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Hosted by: financialinformationsummit.com/na/static/brochure May 18, New York Marriott Marquis Hotel Bringing together market and reference data decision makers to discuss critical IT challenges, identify profitable strategies and explore innovative solutions to address current business needs @WatersTech #NAFIS FREE attendance for qualified end users Panel sponsors: Hosted by: Keynote speaker: Peter Serenita, Group Chief Data Officer, HSBC David Gleason, Firmwide Head of Data Strategy & Governance, Chief Data Officer, JP MORGAN CHASE Cornelius E. Crowley, Deputy Director – CDO, US DEPARTMENT OF THE TREASURY Ursula Cottone, Chief Data Officer, CITIZENS BANK Joan Dal Bianco, SVP, Head U.S. Office of the Chief Data Officer (OCDO), TD BANK Kevin Hopkins, Vendor Manager, Market Data Commercial Manager, BARCLAYS Kenneth Lamar, Senior Vice President, FEDERAL RESERVE BANK OF NEW YORK Matthew Lewisman, Managing Director, Chief Data Office, CREDIT SUISSE Brian Buzzelli, SVP, Head of Data Governance, ACADIAN ASSET MANAGEMENT Thales Spellacy, Chief Architect, Business Alignment and Strategic Planning, CITI Speakers include: Lead sponsor: Co-sponsors: Market Data Reference Data Regulation and Compliance Data Quality and Governance Contract Management Technology Infrastructure

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Page 1: May 18, New York Marriott Marquis Hotel - OTCFin€¦ · May 18, New York Marriott Marquis Hotel ... Kevin Hopkins, Director- Market Data Commercial Management, ... John Bottega,

Hosted by:

financialinformationsummit.com/na/static/brochure

May 18, New York Marriott Marquis Hotel

Bringing together market and reference data decision makers to discuss critical IT challenges, identify profitable strategies and explore innovative solutions to address current business needs

@WatersTech #NAFIS

FREE attendance for qualified end users

Panel sponsors:

Hosted by:

Keynote speaker: Peter Serenita, Group Chief Data Officer, HSBC

David Gleason, Firmwide Head of Data Strategy & Governance, Chief Data Officer, JP MORGAN CHASE

Cornelius E. Crowley, Deputy Director – CDO, US DEPARTMENT OF THE TREASURY

Ursula Cottone, Chief Data Officer, CITIZENS BANK

Joan Dal Bianco, SVP, Head U.S. Office of the Chief Data Officer (OCDO), TD BANK

Kevin Hopkins, Vendor Manager, Market Data Commercial Manager, BARCLAYS

Kenneth Lamar, Senior Vice President, FEDERAL RESERVE BANK OF NEW YORK

Matthew Lewisman, Managing Director, Chief Data Office, CREDIT SUISSE

Brian Buzzelli, SVP, Head of Data Governance, ACADIAN ASSET MANAGEMENT

Thales Spellacy, Chief Architect, Business Alignment and Strategic Planning, CITI

Speakers include:

Lead sponsor:

Co-sponsors:

• Market Data• Reference Data

• Regulation and Compliance• Data Quality and Governance

• Contract Management• Technology Infrastructure

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May 18, New York

Hosted by:

financialinformationsummit.com/na/static/brochure

Welcome

Dear Colleague,

On behalf of Inside Market Data and Inside Reference Data, we are honored to welcome you to the 14th annual North American Financial Information Summit, taking place on May 18 at the Marriott Marquis hotel in New York.

Welcoming more Chief Data Officers than ever before, this year’s summit is designed specifically for market data, reference data and technology executives to confront the most complex regulatory, technology and data related challenges.

While the cost of data storage has decreased, the amount of data that needs to be managed has increased in line with a wave of new regulation and the emergence of new roles. With data being firmly recognized as a valuable asset within the business, keeping up with trends and the development and execution of an effective data strategy is crucial to the success and growth of financial firms. Inside Market Data and Inside Reference Data are delighted to host this established summit that will enable data executives and decision-makers to stay one step ahead of the pack.

