Cong ty Co

Phin Dich Vu Hang Hai Vosco (VOMASER) vai nhOing dieu khoan va quy dinh sau:

Dieu I. MUC DICH VA PHAM VI AP DUNG

1.1. Muc dich.

Chi nhanh Cong ty c6 phan Chimg khoan Bao Viet ban hanh Quy the dau gid nhim mac

dich quy dinh ca the cac yin a cO lien quan trong qud trinh to chac ban diu gia ce phin,

bao gem:

✓ Nguyen tic hoat ding, nhiem vu va quyen han cua to chac trung gian dm:re chi dinh

thut hien du gid la Chi nhanh Cong ty ce phAn Ching khoan Bao Viet;

✓ Nghia vu va quyL han caa cdc to chac, ca nhan tham du dau gia va cua cdc doi ttrong

Ichac do lien quan;

✓ Nguyen tic va trinh to thtrc hien dill gid ban ce phAn.

1.2. Pham vi Ap dung.

BVSC - Ban du gia c6 phAn C6ng ty Co phAn Dich Vu Hang Hai Vosco Trang 1

BAOVIET QUY CHE DAU GIA BAN CO PHAN

Quy the nay dugc ap dung trong suet th&i gian Chi nhanh COng ty ce phAn ChUng khoan

Bao Viet to chirc trien khai ban dAu gia ce phAn Cong ty Co phan Dich Vu Hang Hai Vosco

do Cong ty Co phAn Van Tai Bien Viet Nam s6 halt cho den khi viec dau gia hoan thanh.

1.3. Giii thich tir ngrr.

Trong quy the nay, cac tir ngu dtr6i day dugc hitt' nhu sau:

✓ "Ban dclu gib co phcin" la viec ban ce phAn Cong ty Co phAn Dich Vu Hang Hai Vosco,

do C6ng ty Co phan Van Tai Bien Viet Nam se hau, cong khai cho cac nha dAu to co su

canh tranh ve gid;

✓ "Nha dciu tu" la nha dAu tu trong !luck theo qui dinh;

✓ "Mr& gici" la khoang cach gift cac gia dat mua lien tiep;

✓ "Buoy khoi luting" IA khoang cach gi&a cac khi luting dat mua lien tiep;

✓ "Gia cau" IA cac mitt gia dat mua ce phAn cua nha dAu to dugc ghi vao Phieu tham du

dAu gia;

✓ "Menh gia mOt ca phcin dua ra deiu gia" la 10.000 d'eng;

✓ "Gia kheri diem" la mirc gia ban dAu dm met ce phAn dugc chao ban do Cong ty Co

phAn Van Tai Bien Viet Nam quyet dinh;

✓ "Tidn c141 CQC" la met khoan tien cua nguoi tham gia mua ce phAn ung tnr6c de dam

bao quyen mua ce ph'An;

✓ "TO chic thtrc hien ban dciu gia co phOn" la Chi nhanh Cong ty ce phAn Chirng khoan

Bao Viet;

✓ "CO phan khOng ban hit cUa cuOc ciciu gia" bao gem s6 luting ce phAn nha dAu to trong

thAu trong cuec dau gia cong khai nhtrng lir chei mua va se luting ce phAn khOng dugc

nha dAu to clang ky mua theo phucmg an ban dAu gia cong khai da dugc duyet;

✓ "Cu 5c dOu gia ban ca phtin khong thanh cong" la cuec dAu gia kh6ng c6 nha dAu to

Bang ky tham gia hoac chi c6 01 nha dAu tu ding ky tham gia;

✓ "HOi ding ciciu gia" la to thuc hien chi dao viec ban du gia bao gem: dai dien Chi

nhanh COng ty ce phAn Chirng khoan Bao Viet, dai dien Cong ty Co phAn Van Tai Bien

Viet Nam;

✓ "Ngay kit thtic cuOc clOu gia" IA ngay nhap xong cac thong tin tren Phieu tham du d'Au

gia cua nha dAu to vao he thong va da xac dinh dugc ket qua dAu gia;

✓ "Ngay kat attic viec ban ca phOn" la ngay cuei ding nha dAu tu thanh toan tin mua ce

phAn theo thong bao dm T6 chur thuc hien ban dAu gia co phAn.

Dieu II. NHICM V1,1 VA QUYEN HAN CUA CONG TY CO PHAN VAN TAI BIEN VICT

NAM (VOSCO).

- Thong qua Quy the ban du gia co phAn va cac mau bieu ban dAu gia lien quan den viec ban dAu gia c6 phAn cua VOSCO s6 htu tai Cong ty Co phAn Dich Vu Hang Hai Vosco cho nha dAu tu.

- Quyet dinh cac van de khac theo thAm quyen dm chit sey hat' co phAn ban dAu gia.

