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NEST UPDATE NEST UPDATE November 2007 * National Electronic Settlement and Transfer For Private circulation only National Securities Depository Limited

NEST UPD NEST UPDAATETE - NSDL

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Page 1: NEST UPD NEST UPDAATETE - NSDL

NEST UPDATENEST UPDATENovember 2007

* National Electronic Settlement and Transfer Fo

r P

riva

te c

ircu

lati

on

on

ly

National Securities Depository Limited

Page 2: NEST UPD NEST UPDAATETE - NSDL

Calendar of Events ................................................................................................................................. 28

Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

2

From the Chairman & Managing Director's Desk

News

Performance Summary

NSDL Initiatives

Business Partners - Issuers:

.................................................................................. 3

......................................................................................................................................................... 4

............................................................................................................................. 5

....................................................................................................................................... 7

Business Partners - Depository Participants (DPs) ................................................................................ 12

Topic Of Interest-Clearing Member (Broker) Pool Account .................................................................. 26

List of DPs offering SPEED-e

List of DPs empanelled with NCDEX

List of DPs empanelled with MCX

List of Publications

................................................................................................................ 22

................................................................................................... 24

......................................................................................................... 25

................................................................................................................................. 26

...................................................................................................................... 9

Corporate Action Statistics .................................................................................................................................. 9

List of Companies that have changed names ................................................................................................. 10

................................................................... 11 Securities admitted for dematerialisation during October 2007

Contents

Page 3: NEST UPD NEST UPDAATETE - NSDL

3

Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

From the Chairman & Managing Director's Desk

Dear Reader,

NSDL has completed 11 years of operations on November 7, 2007. During the last 12 months, markets have touched record

levels, which resulted in significant increase in volumes at NSDL.Till October 31, 2007, 22,607 crore securities worth more than

Rs. 50,26,000 crore (more than USD 1 trillion) have been dematerialised with NSDL. More than 7,000 companies have joined

NSDL and 250 Depository Participants (DPs) service more than 81 lakh investors through more than 6,600 locations across the

country. Today, equity markets settle almost 100% of its volumes in the dematerialised form.

In line with NSDL's continued commitment to deliver cost effective services and its policy to reduce charges with the growth in

volumes and share the benefit of increased volumes with the users of Depository system, NSDL has decided to reduce the

settlement fee charged to the DPs from Rs.6 to Rs.5 per debit instruction. This means a reduction by 16% of the existing charges.

This reduction will be effective from January 1, 2008. NSDL had in the past reduced the settlement fee several times, the last

reduction was from Rs.8 to Rs.6 in October, 2005.

With advancement in technology, it has become possible to provide information about the demat accounts and transaction

details even for investors on the move. Keeping in mind the benefit it would offer to demat accountholders, NSDL has launched

SMS Alert facility on September 1, 2007 whereby investors can receive alerts for debits (transfers) to their demat accounts and

for credits in respect of corporate actions for IPO and offer for sale. This facility is available to the investors provided they have

given their mobile numbers to their DPs. No charge is being levied by NSDL on DPs for providing this facility to investors. I urge

all of you to avail of this facility, which provide information and serves as a safety measure by giving you alerts of your demat

account.

Our internet based initiatives viz.; SPEED-e and IDeAS are gaining steady popularity and I am sure that with the increase in

number of internet users across the country, these initiatives will find many more active users in days to come. Today, 75 DPs (last

year 67) are offering SPEED-e facility. A list of the DPs offering SPEED-e is given in this issue. As investors are aware, IDeAS,

which is an internet based facility to view transaction statement, has been made mandatory for all DPs. IDeAS facility has now

been enhanced and the users (Password/Smart Card) can now view the value of the holdings (in INR) on IDeAS.

In keeping with its practice of reaching out to the investors to get their feedback and understand their problems, NSDL

organized 124 investor seminars and interacted with about 11,700 investors across the country during the last year. In keeping

with NSDL's commitment towards investor education, NSDL, in association with CNBC Awaaz and NSE has launched an

initiative called “Pehla Kadam”. This investor education initiative focuses on dispensing basic information, guiding and educating

first time investors on the fundamentals of investment. NSDL has also continued its practice of testing the readiness of its

disaster recovery site (DRS) and is satisfied with its functioning. A detailed write-up on NSDL initiatives is given in this issue.

thThis NEST Update, the 11 anniversary edition, gives details of the progress of NSDL. This progress would not have been

possible but for the market acceptance of our services. We are thankful to all those who stood by us and helped us reach this far.

I look forward to your continued support and cooperation.

C. B. Bhave

Chairman & Managing Director

Page 4: NEST UPD NEST UPDAATETE - NSDL

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4

SMS Alert facility for demat account holders

As investors are aware, NSDL has launched SMS Alert facility for demat account holders whereby investors can receive

alerts for debits (transfers) to their demat accounts and for credits in respect of corporate actions for IPO and offer for

sale. These alerts are sent to those account holders who have provided their mobile numbers to their Depository

Participants (DPs). No charge is levied by NSDL on DPs for providing this facility to investors.

Since the launch of the SMS alert facility on September 1, 2007 till October 31, 2007, more than 2.3 million SMSs have

been sent and more than 1.7 million investors have registered their mobile numbers with their DPs.

VFC Securities Private Limited joins NSDL as DP

VFC Securities Private Limited has been made operational as a DP on October 8, 2007. It will conduct its depository

operations from Mumbai. The DP Id allotted is IN303374.

This takes the total number of operational DPs to 250 and the total number of operational DPM set-ups to 328.

Name Change of DPs

Consequent to the change in name of the following DPs, the Securities and Exchange Board of India has granted

certificate of registration to the following DPs as Participant of NSDL :

News

Equi-Derive India PrivateLimited

SSD Securities PrivateLimited

IN303323

Niche Brokerage Pvt. Ltd. India Capital Markets Pvt.Ltd.

IN302390

Old Name New Name DP Id

Subscription to SPEED-e

The following DP has subscribed to the SPEED-e facility of NSDL in the month of October 2007:

• BOI Shareholding Limited

Clients of the above mentioned DP can now avail of the facility of submitting various instructions through SPEED-e

facility.

This takes the total number of DPs who have subscribed to SPEED-e to 75.

IDeAS facility made mandatory for all DPs

As investors are aware, IDeAS facility was made mandatory for all the DPs in May 2007. It is an internet based facility

for viewing latest balances and transactions during last 30 days. Those clients who wish to avail of this facility should

contact their DPs for more details about IDeAS or visit at https://speed-e.nsdl.com.

Page 5: NEST UPD NEST UPDAATETE - NSDL

Performance Summary

5

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Settlement :

In October 2007, a total quantity of 759 cr. shares having a

value of Rs. 1,78,119 cr. were settled in demat form in the

stock exchanges connected to NSDL. Table 3 shows the

settlement figures over the past three years.

Table 3

Month -Year

Oct-05

Oct-06

Oct-07

SettlementQuantity (Cr.)

SettlementValue (Rs. Cr.)

341

328

759

54,362

59,162

178,119

(Single side)

Dematerialisation :

As on October 31, 2007, 22,607 cr. securities having a

value of Rs. 50,26,480 cr. were dematerialised. Table 2

shows the dematerialisation figures over the last three

years.

Table 2

Month -Year

Oct-05

Oct-06

Oct-07

Demat Quantity (Cr.)

Demat Value(Rs. Cr.)

15,565

18,884

22,607

1,796,653

2,867,545

5,026,480

Companies :

EQUITY

As on October 31, 2007, 7,026 companies are

available for demat. Table 4 indicate the increase in

the number of companies that have joined NSDL

over a period of three years.

Table 4

No. of CompaniesOperationalMonth - Year

Oct-05

Oct-06

Oct-07

5,787

6,301

7,026

Investors :

As on October 31, 2007, there are 81,05,054 investor

accounts from within the country and abroad. 2,174

clearing member accounts have been opened to

facilitate trading and settlement of demat shares in

the stock exchanges connected to NSDL. Table 1

shows the growth in investor accounts over a period

of three years.

Month - Year

Oct-05

Oct-06

Oct-07

71.09

76.96

81.05

Client Accounts

No. of Accounts (lakh)

Table 1

Page 6: NEST UPD NEST UPDAATETE - NSDL

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6

COMMERCIAL PAPER

As on October 27, 2007, 392 issuers have issued 9,830

commercial papers in demat form. 9,133 instruments

have been redeemed and 697 commercial papers are

available for dematerialisation. Table 4B shows the

growth over a period of last three months.

Table 4B

Month -Year

No. ofIssuers

No. of activeInstruments

Aug-07

Sep-07

Oct-07

388

391

392

659

639

697

Depository Participants :

As on October 31, 2007, 250 Depository Participants

are offering depository services. DP services are

provided from 6,674 locations across 764 cities / towns

in the country.

Table 5

Month - Year No. of DPs

Oct-05

Oct-06

Oct-07

219

233

250

DEBENTURES / BONDS

As on October 27, 2007, 678 issuers have issued 22,514

debenturers / bonds in demat form. 15,430 instruments

have been redeemed and 7,084 instruments are available for

dematerialisation. Table 4A shows the growth over a period

of last three months.

Table 4A

Month -Year

No. ofIssuers

No. ofactive

Instruments

DematValue (Rs.

Cr.)

Aug-07

Sep-07

Oct-07

674

677

678

6,982

6,969

7,084

402,967

417,077

427,247

Page 7: NEST UPD NEST UPDAATETE - NSDL

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Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

NSDL Initiatives

During the last 12 months (i.e. November 2006 to October 2007), the following initiatives were taken by NSDL with an objective of spreading awareness about the depository system, its benefits and safety features and new facilities introduced, amongst all its users:

Towards Investor Awareness:

SMS Alert facility - NSDL launched SMS Alert facility on September 1, 2007 for demat account holders whereby investors can receive alerts for debits (transfers) to their demat accounts and for credits in respect of corporate

actions for IPO and offer for sale.

