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Merton, Science, Technology and Society in 17th Century England

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Science, Technology and Society in Seventeenth Century England Robert K. Merton Osiris, Vol. 4. (1938), pp. 360-632.Stable URL: http://links.jstor.org/sici?sici=0369-7827%281938%291%3A4%3C360%3ASTASIS%3E2.0.CO%3B2-P

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Science, Technology and Society in Seventeenth Century England

PREFACE This study might be more exactly entitled "' some sociologically relevant aspects of certain phases of the development of science in seventeenth century England." For it is not a history of science, technology and society during this period. I t does not touch on all phases of the subject but deals only with the more elementary of them. Many of the historical details which it contains are indeed widely known, although their sociological implications are less widely recognized. T o be sure, the view that the science of any period is not divorced from its social and cultural context has become, properly enough, a commonplace, but there are few empirical studies of the relations which do obtain. Many persons in our own day view the extended investigations of science as comprising an activity natural to man; hence, as neither requiring nor being susceptible to further analysis. This study is concerned above all with some of the cultural roots of the modem acclaim and patronage of science. In more general terms, it is an empirical examination of the genesis and development of some of the cultural values which underlie the large-scale pursuit of science. Much has been omitted which would require inclusion in a more comprehensive study. Perhaps the most striking lacuna is the absence of any special treatment of the connections between science in England and on the Continent. Important as these undoubtedly were in many respects, they are not of immediate relevance for the central purpose of this study. Rather they introduce further complications which leave the picture materially unaltered. For a similar reason, little account has been taken of contemporary philosophical developments, which have only an oblique bearing on the subject in hand.

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,4cknowledgment is due the editors of The Scientijic Monthly, The Sociological Review and Scientia (Rivista di Scienza) for permission to use sections of my articles which appeared in these journals. I am indebted to the Harvar.' University Cor- .ittee on Research in the Social Sciences for its generous assistance. I n the following pages I have attempted to acknowledge my chief obligations to other writers, recognizing that their studies may have influenced this one in points of difference as well as agreement, There are less obvious forms of indebtedness for which specific acknowledgment is not as easily made-the guidance of teachers, the discernment of colleagues and the stimulation afforded by frequent discussions. I am indebted to Professor EDWINF. GAY for the stimulus which initially led me to the study of science and technology. My thanks are likewise due to Professor CARLE C. ZIMMERMAS for his helpful suggestions and to Professor TALCOTT PARSONS, whose incisive criticism rectified errors of emphasis and inference. SILVERSTEIN has generously given me the benefit Dr. THEODORE of a perspective gained from his experience in a related sphere of study. I am grateful to Dr. GEORGE SARTON for his kindly encouragement and guidance in a field where my equipment is but that of the neophyte. I have a deep sense of obligation for his continued direction. to Professor PITIRIM A. SOROKIN My debt to him is undoubtedly greater than occasional citations may suggest.

Cambridge, Massachusetts 4 April 1937.

ROBERTK . MERTON.

R. Iophiwl sense as the theory that reason is a source of knowledge in itself, superior to and independent of sense perceptions, i.u., as opposed to empiricism; nor entirely in the theokrgical sense as the doctrine which holds that religious opinions should be based on reason rather than on revelation, though it does include this latter meaning as a specific case. (Thus, BAXTERholds : The Holy Spirit, by immediate inspiration, revealed to the apostles the doctrines of Christ, and caused them infallibly to indite the Scriptures. But this iv not the way of ordinary illumination now." C . D . , Vol. I, p . 104. And again : Though your religion must not be taken upon trust, there are many controverted smaller opinions that you must take on trust, until you are capable of discerning them in their proper evidence." C. D., Vol. I , p. 100). It means rather reasonableness. conformity to reason and experience; it is a combination of rationalism and empiricism, as is quite evident from Puritan writings. This attitude of empiricorationalism is of moment, as shall be indicated, for the relation between Protestantism and science. (38) C. D., Vol. I, p. 1 1 . Reason is accorded a carefully circumscribed place. God is " irrational " in the sense that He cannot be measured by human reason. Rather, reason is one of the tools to be used in our tasks in this world. T h e intellect is to be used to aid action, the ultimate purpose of which is beyond our Sochl Teachings, Vol. I , p. 585. grasp. C f . TROELTSCH," "

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justifiable criterion of the validity of various religious beliefs introduced the opening wedge for later processes of secularization (39). I t may also be suggested that the emphasis upon reason-in the sense in which the term is used here-is no less related to the beginnings of biblical criticism (40) than to rationalization in industry and in science. Had the seventeenth century Puritan foreseen some of the consequences of his espousal of reason, he would have punctuated his repudiation of it with pious shudders.

Profitable E(iucatiotrAllied with this emphasis on rationalism is the widely recognized interest of the Puritan in education. " Education and converse [conversation] have so great a power on the mind that they come next to grace, and are often the means of it." (41) But this education must he directed in specific channels; certainly not in literature or art or other similar " unprofitable studies " which are simply time-wasting self-indulgences (42).(39) HENRY WORE, tn his Brief Dzs~ozrrsroj the Trrre (Jrortnds of the Crrtainty of Faith in Point of Religion (London, 1688), pp. j78-80, reflects thls tendency. " ... to take anay all the certainty of sense rightly circumstantiated, is to take away all the certainty of belief in the main points of our religion." " ... no revelation is from God that is repugnant to sense rightly circumstantiated." (40) Cf. CMILE B&FIIER," The Formation of our his to^ of Philosophy," and J. H. P.%ToN, pp. 159 ff. in Philosophy and Histor?., ed. by K. KLIBANSKY (Oxford : Clarendon Press, 1936). (41) C . D.. Vol. I, p. 86. The attitude of the Quakers is quite the same as remarked by J. S. FLYNN, op. ( i t . , p. 159. " ... the whole Society [of Friends] placed the cultivation of the intellect next to the knowledge of God." See also BARCLAY, amiably announces that " it is a very good op. a t . , p. 323. BAXTER work to set up free-schools in populous and in ignorant places, rspeciall~in Wales [!I; that all may be taught to read, and some mav be prepared for the Universities." C . D.. Vol. V, p. 481. (42) C.D., V01. I, p. I50 ff; Val. 11, p. 167; VO~. 111, p. 2 0 2 ; V O ~Iv, . p. 484. Cf.BAXTER'S Book of Self-Demal, passim. This hostile attitude toward certaln types of literature did actually result in Purrtans largely eschewing this field save as it was related to expressions of Puritan sentiments. Cf. FFRANS DIRK DE Sam, Puritan and Royalist Literature in the Seventeenth Century (Delft : J . WALTMAN, 1933). Introduction. HERBERT SCH~FFLER remarks, in connection with this antipathy, that there was not a single Quaker poet of significance until ate in the Enlightenment. C f . his Protestantismuc und Zditeratur.

