NGAN HANG NHA Nis& VIET NAM

CQNG HOA XA 1101 CHU NGHIA VW NAM Dac lap - Ty do - H3nh ph&

S6: 01/2014/TT-NHNN Ha Nai, ngay 06 thong 1 nom 2014

THONG TIr Quy dinh ve giao nhan, boo gain, van chuyin

tien mat, tai son gut, gitly to1r c6 gia

Can ca. Dual Ngan hang Nha nu& Viet Nam so 46/2010/QHI 2 ngay 16 thing 6 nom 2010;

Can c& Luat Cac to cluk tin dung so 47/2010/QH12 ngay 16 /hang 6 nom 2010

Can cu Nghi dinh so I56/2013/ND-CP ngay II thong 11 ?lam 2013 mice Chinh phis quy dinh duet Wing, nhiem vu, quyen hart va ca cat' to chat cita Ngan hang Nha nu& Viet Nam;

Can dr Nghi dinh so 40/2012/ND-CP ngay 02 tilting 5 nam 2012 caa Chintz phit ve nghiep vu phcit hanh lien; boo quail, van to tai san quy va gicly td co gia trong he thong Ngan hang Nha ntrac, tO cluk tin dung va chi nhanh ngan hang nu& ngoai;

Theo de nghi cfia Cyc trtrang Cyc Phcit hanh va Kho

Thong dot Ngan hang Nha tut Viet Nam ban heath . Thong tie quy dinh ve giao nhan, boo quan, van chuyen tien mat, tai san quy, gicly to co gia.

Chtrung I QUY DINH CHUNG

Dian 1. Pham vi diet, chinh

, 1. Thong to nay quy dinh viec giao nhan, quan, van, chuyen; kiem tra, kiem ke, ban giao, sir thira thieu tien mat, tai san quy, giay tb c6 gia trong nhanh Ngan hang; viec thu, chi den mat gia Ngan hang Nha nuerc, to chic tin dung, chi nhanh ngan hang nuerc ngoai va khach hang.

2. Viec d6ng g6i, niem phong, kiem dem, giao nhan yang, cdc loai kim khi quy, da quy va cac tat san quy khac khong thuOc pham vi dieu chinh cua Thing to nay.

Ditu 2. DOi tuqng An dung

1. Ngan hang NM nu& Viet Nam (sau day pi tat la Ngan hang Nha nuerc).

2. T6 chic tin dung, chi nhanh ngan hang nuerc ngoai.

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3. Khach hang trong quan he giao dich tien mat, tai san quy, giAy to co gia v6i Ngan hang MA nuerc, to chic tin dung, chi nhanh ngan hang nu6c ngoai.

Dieu 3. Giii thich tit ner

Trong Thong to nay, cac tir ngir duet day duce hieu nhu sau:

1. "Tien mat" la cac loai tien giay, tien kim loai do Nan hang MIA nu6c ph& hanh.

2. "Tien giay" bao gam tien cotton va tien polymer do Ngan hang Nha nuac phat hanh.

3. "TM san quy" bao gem \ring, kim khi quy, da quy, ngoai to tien mat va cac loai tat san quy Ichic.

4. "Giay to co gia" bao gem trai phial', tin phiau va cac loai giAy tor c6 gia khac theo quy dinh mla phap 141.

5. "Ta" la don vi ve se Luang cua tien giiy, ngoai to tien mat, giay to co gia.

6. "Mieng" lA don vi ve se lucmg cim tien kim loai.

, 7. "Niem phong" IA viec sir dung giay ni8m phong va/ hoac kw chi de" ghi dau hieu teen 156, tui, hOp, bao, thong tien da dIroc (long got theo quy dinh, dam bao b6, tui, hOp, bao, thong tien dirge giir nguyen, day du.

8. "Kap chi" la met phuong phap niem phong stir dung kim chuyen dimg kap hai dau day da buOc mieng tui, bao, thing tien qua vien chi. Sau khi kw, dau hieu ten, ky hieu Hong cim don vi co tien phai not ro, day dit teen be mat vien chi.

9. "Khach hang" IA ca nhan, to chirc, doanh nghiep ngoai ngAnh Ngan hang co giao dich tien mat, tat san quy, giay to co gia yeti Ngan hang MA mitre, to chirc tin dung, chi nhanh ngan hang nuarc ngoai.

Churceng II KIEM DEM, BONG GO! VA GIAO NHAN TIEN MAT,

TAI SAN QUY, GIAY TO CO CIA

Myc QUY HUSH VE BONG GO!, NIEM PHONG TIEN MAT,

TAI SAN QUY, GIAY TO CO GIA

Dieu 4. Deng got tien mat

1. Met b6 tien gem 1.000 (met nghin) to tien ,giAy clang menh gia, clang chat lieu duoc d6ng thanh 10 (muai) thep, m8i the!) gem 100 (met tram) ter.

2. Met bao tien gem 20 (hai much) 156 lien ding menh gia, clang chat lieu.

3. Met tid tien gOm 1.000 (mot nghin) mieng tien kim loai da qua km clang menh gia duac clang thAnh 20 (hai muai) thei, m'Oi thoi gem 50

(nam muai) mieng.

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4. N4(5t hop tien Om 2.000 (hai nghin) mieng tien kim loai mai dud, ding menh gia duct dong thanh 40 (bon muai) thoi gam 50 (nam muai) mieng.

5. MOt thing tien kim loai gam 10 (muai) tai tien ding menh gia.

DM yea kho tien Trung uang va kho tien Ngan hang Nha nu& chi nhanh tinh Binh Dinh, mOt thong tien kim loai gom:

a) 50 (nam muai) tai tien loci menh gia 5.000 ding; b) 75 (bay muai lam) tai tien loai menh gia 2.000 clang; 1.000 clang; 500

dong;

c) 100 (mOt tram) till tien loai menh gia 200 (Tang.

6. Cue truing Cue Phat hanh va Kho quy huang clan quy each dong goi tien mat.

Dieu 5. Niem phong tien mOt

‘ 1. GiAy niem phong b6 tien la loai gity m ing, kith florae phit hop vea tong loai tien va dirge in san mat so not dung. Ngan hang Nha mac sir dung giay niem phong mau trang, mirc in mau den. To chic tin dung, chi 'Minh ngan hang nuom ngoai duct sir dung mau gray hoac mau mut rieng tren giay niem phong sau khi th6ng nhat mau giay niem phong \TM Ngan hang Nha nut.

2. Tren giAy niem phong 1)6, tui , hOp, bao, thimg teen phai eo day du, ro rang the nOi dung sau: ten ngan hang; loai tien; so luting (tai, mieng, b6, tai) lien; so tien; h9 ten va chit ky cua nguari kiem tom, dong g6i; ngay, thing, nam dong goi niem phong.

3. Nguari c6 ten, chit ky tren giay niem phong phai chiu trach nhiem ye bo, tai, hop, bao, thong tien da niem phong.

4. Quy dinh niem phong bao, tui, thing tien aria Ngan hang Nha mak:

a) Kw chi ea vai tien mai in;

b) Kw chi kem giAy niem phong dal yea tien da qua hal thong.

5. Niem phong tien mai in:

a) Tren giay niem phong goi tien mai in (1066) gom the nari dung: co se in, dim den; loaf lien; so seri; ten hoac so hieu aim nguoi &mg g6i, eking bao; nam san xuat;

b) Tren bao tien gam cac mai dung: ky hieu loai tien, nam san xu'At, seri hoac ma vach bao tien.

Dieu 6. Bong goi, niem phong tai san quy, giiiy to co gia 1. Viec dong goi, niem phong ngoai te, giay to co gia thud hien nhu dong

goi, niem phong tien mat.

2. Viec clang gal, niem phong, kiem dem, giao nhan yang, cac loai kim khf quy, da quy va cac tai san quy Idiac duce quy dinh tai mot van ban rieng.

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Muc 2 KIEM DEM VA GIRO NHAN

TIEN MAT, NGOAI Tf, GIAY TO CO GIA

Dieu 7. Nguyen tat thu, chi tien mat, ngoai te, giay to co gia

1. Myi khoan thu, chi tien mat, ngoai te, giay to co gia cua Ngan hang NM rank, to eh& tin dung, chi nhanh ngan hang nu& ngoai phai qu ire hien thong qua quy dm don vi.

2. Thu, chi tien mat, ngoai te, giay to c6 gia phai can cu. vao chimg tir ke toan. Truck khi thu, chi phai kiem soat tinh hop le, hop phap cua chung tir ke toan.

so mat, ngoai te, giay to c6 gia thu vao hay chi ra phai ding vei

tong so lien (bang so va bang chO), , kherp dung ve Med gian (ngay, thang, nam) tren chimg tit ke wan, so ke toan, so guy. Sau khi thu va try& khi chi lien met, chimg tic ke toan phai co chic lcy cua ngubi nop (hay linh lien) va thu quy hoac thin kho lien hoac nhan vien thu, chi tien mat.

Dieu 8. Bing ke cae loci tien thu (hi* chi)

M8i chOng to ke toan thu (hoac chi) tien mat, ngoai te, giay to c6 gia phai lap kern theo mot Bang ke cac loaf tien thu (hoac chi) hoac met bien ban giao nhan. Bang ke, bien ban giao nhan duce bao quan theo quy dinh.

Dieu 9. Kiem d eem tien mat, ngoai te, gray to co gii 1.Khi thu, chi tien mat, ngoai te, giAy to c6 gia phai dime kiem dem chink Gi

xac.

2. Ngued flop hoac linh tien met, ngoai te, giay to co gia phai cluTmg Icien khi ngan hang kiem deem hoac kiem deem la' truck khi ran khoi quay chi elle ngan hang.

Dieu 10. Thu, chi tien mat voi khich hang

1. Cac khoan thu, chi tien mat cita So Giao dich Ngan hang Nha nuot (sau day g9i tat la So Giao dich), Ngan hang Nha nuarc chi nhanh tinh, thanh pith 'Mx thuOc Trung ucmg (sau day g9i tat la Ngan hang NM ntrOt chi nhanh), to chectin dung, chi nhanh ngan hang nuec ngoai ved khach hang phai thvc hien kiem dem to hoac mi8ng theo dimg quy trinh nghiep vv.

