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WORLD BANK TECHNICAL PAPER NUMBER 74 ui)t F- O7 Evaluating Traffic Capacity and Improvements to Road Geometry Christopher J. Hoban I ' a I li -0 .,, i .j t erF An - - --.- 005 .' '" * k * o s -- -I%~~4bq Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

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WORLD BANK TECHNICAL PAPER NUMBER 74 ui)t F- O7

Evaluating Traffic Capacityand Improvements to Road Geometry

Christopher J. Hoban

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WORLD BANK TECHNICAL PAPER NUMBEFi 74

Evaluating Traffic Capacityand Improvements to Road Geometry

Christopher J. Hoban

A collaborative effort byThe Australian Road Research Board and The World Bank

The Wor:ld BankWashington, D.C.

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Copyright (© 1987The International Bank for Reconstructionand Development/THE WORLD BANK1818 H Street, N.WWashington, D.C. 20433, U.S.A.

All rights rese'rvedManufactured in the United States of AmericaFirst printing October 1987

Technical Papers are not formal publications of the World Bank, and are circulatedto encourage discussion and comment and to communicate the results of the Bank'swork quickly to the development community; citation and the use of these papersshould take account of their provisional character. The findings, interpretations, andconclusions expressed in this paper are entirely those of the author(s) and should notbe attributed in any manner to the World Bank, to its affiliated organizations, or tomembers of its Board of Executive Directors or the countries they represent. Any mapsthat accompany the text have been prepared solely for the convenience of readers; thedesignations and presentation of material in them do not imply the expression of anyopinion whatsoever on the part of the World Bank, its affiliates, or its Board or membercountries concerning the legal status of any country, territory, city, or area or of theauthorities thereof or concerning the dielimitation of its boundaries or its nationalaffiliation.

Because of the informality and to present the resulks of research w ith the leastpossible delay, the typescript has not been prepared in accordance with the proceduresappropriate to formal printed texts, and the World Bank accepts no responsibility forerrors. The publication is supplied at a token charge to defray part of the cost ofmanufacture and distribution.

The most recent World Bank publications are described in the catalog NewPublications, a new edition of which is issued in the spring and fall of each year. Thecomplete backlist of publications is shown in the annual Index of Publications, whichcontains an alphabetical title list and indexes of subjects, authors, and countries andregions; it is of value principally to libraries and institutional purchasers. The latestedition of each of these is available free of charge from the Publications Sales Unit,Department F, The World Bank, 1818 H Street, N.W., Washington, D.C. 20433, U.S.A.,or from Publications, The World Bank, 66, avenue d'I6na, 75116 Paris, France.

Christopher J. Hoban is senior research scientist with the Australian Road ResearchBoard and a consultant to the World Bank.

Library of Congress Cataloging-in-Publication Data

Hoban, Christopher J., 1952-Evaluating traffic capacity and improvemernts to

road geometry.

(World Bank technical paper, ISSN 0253-7494 ; no. 74)"A collaborative effort by the Australian Road

Research Board and the World Bank."Bibliography: p.1. Roads--Design. I. Australian Road Research Board.

II. International Bank for Reconstruction and Develop-ment. III. Title. IV. Series.TE175.H616 1987 625.7'2 87-27945ISBN O-8213-0965-X

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ABSTRACT

The geometric standards of a road, such as width, minimum curve

radius, and maximum grades, can have a major effect on the costs of road

construction and maintenance and on the speed, safety, and vehicle operat-ing costs experienced by those who travel on the road. This report inves-tigates methods for evaluating traffic capacity and improvements to roadgeometry in order to determine economically justified levels of investmentin road geometry.

A number of models are available for predicting speeds andoperating costs for isolated vehicles as a function of road geometry. Ofthese the World Bank's Highway Design and Maintenance Standards Model(HDM-III) was found to have some advantages. This report concentrates onthe development of simple models for incorporating the effects ofincreasing traffic flow into the road evaluation process.

A macroscopic speed-flow model was derived for use with HDM-III,which makes use of the detailed free speed-geometry relationships alreadyavailable. In its simplest form, this requires the estimation of only oneadditional parameter to predict the decline in mean free speed for eachvehicle type with increasing traffic flow. The effect of road width on

total transportation cost was also investigated. It was concluded thatroad width may have very little effect on speeds and operating costs at lowtraffic volumes (depending on sight distance), but that increasing trafficflow on a narrow road leads to reduced speeds, increased road deteriora-tion, and increased "effective roughness" experienced by vehicles travel-ling partly on the road shoulder. Simple and approximate predictions ofthese effects were derived.

The proposed models of traffic volume and road width effects wereincorporated into HDM-III and applied to case studies for India and CostaRica. These demonstrated that increasing standards of road width andalignment can be economically justified as traffic volumes increase. Theappropriate standard for a given volume, however, varies with the diffi-culty of construction, traffic composition, unit costs in a particularregion, and the base case (null alternative) being considered.

The report provides recommendations for parameter estimation innew countries or regions. Further research is needed to test the new

models against observed traffic behavior and to extend and refine themodels in several areas. In particular, the effects of overtaking oppor-tunities may be important in the analysis of wide two-lane roads and theeffects of sight distance, shoulder condition, and edge damage must beconsidered in the evaluation of narrow roads.

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ACKNOWLEDGMENT

This report has resulted from a cooperative arrangement between the

Australian Road Research Board (ARRB) and the World Bank during 1985-86.

The support provided by ARRB for this work is gratefully acknowledged. An

earlier version of the report was published in February 1987 as a

Discussion Paper in the World Bank Transportation Issues Series (Report

No. TRP3).

Th.e report was prepared under the direction of Clell Harral and Asif

Faiz, and was produced and typed by Ms. Wendy Wright and Ms. Marjeana

Gutrick.

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v

TABLE OF CONTENTS

I. INTRODUCTION ................... .. ... .. ... .. ... ..

Framework for Evaluation of Geometric Characteristics ............ 1

Macroscopic Evaluation Models ................................. 3

II. GEOMETRY RELATIONSHIPS IN THE HIGHWAY DESIGN AND MAINTENANCE

STANDARDS MODEL (HDM-III) .... ........................... 5

Linear Additive Speed Geometry Regression Equations ................ 5

Minimum Limiting Speed Approach ............................ 6Model Formulation ........... 0.. .. ... ... *..O*6666 8Component Modelling ............. ...... * ........ . o . .. . 9Aggregate and Microscopic Modelling ........... ................ 0 10

Other Geometry-Dependent Relationships ..... ............... 11

Fuel Consumption ...................... $ .................s1The Costs of Tires, Parts, Vehicle Maintenance, and Oil .0 ..... 13

Time, Depreciation, Interest, and Overhead Costs ............ * 15

Road Construction Costs .............................. .. .... 15

Road Deterioration and Maintenance Costs ..................... . 18

III. SPEED REDUCTIONS DUE TO TRAFFIC VOLUME ........................ * 21

Mechanisms of Speed Reductiori Due to Traffic Volume .............. 21

Overtaking Demand and Supply .................... ............ . 21

Direct Speed-Volume Relationships ..... ........... ...... 23

The 1965 Highway Capacity Manual ......................... . 23

The 1985 Highway Capacity Manual............................... 24

British Speed-Volume Studies . ............... ............... ... 24

Other Speed-Volume Studies ..... ..................... 27

Capacity .......................... ..6* 6. 28

Traffic Composition Effects ..................... 29

The NIMPAC Speed-Volume Model ....................... 30

The Existing HDM-III Congestion Subroutines.................... 33

Summary of Speed-Volume Relationships.o ........... ... 36

Specifications of a New HDM Speed-Volume Modelo........ .......... 38

The Simple Linear Model ... 66................................... 38

The Three-Zone Linear Model ...... ........... 40

Determination of Hourly Volume ......... .............. 41

Parameter Estimation....666666.. 6666 .. ........... 42

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IV. EFFECTS OF ROAD WIDTH ............. ......... .................. * 46

Speed-Width Relationships for Free-Flowing Traffic.... 46

Mechanisms for Free Speed-Width Effects... ..... *ease* ..... 46TRRL Free Speed-Width Studies ................. 47Other Free Speed-Width Studies ......................- .......... 49Summary of Width Effects on Free Speed......o... ...eo.. .. .... 51Art Alternative Speed-Width Model for Free Flow ............ 53

Width Effects on Traffic Interactions..... ... ... 54Overtaking Effects. .... see...... ...... Os.......s....s 54

Crossing Delays ............... e .*. 55

Capacity..e . , .e ... so 58

Effective Roughnesse ... e....eees ee . e s 59

Edge Deterioration. . .... o ............ ..... e 62

Summary of Width Effects** ... e..*. ... * e e 64

V. ACCIDENTS see o.e e....s........... 66

VI. SUMMARY OF MODELLING CAPABILITIES ...... ....... ...... es 71

Construction Costs.*..* ........ .e e 71

Maintenance C.sts.*.*............... ........ 50 se *O .Se e 71

Accident Costs ............ .*.e. . .. * es.*e.es 72

Vehicle Operating Costs ....... ....... e e .....s.e se . 72

Modelling Speed-Volume Relationships ... ... .... 73

Modelling Road Width Effects. .... se ..ee. seee*so ... .se s . e e * e 73

Proposed Changes to the HDM-III Model..e.. ..... 0.....*..e..... 73Parameter Estimation Requirements ..................... ses... *. 74Free Speed vs. Width.. *..e............. e...... *o e e o. 74

Speed-Volume Relationship ...... so ..... . ... es........... 75Effective Roughness. .o.o.*...o s es.o.* oos. ...... e*e o*oeoos ... 76

Edge Deterioration.... s .....s ..s..e... .e * ... c e e s .e e ... ee . 76

VII. EVALUATION PROCEDURE .......... oeoe s s . .s.. e s . .s.so oes ... 77

HDM Analysis Framework.o.a.. ... ... . o.ooo ... ... .. .. .... .. 77Construction Costs Estimation..om..t io...n...... ... n...... 79

The HDCOST Programo. e . e....... e eese ... es..e..e e. 4. ... 79

VIII. CASE STUDY - COSTA RICA. *..oo .......eos .e..o.o e...... .0se. .0. e 81

Road and Traffic Conditionsoo.ooo.. oi....ossooooo.oo.o*..o 81

Analysis of Total Operating Costs Using HDM-IIIa. .... e...... 81

Construction Cost Estimation........................o......... @ 83Evaluation of Geometric Standards..o..eooa..ooo.o...o.o.o ... see 83

Sensitivity to Construction Cost Estimates.ooo.a te..o.... .oo.. 86Comparison with the Standard HDM-III Modeloo..o. .o.oooo..o.o. 87

Testing Traffic Volume Effects....eo e.... .s..s..se....... 89

Testing Road Width Effects. ... s .o*os s.esse .5.s.ooo.oo*oso. 89

Case Study Conclusions .. eoo eeoo. eeo. 90

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IX. CASE STUDY - INDIA ........... .......... ............. . * . 92

Road and Traffic Conditions ......... .................. .. 92

Analysis of Total Operating Costs Using HDM-IIIa................ 93

Construction Cost Estimation ....................... .......... .* 93

Evaluation of Geometric Standards .................. ...... 93

Sensitivity to Construction Cost Estimates...................... 97

Comparison.with the Stindard HDM-III Model ....................... 97

X. DISCUSSION OF CASE STUDY RESULTS ....................... o........101

Reliability and Limitations of Case Study Results ... o- ........ 101

Recommended Geometric Standards-o-o .... ................. 102

Comparison with Other Design Standards ....... o... o ........... -104

Discussion.. ....... c ............... . .... -- .... .-.-.- 105

XI, CONCLUSIONS AND RECOMMENDATIONS. ...................... ... 108

APPENDIX A: Assumptions Used in Component Speed Models ..........

APPENDIX B: Programming Details of HDM Modifications ...... ... 113

APPENDIX C: Source Listing of the HDCOST Program ..... . 128

APPENDIX D: Samples of Input Data for the Costa Rica Case Studyo .... 133

APPENDIX E: Samples of Input Data for the India Case Study.......0 .... 136

REFERENCES.... . ... . .,....... . ........ o .o.o. .o.o.ooo 139

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I. INTRODUCTION

1.01 The geometric characteristics of a road describe the longitudinalalignment and cross-section, including the roadside features on either sideof the travelled way. In the design of new roads and the upgrading ofexisting roads, standards are required for maximum grades, minimum curveradius and sight distance, and appropriate selection of road width, numberof lanes, shoulder width, crossfall and many other parameters.

1.02 The choice of geometric standards can have a major influence onthe costs of construction and maintenance, and the costs and benefitsexperienced by road users and others affected by the road.

1.03 This paper investigates the effects of geometric improvements onthe overall costs and benefits of a road project. The main objective ofthe paper is to develop a framework for evaluating changes in geonetriccharacteristics, so that appropriate standards can be established forparticular cases. Appropriate standards are likely to vary considerablyfrom one region or country to another, depending on terrain, climate,traffic volume and composition, and regional cost structures for vehicleoperation, road construction and maintenance.

1.04 A further objective of this paper is to review and assess methodsfor predicting vehicle operating costs, and the extent to which thesemethods take account of road geometry characteristics. While variousmodels are available for predicting these costs for free-flowing traffic onrelatively wide roads, the modelling of traffic interaction and narrow roadwidths is currently inadequate. Hence, much of this paper is devoted todeveloping approximate procedures for taking account of these effects. Thepaper also considers the estimation of marginal construction costs withchanges in geometric standards, and the sensitivity of predicted geometricstandards to uncertainties in the inpilt parameters.

Framework for Evaluation of Geometric Characteristics

1.05 The geometric characteristics which are of interest to this studyinclude:

o Vertical alignment;o Horizontal alignment;o Road width and number of lanes;o Shoulder width and type;o Sight distance; ando Roadside characteristics.

The evaluation of geometric standards should consider the effects ofchanges in any of the above characteristics on the following aspects ofroad transport costs and benefits:

o Construction costs;° Maintenance costs;

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o Traffic speed;0 Vehicle operating costs; ando Traffic safety.

1.06 It is convenient to discuss all of these impacts in economic

terms, so that the objective of an optimum design is to mi,zimize total

transportation costs. The requirement for this evaluation is then to take

any combination of geometric characteristics in the first list and to pre-

dict the impacts in the second list. Information on road surface type,

roughness, cost parameters and traffic volume and composition are also

required, since these could have a large effect on these relationships.

The process is illustrated in Figure 1. In practice, the evaluation of

geometric standards cannot be discussed in isolation. The range of candi-

date improvement options will vary considerably with terrain, climate,

traffic volume, economic constraints and the standards and condition of

existing roads.