BVSC - Ban dAu gia c6 phAn Cong ty Co phAn Bich Vu Hang Hai Vosco Trang 2

BAOVIET Set: ;r±ties 4*-

QUY CHE DAU GIA BAN CO PHAN

Giai quyet cac phat sinh nim ngoai quy dinh va Quy the dAu gid.

Cir dai dien tham gia HOi d6ng ban dau gia c6 phAn va tham gia kiem tra, giam sat boat dOng ban dAu gid theo quy dinh cua quy the nay va cac quy dinh hien hanh.

Bao dam viec dAu gid co phAn cho nha (IL ttr cua VOSCO dien ra &roc minh bach va tuan thu dung quy dinh phap lust.

VOSCO chiu trach nhiem chuyen quyen sa hau c6 phAn Cong ty Co phAn Dich Vu Hang Hai Vosco tir ser hUu cua VOSCO sang nha dau to trung gia theo quy dinh cua phap lust.

Dieu HI. NHIM VV VA QUYEN HAN CiJA TO CHt1C TRUNG GIAN THVC HI1 N DAU GIA.

3.1 Chi nhanh Cling ty co phAn Chung khoan Bao Viet. ,/ Duvc lua chon lam to chirc trung gian thuc hien dAu gid ban c6 phAn de thuc hien thoai

von ctia VOSCO Lai Cong ty Co phAn Dich Vu Hang Hai Vosco theo Hop d6ng da ky

gift VOSCO va Chi nhanh Cong ty c6 phAn Chfrng khoan Bdo Viet.

✓ Giam d6c Chi nhanh Cong ty c6 phAn Chting khoan Bdo Viet ld ngtreri chiu trach nhiem

chung ve viec to chirc thuc hien qua trinh dau gia, ddm bac) tuan thit dung quy dinh cfla

phdp lust.

,( Chi nhanh Cong ty co phAn ChUng khoan Bdo Viet có trach nhiem to chirc 1)0 phan

chuyen vien chuyen trach nhim true tiep lam ding tac chua.n bi va to chirc a dam bao

cho cuOc dAu gid thanh ding.

3.2 NhiOn vu va quyen han.

,/ Tien hanh viec to chirc dau gia ban co phAn de thuc hien thoai von cUa VOSCO tai

Cong ty Co phAn Dich Vu Hang Hdi Vosco ten nguyen tic dam bao sir cong bang a

mire cao nhAt cho cac Nha dAu to tham du dAu gia.

✓ Ban hanh Quy the d'Au gia ban c6 phAn de thuc hien thoai von cua VOSCO tai Cong ty

Co phAn Dich Vu Hang Hai Vosco ten ca ser Bien ban th6ng nhAt gift Chi nhanh Cong

ty c6 phA.n Chimg khoan Bao Viet va VOSCO.

✓ Chun bi nOi dung thong bao ve viec ban dAu gia co phAn va thong bdo ten cac phucmg

tien thong tin dai chung theo sir thoa thuan vbi VOSCO.

✓ 16 chtic cho cac d6i wow có nhu cAu mua c6 phAn clang ky tham du dAu gid, kiem tra

cac dieu kien tham du dAu gia, thu tin dat coc va phat phieu tham du dAu gia.

✓ T6ng hop danh sach cac to chirc, ca nhan có du dieu kien tham gia dAu gia va guy&

dinh trien khai to chirc bu6i dAu gia theo ke hoach da dinh tnrac va/hoic quyet dinh cac

gidi phap dieu chinh trong truing hop có cac van 6 phat sinh ma theo danh gia ciia Chi

nhanh Cong ty c6 phAn Chung khoan Bdo Viet co the se anh hu&ng den viec to chirc

ban dAu gia.

✓ T6 chirc cuOc dAu gia, tiep nhan cac phieu tham du dAu gia, tap hop va xac dinh miry

gid ban c6 phAn, tong hop ket qua dAu gia va cong b6 vai str ph6i hop giam sat dm dal

di'L cua VOSCO.

BVSC - Ban (tau gia c6 phan Cong ty Co phan Dich Vu Hang Hai Vosco Trani), 3

BAOYEET Secu- QUY CHI DAU GIA BAN CO PHAN

✓ Dugc quyen quyet dinh N/A cong b6 cac trutmg hop vi pham, cac twang hop tham (4F

dau gia khong hop le theo quy dinh tai Quy the dL gia va van ban hung clan cua Nha

mac, de dam bao cho cuOc dau gia duce thanh cong ten ca sa ding khai va minh bach.