Key highlights of the 2016 agenda include:

• A keynote presentation from Peter Serenita, Global Chief Data Officer, HSBC

• An exclusive end user Chief Data Officer panel featuring representatives from EDM COUNCIL, JP MORGAN, US DEPARTMENT OF THE TREASURY, CITIZENS BANK, TD BANK and CREDIT SUISSE

• Panel discussions featuring senior thought leaders in the market data space on issues including: managing vendor contracts and licensing agreements, using market data to increase returns, women in data management, utilizing analytics, KYC and client on boarding, and measuring the costs of market data mobile and cloud solutions

• Practical guidance on how to implement a successful data governance strategy, improve your data quality, stay ahead of the regulatory burden, and consider the use of utilities for reference data

• Afternoon champagne roundtables, creating an informal environment to discuss and share ideas followed by a new ‘harvest’ session whereby the hosts share their tables 3 key outcomes with the rest of the conference

• New technology to allow you to submit your questions and participate in live polls during the panel discussions

• Six unrivalled opportunities to network with 350+ industry peers throughout the day, ending with a drinks reception open to all attendees

The 2016 agenda will provide you with the opportunity to learn new techniques to gain business benefits from your market and reference data investments, to turn the global regulatory burden into opportunity, and to create innovative data strategies to respond to rapid economic and regulatory changes. Can you afford to miss out?

We look forward to welcoming you personally to the conference on May 18.

With warm regards,

Who should attend the 2016 North American Financial Information Summit?

This event will be of value to all those working in market data, reference data and enterprise data management in financial institutions. It is of particular relevance to those executives with the following job titles:

• Chief Innovation Officer• Chief Digital Officer• Chief Data Officer • Chief Compliance Officer• Chief Information Officer • Chief Operating Officer • Chief Technology Officer • Global, Regional, Country Heads, Directors and

Senior Management with responsibility for:

What is in it for you?

• Discover the implications of new regulation on market data, reference data and operational needs

• Hear leading data experts and decision makers discuss best practices to drive costs down while extracting value from your data strategies

• Participate in live polls and champagne roundtables to delve deeper into key topics including market data costs, technology infrastructure, women in data management, contract management and analytics

• Learn about the role of reference data management in the new regulatory environment, how to profit from a successful data governance strategy and benefit from reference data utilities and managed services

• Discover how the data management industry is changing, how new roles are emerging and the implications of the evolving landscape

• Meet with your peers and network with key industry leaders to discuss the challenges and solutions for the year ahead

• Market Data Services • Data Administration • Market Data Commercial • Reference Data Strategy • Reference Data Quality

& Operations • Client Data Services • Data Architecture • Enterprise Data Management • Data Outsourcing • Algorithmic Trading• Information Systems• IT Strategy & Trading

Technology

• Electronic Trading & Execution• Market Data Operations• Data Desktops and Infrastructure• Market Data Analysts• Risk Management• Operational Risk• Data Analytics• IT Infrastructure• Cloud Computing • Vendor Management• Market Data Management• Know Your Client and Client

Onboarding • Regulatory Reporting

Max Bowie, Editor, Inside Market Data

Michael Shashoua, Editor, Inside Reference Dataa

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8.30 Registration and breakfast8.50 Welcome remarks: Max Bowie, Editor, INSIDE MARKET DATA.

What are your biggest data management challenges?• Managing budgets• Regulatory issues• Data quality• Data governance • Cyber security• OtherInteractive Audience Poll via Sli.do - vote live to generate real time content #NAFIS

9.00 Keynote Presentation: Peter Serenita, Group Chief Data Officer, HSBC9.25 Inside Market Data Stream Inside Reference Data Stream9.30 Opening remarks: To be confirmed Opening remarks: Chris Johnson, Senior Product Manager, Market Data, HSBC

SECURITIES SERVICES9.35 Panel: The 2016 outlook for market data

• Evolving skill sets: addressing the myriad of skills that are now required to prevail as a market data professional – what skill sets are really needed?