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Flights of fancy could scarcely be condoned unless they carried moral implications. ?'he cleric ALEXANDER HOME warned youth against the reading of " profane sonnets and vain ballads of love, the fabulous feats of PALMERINE and such like reveries." This attitude is correlated with the decline of interest in certain of the arts which was noted in Chapter I1 Nor is the pursuit of the scholastic philosophy approvable, for it is full of false teachings which seem to lead away from God rather than toward Him (43). Especially pernicious is this pseudo-Aristotelian philosophy because it induces error and confusion which is verisimilar by virtue of the rigorous syllogistic reasoning employed. But starting frequently from false premises it must needs come to false conclusions. Hence, in outlining a course of study for one who intends the ministry, BAXTER deliberately refrains from including any such philosophy (44). This careful direction of intellectual interests into definite fields and away from others is of moment when one considers the contemporary power of such religiously-founded attitudes. Having eliminated certain studies as inappropriate, BAXTER continues by designating those which are to be preferred. The primary emphasis in education should be, of course, religious; but since all who seek instruction are not equally suited for the clergy one can best serve the public good by following one's individual inclination in the choice of other lawful, desirable callings (45). AS already indicated, the other learned professions are next in point of desirability. In the educational curriculum, Mathematics, a part of " organical knowledge " since its uses are so fundamental and diverse, takes a prominent place. Physics, understood always as the study of God in his works, is the favorite Puritan scientific discipline (46). This selection illustrates the correlated aspects of Puritan thought : mathematics representing the rationalistic aspect and physics the empirical (47). T h eCf. observation of M A X WEBER,Protestant Ethic, p. 249. WEBER, R eligiomso~iologie,Vol. I , p. 5 6 4 (44)C. D., Vol. IV, pp. 577-8. Cf. " Nicht selten betrachtete daher die Religiositat die rein empirische, auch naturwissenschaftliche Forschung als besser mit ihren Interessen vereinbar als die Philosophie. So vor allern der asketische Protestantismus." (45) C. D., Vol. 11, p. 2 1 2 ff. (46) C. D., Vol. IV, p. 577. (47) I t is this same convergence which charactrriaes the growth of modern(43)

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emphasis upon these studies is significant when one remembers that the advance in these fields was more pronounced than in any other. knowledge of many languages is also desirable since it facilitates the acquisition of further learning-it is esteemed not as an attainment desirable in itself, but as a means for attaining a further knowledge of things. T h e pure linguist, who did not apply his faculties to increasing man's knowledge, was too close to the inadmissible status of the contemplative monk. This attitude was also repeatedly maintained by the scientists of the period. In his " directions for young Students, for the most profitable ordering of their studying Thoughts," the Reverend Mr. RAXTER skillfully steers a safe course, twixt the Scylla of utter conformity to intellectual tradition and the Charybdis of radical divergence from antecedent scientific conceptions (48). T h e test for the acceptance or rejection of theories is to be empirical : submission of the theses to the relevant sensory experience, " for it is not science, but human belief, else, whoever you take it from." (49) RAXTER would not dismiss rationalism beyond recall, but he ivould subordinate it; it is not to be preferable, but rather ancillary, to the study of irreducible and stubborn facts. Here is evidenced the revolt against scholasticism, against rationalism (in the philosophical sense) which is so characteristic of two of the major movements of the century : the Protestant-Reformist and the scientific.science. The unrelieved rationalism of the Scholastics was insuficient; the unimaginative and incomplete empiricism of FRANCIS BACONcould prove no better. But the interactton of abstract reasoning with experiment and observation, typified by the conjunction of mathematics and physics, \vas the fruitful key to the problem. Now while this development may have been largely an intra-scientihc one, ~t \\as not wholly unrelated to the society in \\.hich it occurred. T h e coincidence of these converging movements in the realms of both religion and science \\as not fortuitous, as we shall see. (48) T h e follow in^ quotation differs significantly from the rigidity of traditionalism manifest in the writings of medieval theologians and, in great part of CALVIN himself. " Avoid both extremes, of them that study no more, but to know what others have written and held before them; and of them that little regard the discoveries of others : learn all of your teachers and authors that they can teach you; but make all your own, and see things in their proper evidence..." C. D., Vol. 11, p. 246-7. The context emphasizes the empiricist bent. (49) C. D., Vol. IV, p. 579.

43O R. K. M E R T O N At this point a distinction must be drawn between medievaland seventeenth century rationalism. T h e impress of rationalism was marked throughout the latter Middle Ages; it was an essential of scholasticism. As Professor WHITEHEAD has shown (so), this engendered a habit of orderly thought which remained long after the scholastic philosophy had been repudiated. HOOKER, in his Ecclesiastical Polity, however, criticised the Puritans for their failure to subordinate themselves completely to such rationalism. With the Puritans, who so fully exemplify a mercantile and scientific age, the term reason takes on a new connotation : the rational consideration of empirical data. Logic is reduced to a subsidiary r81e. I t is occasionally a useful element in thought, but the test of reality comes not from scholastic logic, which adds nothing to knowledge and may perpetuate falsehood, but from the observation of facts. I t was this accent, coupled with an " irrational " faith in the efficacy and utility of science, which characterizes both Puritanism and modern science ( 5 1 ) .

