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LTE in Unlicensed Spectrum Prof. Geoffrey Ye Li School of ECE, Georgia Tech. Email: [email protected] Website: http://users.ece.gatech.edu/liye/ Contributors: Q.-M. Chen, G.-D. Yu, and A. Maaref

LTE in Unlicensed Spectrum...LTE in unlicensed spectrum (LTE-U) Improve user experience for existing unlicensed devices. ... Maximizing the LTE throughput while guaranteeing the

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LTE in Unlicensed Spectrum

Prof. Geoffrey Ye LiSchool of ECE, Georgia Tech.

Email: [email protected]: http://users.ece.gatech.edu/liye/

Contributors: Q.-M. Chen, G.-D. Yu, and A. Maaref

Outline

1 Background and Challenges

2 Traffic Offloading or Resource Sharing?

3 Mobile Data Offloading

4 Energy Efficiency Optimization

5 Summary

2 / 53

Background

The ever-increasing data rate requirement for 5G Networks.Some proposed techniques:

Massive MIMO,Small cell,Device-to-device communications.

LTE in unlicensed spectrum (LTE-U)Improve user experience for existing unlicensed devices.Increase cellular operators’ capacity.

3 / 53

Challenges

Harmonious coexistence among different systems.Fair and efficient spectrum sharing unlicensed spectrum.Ensuring QoS for LTE traffic.

4 / 53

Outline

1 Background and Challenges

2 Traffic Offloading or Resource Sharing?

3 Mobile Data Offloading

4 Energy Efficiency Optimization

5 Summary

5 / 53

Introduction: Traffic offloading

Using unlicensed bands to deliver cellular data traffic.How to guarantee QoS of cellular traffic?

No guarantee on QoS due to DCF protocol in WiFi (unlicensed)band.Carefully selecting offloaded traffic to avoid saturation andexcessive packet collisions.

6 / 53

Introduction: Resource sharing

Transmitting cellular signals on the unlicensed spectrum.Advantages:

Higher spectrum efficiencyBetter QoS

Challenges: Effective resource sharing strategies for cellularand WiFi traffic.

7 / 53

Introduction: Existing works

Mobile data offloadingInter-network: Offloading cellular traffic to WiFi networks [K.Lee, IEEE Trans. Netw., 2013].Intra-network: Offloading macro base station traffic tofemtocells [S. Yun, JSAC, 2012].

Resource sharingJoint radio resource management on licensed and unlicensedbands [A. R. Elsherif, JSAC, 2015].Resource management for energy efficiency LTE-U networks[Q. Chen, JSAC, 2016].

8 / 53

Introduction: Challenges

Traffic offloading or resource sharing?Considering both?Strategy for LTE & WiFi networks.

Q. Chen, G. Yu, H. Shan, A. Maaref, G. Y. Li, and A. Huang, “Cellular meets WiFi: Traffic offloading or resource sharing,” to appear in

IEEE Trans. Wireless Commun./also in IEEE Globecom 2015.

9 / 53

Three Different Methods

Traffic offloading: SBS offloads some users to WiFi AP.

Resource sharing: SBS occupies some time slots from WiFi AP.

The hybrid method: SBS offloads some users to WiFi AP andoccupies some time slots.

10 / 53

Single SBS & AP: System Model

WiFi AP

SBS

AP1

One time slot onunlicensed band

SBS1

N: WiFi user number in AP,NS: User number in SBS,NA: User number in AP.

11 / 53

WiFi Throughput

The saturation throughput of the WiFi network:

R(n) =PtrPsE {P}

(1− Ptr)Tσ + PtrPsTs + Ptr (1− Ps)Tc,

Ptr: probability that at least one transmission in a slot time.Ps: probability that a transmission is successful.Ts: average time that the channel is sensed busy because of

a successful transmission.Tc: average time that the channel is sensed busy by each

station during a collision.Tσ: duration of an empty slot time.

E {P}: average packet size.

G. Bianchi, “Performance analysis of IEEE 802.11 distributed coordination function," IEEE J. Sel. Areas Commun., vol. 18, no. 3, pp.

535 - 547, Mar. 2000.12 / 53

Single SBS & AP: Traffic Offloading

Traffic offloading only: L = 0 (LTE occupies no WiFi timeslots)

maxN

CS

NS − Nsubject to

R(NA + N

)(NA + N)

≥ RT

CS: Average throughput of SBS on the licensed band.RT: The minimum per-user WiFi throughput.

L: Occupied time slots.Results

Average per-user throughput: CS

NS−min{N∗,Nmax}a.