• Where does the market data professional sit within the business and who should they report into? Will their direct line of report be the CDO in the future?

• Assessing how the internal structure of various sized firms differ and establishing whether there are any best practises that can be learnt from each other

• Exploring the main regulatory challenges that are facing the industry and the best way of overcoming them

• Examining the ways in which the current economic environment is affecting data budgets and stimulating demand for market data?

Moderator: Edmund Flynn, Vice President, Global Market Data Sourcing, MORGAN STANLEY Mark W Januszka, Regional Head, Americas, Global Data Services, HSBC SECURITIES Jenny Tsouvalis, Senior Vice President & Chief Operations Officer, OMERS Senior Representative, THOMSON REUTERS

Panel: The 2016 outlook for reference data • Leveraging regulatory initiatives to ensure consistency and transparency across

your firm – how is the current regulatory landscape shaping your data strategy and how are you assessing your data needs? How can we harmonize the effort?

• Examining the implications of MiFID II on the US financial market and the requirements needed to ensure that you are fully prepared for the looming deadline

• Are BCBS 239, CCAR and Basel III the primary drivers for expediting your data management activities and are there other key regulations that are impacting your data management program?

• Taking a firmwide view for regulatory change management with the aim to align operational, IT and business functions to safeguard the long term success of your business

• Determining where the reference data disconnect lies and establishing best practices to alleviate the issue

Moderator: Karla Mckenna, Director, CITI and Head of Standard, GLEIF Chris Vickery, Managing Director, Chief Operations Officer, NOMURA Lance Risi, Director, Cross Reference Services, S&P GLOBAL MARKET INTELLIGENCE

10.20 Available for sponsorship If you are interested in sponsoring this session please contact [email protected]

Available for sponsorshipIf you are interested in sponsoring this session please contact [email protected]

10.40 Morning Break and Opportunity to Network11.05 Panel: Effective vendor management - turning vendors into business

partners in order to achieve mutual gain• Addressing the value of making your vendor a trusted partner rather

than just a supplier of market data• As vendors implement stricter licensing and contract management practices,

why are vendor relationships more important than ever?• Exploring negotiation strategies for creating better terms in order to manage the

budgetary restraints • Best practices for managing your market data budgets and leveraging vendor

relationships to assist with cost management• Strategies for complying with vendor data usage policies -what impact is this

having on skills required, time and budget management?

Kevin Hopkins, Director- Market Data Commercial Management, BARCLAYS Lila Gordem, Strategy & Sourcing – Market Data, CREDIT SUISSESteve Hansen, Vice President, Market Data Sourcing, MORGAN STANLEY

Panel: Establishing a formal data governance strategy for improved accuracy, accessibility and security• Defining data governance within your business • Identifying where firms go wrong when establishing lines of communication and

sharing their data governance strategy with the business• Establishing your data governance plan and defining a policy: business case, an

IT project case, or ‘other’?• Approaches for monitoring and measuring your data governance model • With the role of the CDO seldom a board level appointment, who do you think is

ultimately accountable for data governance? What do the US regulators say? • An issue in organizations is data isolation and inconsistency. In working to make

the data coherent and consistent, will you actually get your investment back?

Moderator: John Bottega, Former CDO, BANK OF AMERICA & Senior Advisor, Chief Data Officer Forum, EDM COUNCIL Brian Buzzelli, SVP, Head of Data Governance, ACADIAN ASSET MANAGEMENTJulia Bardmesser, Head of Data Quality Management – Americas, DEUTSCHE BANKThomas Mavroudis, Global Head Data Governance, Strategy, Quality and Tooling, HSBC Paul McInnis, Head of Enterprise Data Management and Product Strategy, EAGLE INVESTMENT SYSTEMS

11.50 Panel: Making market data mobile - cloud, mobility and security • Addressing the advantages and feasibility for users to have their entire suite of

services on their mobile phones• How could the use of cloud and mobile technology impact the level of service?