The SMS alert facility is available to the investors provided they have given their mobile numbers to their DPs and

made a request for this facility.

No charge is levied by NSDL on DPs for providing this facility to investors.

Disclosure of Scrip Specific Information on NSDL website - In order to disclose information related

to various transactions taking place in NSDL depository system and based on the advice of SEBI, NSDL has

started disseminating scrip specific information on its website. Details of the same are available on NSDL

website www.nsdl.co.in.

Pehla Kadam - NSDL has associated with CNBC Awaaz in the initiative called “Pehla Kadam”. This investor

education initiative focuses on dispensing basic information, guiding and educating first time investors on the

fundamentals of investment. The initiative mainly focuses on the following aspects:

?

?

(i) Reaching out to investors by providing a starter kit in the form of a booklet or a CD to every new depository

account holder on request.

(ii) Conducting weekly shows (Pehla Kadam) on CNBC Awaaz which focuses on educating and creating

awareness on the basics of investments.

(iii) An online destination (website) that serves as a one-step destination for investing basics and investor education

initiatives.

Investor Depository Meets (IDMs) - Investors throughout the country were approached through a series of 'Investor Depository Meets'. These programs were organised to spread awareness amongst the accountholders and others about the new facilities introduced by NSDL, the safety features and precautions to be taken by accountholders while operating in the depository environment.

Depository Promotion Programs (DPPs) - In order to spread awareness about depository and to encourage those shareholders who are still holding shares in physical form, NSDL conducted depository promotion programs (DPPs) to encourage them to dematerialise their shares.

During the last 12 months, IDMs and DPPs in 124 cities/towns were organised across the country, which were attended by more than 11,700 persons. The zone-wise details of these seminars organised during the period are given below:

!

!

East 16

West 32

North 34

South 42

Total 124

Zone No. of IDM / DPPs

Page 8: NEST UPD NEST UPDAATETE - NSDL

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8

! Advertisement Campaign - NSDL has been conducting nationwide advertisement campaigns since 2001. This year, NSDL conducted three such campaigns. While two campaigns pertaining to PAN Card requirement for demat accounts were carried-out in December 2006 and March 2007, one campaign on the theme of “Demat Checklist” was carried-out in September 2007. The details of these advertisement campaigns are as under:

PAN Card (jointly with BSE,NSE and CDSL)

13 2 1.34

PAN Card

Demat Checklist

38

38

11

11

2.50

2.38

Advertisement Campaign No. of Publications No. of Languages Circulation (in Crore)

Investor's Guide NSDL publishes an “Investor's guide to the Depository System” for promoting investor's

understanding of the system. This guide attempts to answer frequently asked questions raised by the investors in

relation to depository operations. Apart from English and Hindi, this guide is also available in other regional

languages. Investors may obtain a copy of this publication free of cost from NSDL, Mumbai and its branches at New Delhi, Kolkata and Chennai.

NSDL Website - The NSDL website, which is regularly updated, hosts exhaustive and updated information for

investors, companies and DPs. Details available on the website include list of securities available for demat, DP

locations and contact details, dates & venues of forthcoming IDMs, various search options, important circulars

and Bye Laws & Business Rules of NSDL. The website also facilitates registration of grievance and displays list of

companies with poor demat confirmation record.

Towards education of Business Partners etc. :

Training Programmes for Compliance Officers of DPs: NSDL conducted training programmes for

compliance officers of DPs. Areas covered during the training programmes were compliance requirements, surveillance & inspection and internal audit. During the period from November 2006 to October 2007, these programmes were organised in eight cities/towns, which were attended by about 350 representatives representing various DPs.

Training programmes for internal auditors of the DPs: NSDL conducted training programmes for internal auditors of the DPs. Areas covered during these programmes were Account Opening, Dematerialisation / Rematerialisation, Settlement, Pledge and Hypothecation, Corporate Actions, Back office operations, critical aspects of Depository Participant Operations, Guidelines on internal audit, Compliance, Depository Participant Inspection; findings and perspectives, Anti Money Laundering Requirement and Systems overview. During the period from November 2006 to October 2007, these programmes were organised in three cities, which were attended by about 75 representatives representing various audit firms.

NCFM oriented training programmes for DPs: NSDL conducts NCFM (NSE's Certification in Financial

Markets - NSDL-Depository Operations Module) oriented training programmes for DPs to facilitate them to

prepare for the NCFM examination. During the period from November 2006 to October 2007, these programmes

were organised in nine cities /towns, which were attended by more than 480 representatives representing various

DPs.

Page 9: NEST UPD NEST UPDAATETE - NSDL

9

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Other Initiatives:

Information Sharing and Collaboration Pact between NSDL and DTCC (US Depository): In June 2007,

NSDL signed a Memorandum of Understanding (MOU) with The Depository Trust & Clearing Corporation (DTCC), a US Depository, to forge closer ties between the two organizations. Under the terms of the MOU, NSDL and DTCC will establish a mechanism to increase mutual understanding and exchange market updates, improvement opportunities and information on business operating models.

2 41 72Issues / R & T Agents

Sl. No. Category No. of Business Partnerentities trained

Total Attendees

1 30 73DPs

71 72Total

Training programmes for business partners: NSDL periodically conducts three-day training programmes for DPs and two-day training programmes for Issuers / R & T Agents. Details of such programmes conducted from November 2006 to October 2007 are as follows:

Corporate Action Statistics

Description

1

2

3

4

5

6

7

8

9

10

Sr.No. No. of Allottees No. of Securities

During October 2007 For the F.Y. 2007-2008 (upto Oct. 2007)

No. of Allottees No. of Securities

Equity Shares

Preference Shares

Bonds

Commercial Papers

Certificate of Deposits

Securitised Instruments

Mutual Fund Units

Warrants

Postal Savings Certificates

Commodities

795,760

3

1,214

186

216

215

1,098

14

56

460

4,889,834,045

11,420,000

57,180,420

290,650

1,852,500

2,360,098

23,908,854

5,800,000

830,500*

6,200

5,267,037

3,221

8,207

1,130

1,860

1,188

33,015

3,175

574

4,037

23,945,706,113

908,186,886

305,937,675

1,197,672

13,411,671

17,875,710

274,148,484

44,619,246

57,637,900*

196,180

Total

* Value in Rupees

799,222 4,993,483,266 5,323,444 25,568,917,537

Business Partners - Issuers

Page 10: NEST UPD NEST UPDAATETE - NSDL

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10

List of Companies that have changed Names

(During October 2007)

Sr.No. Old Name New Name

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

JM Morgan Stanley Securities Private Limited

Hitech Entertainment Limited

Subhiksha Trading Services Private Limited

Sterlite Optical Technologies Limited

Imetrex Technologies Limited

Induj Infotech Limited

Carmen Builders & Constructions Pvt Ltd

Apnaloan.Com India Private Limited

Diamond Cables Limited

Shivaji Securities Limited

Kanoi Paper Industries Limited

Tantia Concrete Products Limited

Millars India Limited

Nahar Exports Limited

Surana Telecom Limited

Akruti Nirman Limited

Maruti Udyog Limited

Bharat Earth Movers Limited

Kapsons Associates Private Limited

Shivalik Global Limited

Morgan Stanley India Company Private Limited

Accentia Technologies Limited

Subhiksha Trading Services Limited

Sterlite Technologies Limited

Siemens Building Technologies Private Ltd

Unitex Designs Limited

DLF Southern Homes Private Limited

ALC India Private Limited

Diamond Power Infrastructure Limited

Indiaco Ventures Limited

Orion Paper And Industries Limited

GPT Infraprojects Limited

Skyline Millars Limited

Nahar Investments and Holding Limited

Surana Telecom and Power Limited

Akruti City Limited

Maruti Suzuki India Limited

BEML Limited

Kapsons Associates Investments Private Limited

STL Global Limited

Page 11: NEST UPD NEST UPDAATETE - NSDL

11

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Securities admitted for Dematerialisation during October 2007

Arkema Peroxides India Pvt Ltd

ATS Estates Private Limited

Birla Cotsyn (India) Limited

BUI Private Limited

BW Highway Star Private Limited

Calyx Chemicals & Pharmaceuticals Ltd

Centaur Mercantile Private Limited

Controls & Switchgear Contactors Ltd

DSP Merrill Lynch Capital

Eclerx Services Limited

Ennore Tank Terminals Private Limited

Future Capital Holdings Limited

HDB Financial Services Limited

I - Ven Interactive Limited

IHHR Hospitality (Andhra) Pvt Ltd

IHHR Hospitality Private Limited

JSW Cement Limited

M S Khurana Engineering Limited

MEP Toll Road Private Limited

Model Buckets & Attachments Pvt Ltd

MVL Limited

National Hydroelectric Power

Corporation Ltd

National Stock Exchange Of India Ltd

INE735I01016

INE696I01010

INE655I01016

INE697I01018

INE706I01017

INE743I01010

INE777I01018

INE731I01015

INE090H01018

INE738I01010

INE757I01010

INE688I01017

INE756I01012

INE461I01019

INE730I01017

INE709I01011

INE718I01012

INE677I01010

INE776I01010

INE769I01015

INE744I01018

INE848E01016

INE721I01016

COMPANY ISIN

Neha International Limited

NKG Infrastructure Limited

Oriental Structural Engineers Pvt Ltd.

