Mark S Davis Financial Disclosure Report for 2010

8/3/2019 Mark S Davis Financial Disclosure Report for 2010

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Ao ioRevi i/20H FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, middle init ial)D av is , Mar k S .

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e active or senior status;magistrate judges indicate full- or part-t ime)United States Distr ict Judge

7. Chambers or Office A d d r e s sUnited States Distr ict CourtWalte r E . Hof fman Uni ted S ta te s Cour thouse600 Granby Street, Suite 329Nor fo lk , VA 23510

2. Court or Organizat ionU .S . Di s t r i c t C o u r t , Ea s t e r n D i s t r ic t o f V i r g in i a

5a. Repor t Type (check app ropr ia te type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basi s of the informat ion c o n t a i n e d i n t h i s R e p o r t a n d an ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ewith app l icable laws and regulat ions.

3. Date of Repor t07/27/201 I

6 . Repor t ing Per iod01/01/2010

to12/31/2010

R e v i e w i n g O f f i c e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NON E box for each part wh ere you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-I3 of filing instructions.)D N O N E (No reportable positions.)

3.

4.5.

POSITIONVisi to r

N A M E O F O R G A N I Z A T IO N / E N T I T YRe g e n t U n ive r s i ty S c h o o l o f La w B o a r d o f V i s i t o r s , a n a dv i s o r y b o a r d to th e l a ws c h o o l wi th no p o l i c y - ma king a u th o r i ty

I I . A G R E E M E N T S . ( R e p o r t l . g individual only; seepp. 14-16 of fillng instructions.)~ NONE(No reportable agreements.)D A T E PARTIES AND TERMS

I . 2003 Virg inia Re t i rcmcnt Sys tem ( re f lec ts cont inued as se ts in VRS f rom serv ice as Virg inia judge f rom 2003-2008)2.3.


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

Name of Person Reportin gDavis, Mark S.

Date of Report07/27/201 I

I II . N O N - IN V E S T M E N T I N C O M E . (RepoSin g ind iv ldua l andspouse ; seepp . 17 -24 of filing instructions.)A. Filers Non-Investment Income

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

2.

3.

4.

INCOME(your s , no t spouse s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f you were m arried during any p ortion of the reporting year , comp lete this section.(Dollar a mount not required except for honoraria.)

D N O N E (No reportable non-investment income.)DATE

I. 20102.3.

4.

SOURCE AND TYPEBB&T Bank - sa la ry

I V . R E I M B U R S E M E N T S -,ra.$portatlon, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

I.

2.3.4.5.

PURPOSE ITEM S PAID OR PROV IDED


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N a m e o f P e r s o n R e p o r ti n gDavis , Mark S .

Date of Report07/27/2011

St. ~J l r I ~o (Includes those to spouse a nd dependent children; see pp. 28-31 ofjqling instructions.)N O N E (No repo rtable gifts.)

SOURCE DESCRIPTION!.

2.

3.

4.5.

VALUE

V I . L I A B I L I T I E S . a n a u d e s t h o s e o /s p o u s e and d ependen t chi ldren ; see pp. 32-33 o f f i l ing ins truc t ions)[~] N O N E ( N o reportab le l iabil ities.)

CREDITOR DESCRIPTIONI.

2.

3.

4.

5.

VALUE CO DE


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N a m e o f P e r s o n R e p o r t in gDavis , Mark S .

D a t e o f R e p o r t07/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G ro ss v a lu e a t e n d T ra n sa c tio n s d u r in g rep o rtin g p e rio d( in c lu d in g tru st a s se ts ) re p o rtin g p e r io d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., D a t e V a l u e G a i n Identity of

exempt from prior disclosure Code l div. , ren t , C o d e 2 M e t h o d buy , se l l , m m / d d / y y C o d e 2 Code I buyer /se l le r( A - H ) or in t . ) (J-P) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) (if private

( Q - W ) transac t ion)

1 . Nationw ide Life Insur ance W hole Life None KPolicy2. Lincoln National Annuity A Dividend J

T

T3. IRA # I C Dividend M T

4. - U B S Pa c e Mo ne y Ma r ke t I nve s tme n t Fu ndClass P5. - P I M C O T o t a l R e t u r n F u n d C l a ss A ( S e e

Part VIII)6. - I vy A s s e t S t r a t e g y Fu nd C la s s A

7. - Blackrock Inflation Protected Bond A

9.