For example how would it affect turnaround time to resolve a major issue?• Identifying the ways in which cloud and virtual connectivity displace the need

for expensive co-location services while maintaining data security• Outlining the key security issues surrounding mobile technology and cloud

computing – navigating the risks in order to ensure that you continue to maintain access, control and compliance

• Assessing vendor offerings for optimizing technology infrastructure and tools for managing remote connectivity

Anthony Vigilante, Managing Director, Head of Global Information Technology, MACKAY SHEILDS

Panel: Keeping up with regulatory changes, new market practices and reporting • Identifying and addressing the key challenges in transaction reporting• Taking a holistic approach to financial services regulations to achieve

better compliance• Exploring best practices for aggregating your data to ensure efficiency,

transparency and data quality • Examining the toolkits that are available from regulators and industry sources to

support aggregation techniques such as FIBO • Assessing the vendor offerings that are available to assist with regulatory

reporting and the requirements necessary to implement them efficiently• As the industry moves towards data standardization – what implications will this

have on innovation and regulatory reporting?

Moderator: Kerry Ann White, Managing Director at BRANT ROCK ADVISORY SERVICES and Former Global Director, Strategic Product Delivery and Commercialization, BNY MELLON Viktor Grinberg, Director, Compliance and Regulatory Technology, DEUTSCHE BANKKenneth Lamar, Senior Vice President, FEDERAL RESERVE BANK OF NEW YORK David M. Blaszkowsky, Senior Vice President, STATESTREET

May 18, New York

Hosted by:

Morning Program

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May 18, New York

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Hosted by:

Afternoon Program

12.35 Lunch Break and Opportunity to Network1.35 Panel: Looking beyond latency for alternative ways to achieve a competitive

edge. The smarter versus faster debate!• Are firms still concerned with ultra-low latency and if not, how do you establish

latency that’s ‘appropriate’ for your business?• Examining the strategies and best approaches for monitoring and analyzing

your speed of performance • Exploring the advantages of investing in other technology, such as smart

analytics, to enhance the efficiency of your business and provide you with a greater competitive advantage in comparison to ultra-low latency

• Assessing the latest technology offerings and future opportunities with regards to operations efficiency and speed – where should you be investing?

• Using unstructured data to get ahead and analyzing what’s new in the world of Big Data when the sources, volumes and varieties continue to increase

Jean-Pascal Chavet, CTO of Equities, DEUTSCHE BANKThales Spellacy, Chief Architect, Business Alignment and Strategic Planning, CITI Arjun Nagar, Regional Business Director, Enterprise Capabilities, THOMSON REUTERS

Panel: Progress and developments in establishing global LEI adoption• Examining the current status of the Global LEI system• So far, has the implementation of the Global LEI system helped firms to increase

transparency, reduce risk and increase operational efficiency? Are there any case studies to illustrate this?

• As LEI broadens out beyond derivatives, what changes do financial institutions need to make to accommodate LEI?

• Identifying practical processes for collecting data on direct and ultimate parents of legal entities within the Global Legal Entity Identifier System

• How can the collection of relationship and parent data help to identify your risk exposure - will regulators need to mandate this?

• How effective has the data file format been in improving the quality of the legal entity reference data associated with LEIs

• Examining the future for LEI and the requirements that are necessary for industry wide support

Moderator: Allie Harris, Data Governance and Analytics, BMORobin Doyle, Managing Director, Office of Regulatory Affairs, JP MORGANAri Marcus, Managing Director, Institutional Clients Group Operations and Technology, CITIVictor Tewari, Senior Technology Officer, BMOScott Preiss, Managing Director, Global Head, CUSIP GLOBAL SERVICES

2.20 Panel: Deploying sophisticated analytics to extract the maximum value from your market data• Best practises for analyzing large data sets and extracting the relevant

information for informed decision making• Leveraging providers of analytics tools to help you to achieve optimum

performance and a competitive advantage while cleansing and protecting data in a cost effective way

• Exploring how disruptive technology change analytics architecture and strategy and the value that it will bring to the business

• How close to real-time do analytics need to be? - is ‘right-time’ analytics enough?