Paranjape Schemes (Construction) Ltd

Premjyot Fabrics Limited

PVP Ventures Private Limited

Ram Kaashyap Investment Ltd

Reliance Capital Asset Management Limited

Renaissance Buildcon Co Pvt Ltd

Resurgere Mines & Minerals India Ltd

Rithwik Projects Limited

Sanjay Leasing Limited

Scope E-Knowledge Center Pvt Ltd

Shri Chlochem Limited

Sita Shree Food Products Ltd

Transformers And Rectifiers (India) Ltd

Union Batteries Private Limited

Unitech Infopark Limited

Unitech Kochi Sez Limited

Utility Energytech And Engineers Pvt Ltd

Vital Construction Private Limited

Wealthy Millennium Invest

& Tradg Pvt. Ltd

INE874D01022

INE775I01012

INE712I01015

INE694I01015

INE739I01018

INE761I01012

INE736I01014

INF733I01010

INE717I01014

INE774I01015

INE741I01014

INE734I01019

INE742I01012

INE078I01011

INE686I01011

INE763I01018

INE698I01016

INE764I01016

INE762I01010

INE695I01012

INE768I01017

INE660I01016

COMPANY ISIN

Page 12: NEST UPD NEST UPDAATETE - NSDL

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12

AGRA

AHMEDABAD

A. G. Shares & SecuritiesLimited

IN301006DPID :

L. D. K Shares & SecuritiesPvt Ltd

IN303261DPID :

Ph: 0562-2851348, 3290802Fax : [email protected]

Ph: 0562-2525963 / 06Fax : [email protected]

Anagram Stockbroking LimitedIN302201DPID :

ASE Capital Markets LimitedIN302461DPID :

Bank of BarodaIN302775DPID :

C.D Integrated Services LimitedIN303044DPID :

Goldmine Stocks Private LimitedIN301645DPID :

H. Nyalchand FinancialServices Ltd.

IN30

DPID : 2488

Infinite Financial ServicesPvt. Ltd.

IN301661DPID :

Investmentor Securities Ltd.IN301233DPID :

Khandwala Integrated FinancialServices Private Limited

IN301485DPID :

Madhuvan Securities Private Ltd.IN303085DPID :

Monarch Project &Finmarkets Ltd.

IN303052DPID :

Nutan Nagarik Sahakari Bank LtdIN302293DPID :

Ph: 079-3011 4000 / 5562 9900Fax : [email protected],[email protected]

Ph: 079-26307971-77, 26308875Fax : [email protected]@yahoo.com

Ph: 079-25506251-25507252Fax : [email protected]

Ph: 079-30088616 / 17Fax : [email protected]@gmail.com

Ph: 079-26607287-88/30088209-210Fax : [email protected]

Ph: 079-26405063-64Fax : [email protected]

Ph: 079-26560845, 26440898Fax : [email protected]

Ph: 079-2754 5270, 2754 4392Fax : 2754 [email protected]

Ph: 079-26420592/26420594Fax : [email protected],[email protected]

Ph: 079-26420166Fax : [email protected]

Ph: 079-30088091-96Fax : [email protected]

Ph: 079-26425591, 26564715,26443714, 26425586, 26425589Fax : [email protected]

Pravin Ratilal Share and StockBrokers Limited

IN300982DPID :

Ratnakar Securities Private Limited

IN300652DPID :

Ph: 079-66302700Fax : [email protected]

Ph: 079-26640022Fax : [email protected],[email protected]

Ahmedabad Stock Exchange Ltd.IN001094DPID :

Ph: 079-26307971-74, Fax : [email protected];[email protected],[email protected],[email protected]

Ratnakar Securities Private Limited

IN302210DPID :

Saurin Investments Private Limited

IN301469DPID :

Ph: 079-26587690,26583808,26576612,26578896Fax : [email protected]

Shah Investor’s Home Ltd.IN300343DPID :

State Bank of IndiaIN301217DPID :

The Kalupur CommercialCo-Operative Bank Limited

IN301321DPID :

Ph: 079-30025325Fax : [email protected]

Ph: 079-26440169/26465991Fax : [email protected]

Ph: 079-27582020Fax : 27582033, [email protected]

Tracom Stock BrokersPrivate Limited

IN302332DPID :

Ph: 079-26580774Fax : [email protected]

Ph: 0724-2438525, 24385272Fax : [email protected]

Consortium Securities Pvt. Ltd.IN302935DPID :

Nam Securities LimitedIN303190DPID :

Sanchit Financial &Management Services L d

IN303253t .

DPID :

Ph: 0183-5068884 / 5Fax : [email protected]

Ph: 0183-2560145Fax : [email protected]

Ph: 0183-2507131/32Fax : [email protected]

J K Securities Pvt. Ltd.IN300636DPID :

Ph: 02692-258056/258057Fax : [email protected]

BgSE Financials LimitedIN302148DPID :

Canara BankIN301356DPID :

Canny Securities Pvt. Ltd.IN302695DPID :

ING Vysya Bank Ltd.IN300610DPID :

Ph: 080-41575553/5554/41142790/41142788Fax : [email protected]

Ph: 080-22228894Fax : [email protected]

Ph: 080-25572875/25300068Fax : [email protected],[email protected]

Ph: 080-22542202, 2222Fax : [email protected]

AKOLA

AMRITSAR

ANAND

BANGALORE

Business Partners - Depository Participants (DPs)

DP DPPhone / Fax / email Phone / Fax / email

Page 13: NEST UPD NEST UPDAATETE - NSDL

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State Bank Of IndiaIN301047DPID :

Vijaya BankIN302806DPID :

Way2Wealth BrokersPrivate Limited

IN303077DPID :

Ph: 080-25943311Fax : [email protected]

Ph: 080-25584066Fax : [email protected]

Ph: 080-22121512Fax : [email protected]

Alankit Assignments LimitedIN301186DPID :

Ph: 0581-2551161/62/63/64/65,2551091, 2551187Fax : [email protected]

Ratnakar SecuritiesPrivate Limited

IN301934DPID :

Ph: 0788-2261800, 2311602Fax : [email protected]

BAREILLY

BHILAI

Integrated Master SecuritiesPvt. Ltd.

IN301063DPID :

Ph: 0172-2623888,5088888Fax : [email protected]

Apollo Sindhoori CapitalInvestments Ltd

IN301696DPID :

Bright Shares and StocksPrivate Limited

IN301401DPID :

Canara BankIN302839DPID :

Ph: 044-39190002 / 39190003Fax : 28290835 / [email protected]

Ph: 044-24950926, 24612657,24620028/29Fax : [email protected],[email protected]

Ph: 044-28223366Fax : [email protected]

CHANDIGARH

CHENNAI

Citibank N. A.IN300685

DPID :

City Union Bank LimitedIN303036DPID :

Ph: [email protected]

Ph: 044-24363754 , 24340100Fax : [email protected]

Indbank Merchant BankingServices Ltd.

IN300597DPID :

Ph: 044-24313094-097 / 24313092Fax : [email protected];[email protected]

Computer Age ManagementServices Private Limited

IN303149DPID :

Ph: 044-28521596, 28520788,28520516, 28520179Fax : [email protected]

Great Indian SecuritiesCompany Limited

IN303366DPID :

Ph: 044-26264514 / 15Fax : [email protected]

ING Vysya Bank Ltd.IN301410DPID :

Karvy Stock Broking Ltd.IN301926DPID :

Ph: 080-22542202, 2222Fax : [email protected]

Ph: 080-26621192Fax : [email protected]

Indian Overseas BankIN302437DPID :

Ph: 044-28478630/31Fax : [email protected],[email protected]

Indian BankIN303093DPID :

Ph: 044-28584337Fax : [email protected],[email protected]

India Cements InvestmentServices Limited

IN303340DPID :

Ph: 044-28209000Fax : [email protected]

Integrated Enterprises (India) Ltd.IN301313DPID :

Integrated Enterprises (India) Ltd.IN300441DPID :

Ph: 044-28140645-47, 49-50Fax : [email protected]

Ph: 044-28140645-47, 49-50Fax : [email protected]

Integrated Stock BrokingServices Pvt. Ltd.

IN302041DPID :

Ph: 044-28151741, 42124113, 42123260Fax : [email protected]

Madras Stock Exchange LimitedIN001078DPID :

Ph: 044-25228951Fax : [email protected]

Munoth Financial ServiceLimited

IN300302DPID :

Navia Markets Limited IN300378DPID :

Ph: 044-28591182-87Fax : [email protected]

Ph: 044-42144174 - 178

Fax : 42144152

[email protected],

[email protected],

[email protected]

Rajanarayan Capital MarketsServices Limited

IN300492DPID :

Ph: 044-52106258/6378,28116280/52106258Fax : 28117737/[email protected]

State Bank of IndiaIN301444DPID :

Tamilnad MercantileBank Limited

IN303069DPID :

Ph: 044-25221431, 25214519Fax : [email protected]

Ph: 044-26192552Fax : [email protected]

Shreyas Stocks Private LtdIN303229DPID :

Ph: 044-24342321 / 24336495Fax : [email protected],[email protected]

Yoha Securities Limited IN303315DPID :

Ph: 044-24334379 / 24355259/243556342Fax : [email protected]

Cholamandalam SecuritiesLimited

IN300572DPID :

Ph: 044-25307370Fax : [email protected]

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14

KOCHI

The Federal Bank LimitedIN301516DPID :

Ph: 0484-2350957, 2367101, 2362799Fax : [email protected]

Infinite Financial ServicesPrivate Limited

IN302429DPID :

Ph: 079-23228168, 23228242Fax : [email protected]

Indiabulls Securities Ltd.IN302236DPID :

Ph: 0124-3989555-666Fax : [email protected],[email protected],[email protected]

Gayatri Capital Ltd.IN302558DPID :

Ph: 040-23310330 / 23314284Fax : [email protected]

HSE Securities Ltd.IN302734DPID :

Karvy Stock Broking Ltd.IN300394DPID :

Linn Financial Services LimitedIN301820DPID :

Northeast BrokingServices Limited

IN300669DPID :

State Bank of HyderabadIN301397DPID :

Ph: 040-66510812,66510814Fax : [email protected];[email protected]

Ph: 040-23312454Fax : [email protected]

Ph: 040-65778844Fax : [email protected]

Ph: 040-30216666Fax : [email protected],[email protected]

Ph: 040-23387378Fax : [email protected]

State Bank of IndiaIN301305DPID :

Ph: 040-24750346Fax : [email protected]

GANDHINAGAR

GURGAON

HYDERABAD

Arihant Capital Markets LimitedIN301983DPID :

State Bank of IndoreIN300765DPID :

Ph: 0731-4068436-37, 3048944,3048945Fax : [email protected]

Ph: 0731-2544464, 2548318Fax : [email protected]

Alankit Assignments LimitedIN301160DPID :

Khandwala Integrated FinancialServices Private Limited

IN302700DPID :

Nirmal Bang SecuritiesPrivate Limited

IN302068DPID :

Ph: 0141-2374531-32-33Fax : [email protected]

Ph: 0141-5115234/35/36Fax : [email protected]

Ph: 0141-720163-65Fax : 720166, [email protected]

INDORE

JAIPUR

State Bank Of Bikaner & JaipurIN302531DPID :

Ph: 0141-2373867, 2364663Fax : [email protected]

G. Raj & Co. (Consultants) Ltd.IN301740DPID :

Ph: 0657-2308430, 3294484Fax : [email protected]

SPFL Securities LimitedIN300556DPID :

Ph: 0512-2330984-87Fax : [email protected], [email protected]

JAMSHEDPUR

KANPUR

Vertex Securities LimitedIN301811DPID :

Ph: 0484-2393967/2390954/65Fax : [email protected],[email protected]

Coimbatore Capital Ltd.IN300175DPID :

Indbank Merchant BankingServices Ltd.