Geometric Characteristics Impacts

Vertical alignment Construction costHorizontal alignment Maintenance costWidth and no. of lanes Traffic speedShoulder width and type Vehicle operating costSight distance Traffic safetyRoadside features Road

EvaluationProcedui-e f

Surface typeRoughness Total TransportationTraffic volume CostTraffic compositionCost parameters

FIGURE 1 Requirements for a Road Evaluation Procedure

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1.07 At very low traffic volumes, design decisions are ma,inly concern-ed with appropriate alignment and road surface standards. As trafficvolume increases, vehicle interactions result in increased delays, vehicleoperating costs and road deterioration, especially at the edges of narrowseals. Decisions are then required on provision of adequate shoulders andwidening of single-lane and narrow two-lane roads. At yet higher volumes,traffic on two-lane roads may experience delays because of inability toovertake slower vehicles. In these situations the provision of overtakingopportunities - whether by improved alignment, passing lanes or ultimatelywidening to four lanes - may become the major road improvement require-ment. Special treatments for turning vehicles and roadside disturbancesalso become increasingly important at higher traffic volumes.

1.08 At all traffic volumes, appropriate standards of alignment androad surface quality must be assessed. Appropriate safety standards shouldalso be evaluated, since these are closely related to geometry and surfacecharacteristics. These standards generally increase with traffic volume,since the benefits from a given investment increase as more users realizethe savings in accident and vehicle operating costs.

1.09 This paper is generally concerned .with the evaluation of geo-metric characteristics at an aggregate level, using measures such as aggre-gate curvature and rise and fall, or overall design speed and maximumgrade. The details of 'design standards and the interrelationship of roadelements are discussed only where these have a significant influence ontotal cost.

Macroscopic Evaluation Models

1.10 There are several macroscopic road evaluation models whichperform many of the tasks illustrated in Figure 1, including benefit-costanalysis over a twenty to thirty year evaluation period. Three examplesare the World Bank's HDM-III model (Watanatada et al. 1987a), the BritishRTIM2 model (Parsley and Robinson 1982),and the Australian NIMPAC model(NAASRA 1984). All of these models provide mechanisms for evaluatingtransportation costs on existing roads, discounting future costs back tobase-year values, and programming improvement projects within budgetconstraints.

1.11 However, none of the models cover all of the items shown inFigure 1 to a sufficient level of detail. This is not surprising, sincethese models are designed for broad planning evaluations, rather than amore detailed analysis of small increments of geometric standards. Much oftheir logic is directed towards construction and maintenance strategies,which are not of interest in this study.

1.12 Of the three evaluation models, only NIMPAC incorporates acci-dents and speed-volume relationships. However, the methods used for model-ling road geometry and traffic volume effects are quite approximate, andare not well validated at this stage. The model does not appear to havebeen applied outside Australia. Specific components of this model arediscussed further in Chapters III and IV.

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1.13 The RTIM2 and HDM-III models are similar in many respects, since

both grew out of previous research initiated by the World Bank and Massa-

chusetts Institute of Technology (Moavenzadeh 1972). However, HDM-III has

a major advantage for the purposes of this study, in that it provides twc

alternative approaches for modelling geometric effects on speed:

° Linear additive regression models as used in RTIM2; and

o Limiting speed models based on mechanisms of vehicle and

driver behavior.

1.14 As will be shown in the following section, the limiting speed

concepts represent an important advance in the modelling of speed-geometry

relationships, both at the macroscopic and microscopic levels. Because of

its flexibility and its increasing application in project evaluations,

HDM-III is adopted as a major component of this study. The procedures

developed here, however, could also be incorporated into other macroscopic

evaluation models. Before proceeding with this study, it is important to

identify the range of applicability of HDM-III, its assumptions and limi-a-

tions, and the aspects of Figure 1 which are not modelled and require

further information.

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II. GEOMETRIC RELATIONSHIPS IN THE HIGHWAY DESIGNAND MAINTENANCE STANDARDS MODEL (HDM-III)

Linear Additive Speed-Geo.Aetry Regression Equations

2.01 The HDM-III model includes linear speed-geometry equationsdeveloped from field studies in Kenya (Hide et al. 1975), the Caribbean(Hide 1982, Morosiuk and Abaynayaka 1982) and India (CRRI 1982, Chesher1983). Equations of this type are also used in the RTIM2 model (Parsleyand Robinson 1982). A typical equation for Kenya (Hide et al. 1975), forpassenger cars on a paved road more than 5 m in width, is:

Vc = 102.6 - 0.372 RS - 0.076 FL - 0.111C - 0.049 A (1)

where: Vc = mean speed of cars (km/h);RS = average rise in m/km;FL = average fall in m/km;C = aggregate curvature in degrees/km; andA = altitude in m above sea level.

A full set of these equations is given in Watanatada et al. (1987a) andthese are discussed and compared in Chesher and Harrison (1987), and inBennett (1985).

2.02 Regression equations of this type have two fundamental problems.First, there is very little consistency of coefficients across a number ofstudies of this type. McLean (1982) and Bennett (1985) give graphic illus-trations of this inconsistency. In Table 1, for example, McLean (1982)compared simulated vehicle performance over a range of specific trialalignments in Tasmania with the regression predictions of Duncan (1974),Hide et al. (1975) and Brewer et al. (1980). McLean concluded that:

"These [results] indicate the substantial spread of the predictionsand the general lack of consistency between the prediction methods,suggesting that empirical speed-geometry relations are of doubtfulvalidity outside of the particular region and road geometryconfigurations for which they were developed."

2.03 This inconsistency arises in part because road characteristicsare often correlated; for example curves and grades are often found to-gether. When this occire the regression procedure is not able to isolatethe effects of curves - grades separately, and may incorrectly allocatethe effects of one road characteristic to the coefficient of the other.

2.04 The second problem is that the regression equations do not behavewell as they move towards extreme conditions. This occurs because theequations are derived from curve-fitting procedures rather than an under-standing of the underlying traffic behavior. Many such equations yieldnegative speed values for reasonable combinations of road characteristics

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TABLE 1 Comparison of Journey Speed Predictions

Trial Parameter Values Predicted Car Speeds (km/h) Predicted Truck Speeds (km/h)

Alignment B B H H SD W VW grewer BrewerNumber vd(car) (de H u d McLean Duncan Hide et al. McLean Duncan Hide et al.

(km/h) /km (im/km) (m/km) (m/km) (m) (m) (m) (1981) (1974) (1975) (1980) (1981) (1974) (1975) (1980)

1(1)F 79.4 0 33.6 15.8 17.8 279 6.2 1.8 79.4 73.0 95.4 80.7 52.8 60.8 60.4 75.8

1(1)R 79.4 0 33.6 17.8 15.8 279 6.2 1.8 79.4 73.0 94.8 80.5 45.7 60.8 59.3 75.3

1(3)F 87.7 0 31.2 14.7 16.5 325 6.a 1.8 87.7 73.3 95.9 82.4 56.7 61.3 61.0 76.7

1(3)R 87.7 0 31.2 16.5 14.7 325 6.8 1.8 87.7 73.3 95.3 82.2 51.2 61.,3 6P.9 76.2

1(5)F 96.0 0 26.4 12.3 14.1 394 6.8 1.8 95.9 73.9 97.0 84.1 62.8 62.2 62.1 78.3

1(5)R 96.0 0 26.4 14.1 12.3 394 6.8 1.8 95.9 73.9 96.4 83.9 57.5 62.2 61.2 77.8

2(1)F 87.7 99 56.3 56.3 0 196 7.4 2.4 82,4 55.7 70.7 71.1 31.5 47.9 33.1 58.8

2(1)R 87.7 99 56.3 0 56.3 196 7.4 2.4 82.4 55.7 87.3 77.6 68.7 47.9 64.1 73.1

2(2)F 83.5 140 54.9 54.9 0 174 7.4 2.4 78.3 50.0 66.6 69.2 32.3 44.7 31.5 57.2

2(2)R 83.5 140 54.9 0 54.9 174 7.4 2.4 78.3 50.0 82.9 75.6 66.1 44.7 61.6 71.5

2(3)F 75.2 174 52.5 52.5 0 168 7.4 2.4 69.1 45.4 63.8 68.1 33.4 42.2 30.8 56.3

2(3)R 75.2 174 52.5 0 52.5 168 7.4 2.4 70.2 45.4 79.3 74.2 60.6 42.2 59.6 69.7

3(1)F 75.2 233 33.7 15.3 18.4 86 6.2 1.8 67.6 39.2 69.7 67.7 53.9 40.8 47,2 63.5

3(1)R 75.2 233 33.7 18.4 15.3 86 6.2 1.8 67.7 39.2 68.7 67.3 54.1 40.8 45,5 62.7

3(2)F 83.5 146 31.2 13.9 17.3 170 6.8.- 1.8 76.1 52.1 79.9 73.7 59.3 48.7 52,9 68.8

3(2)R 83,5 146 31.2 17.3 13.9 170 6.8 1.8 76.0 52.1 78.9 73.3 54.9 48.7 51.1 67.9

3(3)F 91.9 103 29.4 13.0 16.4 195 6,8 1.8 84.3 58.6 85.1 76.1 65.4 52.8 55.9 71.4

3(3)R 91.9 103 29.4 16.4 13.0 195 6.8 1.8 84.1 58.6 84.1 75.7 60.6 52.8 54.0 70.5

Source: McLean (1982)

(Watanatada et al. 1987a). Futhermore, the additive nature of the equa-

tions implies that each geometric characteristic has a constant effect

regardless of the value of other geometric features. This means, for

example, that speeds on a steep upgrade could be increased by making the

surface smoother, when in fact the gradient is the speed-limiting factor.

2.05 Watanatada et-al. (1987a) refer to this as "lack of asymptotic

consistency" in that linear regression models fail to asympotote towards a

limiting value as one geometric constraint becomes dominant. They note

that this could be partly overcome using non-linear regression with inter-

action terms, but this would only increase the problems of reliability and

transferability discussed above.

Minimum Limiting Speed Approach

2.06 An alternative method of speed-geometry modelling was developed

by Watanatada et al. (1987a), using extensive field data collected in

Brazil (GEIPOT 1981). Briefly, the model assumes that each vehicle has a

set of limiting speeds for open roads (VDESIR), curves (VCURVE), upgrades

(VDRIVE), downgrades (VBRAKE) and rough surfaces (VROUGH). At a given

point, the speed of the vehicle will be the lowest of these five limitingvalues. That is, the driver will attempt to maintain his desired speed

VDESIR subject to the other four constraints. The actual speed V can then

be expressed as:

V = min (VDRIVE, VBRAKE, VCURVE, VROUGH, VDESIR). (2)

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2.07 This equation applies to a single vehicle in the traffic stream.

In order to determine the average speed for a given class of vehicles, some

assumptions are required about the distribution of these constraining

speeds across all vehicles over a homogeneous road section.

2.08 The model then goes through three further stages of development

to derive a macroscopic form which can be fairly readily calibrated and

applied at an aggregate planning level:

o The limiting speeds are assumed to be randomly and indepen-

dently distributed, so that an expression can be developed

for the mean of the minimum speeds as a function of the compo-

nent distribution means.

° Component modelling of the five limiting speeds attempts to

relate these speeds to vehicle and road characteristics.

o Aggregation of model concepts from individual homogenous road

sections to hypothetical aggregate sections allows an

evaluation of the errors introduced by this process.

2.09 The aggregate model thus provides an equation for mean speed on a

road link as a function of five limiting mean speeds. The component equa-

tions relate limiting speeds to road geometry and roughness characteris-

tics. In addition to basic data on vehicle mass, area and drag coeffi-

cients, the model requires estimation of five vehicle/driver parameters and

a shape parameter a which is related to the variance of the component speed

distributions. Watanatada et al. (1987a) used regression analysis to

estimate these parameters from field data.

2.10 The limiting speed model is conceptually more satisfactory than

simple linear additive concepts, since it is more firmly based on actual

vehicle and driver behavior. This should overcome the problems of asympto-

tic inconsistency discussed in the previous section. The form of the model

is more complex than the linear equations, but this presents no problem for

computer-based evaluation procedures. However, the model makes use of many

assumptions to express vehicle behavior in simple forms, and the validity

of these must be examined.

2.11 The use of regression to estimate model parameters could lead to

the same problems of inconsistent coefficients as discussed for linear

models in paras 2.02-2.05. This can only be overcome by the use of data

sets in which road characteristics are not highly correlated, or by estima-

ting some parameters by other methods. However, the use of a model based

on sound principles of driver behavior provides much greater opportunity

for testing the reasonableness of regression results and substituting more

"reasonable" estimates if appropriate.

2.12 In practice, road characteristics in a given country or region

often tend to be highly correlated, and it is important to select a wide

range of conditions if regression results are to be applied to other

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regions. Where parameters are estimated by other methods (e.g. controlled

studies of desired speeds or braking performance), the overall model pre-

dictions must still be calibrated against field data.

Model Formulation

2.13 In order to derive a simple expression for the mean minimum

speed, the model assumes that each of the constraining speeds has a distri-

bution across all vehicles of a given type, that these distributions are

mutually independent and all have the same variance. Watanatada, et al.

(1987a) then use the Gumbel distribution to derive the following expression

for the mean speed of vehicles on a given road section.

V = Eo[(VDRIVE1/O+ VBRAKE1/1+ VCURVE'1+ VROUGHR11+ VD-SIR1I6)/ (3)

where: V = mean speed on a given road section;VDRIVE, VBRAKE, VCURVE, VROUGH, VDESIR = mean constraining

speeds for the road section;= shape parameter related to the (constant) varianceo of the constraining speed distributions; and

E= bias correction factor to allow for logarithmicconversLons used in model estimation.

2.14 If V follows a lognormal distribution (usuallyr a reasonable

assumption for speeds), and the standard derivation of the log of V is a,

then it can be shown that

E0= exp (1/2 a2)

a = (aV 6 )/ir

and the coefficient of variation of V is a.

2.15 In the estimation of V or the model parameters from field data,

it should be noted that the correct value of a will depend upon the level

of aggregation of the data being used. Clearly the value of a for speeds

at a given site, or mean speeds at many sites, will be less thai. a for theentire data set.

2.16 Watanatada et al. (1987a) estimate 6 empirically in the regres-

sion analysis rather than relating it to the variance of observed speeds.

This relationship is fundamental to an understanding of the limiting speed

model in Equation (3), and requires further research. When $ is signifi-

cantly greater than zero (reflecting some spread of speeds about the mean)

and more than one constraint is affecting speeds, then the predicted value

of V may be ten to fifty percent lower than the minimum constraining mean

speed (Watanatada et al. 1987a). This "drawdown" is to be expected if the

constraining speeds are truly independently distributed, since it can be

shown that the mean of minimums of random variables will always be less

than the minimum of the means. However, the magnitude of the drawdown in

some cases seems rather large.

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2.17 In practice, we would expect some positive correlations betweendesired speeds of individual vehicles and their maximum speeds on curves,grades and rough surfaces. It also seems unlikely that all constrainingspeeds would have the same standard deviation, especially on road sectionswhere a given constraint is not effective (e.g., curve speed constraint on

straight roads). Of course some statistical assumptions are essential forestimation of this nature, but it is not clear what biases may be intro-duced by this process. The empirical estimations of 0 may well overcomesome of these difficulties for a given set of conditions, but this estimatemay not be readily transferrable to other conditions.

2.18 In applying this model to new situations it is important tounderstand the role of 0 and its associated assumptions about the distri-butions of constraining speeds. If $ were zero, the mean speed for a givenvehicle type and road section would be equal to the lowest of the meanconstraining speeds for those conditions. However model calibration hasyielded a values of 0.24-0.31 for Brazil and 0.59-0.68 for India, suggest-ing a wide variability in constraining speeds.