NS −min {N∗,Nmax}: maximum offloaded user number.

aN∗: the largest integer satisfyingR(NA+N)

NA+N ≥ RT.13 / 53

Single SBS & AP: Resource Sharing

Resource sharing only: N = 0 (LTE offload no user to WiFi)

maxL

CS + CALNS

subject toR(NA)(1− L)

NA ≥ RT

CA: Average throughput of SBS on the unlicensed band.

ResultsAverage per-user throughput: CS+CAL∗

NS .

L∗ = 1− RTNA

R(NA): maximum time slots to LTE.

14 / 53

Single SBS & AP: Hybrid method

Consider both traffic offloading and resource sharing

maxN,L

CS + CALNS − N

subject toR(NA + N

)(1− L)

(NA + N)≥ RT

ResultsMaximum average per-user throughput

max0≤N≤Nmax

f (N) =CS + CA − CART·(NA+N)

R(NA+N)

NS − N

15 / 53

Traffic Offloading vs Resource Sharing

Traffic offloading performs betterthan resource sharing only if thenumber of existing users in WiFiis small enough.

16 / 53

Hybrid Method vs Resource Sharing

When NA is large enough,offloading users to WiFi is nolonger necessary and the hybridmethod is identical to the resourcesharing.

17 / 53

Multiple SBSs & APs: System Model

WiFi AP

SBS

SBS1

SBS2

SBS3

AP2

AP3

AP1

One time slot on unlicensed band

32SU

31SU

26SU

3AU

1AU12SU

14SU

13SU

11SU

25SU

21SU

23SU

24SU

22SU2AU

2AU

1F3F

2F3F

2F

M: number of SBSs,K: number of WiFi APs,

Nk: WiFi user number in AP k.

NSm: LTE user number in SBS

m,NA

k : LTE user number in AP k.18 / 53

Multiple SBSs & APs: System Model

AssumptionsSBSs and APs: located randomly according to the Poissonpoint process models.

The WiFi network supporting the IEEE 802.11n protocol.

Goals1 Maximizing the LTE throughput while guaranteeing the

throughput of each WiFi user.2 Maximizing the minimum average per-user throughput of LTE

SBSs to ensure fairness.

19 / 53

Multiple SBSs & APs: Problem FormulationAverage per-user throughput among all SBSs:

max{Nmk,Lmk}

minm

CS

m + CAm

K∑k=1

Lmk

NSm −

K∑k=1

Nmk

subject to

R(

NAk +

M∑m=1

Nmk

)(1−

M∑m=1

Lmk

)(

NAk +

M∑m=1

Nmk

) ≥ RTk , ∀k,

Nmk ≤ Nmaxmk , ∀m, k.

Minimum per-user WiFithroughput limitation.

Maximum offloaded usernumber limitation.

CSm: Average throughput of SBS m on the licensed band.

CAm: Average throughput of SBS m on the unlicensed band.

20 / 53

Simulation Parameters

21 / 53

Single SBS & AP: Performance

1 2 3 4 5 6 7 8 9 10

NA

5.5

6

6.5

7

7.5

8

LTE

thro

ughp

ut (

Mbp

s)

HB; RT=8 Mbps

TO; RT=8 Mbps

RS; RT=8 Mbps

HB; RT=10 Mbps

TO; RT=10 Mbps

RS; RT=10 MbpsWO

When WiFi user number is small:TO > RS.HB > {TO,RS}.

When WiFi user number is large:RS > TO.HB = RS.

22 / 53

Multiple SBSs & APs: Performance

Dash line: Upper bound of each minimum SBS.Fairness: Almost the same performance for each SBS.

23 / 53

Conclusions

Offloading LTE traffic to WiFi network.Sharing unlicensed spectrum with LTE.WiFi performance is degraded but a minimum threshold isguaranteed.

Any win-win approach?

24 / 53

Outline

1 Background and Challenges

2 Traffic Offloading or Resource Sharing?

3 Mobile Data Offloading

4 Energy Efficiency Optimization

5 Summary

25 / 53

Traditional Data Offloading

Traditional offloading: transferring cellular traffic to WiFinetworks.

The WiFi network: less spectral-efficiency due DCF & packagecollision.

How about operating unlicensed spectrum by LTE?

26 / 53

Motivation: Novel Data Offloading

Novel data offloading: Transferring WiFi users to LTE(opposite to traditional data offloading).Relinquishing more unlicensed spectrum to LTE.

A win-win situationBetter QoS of the transferred WiFi users.Better performance for the remaining WiFi users due to fewerpacket collision.More unlicensed spectrum with efficient management in LTE.

Q. Chen, G. Yu, A. Maaref, G. Y. Li, and A. Huang, “Rethinking mobile data offloading for LTE in unlicensed spectrum,” to appear in

IEEE Trans. Wireless Commun./also in IEEE WCNC 2016.