10 .

- Delaware Dive rs i f ied Incom e Fund C la ssA- FT Temp leton Global Bond A- FT-Franklin US Govt Sec A

II.

1 2 .1 3 .

1 4 .

- PIMCO Investm ent Gr ade Corporate BondFund Class A- JP M organ Highbridge Stat Market NeutralFund A- Rydex/SGl Managed Futures StrategyFund A- B la c kr o c k G lo b a l A l lo c a t io n Fu nd I nc . A

1 5 . - Oakmark Equity & Income Fund Class I1 6 . Towne B ank Account (X )1 7 . M etlife W hole Life Policy (X )

I n t e r e s t KNone K

TT

I. Income Gain Codes: A = $1,000 or less B = $1,001 - $ 2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See C o lu m ns BI and D 4) F = $50,001 - $100,000 G = $100,001 - $1.000.000 H I =$ 1, 00 0,0 01 - $ 5, 00 0,0 00 H 2 =M o re t ha n $5 ,0 00 ,0 002. V a lue Codes J = $15,000 or less K = $15,001 - $ 50,000 L = $50,001 - $ 100,000 M =$ 100,001 - $250,000

(See Co lum ns (1 and D 3) N = $250,001 - $500,000 O = $500,001 - $1,000,000 P I ~$1,000,00I - $ 5 ,000,000 P2 =$5,000,001 - $25,000,000P3 - $25.000.001 - $50,000.000 P4 = M ore than $50,000.0003. Value Method (odes Q =Appraisal R ~Cost (Real Estale Only) S = Assessmen t T = Cash Marke t(Sec Co tu mn C2) U = Bo o k Va lu e V -Ot her W ~Estimatcd

E =$15,O01 . $ 50,000


5/16



Date of Repor t07/27/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o , . e , v o l u e , tra.sactlons (Includes those of spouse a.d dependent children; see pp. 34-60 of filing instr.ctlons.)D NONE (N o reportable income, assets, or transactions.)A. B. C.

D e s c r i p ti o n o f A s s e ts Income during G r o s s v a l u e a t e n d(including trust assets) r e p o r t i n g p e r i o d o f r e p o rt i n g p e r i o d(l) (2) (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Valuee x e m p t f r o m p r i o r d is c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3

( Q - W )1 8 . R oth I R A A Dividend J T1 9 . - Amer ican Funds New Pe rspect ive Fund-A

20 . BB&T Bank Acccount ( X) A lnt. /Div. L T21 . B B & T ( C D ) ( X ) A Interest K T22 . BB&T (CD ) (X) A Interest J T23 . BB&T (CD ) (X) A Interest K T24 . BB& T (C D) (X ) A Interest K T25 . BB&T (CD ) (X) A Interest K T26 . BB& T (C D) (X ) A Interest K T

27 . BB& T (C D) (X ) A Interest K T28. BB& T (C D) (X ) A Interest J T29 . Fidelity Magellan IRA (X) D Interest L T30 . Vangua rd Windsor I I Fund Inv ( X) B Dividend K T31 . Vangua rd Pr ime Money M arke t Fund ( X) A Dividend J T32 . B B & T 4 0 1 ( k ) ( X ) F Int . /Div. O T33 . - BB& T I y e a r BI C

Transactions during reporting period(0 (2) (3)T y p e ( e . g . , D a t e Valueb u y, s e l l , m m / d d / y y C o d e 2

r e d e m p t i o n ) (J-P)

(4 ) (5)G a i n Identity ofC o d e 1 buyer/seller( A - H ) (if privatetransaction)

34 . - BB&TS e lec t Equ i ty Fd CI I

I. Income Gain Codes: A =$1,000 or less B =$1,001 . $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns BI and D-l) F =$50.001 - $100,000 G =$100,001 - $1,000,000 H1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,01)0 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100,001 - $250,000(See Co lu nms CI and D 3) N =$250.001 - $500,000 O =$ 50 0,0 01 - $ 1,0 00 .0 00 P I = $1 ,0 00 .0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 = M ore than $50,000,0003. Value Method {odes Q =Appraisal R ~Cosl (Real Estate Only) S =Asscssracnt q- Cas h Mar ket(See Co lum n C2) U = Boo k V alue V O t h e r W =Eslimatcd