Truerng hop khong the kiem dem tien mat thu cua khach hang xong trong ngay, to chat tin dung, chi nhanh ngan hang ,nuOt ngoai va khach hang co the th6a thuan ap dung phucmg thec thu nhan tien mat theo tui niem phong va to chirc kiem ,dem (mieng) s8 ti8n mat da nhan theo niem phong vao ngay lam viec tiep theo.

2. TO chat tin dung, chi nhanh ngan hang nthec ngoai hueng dan duly hien ve quy trinh thu, chi lien mat doi vei khach hang (ke ca thu, chi tien mat trong giao dich mot cira, ngan hang ban le va cac hoat d'9'ng co lien quan den thu, chi tien mat kit).

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3. Cac truang Cac Phat hanh va Kho quy huong dan quy trinh thu, chi tien mat ap dung doi ved Ngan hang Nha nuot.

Ditu 11. Giao nhan tien mat trong ngenh Ngan hang

, 1. Giao nhan tien mat theo b6 tien du 10 thep, nguyen niem phong hoac tui tien nguyen niem phong kcp chi trong cac truang hgp:

a) Giao nhan tien mat trong not be Sa Giao dich, Ngan hang Nha ntrot chi nhanh doi yeti tien da qua Itru thong (trir truang h9p quy dinh tai diem c Khoan 2 Dieu nay);

b) Giao nhan tien mat theo lOnh ditu chuyen gbh kho tien Trung acing veri Ser Giao dich, Ngan hang Nha nuot chi nhanh va nguqc lai; gift cac kho tien Trung trong vei nhau; Oita cac Ngan hang Nha nuerc chi nhanh v6i nhau;

c) Giao nhan tien mat giaa SO Giao dich, Ngan hang Nha nark chi nhanh veri to chic tin dung, chi nhanh ngan hang nuot ngoai va nguec Oita cac to chic tin clang, chi nhanh ngan hang nu& ngoai ten Ilia ban firth, thanh phe vOi nhau.

2. Giao nhan tier' mat theo bao, hOp, thong nguyen niem phong trong cac truang h9p:

a) Giao nhan cac loai Wen mai in, dem cfm ca sa in, Mac teen hoac cua Ngan hang Nha nuerc trong cac truang hop quy dinh tai Khoan 1 Dieu nay;

b) Cac loai tier' , duce kiem dem, phan loai, doing g6i bang hO thong may da chic nang xir kiem dem, phan loai, doing b6 (MO lien hoan dm Ngan hang Nha ntrec, to chic tin dung, chi nhanh ngan hang nuerc ngoai thi dupe giao nhan nhu tien mei in, dew quy dinh tai Khoin nay;

c) Xuat, nhap cac loai hart da qua luu thong giita Quy du tra phat hanh va QuY nghiOp va phat hanh cua Ngan hang Nha nuec chi nhanh khi du9:c Giam doe Ngan hang Nha nu& chi nhanh quyet dinh bang van ban.

3. T6 chirc tin clang, chi nhanh ngan hang nu& ngoai quy dinh viec giao nhan tien mat trong he thong.

Dieu 12. Kiem dem tier' mat giao nhan trong nganh Ngfin hang

1. So Giao dich, Ngan hang Nha nu6c chi nhanh nhan teen trong tn.remg h9p quy dinh tai diem b Khoan 1 Dieu 11 to chic hem dem to (mieng) so tien da nhan phai thanh lap H0idong kiem dem theo quy dinh tai Khoan 3 Dieu 62 Thong to nay. Thai han kiem dem la 30 ngay lam viec ke ti ngay nhan lien. Don vi giao cir nguai chi:mg hen; truang hap khong ci nguai chimg ki8n, don vi giao phai c6 thong bao bang van ban cho dan vi nhan.

Cac tnreng id , Cyc Phat hanh va Kho quy xem xet, quyet dinh viec keo d tiled gian ki8m dem tien mat theo lonh dieu chuyen trong cac truang hop do nguyen nhan khach quan theo de nghi cua SO Giao dich, Ngan hang Nha nu& chi nhanh.

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Twang hap So Giao dich, Ngan hang Nha nuem chi nhanh nhan tien khong to chi:re kiem dem to (mieng) so tien da nhan theo lenh dieu chuyen co the giao 136 (MD tien nguyen niem phong do cho to chirc tin dung, chi nhitnh ngan hang nuac ngoai trona citng tinh, thanh ph8 va phai cu nguai chang kien khi don vi nhan to chi:cc kiem dem to (mieng).

2. T8 chirc tin dung, chi nhanh ngan hang nuerc ngoai nhan tien theo quy dish tai diem c Khoan 1 Dieu 1 ,1 to chirc kiem dem to (mieng) tien nhan phai thanh lap Hei &Mg kiem dem theo quy dinh tai Khoan 3 Dieu 62 Thong to nay. Thai han kiem dem la 05 ngay lam viec ke to ngay nhan tien. Don vi giao cir nguoi chimp kien; tnreng hop khong cir nguoi chimg kien, dun vi giao phai co thong bao bang van ban cho don vi nhan.

3. Ngueri chi:mg kien la ngued dal dien don vi giao den chlmg hen viec kiem dem ctia don vi nhan. Ngueri chang kien phai trvc tiep xem xet, chimg kien viec kiem dem dm HOi dOng kiem dem don vi nhan; xac nhan sv sai sot cita 136 (tid) lien, kY ten xac nhan vao mat sau cua giay niem phong bo (tit° den do.

Dieu 13. Giao nhlin ngoai te, giay to co gia I. Ck khoan thu, chi ngoai to gifra to chirc tin china, chi nhanh ngan hang

nuerc ngoai veri lchach hang; gicra the to chirc tin clang, chi nhanh rtgan hang nuerc ngoai; gitia SO Giao dich, Ngan hang Nha nuerc chi nhanh yeti to chi:re tin dung, chi nhanh ngan hang nu6c ngoai thvc hien kiem dem to va theo dung quy trinh thu chi tien mat.

To chUrc tin dung, chi nhanh ngan hang nuerc ngoai quy dinh viec giao nhan ngoai trong he thong.

2. Giao nhan giay to co gia thvc hien nhu sau:

a) Giao nhan gicra to chirc tin clang, chi nhanh ngan hang nuac ngoai, So Giao dich, Ngan hang Nha nuov chi nhanh va khach hang; Oita So Giao Ngan hang Nha nuerc chi nhanh va to chirc tin dung, chi nhanh ngfin hang nu& naoai; giaa cac to chirc tin clang, chi nhanh ngan hang nuerc ngoai phai kiem dem to va thvc hien theo quy trinh thu chi tien mat.

b) Giao nhan gifra ca so in, dfic tien voi kho lien Trung ucmg, &Cm kho tien Trung uong va Ser Giao dich, Ngan hang Nha nuerc chi nhanh, gicra cac Ngan hang NM nuac chi nhanh, cac kho den Trung trong thvc hien nhu sau:

- Giay to co gia meri in giao nhan theo bao nguyen niem phong kep chi nhu d6i voi tien mat hoar 136 nguyen niem phong (neu khong than bao); gray to co aid da qua luu th6ng thi giao nhan theo be di" 10 thep, nguyen niem phong cua SO Giao dich, Ngan hang Nha nu& chi nhanh, tnrong hop khong du 136 thi giao nhan theo ter.

So Giao dich, Ngan hang Nha nuerc chi nhanh nhan thanh lap HOi ding kiem dem to truerc khi giao cho t6 chirc tin dung, chi nhanh ngan hang nuem ngoai hay lchach hang.

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- Giay ta co gia het thei han lvu hanh: giao than theo 66 nguyen niem phong cua SO Giao dish, Ngan hang NM nuoc chi nhanh hoac giao nhan theo to (tnrang hop khOng du b6).

c) Gity to co gia do t6 chic tin dung, chi nhanh ngan hang nuec ngoai, Kho bac Nha nuot luu lc)? tai Ngan hang Nha nutic de tham gia cac nghiep v9 thi throng tien te, th9c hien giao nhan theo be du 10 thep nguyen niem phong, throng hop khong du bo thi giao nhan theo ta.

d) T6 chic tin dung, chi, nhanh ngan hang nuec ngoai quy dinh viec giao nhan giay to co trong thong.

Dieu 14. Giao nh'y'n tien mat voi Kho bac Nhi nude, don vi lim dich vy ngan quy cfia to chic tin dung

1. Viec giao nhan tien mat glib Giao dich, Ngan hang Nha nuac chi nhanh, to chic tin (king, chi nhanh ngan hang nuOt ngoai \raj Kho bac Nha nuerc va nguac lai thuc hien nhu viec giao nhan tien mat gala Sa Giao dich, Ngan hang Nha nuac chi nhanh ved to chic tin dung, chi nhanh ngan hang nuot ngoai quy dinh tai Thong to nay.

2. Dan vi lam dich vu ngan quy cua t6 chic tin dung duct nop b6 tien du 10 thep nguyen niem phong cho Sb Giao dich, Ngan hang Nha nuot chi nhanh thong qua tai khoan tien girl thank toan oh to chuc tin dung do mar tai So: Giao dich, Ngan hang Nha nu6c chi nhanh. Viec giao nhan, kiem dem cac bo tien tren trong nganh Ngan hang, Oita Ngan hang Nha nuerc vai Kho bac Nha nu6c th9c hien theo quy dinh tai Khoan 1 Dieu 11 va Dieu 12 Thong to nay.

Chuang III BAO QUAN TIEN MAT, TAI SAN QUI?, GIAY Tel CO GIA

Myc 1 SAP NEP, BAO QUAN TIEN MAT, TAI SAN QUY,

GIAY TO CO GIA TAI QUAY GIAO INCH VA TRONG KHO TIEN

Dieu 15. Sip xep, bao quan tai sin t4i quay giao dich va trong kho fien

1.Het Oa lam viec hang ngay, toan b0 tien mat, tai san quy, gity to co gia phai duce bao quan trong kho hen.

Gam dOc So Giao dich, Giam doe Ngan hang Nha nuarc chi nhanh quy dinh bang van ban viec bao quan an toan tien met, tai san quy, giay to co gia trong the) gian nghi buoi trua (neu co) tai don vi.

To chic tin dung, chi nhanh ngan hang nuot ngoai quy dinh bang van ban viec bao quail an than tien mat, tai san quy, giay to co gia trong thed gian nghi buoi trua (neu co) trong he thong.

2. Cac loai tai san bao van trong kho tien phai duoc phan loci, Iciem dem, dong g6i, niem phong, clugc sap xep g9n gang, khoa h9c.