27 / 53

Challenging Issues

1 How many and which WiFi users to be transferred to the LTEnetwork?

2 How much unlicensed resources to be relinquished to theLTE-U network?

3 What if there are many WiFi APs?

28 / 53

Three Different User Transfer Schemes

Random transfer (RT): randomly selecting WiFi users totransfer.

Distance-based transfer (DT): based on the distance betweeneach WiFi user and SBS.

CSI-based transfer (CT): based on CSI.

29 / 53

Single AP: System Model

BS

AP

Unlicensed band in LTE

Unlicensed band in WiFi

Users in WiFi system

Users in LTE system

30 / 53

Single AP: Problem Description

1 WiFi benefit (the improvement of per-user WiFi throughput):zw.

2 LTE benefit for the leftover unlicensed time slots zc.3 Objective: balance the WiFi and LTE benefits.

The win-win problem

max{n,ρ}

zczw

n: Transferred user number,ρ: Relinquished unlicensed spectrum.

31 / 53

Single AP: Insights

InsightsMore WiFi benefit if more WiFi users are transferred.Less LTE benefit with more WiFi users transferred.The NBS strategy: balance between the two benefits.

32 / 53

Multi AP: System Model

Unlicensed time slots for LTE

Unlicensed time slots for WiFi

WiFi user

LTE user

AP

F2

APF1

AP

F3

LTE SBS

WiFi users transferred to LTE

K: number of WiFi AP.Lk: distance between WiFi AP k and SBS.Nk: WiFi user number in AP k.

33 / 53

Multi AP: Problem Description

1 WiFi benefit (the improvement of per-user WiFi throughput forAP k): zw

k .2 LTE benefit for the leftover unlicensed time slots zc.3 Objective: balance the WiFi and LTE benefits.

The win-win problem

max{nk,ρk}

zcK∏

k=1

zwk ,

nk: Transferred user number from AP k.ρk: Relinquished unlicensed spectrum from AP k.

34 / 53

Multi AP: Insights

Fact 1The WiFi APs near the SBS will transfer more users than those WiFiAPs far away from the SBS.

Fact 2The optimal transferred users in the multi-AP case are in the rangeof [nc

k, nwk ]. (nw

k and nck are the user number that maximize the WiFi

and LTE benefits, respectively.)

35 / 53

Single AP: Benefits for both WiFi and LTE

16 21 26 31 36

L (m)

0

0.1

0.2

0.3

0.4

0.5

WiF

i ben

efit

(Mbp

s)

RT, MaxDT, MaxCT, MaxRT, NBSDT, NBSCT, NBS

16 21 26 31 36

L (m)

0

0.02

0.04

0.06

0.08

0.1

LTE

ben

efit

RT, MaxDT, MaxCT, MaxRT, NBSDT, NBSCT, NBS

The maximum WiFi (LTE) benefit is the upper bound for WiFi(LTE) benefit.The CT: the best performance.The RT: the worst performance.

36 / 53

Single AP: Transferred User Number

16 21 26 31 36

L (m)

0

5

10

15

20

25

30

35

40

Tra

nsfe

rred

use

r nu

mbe

r

nw, RT

nNBS, RT

nc, RT

nw, DT

nNBS, DT

nc, DT

nw, CT

nNBS, CT

nc, CT

The maximum WiFibenefit: the upperbound.

The maximum LTEbenefit: the lowerbound.

nc ≤ nNBS ≤ nw:confirm Fact 2.

37 / 53

Multi AP: WiFi Benefit and Fairness

WiFi AP1 WiFi AP2 WiFi AP3 WiFi AP40

0.1

0.2

0.3

0.4

0.5

WiF

i ben

efit

(Mbp

s)

Max WiFiNBSBenchmark

(31m) (26m) (21m) (16m)

Benchmark: Converting the K-dimensional searching into K1-dimensional searching.

WiFi AP closes to SBS achieves higher WiFi benefit.38 / 53

Conclusions

Transfer WiFi users and relinquish unlicensed resources to theLTE-U network (Subversively).Benefits both LTE and WiFi systems.The benefits: depend on the distance between APs and SBS,and the number of WiFi users in each AP.

39 / 53

Outline

1 Background and Challenges

2 Traffic Offloading or Resource Sharing?

3 Mobile Data Offloading

4 Energy Efficiency Optimization

5 Summary

40 / 53

Introduction

Licensed-assisted access (LAA):Associating users with both licensed and unlicensed spectraunder a unified LTE network infrastructure.