✓ T6 chirc phan phi ce phAn theo ket qua dAu gia, thu tien ban c6 phAn va hoan tra tien

dat coc cho cac ben tham du dAu gia nhtmg khong dirge mua c8 phAn;

✓ KhOng chiu trach nhiem dam bao ve gia tri cua ce phAn ban dAu gia, trir trutmg hop

khong thong bao dAy du va chinh xac cho nguai tham gia dAu gia nhang thong tin can

thiet co lien quan den ce phAn ban dAu gia.

✓ Dtrgc mien chiu trach nhiem trong tnityng hop cac thong tin, tai lieu do VOSCO va

COng ty Co phAn Dich Vu Hang Hai Vosco cung cap khong chinh xac c6 the clan Uri

gay thiet hai cho ngutri dau tit.

✓ Lap bien ban va ding 1)6 ket qua dL gid hoac tuyen 1)6 cu8c dau gia khong thanh cong

(neu xay ra).

✓ Thuc hien cac hoat dOng khac c6 lien quan den hoat dOng dau gia ban c6 phAn theo quy

dinh cua phap luat.

✓ Lap bao cao ket qua dAu gia gfri VOSCO.

Dieu IV. DOI TUVNG THAM GIA DAU GIA VA PHI_TUNG AN TO Clitt DAU GIA.

4.1 Dieu ki?n tham gia ciao gia.

Nhang d61 Wong tham gia dau gia: la nha dau to trong ntrac co du dieu kien sau day dugc

tham du dAu gia:

✓ Co dom clang ky tham gia dAu gia theo dung ink va nQp dcm dang kj, dL gia &mg th&i

han quy dinh (m(ii nha dAu to tham gia dAu gia chi dtrgc phep nOp duy nhAt 01 Dan

Clang ky tham gia dAu gia trong mot dot to chirc dAu gia).

✓ Dang ky mua ce phAn vai s6 luting mua trong gi&i han quy dinh tai Dieu 4.2 &Teri day.

✓ Dat CQC tai thieu 10% gia tri ce phAn dang kj, mua tinh theo mire gia khai diem do Chi

nhanh Cong ty ce phAn Chirng khoan Bao Viet cong 13,6 ding vai th&i diem n8p don

Bang IcS, dau gid de dam bao dieu kin tham du cho s6 et) phAn da (tang 14, tren Dan clang

14. Tien dat coc khong dtax twang

4.2 Cae quy Binh lien quan den viec dAu gia.

✓ S6 luting ce phAn chao ban: 492.800 ce phAn

✓ Menh gia: 10.000 deng/c6 phAn

✓ Kh6i Luang dang 1(3', mua: T6i thieu la 100 co phAn, t6i da bang tong s6 ce phAn chao

ban la 492.800 co phAn, dang theo bqi so dm 100 co

phan.

han mite gid dat mua: MOi nha dAu ttr dugc phep ghi tai da 01 mire gia.

✓ Mirc gia khOi diem dAu gid: 10.200 cleng/c6 phAn (B6ng chit: Mtroi ngan hai tram

cMng mot co phan).

BVSC - Ban du gia co phan Cong ty Co phan Dien Vu Hang Hai Vosco Trang 4

BAOVIET j Securities "../IL ■Ct-■ _NV ■ vt QUY CHE DAU GIA BAN CO PHAN

✓ Mr& gia: 100 deng.

4.3 Trach nhiem va quyen han ctia ngtreri tham dtr dim gia.

✓ Tuan thit cac quy dinh va dieu kien tham gia dau gid quy dinh tai Khoin 4.1 va 4.2 net;

teen;

✓ Cam ket viec clang ky mua ce phAn la to nguyen tren ca so da nghien dru ky va dAy du

nei dung cong b6 thong tin ye doanh nghiep; Dan Clang ky tham gia du gia la ca sc

phdp ly duy nhAt xac nhAn se lucmg co phAn ngtreri dAu to da clang ky tham du clAu gia;

✓ Quy dinh ve uy quyen clang ky va tham du dAu gid:

+ Mat nguai chi cluqc nhan uy quyen dux duy nhat mat nguai fly quyen khac khi clang

ky va tham du dau

• Truang hop nha clau to tham gia dau gia vai to c6ch ca nhan, clang thai lai lu

nguai chivy zo) quyen cfia nguai khac tham gia dau gib vai to cach czia nguai khcic

do thi khi tham du cau gia bat buk phai co them cam ket bang van ban ctra cac ben

lien quan ve viec khong phan doi nguai cluvc to; quyen tham gia dau gia vat rat ccr

cac to ccich khac nhau trong cuoc dau gia va to nguyen chap' nhan nhing xung clOt

loi ich xay ra (neu co) sau khi có ket qua dau gia.