• Addressing the value of the Chief Data Analytics Officer as data firmly becomes a tool for competitive advantage

• With a continued skill gap in data science, will we move into an era where outsourced analytics is common practise?

Moderator: Tarundeep Dhot, Director, Advanced Analytics, CIBC David N. Saul, Senior Vice President, Chief Scientist, STATESTREET Tassos Sarbanes, Data Architecture, CREDIT SUISSE

Panel: Utilities and managed services – finding value through greater centralization and aggregation • How are utilities and managed services changing data management in the

financial industry?• Why has the uptake of a reference data utility model been so slow? Exploring

the key concerns• Exploring the main drivers for centralization of data management within

organizations and addressing whether this should include both the data organization structure and data infrastructure delivery itself

• Do the rewards of mutualization outweigh the risks? Identifying the big wins and the stumbling blocks

• Outlining the process that is required to create a good utility?• How are data vendors responding to the emergence of utilities? • How do firms interested in utilities begin the engagement process?

Don Callahan, Global Head of Market Data Infrastructure, Global Banking and Markets IT, HSBC Sandip Sahota, Managing Director - Head of Data Management, CANADIAN PENSION PLAN INVESTMENT BOARD Eric Suss, Managing Director, MORGAN STANLEY Philippe Chambadal, CEO, SMARTSTREAM

3.05 Afternoon Break and Opportunity to Network3.30 Afternoon Keynote Presentation: Title to be confirmed

Speaker to be confirmed3.55 Exclusive end user CDO Panel: Data strategy, governance and company structure – putting data at the heart of your business

• As data continues to grow in volume, are we entering an era where it is essential to implement a Chief Data Officer? Looking to the future, will the majority of financial firms be creating a Chief Data Office?

• Strategies for creating an effective partnership between various business functions and the Chief Data Officer to drive a solid data strategy throughout the enterprise• What function does your data management sit under: technology, IT/operations or enterprise management functions?• Should all data related functions report directly to the CDO or is a matrix structure more effective? Who should the CDO be reporting into?• What technologies are you using to identify, classify and fix data quality issues? What considerations need to be made when considering the on boarding of new

technology and systems

Moderator: John Bottega, Former CDO, BANK OF AMERICA & Senior Advisor, Chief Data Officer Forum, EDM COUNCIL David Gleason, Firmwide Head of Data Strategy & Governance, CDO, JP MORGAN CHASE Cornelius E. Crowley, Deputy Director – CDO , US DEPARTMENT OF THE TREASURY Ursula Cottone, CDO, CITIZENS BANK Joan Dal Bianco, SVP, Head U.S. Office of the Chief Data Officer (OCDO), TD BANK Matthew Lewisman, Managing Director, Chief Data Office, CREDIT SUISSE

4.40 Champagne Roundtables Champagne RoundtablesRoundtable 1: Cross regulatory data content Host: Chris Johnson, Senior Product Manager, Market Data, HSBC SECURITIES SERVICES

Roundtable 4: Women in data Host: Mary Kotch, EVP GLOBAL CIO, VALIDUS HOLDINGS

Roundtable 2: Vendor management, costs and licensing Host: Edmund Flynn, Vice President, Global Market Data Sourcing, MORGAN STANLEY

Roundtable 5: LEI Host: To be announced

Roundtable 3: Data governance and quality Host: To be announced

Roundtable 6: Client data, KYC and client on boarding Host: Victor Tewari, Senior Technology Officer, BMO

Roundtable takeaways:During this session each chairperson will share 2 key outcomes following their roundtable discussion with the rest of the room

5.30 Cocktail Reception

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May 18, New York

Hosted by:

financialinformationsummit.com/na/static/brochure

Panel sponsors:

Co-sponsors:

Eagle is committed to helping financial institutions worldwide grow assets efficiently with its award-winning portfolio management suite of enterprise data management, investment accounting and performance measurement solutions that are delivered over its secure private cloud, Eagle ACCESSSM. Eagle deploys trusted solutions and services that create operational efficiencies and help reduce complexity and risk. Eagle Investment Systems LLC is a subsidiary of BNY Mellon. Additional information is available at www.eagleinvsys.com or follow us on Twitter @eagleinvsys. eagleinvsys.com