IN300628DPID :

Ph: 0422-2320205/206Fax : [email protected]@coimbatorecapital.net

Ph: 0422-2217056/2213615Fax : [email protected]

Peninsular Capital MarketLimited

IN300896DPID :

Ph: 0484-2383705/06/07/08Fax : [email protected]

COCHIN

COIMBATORE

ERNAKULAM

Zen Securities LimitedIN302863DPID :

Ph: 040-23400855/39112222Fax : [email protected]

Andhra BankIN303204DPID :

Ph: 040-23421171Fax : [email protected].

Geojit Financial Services Ltd. IN301637DPID :

Geojit Financial Services Ltd. IN300239DPID :

Geojit Financial Services Ltd.IN301268DPID :

Geojit Financial Services Ltd.IN301532DPID :

Geojit Financial Services Ltd.IN301879DPID :

Ph: 0484-2405501-5502Fax : [email protected]

Ph: 0484-2405501-5502Fax : [email protected]

Ph: 0484-2405501/2405502Fax : [email protected]

Ph: 0484-2405501/2405608Fax : [email protected]

Ph: 0484-2405501/2405502Fax : [email protected]

Geojit Financial Services Ltd.IN302726DPID :

Ph: 0484-2405501/2405608Fax : [email protected]

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15

Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

Mathran Securities Ltd.IN300716DPID :

Ph: 033-22253927Fax : [email protected]

Microsec Capital LimitedIN302978DPID :

MLB Securities LimitedIN302654DPID :

Ph: 033-30512000Fax : [email protected],[email protected]

Ph: 033-4760470, 4762953, 4756647Fax : 2201247, [email protected]

Ph: 033-22821505/06/07/2052/53/54Fax : [email protected]

Eastern Financiers LimitedIN303181DPID :

Daulat Securities LimitedIN301372DPID :

Ph: 033-24544515, 24744157/58/59Fax : [email protected]

Dayco Securities Private Ltd.IN300263DPID :

Ph: 033-22303072/ 2066Fax : [email protected]

East India Securities Ltd.IN300327DPID :

Ph: 033-23345689-5527Fax : [email protected]

Guiness Securities Ltd.IN302898DPID :

Eureka Stock & ShareBroking Services Ltd.

IN302105DPID :

Ph: 033-22107500/01/02Fax : [email protected]

KB Capital Markets PrivateLimited

IN301723DPID :

Ph: 033-22305215Fax : [email protected]

Kripa Securities Private imitedIN303001

LDPID :

Ph: 033-22313101Fax : [email protected]

Lohia Securities LimitedIN302189DPID :

Ph: 033-22436961/40026500/502/503/504Fax : [email protected]

Ph: 033-24646966/7Fax : [email protected],[email protected],[email protected]

Dynamic Equities Pvt. Ltd.IN302017DPID :

Ph: 033-40099400Fax : [email protected],[email protected],[email protected],[email protected]

Dalmia Securities Private LimitedIN300222DPID :

Ph: 033-22806544-49Fax : [email protected]

Accord Capital Markets LimitedIN302523DPID :

Allahabad BankIN300853DPID :

Apeejay Securities PrivateLimited

IN302308DPID :

C. Mackertich LimitedIN301629DPID :

Canara Bank IN302880DPID :

Ph: 033-24748900/9494/ 24855507Fax : [email protected]

Ph: 033-22308375- 8376Fax : [email protected]

Ph: 033-22295455Fax : [email protected]

Ph: 033-22819910Fax : [email protected]

Ph: 033-22832901Fax : [email protected]

KOLKATA

Oriental Bank Of CommerceIN300837DPID :

Ortem Securities LimitedIN300693DPID :

Peerless Securities LimitedIN300958DPID :

Ph: 033-22108809/10/11/12/13Fax : [email protected]

Ph: 033-22367726Fax : [email protected]

Ph: 033-22131379/1407/22435942/22109039Fax : [email protected]

Murari Securities LimitedIN301014DPID :

Ph: 033-22215873/74Fax : [email protected],[email protected]

SKP Securities LimitedIN302646DPID :

Ph: 033-40077000Fax : [email protected],[email protected]

R. K. Global SharesAnd Securities Limited

IN302951DPID :

Ph: 033-22137373-77Fax : [email protected],[email protected],[email protected]

Salasar Stock Broking LimitedIN302412DPID :

Shivmangal Securities Private Ltd.

IN302252DPID :

Shree Bahubali International Ltd.

IN300773DPID :

Siddhartha Capital Market Limited

IN302515DPID :

Ph: 033-22314400Fax : [email protected]

Ph: 033-24005228/29/30/31Fax : [email protected]

Ph: 033-22104730/4731Fax : [email protected]

Ph: 033-22100030/33Fax : [email protected]

SPT Securities Ltd.IN302357DPID :

Ph: 033-22423590/9547/1668Fax : [email protected]

Suvridhi Capital Markets LimitedIN302855DPID :

Ph: 033-24549350 / 51Fax : [email protected],[email protected]

State Bank Of IndiaIN301119DPID :

Ph: 033-22106775, 22100840Fax : [email protected]

Ph: 033-22902100-05Fax : [email protected]

SSD Securities Private LimitedIN303323DPID :

JRG Securities Ltd.IN301895DPID :

Ph: 0484-2409901Fax : [email protected]

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16

BOI Shareholding LimitedIN001019DPID :

Ph: 022-22723838, 22721234Fax : [email protected]

Bank of BarodaIN300870DPID :

Ph: 022-66786429/6204Fax : 66786429/[email protected]

BNP ParibasIN301799DPID :

Ph: 022-66501300Fax : [email protected]

Bank of IndiaIN300749DPID :

Ph: 022-22696059, 22696058Fax : [email protected]@yahoo.co.in

Axis Bank LimitedIN300484DPID :

Ph: 022-67979311 / 12, 67979292Fax : 67979317, [email protected]

ABN Amro Bank N.V.IN300644DPID :

Action Financial Services (India)Limited

IN300271DPID :

Ph: 022-22818008Fax : [email protected]

Abu Dhabi Commercial Bank LtdIN301838DPID :

Ph: 022-22830184/85Fax : [email protected]

Ankit Securities & Finance Co.Pvt. Ltd

IN300999DPID :

Ph: 022-26705528/26701534Fax : [email protected]

Ph: 022-40624444Fax : 40624445/[email protected],[email protected]

MUMBAI

Trans Scan Securities (P) LtdIN302496DPID :

Ph: 033-22806318/22831623Fax : [email protected],[email protected]

Ph: 0522-2236819-825Fax : [email protected]

Ph: 0161-5068137, 5068134Fax : [email protected]

Ph: 0591-3090550/3098071Fax : [email protected]

LUCKNOW

LUDHIANA

MORADABAD

Karvy Stock Broking Ltd.IN301557DPID :

LSE Securities LimitedIN301846DPID :

Bonanza Portfolio LimitedIN302767DPID :

Ph: 033-22231245Fax : [email protected]

Vedika Securities Pvt. Ltd.IN301493DPID :

Ph: 033-30227701-06Fax : [email protected]

Vardhaman Capital Private Limited

IN303212DPID :

The Calcutta Stock ExchangeAssociation Limited

IN001027DPID :

Ph: 033-22104470-77Fax : 22104500/[email protected]

Ph: 022-66172222Fax : [email protected]

Dawnay Day AV SecuritiesPrivate Limited

IN303288DPID :

Bonanza Portfolio LimitedIN301477DPID :

Ph: 022-67605500 / 600Fax : [email protected]

Canara BankIN300247DPID :

Centurion Bank ofPunjab Ltd.

IN300601DPID :

Centurion Bank ofPunjab Ltd.

IN301436DPID :

Ph: 022-22701060/[email protected]

Ph: 022-30889567Fax : [email protected]

Ph: 022-30889567Fax : [email protected]

Citibank N.A.IN300054DPID :

CLSA India Ltd.IN302445DPID :

Corporation BankDPID : 2603IN30

Ph: 022-66505050Fax : [email protected]

Ph: 022-22881817/22885299Fax : [email protected]

HDFC Bank Ltd.IN300126DPID :

HDFC Bank Ltd.IN301151DPID :

Ph: 022-66521000, 24961616, 24910492Fax : [email protected]

Ph: 022-66521000, 24961616, 24910492Fax : [email protected]

Dena BankIN300386DPID :

Deutsche Bank AGIN300167DPID :

DSP Merrill Lynch Ltd.IN302638DPID :

Ghalla Bhansali StockBrokers Pvt. Ltd.