✓ Nep Phieu tham du du gia (da ghi gid du kien mua twang Cmg yea so luting co phAn

Clang ky trong phong bi dan kin) tai diem dA clang ky tham du dau gid theo quy dinh tai

Khoan 4.4 Dieu 4. TAt ca cac Phieu tham du dAu gia cua Nha dAu to phai nOp tronv

Phong bi dan kin va co ky giap lai niem phong tai cac Dai ly dAu gia.

✓ Thira nhAn cac quy dinh ve vi pham quy the dau gia va tham gia dAu gia khOng hop le

tai Khan 53 Dieu 5 duoi day.

✓ Than thU tat ca cac quyet dinh cua to chin trung gian thuc hien dAu gia ban ce phAn, trir

twang hop cac guy& dinh nay vi pham Quy the ban dAu gid va cac quy dinh cua Phap

luAt.

✓ Tu chiu trach nhiem v'e nhUng su nhAm lan, sai sot cua minh trong qua trinh clang kY va

tham du dAu gia.

✓ Dtroc nhAn lai tien dAt c9c doi vai so ce phAn khong dugc mua theo ket qua dAu gia

trong Ong 05 (narn) ngay lam viec sau ngay to chirc cuec dAu

✓ Dtroc quyen nh4n th6ng tin ca ban ve cuec ciAu gia khi phien dAu gia ket thus, bao gem

cac thong tin ve tong so nguai tham du, tong so luting c6 phAn dAt mua tai moi mirc gia,

khei Itrong ce phAn &roc mua va mirc gia twang frng.

✓ NQp tien mua c'6 phAn theo ket qua du gia trong yang 05 (nom) ngay lam viec sau ngdy

to chirc cuec dAu gia. Twang hop ngtrod tham gia dAu gia khong chuyen tien theo dung

theri han ten thi coi nhu dA tir chef mua ce phAn theo ket qua dAu gia, se khOng dtroc

nh4n lai tien dot COC va &roc xir ly theo quy dinh hien hanh.

BVSC - Ban (tau gid co phAn Cong ty Co phAn Dich Vu Hang Hai Vosco Trang 5

BAOVIET QUY CHE DAU GIA BAN CO PHAN

4.4 Phiro'ng an to chin.

✓ Viec to chirc dau gia se trien khai sau 28 ngay k'e to ngay thong bao ve viec to chirc dau

gid ban c6 phan ran dau va thuc hien vao luc 15 gib. 00 ngay to chirc dau gia.

✓ Chi nhanh Cong ty co phan Chung khoan Bao Viet phOi hop voi VOSCO, doanh

nghiep ban dAu gid cong 1)6 thong tin ve viec ban dau gid tren cac phucmg tien sau day:

+ Thong bao ve viec dAu gia dtrgc niem yet tai try so Cling ty TNHH MTV Dich Vu

Hang Hai Vosco

✓ DIA DIEM NIEM YET, TIM HIEU THONG TIN:

Thtri gian: Ti1.08h30 ngay 02/02/2017 den 10h00 ngay 01/03/2017.

1- TAI THANH PII6 HO CHI MINH:

Chi nhanh Ong ty c6 phan Chtimg khoan Bao Viet - Phong Ltru kj,

Dia chi: Lau 8, Tea nha Bao Viet - SO 233 Deng Khai, Q.1, TP H6 Chi Minh

Dien thoai: (84 - 8) 3914.6888 Fax: (84 - 8) 3914.7999

Cling ty TNHH MTV Dich VII Hang Hai Vosco

Dia chi: 69 Ham Nghi, Pinning Nguyen Thai Binh, Quan 1, TP.HCM

Dien thoai: (84-8) 3829 8460 Fax: (84-8) 3822 3482

-4- TAI HAI PHONG:

Citing ty CO phan VAn Tai Bien Viet Nam

Dia chi: 215 Lach Tray, NO Quyen, Hai Phong

Dien thoai: (84-31) 373 1090 Fax: (84-31) 373 1007

✓ DIA DIEM VA TH6I GIAN BANG 10? THAM GIA DAU GIA

TWA gian: Tu. 08h30 ngay 02/02/2017 den 10h00 ngay 01/03/2017

4- TA! THANH PHO HO CHI MINH:

Chi nhanh Ong ty co phAn Chung khoan Bao Viet - Phong Urn 14 Dia chi: Lau 8, Tea nha Bao Viet - S6 233 Deng Khai, Q.1, TP He Chi Minh

Dien thoai: (84 - 8) 3914.6888 Fax: (84 - 8) 3914.7999

✓ SO TAI KHOAN NOP TIEN DAT CQC DANG KY THAM DV. DAU GIA

Ten chit tai khoan: Chi nhanh Cong ty CO phan Chung Khoan Bao Viet

SO tai khoan: 00310.99998.008

Ma tai ngan hang: Ngan hang TMCP Bao Viet Chi nhanh H6 Chi Mirth

NOi dung: <HQ va ten><S6 CMND>< nep tien coc mua c6 phan cna CTCP Dich Vy Hang Hai Vosco>