E =$15,001 - $50,000


6/16



Date of Report07/27/201 l

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D .Descrip tion of Assets Incom e during Gross value at end Transactions during report ing period(including trust assets) reporting period of report ing period

(l) (2) (1) (2) (l ) (2) (3) (4) (5 )Place "(X)" after each asset Amount Type (e.g., V al ue Va l u e Type (e.g ., Date Va l u e Gain Identi ty ofexempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell , mm/dd/yy Code 2 Code 1 buyer/sel ler(A-H) o r i n t . ) (J-P) Code 3 redem ption) (J-P) (A-H) ( i f p r i v a t e

( Q -W ) t r a n s a c t i o n )

35. - Vanguardlnst i tu tional Index36. - B B & TM i d- Cap V alu e37 . - B B & TM i d Cap G row t h38. - BB& Tlnt I Equi ty

139. - BB&TSpecial Opps Equity40 . - BB& TComm on Stock Fund41 . BB&TNon-Qualif ied Plan (X)42 . ColonialREMIC, LLC, an indirectsubs id iary of BB&T Corp (X)43. W a lm a rt st oc k ( X)44 . BankofArner ica s tock (X)45. B B& T st ock (X )46 . BI3&T Stock Options (X)

A DividendA DividendA Dividend

A DividendC Dividend

None

LJ

KM

J

TT

TT

T

Sold 12/29/10 J

Sold 12/30/10 K(part)

I. I n c o m e G a i n Codes:(See Col umns B I and D4)

2.Value Codes(See Col umns CI and 03 )

3.Value Method Codes(Sce Column C21

A =$1,000 or lessF =$50.001 - $ 100,000J ~$15.000 or lessN ~ $250 .001 - $500 ,000P3 =$25,000.001 . $50.000.000Q =AppraisalU = Bo o k Va lu e

B =$1,001 - $ 2 . 5 0 0G =$100.001 - $1.000.000K = $15,001 - $50.00(IO =$500.001 - $ 1.000,000R ~(?osl (Real Estate Only)V O t h e r

C = $ 2, 501- $ 5 , 000HI =$1.000,001 - $5.000,000L =$50.001- $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000.000S -Asscssn~entW~Est ima lcd

D =$5,001- $15,000H2 =More than$5,000.000M= $ 100. 001- $ 250, 000P2 =$5.000,001 - $25,000,000T = Cash Markc t

E =$15,001-$50,000


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N a m e o f P e r s o n R e p o r t in gDavi s , Mark S .

Date of Repor t07/27/201 l

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicatepart of report.)V l l . I nve s tme n t s a nd Tr u s t s .#5 - P I MC O to t a l Re tu r n Fu n d C la s s A wa s r e p o r t e d a s "S o ld " o n th e 2 0 0 9 F ina nc ia l Di s c lo s u r e Re p o r t . H o we ve r , t h i s f u nd wa s o n ly p a r t i a l ly s o ld in 2 0 0 9 s o itappears on this report .#1 8 - Ro th I RA A m e r i c a n Fu nds wa s ina dve r t e n t ly o mi t t e d f r o m th e 2 0 0 9 F ina nc ia l Di s c lo s u r e Re p o r t . Th e va lu e c o de s f p r 2 0 0 9 we r e th e s a m e a s f o r th i sreport ing period .# 4 6 - T hese a re s t ock op t i on s t ha t hav e n o t been ex erc i sed .


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FINANCIAL DISCLOSURE REPORTPage 8 of 8Name of Person Reporting

D a v i s , M a rk S .D a t e o f Re p o r t

07/27/2011

IX. CERTIFICATION.I cer t ify that al l inform at ion given above ( inc ludin g inform at ion per tain ing to my spouse and m inor or dependent ch i ldren , if any) isaccurate, true, and c om plete to the best of m y know ledge and bel ief , and that any in formation n ot reported was w ithheld because it m et appl icable st

provis ions perm itt ing non-disclosure .1 f u r t h e r c e r t if y t h a t e a rn e d i n c o m e f ro m o u t s i d e e m p l o ym e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the provi s ions o f 5 U.S .C . app. 501 e t . seq . , 5 U.S .C . 7353, and Jud ic ia l Conference regu la t ions .