IN301854DPID :

Ph: 022-26545035, 26545000Fax : [email protected]

Ph: 022-55063000Fax : [email protected]

Ph: 022-67464030 / 35Fax : [email protected]

Ph: 022-24147000/24157000Fax : 24147000/[email protected],[email protected]

Citizen Credit Co-operativeBank Limited

IN301225DPID :

Ph: 022-26442829-32/26456018/5108Fax : 26430131/[email protected]

Ph: 022-24978066Fax : 24940331/2497 [email protected],[email protected]

Brics Securities LimitedIN303296DPID :

Ph: 022-66360000Fax : [email protected]

Citigroup Wealth AdvisorsIndia Pvt Ltd

IN303245DPID :

Ph: 022-28445757Fax : [email protected]

DBS Bank Limited IN303307DPID :

Ph: 022-66388888Fax : [email protected]

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17

Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

Mafatlal Securities LimitedIN300409DPID :

Mandvi Co-OperativeBank Limited

IN302197DPID :

Ph: 022-22882152-56Fax : [email protected],[email protected]

Ph: 022-23701460/1462/5051/6383Fax : 23700861/23736618/[email protected]

Mangal Keshav Securities LtdIN302783DPID :

Ph: 022-30687999Fax : [email protected]

Motilal Oswal Securities Limited

IN301862DPID :

Ph: 022-30801000/1Fax : [email protected]

Morgan Stanley India Company Private Limited

IN300433

DPID :

Ph: 022-2209 6600Fax : [email protected]

MF Global Sify SecuritiesIndia Private Limited

IN302164DPID :

Ph: 022-23002999Fax : 23002909, [email protected]

Manubhai MangaldasSecurities Private Limited

IN302742DPID :

Ph: 022-56790460-465Fax : [email protected]

National Securities ClearingCorporation Limited

IN001060DPID :

National Securities ClearingCorporation Limited

IN001002DPID :

Ph: 022-6598388/89Fax : [email protected]

Ph: 022-26598100-15Fax : [email protected]

IDBI Bank LtdIN300450DPID :

Ph: 022-66677800Fax : [email protected]

ICICI Bank Ltd.IN302679DPID :

ICICI Bank Ltd.IN302902DPID :

ICICI Bank Ltd.IN303028DPID :

Ph: 022-28734979Fax : [email protected]

Ph: 022-28734979Fax : [email protected]

Ph: 022-28734979Fax : [email protected]

IFCI Financial Services Ltd.IN301364DPID :

IIT Corporate Services Ltd.IN300046DPID :

Indbank Merchant BankingServices Ltd.

IN300548DPID :

Ph: 022-22818483, 56345820, 22818489Fax : [email protected]

Ph: 022-22665453, 55660765, 22667746Fax : [email protected]

Ph: 022-22662236, 22696386, 22634601Fax : [email protected]

India Capital Markets Pvt. Ltd.IN302390DPID :

Ph: 022-67893400/401/402Fax : [email protected]

IndusInd Bank Ltd.IN300159DPID :

Ph: 022-66366580-83Fax : 66366587 / [email protected]

India Infoline LimitedIN302269DPID :

Ph: 022-66489000Fax : [email protected],[email protected]

Indian Overseas BankIN300530DPID :

Indsec Securities AndFinance Ltd.

IN300062DPID :

Ph: 022-22691039,22679909Fax : [email protected]

Ph: 022-22822362Fax : [email protected]

Industrial DevelopmentBank of India Ltd.

IN300191DPID :

Ph: 022-22189111Fax : [email protected]

HDFC Bank Ltd.IN301549DPID :

HDFC Bank Ltd.IN300476DPID :

HSBC Securities and CapitalMarkets (India) Private

IN300255DPID :

ICICI Bank Ltd.IN301348DPID :

ICICI Bank Ltd.IN300183DPID :

Ph: 022-66521000, 24961616, 24910492Fax : [email protected]

Ph: 022-66521000, 24961616, 24910492Fax : [email protected]

Ph: 022-22674921Fax : 22734329/[email protected]

Ph: 022-24906859/24906855/24924100Fax : [email protected]

Ph: 022-28734979Fax : [email protected]

JM Financial Services Private Ltd.

IN302927DPID :

Ph: 022-30877000Fax : [email protected]

Infrastructure Leasing &Financial Services Ltd.

IN300095DPID :

Infrastructure Leasing &Financial Services Ltd.

IN302871DPID :

Integrated Enterprises (India) Ltd.

IN300757DPID :

Integrated Master SecuritiesPvt. Ltd.

IN301887DPID :

Ph: 022-28570965Fax : [email protected]

Ph: 022-26533333, 28570965Fax : [email protected]

Ph: 022-25001415/0565/3791Fax : [email protected]

Ph: 022-22623871/56318203/04Fax : [email protected]

Karvy Stock Broking Ltd.IN302470DPID :

Kotak Mahindra Bank LimitedIN302814DPID :

Ph: 022-26730279, 26730799, 26730843Fax : [email protected]

Ph: 022-56596022Fax : 22885661, [email protected]

Kotak Securities LimitedIN300214DPID :

Ph: 022-66529191Fax : [email protected]

Kotak Mahindra Bank LimitedIN303173DPID :

Ph: 022-24991066-70Fax : [email protected],[email protected],[email protected]

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18

Sahara India FinancialCorporation Ltd.

IN302662DPID :

Ph: 022-66951000 , 66688080Fax : [email protected];

Networth Stock Broking Limited

IN303331DPID :

Ph: 022-32562059Fax : [email protected]

Navratan Capital &Securities Pvt Ltd

IN301803DPID :

Ph: 022-56983700Fax : [email protected]

Nirmal Bang Securities Pvt Ltd

IN301604DPID :

Ph: 022-22674767/22652111/22641234Fax : [email protected],[email protected],[email protected]

NKGSB Co-op Bank LimitedIN303358DPID :

Ph: 022-67545000Fax : [email protected]

Oasis Securities LimitedIN302156DPID :

Oriental Bank Of CommerceIN300020DPID :

Oriental Bank Of CommerceIN301071DPID :

Ph: 022-66310571/66310575Fax : 66310572/[email protected]

Ph: 022-24385801Fax : [email protected]; [email protected]

Ph: 022-24385801Fax : [email protected]

Pratik Stock Vision Pvt. Ltd.IN302033DPID :

Ph: 022-22644793/94/95Fax : [email protected]

Punjab National BankIN301731DPID :

Ph: 022-22023816/22040384/225Fax : [email protected]

Punjab And MaharashtraCo-Operative Bank Limited

IN301975DPID :

Ph: 022-22644290 , 22655747Fax : [email protected],[email protected]

Reliance Capital LimitedIN303132DPID :

Ph: 022-30411000Fax : [email protected]

Reliance Capital LimitedIN300319DPID :

Ph: 022-30411000Fax : [email protected]

Reliance Share & StockBrokers Pvt. Ltd.

IN300038DPID :

Ph: 022-30271870/71/74/75Fax : [email protected],[email protected]

Ratnakar Securities Private Ltd

IN301707DPID :

Ph: 022-56374709/10/11Fax : [email protected]

Sharekhan LimitedIN300513DPID :

Sahara India FinancialCorporation Ltd.DPID : 302662IN

Ph: 022-67482000Fax : [email protected]

Ph: 022-66951000, 66688080Fax : [email protected]

Sodhani Securities LimitedIN300732DPID :

Ph: 022-22614399, 22623519Fax : [email protected]

Standard Chartered BankIN300100DPID :

Ph: 022-22093207/22093208/22093209Fax : 22093293/[email protected]

Standard Chartered BankIN300335DPID :

Ph: 022-22093207/22093208/22093209Fax : 22093293/[email protected]

Standard Chartered Bank IN301524DPID :

Ph: 022-22044444Fax : 22853857, [email protected]

State Bank of IndoreIN302759DPID :

Ph: 022-22070567Fax : [email protected]

Stock Holding CorporationOf India Ltd

IN300011DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding CorporationOf India Ltd

IN301135DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding CorporationOf India Ltd

IN300888DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding CorporationOf India Ltd

IN301080DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding CorporationOf India Ltd

IN301127DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding CorporationOf India Ltd

IN301250DPID :

Stock Holding CorporationOf India Ltd

IN301039DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding CorporationOf India Ltd

IN301330DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding CorporationOf India Ltd

IN301022DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding Corporation Of India Ltd

IN302025DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

State Bank of IndiaIN300351DPID :

Ph: 022-22661765,22641253,22690749,22691446,22691548Fax : [email protected]

Stock Holding Corporation Of India Ltd

IN301276DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

Stock Holding Corporation Of India Ltd

IN300812DPID :

Ph: 022-22045483-85Fax : 22023173/[email protected]

Stock Holding Corporation Of India Ltd

IN301715DPID :

Ph: 022-25772837-39/44-45/25779632-35Fax : 25779629/[email protected]

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Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

YES Bank LtdIN303270DPID :

Ph: 022-66229000Fax : [email protected]

Wallfort Financial Services Limited

IN302507DPID :

Ph: 022-2611514, 2611523,2675964,2704295Fax : [email protected]

Union Bank of IndiaIN303157DPID :

Ph: 022-22629332/ 33 /34/35Fax : [email protected]

VFC Securities Private LimitedIN303374DPID :

Ph: 022-23639201Fax : [email protected];[email protected]

Ventura Securities LimitedIN303116DPID :

Ph: 022-55547000, 22797000Fax : [email protected]

UTI Securities LimitedIN300360DPID :

Ph: 022-66166300Fax : [email protected]

The Federal Bank LimitedIN301942DPID :

The Hongkong And ShanghaiBanking Corporation Ltd.

IN300142DPID :

The Kapol Co-OperativeBank Limited

IN300907DPID :

The Saraswat Co-OperativeBank Limited

IN300829DPID :

UCO BankIN302847DPID :

Ph: 022-22680251/252/253Fax : [email protected]

Ph: 022-2498 0000Fax : [email protected]

Ph: 022-22079389, 22034360Fax : [email protected]

Ph: 022-24310662/24211246Fax : [email protected]

Ph: 022-22817556/57Fax : [email protected]

Tata TD Waterhouse SecuritiesPrivate Limited

IN302791DPID :

Techno Shares And Stocks Ltd.IN302009DPID :

Ph: 022-56370000Fax : 2378387

Ph: 022-22690038/39/56338900Fax : [email protected]

SVS Securities Private LimitedIN302582DPID :

Ph: 022-22661104, 22662372Fax : [email protected]

J K Securities Pvt. Ltd.IN302381DPID :

Ph: 0268-2565499 / 2569812Fax : [email protected]

Janalaxmi Co-Op. Bank Ltd.IN302121DPID :

Ph: [email protected]

NADIAD

NASHIK

IDBI Capital Market Services Ltd.