Physics : God in His U'orks Education in general having been deemed a good work, the logically-minded BAXTERgoes on to provide a rationale for the emphasis on scientific and empirical studies. .\gain, there is the reversion to the fundamental aim of all life as the basis for sanction : the study of natural phenomena is an effective means for promoting the glory of God ( 5 2 ) . T h e study of Nature in a(50) A. N. WHITLWEAD, Science nnd the Modern World (New York : MACMILLAS Co., 1931)~ PP. 17 ff. (51)C f .WALTER PAGEL, " Religious Motives in the Medical Biology of the XVIIth Century," Bulletin of the Institute of the History of Medicine, Vol. 111 (1935)~ pp. 97-I 28, who contrasts the preponderance of rationalism in medieval science with the " empirical implications " of seventeenth century science and religion. (52) " The great means of promoting love to God is duly to behold Him in His appearances to man, in the ways of Nature, Grace and Glory. First, therefore, learn tcl understand and improve his appearances in Nature, and to see the Creator in all His works, and by the knowledge and love of them to be raised to the knowledge and love of Him." C. D., Vol. I , p. 375. This argument for the justification of science is characteristic of all the Protestant sects. Thus GILBERT, Lord Bishop of Sarum [GILBERT BURNET] in A Sermon Prrached at

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convincing, scientifical way " furthers a full appreciation of the Creator's power, so that the natural scientist must needs be better equipped than the casual observer to glorify Him. I n this direct fashion, religion sanctioned science and raised the social estimation of those who pursued scientific investigation, with the associated intensification and spread of interest in such pursuits. A further basis for the sanctification of science was found in the second major tenet of the Puritan ethos : the utilitariun principle. The linkage is apparent. " Knowledge is to be valued according to its usefulness," (53) since anything which tends " to sweeten the lives of mortals," to facilitate their material well-being, is good in the sight of God (54). T h e religiouslyassigned value of science is hence immeasurably increased in view of the fact that the scientific study of nature tends to enlarge

the Funrral of the Honorable ROBERT BOYLE (London : 1692),p. 14, repeats : " ... the viewing of the works of God even in a general survey, gives insensiblya greatness to the Soul. But the more extended and exact, the more minute and severe, the Enquiry be, the Soul grows to be thereby the more inlarged by the variety of Observation that is made, either on the great Orbs and Wheels that have their first motion, as well as their Law of Moving, from the Author of all; or on the Composition of Bodies, ..." It is of course true that this same view-that the study of natural phenomena discovers the glory of God revealed in His handiwork-became fairly common toward the latter part of the Middle held that .lges. In Islam, the same notion was also widespread. AVERROES the noblest worship which can be paid to God lies in the knowledge of His works. But the experimental method, while faintly present, was not sufficiently cultivated to make for what is called modem science. In medieval Europe this neoPlatonic conception of God revealed in Nature was coupled with the doctrine of the complete subservience of these studies to the infallible teachings of the Bible (which were not interpreted by the individual in the light of his reason and experience but by the Church). Moreover, since this idea was then not allied with a similarly sanctioned emphasis on observation and experiment, it could at best lead to fruitless rationalistic discussions, largely divorced from empirical study. Seldom did religious leaders carry this point further and suggest that the scientist was better able to glonfy God than were others; and hence the complete sanction of scientific work was in no wise comparable to that of the later Puritan teachings. It was the conjunction of these prerequisite factors, empiricism, rationalism and positive evaluation of science, in the postReformist teachings which was associated with the spread, and indirectly, with the advance of science. (53) C . D.,Vol. I, p. 1 3 . ( j q j GILBERT BURNET, op. n't., pp. 15-18.

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K . MERTON

man's dominion over it. Science is thought of as a powerful technologic tool and as such deserves to be highly esteemed. Now, as has been indicated, there was a constant tendency for the to-the-greater-glory-of-God principle to recede as a guiding tenet of actual behavior and for utilitarian considerations to become ever more prominent. Or, to put it in another way, activity which was clearly useful in a practical sense, was increasingly held to glorify God most .effectively. In view of this process, it may readily be seen that the social utilitv of both science and technology proved to be one of the most effective arguments for the positive estimation of such pursuits, an argument which was irrelevant to the medieval religious leaders who felt the futility of worldly interests of this sort. Indeed, considerations of mundane utility were simply foreign to medieval teachings. In contrast, Puritanism tends ever more and more to emphasize the value of reshaping this world. Consequently, science, as at least in part the handmaid of socio-economic utility, is positi~ ely sanctioned ( j s ) .

The ,Wedie.nal ContrastT h e monastic asceticism and the feeling of the impermanence and relative worthlessness of matter which was characteristic of the Middle Ages could obviously not lead to an interest in disciplines which were primarily concerned with this world of sense. T h e early Church Fathers, such as EUSEBIOS, ST. A l and LACTANTIUS, consistently proposed the chiliastic doctrine of the New Testament that this earth was soon to be destroyed, that there were to be new heavens and a new earth, and treated the physical sciences with contumely and contempt (j6). T h e~

~

-

(55) Cf. A. C. MCC;IFFERT, The Rise of Modern Religious Ideas (New York : The MACMILLAN Company, ~ g z z ) Chapter , 3. (56) A. D. WHITE, A Histor-v of the Warfare of Science with Theology, 2 volumes (New York : APPI.ETON, 1901), Vo1. I , pp. 375 ff. This attitude exemplifies called the bas~cprinciple of patristic faith : that the will what H . 0. T.4yr.o~ of God is the one cause of all things and that this will is unsearchable, is " secret." Religious Thought Cf.The Medieval Mind. Vol. I , p. 74. See also F. W. BUSSELL, and Heresy in the Middle Ages (London : ROBERT SCOTT,I ~ I R )pp. , 715-17. CALVIN'S point of view, which closely resembled this, was submerged by the implications of his other tenets, which led to directly opposed developments.