EE in LAA systems:May degrade EE of the LTE system.How to allocate resource blocks (RBs) to improve the EE?How to jointly allocate licensed and unlicensed RBs to achieveEE fairness among SBSs?

Q. Chen, G. Yu, R. Yin, A. Maaref, G. Y. Li, and A. Huang, “Energy efficiency optimization in licensed-assisted access,” to appear in

IEEE J. Sel. Areas Commun. also in IEEE PIMRC 2015.

41 / 53

The System Model for LAA

LTE ONLTE OFF LTE OFF

seconds

seconds

One frame (10 ms)= RBsUM

T

T

RBsU

kjM

UM RBs

LTE ON

LTE ON: for LTE.LTE OFF: for WiFi.

42 / 53

System Model

2 1A P

2 2A P

SBS2

2 3A P

SBS1

1 2A P

1 1A P

LTE usersLic: Licensed bandUnlic: Unlicensed band

3 1A P

SBS3

MBS

Lic

UnlicLic

UnlicLic

UnlicLic

ML: RB number in licensed band.MU: RB number in unlicensed band.

K: number of SBSs.Ak: Number of WiFi access points in SBS k.Nk: number of SBS users in SBS k.ρkj: time slots on unlicensed band j occupied by SBS k. 43 / 53

EE OptimizationEnergy efficiency of each SBS k:

ηk =

Nk∑n=1

αknRLkn +

Nk∑n=1

Ak∑j=1βknjRU

knj

Pcs +$L

s

Nk∑n=1

αknPLk +$U

s

Nk∑n=1

Ak∑j=1βknjPU

kj

subject toK∑

k=1

Nk∑n=1

αkn ≤ ML,

Nk∑n=1

βknj ≤ ρkjMU, ∀k, j,

αknRLkn +

Ak∑j=1

βknjRUknj ≥ Rmin

n , ∀n, k.

limitation of total RBs on licensedband

limitation of fair resource sharing onunlicensed band

limitation of minimum data rate

PLk : transmit power on the licensed band. αkn: RBs on licensed band.

PUkj: transmit power on the unlicensed band. βknj: RBs on unlicensed band.44 / 53

Properties of EE

EE of each SBS increases with the licensed RBs.Don’t use unlicensed bands if enough licensed ones.Improve EE by utilizing unlicensed bands only for smallnumber of allocated licensed RBs.

45 / 53

Joint Licensed & Unlicensed Resource Allocation

Maximize the EE for each SBS:

ηmax = max{α,β}

{η1, η2, · · · , ηK} ,

SolutionsBased on Weighted Tchebycheff method: Several Paretooptimal solutions.Based on Nash Bargaining Solution: Fair EE RB allocationalgorithm.

46 / 53

Pareto optimal solution set vs NBS solution

1�

2�

min1�

min2�

NBS

� �max max1 2,� �

Results: The fair EE is also a Pareto optimal EE.

47 / 53

Simulation Results

48 / 53

Performance for Individual SBS

0 5 10 15 20 25 3035

40

45

50

55

60

65

70

75

80

85

α

η (M

bit/J

)

ρ=0.1ρ=0.15ρ=0.2

0.05 0.1 0.15 0.2 0.25 0.3 0.3535

40

45

50

55

60

65

70

75

80

85

ρη

(Mbi

t/J)

α=0α=10α=20α=30

EE increasing with licensed RBs (α).More unlicensed RBs, and higher EE for small α.EE saturated for large α.

49 / 53

Performance for Multiple SBSs

EE vs time slots

0.05 0.1 0.15 0.2 0.25 0.3 0.3520

40

60

80

100

120

140

160

180

ρ4

η 4 (Mbi

t/J)

ηmin4

ηmax4

ηWT4,φ

1

ηWT4,φ

2

ηWT4,φ

3

ηNBS4

Licensed RB vs time slots

0.05 0.1 0.15 0.2 0.25 0.3 0.350

10

20

30

40

50

60

ρ4

α 4

αmin4

αmax4

αWT4,φ

1

αWT4,φ

2

αWT4,φ

3

αNBS4

More licensed RBs (α), and higher EE for each SBS (η).

50 / 53

Conclusions

Improving the EE of a SBS when the licensed RBs are notenough.Achieving EE balance and fairness among different SBS.

51 / 53

Outline

1 Background and Challenges

2 Traffic Offloading or Resource Sharing?

3 Mobile Data Offloading

4 Energy Efficiency Optimization

5 Summary

52 / 53

Summary

1 Performance comparison for traditional traffic offloading andresource sharing.

Improve LTE performance, degrade WiFi performance.2 Subversively, consider traffic offloading and resource sharing.

Win-win strategy.3 Improve EE in LAA systems.

53 / 53