HOAC

Ten chi.' tai khoan: Chi nhanh Cong ty Co phan ChUng Khoan Bao Viet

S6 tai khodn: 119.10.00.00.95684

BVSC - Ban dAu gia co phan Cong ty CO phan Dich Vu Hang Hai Vosco Trang 6

BAOVIET QUY CHE DAU CIA BAN CO PHAN

Ma tai ngan hang: Ngan hang BIDV Chi nhanh Nam KY Khai Nghla

NOi dung: <Ho va ten><S6 CMND>< nOp tien coc mua co phAn ctla CTCP Dich Vp Hang Hai Vosco>

✓ DIA DIEM NOP PHIEU THAM DU DAU GIA

• ChAm nhAt tai dia diem clang ky: truck 10h00 ngay 01/03/2017

+ Tai dia diem to chirc dau gia: trtrov 15h00 ngay 01/03/2017.

• Phieu tham du au gia hap le la:

o Phieu do Dai ly dau gia cap, c6 don dau treo cua nai cap phieu va dam bao:

dien dAy du, ro rang cac thong tin theo quy dinh; phieu khong &roc tay, xoa

hoAc rich nat; gia at mua khong dial) han gia khai diem; tong so c6 phAn at

mua t6i da bing mire Bang ky. Phieu tham du au gia phai duct bo trong phong

bi co chi ky cua nha dau tu ten mep dan phong bi theo quy dinh.

o Twang hop phieu tham du dau gia bi rich nit, tay xod: Nha dAu to phai yeu cau

dai 15, d6i phieu mai sau khi da Op phieu

o Truing hop nha dAu tu mat phieu: Nha dAu to phai lam Dan de nghi dai lY dau

gid (non ang kY tham du &Au gia) cap lai Phieu tham du au gia mai va Phieu

tham du dau gia cu coi nhu khong con gia tri.

✓ DIA DIEM TO CHI:rC DAU GIA

CHI NHANH CTCP CH(JNG KHOAN BAO VI) T

Dia chi: Lau 8, Toa nha Bao Viet - S6 233 D'ong QuAn 1, TP H6 Chi Minh.

Thai gian: Tir 15 gib. 00 ngay 01/03/2017.

Dieu V. THIYC HIEN DAU GIA.

5.1 Ting hiO dttu gia.

a. TO chirc viec dang ky tham du dau gia.

Nha dAu to c6 nhu cAu tham du dau gid mua co phan cua Cong ty CO phan Dich Vu

Hang Hai Vosco den lam th6 tkic dang k5, tham du dau gid tai cac dia diem slang 14 ban dAu gia cda Cong ty Ch'ing khoan Bao Viet Chi nhanh Ho Chi Minh theo trinh

tu nhu sau:

+ Tiep can cac tai lieu ding b6 thong tin ve tinh hinh tai chinh, tinh hinh hoat clOng

san xuat kinh doanh va cac thong tin ve viec ban dau gid c6 phan cua Cong ty Co

plan Dich VIA Hang Hai Vosco, mire gia khai diem va nhAn Don clang 147 tham du•

dAu gia tai dia diem clang kY tham du dAu gia.

+ TrOn ca sa dA tim hieu v6' tinh hinh tai chinh, tinh hinh hoat dOng san xuAt kinh

doanh va thong tin ve viec ban dau gia c6 phAn cua COng ty Co phAn Dich Vu Hang

Hai Vosco, mdc gia khai diem v.v... Cac nha dau tu c6 nhu cau tham du dAu gia se

nQp lai Don clang ky tham gia da dtrac dien day du cac thOng tin. Chi

nhanh Cong ty co phan Chirng khoan Bao Viet se tien hanh kiem tra dieu kin tham

BVSC - Ban dAu gia co phAn Cong ty Co phAn Dich Vu Hang Hai Vosco Trang 7

BAOVIET . • ' QUY CHE DAU GIA BAN CO PHAN

du dAu gid, tien hanh thu tien dat coc theo s6 luang c6 phAn dang ky mua cua nha

dAu tu.

+ Sau khi nha dAu ttr da hoan tat viec dang ky mua va dat coc, Chi nhanh COng ty c6

phAn Ching khodn Bao Viet se phat Phieu tham der clan gia cho ngteri tham du

dAu gia; thong bao ngay gibr va dia diem dau gia chinh thirc.