2.19 While the physical reasons for these high values (especially in

the case of India) are not clear, a practical consequence is that predictedspeed is well below the minimum mean constraining speed in many cases. Tobalance this effect, the estimation procedure appears to produce unreal-istically high values of desired speed. Users of the model should be awareof the influence of S when comparing parameters such as VDESIR with datafrom other sources.

Component Modelling

2.20 Watanatada et al. (1987a) develop a set of equations for model-ling each of the five limiting speeds in this model, in terms of roadcurvature, rise and fall, superelevation and roughness. In order to keepthese equations in a simple form requiring few parameters, a number of

assumptions are required, and these are presented in Appendix A. It isimportant that these assumptions are documented, so that they may bere-evaluated in new applications of the model, and any limitations on therange of model validity can be noted. Two limitations of particularinterest to this study are:

o The mean desired speed VDESIR is assumed to be unaffected byroad geometry characteristics. This conflicts with researchby McLean (1980) showing that desired speeds are stronglyaffected by aggregate curvature and probably affected byaggregate sight distance.

o The model also assumes that minimum curve speed VCURVE isunaffected by overall road curvature, and that minimum down-hill speed is not affected by local curvature. At the microlevel, these assumptions could lead to substantial inaccura-cies (e.g., McLean 1979). However, they should cause littledifficulty in macroscopic modelling, at least for the types ofterrain combinations used in model calibration.

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2.21 These assumptions, as well as the others listed in Appendix A andthe rest of this section, mean that the prediction of speed using thismodel is not exact. The calibration and validation of model parametersagainst observed behavior provides some compensation for these uncertain-ties. However, the calibration process allows the possibility of "coeffi-cient sharing" where the effects of one parameter are incorrectly assignedto another. Because of this, the model should be used with caution whenapplied outside the region and conditions for which it was calibrated.

2.22 A more important limitation for the purposes of this study is thelack of any modelling procedure to take account of road width and trafficvolume. Techniques for evaluating these effects within the HDM modelstructure are discussed in Chapters III and IV.

Aggregate and Microscopic Modelling

2.23 In the study of the Brazil free speed data, Watanatada et al.(1987a) applied the limiting speed concept at three levels of aggregation:

o The Micro Transitional Model divided a road link into shorthomogeneous sections, and used a process of backward and for-ward recursion to take account of transitional effects fromone section to the next. The transitional process showed thatspeeds on many sections remained higher or lower than thepredicted steady-state speeds, because of the influence ofupstream speeds and short section lengths.

o The Micro Non-Transitional Model still used short homogeneousroad sections, but ignored transition effects and assumed thatsteady-state speeds were applicable on each section.

o The Aggregate Model treated two-way travel on a road link interms of just two road sections; one uphill and one downhill.Geometric characteristics were aggregated so that each extend-ed road section could be described in terms of a singlemeasure each of curvature, rise and fall, roughness etc.

2.24 Field data from six road sites were used to test the validity ofthe first and third models. Watanatada et al. (1987a) found that the MicroTransitional Model provided close fits to the data, with typical R2 valuesof 0.64 for cars and 0.72 for medium trucks, and standard errors of 1.4 and1.5 m/s respectively. It is surprising that the predictions of the Aggre-gate Model were almost as good, indicating that very little error wasintroduced by the processes of aggregation and ignoring transitionaleffects.

2.25 It should be noted that the test sections of road were quiteshort (2 to 4 km) without severe values of curvature, roughness or aggre-gate grade, or combinations of these. The testing of aggregation for thesesites may not be applicable to all situations.

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2.26 To overcome this problem, Watanatada et al. (1987a) used afurther five field sites with more severe geometry and 10 km lengths (but

without field data) to compare the three models with each other. This

theoretical exercise confirmed that the aggregate model gives predictions

very close to those of the micro transitional model, while the micro non-

transitional model introduces a small downward bias. It appears that the

aggregate model introduces a further bias in the opposite direction, so

that the two effects partially cancel out. A further application of theaggregate model to 41 bus routes in Brazil confirmed its ability to providereasonable-fits to observed traffic data over route lengths of 50 to 700

km. The finding that aggregation of road characteristics introduces very

little error is surprising, but quite useful for aggregate modelling oftraffic operations. Further validation of this result under different

conditions is warranted.

2.27 The micro-transitional model of Watanatada et al. (1987a) is not

used in HDM-III, but provides a very useful procedure which may be valuable

for other macroscopic models. The model uses a process of "backward

recursion" to determine the maximum allowable speed on each road segment,

and "forward recursion" to predict the actual speed profile. It may be

possible to develop a procedure of this type for use with macroscopic road

evaluation models such as the U.S. Highway Capacity Manual (TRB 1985).

Other Geo-etry-Dependent Relationships

2.28 As illustrated in Figure 1, changes in road geometry characteris-

tics can affect total transportation cost in a number of ways. This

section reviews the ability of HDM-III to predict road geometry effects on:

o Fuel consumption;o Costs of vehicle ownership and maintenance;o Traffic accidents;o Road construction costs; ando Road maintenance costs.

Fuel Consumption

2.29 The HDM-III predicts overall fuel consumption on a road as a

function of average speed, road rise and fall and roughness, and vehiclemass. Vehicle power-to-weight ratios and aerodynamic drag are also

considered in some formulations. Road curvature and width are assumed to

have no effect on fuel consumption, except through their effect on speed.

2.30 As with speed prediction, HDM-III offers a choice of simple

regression models developed for Kenya, India and the Caribbean, or mechan-

istic models developed for Brazil. Both approaches use regression analysis

to fit a non-linear fuel consumption equation to observed data, and bothyield U-shaped relationships giving minimum fuel consumption for an optimum

speed range. The difference is that the simple models relate fuel consump-

tion directly to speed and geometry parameters, while the Brazil modelsrelate fuel use to operational parameters such as engine speed and power.

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These in turn can be related to vehicle and road characteristics usingsimple physical equations. The two app-roaches are illustrated in Figure 2.

Vehicle speed, mass, (drag)Road roughness, rise and fall

mechanistic relationship

Engine speedPower delivered at the wheels

non-linear regression

noQnonner regress on

Fuel Consumption 7

FIGURE 2 Two Approaches to Fuel Consumption Modelling

2.31 The inclusion of known physical (or mechanistic) rel'ationships inthe Brazil model should improve its explanatory power, and the high R2

values reported for unit fuel consumption appear to confirm this. However,the non-linear regression stage of both modelling approaches in Figure 2introduces a substantial non-mechanistic element which reduces the advan-tage of the Brazil method.

2.32 The application of the Brazil unit fuel consumption model tooverall fuel prediction (Watanatada et al, 1987a) introduced two furthernon-mechanistic assumptions:

° For calibration purposes, engine speed was assumed constantall for vehicle speeds'/. This appeared to be satisfactoryfor heavy vehicles, which have many gears to choose from, butgave poor R2 values for cars and light trucks. In a vehicle

1/ Engine speed is difficult to predict for real traffic situationsbecause drivers have a choice of gears at a given speed. Watanatada etal. (1987a) investigated an alternative calibration approach in whichdrivers were assumed to choose gears so as to minimize fuel consump-tion. Since both approaches gave similar results, the simpler modelwas adopted.

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with few gears, the fuel consumed at a given power demand mustbe expected to vary as engine speed varies above and below its

optimum level.

° Comparisons between controlled tests and fleet operation that

the the latter used about 15 percent more fuel. This waspresumed to be due to a combination of older vehicles, poorerstate of engine tune, cold starts and other "real- world"factors, and multiplicative correction factors of 1.15 and1.16 were derived for practical use, for trucks and carsrespectively.

2.33 For the purpose of road geometry evaluations, both types of model

should be capable of reflecting changes in fuel consumption due to speed

and road rise and fall. Because of its mechanistic basis, the Brazil modelshould be expected to provide more accurate measures of these effects. At

the aggregate level, neither type of model takes account of the. extra fuel

consumption arising from speed variations along a route. Watanatada etal. (1987a) argue that these should only increase fuel use when powerfluctuates from positive to negative, that is when vehicles accelerate and

slow down. Applying their model at both an aggregate and microscopic level

of road analysis, they demonstrate that results are quite similar for bothcases over the range of conditions tested. Nevertheless some increase in

fuel consumption must be expected where acceleration/deceleration cycles do

occur, such as on inconsistent road alignments or in vehicle interactionsinvolving large speed differences.

The Costs of Tires, Parts, Vehicle Maintenance, and Oil

2.34 The simple regression equations used in HDM-III for Kenya and the

Caribbean express vehicle operating costs in terms of the following para-

meters:

o Tire consumption: road roughness and (for trucks) vehicleweight.

o Parts consumption: road roughness and vehicle age (measuredby the cumulative km travelled at the half-life of an averagevehicle).

o Labor cost: parts consumption and road roughness.

2.35 The Indian study provided similar relationships for labor cost,

but related tire and parts consumption directly to a wide range of charac-

teristics including road width, roughness, curvature and rise and fall, andvehicle cumulative kilometers travelled. Many of these relationshipsapplied cutoff points for various parameters and emphasized the limitedrange over which regression equations could be considered valid.

2.36 The Brazil models express parts consumption and labor costs interms of the same parameters used for Kenya and the Caribbean. However, no

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direct effect of roughness on labor cost was found in most cases, and bothequations assume multiplicative effects with power and exponential terms,as opposed to the fairly simple linear and polynomial forms used in mostother cases. An advantage of the Brazil formulations is that coefficientsgenerally have practical meanings, and could be estimated for given condi-tions. This appears to be a diffficult process, however, and it seems like-ly that many users would accept the default values derived for Brazil.

2.37 The Brazil tire consumption model for cars is a simple linearequation with roughness, for a narrow range of roughness values. Fortrucks, however, a complex model has been developed in terms of:

o Tread wear, expressed as a function of tread volume andforces acting on the tire; and

° Carcass wear, expressed as the number of retreads, whichreduces exponentially with increasing road roughness andcurvature.

2.38 Assuming no retreads, this reduces to a fairly simple linearexpression in tire force ratios which reflect vehicle mass and grade. Anadditional term for lateral force on curves was considered important,especially on roads with high curvature (Watanatada et al. 1987a), butcould not be included because of a lack of superelevation information inthe Brazil study. The model is based on a number of important assumptions,in particular, that:

o Tread wear is not affected by road roughness; and

o Retreading practice is rational, and based on accurate assess-ments of tire carcass quality.

2.39 Watanatada et al. (1987a) report that the ratio of retread to newtire costs is typically only 15 percent in Brazil, compared with 40 to 60percent in Costa Rica and India. They also report Brazilian data showingretread lives are of the order of 75 percent of new tire lives, regardlessof number of retreads. In contrast, retread lives in India were found todecrease with the number of retreads (Bennett 1985). With low retread costratios, the assumption of rational retreading practice seems reasonable,and is well supported by the data reported from Brazil. However, asretread cost ratio begins to approach the life ratio of 75 percent, thisassumption becomes highly questionable. The validity of the roughness andcurvature effects on retreading practice is also uncertain under theseconditions.

2.40 Despite these reservations, the Brazil tire consumption modelprovides a considerable conceptual advance over earlier models which tookno account of the mechanisms of tire wear. The inclusion of a geometrictread wear term based on tire forces is a considerable advantage for the:purposes of this study, although the lack of information on lateral forceeffects is unfortunate. Care should be exercised in applying the model in

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countries or regions with different retread cost ratios. Comparisons pre-

sented by Watanatada et al. (1987a) showed some substantial differences

between the mechanistic Brazil tire consumption models and those developed

for other countries. Variations with rise and fall showed particular

differences from other models. The comparisons do not provide sufficient

information to judge which approach is more accurate.

2.41 The cost of oil or other lubricants is considered in the HDM

model to be a linear function of road roughness. Surprisingly, the rough-

ness coefficient remains constant for all vehicle types, even though the

bas'.c lubricant consumption per 1,000 vehicle kilometers varies from 1.6

litres for cars to 5.2 litres for articulated trucks.

Time, Depreciation, Interest, and Overhead Costs

2.42 The remaining costs of vehicle operation considered by HDM-III

fall into three groups:

(a) Cost of crew, passenger and cargo time are assumed to be

directly related to travel time, and hence inversely relatedto journey speed. Values of crew time, passenger time,number of passengers and cargo holding time (per vehicle

hour) must be specified by the user.

(b) Depreciation and interest charges applicable to a given

journey depend upon the life of the vehicle and its annualutilization. The HDM model provides several options for

predicting these:

° Vehicle life may be considered constant, or may reduce

with increasing speed, such that total lifetime kilometers

increases less than proportionally with speed.

0 Annual kilometers driven may be considered constant,

directly proportional to speed, or somewhere between thesetwo extremes as determined by an "hourly use ratio."

(c) Overhead costs of vehicle operation may be considered either

as a proportion of all other vehicle operating costsexcluding passenger and cargo time, or as a fixed annual

cost which is proportioned across the annual kilometersdriven.

Road Construction Costs

2.43 The HDM model allows for construction cost information to be

provided by the user at various levels of detail, from a single cost for a

whole project down to specific quantities and unit costs for each element

of the construction process, as shown in Figure 3. HDMI-III also incorpora-

tes prediction models for a number of the construction quantities, based on

road rise and fall (RF), ground rise and fall (GRF) and road width (FW).

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Link or Availabilitysection Component of predictiontotal costs costs Quantities & unit costs models

Right-of- Area (m2/km)-way cost(per km)

-Unit cost (per m2l)

Ste rea (m2/km) New constructionArea (m& wiIdening- preparation &wdnn

cost.(per km) -Unit cost (per m2)

Earthwork Volume (m3/km) New construction- cost I & widening

(per km) --Unit cost (per mI)

Total Pavement Volume (m3/km)costs cost(per km) (per km)

. - Unit cost (per mn3) |

Drainage Pipe culvert New constructioncost length (m/km) & widening(pe r km)

. ; Unit cost (per m2) |

|Bridgecost Box culverts (no. of New construction(per km) culverts/km) & widening

1 ^ |- Unit CO£;|Other | (per culvert)-costs

(pe km -Floor area of small 1 New constructionbridges (m2/km) J & widening

loverhead l 2cost | Unit cost (perm2 |1(% or II|per km)

FIGURE 3 Construction Costs and Availability of Models for PredictingConstruction Quantities

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These are derived from a study of 52 projects in 28 developing countries

(Markow and Aw 1983), and include the following:

o Site preparation quantities are based on a fitted equation

with exponential terms in GRF and GRFxRW. The model is very

sensitive to road width, but costs increase less than propor-

tionally with width.

o Earthwork quantities are derived from the area of the con-

struction trapezoid given by road width, "effective height"

and embankment slope. An equation for effective height was

estimated for the available projects, as a linear function of

GRF and (GRF-RF). This provided an intercept of 1.41 m em-

bankment height in level terrain which, was considered reason-

able for the project data available (Watanatada et al.