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investigation of natural phenomena seemed purposeless. ;is =\MBROSE held in his Hexaemeron [Vol. I, p. 61, " T o discuss the nature and position of the earth does not help us in our hope of life to come. It is enough to know what Scripture says, that ' He hung up the earth upon nothing.' " When this belief had lost something of its force, when the conviction of the imminent end of the earth was not so intense, science came to be regarded with dread since it was " black magic," representing an unlawful alliance with Satan (57). Writing in the late twelfth century, RICHARD OF ST. \-ICTOR, asks rhetorically : " What is all science but a picture without life, a phantom without movement or feeling ? " And BONAVENTURA in the following century, warns that " the tree of science cheats many of the tree of life or exposes them to the severest pains of purgatory." It is quite true that some of the great Reformers, in particular, LUTHER,were similarly antagonistic to natural science and humanist art, but the religious movements which stemmed from these charismatic leaders, grew away from this antagonism and vigorously espoused a favorable attitude (58). One essential difference between the medieval and postReformation type of personality in which religion was the focal element, is clearly brought out by SPRANGER'S ideal-types of the " transcendental mystic " and the " immanent mystic." T h e tirst finds rest only in a super-sensuous world. For such a being science is without value since it does not answer the ultimate questions; all his energies are concentrated on preparing his soul for inner vision. T h e immanent mystic, on the other hand, applies his religious beliefs in a totally different fashion. Life and action become positively valued precisely because they are indications of God. This type of individual possesses a sort of cosmic enthusiasm, for since God is present in every

(57) WHITE, o p. cit., Voi. I, p. 383. (58) For this reason, it is necessary to insist upon the distinction between

the teachings of the Reformers themselves and their subsequent dmelopnrent in the Puritan and similar movements. Of course, this does not deny that occasi~nally principles were adopted without any pronounced change. Cf. F. VON BEZOLD," Staat und Gesellschaft des Reformations-Zeitalters " in Staar und Cesellschnft der netterm Zeit (Berlin : B. G. TEURNER, 1908), p. XI, ot passim.

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aspect of life, none should be slighted. Science as the study of His works thus becomes highly regarded (59). This type of attitude so characteristic of Post-Reformation religious leaders during a period when religion was still a singularly powerful social force may well have been congenial to the development of science. This is not to imply that the discoveries of NEWTON,BOYLE or other scientists can be directly attributed to the sanction of science by religion. Specific discoveries and inventions belong to the internal history of science and are largely independent of factors other than the purely scientific. But the fact that science became socially acceptable, in short, that it became a laudable rather than an unsavory occupation, could not but help direct talents into scientific pursuits which at other times would have found expression in other fields. Nor is there any implication that religion was the primary factor, the independent variable, so to speak, and science the dependent. Religious conceptions were, as we shall see more clearly, definitely integrated with sentiments basic to the contemporary science and philosophy : there was throughout a reciprocal interaction. Hut the fact is that religion still constituted a most effective social force and as such it exerted a considerable influence upon contemporary action and the allocation of contemporary interests. I n the values of that society, the ideals and goals of religion loomed large and science was regarded as an efficient means for the attainment of these aims. As SPRANGER has indicated, values from other zones-in this instance, the realm of science-become religious when they are related to the final meaning of life, and consequently they embody a religious emphasis over and above their original value accent (60). This statement, however, should not be generalized for it applies only when religion is clearly a preeminent social value. T h e realization of the fact provides definite limits on the generalizabilit~ of the processes noted in this study, for obviously the influence of religion upon science necessarily varies with the degree of social control which religion manifests in a(59) EDUARD SPRANGER, -Types 3f Men, trans. by P. J . W . P I G O R ~ (Halle , M. NIEMEYER, 19283,pp. 2 1 3 - 1 6 . (60) Ibid., p. 285.

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given society. T h e picture which our study has thus far afforded is characteristic of an historical epoch; it cannot be extended, without appropriate modifications, to a period such as the present where religious ideals are in a sense subordinated to others, particularly those of science and the industrial world. But all these are considerations which may best be dealt with in other connections.

Science : Handmaid of' UtilitySocial utility, an aim prescribed by religion, has been used to sanction science, viewed, in this case, as a handmaid of points out, further, that scientific and technology (61). BAXTER technologic discoveries and inventions increase man's felicity signally, for they enable their originators to arrive at an abundant conviction of their state of grace.Grace will become more notable and discernible [if you persevere and succeed in your labours] ... For the very exercise of love to God and man, and of a heavenly mind and holy life, hath a sensible pleasure in itself, and delighteth the person who is so employed : as if a man were to take the comfort of his learning and wisdom, one way is by the discerning his learning and wisdom which he hath, in reading and meditating on some excellent books, and making discoveries of some mysterious excellencies in arts and sciences, which delight him more by the very acting, than a bare conclusion of his own learning in the general, would do. What delight had the inventors of the sea-chart and magnetic attraction, and of printing, and of guns, in their inventions ! What pleasure had GALILEO in his telescopes, in finding out the inequalities and shady parts of the moon, the Medicean planets, the 62 adjuncts of Saturn, the changes of Venus, the stars of the Milky Way, etc ...