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3. Trong kho tien Ngan hang Nha nuare, tien mat, tai san quy, giay to c6 gia phai duce thing goi, niem phong dimg quy dinh va duct sap kap rieng a timg khu vvc hoac rieng timg gian kho.

4. TA. chire tin dung, chi nhanh ngan hang nuov ngoai co trach nhiem ban hanh quy dinh, hthang dauthvc hien viec bao quan an toan tien mat, tai san quy, giay to co gia trong he thong va CO the hien phap can thiet de tang cueing dam bao an toan tuyet doi tai san.

Dieu 16. Biro quail tii san khi thyt hien cam dich vy nein ciuS, khic

To chirc tin dung, chi nhanh ngan hang nuec ngoai quy dinh dieu kien, quy trinh nhan, giao tra tai san cho khach hang, trach nhiem efia cac b0 phAn co lien quan (ke toan, ngan quy) trong viec dam bao an toan tai san khi lam dich vu quan ly, bao quan tai san, cho thug tit, ket an toan va the dich vu ngan quy khac; quy dinh viec giao nhan va bao quan giay to co gia cam co cac khoan vay hoac cac truemg hop luu ky giay to co gia khac.

Myc 2 QUAN IS TIEN MAT, TAI SAN QUY, GIAY TI5 CO CIA VA ICH° TIEN

Dieu 17. Lich nhiem dui Cyc truang Cyc Phat hanh va Kho guy, Chi cyc trilling Chi cyc Phit hanh va Kho quy, Ulm dec

1. Cue trilling Cue Phat hanh va Kho quy, Chi cuc trtremg Chi cuc PIS hanh va Kho quy, Giam doe Ser ,Giao dich, Giam doe Ngan hang Nha nu& chi nhanh, Tong Giam doe (Gam doe) to chirc tin dung, chi nhanh ngan hang nu& ngoai (sau day goi tat IA Giam doe) chin trach nhiem ye ding tac to chuc quan ly, dam bao an man, bi mat lien mat, tai san quy, giay to co gia va hoot Ong cua • kho tien tai don vi minh, eel nhiem

a) Trang bi nhang phtrang tien, thiat bi dam bao an toan theo quy

b) Chi dao ap dung nhirrig bien phap can thiat Chong mat mat, nham tan, de phong trOm ctr6p, chay no, lut bao, am mot, men mot va cac nguyen nhan khac, dam bao chat luting tien, tai san bao quan trong kho tien;

c) Quan ly va gilt Chia khoa met o khoa 16p canh ngoai caa kho tien;

d) Trkrc tiep ma, khod da de glom sat viec xuAt, nhap, bao quan tai san trong kho tiOn.

2. Cue twang Cuc Ph& hanh va Kho quy, Chi cue tnrang Chi cue Phat hanh va Kho quy thuc hien nhiem vu, quyen han nhu Gam doe guy dinh tai Dieu 23, Dieu 25, Dieu 26, Dieu 28, Dieu 31, Dieu 32, Dieu 33, Dieu 34, Dieu 36, Dieu 37, Dieu 38, Dieu 39, Dieu 41, Dieu 43, Dieu 44, Dieu 55, Dieu 59, Dieu 60, Dieu 61, Dieu 65, Dieu 67 Thong to nay.

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Dieu 18. Trach nhiem cua Trirerng phong Ke toan

1. Twang phong Ke toan t6 chile tin dung, chi nhanh ngan hang nuot ngoai chiu trach nhi8tn quan 1Y, giam sat vi8c xuat, nhap va bao quan tai san trong kho tien, co nhiem vu:

a) T6 chirc hach toan tien mat, tai san quy, giay to c6 gia theo ch8 do" k8 toan - thong ke;

b) Quan IY va gift chic khoa mot 6 Ichod lop canh ngoai cfra kho lien, truc tiep ma, Ichod cfra kho tien de giam sat vi8c xuat, nhap va bao quan tai san trong kho lien;

c) Ki8m tra, do' chi'eu só li8u gifta s6 ke toan va s6 guy dam bao su khOp

d) Truc tiptham gia kimke tai san dinh kY hoac dot xuat dam bao su khop climg gifta ton qu9 thuc to voii so ke toan va so , quy; kY xac nhan ton qu9 thuc to tren s8 qu9, so theo din timg loai tai san, so kiem ke, the kho.

d) Huang don, 'd iem tra vi8c ma va ghi chop s6 skh cfm ilia (auk, thd kho tien.

2. Trubng phong K8 loan So Giao dich, Throng phi:mg K8 toan Ngan hang Nha nu& chi nhanh, Truang phong Ke toan - Tai vu Cue Phat hanh va Kho guy, Twang ph6ng Ke toan - Tai vu Chi cuc Phat hanh va Kho guy chiu trach nhi9'm quan 13?, giam sat vi8c xuat, nhap va bao quan tai san trong kho ti8n va thuc hi8n nhiem vu theo quy dinh tai diem a, b, c, d Khoan 1 Dieu nay.

Dieu 19. Trach nhiem can Thu kho tien

1. Thu kho tien So. Giao dich, Ngan hang Nha nuac chi nhanh, t6 chirc tin dung, chi nhanh ngan hang nuac ngoai chiu trach nhi8'm dam bao an toan tuye't den cac loai tai san bao quan trong kho tion, c6 nhiem vu:

a) Thuc hi8n vi8c xuat - nhap tien mat, tai san quy, giay to co gia chinh xac, kip thai, day du theo dung I8nh cila cap c6 tham quyen, dung chfmg tit ke toan hop le, hop phap;

b) Ma s6 qu9; s6 theo d6i timg loai tien, timg loai tai san; the kho; cac s6 sach can thiet khk; ghi chop va bao quan cac so skh, giay too day du, re rang, chinh xac;

c) To chuc sap xep ben mat, tai san quy,glay to co gm trong kho ben gon gang khoa hoc, dam bao vo' sinh kho ti&n; de xuat ap dung cac binphap can thiet de dam bao chat luong tien mat, tai san quy, giay to c6 gia bao quart trong kho tien;

d) Quan 1Y, gift chia khod mot 6 khod dm lop can't trong cfra kho tien bao quan tai san duyc giao cac o khoa cua gian kho va cac phuong tien bao quan tai san trong kho tien (ket, to sat).

2. Thu kho tien Ngan hang Nha nark chi nhanh bao quan tien mot thuOc Qu9 du trit phat hanh; yang, cac loai kim khi quy, dd quy va cac tai san Ichac.

dUng;

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3. Kho tien Trung ucmg co mot s6 thu kho: thu kho Quy du tril phat hanh, thU kho tai san quy, thu kho giay to co gia. Timg thu kho chin trach nhiOM tai san trong pham vi duce giao va thgc hion nhiem vo theo quy dinh tai Khoan 1 Dieu nay.

, 4. Gam thu kho trong viOc kiem deem, dong goi, boc x6p, van chuyen tien mat, tai san quy, giay to co gia CO mot so nhan vien pho kho.

Dieu 20. Trach nhiem cua Thu quy

1. Thii quy So Giao dich, Ngan hang Nha nuov chi nhanh, to chue tin dung, chi nhanh ngan hang nuerc ngoai chlu trach nhiOm dam bao an toan tuyet dal cac loai tien mat thugc Quy nghiep vo phat hanh (dal yeti Ngan hang Nha nude), Quy lien mat (doi vai to chtic tin dung, chi nhanh ngan hang nuac ngoai), tai san quy, giay to co gia; thgc hien thu chi tien mat, ngoai te, , giay to c6 gia theo clang chimg toke toan hop le, hop phap; (pan ly, ghi chep so quy va cac so sach can thi8t khk day du, ro rang, chinh xac.

„2. SO Giao dich, Ngan hang Nha nu& chi nhanh co the b6 tri mot so to thu, to chi. Mai to thu (hoac to chi) do mot thu quy pho trach va chiu trach nhiem tai san trong, pham vi dirgegiao. Trong twang hop nay, tri mot thti quy ki8m kho don bao quan Quy nghiep vo phat hanh.

3. Ngan hang Nha nuac chi nhanh co kho tien bao quan rieng Quy nghiOp vo phat hanh, ngoai te , giay to c6 gia thi b8 tri thu quy kiem the kho flan bao quan cac tai san duce giao.

Tnrang hop thil quy kiem tha kho tien quy dinh tai Khoan 2, Khoan 3 Dieu nay thi dugc huemg cac quyon lgi nhu thil kho tien.

Doi vai Ngan hang Nha nuot chi nhanh thanh ph6 too thugc Trung uong duce 66 tri ,m0t kho tien chuyen trach bao quan Quy nghiOp vo phat hanh, ngoai giay to co gia.

4. TO chIrc tin dpng, chi nhanh ngan hang nuac ngoai c6 mgt hok mot s6 thu quy, giao dich vien. Timg thu quy, giao dich vien clau trach nhiOm , tai san trong pham dirge giao; trong do, 66 tri mot thu quy kiem dui kho lien hoac mot thit kho tien chuyen trach.

Dieu 21. Trach nhiem cua Trifling kho tien Trung wang, Trifling phong Ngan quy Si? Giao dich, Trifling phong Tien to - Kho quj, Nein hang Nha nut chi nhanh

1. Huemg &an, kiem tra nghiep vo quan ly an toan kho quy; t6 chirc viec thu, chi (xuk, nhap), bao quan, van chuyen tien mat, tai san quy, giay to co gia theo quy dinh.

2. Huang dAn, kiem tra viOc mo va ghi chep se sach cua thu quy, thu kho

3. Tham gia kiem tra, kiem ke, ban giao tien mat, tai san quy, giay to co

tien.

gia.

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Dieu 22. Trfich nhiem cua kiem ngfin

1. Kiem ngan co nhiem vu kiem dem, tuyen chgn, dong goi, bac 'cep, van chuyen tien mat, tai san quy, giay to co gia.

2. Kiem ngan chiu trach nhiem tai san dal vdi tien mat, tai san quy, giay t6 co gia trong pham vi ducc giao kiem dem, tuyen chgn, deing g6i.