IN300079DPID :

Ph: 022-67238300Fax : [email protected]

NAVI MUMBAI

Adroit Financial ServicesPrivate Limited

IN302822DPID :

B. L. K. Financial Services Limited

IN301612DPID :

Ph: 011-41564401-403Fax : [email protected]

Bank of BarodaIN302076DPID :

Bharat Bhushan EquityTraders Limited

IN301209DPID :

Ph: 011-23752847, 23325659, 23375557Fax : [email protected]

BLB Ltd.IN301102DPID :

Bonanza Portfolio LimitedIN301688DPID :

Canara BankIN301581DPID :

CFS Financial ServicesPrivate Limited

IN301918DPID :

CNB Finwiz Ltd.IN302919DPID :

Composite Securities Ltd.IN302113DPID :

Consortium Securities Pvt. Ltd.IN302316DPID :

Ph: 011-32968120 / 121Fax : [email protected]

Ph: 011-23242022-26Fax : [email protected]

Ph: 011-23321737Fax : [email protected]

Ph: 011-26510593-972Fax : [email protected]

Ph: 011-23246633, 23265212Fax : [email protected]

Ph: 011-55302300, 55302301,23319245, 23319239Fax : [email protected],[email protected],[email protected]

Ph: 011-26219585-90Fax : 26296692prabhatsrivastava@consortium,securities.com,[email protected]

Ph: 011-23540997-99Fax : [email protected]

Alankit Assignments LimitedIN300118DPID :

Ph: 011-42541784, 42541794Fax : 41543453, [email protected]

Allied Financial ServicesPrivate Limited

IN301452DPID :

Ph: 011-42448111/12/13Fax : [email protected]

Ph: 011-22373539,22376948,32562823,22374944, 22379945,22600100Fax : 22374031, [email protected]

Inter-Connected StockExchange of India Ltd.

IN001086DPID :

Ph: 022-27812056/58/59/62Fax : [email protected]

Abhipra Capital LimitedIN300206DPID :

Ph: 011-42390909Fax : 27215530/[email protected]

NEW DELHI

Bajaj Capital Investor Services Ltd.DPID : 303237IN

Ph: 011-41693000,26418903-06Fax : [email protected]

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20

DSN Securities LimitedIN301292DPID :

DSP Merrill Lynch Ltd.IN303010DPID :

Elite Stock Management Ltd.IN301670DPID :

Escorts Securities Ltd.IN300781DPID :

Exponential Financial ServicesPvt. Ltd.

IN301178DPID :

Ph: 011-41546720-24Fax : [email protected]

Ph: 011-43579500Fax : [email protected]

Ph: 011-22758145,22755894Fax : [email protected]

Ph: 011-23310145, 23315111Fax : [email protected]

Ph: 011-27477302-305, 27478801-05Fax : [email protected]

Farsight Securities Ltd.IN301766DPID :

HB Securities Ltd.IN300931DPID :

Ph: 011-23322814,23731171,23328626,23721968Fax : [email protected]

Indus Portfolio Pvt. Ltd.IN300940DPID :

Inmacs Ltd.IN302574DPID :

Ph: 011-25172115 / 25457390Fax : [email protected];[email protected]

Ph: 011-26289478/26239740/2623979126226933 / 26223712Fax : [email protected]

Jyoti Jain Investment &Finance Company Pvt. Ltd.

IN302050DPID :

Ph: 011-46059451 / 52Fax : [email protected],[email protected]

Frontline Capital Services Ltd.IN300564DPID :

Globe Capital Market Ltd.IN300966DPID :

Ph: 011-29212610/29216309Fax : [email protected]

Ph: 011-23316916-920, 23720887-88Fax : 23720880, [email protected]

Gogia InternationalSecurities Ltd.

IN300589DPID :

Ph: 011-26529441/42/43, 26529431/32Fax : [email protected]

IKM Investor Services Ltd.IN301758DPID :

Ph: 011-23272088/23272880Fax : [email protected]

Integrated Master SecuritiesPvt. Ltd.

IN300724DPID :

Ph: 011-23322136/143, 23314307/8Fax : [email protected].

Integrated Master SecuritiesPvt. Ltd.

IN302986DPID :

Ph: 011-23234492,2325136,[email protected]

KK Securities Ltd.IN300468DPID :

Ph: 011-23323028, 23722916Fax : [email protected]

M.G Capital Services LimitedIN302404DPID :

Leo Financial Services Ltd.IN302611DPID :

Ph: 011-25753328Fax : [email protected]

Master Capital Services LimitedIN301143DPID :

MLB Capital Private LimitedIN302566DPID :

Ph: 011-28750370 / 28750354Fax : [email protected]

Multiplex Capital LimitedIN302620DPID :

Ph: 011-27557701-04Fax : [email protected]

Nam Securities LimitedIN301782DPID :

Ph: 011-23352753Fax : [email protected]

Nikunj Stock Brokers LimitedIN302994DPID :

Ph: 011-47030000 - 47Fax : [email protected]

Novel Securities Private LimitedIN302228DPID :

Ph: 011-42355271 / 72, 4235527Fax : [email protected]

Pee Aar Securities LimitedIN301428DPID :

Pelf Finstock LimitedIN302943DPID :

PNR Securities LimitedIN301241DPID :

Ph: 011-52258000-11Fax : [email protected]

Ph: 011-27868801,02,03Fax : [email protected]

Ph: 011-41009000Fax : 41755800c/o [email protected]

Oriental Bank Of CommerceIN300804DPID :

Ph: 011-23412818, 23412892, 23412833Fax : [email protected],[email protected]

Punjab National BankIN300708DPID :

Ph: 011-23715009, 23716235, 23710021extn. 141, 142Fax : 23739893, [email protected]

Ph: 011-42111000 , 42111032Fax : [email protected]

Maheshwari Technical &Financial Services Limited

IN301959DPID :

Ph: 011-23621752 - 753 Fax : [email protected]

Mansukh Securities AndFinance Limited

IN301653DPID :

Ph: 011-30123450 - 53Fax : [email protected]

Marck Securities Private LimitedIN302960DPID :

Ph: 011-23242601/02/03/05Fax : 23242604/[email protected]

Ph: 011-22482070-73Fax : [email protected],[email protected],[email protected]

Ph: 011-25715324, 33,30966623,9810645334Fax : [email protected]

R. K. Global Shares AndSecurities Limited

IN302453DPID :

Ph: 011-23382345, 23387420, 23383517Fax : [email protected]

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Religare Securities Ltd.IN301774DPID :

SKI Capital Services Ltd.IN301508DPID :

Ph: 011-65562200, 30815100Fax : [email protected]

Ph: 011-41546281-83Fax : [email protected]

RBC Financial ServicesPrivate Limited

IN301590DPID :

Ph: 011-41563140Fax : [email protected]

Shri Parasram HoldingsPrivate Limited

IN302365DPID :

Som Datt Securities Ltd.IN301967DPID :

Ph: 011-27308503-8508Fax : 27308516, [email protected],[email protected]

Ph: 011-26440896,26237307,26237308,26237309Fax : [email protected]

SS Corporate Securities LimitedIN303108DPID :

Ph: 011-27030947-48-49Fax : [email protected]

Star Finvest Private LimitedIN302540DPID :

Ph: 011-23737206-09Fax : [email protected]

State Bank of IndiaIN301284DPID :

Ph: 011-23374015,23374016,23340051Fax : [email protected]

Time Capital LimitedIN300923DPID :

Time Capital LimitedIN302130DPID :

Vivek Financial Focus Ltd.IN300861DPID :

Zuari Investments LimitedIN301055DPID :

Ph: 011-26256833 / 99Fax : [email protected],[email protected]

Ph: 011-26256833 / 99Fax : [email protected],[email protected]

The Delhi Stock ExchangeAssociation Limited

IN001035DPID :

The Jammu & Kashmir Bank Ltd.

IN302349DPID :

Transworld Securities LimitedIN301565DPID :

Vogue Commercial Co. LtdIN302092DPID :

Ph: 011-23292417-18Fax : 23292416, [email protected]

Ph: 011-23737940-41-48Fax : [email protected]

Ph: 011-41007799, 41007785,87,[email protected]

Ph: 011-23359440, 23358677, 23358678Fax : [email protected]

Ph: 011-25537331Fax : [email protected],[email protected]

Ph: 011-26413319/41697916Fax : [email protected],[email protected]

Shah Investor’s Home Ltd.IN302277DPID :

Ph: 02766-226485, [email protected]

PATAN

State Bank of TravancoreIN303124DPID :

Jhaveri Securities Pvt. Ltd.IN301991DPID :

Sri Shirdi Capital ServicesPrivate Limited

IN303165DPID :

Ph: 0471-2233676, 2330725Fax : [email protected]

Ph: 0265-2226201Fax : [email protected]

Ph: 0866-5567563, 5567564, 2570164,2570167Fax : 2570164 / [email protected]

Ph: 0891-2563580Fax : [email protected]

TRIVANDRUM

VADODARA

VIJAYAWADA

VISHAKAPATNAM

Steel City Securities LimitedIN302324DPID :

Growth Avenues Ltd.IN302599DPID :

South Gujarat Shares &Sharebrokers Limited

IN300425DPID :

The Surat People' Co- perativeBank Limited

IN300845

s o

DPID :

Ph: 0261-3997971-73Fax : [email protected]

Ph: 0261-2431675, 2450774, 2438410Fax : [email protected]

Ph: 0261-2458428/37Fax : [email protected],[email protected]

SURAT

The Cosmos Co-OperativeBank Ltd.