'The sentiments basic to these views would have been simply unthinkable in the medieval period, save as referring, at best, to the intellectual amalgam of science and theology presented by an AQUINAS. TOregard with high esteem scientific discoveries attained empirically and without reference to Scriptural or other(61) We do not wish to confuse the developmbnt of sciena and of technology -they are not identical though they coincided at many points. But the fact is that the religious evaluations were generally concerned with both, and in much the same fashion. At this point, then, they may be considered jointly. (62) C. D., Vo1. V, p. 5 3 5

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sacred authority would have been almost as heretical as makin; has the disc.overies themselves (63). -4s Professor HASKINS observed, the scientific spirit of Christian Europe in the Middle ,Ages was not liberated from the respect for authority which was characteristic of that epoch (641, whereas Puritan authority was enunciating the very doctrines which furthered interest in science and, ultimately, lack of concern with religion itself. statement and, say, that of T h e contrast between BAXTER'S PETER D A M I A N the , noted chancellor of POPE GREGORY 1-11, who declared that all worldly sciences are absurdities and fooleries is perhaps sufficient to account significantly for the social interest in science in the seventeenth century and, relatively speaking, its almost complete absence in the eleventh. ?'his does not imply a complete cessation of interest in science during the eleventh or any other century of the period so popularly and erroneously called the Dark Ages. T h e continuity of scientific development was unbroken, but it was a most tenuous thread in Western Europe until at least the twelfth century. ?'hereafter, science, as a phase of social activity, became increasingly significant, but it could not bloom and prosper for two reasons : the first, intrinsic to the nature of science, and the other, social in character. T o a certain degree, a fixed order must prevail in the appearance of scientific discoveries; each discovery must await certain prerequisite developments (65).(63) Contrast the attitude of Pope .~I.ESASDER 111, who in r 163, In connection ~vith the Council o f Tours, forbade the study of physics to all ecclesiastics, which In that ape meant the p r o h ~ h ~ t i oof n scient~ficstudies to the only persons who were even moderately equipped to pursut them. " What the Pope expressly forbade j+.as, in the u.ords of the papal bull, ' the studv of physrcs or the la-s of the \\.orld ' ..." WHITE, n p. ' i t . , Vol. !, 11. 386. T h e condemnation of ROGER BACON who dared suggest a scientific explanation of natural phenomena may have been simply an application of Franciscan discipline, but it seems also to have been animated by a dislike of his originality of theory. In 1278, the Franciscans condemned BACON'S teachings as containing " suspected novelties." Likewise, the Dominicans interdicted the study of medicine, natural philosophy and chemistry. Such attitudes of religious authorities could scarce have provided a fruitful social soil for the development of sclence. C f . I,ECKY, History of ... Rationalism, Vol. I , p. 301. (64) CHARLES H . HASKINS, Tlze Ret~aissance of the Tzvelfth Century (Cambridge : Harvard University Press, I 928), pp. 336-37. S ocial Change (New York : Viking Press, 1932); (65) CJ. W. F. OGBURN, S. C. GILFILLAN, Sociolog~ of Inqlention (Chicago : FOI.LETT Pub. Co.. 1935

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( T h e converse of this does not follow with the ineluctability which some cultural sociologists would have us believe-a discovery does not necessarily follow upon the existence of its " constituent elements " as is well attested by the history of science.) In this sense, we may talk of the time not being ripe for a far-reaching, swift-moving, wide-sweeping development until the seventeenth century (66). T h e other factor was the absence of the requisite cultural animus of regarding scientific activity as highly desirable. Occasional " great intellectual sky-rockets " there were to light the u-orld of science, but little in the way of concerted scientific effort viewed with favor by the chief agents of social control; the tendency was, rather, to look benevolently at theological activity and to turn one's back to scientific endeavors. Of course, this statement is but approximate. T h e tenets of medieval Europe were never as consistently applied and unchallenged as one is at times prone to believe. There were divergences from the dominant tendencies, but those few of the intellectual klite who ran counter to the trend were too much the exception to direct social attention into scientific channels. T h e seventeenth century brought the prerequisite factors to convergence : an adequate accumulation of scientific knowledge to cope with the initial problems at hand, the maturation of the experimental method, a consistent provision of " intellectual genius adequate for the greatness of its occasions " and a complex of social attitudes which, for varying reasons, religious, economically utilitarian and idealistic, was favorable to scientific interests. T h e specific developments, it should again be emphasi~ed, were not directly dependent upon this social evaluation of science 3s a focus of social interest, but it is manifest that an!. field of activity which is regarded with favor will, particularly if like science, it possesses an ongoing dynamic of its own, advance more rapidly than when derogated (67). These social attitudes. positive or negative, are a function of a complex of social trends. which are more or less interdependent : economic, political,(66) .\I.FRED VIERKANDT, Die Stetigkeit im Kultunuancirl (Leipziy : DI'NCKEH & HU~~RI.O 1908), T , p p 123-4 c't passinr. (67) As BACONobserved, " it is nothing strange if a thing [scirnce] not held in honour does not prosper." lVmnr Or,~nmrm. Vol. I , .\ph. XCI.

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religious, philosophic, scientific and the like. At various times, the dominant ideals and sentiments of a society are chiefly expressed in one or another of these fields, and it is they which largely determine the social attitudes toward other spheres (68). When, as was apparently the case during the seventeenth century, utilitarian norms are dominant, other activities are evaluated in respect of their apparent accordance with these ideals and, in this sense, may be said to be dependent upon theni. Generalizations concerning these social processes are, then, relative to the specific social context; they are not timeless, universal, irrespective of social values and social structure. 'The social values inherent in the Puritan ethos here such as to lead to an approbation of science because of a basically utilitarian orientation, couched in religious terms and furthered by religious authority. Scientific investigation, viewed from the rationalized Puritan system of ethics, seemed to possess those qualities characteristic of activities which are effective rneans for the attainment of the accepted goals. T h e possibility that science, as a means toward a religious end, would later break away from such religious supports and in a measure tend to delimit the realm of theologic control, was seemingly unrealized (69). 'The apparent conflicts between theology and science which arose when scientific findings seemed to disprove various contentions of orthodox theologians occurred later with each extension of scientific inquiry tb realms which were hitherto regarded as " sacred." Rut this is simply another example of the frequently observed fact that the Reformers did not anticipate the full actual consequences of their teachings, consequences which did not coincide with their expectations (70).