Dieu 23. Nhifim vu cfia nhfin vien an than kho tien

1. Nhan vien an toan kho tien co nhiem vu:

a) Kiem tra tai ch6 cac dieu kien dam bao an toan cho viec xuat, nhap tai san trong kho tien va khi to elide bac xep, van chuyen di, den theo lenh cfra cap c6 tham guyen; kiem tra cong tic an toan kho tien trong gib lam viec;

b) Kiem soat va giam sat nhimg ngued dugc vao lam viec trong kho tien; dugc quyen kiem tra, soat xet nhimg ngueri vao, ra kho tien khi c6 nghi van;

c) Kiem tra viec chap hanh quy dinh vao, ra kho tien;

d) De xuat va kien nghi voi Giam dee ve cac bien phap to elide bao vg an toan trong kho lien.

‘2. Trubng herp khong 66 tri nhan vien an toan kho chuyen trach thi thu kho tien kiem nhiem.

Dieu 24. Tien chufin chfic danh thu kho tien, thu quy, kiem ngfin

1. Thu kho tien, thii guy, kiem ngan cua So Giao dich, Ngan hang Nha ntrec chi nhanh, kho tien Trung wing phai du fieu chuan chirc danh theo quy dinh cua Nha nuerc va dugc quan 19 theo Quy the can b0, cong chirc, vien chic Ngan hang Nha nude. Thu kho Eon Trung wing do Thong doe Ngan hang Nha nuerc guyet dinh. Thu kho lien SO. Giao dich, Ngan hang Nha nark chi nhanh do Giam doe guyet dinh.

2. TO chirc tin dung, chi nhanh ngan hang node ngoai can cu tieu chuan chire danh thu kho den, thu guy, kidm ngan cua Ngan hang Nha nuerc va cac quy dinh Ichac caa phap luat de quy dinh lieu chuan chile danh thu kho tien, thu guy, kiem ngan trong he thong.

Dieu 25. Cfic truirng hqp khong digit bo tri lam can bei quan 15r kho quS, ngfin hang

1.Khong be tri vg hoac cheing, b6, me, con de, con nued, anh, chi, em root (ke ca anh, chi, em runt vq hoac cheing) cua Giam doe, Ph6 Giam doe lam thu guy, thu kho tien.

2. Khong be tri nhimg ngueri co quan he la vq eheing, ba me, con de, con nuoi, anh chi em ruOt, ding tham gia chia lchoa, cfra kho tien; cling tham gia ki8m ke, kiem dem tien mat, tai san quy, giay to c6 gia hoac cong cong tac teen mot xe hay mot down xe van chuyen tien mat, tai san quy, giay to c6 gia.

t

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Dieu 26. Quy dinh u9 quyen cfia cfic thanh vien them gia quin It tan mat, FM san qu9, giAy tit co gia va kho den

1. Quy dinh ay quyen cua Giam dic:

a) Giam does dugc u9 quyen bang van ban cho met Ph6 Giam dec thvc hien nhiem vu quitn 19 tien mat, tai san qu9, giity 16 co gia va kho tien trong met theri gian nit& djnh. Throng hqp Ph6 Giam deic dugc uy quyen yang mat thi Giam elk doge uy quyen bang van ban cho Giam elk khacthvc hien nhiem vu quan 19 tien mat, tai sin qu9, giay to co gia Ira kho tien.

b) Ngueri dugc uSr,quyen chju trach nhiem throe Giam ve viec quan 19 tien mat, tai san qu9, giay ter c6 gia, kho tien theo quy dinh tai Thong to nay va theo quy djnh cern 014 luat c6 lion quan.

2. D61 vth kho tien Trung uang:

a) D6i voi kho tien Trung trcrng tai Ha Nei (Kho tien I) tai 49 L9 Thai T6, Cue trtrOng Cyc That hanh va Kho quy dugc u9 quyen bang van ban cho met PIO Cue truerng thvc hien nhiem vu quan 19 tien mat, tai san qu9, gift) , ter co gia va kho tien trong met theri gian nhAt djnh. Truerng hqp Ph6 Cue tnning dusk iry quyen ving mat thi Cue tru&ng Cuc Phat hanh va Kho quy dugc uy quyen bang vim ban cho Ph6 Cue truong khac Uwe hien nhiem vu quan 19 tien mat, tai san qu9, giay to co gia va kho tien.

b) Dth veri Kho tien I‘ tai dja diem Ao Phen, Cue throng Cue Phat hanh va Kho guy dugc u9 quyen bang van bin cho met Pith Cue truemg hoac Twang kho tien I thvc hien nhiem vu quart 19 tien mat, tai san qu9, giAy ter co gift va kho tien trong met thed gian nhat dinh. Twang hgp nguth dirge uy guyen yang mat thi Cue throng Cue Phat hanh va Kho quy dugc uy quyen timg lan bang van ban cho Pho Clic truang khac hoac met Ph6 Truing kho Wen I.

c) Den ve6 kho tien Trung uong tai thanh ,ph6, HO Chi Mirth, Chi ctetc tn.reing Chi cue Phat hanh va Kho quy dime quyen bang yin ban cho met Ph6 Chi cue twang Chi cue Phat hanh va Kho quy thvc hien rthiem vv. quan 19 tien mat, tai san qu9, giay ter co gia va kho tien trong met theri gian nhat djnh. Tnremg hop Ph6 Chi cvc trueng dugc uy cluyen vang mat thi Chi cac buffing Cue Phat hanh va Kho quy dirge fry quyen bang van ban cho Ph6 Chi cvc trueing khac thvc hien nhiem vv. quan 19 tien mat, tai san qu9, giay to c6 gia va kho nen.

d) Ngtreyi doge u9 quyen theo quy djnh diem a, b va c IChoin nay chju trach nhiem tnrerc ngueri iy quyen ye vice quart 19 tien mat, tai sin qu9, gitty ter cci gia, kho nen theo quy djnh tai Thong to nay va theo quy dinh cua phap luat co lien quan.

3. Truemg phOng Ka Joan dugc u9 quyen bang yin bin cho Ph6 twang ph6ng thay minh quan 19 tien mat, tai san qu9, gity to c6 gia va kho tien trong met thin gian nhat djnh (van ban u9 quyen phai dugc Githn dee chip the). Ngueri dugc uy quyen chju trach nhiem truck Truerng phong va Gam Mc ye

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quan Iy tien mat, tai san quy, giay to co gia va kho lien theo quy dinh tai Thong tu nay va theo quy dinh cua phap luat.

4. M8i Ian thii kho tien can nghi lam viec theo the do",, di cong tac, di hop, di hoc phai c6 van ban de nghi va ducc Giant doe chap thuan. Giam doe c6 van ban cu nguai thay the va to chirc kiem ke, ban giao tai san. Ngtrai thay the chlu trach nhiem dam bao bi met, an toan tuyk dal tai san va hoat &Ong nghiep vu binh ththang trong then gian dupe giao nhiem 91.

5. Khi hk thoi han uy quyen va ban giao Iai tien mat, tai san quy, siAy to c6 gia, nguai duce uy quyen phai bao coo cong viec da lam ve quan 131 tien m@, tai san quy, giay ter ,c6 gia, kho tien cho ngneri uy quyen. Ngthai duoc ItY quyen khong duce quyen tiep cho nguoi khac.

Nguai thay thE thu kho teen t hus hien theo quy dinh tai Khoan nay.

, 6. T6 chirc tin dung, chi nhanh ngan hang nuac ngoai quy dinh viec u.S/ quyen cua Giam doc, Truemg !Thong Ka toan ve quart ly tien mat, tai san quy, giay taco gia va kho tit trong truang hop dac bit khong the 1)6 tri nguai &roc ny quyen theo quy dinh tai Khoan 1 va Khoan 3 Dieu nay.

Muc 3 MT DUNG VA BAO QUAN CHIA KHOA KHO TIEN, KET SAT

Dieu 27. Chia khofi kho tien, ket sit

Mei O khod cua kho tien, cira gian kho, ket sat phai co du va ding hai chia, mOt chia sir dung hang ngay va mot chia do phong. Chia khod dm 8 khod so IA mOt to hop Om ma s8 va chia kit& dinh vi (neu co).

Dieu 28. Bao quail chia khoi cua kho tien

1. Timg thanh vien gift chia khoa cua kho tien phai bao quan an toan chia khod sir dung hang ngay trong ket sat lien& dot tai not lam viec trong tru s& ea quan.

, 2. ara kho tien c6 khoa ma so, tong thanh vien quan ly 6 khoa s6 to, dal ma so va ghi Iai ma chinh xac, doe len giay; phai ghi hai den ba ma so de sir dung hang ngay va thay doi thuang xuyen Tung ma s6 &roc niem phong trong mOt phong bi ri8ng, bao quart tai ket sat rieng ding vai chia dinh vi clang dung. Neu quen ma so duce phep ma niem phong, sau do to niem phong e d bao quan. Trtnang hop muon sir dung ma so khac ngoai cac ma so da ducc them phong, phai có van ban bao coo Giam &lc; khi throe cho pith]) bang van ban phai lam thtir toc ma hOp chia Mina do phong, thay ma so khac va giri chia Ich6a do phong cira kho tien theo quy dinh tai Dieu 31 Thong tu nay.

Dieu 29. Bao quail chia khofi gian kho, kit sat

1. Chia khoa sir dung hang ngay cua cac ket sat (nau co) cfm gian , lcho nao thi duce trong ink hop sat nhO bao quan a mOt trong nhitng ket sat dot tai gian kho do.

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2. Chia khoa Su dung hang ngay cua gian kho, ket sat bao quan hijp chia khod quy dinh tai Khoan 1 Dieu nay, chia khoa dang dimg cua kat sat bao quan tai san tai quay giao dich dugc bao quan nhu chia khod dang dung cila cfra kho tien.

Dieu 30. Ban giao chia khofi cira kho tien

1. MOi lan ban giao chia khod cua kho tien, nguai giao va nguai than true Pep giao nhan chia khoa va k5r nhan vao SO ban giao chia lchod kho lien. Doi vai khod ma so, khi ban giao chia khoa cira kho tien, ca ba thanh vien gift chia khoa cua kho tien phai co mat de ma cua kho Pen. Nguai giao xoa ma so, giao chia khoa dinh vi; nguai nhan phai doi ma so.

, 2. To chirc tin dung, chi nhanh ngan hang nuac ngoai quy dinh trong he thong viEc, ban giao chia khoa cfra kho tien trong truong hap sir dung cac loci khod ma so dac biEt.