Signatur e: S/M ark S. Davis

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A L LS T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C om m i t t ee on F inanc ia l D i s c lo s u r eA dm in i st ra t iv e Of f i c e o f th e U ni t ed S ta t e s C our t sSui te 2 -301One C o lum b us C i r cl e , N . E .W as h ing ton , D . C . 2054 4


9/16

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, middle init ial)Davis , Mark S .

4. Title (Article !11 judges indicate a c t i v e o r s e n i o r status;magistrate judges indicate full- or part-t ime)United States Distr ict Judge

7. Chambers or Office A d d r e s sUnited Sta tes Distr ic t Cour tW a l t e r E . Hof f ma n U n i t e d S ta t e s C ou r thou s e600 Granby Street , Suite 329No rfo l k , VA 235 10

2. Court or Organ izat ionU.S. Distr ic t Cour t , Eastern Distr ic t of Virginia

5a. Report Type (check appropriate type)] Nomination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the information contained in this Report and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions .

Reviewing Off icer Date

3. Date of Report05/13/201 I

6. Report ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : Th e ins truct ions accompanying this form must be fol lowed. Complete al l par ts ,checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I . P O S I T I O N S . t n e ~ , o n l n g individual only; seepp. 9-13 of filing instructions.)[~ N O N E (No reportable positions.)

I. Visitor

3.4.5.

POSITION NAME OF ORGANIZATION/ENTITYRegent U nive rs ity Schoo l o f Law B oard o f V is i to rs , an adv is ory boa rd to the laws choo l wi th no po l icy -mak ing au thor i ty

I I . A G R E E M E N T S . ~ n e ~ , o a ln g i n d lv U n a l o o l y ; s e , p ~ , . 1 4 - 1 6 of filing instructions.)D (No reportable agreements.)ONE

D A T E PARTIES AND TERMSI. 2003 Virg in ia Re t i rement Sys tem ( re f le c ts con t inued a s s e ts in VR S f rom s e rv ice a s Virg in ia judge f rom 2003-2008)2.3.


10/16

FINANCIAL DISCLOSURE REPORTPage 2 o f 8

N a m e o f P e r so n R e p o r t in gDavis , Mark S.


I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income

~ (No reportable non-investment income.)O N F ~D A T E S O U R C E A N D T Y P E

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during anyportlon of the reporting year, complete this section.(Dollar amount not required exceptJor honora ria.)

[~ N O N E (No reportable non-investment income.)DATE

1 .20102.3.

4.

SOURCE AND TYPEBB& T Bank - s a la ry

I V . R E IM B U R S E M E N T S -transportation, Iodglng, food, entertainment.(Includes those to spouse and dependen t children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

P U R P O S E ITEMS PAID OR PROVIDED


11/16

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

N a m e o f P e r s o n R e p o r t i n gDav is , Mark S .

Date of Report0.5/I 3/2011

V . G I F T S . a ~ c l u d e s t h o s e t o s p o u s e o ~ d d e p e ~ a e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCEI.

2.3.

4.5.

DESCRIPTION VALUE

V I . L I A B I L I T IE S . a n e l u d e s th o s e o l w o u s e and depend ent children; see pp. 32-33 o f fil ing instructions.)N O N E (No rep ortable liabilities.)

CREDITOR DESCRIPTIONi.

2.3.4.5.

VALUE CODE


12/16




V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , ,,al.e, transactions (Includes those of spouse and dependent ch ildren; seepp. 34-60 of fillng instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C. D.Descrip tion of A ssets Incom e during Gro ss value at end T ransactions during rep orting perio d(including Im st assets) repo rting p eriod of reporting period

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )P l a c e "(X)" after each asset Amount Type (e .g , Va lu e V alu e Type (e.g., D a t e Val ue Gain Identi ty of

exempt from prior disclosure Code 1 div., rent, Co de 2 Method buy, sell, ram /dd/yy Co de 2 C o d e 1 buyer/seller(A-H) o r i n t . ) (J-P) Co de 3 redem ption) ( J - P ) (A-H) (if private( Q - W ) t r a n s a c t i o n )

1. Nationwide Life Insur ance W hole Life None K TPolicy2. Lincoln National Annuity A Dividend J T3. I R A # 1 C Dividend M T4. - UBS Pace Money Marke t Inve s tment Fund

Class P5. - PIMCO Total Retur n Fun d Class A (See

Part V III)6. - Ivy Asset Strategy Fund Class A

7. - B lackrock In f l a t ion Pro tec ted Bon d A

9.I0 .