(68) Cf. MAX SCHELER, Versuhe zu einn. Soziologie d ~ sWissens (Miinchen und Leipzig : DUNCKER & HUMRLOT, 19241, pp. 3 1 A. (69) There were. a few far-sighted exceptions, foremost among whom was JOSEPH GLANVILL. (70) Cj. R. I ( . MERTON, " The. Unanticipated Consequences of Purposive Social Action," Amffiton Soczological Rm'm, Vol. 1 (1936), 894-9041.

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CHAPTER V

What we call the Protestant ethic was at once a direct expression of dominant values and an independent source of new motivation. I t not only led men into particular paths of activity; it exerted a constant pressure for unswerving devotion to this activity. Its ascetic imperatives established a broad base for scientific inquiry, dignifying, exalting, consecrating such inquiry. If the scientist had hitherto found the search for truth its own reward, he now had further grounds for disinterested zeal in this pursuit. And society, once dubious of the merits of those who devoted themselves to the " petty, insignificant details of a boundless Nature," largelv relinquished its doubts.

The Puritan Spur to Science.Is we have seen, the capital elements of the Puritan ethic were related to the general climate of sentiment and belief. I n a sense, these tenets and convictions have been accentuated through a biassed selection, but this sort of bias is common to all positive inquiries. Theories which attempt to account for certain phenomena require facts, but not all facts are equally pertinent to the problem in hand. " Selection," determined by the limits of the problem, is necessary. .\mong the cultural kariables which invariably influence the development of science are the dominant values and sentiments. ,It least, this is our working hypothesis. In this particular period, religion in large part made articulate much of the prevailing value-complex. For this reason, we must consider the scope and bearing of the contemporary religious convictions, since these may have been related, in one way or another, to the upsurge of science. But not all of these convictions were relevant. A certain degree of selection is there-

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fore necessary for the purpose of abstracting those elements which had such a perceivable relation. Puritanism attests to the theorem that non-logical notioils with a transcendental reference may nevertheless exercise a considerable influence upon practical behavior. If the fancies of an inscrutable deity do not lend themselves to scientific investigation, human action predicated upon a particular conception of this deity does. I t &as precisely Puritanism which built a new bridge between the transcendental and human action, thus supplying a motive force for the new science. T o be sure, Puritan doctrines rested ultimately upon an esoteric theological base but these were translated into the familiar and cogent language of the laity. Puritan principles undoubtedly represent to some extent an accommodation to the current scientific and intellectual advance. Puritans had to find some meaningful place for these activities within their view of life. But to dismiss the relationship between Puritanism and science with this formula would indeed be superficial. Clearly, the psychological implications of the Puritan system of values independently conduced to an espousal of science, and we would grossly simplify the facts to accord with a preestablished thesis if we failed to note the convergence of these two movements. Moreover, the changing class structure of the time reinforced the Puritan sentiments favoring science since a large proportion of Puritans came from the rising class of bourgeoisie, of merchants (I). They manifested their increasing power in at least three ways. First, in their positive regard for both science and technology which reflected and promised to enhance this power. Equally notable was their increasingly fervent belief in progress, a profession of faith which stemmed from their growing social and economic importance. A third manifestation was their hostility toward the existing class structure which limited and hampered their participation in political control ; an antagonism which found its climax in the Revolution. Yet we cannot readily assume that the bourgeoisie were Puritans solely because the Puritan ethic appealed to bourgeois sentiments.-

---- ..

C j . T'RoEI.T~~:H, Social Teachings, Vol. 11, p. 681 ; ROLAND USHER, T he Reconstruction of the English Church, especially Vol. I 1 which contains a statistical study of the social origins of Puritan ministers.(I)

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T h e converse was perhaps even more important, as WEBER has shown. Puritan sentiments and beliefs prompting rational, tireless industry were such as to aid economic success. The same considerations apply equally to the close connection between Puritanism and science : the religious movement partly " adapted " itself to the growing prestige of science but it initially involved deep-seated sentiments which inspired its followers to a profound and consistent interest in the'pursuit of science. The Puritan doctrines were nothing if not lucid. If they provided motivation for the contemporary scientists, this should be evident from their words and deeds. Not that scientists, any more than other mortals, are necessarily aware of the sentiments which invest with meaning their way of life. None the less, the observer may often, though not too readily perhaps, uncover these tacit valuations and bring them to light. Such a procedure should enable us to determine whether the putative consequences of the Puritan ethic truly proved effective. Moreover, it will disclose the extent to which all this was perceived by the very persons whom it most concerned. Accordingly, we shall examine the works of the natural philosopher who " undoubtedly did more than any one of his time to make Science a part of the intellectual equipment of educated men," ROBERT BOYLE(2). His investigations in physics, chemistry and physiology, to mention only the chief fields of achievement of this omnifarious experimentalist, were epochal. .Add to this the fact that he was one of the individuals who attempted explicitly to establish the place of science in the scale of cultural values and his importance for our particular problem becomes manifest. But BOYLE was not alone. Equally RAY,whom HALLER termed, a bit effusively, significant were JOHN the greatest botanist in the history of man; FRANCIS WILLUGHBY, who was perhaps as eminent in zoology as was RAY in botany; JOHN WILKINS, one of the leading spirits in the " invisible college " which developed into the Royal Society; OUGHTRED, BARROW, GREW,WALLIS,NEWTON;-but a complete list would comprise a Scientific Register of the time. Further materials for our purpose are provided by the Royal Society which, arising about(2) J. F. FULTON," ROBERT BOYLE and his Influence on Thought in the Seventeenth Century," Isk, XVIII (1932),pp. 77-102. The range of BOYLE'S prolific writinqs is shown in Professor F~TLTON'S exemplarv bibliopphv.