1987b). However, HDM permits a user-specified embankment

height for roads in level terrain as an alternative to this

calculation.

o Pipe culvert lengths are expressed as a complex power and ex-

ponential function of GRF and RW, which increases with width

but decreases with increasing GRF. A further multiplier

reduces relative lengths for the middle range of GRF values.

This reduction in pipe length with increasingly severe terrain

seems surprising. It could reflect a "tendency to minimize

construction cost in steep terrain" (Watanatada et al. 1987b),

or the difficulties which sometimes arise in providing drain-

age in flat terrain.

o The number of box culverts and small bridges per kilometer

are simply estimated as constants for each of three terrain

types (defined by ranges of GRF) as shown in Table 2. It is

difficult to observe any meaningful pattern from these

values. In the absence of any clear trends, it may be that

these results are simply a reflection of the particular

projects chosen for evaluation.

TABLE 2 Predicted Number of Box Culverts or Small Bridges per Kilometer

Range of ground rise plus fall (GRF m/km)

0-10 10-40 40-100

Small box culverts per km 0.27 0.72 0.62

Small bridges per km 0.217 0.104 0.091

Number of observations 43 26 16

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2.44 For road widening projects, the HDM procedures calculate the

difference in site clearance, earthworks and pipe culvert quantities bet-

ween wide and narrow roads. For box culverts, the same equations are used,

and the user must take care to specify reduced unit costs for these items

in a road widening project.

2.45 For an alignment improvement project, the HDM relationships

appear to be based on completely new site clearaince, earthworks and pave-

ment quantities which take no account of the existing road. These assump-

tions would be quite inaccurate for most real projects, which utilizeexisting right-of-way, alignment or even road surface for substantial

sections of a realigned road.

2.46 Since the aim of this study is to evaluate changes in geometric

standards, the estimation of construction costs is of great importance. Of

particular interest is the marginal cost of a small change in width, align-

ment or other road characteristics. Depending upon the terrain, cost para-meters and the type of project being considered, marginal costs may vary

from a fraction of average costs to many times the average. For example:

o It may be very costly to widen an existing bridge or a cement-

stabilized road base;

0 It may be marginally inexpensive to incorporate the same types

of widening in a new construction project.

2.47 The relationships presented by Watanatada et al. (1987b) and the

underlying study of Markow and Aw (1983) provide essential information on

the elements of construction cost and their relationships with geometricfactors. Considerable care is required, however, in their application. In

this study construction costs are calculated outside the HDM-III model

using a separate program flDCOST. This program uses some of the HDM-IIIcalculations described here, but permits greater flexibility in cost esti-

mation. It is described in detail in paras 7.09-7.12.

Road Deterioration and Maintenance Costs

2.48 A major component of the HDM model deals with the prediction of

road deterioration and the effects of alternative maintenance strategies.

This aspect of HDM-III is of little interest to the current study, except

in those areas where it interacts with road geometry evaluations. Three

types of interactions may be considered:

° Deterioration and maintenance are affected directly by road

width and traffic loading.

° Vehicle operating costs and their relationships with road

geometry are affected by road roughness, which in turn depends

upon deterioration and maintenance factors.

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° The magnitude of maintenance and reconstruction costs relativeto vehicle operation costs may affect the evaluation of roadgeometry standards.

2.49 HDM-III assumes that deterioration of paved roads is related totraffic loading, but not to traffic speed or operational characteristics.Traffic loadings are measured by the number of vehicle axles per lane (YAX)and equivalent 80 kN standard axles per lane (YE4). The "effective numberof lanes" (ELANES) may be specified by the user, or take the default valuesgiven in Table 3 for various ranges of road width. Road width is also usedin various measures of deterioration and maintenance quantities, such aspothole development and patching. These two parameters appear to be theonly geometric factors influencing paved road deterioration in HDM--III.

TABLE 3 Effective Number of Lanes (ELANES) for Various Road Widths:Default Values

Road width (m) < 4.5 4.5-6.0 6.0-8.0 8.0-11.0 11.0-14.0

ELANES 1,0 1.5 2.0 3.0 4.0

2.50 Longitudinal geometry (road curvature and rise plus fall) andshoulder width are considered in the prediction of unpaved road deteriora-tion in HDM-III. These affect roughness progression, material loss anderosion predictions, and the quantities required for regravelling works.Unpaved roads, however, are not considered in this study.

2.51 If the model is to be used to evaluate alternative width stan-dards, a much closer examination of width effects is required. In movingfrom a wide (7.0-7.5m) two-lane paved road to a narrower formation, threetypes of effects may be observed:

° The effective number of lanes for traffic may be reduced. Onnarrower roads, paths for the two directions will overlap, andsome vehicles will drive in the center of the road, especiallywhere sight distance is good or no oncoming traffic is inview.

o Wind turbulence effects from large vehicles near the edge ofthe pavement may cause loss of shoulder material and accele-rated edge cracking and potholing.

o Edge crossings will increase in frequency as road widthreduces and traffic volume increases, especially when theproportion of heavy vehicles is high. Repeated edge crossingsare likely to result in significant pavement damage. Without

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prompt maintenance, edge crossing damage could lead to abrupt

edge drop-offs and irregular pavement edgelines, resulting in

accelerated deterioration and reduced pavement life. Edge

crossings also have a direct effect on traffic speeds and

vehicle operating costs, as discussed in Chapter IV.

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III. SPEED REDUCTIONS DUE TO TRAFFIC VOLUME

3.01 The HDM model in its present form is based on free speeds, andtakes no account of the efLects of interactions between vehicles. Thissection reviews current knowledge of speed-volume relationships, with theobjective of incorporating these effects into the HDM model. In the limit-ed time scale of this study, such a relationship could only be derived fromthe results of existing research, and may not be of the same standard ofreliability and validation as other elements of the HDM model. Neverthe-less the quality of HDM predictions should be improved by including theseeffects, rather than ignoring them. Their inclusion also permits someestimation of the error introduced by ignoring vehicle interaction effects,and the range of conditions for which the assumption of free flow isreasonable.

3.02 There are two broad approaches which may be taken to the model-ling of speed-volume relationships. The first is to model the mechanismsby which vehicle interactions reduce traffic speeds, such as the supply anddemand of overtaking opportunities. The second approach is to expressspeed as a direct function of traffic volume, with other terms to accountfor the effects of road geometry, traffic composition and other features.The following sections provide a review of previous research on speed-volume relationships and describe a proposed new subroutine VOLUME whichcould take account of these effects in HDM-III.

Meehanisms of Speed Reduction due to Traffic Volume

3.03 As traffic volume increases, journey speeds may be affected bythree types of interaction between vehicles. First, overtaking delaysarise when a vehicle catches up to a slower vehicle and is unable to over-take immediately. Second, crossing delays may be caused by interactionsbetween vehicles travelling in opposite directions. These are negligibleon wide two-lane or multi-lane roads, but can be substantial on narrowroads. Finally, intersections, turning vehicles, and roadside activitiescan also cause delays and disrupt smooth traffic flow. This last group isnot considered in detail in this study, but is referred to as roadside"friction."

Overtaking Demand and Supply

3.04 Because vehicles travel at different speeds, faster vehiclescontinually catch up to slower ones. Wardrop (1952) found that the demandfor overtaking (in other words the catch-up rate for unconstrained traffic)could be given by:

p1 Q 2a (4)

/F7 V

-where P is the overtaking demand per kilometer per hour, desired speeds areassumed to be normally distributed with mean V and standard deviation a

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(km/h), and Q (veh/h) is the one-way traffic volume. This implies that

overtaking demand is ptroportional to the spread of the speed distribution

(across all vehicle types) and the square of the traffic volume, for a

given mean desired speed.

3.05 The overtaking demand given by Equation (4) is, however, rarely

satisfied except at very low traffic volumes. Normann (1942) found that

observed overtaking rates were approximately half of the demand at traffic

volumes up to about 1000 veh/h, and declined to zero as traffic volume

increased towards capacity. Hoban (1980) found similar results using

traffic simulation, and showed that actual overtaking rates varied greatly

with terrain and sight distance, and the provision of overtaking lanes.

3.06 The supply of overtaking opportunities on two-lane roads depends

upon the availability of sufficient gaps in the oncoming traffic stream,

and of sufficient sight distance to see that such a gap exists. The size

of the required time gap increases with the length and speed of the over-

taken vehicle (or group of vehicles) and also increases with decreasing

road width (Troutbeck 1981, 1982).

3.07 Numerous attempts have been made to model overtaking supply and

demand in mathematical or empirical terms, with limited practical success.

McLean (1981b, 1982) and Hoban (1984) provide useful reviews of these

studies. Macroscopic models by Werner and Morrall (1984) and McLean

(1983a) have shown considerable promise. McLean (1983a) proposed that

traffic platooning (the percentage of vehicles following slower leaders)

could be modelled as a function of overtaking opportunities and the over-

taking demand given by Equation (4). Overtaking opportunity was expressed

as the joint probability of a gap in the opposing traffic stream, and

sufficient sight distance to make use of that gap. While the concept was

demonstrated using simulated traffic data, no attempt was made to estimate

model parameters.

3.08 A similar approach was developed by MTC (1975) and Werner and

Morrall (1984). They predicted "Net Passing Opportunities" from the

proportion of time with gaps greater than a certain size and the proportion

of road with adequate sight distance. These were then related to Wardrop's

overtaking demand (Equation 4), to determine the "Unsatisfied Passing

Demand" (Werner 1986). Neither of these two models is fully developed to

predict traffic bunching for a given set of conditions, and both rely on

very simplified assumptions about overtaking gap requirements. A particu-

lar deficiency is their inability to distinguish between overtaking oppor-

tunities on passing lanes o. multi-lane roads, (which are virtually un-

limited), and those on two-lane roads which only provide for some propor-

tion of the required gaps. This highlights the need for a simple macro-

scopic measure of overtaking opportunity which is easy to measure and is

able to reflect these differences. It seems likely that these problems

will be overcome with further research on this topic.

3.09 Overtaking supply and demand are not highly sensitive to absolute

speeds, although the spread of speeds is important. Because of this, and

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the mechanistic basis of these models, they may offer a useful approach tomacroscopic speed-volume modelling in the future. The models could bedeveloped to provide estimates of the percentage of journey time spentfollowing slower vehicles, for each vehicle type. Simple assumptions maythen 'be used to estimate following delays from the known free speed distri-bution for each lead vehicle type. Aggregate measures of time spent follow-ing (or "percent time delay") are ncw being used as the major criterion forlevel of service on two-lane roads in the U.S. Highway Capacity Manual (TRB1985). Models of this type may in the future provide valuable techniquesfor incorporating speed-volume effects into a macroscopic model framework.A procedure for taking account of "Net Passing Opportunities" in a speed-flow relationship is discussed in paras 3.73 to 3.75.

Direct Speed-Volue Relationships

3.10 A number of studies have attempted to relate speeds directly totraffic volume and a range of road and traffic characteristics. Two wellknown works in this area are the 1965 U.S. Highway Capacity Manual (HRB1965) and a major British study by Duncan (1974). These have greatlyaffected subsequent research on speed-volume relationships, yet both haveflaws which limit their accuracy and reliability, especially outside theircountries of origin. This section reviews these studies in some detail,and briefly discusses a number of other approaches to speed-volumemodelling. A simple speed-volume model for use with HDM-III is thenpresented.

The 1965 Highway Capacity Manual

3.11 The 1965 U.S. Highway Capacity Manual, or HCM, (HRB 1965) pre-sented a set of speed-volume relationships for two-lane roads with varioussight distance conditionis. Traffic volume was expressed as a proportion ofroad capacity, and capacity was given by:

C = 2000 WT (5)

where>: C is the total capacity in both directions (veh/h), with anideal value of 2000 passenger cars per hour on two-lane roads;

W is an adjustment factor for lane and shoulder width; and

T is an adjustment factor for trucks and buses.

The truck adjustment factor is based on a system of passenger car equiva-lents, or PCE's, where each heavy vehicle is treated as being equivalent toa certain number of cars. Different PCE values were derived for variousterrains, grades, and volume/capacity ratios. The reduction factors W andT in equation (5) are quite severe. For example a 20 ft. paved road with 2ft. lateral clearance on both sides, carrying 20 percent trucks in rollingterrain has a predicted capacity of 694 veh/h, or about one third of theideal value. Capacities below 20 percent of ideal could occur in moreconstrained conditions.

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3.12 The HCM speed-volume relationships have been evaluated by a

number of authors (e.g., Rorbech 1972, OECD 1972, Morrall and Werner 1981,

Yagar et al. 1982), who have reported higher capacities and higher speeds

at given volumes than those predicted by the HCM. McLean (1980) provides a

detailed review of the origins and derivations of the HCM relationships.

The speed-volume curves appear to be based on a mathematical model of

catch-up and following behavior (not empirical observations as the manual

seems to imply), but the procedure and its assumptions have not been pub-

lished. McLean expresses a rnumber of concerns about the apparent assump-

tions and limitations of the underlying model. The wavy form of the HCM

speed-volume curves appears to be an artifact of the numerical calcula-

tions, and the method seems very sensitive to changes in its underlying

assumptions.

3.13 McLean (1980) found the HCM width reduction factors "highly

questionable." He could find no evidence to support these relationships,

and quoted several studies from the same period which appeared to contra-

dict them. McLean also noted that the HCM passenger car equivalents were

derived on the basis of overtaking rates, and argued that these were not

consistent with an evaluation procedure based on operating speeds. He

further stated that:

"Both the method, and the concept of passenger car equivalence,

tend to overstate the impedance effects of slow vehicles in the

stream."

The 1985 Highway Capacity Manual

3.14 The new Highway Capacity Manual (TRB 1985) retains many of the

features of the 1965 Manual for two-lane roads, but with a number of signi-

ficant changes. Roads are still evaluated on the basis of volume-capacity

ratios, but these have been derived as limiting volumes from a set of 'per-

cent time delay' criteria using traffic simulation (Messer 1983). Speed

criteria are also presented, apparently as a secondary evaluation measure.

Only idealized speed-volume relationships are given, but these show much

smaller reductions with volume than the 1965 manual. The new manual uses

truck PCE values which are similar to those in the 1965 HCM for general

terrains, but much lower for steep grades. New PCE's for buses and recre-

ational vehicles are also introduced. The 1985 road width factors are in

many cases higher than those of the 1965 manual (producing smaller capacity

reductions), but the source of these new values is not discussed by TRB

(1985) or Messer (1983). The 1985 manual also uses a substantially higher

base capacity of 2800 passenger cars per hour on two-lane roads, and incor-

porates an additional capacity reduction for unequal directional splits.

Predicted service flows are generally lower, however, because of the

redefinition of level of service criteria.

British Speed-Volume Studies

3.15 Duncan (1974) used multiple regression analysis to investigate

speed-volume relationships in Britain. Only the findings for two-lane

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roads are considered here. The analysis was conducted in two stages.First, a preliminary analysis was undertaken to investigate the effects of

road layout on speeds at low volumes. This considered about four hours of

traffic data from each of 17 sites, and produced the following results:

VL = 86.5 - 16.7 Q/1000 - 12.8 H/100- 14.5 B/100 (6)

VH = 69.5 - 4.1 Q/1000 - 19.3 H/100 - 8.6 B/100 (7)

where: VL = mean speed of light vehicles (km/h);

VH = mean speed of heavy vehicles (km/h);

Q = two-way traffic volume (veh/h);

H = average hilliness (m/km); and

B - average bendiness (degree/km).