+ Ket thiac thai gian dang ky, Chi nhanh Cong ty c6 phAn Ching khoan Bao Viet se

ngirng viec tiep nhAn Dan dang ky tham gia d'Au gid, tong hap va thong bao danh

sach cac nha dAu tu co du dieu kien tham gia dAu gid, gin thu mod tad VOSCO tham

gia gidm sat cuOc (tau gid va (hoic) thong bdo kip thoi vai cac ca quan not tren neu

c6 hien along bAt thuimg va de nghi cac giai phap giai quyet (neu co).

b. Thirc hifn dAu gia.

• Chi nhUng nha dAu to tham du dau gia va c6 du dieu kien tham du dAu gid mai dtroc

lam thu tuc vao Phong du gid.

+ Nha dAu to tham du dAu gid phai nOp Phieu tham dy. Tau gia da ghi gia Wang irng

vai s6 luting c6 phAn da dang 14 mua va giri cho Chi nhanh C8ng ty c6 phAn Ching

khoan Bao Viet trong Phong bi clan kin va c6 14 giap lai niem phong theo quy dinh

ve thoi gian tai khoan 4.3 va khoan 4.4 Dieu 4 neu tren.

• Giam d6c Chi nhanh Cong ty c6 phAn Ching khoan Bao Viet hoic Ngu&i duac ny

quyen ding bo nhang th8ng tin chii y'eu ve cuOc dAu gia ban c6 phAn. Cu the:

o Ten doanh nghiep ban dAu gia, von dieu le va s6 ltrong c6 phAn ban dau gia;

• khai diem cua c6 phAn chao bdn;

o Quyen va nghl'a vu ca ban dm cac to chirc ca nhan tham gia dAu gia;

o Cac btrac trong quy trinh &Au gid va nguyen tic xac dinh quyen duce mua ce

phAn theo gid du;

o Cdc truong hap vi pham Quy the dAu gia;

o Cdc van de khac c6 lien quan;

o Giai thich cac van de ngtroi tham du &Au gid con thic mac.

• Dai dien cac Ca quan c6 lien quan kiem tra cac Phieu tham du du gid va chuyen

cho b0 phAn chuyen vien giap viec dm Chi nhdrth Cong ty ce phAn Ching khoan

Bao Viet, giam sat qua trinh nhAp thOng tin va xac dinh ket qua dAu gid.

+ BO phAn chuyen vien giap viec dm Chi nhanh Cong ty c6 phin Chimg khoan Bac

Viet se nhAp s6 lieu vao he th6ng dAu gia va thuc hien viec xac dinh ket qua dAu gia

theo nguyen tic da xac dinh tn.rac.

• Chi nhanh Cong ty c6 phAn Ching khoan Bao Viet cong bo cong khai ket qua dau

gia va tuyen bo ket thuc cuOc dau gid.

+ Chi nhanh Cong ty ce phAn Chimg khoan Bac Viet va Dai dien cac Ca quan lien

quan lap bien ban au gia, cong ky ten vac Bien ban dAu

BVSC - Ban dAu gia c6 phAn Cong ty Co phAn Dich Vp Hang Hai Vosco Trang 8

BAOVIET Securities CHUNG Io4oAN Bio virr QUY CHE DAU GIA BAN CO PHAN

5.2 Nguyen tic xac dinh gia ban di phAn.

✓ Gid ban co phAn dugc xac dinh theo nguyen tic lua chQn gia dit mua tir cao xueng thAp cho du se ltrong ca phAn chao ban nhung khong thAp hon mac gia khari diem. NhUng nha dau to tra gia cao (uu tien ve gia) se dugc uu tien mua truac co phAn teen co sey s6 luting co phAn ding ky mua theo quy dinh va se luting co phAn dugc chao ban. Truang hop ngoai bb gia cao nhAt c6 se luting co phAn ding ky mua it hon s6 ltrong co phAn chao ban, thi se c6 phAn con lai sau khi di ban du cho ngoai tra gia cao nhat se dugc ban tiep cho ngoai c6 mut gia lien ke. Neu s6 Itromg ca phAn chao ban van con, thi tiep tuc thkrc hien theo nguyen tic teen nhtrng kh6ng thAp hon mirc gia Ichai diem.

✓ Tai miry gia trong dau gia thAp nhAt, throng hop cac nha dau to (ke ca nha dAu ttr ntrac ngoai) ding dit mire gia bang nhau, nhung s6 co phAn con lai it horn tong s6 ca phAn cac nha d'Au tu nay ding ky mua thi Chi nhanh Cong ty c6 phAn Chang khoan Bao Viet se

phan phai ten ca sa s6 co phAn con lai dugc quyen chao ban va tS, le se co phAn ding lc)", dm tang d6i ttromg so vai tong se co phAn ding ky mua.