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the middle of the century, provoked and stimulated scientific advance more than any other immediate factor. In this instance we are particularly fortunate in possessing a contemporary account, written under the constant supervision of the members of the Society in order that it might be representative of the motives SPRAT'Swidely-read and aims of that group. This is THOMAS History of the Royal-Society of London, published in 1667, after it had been examined by WILKINS and other representatives of the Society (3). From these works, then, and from the writings of other scientists of the period, we may glean the chief motive forces of the new science.

To the " Glory of the Great Author of Nature "

Once science has become firmly institutionalized, its attractions, quite apart from any economic benefits it may bestow, are those of all elaborated and established social activities. These attractions are essentially twofold : generally prized opportunities of engaging in socially approved patterns of association with one's fellows and the consequent creation of cultural products which are esteemed by the group. Such group-sanctioned conduct usually continues unchallenged, with little questioning of its reason for being. Institutionalized values are conceived as self evident and require no vindication. But all this is changed in periods of sharp transition. New patterns of conducts must be justified if they are to take hold and become the foci of social sentiments. A new social order presupposes a new scheme of values. And so it was with the new science. Unaided by forces which had already gripped man's will, science could claim only a bare modicum of attention and loyalty. But in partnership with a powerful social movement( 3 ) Cf. CXARL.ES L . SONNICHSEN, The Life and Works of Thomas Sprat (Harvard University unpublished doctoral dissertation, 193I ) , p. I 3 I ff., h e r e substantial evidence of the fact that the History was lepresentative of the views of the Society is presented. As we shall see, the statements in SPRAT'S book con&rning the aims of the Society bear distinct similarity on every score to BOYLE'Scharacterizations of the motives and aims of scientists in general. Ibid., p. 167. This similarity is evidence of the dominance of the ethoc nhich included these attitudes.

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which induced an intense devotion to the active exercise of designated functions, science was launched in full career. A clear manifestation of this process is not wanting. The Protestant ethic had pervaded the realm of science and had left its indelible stamp upon the attitude of scientists toward their work. Expressing his motives, anticipating possible objections, facing actual censure, the scientist found motive, sanction and authbrity alike in the Puritah teachings. Such a dominant force as religion in those days was not, and perhaps could not be compartmentalized and delimited. Thus in BOYLE'S highlycommended apologia of science, we read :... it will be no venture to suppose that at least in the Creating of the Sublunary World, and the more conspicuous Stars, two of God's principal ends were, the Manifestation of His own Glory, and the Good of Men (4).

... it will not be perhaps difficult for vou [PYROPHILUS] : to discern, that those who labour to deter men from sedulous Enquiries into Naturt, do (though I grant, desipnlessly) take a Course which tends to defeat God of both those rnention'd Ends ( 5 ) .-

(4) ROBERT B OYLE, Some Considerations To~tchingthe Usefulness of Experimental Natural Philosophy (Oxford, 1664. 2nd ed.), p. 22. ( 5 ) Ibid., p. 27. This allusion to contemporary opposition to science refers to that of some zealous divines. Generally speaking, strictures on science arose from four primary sources. First, there were disgruntled individuals such as ROBERT CROSSE, an upholder of pseudo-Aristotelianism, who held that the Royal Society was a Jesuitical conspiracy against society and religion, and HENRY STUBBE, a professional literary bravo and Galenical physician who entered the fray for reasons of personal and professional ag~randizement. These exaggerated gestures of antagonism had little influence and are not at all indicative of-the place held by science and men of science in the latter part of the century. See A. E. SHIPLEY, The Revival of Science in the Seventeenth Century" in Vanutem Lectures (Princeton University Press : 1914); F. GREENSLET, Yoseph G l a m i l l (Columbia University Press : g goo), p. 78. The second source of opposition was literary. For example, SHADWELI. In his Comedy, " The in his " Elephant in the Moon " and " Hudibras " Virtuoso " (1676) and BUTLER, ridiculed the pursuits of certain " scientists," but these literary satires were criticism of exaggerated scientism and dilletantism, rather than of the significant scientific works of the day. Cf. The Record o f the Royal Society (Oxford University Press, 1912), pp. 45 ff. A third source of opposition, and by far the most important, was found among those churchmen who felt that the theologic foundations of their beliefs were being undermined by scientific investigations. But theology and religion must not be confused. Orthodox, dogmatic th~ologians then, as ever, opposed any activity which might lead to the contravention of their dogmas. But the implications of religion, particularly of the religious ethic, were quite contrariwise. It is this ethic, following with equal ineluctability from diverse theologic bases, which in its consequences was of far greater socialI'