Dieu 31. Niem phong va giri chia khoa dv phong kholt cum kho tien 1. Viac niem phong chia khod du phong cira kho tien dirge cac thanh vien

gift chia khod va can b0 kiem soar chi:mg kien, lap Won ban, cling k5r ten tre'n niem phong. Cac ma , so de sir dung hang ngay va thay dOi thuemg xuyen quy dinh tai Khoan 2 Dieu 28 Thong to nay dirge Pmg thanh vien ghi Lai, niem phong trong phong bi rieng ding veri chia ,dinh vi du ph6ng, chinh la chia khoa du phong ciia kho tien co khoa ma so. Hop chia khod du phong dugc gui vao kho tien Ngan hang Nha nuerc chi nhanh, to chirc tin dung, chi nhanh ngan hang nuem ngoai khac, chi nhanh khac ding he thong to chuc tin dung hay Kho bac Nha nuot ngay trong ngay. Dan vi nhan girl co trach nhiem bao quan an town, nguyen van niem phong hop chia khoa du phong trong kho tien cua minh.

, 2. Kho lien Trung uong gui chia khoa du phong cfra kho tien vao kho tien Ngan hang Nha nuerc chi nhanh gan nhat. Sa Giao dich, Ngan hang Nha nuerc chi nhanh giri chia Ichod du phong vao kho tien Trung wing Men dia ban (neu co) hay kho Pen Kho bac Nha nuerc tinh, thanh ph6.

, 3. HOp bao quan chia khoa du ph6ng maa cfra kho tien co 2 khoa, Gam doc va thii kho tien moi nguai quan 15r mot O; chia khoa hOp nay dugc bao quan nhu chia 'Mod dang dung dm cua kho tien.

Dieu 32. Quin It chia khoi dv phong khoi cira gian kho, kat sit

Chia khoa du phong cira gian kho, ket sat dugc lam thil pic niem phong nhu doi , yr:6 chia khoa du phong khod cira kholien va bao quan tai ket sat dm Giam doe.

Dieu 33. Mir htlp chia khoa dv phong

1. Cac truang hap ma hOp chia khoa du phong:

a) Khi mat chia khoa clang dung hang ngay hoac can phai ma dm kho trong truemg hap khan cap quy dinh tai Dieu 38 Thong to nay;

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b) Ltru gift them cac chia khod do phong cua cac 6 khoa mei, thay ma s6 khac hoac the trueng hop thay doi nguoi quan ly, gift chia khoa;

c) Rut cac chia khod du phong cua cac 6 Ichod da dugc thay mei;

d) Kiem tra, kiem ke chia kh6a du phong theo lenh bang van ban tha Giam doe hoac cap c6 tham quyen.

2. Khi ma hap chia khod du phong tha khod cua kho tien phai co ,su chimg kien Giam doe, Truth-1g phong Ka toan, thit kho tien, can 60 Iciem soot; Giam doc chi dinh 1 trong 3 .thanh vien gift chia khod kho tien me hap chia khod du phong. Trutmg hop khan cap phai ma hap chia khod do phong ma nguoi gift chia khoa vang mat thi Giam doe chi dinh nguoi dugc uy quyen ctia nguoi do cheng kien viec ma hap chia khod du phong.

3. MOi lan me hap chia khoa do phong quy dinh tai diem a, b, c Khoan 1 Dieu nay phai co van ban dugc Giam doe chap thuan.

Dieu 34. Sira china thay the khofi cira kho tien

Nghiem cam lam them hoac sao chop , chia khod dui kho tien, ket sat: Trueng hop 6 khod hoac chia khod cita kho lien bi hOng, can sira chin, thay the

phai co van ban dugc Giam doe chap nhan. Giam doc chiu trach nhiem khi quy6t dinh chon doi tac (thq) sea chfta, that' the khod kho tien, ket set. Khi thuc hien thay the, sea chfta khod tha kho tien phai co su chting kien cua nguoi gift chia khoi hoac nguoi dugc uy quyen.

Dieu 35. Lich nhiem cim can bo aunt giao nhiem vg gain 19, sir dang chia khol kho tien, kit sat

1. Bao dam an town bi mat chia khoa dugc giao, khong lam that lac, mat mat, hu hong. Tuyet doi 'thong cho nguoi khac xem, cam, cat gift ha.

2. Kb:mg mang chia khoa ra ngoai tru ser cg quan.

Dieu 36. Trach nhiem boo mat chia khofi cira kho tien

Khong de xay ra tinh hang len luert cac chia tha cac 6 khod cfra kho tien giao vao tay mat nguoi. Neu xay ra tinh trang nay, coi nhu tat ca cac O khoa cita kho tien da 1)1 10 bi mat, bi mAt chia thi Giam doe phai cho thay the el khoa mei hoac ma so mei theo quy dinh tai Khoan 1 Dieu 37 Thong to nay.

Dieu 37. Xir 1y khi lam mat, 10 bi mat chia khol kho tien, ket sit

1.Cac chia khod cita kho tien, gian kho, ket sat khong boo quan theo climg quy dinh tai Thong to nay dugc coi la da bi 10 bi mat. Khi 1,1 la bi mat chia khoaphai thay the o khoa mei hoac ma so med.

2. Truong hop chia khod cita kho tien dang dung hang ngay bi met, nguoi lam mat chia Ichod phai boo coo ngay yeti Giam doe va bac coo ngan hang cap gen theo he thong d9c (neu co) bang van ban, neu r6 nguyen nhan, thei gian va dia diem mat chia Ichod. Doi veri Sa Giao dich, Ngan hang Nha nuot chi nhanh, neu chia khoa cita kho tien bi mAt thi Giam doe con phai bao ngay yeti co quan

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tong an clang cap; sau do lap bien ban ve viec mat chia khod va lam thit tue xin lay hOp chia khoa du phong de sir dung. Viec thay khoa men phai dip hien kip thoi trong tiled gian khong qua 36, gib.; trong tiled gian nay, phai tang cueing the bien phap bao ve bao dam tuyet dOi an man tai san.

, 3. Ngueri lam 10, lam chia khoa phai kiem diem nghi8m va phai boi thuerng chi phi thay o khod mai; phai chiu IcY luOt hoac bi xir 1Y theo quy dinh cua phap Wt.

Dieu 38. X11,157611 kho tan trong truentg hop khan clip

, Twang hop khan cap, neu thieu melt hay hai ngtriti gia chia khoa cira kho tien thi Giam dem cho phep sit dung chia khod du pilling hoac Giam d8c mita dinh cho pha kho de ciru tai san va bao cao ngan hang cap trail theo he thong doe (nett co) kip thoi.

Myc 4 VAO, RA KHO TIEN

Dieu 39. ati ttnyng duvc vao kho titn

Khi thuc hien nhiem vu, nhimg doi tugng sau duce phep vao kho tien:

1. Thong d6c, PM Th6ng d6c Ngan hang Nha nuem kiem tra cac kho teen trong nganh Ngan hang.

2. Cue truerng Cue Phat hanh va Kho quy vao cac kho tien trong nganh Ngan hang de thug hien cac nhiem vu duct giao.

3. Can b'0 duqc ThOng d8c, Ngan hang Nha nueic cho phep bang van ban vao kiem tra hoOt thanh tra kho tien trong nganh Ngan hang.

4. Giam d6c Ngan hang Nha nuem chi nhanh, can bi) duce Giam dific Ngan hang Nha nu& chi nhanh co van ban cho phep kiem tra kho tien cim to chuc tin dung, chi nhanh ngan hang nuerc ngoai trail dia ban tinh, thanh ph&

5. Chit tich Hoi clOng quan tri, Chu tich HOi deng thanh vien, TOng Giam doe to chic tin dung, chi nhanh ngan hang nuem ngoai ki8m tra kho tien thuOc he thong.

, 6. Can b0 duoc tich Hoi &mg quan tri, tich clang thanh vien, Tong Gam doe (Giam doe) to chitc tin dung, chi !Minh ngan hang nuot ngoai co van ban cho phep kiem tra kho tien to chitc tin dung, chi nhanh ngan hang ntrem ngoai thuOc he th8ng.

7. Giam dOc va cac thanh vial co trach nhiem gia chia khoa cira kho tien.

8. Can 130 kiem soar vao kho tien de giam sat viec xuat nhap Lai san; can b0 ki8m tra kho tien theo Ice hoach tong tac da dugc Giam dec duyet.

9. Can b0, nhan vien duqc giao nhiem vu t6 chite va bOc x8p, van chuyen tai san bao quan trong kho lien.

10.Cac thanh vien cita HQ' clang kiem ke tai san kho guy- dinh kY, dQt xuat.

A

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11. Can 1)0 giam sat va can ba ky thuat, cong nhan sCra chfra kho tien; sfra chfra, lap dat, bao throng the thiet bi, cac khod trong kho fiat, co giay nghi, throe Giam doc chap thuari cho phep vao kho tien.

Dieu 40. Cie truang hop dupt vac) kho tien

1. Thoc hien lenh, phieu xuat, nhap tien mat, tai san quY, giAy to co gia.

2. , Nhap tien mat, tai san quY, &Ay c6 gia vao bao quail trong kho tien hoac xuat ra de sir dung trong ngay.

3. Kiem tra, kiem ke tai san trong kho tien theo dinh kY hoac dat xuat. 4. Ve sinh kho teen, banep, dao kho.

5. Sita chua , bao duang, lip dat trang thief bi trong kho nen. 6. Cfru tai san trong kho tien trong cac truang hop khAn cap. 7. Xuat, nhap tai san tam gfri kho Ngan hang NM nuac; xuat nhap tai san

lam dich vu quan 19, bao quan tai san, cho thud fir , ket an toan, dlch vu ngan quy khac cila to chirc tin dung, chi nhanh ngan hang nuac ngoai.

8. Cac truemg hop khac theo quyet dinh cua cap cos tharn quyen. Dieu 41. Quy dinh vao, ra kho tien 1. Khi vao, thu kho tien vao daft tien; khi ra, thu kho tien ra cuii sung.

Viec ma va clang cac 0 khod cfra kho nen theo nguyen tic tong nguEri mat va then dung dui to, khi ma cfra kho tien: Giam doe, Truing phong Ke toan, thu kho nen; nguac lai, khi ding cira kho tien: thu kho tien, Truang phong Ke toan, Giam doe. M8i lan vao, ra kho tien m9i ngued phai k9 ten xac nhan tren SO dang ky vao kho nen.