Sc6 Sc6 phAn nha phAn con

dAu tu lai chao dugc mua ban

Se ca phAn timg nha dAu ttr ding ky mua gia bang nhau

x

Tang se co phAn cac nha dAu tu ding ky mua gia bang nhau

✓ Truang Nip c6 quy dinh ty re tei da s6 c6 phAn nha dAu to nu& ngoai duce mua thi viec xac dinh ket qua du gia thkrc hien theo nguyen tic teen nhung s6 co phAn nha dau tu nu& ngoai dugc mua khong vugt qua tS, re tei da theo quy dinh cua phap luat hien hanh.

•.( Trtro.ng hgp co phAn chia theo ty' re tai mac gia tranh chAp (gia bang nhau) bi le den hang don vi, Chi nhanh Cong ty co phAn Chimg khoan Bao Viet se cat bb se co phieu le an hang don vi cua nhimg nha dAu tu c6 se luting dat mua it de den vao cho nha dAu to c6 se luting dit mua cao nhAt (uu tien se luting) trong se nhung nguai dit mua tai mire gia tranh chAp; truang hop c6 nhieu nha dAu to ding c6 khei luting dit mua 16rn nha nhau, thi se luting co phAn le den gap se dugc phan phi cho nha dAu tu c6 ma se dAu to nh6 nhAt (uu tien thei gian).

✓ Nha du tu dit mua co phAn va trang theo gia nao thi phai thanh toan tien mua co phAn theo gia d6.

5.3 Phtrcrng thiic va dia diem thanh toan tien mua c8 phan.

✓ To chirc thkrc hien dAu gia gfri Thong bao ket qua dAu gia cho nhimg nha dAu ttr tham du, thong bao se luting co phAn dugc quyen mua va mut gia mua phai thanh toan, thoi han nap tien hoic nhan lai tien d4t coc neu khong dugc mua co phAn theo ket qua dAu gia:

BVSC - Ban clAu gia c6 phAn C6ng ty Co phAn Dich Vu Hang Hai Vosco Trang 9

BAOVIET L)Securities C.HUNG K/KAN BAO viei QUY CHE DAU GIA BAN CO PHAN

+ Thai gian tra tien dat coc: Ta 8 gib. 30 den 16 gib. 00 cac ngdy lam viec lir ngdy

02/03/2017 den het ngdy 10/03/2017.

+ Thai gian thanh town tien mua co phAn: Ta 8 gib. 30 den 16 gib. 00 cac ngdy lam

viec tir ngdy 02/03/2017 den ngdy 10/03/2017.

✓ Hinh thirc thanh town tien mua co phan: thanh town bang &mg Viet Nam theo hinh thirc

nOp tien mat hoac chuyen khodn.

✓ Dia diem tra tien (14 coc va nQp tien mua co phAn

TAI THANH PHO HO CHI MINH:

Chi nhanh Cong ty co phan Ching khoin Ban Viet - PhOng Ltru kY

Dia chi: Lau 8, Ma raid Bao Viet - SO 233 DOng Khoi, Q.1, TP HCM

Dien thoai: (84 - 8) 3914.6888 Fax: (84 - 8) 3914.7999

THONG TIN TAI KHOAN

Ten chit tai khoan: Chi nhanh Cong ty Co phAn Ching Khodn Bao Viet

SO tai khoan: 00310.99998.008

Ma tai ngan hang: Ngan hang TMCP Bao Viet Chi nhanh HO Chi Minh

NOi dung: <Ho N/A ten><SO CMND>< nOp tien mua co phAn cua CTCP Dich Vu Hang Hai Vosco >

HOAC

Ten chit tai khoan: Chi nhanh Cong ty CO phAn Chung Khoan Bdo Viet

SE Lai khodn: 119.10.00.00.95684

Ma tai ngan hang: Ngan hang BIDV Chi nhanh Nam KS, Khai Nghia

NOi dung: <Ho vd ten><SO CMND>< nop tien mua co phAn cua CTCP Dich Vu Hang Hdi Vosco >

5.4 Hoan tat AO (tau gia

✓ TO chirc thuc hien dAu gid thu tien theo ket qua du gia hoac hoan tra tien dat coc cho

nhQng nit& dAu to &roc nhan lai ti'en dat coc theo quy dinh.

✓ Tnrang hop nha dAu to tham gia dAu gia lir chOi mua mot phAn hoac todn bO so luting

co ph'An &roc mua theo ket qud dAu gid se bi mat todn bO s6 tien dAt coc tucmg img so"'

luting co phAn lir chOi mua.

✓ Tnrang hop nha dAu to tham gia dau gid khong mua het so co phAn chao ban, so luting

CO phIn con lai Chi nhanh Cong ty co phAn Ching khodn Bdo Viet se có trach nhiem

bao cao VOSCO xem xet quyet dinh.