3.16 While detailed regression results were not reported, Duncan notedthat "most of the regressions explain about three-quarters of the between-

sites variance in speed," and most of the coefficients were significant.Small but insignificant width effects were found, and so this parameter was

omitted from the final regression results. Actual widths ranged from 6.1

to 7.3 m. Duncan described this preliminary stage as a "low flow" analy-sis, although observed volumes ranged from 150 to 990 veh/h, with a mean of

450 veh/h. He considered that the high coefficients for traffic volume

could partly be due to "differences in layout or traffic behavior between

the busy roads and the quieter ones," and not entirely a true speed/floweffect.

3.17 Duncan then made two major assumptions in applying these results

to overall speed prediction. First, he noted "at least some indicationsthat wider roads were faster," and decided to express traffic volumes as

flows per standard (3.65 m, or 12 ft) lane. This implies an inverse linearrelationship between flow and width, so that a ten percent width reduction

is equivalent to a ten percent increase in flow. Secondly, Duncan recog-

nized the problems involved in defining free speed in field traffic stud-

ies. Since it is not practicable to measure speeds at zero flow, most

studies use the speeds of isolated or unimpeded vehicles as surrogates for

free speeds. These are not easy to define, and may not reflect the truedistribution of desired speeds, since some vehicles are more likely to be

followers or platoon leaders. To overcome this, Duncan defined "free"speed as that predicted by equations (6) and (7) at a flow of 550 veh/h.This is based on a nominal free flow of 300 veh/std. lane, and an average

carriageway width of 6.7 m, or 1.83 standard lanes.

3.18 Conceptually, this approach gives a more clear definition of

"free" speed. In practice, however, the nominal free flow seems arbitrary,

and results from this analysis are not compatible with other free speedstudies. This formulation also gives the appearance of suggesting a

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speed-flow "plateau," that is, no variation in speed with flow, at two-way

volumes below 500 to 600 veh/h.

3.19 In the second stage of the analysis, Duncan (1974) developedequations for the slope of the speed-flow relationship for various combina-tions of road type and geometry, and traffic composition. He found sub-stantial scatter in the data, and considerable effort was required todevelop a form for these equations which was reasonable and consistent. In

all, some 200 alternative models were tested, and the final model explainedonly 27 percent of the variance (R2=0.27). Duncan (1974) also concluded

that the effects of heavy vehicles relative to light vehicles in thetraffic stream could not be expressed in terms of passenger car equivalency(PCE) factors. His reasons were not based on the technical issues raised

in paras 3.32 to 3.34 but on the instability of regression coefficients for

this stage of the analysis. His alternative formulation was to incorporatetraffic composition effects into the expression for speed-volume slope.

The analysis showed that heavy vehicles travelling in the opposing direc-tion had a smaller effect on speeds than heavy vehicles travelling in thesame direction as the vehicles under observation. However, this effect was

not incorporated into the final models, since it could not be detected in

the raw data.

3.20 While Duncan (1974) provides some valuable information on speed-

volume relationships, his final models can not be applied with confidenceoutside the range of road types and traffic conditions for which they were

established. In particular, the models are not appropriate for investigat-ing the effects of small changes in road width and alignment on roads inother countries.

3.21 Brewer et al. (1980) studied 40 two-lane and three-lane sites inBritain to extend and review the results of Duncan (1974). The new study

covered a considerable range of geometric standards, and investigated the

effects of verge width, frontage development, sight distance, weather and

time of day. They reported a number of important findings with regard to

the earlier work of Duncan (1974). First, Duncan's relationships "did not

provide a wholly satisfactory explanation of vehicle speeds at any of the[first 20] sites," and showed poor agreement with the data across allsites. It was further noted that:

o Upgrade hilliness (or rise in m/km) provided most of the

explanatory power of grade effects. Downgrade hilliness(i.e., fall in m/km) had much smaller effects, and thecombined hilliness term was similar to that for upgradehilliness.

o There was very little difference in the performance of threedifferent volume measures: total two-way volume, volume perstandard lane, and volume per nominal lane.

o There was some evidence of a flatter speed-volume slope atvolumes below 300 veh/h/std. lane, but the difference was

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not significant and a single coefficient was adopted for allvolumes.

° Sight distance (measured by the harmonic mean visibility in m)was the single most important explanatory variable in thespeed prediction equations. Sight dvistance was found to have

a complex non-linear relationship to,other geometric para-meters, and Brewer et al. argued that its inclusion enhancedthe effects of these parameters. However, its large explana-tory power does not seem intuitively reasonable, and this termalmost certainly incorporates the effects of other geometriccharacteristics in the regression.

3.22 The equations also showed a substantial effect of road frontagedevelopment, a small width effect and very small wet-weather effect, and a

small non-linear contribution due to verge width.

3.23 The final results of Brewer et al. (1980) have two limitations in

common with many studies of this type. First, the regression coefficients

were not stable, and varied substantially from one stage of analysis to the

next. Second, the equations can not be extrapolated outside the range of

the data, and in fact give unrealistic predictions for reasonable condi-tions. Truck speeds, for example, can be predicted as higher than car

speeds in some circumstances. Other disadvantages are the uncertain treat-

ment of width in the expression for volume, the unreasonably large visibil-

ity effect and the rather complicated expression for verge width which doesnot appear to have a very sound basis.

Other Speed-Volume Studies

3.24 Numerous other speed-volume relationships are reported in the

technical literature, and it is beyond the scope of this report to reviewthese in detail. Underwood (1964), Casey and Tindall (1966), Rorbech

(1972), OECD (1972, 1983), McLean (1980), Krumins (1981), Morrall and

Werner (1981) and Yagar et al. (1982) provide examples for Australia,Europe, and Canada. Overall, these show higher capacities and flatter

speed-volume slopes than the 1965 HCM relationships, and demonstrate that agiven vehicle's speed is affected more by traffic volume in the directionof travel than by opposing traffic volume.

3.25 Multiple and simple linear regression analyses were used in theIndian Road User Cost Study (CRRI 1982) to investigate speed-volume rela-tionships on rural roads in a developing country with very heterogenous

traffic. Many equations were developed, but these generally showed a largescatter of data points about the fitted regression lines, and R2 values

generally less than 0.5. The speed-volume slope coefficients showed consi-derable variation with vehicle type, road width and terrain, but no clear

patterns emerged. Slopes of 10 to 84 km/h per 1000 veh/h were reported for

car speeds in different road conditions.

3.26 A number of studies have used microscopic traffic simulationmodels to predict speed-volume relationships for specific road and traffic

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conditions. Numerous examples are reported by Gynnerstedt et al. (1977),

St. John and Kobett (1978), Hoban (1982a), Marwah (1983), Palaniswamy

(1983), Botha and May (1981) and Morales and Paniati (1984). Simulation

models provide an ideal method for developing detailed speed-volumerelationships for use in macroscopic traffic models. Because they deal

with individual vehicle interactions they are less constrained by mean

values and simplifying ass(imptions required in other models. However, they

usually have more parameters and are therefore more difficult to validate

than macroscopic models.

Capacity

3.27 The capacity of a two-lane road represents the upper limit of the

speed-volume relationship. If the relationship is linear, then capacity,

minimum speed and free speed are directly related to the speed-volume

slope, and any one parameter can be determined from the other three. How-

ever, capacity is extremely difficult to measure on rural roads. Most

roads operate well below capacity, and when congestion does occur it is

often related to towns, intersections or bottlenecks which are not typical

of the overall alignment. It is sometimes difficult to determine whether

peak recorded volumes on high-standard roads represent capacity, or are

simply limited by the demand. On the other hand, peak volumes on non-ideal

roads may not appear particularly high, and are difficult to identify as

capacity.

3.28 Where capacity is constrained by upstream or downstream bottle-

necks, it will not be representative of the true steady-state condition for

this road section, and is hence inappropriate for predicting traffic

operations at lower volumes. On the other hand, many of the highest

volumes are recorded on sections which are themselves bottlenecks, with

wide roads upstream and downstream. Capacities recorded in these cases

(e.g., bridges, tunnels, short two-lane sections) overestimate equilibrium

conditions and hence do not have wide applicability.

3.29 McLean (1982) and OECD (1972, 1983) report highest recorded

volumes of 2000 to 3000 veh/h on two-lane roads, in many cases including

substantial proportions of trucks. Yagar (1982) postulated capacities of

up to 3600 veh/h under ideal conditions. However, much of the data from

these studies represent bottleneck conditions as described above, and hence

overestimate the steady-state capacity. TRB (1985) has adopted a capacity

of 2800 cars/h on ideal two-lane roads, with reduction factors for road

width and directional split. However, the width factors are not supported

by any published research on speed-volume effects. OECD (1972) also

describes Swedish capacity estimates of 2250 PCE/h for ideal conditions,

with reductions for reduced lane and shoulder width. The reductions are

much less severe than the Highway Capacity Manual values, which give a

minimum capacity of 1600 cars/h for a two-lane road with 8 ft. lanes and no

shoulders.

3.30 CRRI (1982) estimated capacities for Indian roads carrying very

mixed traffic, using subjective assessments of maximum volume and expected

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speed at capacity. Estimated capacities were 75-230 veh/h on orie-lane

roads, 450 to 600 veh/h on intermediate (5.5 m) roads and 500-1500 veh/h on

two-lane roads. Volumes are for mixed traffic, where the lowest values

apply for curvy roads in hilly terrain and the highest for fairly straight

level roads. CRRI (1982) implied that PCE volumes (i.e., equivalent ideal

volumes in cars/h) would be about double these values. It should be noted

that the Indian traffic contained only 5 to 30 percent cars.

3.31 The capacity of a two-lane road also appears to be strongly

influenced by the availability of overtaking opportunities. While little

research has been undertaken on this subject, its effect can be dew,)nstra-

ted in four ways:

o The capacity of a two-lane road is well below that of two

lanes on a multi-lane road. This reduction occurs because

"islower moving vehicles create gaps that can be filled only by

passing maneuvers" (HRB 1965). As flow approaches capacity on

a two-lane road, overtaking becomes more difficult, and these

gaps become larger.

o The bottleneck locations described earlier are generally

characterized by short lengths and good upstream and down-

stream opportunities for overtaking. The gaps in front of

slow vehicles in this case do not have time to develop, and

higher capacities are recorded.

o Two-lane roads with overtaking lanes have speed-volume rela-

tionships which are well above those for normal two-lane roads

(Hoban 1982a). While research studies have not investigated

these roads at capacity, it seems likely that the overtaking

lanes should lead to increased capacity, since they provide a

method for filling in the gaps of unused road space ahead of

slow vehicles.

o The "Net Passing Opportunities" (para. 3.08) provided by a

two-lane road often reduce to zero at capacity, since gaps in

the oncoming traffic stream are small. Because of this, the

effect of passing opportunities on capacity has been overlook-

ed in many studies. However, "Net Passing Opportunities" have

a strong effect on speed-flow relationships below capacity,

and may be greater than zero at capacity where there are over-

taking lanes or high directional splits, or downstream of a

long no-passing zone.

Traffic Composition Effects

3.32 In relating speeds to traffic volume, some account must be taken

of the composition of that traffic. This is generally achieved through the

use of passenger car equivalents (PCEs) by which mixed traffic volumes are

expressed as an equivalent number of passenger cars. The major difficulty

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in this approach is the selection of an equivalency criterion. The rela-tive impacts of a truck on speed, capacity, overtaking, platoon formationand other traffic characteristics may lead to quite different estimates ofits PCE value.

3.33 Extensive discussion and analysis of this subject are given bymany authors, including Werner and Morrall (1976), St. John (1976), Linzeret al. (1979), Craus et al. (1980), Cunagin and Messer (1983), OECD (1983),Van Aerde and Yagar (1984) and Roess and Messer (1984). For two-laneroads, these studies collectively show that truck PCEs based on overtakingdelays can range from 2 to 12 on general terrain sections, and possiblymuch higher on individual long steep grades. There is some disagreement asto the appropriate values for more extreme coniditions and these are quitesensitive to vehicle power and speed assumptions. Estimated PCE valuesbased on non-speed criteria such as capacity and platoon formationgenerally take much lower values, of the order 1 to 3.

3.34 Duncan (1974) argued that PCE values could not be derived fromhis regression studies, and incorporated traffic composition directly intohis predictive relationships. As with other speed-based approaches, thisproduced an "effective PCE" with high values in steep terrain. The Indianregression study of CRRI (1982) considered several methods of derivingPCEs. However, in this case the differences between alternative criteriawere considerably smaller, with truck PCEs, for example, taking values of 2to 5 on two-lane roads.

3.35 Tw-o other aspects of PCE factors may be noted. First, manyanalysis procedures implicitly assume that traffic operations in a givendirection are equally affected by flov in the same direction and that inthe opposing direction (i.e., the PCE of a car in the opposing direction is1). Numerous studies (Normann 1939, Casey and Tindall 1966, Duncan 1974,Van Aerde and Yagar 1983) have demonstrated that this is not the case. The1985 Highway Capacity Manual (TRB 1985) has accounted for this effectthrough a multiplicative factor for directional split, rather than varyingPCE values by direction. Secondly, there is evidence that PCE values varywith traffic volume and the proportion of trucks in the traffic stream.St. John (1976), for example, found that the incremental effect of thefirst ten percent trucks in a traffic stream is greater than that of anadditional ten percent.

The NIMPAC Speed-Volume Model

3.36 The NIMPAC macroscopic road planning model developed in Australia(NAASRA 1984) includes a simple procedure for estimating speed-volumeeffects, which has some similarities with the methods of the Highway Capac-ity Manual (HRB 1965) and Duncan (1974). The model is illustrated inFigure 4, and requires the following input information for a given set ofroad and traffic conditions:

o Free speed for each vehicle type: NIMPAC uses a family oflook-up tables based on road type, width, grade and curvature,(Both and Bayley 1976).

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° Volume-capacity ratio (v/c): The method used by NIMPAC is to

specify a set of 21 road types ranging from a narrow dirt

track to a multi-lane freeway, with ideal capacities of 800 to

12000 passenger cars per hour as shown in Table 4. Vehicle

equivalency factors from HR1B (1965) are used to convert actual

traffic conditions to passenger car equivalents, depending

upon road gradient. .1

v Speeds at capacity are also specified for each road type in

Table 4. The table specifies "car operating speeds," but the

formulation of the model in Figure 4 seems to require average

speeds. Of course the average speeds for each vehicle type

should be much the same at capacity, so this distinction may

be of little importance. The model assumes that speed at

capacity is not affected by traffic composition or road align-

ment.

o A minimum stop-start speed for over-saturated conditions. The

"capacity" condition in the NIMPAC model is assumed to be an

upper bound of normal traffic interactions, beyond which

behavior is more severely affected by minor disturbances. The

line BC in Figure 4 attempts to take account of this behavior.

o A volume-capacity ratio below which vehicle speeds may be

assumed to be unaffected by traffic interactions. In fact

there is little if any evidence that such a region exists, but

errors are likely to be small if the upper volume limit is not

too high, and the assumed v/c of 0.1 for two lane roads in

NIMPAC is probably satisfactory. The concept of a free-speed

zone is a useful modelling convenience, since speed-volume

effects may be bypassed in the evaluation of low-volume roads.