- Delaware D ivers i f ied I n c o m e F u n d C l a ssA- FT Temple ton G loba l Bon d A

- FT-Franklin US Govt Sec A

II.

1 2 .1 3 .1 4 .

- PIMCO Investment Grade Corporate BondFund Class A- J P M o rgan H i ghbr i d ge S t a t M arke t Neu t ra lFu nd A- Rydex/SGl Man aged Futures StrategyFund A- Blackrock G lobal Allocation Fun d Inc. A

1 5 . - Oakmark Equity & Incom e Fund Class I

1 6 . Towne Bank Account

1 7 . Metl ife W hole Life Pol icyA I n t e r e s t K

None KTT

I . Income G a i n C o d e s : A =$1,000 o r less B = $1 .001 - $2,500 C =$2,501 - $5,000(S ee Co lu nm s B 1 an d D 4) F =$ 50,001 - $ 100,000 G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000

2. Value Co des J - $15,000 o r less K -$15.001 - $50,000 L =$50,001 - $ 100,000(See Columns C I and D3) N =$250,001 - $500,000 O = $50(I.001 - $1 ,000,000 PI =$1 ,000,001 - $5,000,000

I)3 : $25,000,001 - $50,000,000 P4 =M o re than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Eslate Only) S =A ssessmen t(Scc ( olunln ( 2 ) U = [ l l~ ) k V ~ t h ~ e V --Other W =Estimated

D =$5,001 - $15,000H2 =M ore than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash Mar ke t

E =$15,001 - $50,000


13/16


N a m e o f P e r s o n R e p o r t in gDav is , Mark S .

Date of Report05/I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o ,. e , v a t a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

1 8 .

1 9 .

20 .21 .22 .23 .24 .25 .26 .

27 .28 .29 .30 .31 .32 .33 .34 .

A. B. C. D.Description of Assets Income during Gross value at end Transactions during report ing period(including trust assets) report ing period of report ing period

(1 ) (2) (1) (2) (1 ) (2) (3) (4)Place "(X)" after each asset A mo unt T yp e (e.g., Value Value Type (e.g. , D a t e Value Gainexempt from p rior disclosure C ode I div., ren t, Co de 2 Method buy, sell, m m/dd/yy Code 2 Code 1

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H )(Q-W)

Roth IRA

Amer ican Funds New Per spec t ive Fund-A

BB& T Ba nk Accco un t ( X )B B & T ( C O ) (X )B B & T ( C O ) (X )~ B & T ( C O ) (X )B ~ & T ( C O ) (X )B B & T ( C D ) ( X )

B B & T ( C D ) ( X )

B B & T ( C D ) ( X )B B & T ( C D ) ( X )

Fidel ity Mage llan IRA (X)

V angu ar d W ind s o r I I Fu nd Inv (X )

Vanguard Pr ime Money Ma rke t Fund (X)

BB& T 401 (k) (X) BB& T 1 year BIC

A Dividend J

A Int./Div. LA Interest KA I n t e r e s t JA Interest KA Interest KA I n t e r e s t KA I n t e r e s t K

A I n t e r e s t KA I n t e r e s t JD Interest LB Dividend KA Dividend JF Int./Div. O

T

T

T

T

T

T

T

T

T

T

T

T

T

Identity ofbuyer/ se l le r(if private

t r a n s a c t i o n )

- BB& T Select Equity Fd CI I

I. Income Gain Codes:(See Colu mns B I and D4)

2.Value Codes(See Colu mns CI and D3)

3. Value Method Codes{See Column C2)

A =$ 1,000 or lessF :$50.001 - $ 100.000J =$15,000 or lessN ~$250.001 - $500,000P3 =$25,000.001 - $50.000.000Q =A p p ra i salU =B ook Valu e

B=$1,00l - $2,500G =$ 100,001 - $ 1,000,000K =$15.01) I - $50,000O = $ 5 0 0 . 0 0 1 - $ 1,000,000R =C ost (Rea l Esla te On ly)V : Oth er

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $ 100,000P I =$ 1,000,001 - $5,000,000P4 = More than $50,000,000S =AsscssraentW =Estimated