5.5 Chic trtrIrng hqp vi pham quy dinh dau gia. ✓ Cac truang hop bi coi ld vi pham quy dinh dAu gia, khong dtroc tham du d'Au gia va

khong dtroc nhan lai so tien dat coc:

+ Kh8ng nOp Phieu tham du dAu gia.

BVSC - Ban crAu gia co phAn Cong ty Co phan Dich Vu Hang Hai Vosco Trang 10

BAOVIET (3 Securities CHUNG KHOAN ado v QUY CHE DAU GIA BAN CO PHAN

+ Phieu tham du dau gid khong dap img quy dinh tai Khoin 4.3 Dieu 4 cua Quy the nay hoac bi rach, nat, thy xod, khong xac dinh dirge gia hoac kh6i luting dat mua.

+ DAng ky nhung khong dat mua (town b6 hoAc min phan), se khong dugc nhan lai

tien at coc toting Ung vai so c6 phAn khong dAt mua.

+ 136 gia thap hcrn gia khori diem.

+ Phieu ghi sai buck gid hoac buck kh6i luting.

+ Khong ghi gia va/hoac kh6i luting tren Phieu tham du dau gia.

+ KhOng thanh toan toan b(;) hoc mot phAn s6 co phan dugc quyen mua theo ket qua

dau gid. Nhd dau to se kh6ng dugc nhAn lai s6 tien clat coc ttrcmg (mg voi so c6 phan

tir chi mua.

+ Cac trtreyng hop ghi Phieu tham du au gid voi s6 ltrong nhieu hcm s6 luting c6 phAn

clang 14 hop le a dugc chap nhAn.

+ Cdc throng hop khong nOp Phieu than du au gia ma khong c6 bdo truck bang van

ban cho to chirc trung gian it nhat 01 ngay truck ngay het han n6p Phieu tham du

dAu gid vi nhUng ly do bat khd khang.

✓ Cac truang hop ghi Phieu tham du au gia voi s6 luting it han se; c6 phAn da dang ky

trong Dom clang ky hap re duos chip nhAn, thi van dugc tham du au gid de so khop gia

va xac dinh ket qua dau gid, nhung se bi mat s6 tien dat coc ttrcmg img vai s6 luting c6

phAn da dang ky hop le dugc chap nhAn nhung khong tham du dAu gia (khong ghi tren

phieu tham du dau gia).

✓ S6 Wen ngutri tham du dau gid khOng dugc nhAn lai theo cac quy dinh o tren, Chi nhanh

Cong ty c6 phAn Chung khoan Bdo Viet se xir ly theo dung quy dinh phap luAt.

5.6 kir 17 cuOc dAti gia khan thanh cong.

✓ Chi nhanh Cong ty c6 phAn Chung khodn Bdo Viet dugc cong b6 va chi duos cong b6

cuOc dau gid ban c6 phAn khong thanh cong trong nhQng truang hop sau:

+ C6 it hcm 02 (hai) nha dAu to du tieu chuan Bang IcY tham du dau gia va/hoac c6 it

han 02 (hai) nha dAu to n6p phieu tham du dAu gia.

+ Toan hif) cac phieu tham du dau gia deu bo mire gia thAp hcm gia khai diem.

✓ Khi cu6c dau gia khong thanh cong, Chi nhanh Cong ty c6 phAn Chung khoan Bao Viet

ngay lAp tire thuc hien:

+ Thong bao cho cac ben ang Icy tham gia bier va hoan trd tien at coc (neu c6).

+ Bao cao Ban IAnh dao VOSCO biet de xem xet quyet dinh.

Dieu VI. CAC QUY DINH KHAC

M9i thic mac khieu nai cua nha au ttr (neu co) phdi dugc trinh bay va giai guy& trong cuOc au gia. Ban to chirc au gia se kh6ng chiu trach nhiem d6i voi cac thac mac khieu nai cua nhd dau to sau khi cuec dAu gia ket thuc.

T6 chirc thuc hien ban dAu gid c6 phAn va Dai lY au gia khong chiu trach nhiem ve gia tri cua co

BVSC - Ban dAu gia co phan Cong ty Co phAn Dien Vu Hang Hai Vosco Trang 11

BAOVIET • QUY CHE DAU GIA BAN CO PI-IAN

phAn ban dAu gia, trtr truang hgp kh8ng thong bdo dAy du, chinh xac nhQng thong tin do to chdc Bang 14 ban dAu gia cung cap. Quy chd nay sd c6 hidu Ivy ke to ngay ks, ban hanh.

CHI NHANH CTCP CHUNG KHOAN SAO VICT

DOCk--

nhn: - VOSCO; - Ltru: VT, TV, LK.

HtTru TUAN

BVSC - Ban clan gia co phan Cong ty Co phan Dich Vu Hang Hai Vosco Trang 12