3.37 The NIMPAC procedure provides a very simple mechanism for model-

ling of free flow, traffic interaction and congested flow, assuming linear

volume effects in each region. Given this framework, the model has two

conceptual flaws. First, the speed at capacity is assumed to be indepen-

dent of road alignment and is expressed as a "car operating speed." It

would be preferable to express the speed at capacity as a function of the

slow vehicle speed on that alignment. On an infinitely long road section

with no overtaking average speed asymptotes towards the speed of the slow-

est vehicle. A reasonable approximation for typical road section lengths

might be the 15th percentile slow vehicle (e.g., truck) free speed.

3.38 The second flaw is that speeds of slower vehicles (e.g., trucks)

are assumed to be unaffected by volume until they intersect with the

declining car speeds, and average speeds for all vehicle types are assumed

equal at all subsequent volumes (Figure 4). This is unrealistic. Traffic

interactions cause delays to trucks as well as to cars, and even when

interaction is considerable, cars spend some time travelling unconstrained,

and thus have a higher mean speed than trucks. A better model formulation

would be to assume separate linear speed reductions for each vehicle type,

going from free speed at low (or zero) volume to a common low speed at

capacity.

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X=0.1 for one and two-lane roads

0.2 ior three and four-laneCars A undivided roads

4Te = 0.3 for divided roads

4-Ty Trucks = 0.4 for freaways

6-Tyre Trucks

3 or more Axle Trucks

E B

aI Iw

0X I I \

Queuing speed 8 km/h \ C

I I

I -. I I

X 1.0 1.25

RAFTIO OF HOURLY VOLUME TO ABSOLUTE HOURLY CAPACITY

FIGURE 4 NIMPAC Speed-Flow Model

Source: Both and Bayley (1976)

TABLE 4 NIMPAC Road Stereotypes

CHARACTERISTICS OF STANDARD ROAD STATES

Standard Road State

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22

Surtace type' NS E G G B B B B BC B B BC B BC B B B BC BC B BC BC

Seal or gravel width (m) - - 3,7 5.5 3.7 4.9 5.5 6.1 6.1 6.7 7.3 7:3 11 11 12 15 15 15 15 22 22 22

Formatiori width (m) - 7.9 7.9 7.9 7.9 7.9 7.9 8.5 8.5 10A4 12.2 13.4 17 17 18 21 27 27 27 34 34 34

Road typet Un Un Un Un Un Un Un Un Un Un Un Un Un Un Un Un Div Div F Dlv Dlv F

Absolute hourly4capacity (p.c.u./hr) 800 600 1000 1400 1200 1400 1520 1620 1620 1760 2000 2000 4000 4000 7120 8000 8000 8000 8000 12000 12000 12000

Car operating apeed§ 40 40 40 40 40 42 43 45 45 47 48 48 48 48 50 51 56 56 64 56 56 64

Basac accideI.t,I rate 1.37 1.37 1.5 1.5 1.87 1.75 1.62 1.37 1.37 1.25 1.12 1.12 1.12 1.12 0.94 0.94 0.94 0.94 0.6 0.94 0.94 0,6

NS= natural odace, E=e erth ermed, G =ravel pavement, B =bitumen. C = bitumin.u. cencrete or cement concrete t Un = undivided, Div= divided curriagewya. F= ..reewayS Paseanger car units per hour 5 Paint a in Fig. ItAll accidents per miltion vehicle kilmetres. This ral Is multiplied by (1t0 + SOX10- AAODT) to all.w tar increase In the accident rate as trafic vnuume Increa.es.

Source: Both and Bayley (1976)

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3.39 The over-capacity volume region in Figure 4 is an attempt to

model traffic flow disturbances which reduce speeds below even the lowest

free speed of vehicles in the stream. Such effects may be caused by minor

within-traffic disturbances, which can be magnified by the reactions of

following drivers. These are sometimes known as "vshock waves." On two-

lane roads, however, flow disturbances are usually external to the traffic

stream, caused by intersections, driveways and roadside activities'. Such

disturbances can occur at volumes well below capacity, and the clear dis-

tinction between 'interaction' and "congestion" (implied by the lines AB

and BC in Figure 4) is difficult to identify in practice.

3.40 The NIMPAC model can be used to take some account of external

disturbances, in two ways. First, the capacity parameter could be renamed

'interaction capacity,' taking the same value as the present model on roads

without any roadside disturbances, and progressively lower values as road-

side friction increases. Effectively, this reduces the range of volumes

over which interactions may be assumed to be undisturbed by external

effects. Second, the minimum speed at capacity could be reduced to take

account of external effects. The estimation of interaction capacity and

the modelling of congested behavior clearly require further research.

3.41 The NIMPAC model also includes a simple but effective method for

relating hourly volume to the annual average daily traffic (AADT). Both

and Bayley (1976) present a flow-frequency histogram for a year in which

hourly volumes are expressed as percentages of AADT. Six frequencies are

given for 4-percentile ranges of AADT, ranging from 4865 hours with an

average hourly volume of 2 percent of AADT, to 15 hours with a volume of 22

percent of AADT. Van Every (1982) used a similar approach, giving flow

frequency histograms for five rural highways in Australia. Van Every used

fixed frequencies rather than fixed percentiles of AADT, as shown in

Figure 5. With these frequencies, traffic volume effects can be analyzed

separately for very low, medium, and peak hourly volume conditions, and the

results are then accumulated for all traffic over a year.

The Existing HDM-III Congestion Subroutines

3.42 A subroutine CONGST was written for HDM-III some years ago to

provide for estimation of volume effects. It does not appear to have been

used in practical applications of the model. The subroutine is called

after free speeds are calculated for each vehicle type for a given year and

road link alternative. If congestion effects are present, it returns

modified values for speed and fuel consumption for each vehicle type.

Briefly, the early CONGST subroutine is based on the following assumptions:

o Average daily traffic may be modelled as a period of congested

flow (PKHRS h) and a period where volume effects may be

ignored (XNHRS h).

o Peak speed and fuel consumption are determined from free flow

values using the following equations:

SFAC = 1-0.0025 QPE (8)

FFAC = 1+0.00167 QPE (9)

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25A tZ50o HRS e2 8A 7y AAD,T

aa -470RS 'c 7AA AA

L I 47Zo' "RS 'E' YoAArT

p T

IO)O 2XOOO 900 44=0

NUMBER Of: HOURS PER 'EAR

APPROXIMATE PERCENTAGE AADT IN EACH HOURLY GROUPFOR SOME RURAL HIGHWAYS IN VICTORIA

Approx. % AADT in Each HourlyFreeway/ Group (ret. Fig. 1)Hianway

A% B% C% D% E%

Calder 1!.5 1 0 8 6 1.5

Hurne 12 9 7 5 2.5

Princes (East) 14 10.5 8 5 2.0

Princes (West) 16 10 8 5 2.0

We3tern 1 9 1 1 8 5.5 1.5

FIGURE 5 Hourly Volume Frequencies for Five Highways In Australia

Source: Van Every (1982)

where: SFAC and FFAC are speed and fuel multiplying factors for all

vehicle types; and QPE is the two-way hourly traffic volume in

PCE/h.

o The overall modified speed and fuel consumption are then taken

as the weighted average of peak and non-peak values. This

weighting is incorrectly done by number of hours rather than

by number of vehicles.

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35 -

3.43 The CONGST routine provides a useful basic structure for model-

ling speed-volume effects. However, the present formulation has three

limitations which make it inappropriate for wider application. First, the

division of a day into peak and non-peak periods must be fairly subjective,

and could overlook important interactions at lower volumes, especially on

hilly roads with high proportions of slow vehicles. The flow-frequency

diagram described in the previous section provides a more rigorous and

reliable estimate of volume effects which does not require subjective

judgements. Alternatively, the appropriate hourly volume for the non-peak

hours could be calculated (since the sum of hourly volumes must add to the

daily volume). Actual numbers could then be used to obtain weighted aver-

ages. Secondly, the CONGST routine uses a single speed-volume coefficient

and a single PCE value for each vehicle type, so that no account is taken

of geometric effects on the speed-volume relationship. The origins of

Equations (8) and (9) or the range of their applicability are not document-

ed. Finally, the fuel consumption adjustment is not based on the revised

speed estimate, and the estimation of other speed-dependent parameters

(e.g., vehicle life) is not recalculated.

3.44 A second version of the CONGST subroutine was written in 1984 for

specific application to a case study for India. The new version uses a

flow-frequency distribution with three regions (peak, non-peak and the

remainder) which can be input by the model user, and are correctly used to

give overall weighted results. The core of the new subroutine consists of

four polynominal equations of the form:

X = a + bQ + cQ2 + dQ3 (10)

where: X may be uphill or downhill speed or fuel consumption;

Q is the hourly traffic volume for each flow-frequency region; and

a,b,c, and d are coefficients which may be different for each

equation and vary with road segment and vehicle types (car or

truck).

3.45 The derivation of appropriate values for these parameters is not

documented, but it was felt that these could be derived in the long term

from traffic simulation for various terrains and road classes. In the

current formulation, the user is required to specify 32 coefficients for

each road section. Uphill and downhill speed and fuel consumption are cal-

culated separately and appropriate averages are taken.

3.46 Unlike the earlier version, the 1984 CONGST routine is called

before free speed and fuel consumption are calculated, and is called sepa-

rately for each vehicle type. Predicted free speed and fuel consumption

are simply replaced by the CONGST predictions. In the current release of

HDM-III, the CONGST values of uphill and downhill speed are also used in

the calculation of tire wear in the Brazil user cost model, and the revised

speeds are used in the calculation of vehicle life and utilization. These

procedures are only incorporated for the Brazil and India road user cost

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- 36 -

subroutines in HDM-III, but could be added for other regions with verylittle effort.

3.47 This formulation overcomes some of the limitations of the earlier

version, by incorporating an improved flow-frequency distribution and using

revised speed estimates in the calculation of vehicle life, utilization and

tire wear. However, where the previous version had only two fixed coeffi-cients for hourly traffic volume, the new model requires 32 coefficientsfor each road section being analyzed. Since the derivation of thesecoefficients is not documented, it is not known whether there is somemechanistic basis for their estimation, or whether they are related to road

geometry characteristics. Clearly, different values might be required for

each country or region in which the model is to be applied.

3.48 Apart from the obvious problem of estimating so many model para-meters, a major limitation of this procedure is the lack of any ties to thefree speed and fuel prediction methods. in fact, it seems likely that this

model would produce discontinuities between free-flow and congested condi-tions, since the polynominal coefficients could not reasonably be reesti-mated for all road geometry combinations. Considerable research has been

undertaken to relate free speeds to road characteristics, and it would be

most desirable to make use of this information in predicting speeds andfuel consumption at higher traffic volumes.

3.49 The problem could be partly overcome by including free-flowpredictions as coefficient 'a' of each of the equations (10). This would

require some reordering of the calculations in HDM-III so that CONGST wascalled after the free speed (and perhaps fuel) calculations, but before the

calculation of other vehicle operating costs.

3.50 A further consideration is that speed-volume effects for onevehicle type are dependent upon the free speeds of other vehicle types.For example, the speed reduction experienced by a car depends very much onthe extent to which heavy vehicles are slowed down by grades. In general,the slope of the speed-volume relationship is directly related to the

spread of free speeds across all vehicle types. It is therefore not appro-priate to calculate speed-volume effects separately for each vehicle typewithout regard to the speeds of other vehicle types. An alternative model

formulation which relates speed-volume effects to the predicted free speeds

is presented in paras 3.54 to 3.61.

Summary of Speed-Volume Relationships

3.51 Figure 6 presents a comparison of a number of speed-volume rela-tionships derived from field studies, mathematical models, and simulationas discussed in thei preceding sections. The shapes of these relationshipsconfirm many of the points made in those discussions:

° Speeds decrease with volume over the full range of volumesobserved. There is little if any evidence of a free-speed"plateau" at low volumes.

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- 37 -

so

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F'D 7.32 Spao dt ola vts total traffic volume 001n21 biO rn oad in oldin tewrrain

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6 0 0oCS NAO 20 SIGE LAN b TSINTERMEGIAT LANE

too 200 300 400 5005u 10 I 20 25 30 35 40 45 50 x5r2 FLOW in Veh.lhr

Volume (you / h)

FIGIJRE 6 Speed-Volume Ilelationships from Various Sources

1.. Yagar (1983; 2. McLean (1982); 3. Netherlands: QECD (1983)4, 5. India: ORRI (1982); 6. Palaniswamy (1983).

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- 38 -

o The slope of the speed-volume relationship appears to vary

with many factors, but a linear approximation seems reasonable

for most cases.

o Road width affects both free speeds and speeds at higher

traffic volumes.

o Sight distance and overtaking opportunities affect the slope

of the speed-volume relationship.

3.52 The capacity of a two-lane road has been estimated at 2000 to

3000 vehicles per hour under ideal conditions. Some of the higher values,

however, represent non-equilibrium bottleneck conditions (e.g., bridges and

tunnels) which would overestimate steady-state conditions for real roads.

3.53 Speed-volume relationships are generally expressed in terms of

standardized passenger car (or PCE) volumes. This means that the effective

speed-volume slope is steeper as the proportion of slow vehicles increases,

especially on grades. While PCE values based on speed and delay are quite

variable and sensitive to road and vehicle characteristics, those based on

capacity and platoon formation generally take lower and more stable values.

Specification of a New BDM Speed-Volume Model

3.54 This section describes a proposed new speed-volume relationship

for the HDM-III model. This includes some of the features of the NIMPAC

model approach and the existing HDM CONGST subroutines. The new approach

is formulated as a three-zone linear model similar to the NIMPAC model,

which reduces to a simple linear model with appropriate parameter values.

For convenience, the simple model is presented first.

The Simple Linear Model

3.55 In the simple speed-volume model, the actual speed for each

vehicle type is assumed to decrease linearly from free speed S km/h at zero

volume to a minimum speed SCAP km/h at a nominal capacity of QCAP veh/h, as

shown in Figure 7. The main characteristics of the model are:

o Free speeds for each vehicle type on a given road section are

estimated using current HDM procedures.

o Unlike the NIMPAC relationship (Figure 4), the proposed model

assumes that speeds for all vehicle types decrease linearly

with volume from free speed to SCAP. This formulation is con-

sidered to be a much more realistic representation of vehicle

interaction effects with increasing volume.

Mean speed at capacity SCAP is assumed to be the 15th percen-

tile speed of the slowest vehicle type (usually trucks), given

approximately by the mean steady state speed for this type

minus its standard deviation. This may be reduced by a factor

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- 39 -

SI

S3

S4

SCAP

Speed(km/h)

QCAPVolume (veh/h)

(a) Simple Model

Si

S3 I

SCAPSpeed(km/h) \

SJAM -

QO QCAP QJAMVolume (veh/h)

(b) Three-Zone Linear Model

FIGURE 7 Proposed HDN Speed-Volume Relationships

XFRI, which takes a value of 1.0 on undisturbed roads andsmaller values where roadside friction affects trafficinteractions.