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This is the motif which recurs in constant measure in the very writings which often contain considerable scientific contributions : these worldly activities and scientific achievements manifest the Glory of God and enhance the Good of Man. T h e juxtaposition of the spiritual and the material is characteristic and significant. This culture rested securely on a substratum of utilitarian norms which identified the useful and the true. Puritanism itself had imputed a threefold utility to science. Natural philosophy was instrumental first, in establishing practical proofs of the scientist's state of grace; second, in enlarging control of nature and third, in glorifying God. Science was enlisted in the service of individual, society and deity. That these were adequate grounds could not be denied. They comprised not merely a claim to legitimacy, they afforded incentives which can, not be readily overestimated. One need but look through the personal correspondence of seventeenth century scientists to realize this (6). JOHN WILKINS proclaiqed the experimental study of Nature to be a most effective means of begetting in men a veneration WILLUGHBY, probably the most eminent for God (7). FRANCIS zoologist of the time, was prevailed upon to publish his works -which, his excessive modesty led him to deem unworthy of publication-only when RAY insisted that it was a means of glorifying God (8). And RAY'Spanegyric of those who honor Him by studying His works was so well received that five large editions were issued in some twenty years (9).significance than the abstruse theologic doctrines which rarely penetrated to the life of the people. Professor R. F. JONES suggests a fourth source. After the restoration, ardent royalists impugned science, and particularly the Royal Society, because of the close connection between these, Baconianisrn and Puritanism. This suggests that contemporaries recognized the strong Puritan espousal of the new experimental science, as indeed they did. See JONES' excellent study, '4ncients and Moderns ( S t . 1,ouis : Washington University Studies, 1936), pp. 191-92, 224. (6) See, for cxamplt, the letters of WILLIAM OUGHTRED in Correspondence of Scientific Men of the Seventeenth Centitry, S . J . RIGAUD, ed., pp. XXXIV, et passim. Or see the letters of JOHN RAY in the Correspondence of John R a y , EDWINLANKESTER, ed. (London, 1848), pp. 389, 395, 402, et passim. ( 7 ) Principles and Duties of Natural Religion (London, 1710, 6th ed.), pp. 236 ff. (8) See EDWIN LANKESTER, (ed.) Memorials of John Ray (London, 1846), p 14 n. (9) JOHNRAY,Wisdom o f God (1,ondon : 1691),pp. 126-29, et passim. Striking

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Many " emancipated souls " of the present day, accustomed to a radical cleavage between religion and science and largely convinced of the relative social unimportance of religion for the modern Western world, are apt to generalize this state of affairs. T o them, these recurrent pious phrases signify Machiavellian tactics or calculating hypocrisy or at best merely customary usage, but nothing of deep-rooted motivating convictions. This evidence of extreme piety leads to the charge that p i nimium probat nihil' probat. But such an interpretation is possible only upon the basis of an unwarranted extension of twentieth century beliefs and attitudes to seventeenth century society. Though it always serves to inflate the ego of the iconoclast and sometimes to extol the social images of his own day, " debunking " may often supplant truth with error. As a case in point, it is difficult to believe that BOYLE who manifested his piety by expending considerable sums to have the Bible translated into foreign tongues as well as in less material ways, was simply rendering lip service to Protestant beliefs. -1s Professor G. N. CLARKproperly notes in this connection :There is ... always a difficulty in estimating the degree to which what we call religion enters into anything which was said in the seventeenth century in religious language. It is not solved by discounting all theological terms and treating them merely as common form. On the contrary, it is more often necessary to remind ourselves that these words were then seldom used without their accompaniment of meaning, and that their use did generally imply a heightened intensity of feeling. This sense of the closeness of God and the Devil to every act and fact of daily life is an integral part of the character of the century ( I 0 ) .

In various ways, then, general religious ideas were translated into concrete policy. This was no mere intellectual exercise. Puritanism transfused ascetic vigor into activities which, in their own right, could not as yet achieve self-sufficiency. It so redefinedillustrations of the extent to which &Y had assimilated the Puritan sentiments are to be found throughout his correspondence. For cxample, he writes in a (April 4, 1701) : " I am glad your business increases so letter to JAMES PETIVER as to require more attendance, and take up more of your time, which cannot be better employed than in the works of your proper callings. What time you have to spare you will do well to spend, as you are doing, in the inquisition and contemplation of the works of God and nature." The Correspondence of John Ray, P. 390. (10) The Seventeenth Centurv, p. 323.

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the relations between the divine and. the mundane as to move science to the front rank of social values. As it happened, this was at the immediate expense of literary, and ultimately, of religious pursuits. For if the Calvinist God is irrational in the sense that he cannot be directly grasped by the cultivated intellect, He can yet be glorified by a clear-sighted, meticulous study of His natural works ( 1 1 ) . Nor was this simply a compromise with science. Puritanism differed from Catholicism which had gradually come to tolerate science, in demanding, not merely condoning, its pursuit. An " elastic concept," ( 1 2 ) the Catholic and Protestant definitions of which differed so fundamentally as to produce entirely opposed consequences, the " glorification of God " thus came to be, in Puritan hands, the " fructification of science."

"

Comfort o f Mankind "

But Protestantism had afforded further grounds for the cultivation of science. T h e second dominant tenet in the Puritan ethos, it will be remembered, designated social welfare, the good of the many, as a goal ever to be held in mind. Here again, the contemporary scientists adopted an objective which carried with it, in addition to its own obvious merits, a cluster of religious sentiments. Science was to be fostered and nurtured as leading to the improvement of man's lot on earth by facilitating technologic invention. T h e Royal Society, we are told by its worthy historian, " does not intend to stop at some particular benefit, but goes to the root of all noble inventions." ( 1 3 ) Further, those experiments which do not bring with them immediate gain are not to be contemned, for as the noble BACONhad declared, experiments of Light ultimately conduce to a whole troop of nventions useful to the life and state of man (14). This power( X I )Cf.TROELTSCH, Social Teachings, Vol. 11, p. 585. ( 1 2 ) The changing definitions of nominally identical concepts comprise a fruitful field for sociological research. Such students of the sociology of knowledge and historians of ideas (L~VEJOY, BOAS, CRANE) have contributed as MANNHEIM significant studies of such developments. (13) THOMAS SPRAT, The History of the Ro.val-Society of London, pp. 78-79. ( 1 4 j Ibid., pp. 245, 351 ff.

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of science to better the material cmdition of man, he continues, is, apart from its purely mundane value, a good in the light of the Evangelical Doctrine of Salvation by Jesus Christ. Boyle, in his last will and testament, echoes the same attitude, petitioning the Fellows of the Society in this wise : " Wishing them also a happy success in their laudable Attempts, to discover the true Nature of the Works of God; and praying that they and all other Searchers into Physical Truths, may Cordially refer their Attainments to the Glory of the Great Author of Nature, and to the Comfort of NIankind." (15)