2. Truot khi vao va sau khi ra khoi kho tien, cac thanh vien vao kho tien phai c6 mat day du tai gian dem de chimg kien cac thanh vien gift chia khoa kho tien ma, clang cfra kho tien. Cac thanh vien gift chia kh6a kho tien phai to bao ve bi mat ma so, chia khoa cua kho tien khi ma, clang dm kho tien.

Dieu 42. Kiem tra trait khi vao, ra kho tien 1. Truck khi ma khoa, nhan vien an toan kho, cac thanh vien gift chia

khod kho tiEn phai quan sat ky tinh trang ben ngoai 8 khod va cfra kho lien. a)Neu thay c6 vet tich nghi van, phai ghi day du nghi van trait khi ma khoa; b) Neu thAy vet tich da c6 ke gian xam nhap kho tien, phai gift nguyen

hien truing va thong bao cho ca quan tong an den xem xet, lap bi8n ban; sau do mai ma khoa vao kho tien.

2. Tnrot khi ra kh6i kho tien: a) Kiem tra cac hien vat can mang ra ngoai kho; b) Kiem tra lai cac he thing thiet bi an toan; c) Thu kho tien va nhan vien an toan phai kiem tra lai lAn cuoi ding

truck 'chi dong kho tien.

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Mg 5 CANH GAC, BAO VE KHO TIEN, QUAY GIAO INCH

Dieu 43. NOi quy kho tien, quay giao filch tien mat 1. Nhirng ngued c6 nhiem vu vao quay giao dich tien mat hoac kho tien

phai mac bao he lao dOng hoac trang phut giao dich khong c6

2. Nguoi khong co nhiem vu !thong dugc vao trong quay giao dich hoac kho tien.

3. Quay giao dich, kho lien phai co ned quy do Giam cl6c quy Binh.

Dieu 44. Ve lam viec ngoai gia t$ try so kiem kho tien

Het gib lam viec, phai khoa cfra quay giao dich va cac dra thwec khu vac kho tien; ngoai lac lugng bao ve , than vien true dieu lchien thief bi an toan kho tien da dugc phan ding (neu ,c6), khong ai dugc to y a lai met minh tai nai lam viec trong fru so kiem kho lien. Mu co yeu cau lam viec ngoai gib, it nhat phai c6 2 ngueri, dugc Giam doc cho phep bang van ban va thong bao cho be phan bao v8 bi8t.

Dieu 45. Canh gfic, bao ye kho tien

1. Kho tien phai dugc canh gac , bao ve thueng xuyen dam bao an toan 24 gieringay. , Ngan hang Nha nuerc, to chic tin dung, chi nhanh ngan hang nu& ngoai phoi hqp chat the veld lac lugng cong an lien quan xay dung phucmg an bao ve kho tien.

2. Kho lien Ser Giao dich, kho den Ngan hang Nha nu& chi nhanh, kho tien Trung ucmg co lye lugng canh sat bao ve.

Dieu 46. Trfich nhiem cua bao

Miing ngued c6 nhiem vu bao ve kho tien phai chiu trach nhiem ve an town kho tien trong pham vi dugc phan Gong.

Chirang IV VAN CHUYEN TIEN MAT, TAI SAN QUir, GIAY TO CO GIA

Dieu 47. Quy trinh In chuyen

Quy trinh von chuyen lien met, tai san quy, giey to co gia bat dau a:1 . 1(11i nhan, d6ng g6i niem ,phong tai san; boc xdp len phucrng tien van chuyen; van chuyen tren clueing, den dia diem nhan; giao hang va kat thitc 'chi hoan thanh day du cac thu tut giao nhan.

Dieu 48. Trach nhiem to chik yen chuyen

1. Cyc Phat hanh va Kho quy co nhiem vu to chirc van chuyen ti'en,m4t, tai san quy, giay co gia to ca so in, due lien, san bay, ben tang, nha ga ve kho tien Trung uong; &lila cac kho tien Trung ucmg; t r kho tien Trung uang den kho

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tien So Giao dich, cac kho tien Ngan hang NM nuoc chi nhanh va ngugc giita the kho tien Ngan hang Nha nuoc chi nhanh.

Trueng hop can thiet, So Giao dich, Ngan hang Nha nuoc chi nhanh cir nguai ap tai va giao tien mat, tai san quy, giay to co gia tai kho tien Trung ucmg hoac nhan, ap tai tien mat, tai san guy, giay to ce, gia tir Ngan hang NM nuoc chi nhanh khac.

Ngan hang Nha nuoc chi nhanh tinh Binh Dinh c6 nhiem vu to chat van chuyen tien mat, tai san quy, giay to có gia giaa chi nhanh tinh Binh Dinh va kho tien Trung uong, giita cac Ngan hang Nha nuoc chi nhanh tinh, thanh pho mien Trung, Tay Nguyen voi nhau (theo quy dinh dm Thong doc Ngan hang Nha nuoc trong timg thai kY).

2. Ngan hang Nha nuoc van chuyen ngoai to ra nuoc ngoai phai c6 Lenh dm Thong doc.

, 3. TO chirc tin dung, chi nhanh ngan hang nuoc ngoai quy dinh thu tag va tham guyen cap lenh van chuyen ngoai to ra nuoc ngoai, lenh dieu chuyen tien mat giira cac chi nhanh va quy dinh viec van chuyen tien mat, tai san quy, giay to c6 gia cila he thong.

Dieu 49. Giay uy quyen van chuyen

Khi giao nhlan va van chuyen tien mat, tai san quy, gity to c6 gia, ngueli ap tai hang phai co giay uy guyen dm cap co tham guyen.

Doi yeti viec van chuyen ngoai to ra nuoc ngoai caa Ngan hang Nha nuoc, ngthai ap tai phai co giay u9 guyen Thong doc Ngan hang Nha nuoc.

Truerc khi giao hang cho nguai nhan, ngwai giao phai kiem tra tinh hop 18 va hop phap cua giay ay guyen; kiem tra cac yeu to dam bao an Wan theo quy dinh mai cho phop van chuyen hang ra Ichoi try so Ngan hang Nha nuoc, to chirc tin dung, chi nhanh ngan hang nuoc ngoai.

Dieu 50. Phtrang tien van chuyen

1.Van chuyen tien mat, tai san quy, gity to c6 gia phai sir dung xe chuyen clang va cac phuung tien ky thuat can thiet.

2. Van chuyen tien mat, tai san guy, giay to c6 gia trong he thong Ngan hang Nha nuoc phai xe h0 tong.

Truemg ,h9p phai thug phuong tien khac nhu may bay, tau hoa, tau bien van chuyen tien mat, tai san quy, giay to c6 gia do Thong &lc Ngan hang Nha nuoc quyet dinh.

3. Twang hop to chirc tin clung, chi nhanh ngan hang nuoc ngoai sir dung phucmg tien khac de van chuyen tien mat, tai san guy, giay to c6 gia, to chirc tin dung, chi nhanh ngan hang nuoc ngoai phai quy dinh bang van ban va huang clan quy trinh van chuyen, bao ve, cac bien phap dam bao an toan tai san.

4. Truang hop So Giao dich, Ngan hang Nha nuoc chi nhanh c6 nhu cau giao, nhan trot flap tien mat, tai san quy, giay to c6 gia caa Ngan hang Nha

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nuare tai kho tien Trung , ucmg va c6 lcha nang to 1)6 tri phuong tien van tai char lien mat, tai san quy, giay to co gia (xe chuy8n &mg), phai dugc sty chap thu8n cna Cvc twang Cnc Ph& hanh va Kho guy.

Dieu 51. Dam bio bi met thong tin yen chuyen

, 1. NM-mg nguari to chirc va tham gia van chuyen tien mat, tai san quy, giay tar co gia phai tuyat doi gift bi mat cad thong tin ye thai gian, hanh tranh, loaf hang, khoi luting, gia tri, phuong tien van chuyen, phuong tien bao quan tai san theo quy dinh bao va bi mat Nha nuam.

2. Ngubi khong c6 nhiem vv kitting duce di ding Van phuong tien van chuyen lien met, tai san quy, giay tar co gia

, 3. Cac van ban lien quan cling tac van chuyen tien mat, tai san quy, giay tar co gia sir dung cum tir "hang dec biat" thay cho cum to "lien met, tai san quy, giay tar co gia" de dam bao bi mat thong tin van chuyen.

Dieu 52. Dam bao an town tren during yen chuyen 1. Tian mat, tai san quy, gity to co gia khi van chuyen phai duk dong

g6i, niern phong va doge bao quan an toan.

, 2 Phai to chirc van chuyen vao ban ngay (tra truang hop dee bitnhu van chuyan bang may bay, tau ham, tau bien), han che giao nhan hang vao ban deem.

3. van chuyen during dai, can nghi doe during tranh clO xe o nai &Mg ngoai. Truang hop nghi tr8n during qua dam, phai dua xe hang vao tau so Ngan hang Nha nuec, to chirc tin dung, chi nhanh ngan hang nuarc ngoai hocdon vi cOng an, quan dOi de co diau kindam bao an loan, phoi hop bo tri truc canh gac xe hang hoac giti hang vao bao quan trong kho tien.

Dieu 53. PhOi hop brio ve teen tuyen during van chuyen

Sof Giao dich, Ngan hang Nha nuarc chi nhanh, to chic tin , dung, chi ►

nhanh ngan hang nuarc ngoai nhan ducic thong bao xe van chuyen lien mat, tai ► san quy, giay to co gia cua nganh Ngan hang Op so c6 teen tuyen during tai dia phuong minh, phai chii dOng lien lac, phoi hop van ca quan cong an dia phuang ding lurc luting cua xe van chuy8n co binphap dam bao an thantai san. Truang hop can thi8t, phai d8 nghi Uy ban nhan clan dia phuong phoi hop va xir lY kip then nhitng sir co thy ra.

Dieu 54. TO chat tiep nhan

Khi tien met, tai san quy, gity to co gia van chuyen den nai nhan, don vi nhan hang phai huy dOng loc luting lao Ong trong don vi tiep nhan hang nhanh nhat (k8 ca ngoai gia lam vied hoec ngay nghi) dua hang vao kho tien bao quan an town.

Dieu 55. Lind hryng tham gia In chuyen va trach nhiem ctia nguiri ap tai

1. Khi yen chuyen tien met, tai san quy, giay tar co gia phai co du lot luting di8u Ichian phuong tien, ap tai, bao vO.

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2. Nguel ap tai la ngubi ‘ pity trach chung tren , threng van chuyen, chin trach nhiem dam bao an Loan tien mat, tai san guy, giay to co gia; t6 chirc thvc hien viec giao nhan, van chuyen theo quy dinh tai Thong to nay.