SmartStream provides Transaction Lifecycle Management (TLM®) solutions and Managed Services to dramaticallytransform the middle and back-office operations for financial institutions.Over 1,500 clients, including more than 70 of the World’s top 100 banks, rely on SmartStream’s solutions.SmartStream delivers greater efficiency, automation and control to critical post trade operations including: Reference Data Operations, Trade Process Management, Confirmations and ReconciliationManagement, Corporate Actions Processing, Fees and Invoice Management, Collateral Management, Cash & Liquidity Management and Compliance Solutions. Used independently or as a suite of solutions and services, clients’ gain a lower cost-per-transaction while reducing operational risk, aiding compliance while improving customer service levels. smartstream-stp.com

Tullett Prebon Information is a leading provider of independent real-time price information from the global OTC financial and commodity markets. Tullett Prebon Information’s data is relied upon by customers in over 40 countries. Our independent pricing is unbiased, non-position influenced and backed up by an unrivalled track record in innovation.Tullett Prebon Information delivers the highest-quality independent price data using state of the art technologies and data publication standards covering major markets including Rates, Fixed Income, FX and Money, Volatility, Energy, Inflation, Credit and Equities.. For more information about our services visit www.tpinformation.com or contact [email protected]. tpinformation.com

S&P Global Market Intelligence, formerly Capital IQ and SNL Financial, is a division of McGraw Hill Financial (NYSE:MHFI) is a leading provider of financial and industry data, research, news and analytics to investment professionals, government agencies, corporations, and universities worldwide. S&P Global Market Intelligence integrates news, comprehensive market and sector-specific data and analytics into a variety of tools to help track performance, generate alpha, identify investment ideas, understand competitive and industry dynamics, perform valuation and assess credit risk. For more information visit spglobal.com/marketintelligence

Thomson Reuters connects and powers the global financial community through our open and trusted news, data, analytics and insight, tools and applications, trading capabilities, and infrastructure and services – enabling discovery, liquidity and compliance. We help our customers uncover critical insights and market opportunities and connect to the largest network of financial professionals – enabling better decisions and more confident actions. We create efficiencies that drive profits with scalable infrastructure and services that enable faster and smarter performance. Our trading applications and venues provide access to liquidity that connects customers and markets. Through our award-winning Pricing and Reference Data services, we provide market leading end of & intra-day content including: CDS, CDO, CLO, ABS, CMBS, Fixed Income, Risk Data, Analytics and other referential content sets. thomsonreuters.com

If you would like to come on board as a sponsor for the North American Financial Information Summit 2016, please contact:t

Dan Cloghessy Tel: +1 (646) 736 1887 Email: [email protected]

Colin Minnihan Tel: +1 (646) 755 7253 Email: [email protected]

Lead sponsors

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May 18, New York

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Hosted by:

Registration

Standard price $1,649

Qualified financial end-users* Complimentary*Qualified end-users include banks, investment management firms, asset management firms, hedge funds, pension funds, and institutional investors

How to Book

Jason Cohen Tel: +1 (646) 755 7374 Email: [email protected]

Venue

New York Marriott Marquis 1535 Broadway New York 10036 USA Phone: +1 (212) 398 1900

Terms and Conditions

Warning: North American Financial Information Summit is a registered trademark, and the titles, contents and style of this brochure are the copyright of Incisive Media. We will act on any infringement of our rights anywhere in the world. © Incisive Media.

Cancellation: A refund (less 10% administration fee) will be made if notice of cancellation is received in writing three weeks before the event. We regret that no refunds can be given after this period. A substitute delegate is always welcome at no extra charge.

Disclaimer: The programme may change due to unforeseen circumstances, and Incisive Media reserves the right to alter the venue and/or speakers. Incisive Media accepts no responsibility for any loss or damage to property belonging to, nor for any personal injury incurred by, attendees at our conferences, whether within the conference venue or otherwise.

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