The modified speed SQ (km/h) for a given hourly volume QHR veh/h is thusgiven by:

SQ - S- (S-SCAP)* QHR/QCAP. (11)

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3.56 Since S and SCAP are determined from the HDM free speed

calculations, the only additional parameters to be specified are the

friction factor XFRI and the nominal capacity QCAP. The latter parameter

is considered nominal for two reasons:

o Capacity is difficult to measure for most two lane roads and

in this model it is calibrated from the slope of the observed

speed - volume relationship.

o Capacity may be affected by overtaking demand and supply.

The Three-Zone Linear Model

3.57 A slightly more complex model formulation allows much greater

user flexibility, while retaining the simple model as a special case. This

is also illustrated in Figure 7, and incorporates three regions represent-

ing free flow, traffic interaction and traffic congestion. The parameter

QCAP now represents the "interaction capacity," or the volume below which

traffic interactions are not subject to severe internal or exterlial distur-

bances. The model then allows for higher volumes at which speeds decline

to crawl or stop-start conditions. At the other end of the volume scale,

the model allows for a free flow range where volume effects may be

ignored. The low-volume plateaus in Figure 7 are optional. In this study

it is removed by setting QO=0, but if QO is retained its value should not

exceed (0.1* QCAP) for two-lane roads.

3.58 This model requires the specification of several additional para-

meters. These are defined with ranges and default values in Table 5.

The model is then given by the following equations:

SQ=S QHR < QO (12)

SQ=S-(S-SCAP)*(QHR-QO)/(QCAP-QO) QO < QHR < QCAP (13)

SQ-SCAP- (SCAP-SJAM)*(QHR-QCAP)/(QJAM-QCAP) QCAP< QHR < QJAM (14)

where: SQ = modified speed (km/h);

QO = maximum volume for free flow = QMAX*XQCUT (PCE/h)

QJAM = maximum congested flow = QMAX*XQJAM (PCE/h)

QHR = hourly volume for mixed traffic (PCE/h)

SCAP = 15th percentile slow vehicle speed (km/h) multiplied

by XFRI. XFRI and the other model parameters are

specified in Table 5.

3.59 With XQCUT=0 and XQJAM=1.0, this reduces to the simple model

described earlier. If both XQCUT and XQJAM=1.0, on the other hand, the

model becomes a free-flow model which ignores all volume effects. In the

current study, greatest interest is focused on low-volume conditions, and

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TABLE 5 Parameters of the Proposed Speed-Volume Model

Parameter Description Range Units Default

QMAX Capacity for an ideal road 0-3000 PCE/h 2500

XQCUT Maximum free-flow volume 0-1 - 0as a proportion of QMAX

XQJAM Maximum congested volume 1.0-1.5 - 1.25as a proportion of QMAX

SJAM Minimum crawl speed 5-40 km/h 8at congestion

XFRI Reduction of minimum speeddue to roadside friction 0-1 - 1

the congested region of this relationship is of little concern. It isnevertheless retained to ensure that some form of congestion effects willbe incorporated if volumes are high on a given road type.

3.60 The three-zone linear model is therefore incorporated in a newsubroutine VOLUME for use in HDM-III. In most cases, it is recommendedthat XQCUT and XQJAM be set to the default values (O and 1 respectively) sothat the equations operate as a simple linear model. The effects of road-side friction could then be handled by the parameter XFRI. Details of thenew subroutine and associated modifications to the HDM-III program aregiven in Appendix B.

3.61 Once the model has calculated a modified speed to take account oftraffic volume effects, other speed-dependent vehicle operating parametersmust also be modified. For simplicity, this is done within the new VOLUMEsubroutine in the present formulation. However, it may be appropriate torearrange this component if the speed-volume procedures are to be retainedin future versions of HDM-III model.

Determination of Hourly Volume

3.62 The appropriate hourly volume for this calculation is estimatedusing a flow-frequency histogram similar to that of the NIMPAC model. Thehistogram for the Hume Highway in Figure 5 is adopted here, since it istypical of a rural highway which is not dominated by recreational peaktraffic. Using this histogram, the model calculates modified speeds, fuel

and vehicle operating cost quantities for each flow-frequency category, andaccumulates these to give overall estimates for an "average" day.

3.63 The averaging of speeds and other parameters over different flow-frequency regimes requires further explanation. The area under each bar of

the histogram is a measure of the number of vehicles travelling at thatvolume in a given time period. Since the model predicts performance of

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groups of vehicles travelling the same road at different times, the appro-priate overall average is the arithmetic mean of the prediction for eachvolume, weighted according to the number of vehicles. Since the flow para-meter in this histogram converts daily to hourly volume, its units ared/h. The new procedure therefore scales the frequency parameters so thatthey sum to 24 (h/d), and then checks that the area under the histogramsums to 1.0.

3.64 The most trivial flow-frequency assumption would be an even dis-tribution of traffic over, say, 12 hours, with zero traffic over theremaining 12 hours. The volume coefficient in this case would be 1/12, or

0.083. A slightly more advanced model might assign 3 regions, such as 4hours of peak traffic at 0.10 of AADT, 12 hours of comparatively low volumeand 8 hours of zero volume. In this case the low-volume coefficient mustassume a value of 0.05 i.e., (1.0-0.40)/12 to ensure that total volume is

preserved. While the user may subjectively consider the lower volume in-significant, the model requires this information to give correct weightingto the performance measures calculated for each volume.

3.65 It would be a simple exercise to extend this formulation to in-

clude different traffic compositions for each flow-frequency case, so thatincremental effects of particular vehicle types in peak or off-peak condi-

tions could be accounted for. However, data are not generally available atthis level of detail, so this feature is not currently included in themodel.

Parameter Estimation

3.66 Capacity. The ideal capacity of a two-lane road is of the order

of 2200 to 2800 passenger cars per hour. There is some suggestion that theupper values may be associated with non-equilibrium bottleneck situations,and the middle value of 2500 PCE/h is therefore adopted.

3.67 Passenger Car Equivalents. A major advantage of the proposed new

speed-volume model is that all of the speed effects of different trafficcompositions are already accounted for. Both the free speeds and the speed

at capacity are determined from the HDM relationships which take account of

grades, curves and road surface roughness. The slope of the speed-volumerelationship is therefore automatically increased or decreased according to

the spread of free speeds between fast and slow vehicles.

3.68 As discussed in paras 3.32 - 3.35, the passenger car equivalent,PCE, of a slow or heavy vehicle may be considered to have two components:the extra space taken up by the vehicle, and the extra delay caused byslower speed and greater difficulty in overtaking. The space componentshould represent a lower bound PCE for capacity conditions on level roads

where speeds are uniformly low and overtaking is generally not possible.Since speed differences are already accounted for, the lower-bound PCE isthe appropriate value for use in this model. Table 6 compares a range ofminimum PCE estimates from various studies. These have been derived byvarious methods on two-lane and multi-lane roads, and where appropriaterepresent high-volume conditions in level terrain.

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TABLE 6 Minima. PCE Values for Level Terrain, High Volumes

Source TRUCK RELMEATIONALALL RIGID ARTIC BUS VEHICLE

HRD (1965) 2.0 - - 2.0 -

Linzer et.al. (1979) 2.0 - - - -

Werner & Morrall (1976) 2.0 - - 1.6 1.6

Seguin & Crowley (1982), - 1.6 2.0 1.6 -

Cunagin & Messer (1983) - 1.3-2.3 1.8-2.4 2.8 -

CRRI (1982) 2.4 - - 2.3 -

Branston (1977) - 2.0-2.1 2.4-2.9 1.3-1.9 -

OECD (1983) Sweden 2.0 - - - -

OECD (1983) Germany 1.7-2.1 - - - -

Van Aerde & Yagar (1984) 1.2-1.8 - - 1.1-1.6

Roess & Messer (1984) 1.7 - 1.5 1.6

3.69 The current HDM CONGST subroutine includes a PCE matrix with

values of 2.0 for medium and heavy trucks and buses, and 1.5 to 1.7 for

other non-car vehicle types for all four regions in which the model may be

applied. While the source of these values is not known, they are of the

some order as the values in Table 6, and are therefore adopted for the new

volume subroutine. Since the speed-volume relationship derived here is

assumed to be linear, PCE's are taken as constant for all volumes. CRRI

(1982) also indicate that similar values may be used on one-and two-lane

roads.

3.70 Speed-Volume Slope. The validity of capacity estimates in this

model can be checked against speed-volume slopes .predicted by various

studies. In the 1965 Highway Capacity Manual, this slope ranged from 46

km/h per 1000 PCE/h on fast narrow roads to 8 on wide slow roads. Typical

values are of the order of 20 to 30. Duncan's (1974) preliminary analysis

gave a slope of 16.7 km/h per 1000 veh/h for cars in mixed traffic. His

final results ranged from 0 to 39 for the range of conditions specified,but gave unreasonable results for no trucks or more difficult terrain.

Brewer et al. (1980) reported slopes of 112 and 81 km/h per 1000 veh/h for

cars and trucks respectively in mixed traffic. Both of these are too high

to give meaningful results for speed-volume relationships. OECD (1972)

presents further speed-volume slopes for Europe, Ireland, and Japan which

range from 10 to 22 km/h per 1000 veh/h in mixed traffic.

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3.71 Minimum Speed at Capacity. The parameter SCAP in Equations 10 to13 is assumed to be the 15th percentile speed of the slowest vehice type.For a normal distribution this is approximately one standard deviationbelow the mean. Thus an estimate is required for the standard deviation ofspeeds for the slowest type. The distribution of vehicle speeds is usuallyclose to normal, with a fairly stable coefficient of variation (or CV, theratio of the standard deviation to the mean) of the order of 0.08 to 0.18(e.g. McLean 1982). If no other information is available, a CV of 0.12 isadopted here. This means that the minimum speed at capacity will be(1-0.12) or 0.88 times the mean speed of the slowest vehicle type.

3.72 In the Brazil model the coefficient of variation of free speedfor a given vehicle type was found to be equal to a, the standard deviationof the logs of the constraining speeds (paras 2.13 to 2.19). Watanatada etal. (1987a) defined this as the standard deviation of the log of the errorterm in the constraining speed due to unmeasured road and vehicle charac-teristics. The values of a2 in HDM-III range fron 0.0289 to 0.0724 forvehicle types. These imply CV values of 0.17 for cars and 0.21 to 0.27 forother vehicle types. The values for slower vehicles seem too large whencompared with data from other sources, and all values could be biased bythe modelling assumptions and estimation procedures used to develop thefree speed predictions. Since this parameter is fairly stable over a widerange of studies, the lower CV of 0.12 is adopted as the default value inthis study.

3.73 Overtaking Opportunities. The speed-volume model as presentedhere takes no account of the availability of overtaking opportunities.This simplification was adopted for practical reasons, since information onovertaking opportunities is difficult to measure, and often not availablein macroscopic road planning studies. On the other hand, the provision ofovertaking opportunities is perhaps the major method of overcoming conges-tion effects on two-lane rural roads. Road realignment, the constructionof overtaking and climbing lanes, and widening to four or more lanes areall methods for improving overtaking opportunities, with major impacts ontraffic operations and overall road economics.

3.74 A simple but effective method for incorporating overtakingopportunities in this model would be to adjust the nominal capacity QCAPdepending upon the "Net Passing Opportunities" (NPO) provided by a road(paras 3.3 to 3.9). Since NPO varies with traffic volume, this introducesa non-linear component into the model. In other words, passing opportuni-ties may have a large effect on speed predictions at moderate volumes butlittle or no effect at low and high volumes. This agrees with the rela-tionships presented in the 1965 and 1985 Highway Capacity Manuals (HRB1965; TRB 1985). In the case of overtaking lanes and multilane roadsections, the increased NPO should also affect speeds at high trafficvolumes.

3.75 The development of a detailed relationship between QCAP and NPOis beyond the scope of this report. A preliminary analysis of simulatedspeed-flow results given by TRB (1985) indicates that a strong relationshipexists but that its form does not appear to be linear. Since the current

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study is mainly concerned with low volume roads, the modelling of overtak-

ing provision was not considered a high priority. However, if traffic con-

gestion effects are to be seriously modelled over a range of volumes, and

if the model is to be sensitive to the main policy options for improving

overtaking, this feature must be accounted for in future enhancements to

HDM-III.

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IV. EFFECTS OF ROAD WIDTH

4.01 On a wide two-lane road, vehicles may be assumed to travel attheir free speeds until they catch up to vehicles travelling in the samedirection. Overtaking then requires some interaction with vehicles travel-ling in the opposite direction. As road width reduces, there is greaterinteraction between vehicles travelling in both the same and oppositedirections, and vehicles may need to use the road shoulders for crossingand overtaking maneuvers. Reductions in road width can thus lead to fourtypes of effects on overall road economics:

o Reductions in free speeds;

° Increased speed reductions due to traffic interactions,leading to reduced road capacity;

o Increased "effective roughness" experienced by a vehicle dueto edge crossings and shoulder travel; and

o Increased road deterioration due to edge crossings andshoulder travel.

4.02 Each of these effects involves some transition between two-laneand one-lane road operations. The following sections will attempt to nuan-tify this transitional behavior separately for each case, and these will becompared in paras 4.60 - 4.65. It should also be noted that the predictionof narrow road impacts may be somewhat cyclic. Shoulder driving, forexample, may increase the effective roughness experienced by a vehicle,resulting in lower speed, which in turn affects the amount of shoulderdriving. These inter-relationships will be discussed to ensure that cycliceffects are not overlooked, and that width effects are not double-counted.

Speed-Width Relationships for Free-Flowing Traffic

4.03 The earlier discussion of free speed models (paras 2.01 to 2.27)did not take any account of speed variations due to road width. In theBrazil equations in HDM-III, these were incorporated by reducing thedesired speed VDESIR on na:.row roads using factors derived by Hide et al.(1975). More recently, the model has adopted separate desired speeds forwide and narrow roads based on Indian data. This section discusses themechanisms by which road width affects free speeds, and briefly reviews theresults of research on this topic. A new speed-width relationship is thenproposed which allows the magnitude of width effects to be varied,_ so thatsensitivity of model predictions to this effect can be tested.

Mechanisms for Free Speed-Width Effects

4.04 A major difficulty in isolating width effects on free speeds istheir interaction with sight distance, roadside friction, and trafficvolume. Consider an isolated vehicle on a 4.0 m smooth paved road withexcellent sight distance, clear flat roadsides, and no oncoming traffic.

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This vehicle would have little reason to travel any slower than on a wide

road in the same conditions.

4.05 On a road with limited sight distance, however, a driver must

consider the possibility of an oncoming vehicle or other traffic distur-

bance just out of sight. As road width reduces, the risk associated with

such an event, and the severity of avoiding action which would be required,

increases considerably. Henice the sight distance availability and the

expectation of intersections or roadside "friction" must be important para-

meters in relating desired speed to road width. Road roughness and road-

side safety characteristics might also affect the safety margin required

for vehicle maneuvering, and hence the desired speed of travel.