Truerng hop Ichoi lucmg, gia tri tien mat, tai san quy, giay to co gia van chuyen lam phai to chac thanh doan xe, c6 mot so ngabi ap tai, thi Giam doc chi dinh mot can b0 ap tai lam truang doan.

Dieu 56. Track nhiem ban ve van chuyen

1.Xe van chuyen tien mat, tai san guy, giay ter c6 gia cua Ngan hand Nha nuerc do canh sat c6 vu trang bao ve; tuSr theo khoi , lugmg, gia tri va tinh chat dm mei chuyen hang ma ngan hang ban bac, thong nhat voi dan vi canh sat de quyet dinh so luang nguai di bao ve. Trubng hop c6 min xe hang thi it nhat co hai canh sat bao ve.

Lyre lucing bao ve hoac canh sat bao ve Wen mat, tai san quy, giay ter c6 gia c6 tech nhiem: co phuong an bao ve hang, npuoi va phucmg tien to khi bat dau nhan hang d8n khi giao hang xong va tar ve trn ser co quan an toan; chap hanh clUng quy dinh trong van chuyen theo Thong to nay; /or ly cac truemg hop cu the xay ra, '<hong de xe bi kiem ,tra, lcham xet d9c clueing. Khi xay ra co mat an toan, phai trifle tiep chin dau va phan cong cac thanh vien trong doan ding ph8i hyp bao ve ngueri, lien mat, tai san quy, gia'y to c6 gia va phuong tien.

2. T6 chac tin dung, , chi nhanh ngan hang nuec ngoai quy dinh trach nhiem bao ve, van chuy8n lien mat, tai san quy, giay ter c6 gia trong he thong.

Dieu 57. Trich nhiem cua nguiri dieu khien phtrang lien

Nguiri dieu lchien phuong tien chlu trach nhiem ve k'S/ thuat cfla phuong tien van chuyen; chap hanh dung quy dinh van chuyen tien mat, tai san quy, giay tor c6 gia theo ThOng to nay; chap hash luat giao thong; chla dOng xin giay uu tiEn hoac mua ve qua cau, pha nhanh chong.

Dieu 58. SO such theo d5i van chuyen

Don vi to chat van chuyen tien mat, tai san quy, giay to co gia phai ma so theo dOi tOng chuyen hang, tir bet tri than hrc, phuong tien, lich trinh van chuyen.

Chtrcrng V KIEM TRA, KIEM KE, BAN GIAO, xir Lit THirA THIEU

TIEN MAT, TA! SAN QUY, GIAY To CO GIA

Myc 1 KIEM TRA, KIEM KE, BAN GIAO TIEN MAT,

TAI SAN QUI?, GUY TO CO GIA

Dieu 59. Dinh ky kiem tra, kiem ke

1. Kiem tra Loan dien cling tac dam bao an toan kho quy va tong kiEm ke tien mat, tai san quy, giay to c6 gia mai nam 2 Ian, thai diem 0 gia ngay

it II

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01 thing 01 va ngay 01 thing 7.

, 2. Kiem ke , Quy do trE phat hanh cac tai san Id* bao quan trong kho tien than 1 lan, thai diem 0 gia ngay 01 hang thing.

3. Kiem ke tien mat thuOc Quy tien mat dm t6 chic tin (king, chi nhanh ngan hang nu& ngoai, Quy nghiep v4 phat hanh thia SO Giao dich, Ngan hang Nha nuov chi nhanh, giay ter co gia, tai san quy vao cued gib lam viec hang ngay.

4. Kiem tra, kiem ke dot xuat trong cac trueng hop:

a) Khi thay del cac thanh vien gift chia khoa cua kho tien;

b) Khi thay d6i 6 khoa hoac bi mat chia khoa cfra kho flan;

c) Khi nghi c6 ke gian xam nhap kho tien, quay thu chi tien mat hoac tien mat, tai san quy, giay to c6 gia van chuyen tren duOng; phat hien co nham Ian ve tai san trong khi xuat nhap kho flan va thu chi tien mat;

d) Khi co lenh hoac van ban kiem tra kho tien cua cap co thdm quyen quy dinh tai Khoin I, 2, 3, 4, 5, 6 Dieu 39 Thong to nay;

d)Kiem tra viec kiem dam, tuyen chon tien mat.

5. Giam dot c6 quyen t6 ethic kiem ke, tong kiem ke dot xuat tien mat, tai san quy, giAy ter co gia bat ky luc nao.

Dieu 60. Phircrng pluip kiem ke

1. Kiem ke hien vat cac loai tien mat, tai san quy, gidy ter co gia de dam bao ski !chap dung giaa tan quy tthrc to veri s8 du tren so Ice than va so quy (hoac s8 theo dal xuat nhap tai san).

2. Cac thanh vien tham gia kiem ke phai trcrc tiep kiem dem timg b6, bao, help, thong tien nguyen niEm phong doi ved tien mat, tai san quy, gidy to co gia da dong g6i theo quy dinh; xem xet tinh tang nguyen them phong 136, thi, bao, hop, thong tien hoac tai san quy, giay ter co gia : Truing hap co nghi van, phai ma ra kiem dem hien vat ben trong hoac kiem dem lai tang ter (doi voi lien mat). Phai ghi 1(64 qua kiem ke (chi fiat cac loai tai san theo s6 luting, gia tri) vao se) sach theo quy dinh. DOI chieu Lai san thut t6 da kiem ke (s6 luqng, gia tri) veri so du tren so sach cua ke toan va thu quy (hoac thu kho lien); neu c6 chEnh lech (thira hoac thieu) thi phai lap bien ban yard'. ly theo quy dinh tai Dieu 64 Thong to nay.

Viec kiem ke tan quy can ngay, d6i veri tien chua than be (t1E) phai kiem dem to (mieng).

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3. Bien ban kiem ke clugc thong qua cong khai, cac thanh vien HOi (long kiem ke, din quy (hoac thn kho tien) phai 14 ten xac nhan. Giam doe, Truing phong K8 Man, thu quy (hoac thu kho tien) phai ky ten xac nhan se lieu tren so quy hoac so ki8m ke (neu co).

Dieu 61. Bin giao tien mat, tai san quy, giity to ci gii

Khi thay doe met trong ba thanh vien chia khod kho tien (Gam doc, Truing phong Ke toan, kho lien) phai tien hanh ban giao tien mat, tai san quy, giay to có gia. TuY theo yeti cau cong viec, theri gian nghi, Giam doc c6 the quyet dinh bang van ban viec ban giao timg phan hay Man b0 tai san.

Nguai nhan phai trgc tip xem xet, kiem tra, kiem dam, khong dugc uST quyen cho nguai khk lam thay.

Dieu 62. Rol ding kiem ke, Hoi dO'ng kiem dem, phalli loci tien

1. Khi thkrc hien kiem Ice dinh ky theo quy dinh tai Khoan 1, 2 Dieu 59 Thong to nay \TA cac truing hop ban giao tien mat, tai san quy, giay to c6 gia phai c6 Quyet dinh cua Giam doc thanh lap Hoi ding kiem Ice.

2. Mei !An t6 chirc kiem dam, phan loai tien, gity ,t6 co gia da nhan theo bao, thing hay b6, hOp nguyen niem phong, Gam doe c6 Quyet dinh thanh lap Hoi ding kiem dam, phan loai tien.

, 3. Thanh phan HOi ding kiem Ice hay HOi ding kiem dam, phan loai tien bao gem:

a) Chu tich Hoi ding: Giam doc;

b) Cac uY vien: Truing cac phong hoac b0 phan Ke torin, Kho quy, Main soot (hoac can b'0 kiem soot).

c) Met se can 60 giup viec do CM tich HOi ding guy& dinh.

Hoi ding lap bien, ban kiem dem, phan loai tien hay Men ban kiem ke va xir 15, thira hoac thiau tien mat, tai san quy, giay to c6 gia theo quy dinh hien hanh.

, 4. Truing hop can kiem ke, tra dot xuat phai thanh lap Hoi ding kiem ke, thanh phan HOi (long do cap c6 tham quyen quyet dinh kiem Ice, kiem tra dot xutt quy dinh, nhtmg khong dugc it hon thanh phan quy dinh tai Khoan 3 Dieu nay.

5. Viec kiem ke cuei ngay do Giam dee, Truing phong Ka toan Mac ngueri duac Giam doe, Throng phong K8 toast u9 quyen theo Dieu 26 Thong to nay thkrc hien. Giam doe c6 the huy ding met so can b0 nhan vien gitip viec kiem ke cuoi ngay. Viac giam sat kiem ke eau ngay thkrc hien theo quy dinh ve kiam soot not b0, kiem town not 130 cua Ngan hang Nha ntrem ((lei vOi viec kiem ke cua Ngan hang NM nuOc) Mac theo quy dinh dm to chic tin dung, chi

.1 1

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nhanh ngan hang nuac ngoai (al vari viac kiem ke cua t6 chirc tin dung, chi nhanh ngan hang nuarc ngoai).

, 6. TO chic tin dung, chi nhanh ngan hang nuarc ngoai quy dinh viac ham ke hen mat tai may rat hen, gui tien to dOng, tai cac phong nghiap vu co guy trong ha thong.

Dieu 63. HOi deng kiem ke, Hei ding kiem dem, phan loci tien kho tien Trung 'rung

1. Hei clang kiem ke Quy chi trit phat hank, tai san guy, giay to co gia tai kho tien Trung uong dinh IcY thin diem 0 giir ngay 01 thang 01 va ngay 01 thang 7 do Th6ng doc Ngan hang Nha nuarc quyet dinh thanh lap, gum cac thank) vien sau:

a) Chi" tich Hei ang: Vv truarng Vu Kim toan nOi 130;

b) Cac uy vien: Vu truOng Vu Tai chinh - ICa toan, Cue truOng Cue Ph& hanh va Kho guy.

, 2. HOi ang ham ke Quy du tr0 phat hanh, tai san quy, giay to co gia tai kho hen Trung uong thari diem 0 giar ngay 01 hang thang gom cac thanh vien sau:

a) Chia tich HOi ding: Cuc truOng Cue Phat hanh va Kho guy hoac Chi cue truang Chi cue Phat hanh va Kho guy;

b) Ck u9 vien: Tnrong phOng Ka toan — Tai vu, True:mg Kho tien, can be kiem sok.