IN301098DPID :

Janata Sahakari Bank Limited,Pune

IN300280DPID :

The United Western Bank LimitedIN300505DPID :

Ph: 020-24461114/5/6/7/8Fax : [email protected]

Ph: 020-24431014-16Fax : [email protected]

Ph: 020-24335548-49Fax : [email protected],[email protected]

Marwadi Shares & Finance Ltd.IN300974DPID :

Ph: 0281-2481313Fax : [email protected],[email protected]

PUNE

Pinakini Share And StockBrokers Limited

IN302084DPID :

Ph: 040-27902663 / 4Fax : [email protected]

SECUNDERABAD

RAJKOT

The Dhanalakshmi Bank LimitedIN302687DPID :

Ph: 0487-2335177Fax : [email protected]

THRISSUR

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22

List of DPs offering SPEED-e

Sr.No. DP Name Location

123456789

10111213141516171819202122232425262728293031323334353637383940414243444546474849

Abhipra Capital LimitedAdroit Financial Services Private LimitedAlankit Assignments LimitedAlankit Assignments LimitedAlankit Assignments LimitedAnagram Stockbroking LimitedApollo Sindhoori Capital Investments LimitedASE Capital Markets LimitedAxis Bank LimitedBajaj Capital Investor Services Ltd.Bharat Bhushan Equity Traders LimitedBOI Shareholding LimitedBonanza Portfolio LimitedBonanza Portfolio LimitedBonanza Portfolio LimitedCanara BankCenturion Bank of Punjab Ltd.CFS Financial Services Private LimitedCholamandalam Securities LimitedComposite Securities LimitedDalmia Securities Private LimitedDSN Securities LimitedDynamic Equities Private LimitedEast India Securities LimitedEastern Financiers Ltd.Elite Stock Management LimitedEureka Stock & Share Broking Services LimitedFarsight Securities LimitedGeojit Financial Services LimitedGeojit Financial Services LimitedGlobe Capital Market LimitedGogia International Securities LimitedHDFC Bank LimitedHDFC Bank LimitedHDFC Bank LimitedHDFC Bank LimitedICICI Bank LimitedIKM Investor Services LimitedIndsec Securities and Finance LimitedIndus Portfolio Private LimitedIndusInd Bank LimitedInfrastructure Leasing & Financial Services LimitedIntegrated Enterprises (India) LimitedIntegrated Enterprises (India) LimitedIntegrated Enterprises (India) LimitedInvestMentor Securities LimitedJ K Securities Pvt. Ltd.JM Financial Services Private LimitedJanata Sahakari Bank Limited, Pune

DP ID

IN300206IN302822IN300118IN301160IN301186IN302201IN301696IN302461IN300484IN303237IN301209IN001019IN301477IN301688IN302767IN301356IN300601IN301918IN300572IN302113IN300222IN301292IN302017IN300327IN303181IN301670IN302105IN301766IN300239IN301637IN300966IN300589IN300126IN301151IN301549IN300476IN301348IN301758IN300062IN300940IN300159IN300095IN300757IN300441IN301313IN301233IN300636IN302927IN300280

New DelhiNew DelhiNew DelhiJaipurBareillyAhmedabadChennaiAhmedabadMumbaiNew DelhiNew DelhiMumbaiMumbaiNew DelhiMoradabadBangaloreMumbaiNew DelhiChennaiNew DelhiKolkataNew DelhiKolkataKolkataKolkataNew DelhiKolkataNew DelhiKochiKochiNew DelhiNew DelhiMumbaiMumbaiMumbaiMumbaiMumbaiNew DelhiMumbaiNew DelhiMumbaiMumbaiMumbaiChennaiChennaiAhmedabadAnandMumbaiPune

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Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

5051525354555657585960616263646566676869707172737475767778798081828384858687888990919293949596979899

100101102103

Jyoti Jain Investment & Finance Company Private LimitedKarvy Stock Broking LimitedKarvy Stock Broking LimitedKhandwala Integrated Financial Services Private LimitedKhandwala Integrated Financial Services Private LimitedKotak Mahindra Bank LimitedKotak Securities LimitedMaheshwari Technical and Financial Services LimitedMansukh Securities and Finance LimitedMarwadi Shares & Finance (P) LimitedMicrosec India LimitedMonarch Project & Finmarkets LimitedMultiplex Capital LimitedOriental Bank Of CommerceOriental Bank Of CommerceOriental Bank Of CommerceOriental Bank Of CommercePeerless Securities LimitedPelf Finstock LimitedPeninsular Capital Market LimitedPravin Ratilal Share and Stock Brokers LimitedPunjab National BankRatnakar Securities Private LimitedRatnakar Securities Private LimitedRatnakar Securities Private LimitedRatnakar Securities Private LimitedRBC Financial Services Private LimitedReligare Securities Ltd.Sahara India Financial Corporation LimitedSharekhan LimitedShree Bahubali International LimitedShri Parasram Holdings Private LimitedSS Corporate Securities LimitedStandard Chartered BankStar Finvest Private LimitedState Bank of IndoreStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedStock Holding Corporation of India LimitedTamilnad Mercantile Bank LimitedThe Jammu and Kashmir Bank LimitedThe United Western Bank LimitedUTI Securities LimitedVentura Securities LimitedVivek Financial Focus Limited

IN302050IN300394IN301926IN301485IN302700IN303173IN300214IN301959IN301653IN300974IN302978IN303052IN302620IN300020IN301071IN300804IN300837IN300958IN302943IN300896IN300982IN300708IN300652IN301934IN302210IN301707IN301590IN301774IN302662IN300513IN300773IN302365IN303108IN300100IN302540IN300765IN300011IN300888IN301127IN301330IN302025IN301715IN301276IN301039IN301250IN301135IN301080IN301022IN303069IN302349IN300505IN300360IN303116IN300861

New DelhiHyderabadBangaloreAhmedabadJaipurMumbaiMumbaiNew DelhiNew DelhiRajkotKolkataAhmedabadNew DelhiMumbaiMumbaiNew DelhiKolkataKolkataDelhiKochiAhmedabadDelhiAhmedabadBhilaiAkolaMumbaiNew DelhiNew DelhiMumbaiMumbaiKolkataNew DelhiDelhiMumbaiNew DelhiIndoreMumbaiMumbaiMumbaiMumbaiMumbaiMumbaiAhmedabadRajkotKolkataBangaloreChennaiHyderabadChennaiNew DelhiPuneMumbaiMumbaiNew Delhi

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24

104105

Vogue Commercial Company LimitedZuari Investments Limited

IN302092IN301055

New DelhiNew Delhi

List of DPs empanelled with NCDEX

Sr.No.

DP Name DP ID

123456789

101112131415161718192021222324252627282930313233343536373839404142434445

Abhipra Capital LimitedAlankit Assignments LimitedAlankit Assignments LimitedAlankit Assignments LimitedAnagram Stockbroking LimitedApollo Sindhoori Capital Investments LtdArihant Capital Markets LimitedBharat Bhushan Equity Traders LimitedBLB LimitedBonanza Portfolio LimitedDalmia Securities Private LimitedDSN Securities LimitedDSP Merrill Lynch Ltd.DSP Merrill Lynch Ltd.Dynamic Equities Private LimitedEast India Securities LimitedEureka Stock & Share Broking Services Ltd.Farsight Securities LimitedGeojit Financial Services LimitedGlobe Capital Market LimitedGoldmine Stocks Private LimitedHDFC Bank LimitedICICI Bank LimitedICICI Bank Limited India Infoline LimitedIndiabulls Securities LimitedIndusInd Bank LimitedInfrastructure Leasing & Financial Services LimitedJRG Securities LimitedJyoti Jain Investment & Finance Company Private LimitedKarvy Stock Broking LimitedKarvy Stock Broking LimitedKarvy Stock Broking LimitedKarvy Stock Broking LimitedKotak Securities LimitedMF Global Sify Securities India Private LimitedMansukh Securities and Finance LimitedMarwadi Shares & Finance LimitedMicrosec Capital LimitedMotilal Oswal Securities LimitedNavratan Capital & Securities Pvt LtdNirmal Bang Securities Private LimitedOriental Bank of CommerceOriental Bank of CommerceOriental Bank of Commerce

IN300206IN301186IN301160IN300118IN302201IN301696IN301983IN301209IN301102IN301477IN300222IN301292IN302638IN303010IN302017IN300327IN302105IN301766IN300239IN300966IN301645IN300126IN303028IN302902IN302269IN302236IN300159IN302871IN301895IN302050IN300394IN302470IN301926IN301557IN300214IN302164IN301653IN300974IN302978IN301862IN301803IN301604IN301071IN300804IN300837

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Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

464748495051525354

Religare Securities LimitedShree Bahubali International LimitedSKP Securities LimitedSharekhan LimitedTamilnad Mercantile Bank LimitedThe Federal Bank LimitedThe Saraswat Co-operative Bank LimitedVogue Commercial Company LimitedZuari Investments Limited

IN301774IN300773IN302646IN300513IN303069IN301516IN300829IN302092IN301055

List of DPs empanelled with MCX

Sr.No. DP Name

123456789

10111213141516171819202122232425262728293031323334353637

DP ID

Abhipra Capital LimitedAlankit Assignments LimitedAlankit Assignments LimitedAlankit Assignments LimitedApollo Sindhoori Capital Investments LtdAxis Bank LimitedBLB LimitedBOI Shareholding LimitedBonanza Portfolio LimitedDSP Merrill Lynch LimitedDSP Merrill Lynch LimitedDynamic Equities Private LimitedEast India Securities LimitedEscorts Securities LimitedEureka Stock & Share Broking Services LimitedGeojit Financial Services LimitedGeojit Financial Services LimitedGlobe Capital Market LimitedGoldmine Stocks Private LimitedHDFC Bank LimitedIndia Infoline LimitedIndiabulls Securities LimitedIndusInd Bank LimitedInfrastructure Leasing & Financial Services LimitedInfrastructure Leasing & Financial Services LimitedJRG Securities LimitedKarvy Stock Broking LimitedKarvy Stock Broking LimitedKarvy Stock Broking LimitedKarvy Stock Broking LimitedKotak Securities LimitedMF Global Sify Securities India Private LimitedMotilal Oswal Securities LimitedNavratan Capital & Securities Pvt LtdOriental Bank of CommerceOriental Bank of CommerceOriental Bank of Commerce