D =$5,001- $15,000H2 =Mo re than $5,000,000M=$100,001 -$250,000P2=$5,000,001- $25,000,000T=Cash M arket

E =$15.001 - $50,000


14/16



Date of Report05/I 3/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , ,o l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NO!qE (No repo rtable income, assets, or transactions.)A. B. C.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( in c lu d ing tru s t a sse ts ) re p o rtin g p e r io d o f r e p o r t i n g p e r i o d

(1 ) (2) (l) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value

exempt from prior disclosure Code l div . , ren t , C o d e 2 M e t h o d(A-H) o r in t.) ( J -P ) C o d e 3( Q - W )

3 5. - Van guard lns t i tu t iona l Index

3 6. - B B & TM i d-Ca p V a lu e

37. - BB&TMid Ca p Gro wt h

3 8 . - B B & T ln t I E qu it y

39. - BB& TSpec ia l Opps Equ i ty

40 . - B B & T Com m on S to ck Fu nd

41 . BB& T Non-Qual i f ied Plan(X)42 . ColonialREMIC, LLC, an in directsubs id iary o f BB& T Corp (X)43 . W a lm a rts to ck ( X)

44 . BankofArner ica s t o c k (X )4 5. B B& T sto ck (X )46 . B B & T S t o c k O p t i o n s ( X )

A Dividend

A Dividend

A Dividend

A DividendC Dividend

None

LJ

KM

J

TT

TT

T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3)

Type (e.g. , Date Val uebuy, sell , m m/d d/yy C od e 2redemption) (J-P)

S o ld 12/29/10 J

S o ld 12/30/10 K(par t)

( 4 ) ( 5 )Gain Identi ty of

Code 1 buyer/seller(A-H) (if private

transaction)

I. Income Gain Codes:(S ee Col umns BI and D4)

2. Value Codes(S ee Col umns CI and D 3 1

3.Value Method Codes(See Colunm C21

A =$1,000 or lessF =$50,001 - $1 00.000J =$15.000 or lessN = $ 2 5 0 , 0 0 1 - $ 5 0 0 . 0 t P dP 3 = $ 2 5 , 0 0 0 , 0 01 . $50.000.000Q =AppraisalU ~Bo o k V a lue

B=$1.001 - $2,500G =$ 100.001 - $1,000,000K = $15,001 - $50,000O =$500,001 - $ 1,000,000R ~Cosl (Real Estate Only)V ~ Other

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50.001 - $ 100,000P I =$1,000,001 - $5,000,000P4 = More than $50,000.000S =Assessmen tW =Estimated

D =$ 5,001 - $15,000H2 =Mo re than $ .5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash Mar ke t

E -$ 1 5 , 0 0 1 - $ 5 0 , 0 ( 1 0


15/16


N a m e o f P e r s o n R e p o r t i n gDavis , Mark S .

Date of Report05/I 3/201 I

VIII . ADDITIONAL INFORMA TION OR EXPLANA TIONS. (lndicatepart of report.)VII. Investments and Trusts .#5 - PIM CO to ta l Re tu rn Fund Clas s A was repor ted a s "So ld" on the 2009 Financia l D is c losu re Repo r t . However , th is fund w as on ly pa r t ia lly s o ld in 2009 s o i tappears on this report .#18 - Ro th IRA A mer ican Funds w as inadve r ten t ly omi t ted f rom the 2009 Financia l D is c los u re Repor t . The va lue codes fp r 2009 were the s ame a s fo r th isreporting period.#46 - Thes e a re s tock o p t ions tha t have no t been exe rc is ed .


16/16


Name of Person Report ingD a v i s , M a r k S .


IX. CERTIFICATION.I cer t i fy that a l l i n fo rmat ion g iven above ( inc lud ing in fo rmat ion per t a in ing to my spouse and minor o r dependen t ch i ld ren , i f any) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y kn o w l e d g e a n d b e l i e f , a n d t h a t a n y i n fo r m a t i o n n o t r e p o r t e d wa s wi t h h e ld b e c a u s e i t m e t a p p l i c a b l e s ta t u t o ry

p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .! f u r t h e r c e rt i fy th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a ve b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th th e p r o v i s i o n s o f 5 U .S .C . a p p . 5 0 1 e t . s e q . , 5 U .S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

S i g n a t u r e : S/Mark S. Davis

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Mark S Davis Financial Disclosure Report for 2010