3. HOi clang kiem dem, phan Ioai tien tai kho lien Trung uong do Cvc truOng Cvc Phat hanh va Kho quy guyet dinh thanh lap, gom cac thanh vien sau:

a) Chit tich HOi dang: Cue truirng Cuc Phat hanh va Kho guy hoac Chi cvc truang Chi cvc Phat hanh va Kho guy;

b) Cac uy vien: Tracing phong Ka toan — Tai vu, Tnramg Kho tien, Tracing phong Tieu hay tien, can 130 kiem soar.

4. HOi &Ong kiem ke, Hoi clang kiem dam, phan loci tien kho tien Trung uung duce trung tap met so can b0 gialp viac do Chu tich hOi rang guyet dinh.

HOi ang lap bien , ban kiem dam, phan loai tien hay bien ban kiem ke va xiir 19 thixa hoac thieu hen mat, tai san guy, giay to co gia theo quy dinh hian hanh.

Alec 2 XeLY THIYA HOAC THIEU TIEN MAT, TM SAN QM GIAY Tor) CO GIA Dieu 64. Xir 1ST thin hoac thieu tien met, tai san gut, gitty tir c6 gia

trong kiem dem, dug gei ‘ 1. Tnrang hyp thieu tien mat, tai Mn guy, 4iAy to co gia theo Bien ban caa

a HOi ng kiem am, phan Ioai tien, HOi (tong kiem ke theo quy dinh cua Thong

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to nay, ngtroi co ten ten niem phong bo, hOp, bao, thing tien, tai san quy, giay to c6 gia phai boi thuang 100% gia tri tai san thieu. Neu tai pham thi tuY Sc do" phai chin 1(9 1W.t theo quy dinh. Truemg hop nghi'em tong se bi xu 19 theo quy dinh caa phap lust. Cac trutmg hgp thin tien trong b6, tai , hep, bao, thing tien dugc ghi thu nghiep vu cho ngan hang c6 ten teen niem phong.

, 2. TO chic tin dung, chi nhanh ngan hang nugc ngoai can cti yea Khoan 1 Di8u nay de quy dinh trong he thong viec xi ly thin hoac thieu to (mieng) trong cac be (tai) Wen da giao nhan trong nganh Ngan hang theo b6 du 10 thep nguyen niem phong hoac tai tien kim loaf nguyen niem phong.

Dieu 65. XirlY cac truing hop thin boat thieu tien mat, tai san quy, giay tic c6 gia bao (man trong kho tien, quay giao dich, tren dtremg van chuyen

1. Cac trugug h9p, phat hien thin hoac thieu lien mat, tai san quy, gidy to c6 gia trong kho tien, quay giao dich, trong qua trinh van chuyen, Giam doe phai quyet dinh kiem k8 toan bQ tai san c6 lien quan. Giam doc, Tnrang cac phong, ban hoac 60 phan Ke toan, Kiem sok, Kho quy c6 lien quan phai trgc tiep xem xet, kiem tra, lap Nen ban, ghi so sach va fly ciru trach nhiem ca nhan caa ngutd dugc giao nhiem vu bao quan tai san, trach nhiem nta nhiing nguad co lien quan de kip thai thu hoi toan b0 gia tri tai san thieu, mat.

2. NM:mg vu thieu, mat tien mat, tai san quy, giay tb c6 gia c6 gia tri ti 50 (nam much) trieu &mg tit 18n hoac cac tatting hop thieu, mat tien mat thuijc Quy dg tri phat hanh, phai dien bao cao cap ten theo he thong d9c (neu co); to chin tin dung, chi nhanh ngan hang nu& ngoai bao can Ngan hang Nha nuec chi nhanh, Ngan hang NM nuec chi nhanh dien bao cao Ngan hang Nha node (Cue Phat hanh va Kho quy) trong 24 gig.

3. Nhimg vu mat tien cg, hieu do ke gian dQt nhap lay cap, cugp tai san; do tham 0, Igi dung (co you to cau thanh tOi pham), phii giru nguy8n hien truang va bao cao ca quan cong an

Dieu 66. Xir ly thieu mat tien do so suet trong nghit'p vy 1. Truing hop do so suat trong giao nhan, kiem dem, bao quan clan den

thieu, mat lien mat, tat san quy, glay ta co gm phai bot thucmg toan b9 thiet hat va bi xi ly theo quy dinh cUa phap lust.

2. DOi ved vu viec thu6c Ngan hang Nha nudge, phai thanh lap WU 11611g giai quyet viec boi thutmg thiet hal d8 xi IY trach nhiem vat chat.

Dieu 67. Xir ly truirng hos thieu mat tien do nguyen nhfin cha quan 1. Giam d6c va nhing nguai c6 tech nhiem quan IY, giam sat, bao quan

an toan tien mat, tai san quy, gidy to co gia, neu khong hoan thanh nhiem vu de xay ra thieu mat den trong kho quy hoac de can b0 thuQc quyen quanlY tham 8, lgi dung lay cap tai san thi bi xi ly ky lust theo quy dinh cila pap lust; co lien dal trach nhiem vat chat den vu mat tien, mat tai san thi phai boi hoan hoac phai chiu trach nhiem hinh sg theo quy dinh cua pilau lust.

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, 2. Si veri can b0, nhan vien lam cong the kho guy, neu tham o, lgi dung lay cap den mat, tai san quy, giay to co gia thi phai boi throng 100% gia tri tai san thieu va buOc thoi viec hoac phai chiu trach nhiem hinh str theo quy dinh cum phi), lust.

Chtromg VI TO CHilt THUt HItN

Dieu 68. Quyen kyi dal vol can be kho guy/ 1.Nhiing can b0, nhan vien lam nhiem vu quan ly, bao quart, van chuyen

tien mat, tai san quy, gray to co gia va chitin sT canh sat lam nhiem 1%1 bao ve c6 thanh tich xuat sac, dung cam bao ye tai san thi duce khen throng.

2. Nhiing can b0, than vien lam cong the kho quy quy dinh a Th6ng tu nay ctuoc, huang phu cap frith nhiem; phu cap dOc hai, nang nhoc; NH clueingdo, clOc hai bang hien vat; trang bi phuong tien bao ve ca nhan va cac quyen lci kluic theo quy dinh cua Nha nuerc va elm nganh.

Dieu 69. Bao cao cong Mc an town kho guy Hang nam, Ngan hang Nha nuerc chi nhanh, to chirc tin dung, chi nhanh

ngan hang nuerc ngoai bao cao cong tac an toan kho guy theo cac nOi dung tai ThOng tu nay. Bao cao oh to chirc tin dung, chi nhanh ngan hang nuac ngoai gin ye Ngan hang Nha nuerc chi nhanh tren dia ban va to chi:re tin dung, chi nhanh ngan hang nuerc ngoai cap tren (neu co). Ngan hang Nha nuac chi nhanh, to chirc tin dung, chi nhanh ngan hang nu& ngoai tong hop bao cao airiNgan hang Nha nuerc (Cue Phat hanh va Kho quy) twat ngay 15 thong 01 nam ke tiep.

Dieu 70. Trach nhiem caa cac don vi lien quan thuec Ngan hang Nhii mite , 1. Cuc tnrang Cuc hanh va Kho quy c6 trash nhiem huding va

kiem tra viec thus hien Thong tu nay. , 2. Vu truang Vu Kim toan not bQ chiu trash nhiem huang clan kiem soot

viec to chi:cc thgc hien trong he thong Ngan hang Nha nuerc. 3. Chanh Thanh tra, glom sat ngan hang c6 trash nhiem thanh tra viec to

chirc thus hien Thong tu nay cila to chirc tin dung, chi nhanh ngan hang mak ngoai. Dieu 71. Trfich nhiem ctia to chat tin dung, chi nhfinh ngfin hang

nuirc ngoai

Ti chirc tin dung, chi nhanh ngan hang nuorc ngoai can dr cac quy dinh tai Thong tu nay de quy dinh va huong clan thus hien trong he thong cho phi) hop veil mo hinh hoat dOng, co cau to chirc cua don vi minh va chiu trash nhiem dam bao an toan tien, tai san; to chirc cong tac kiem soot viec to chi:re thus hien trong he thong.

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Chuang VII DIEU KHOAN THI HANH

Dieu 72. Hi'eu Inc thi hanh

1. Thong tu nay có hieu luc thi hanh ke tir ngayil./0.U2014.

2. Ke tir ngdy Thong tu nay c6 hieu lye, cac van ban sau het hieu loc thi

a) Quyet dinh s6 60/2006/QD-NHNN ngay 27/12/2006 cita Th6ng d6c Ngan hang Nha nuot ban hanh Che dO giao nhan, bao quan, van chuyen tien mat, tai san qu9, giay to c6 gia;

b) Quyet dinh so 27/2007/QD-NHNN ngay 21/6/2007 sin doi, be sung met so dieu cua Che di) giao nhan, bao quan, van chuyen tien mat, tai san qu9, giay ter có gia ban hanh theo Quyet dinh so 60/2006/QD-NHNN;

c) Th8ng to s6 21/2011/TT-NHNN ngay 30/8/2011 sin d6i, b6 sung Khoan 5 Dieu 3 Che do giao nhan, boo quan, van chuyen tien mat, tai san qu9, gray to c6 gia ban hanh theo Quyet dinh s6 60/2006/QD-NHNN.

Dieu 73. Trach nhiern to chvc thi hanh

Chanh Van phOng, Cuc truerng Cuc Phat hanh va Kho quy, Giam d6c SO Giao dish Ngan hang Nha nuOc, Thu truOng cac don vi thuec Ngan hang Nha nuerc, Giam doe Ngan hang Nha nuerc chi nhanh tinh, thanh phi) true thuOc Trung uong, Clan tich HOi dOng quan tri, Chd tich Hei dung thanh vien, Tting Giam doe (Giam doe) to chirc tin dung, chi nhanh ngan hang nu& ngoai chin trach nhiem to chirc thi hanh Thong tu nay.

Noti nhh: - Nhu Dieu 73; - Ban Lanh dao NHNN; - BO Tv phap (de kiem tra); - Van phang Chinh phti; - Phang Gang bao - VPCP; - Ltru: VP, PC, PHKQ.

A )(p THONG DuCV

PH6 THONG D6C

Dan Minh Ili

hanh:

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