IN300206IN300118IN301186IN301160IN301696IN300484IN301102IN001019IN301477IN302638IN303010IN302017 IN300327IN300781IN302105IN300239IN301637IN300966IN301645IN300126IN302269IN302236IN300159IN302871IN300095IN301895IN301557IN301926IN302470IN300394IN300214IN302164IN301862IN301803IN300020IN301071IN300837

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38394041424344454647

Oriental Bank of CommerceRatnakar Securities Private LimitedRatnakar Securities Private LimitedRatnakar Securities Private LimitedRatnakar Securities Private LimitedReliance Capital Limited

SKP Securities LimitedSharekhan LimitedVogue Commercial Company Limited

Religare Securities Limited

IN300804IN300652IN301707IN302210IN301934

IN302646IN300513IN302092

IN300319IN301774

Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

26

Topic of Interest-Clearing Member (Broker) Pool Account

Clearing Member Pool accountA broker operates in the depository system as a clearing member through a special account, known as the Clearing Member pool account. This account can be used only for clearing purposes and settlement. A broker can open this account with any Depository Participant (DP). The unique identification number given to this account is known as CMBP ID. The clearing corporation / clearing house (CC/CH) of stock exchange deals with the designated account of the broker for pay-in and pay-out purposes. It is this account into which the investor has to deliver the securities if he/she has sold and receives the securities if he/she has purchased.

Beneficiary accountBeneficiary accounts are opened by investors with a DP of a Depository to hold and transfer their securities in dematerialise form. A beneficiary account holder is legally entitled for all rights and liabilities attached to the securities (i.e. equity shares, debentures, government securities etc.) held in that account. Therefore, the account is called “beneficial owner account”. A beneficiary account can be in the name of an individual, corporate, Karta of HUF, Minor etc. or the broker itself for the purpose of its own investments in dematerialised form.

Following answers to a few frequently asked questions will help in understanding the operations of demat account in respect of receiving credit of securities purchased and delivering securities if sold, recourse to the investors in case of any problems etc.

List of Publications

Name Content

This booklet is in the form of an 'FAQ'. It describes the facilities, benefits and precautions in using the NSDL depository system. The guide is available in English, Hindi and other regional languages.

It covers the depository operations in detail and can be used as a reference book for NCFM Depository Operations module.

A compilation of provisions of Depositories Act, SEBI Regulations, SEBI Circulars, NSDL Bye Laws and Business Rules and circulars with subject index. It is updated upto July 2005.

A handy compilation of the Bye Laws and Business Rules of NSDL. It is updated upto June 2005.

It gives the overview of services, benefits and safety features available in SPEED-e facility of NSDL.

Investor's Guide to Depositories

Handbook for NSDL Depository Operations Module

Compliance Manual for Depository Participants

Bye Laws and Business Rules of NSDL

SPEED-e Brochures & FAQ

Contact NSDL at email address [email protected] for details.

Page 27: NEST UPD NEST UPDAATETE - NSDL

1. What is the settlement cycle in Indian capital market?In India, we have T+2 rolling settlements where the trades taking place on each trading day are settled on the second working day after the day of trade. For example, if you sell shares on Monday, your broker needs to transfer shares on your behalf to the CC/CH of stock exchange, by Wednesday (pay-in day). Similarly, if you sell shares on Friday, your broker needs to transfer shares on your behalf to the CC/CH of stock exchange, by Tuesday. This in turn means that you need to transfer the shares from your demat account to the pool account of your broker well in advance before the pay-in. You are required to submit delivery instruction to your DP for transferring shares from your account to your broker's pool account latest by 4.00 pm on the next working day after the day of selling your shares i.e. latest by 4.00 pm on Tuesday in the first example and latest by 4.00 pm on Monday in the second example.

2. What is the procedure for receiving shares after the broker confirms that my buy order is executed? You can buy or sell shares through a broker of your choice. When you buy shares through your broker, you need to pay the requisite amount to your broker before the pay-in day. Your broker will pay the funds to the CC/CH of stock exchange and receive the shares on your behalf from the CC/CH of stock exchange. Your broker will then transfer the shares into your demat account.

3. What is the procedure for delivering shares to the broker and getting money for shares sold? Once you sell shares through your broker, you have to submit delivery instruction slip to your DP for transferring shares from your account to your broker's pool account before the deadline time as mentioned under Question No. 1 above so that your broker can deliver the shares to the CC/CH of stock exchange before the pay-in day. Your broker will then receive payment from the CC/CH of stock exchange, which your broker will pass on to you.

4. When I buy shares, in what time should I receive them from my broker? If you have made payment to the broker for purchase of shares, as per SEBI guidelines, your broker is required to transfer the shares from its pool account to your demat account within one working day after the pay-out day. i.e. by Thursday in the first example and by Wednesday in the second example at Question No. 1 above.

5. What happens if the broker keeps the shares in its pool account for longer time? Your broker cannot retain the shares purchased by you in its pool account. The shares lying in the pool account of the broker beyond one working day after pay-out attracts a penalty on the broker at the rate of 0.06% per week on the value of shares.

6. How can I know whether my broker has transferred the shares to my demat account?You can inquire with your DP with whom you are maintaining your demat account and check whether the requisite credits are received in your demat account. Alternately, you can subscribe to NSDL's internet based facility viz; IDeAS for viewing latest balances and transactions during last 30 days from anywhere, anytime.

7. How can I know whether my demat account is debited correctly for the delivery instructions submitted by me to my DP?You can inquire with your DP with whom you are maintaining your demat account. You can also avail of the SMS Alert facility provided by NSDL whereby you can receive alerts for debits (transfers) to your demat account on the day following the debit. For this purpose, you need to provide your mobile number to your DP and ask for this facility. Alternately, you can subscribe to NSDL's internet based facility viz; IDeAS for viewing latest balances and transactions during last 30 days from anywhere, anytime.

8. What should I do in case I don't receive the shares within stipulated time from my broker?In case you do not receive the shares in your demat account within the stipulated time, you should immediately contact your broker and seek clarification. If you are not satisfied with the reply, you may approach the stock exchange on which your trade was executed to register your grievance.

9. In case of corporate action (rights, bonus, dividend etc.), what happens if the shares are lying in broker's pool account?If the shares are lying in the pool account of broker, the company will give corporate benefits (dividend, bonus, rights etc.) to your broker. In that case, you will have to collect benefits from your broker. You should therefore insist and ensure that the shares bought by you are received into your demat account well in advance of the record dates/book closures.

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Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

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Demat-by-NSDL ... Towards a secure future !!! Nest Update November, 2007 Visit our website at www.nsdl.co.in

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"Printed & Published by Mr. Jayesh Sule on behalf of National Securities Depository Limited and Printed at Pratima Printers, 66, Ideal Indl. Estate, S. B. Marg, Lower Parel, Mumbai - 400 013 and Published from National Securities Depository Limited, 4th Floor, 'A' Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013.Editor: Mr. Jayesh Sule"

NSDL Calendar of Events

NSDL Offices

Head Office

4th Floor, A Wing, Trade World,

Kamala Mills Compound,

Senapati Bapat Marg, Lower Parel

Mumbai - 400 013.

Tel: (022) 24994200 / 4090 4200

Fax: (022) 24976351

Email: [email protected]

Mumbai

6A, 6th Floor, Kences Towers,

#1 Ramkrishna Street,

North Usman Road,

T. Nagar, Chennai - 600 017.

Tel: (044) 28143917 / 18

Fax: (044) 2814 4593

Email: [email protected]

5th Floor, The Millenium

Flat no. 5W, 235/2A,

Acharya Jagdish Chandra Bose

Road, Kolkata - 700 020.

Tel: (033) 22814661/22814662

Fax: (033) 22891945

Email: [email protected]

409/410, Ashoka Estate Building,

4th Floor, Barakhamba Road,

Connaught Place,

New Delhi - 110 001.

Tel: (011) 23353815/23353817

Fax: (011) 23353756

Email: [email protected]

Chennai Kolkata New Delhi

Investor Relationship Cell

National Securities Depository Ltd.

Kamala Mills Compound, Senapati Bapat Marg,

Lower Parel, Mumbai - 400 013.

Tel: (022) 24994200 / 4090 4200 • Fax: (022) 24976351

Email: [email protected]

4th Floor, A Wing, Trade World,

Officer -In-Charge,

NSDL Certification Pragram

National Securities Depository Ltd.

Kamala Mills Compound, Senapati Bapat Marg,

Lower Parel, Mumbai - 400 013.

Tel: (022) 24994200 / 4090 4200 • Fax: (022) 24976351

Email: [email protected]

4th Floor, A Wing, Trade World,

Officer -In-Charge,

Branch Offices

Business Partner Training

Dec. 1, 2007

Dec. 7, 2007

Dec. 8, 2007

Dec. 11-13, 2007

Dec. 14, 2007

Dec. 15, 2007

Compliance Training (Vadodara)

NCFM-oriented Training (Coimbatore)

Compliance Training (Coimbatore)

Depository Participant Training

NCFM-oriented Training (Ranchi)

Compliance Training (Ranchi)

December 6, 2007

December 7, 2007

December 8, 2007

December 13, 2007

December 14, 2007

December 15, 2007

Dharmapuri

Namakkal

Trichy

Bijapur

Gulbarga

Raichur

Investor Depository Meets

December 20, 2007

December 21, 2007

December 21, 2007

December 22, 2007

December 22, 2007

Gwalior

Amravati

Jhansi

Kanpur

Nagpur