4.06 The effects of road width on traffic speeds are therefore closely

related to sight distance, and to a lesser extent to friction and safety

characteristics. In practice, sight distance and roadside characteristics

are difficult to measure, and surrogate measures such as "good" "fair" and

"poor" levels of these parameters might be required for macroscopic model-

ling purposes. It is assumed in this discussion that these factors affect

desired speed only, and have no effect on the limiting speeds on grades,

curves and rough surfaces. In view of the "draw-down" effect discussed in

paras 2.13 to 2.19 when two constraints are of a similar order, this is

probably a satisfactory assumption for macroscopic modelling purposes.

TRRL Free Speed-Width Studies

4.07 Several studies have been conducted by the U.K. Transport and

Road Research Laboratory (TRRL). Duncan (1974) studied "low-flow" traffic

operations on 17 two-lane road sites in Britain. Pavement widths ranged

from 6.1 to 7.3 m, with a mean of 6.7 m. Traffic volumes were 150-990

veh/hr with 9-35 percent heavy vehicles in the traffic stream, and the

speeds of all vehicles (not just "free" vehicles) were recorded for about

four hours at each site. Multiple linear regression analysis showed that

width had a small effect on speed, with coefficients of +0.90 and -0.63

km/h/m respectively for light and heavy vehicles. Both of these coeffi-

cients were less than their standards errors, and the negative coefficient

for heavy trucks implies that speeds decrease with increasing road width.

All that can be concluded from these results is that the effect of road

width is small, and its magnitude could not be determined.

4.08 Duncan (1974) felt that there was soMe evidence of increasing

speeds with road width, and assumed that trafflc volumes could be expressed

as flows per unit width. This implies a linear effect of width on all

speed reductions due to traffic volume. While this assumption was not

supported by the data, subsequent analysis by Brewer et al. (1980) showed

that it was no better or worse than other modelling approaches for aggre-

gate speed prediction.

4.09 Abaynayaka et al. (1974) investigated speeds on 108 paved road

sections in Kenya. Widths ranged from 3.0 to 7.0 m; however, the mean of

6,6 m and standard deviation of 0.6 m suggest that the great majority of

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these sites must have been clustered between 6.0 and 7.0 m. Multiplelinear regression analyses showed a significant width coefficient of 5.45

km/h/m for light vehicles, but no significant width effect for heavy

vehicles. Speeds were also analysed on 78 unpaved road sites with widths of

4.0 to 7.9 m. The mean of 6.2 m and standard deviation of 1.2 m indicatethat these were less clustered than the paved sites. In this case themultiple regression analyses produced the opposite effects; the width

coefficient was not significant for light vehicles but 3.17 km/h/m for

heavy vehicles.

4.10 Simple single-parameter regressions produced width coefficients

of 4.32 and 5.47 km/h/m for light and heavy vehicles respectively on

unpaved roads, and 7.31 km/h/m for light vehicles on paved roads. The

coefficient for heavy vehicles on paved roads was not significant. Sur-

prisingly, while the inter-correlation of geometric road features was

discussed by Abaynayaka et al. (1974), width was not included in the

discussion.

4.11 Hide et al. (1975) conducted a similar analysis on 49 paved two-

lane road sites in Kenya. Road widths ranged from 5.6 to 7.5 m, with a

mean of 6.3 m and values well spread across this range. Traffic volumesranged from quite low values up to 1500 veh/h. Multiple linear regressionanalysis showed that width had no significant effect on speed in any of

twelve equations (four vehicle types by three surface types) on pavedroads. Simple single-parameter linear regressions showed that width

effects were not significant for trucks and buses, but yielded significant

coefficients of 4.2 and 3.3 km/h/m respectively for cars and light goodsvehicles. A similar analysis on 42 unpaved road sections with widths of6.0 to 10.0 m again showed no width effects in the multiple regressions,

and no significant coefficient in the single regressions except for buses.

4.12 To account for the effects of narrower road widths, Hide et al.

(1975) drew upon the earlier results of Abaynayaka et al. (1974). Hide et

al. assumed that free speed could be modelled as being unaffected by width

on roads over 5.0 m wide, and linearly dependent on width when it is less

than 5.0 m. While the assumption for wide roads is supported by the

results of Hide et al. (1975), the assumption for narrow roads and the

choice of a 5.0 m cutoff appear to be quite arbitrary. Hide et al. (1975)

argue that:

'The distribution of road widths in developing countries tends to

be bi-modal with two distinct groups of "Vnarrow"l and "wido"roads.'

This argument would seem to support a simple step function of width, rather

than a linear function for narrow roads. Hide et al. (1975) claim that the

coefficients selected for speed reductions on narrow roads were derived

from the results of Abaynayaka et al. (1974). However, only one of thecoefficients is directly taken from the earlier report, and its new appli-cation appears to be out of the context for wh'ch it was derived.

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4.13 The Hide et al. (1975) model of zero width effect for widths over

5.0 m and a linear reduction below 5.0 m was subsequently adopted for use

in the RTIM2 model (Parsley and Robinson 1982), an earlier version of the

HDM-III model (Watanatada et al. 1985b), and the Caribbean road user cost

study (Morosiuk and Abaynayaka 1982).

4.14 Morosiuk and Abaynayaka (1982) investigated speeds of about

38,000 vehicles on paved roads in the Caribbean island of St. Lucia. The

28 sites had road widths of 4.3 to 8.5 m. Of these at least 5 and possibly

up to 13 sites (all on the West Coast Road) had widths between 4.3 and

5.0 m. Road curvature, roughness and width were found to be highly corre-

lated. Multiple regression analysis indicated strong width effects, with

coefficients of 3.0 to 3.9 km/h/m. Morosiuk and Abaynayaka argued, how-

ever, that:

'the effect of road width on speed is not continuous through the

spectrum of road widths as the equations suggest,'

although no evidence was presented to support this argument. They did

demonstrate that observed speeds were different on "wide" and "narrow"

roads, even when segregated by grade and curvature categories. Separate

regressions were therefore conducted for "wide," "narrow" and "all" roads,

with the width parameter excluded. These showed that narrow roads produced

speed reductions of 19.9 km/h for cars, 13.5 km/h for light vehicles and

18.0 km/h for trucks with a power to weight ratio of 16.0.

4.15 Morosiuk and Abaynayaka (1982) then made a decision to adopt the

speed prediction equations for "all" roads, and add a speed reduction

adjustment factor for narrow roads. The validity of this approach seems

questionable. While the single equation may be convenient, and has the

advantage of including a small roughness effect, it already incorporates

most of the width effects in the observed data through the highly correlat-

ed surrogate measures of curvature and roughness. The overlaying of

further width effects (and only for narrow roads) appears to take these

regression equations outside the range of conditions for which they were

established. The coefficients used for width adjustment appear to have

been derived from simple single-parameter regressions using the full range

of road widths. If this is the case, their application as width adjustment

factors using a modified parameter (5.0-W) also seem dubious.

4.16 Despite the lack of roughness coefficients and the variability of

other coefficients between wide and narrow roads, the separate equations

developed by Morosiuk and Abaynayaka (1982) would appear to be the most

valid and useful of their results. These analyses, however, make no

attempt to predict the effects of width within the wide and narrow road

groupings. It would have been quite reasonable to derive parallel

equations for wide and narrow roads which differ only in the free speed

coefficient.

Other Free Speed-Width Studies

4.17 Road width effects were also investigated in the Indian Road User

Cost Study (CRRI 1982). Only "free" speeds were recorded, with observers

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subjectively rejecting vehicles which appeared to be affected by othernearby traffic in either direction. 38 paved road sites were used, withwidths (W) clustered in three groups:

0 one lane: W=3.7-3.8 m0 intermediate: W=5.5-5.6 mo two-lane W=6.6-7.0 m.

Weighted multiple linear regression analysis gave width coefficients of0.61 to 1.06 km/h/m, assuming a continuous linear width effect over thefull range of observed widths, from 3.7 to 7.0 m. It should be noted thatwidths were substantially correlated with other road characteristics,especially roughness.

4.18 In calibrating the Brazil model for Indian conditions, however,Viswanathan (1985) used a different approach. He assumed that the effectsof width could be modelled using a separate desired speed VDESIR for eachof the three width groupings studied by CRRI (1982). After estimating mostof the HDM-III speed parameters from separate sources, Viswanathan cali-brated the three VDESIR values and the spread parameter a from the CRRIdata.

4.19 The results of this analysis gave VDESIR values shown in Table 7.These indicate a large speed reduction for cars in moving from 7.0 m to 5.5m road widths, with a smaller reduction in moving to a 3.7 m width. Fortrucks and buses, very little difference is apparent between 7.0 and 5.5 m,but a large reduction occurs between 5.5 and 3.7 m. Viswanathan (1985)also reported $ values considerably larger than those found for Brazil byWatanatada et al. (1987a). He found that the HDM-III model predictionswere highly sensitive to this parameter. The higher value gives largerdrawdown effects when several constraints are of a similar order, whichfrequently occurs on the Indian roads studied.

TABLE 7 Estimated Desired Speeds for Three Road Widths in India

Desired Speed (km/h) and (t-statistic)Road Type Width

(m) Car Bus Truck

Two-lane 3.7-3.8 90.6 (10.6) 98.1 (8.1) 80.1 (6.6)Intermediate 5.5-5.6 70.3 (3.3) 89.8 (9.1) 83.9 (0.4)Narrow 3.7-3.8 64.0 (1.5) 75.8 (1.7) 62.6 (2.2)

Source: Viswanathan (1985)

4.20 Watanatada et al-. (1987a) subsequently re-analyzed the data ofViswanathan (1985) to estimate new values of VDESIR and S for Indian condi-tions. Because of some inconsistencies in speeds on intermediate-widthroads, these were combined with wide two-lane roads to produce two width

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classes. The analysis gave results similar to those of Viswanathan (1985),with large values of $, high desired speeds and substantial differencesbetween desired speeds on wide and narrow roads. The Brazil free speedrelationships incorporated into the HDM-III model were all derived fromdata collected on 6.0 m or wider roads, and hence could not incorporatewidth effects. The speed-width effects based on India data were subse-quently incorporated into the HDM-III model to provide some mechanism forresponding to road width.

4.21 Brodin and Carlsson (1985) describe a non-linear relationshipbetween width and free speed as used in the Swedish traffic simulationmodel for two-lane roads. The relationship indicates that the free speedis affected by road width at all widths up to 12 m (taken as a 7 m sealwith two 2.5 m paved shoulders), and that the slope of this effectincreases continuously with decreasing road width. For road widths lessthan 6 m, the median speed is given by:

1 1 + a - a (15)

V1 25.15 W-2.5 4.5

where: V1 median speed (m/s)

W road width (m)

a calibration constant (0.042).

When W=7.0 m, this predicts a free speed of 25.15 m/s or 90.5 km/h. Brodinand Carlsson (1985) give no information on the source of this relationshipor the availability of supporting data.

Summary of Width Effects on Free Speed

4.22 Table 8 summarizes some of the results of various free speed-width for cars and trucks on paved roads. The table suggests that theobserved speed difference between one-lane and two-lane roads is of theorder of 20 km/h, but attempts to derive speed-width coefficients fromregression analyses have produced mixed and inconclusive results.

4.23 Figure 8 presents a number of alternative speed-width models ingraphic form. Depending upon which model is adopted, the predicted effectsof a small change in width could vary enormously. The models are:

0 a linear relationship over the full range of widths. This isthe basis of all of the regression coefficients in Table 8,but is clearly unrealistic for wide roads.

° a step function with separate values for wide, narrow andperhaps intermediate roads. This reflects the speeddifference results in Table 8 and is the most appropriatemodel when width values are highly clustered, since it doesnot attempt to extrapolate outside the range of observedconditions.

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TABLE 8 Summary of Speed-Width Relationships on Paved Roads

Simple Multiple Wide-NarrowLinear Linear Road

Regression Regression SpeedCoefficient Coefficient Differencekm/h/m km/h/m km/h

Cars Trucks Cars Trucks Cars Trucks

Duncan (1974) - - 0.90 -0.63 - -

Abaynayaka et al. (1974) 7.31 n/s 5.45 n/s - -

Hide et al. (1975) 4.2 n/s n/s n/s - -a/ a/

Morosiuk and Abaynayaka (1982) 8.1 6.2 3.9 3.6 19.9 18.0

CRRI (1982) - - 1.05 1.06 - -

Viswanathan (1985) - - - - 25.4 17.3

Watanatada et al. (1987a) - - - 26.1 25.6

n/s = no significant effect

a/ assumed to be derived from simple regression: derivation not

explained.

Free Xb

Speed(km/h)

0 1 2 3 4 5 6 7 8

Width (m)

FIGURE 8 Some Alternative Speed-Width Relationships

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0 some form of relationship which asymptotes to an upper limit

on wide roads. This is close to the "true" effect of width on

speed, but little is known about the value of width at which

speeds begin to be affected, and the shape of the lower part

of the curve.

° the step-linear model of Hide et al. (1975). While thisrepresents an attempt to come closer to true behavior, itgives the appearance of a sensitivity to width changes which

seems to have little foundation. This is because the choice

of 5.0 m cutoff appears arbitrary, and the slopes adopted by

various studies have actually been derived from a type (a)

relationship.

4.24 From the preceding discussion, current knowledge of width effects

on free speed can be briefly summarized as follows:

o There are substantial differences between observed vehicle

speeds on wide and narrow roads.

o Within the separate wide and narrow road groupings, there is

evidence of a variation in free speed with changes in road

width. On two-lane roads, it seems probable that width

effects are not linear, that is, width changes between about

6.5 and 7.5 m probably have little or no effect on speeds

while widths below about 6.5 m are more likely to reducespeeds substantially.

o No information is available on the effects of width changes

on one-lane roads. Intuitively, the reduction in free speeds

on narrow roads should vary with sight distance, road rough-

ness and shoulder quality, but these effects have not been

quantified.

An Alternative Speed-Width Model for Free Flow

4.25 One of the objectives of this study is to evaluate the effects of

alternative road width standards. Since information on width effects is

limited, it will be necessary to test a range of assumed width effects.

The current HDM-III width effects based on India data are not sufficiently

general for the close scrutiny required in this application.

4.26 Analogous to the HDM-III model, the alternative model assumes

that road width affects desired speed only, and has no effect on the limit-

ing speeds due to curves, grades and road roughness and that the desired

speed on a one-lane road (say 3.8 m wide) is a known constant VDIFF km/h

below that on a wide two-lane road, VDESIR. A default value of 20 km/h for

VDIFF is suggested for all vehicle types, where no other information is

available. The appropriate value could vary considerably with shoulder

roughness and sight distance, possibly reducing to near zero in ideal

conditions. It should be noted that some of the change in VDIFF could be

due to roughness (as discussed in paras 4.43 to 4.49), and care should be

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taken to avoid double-counting. The modified desired speed VDESIRW is thenassumed to be given by:

VDESIRW = VDESIR - VDIFF* WFFACT. (16)

The multiplicative factor WFFACT is assumed to vary in a non-linear fashionwith road width, reflecting a transition from two-lane to one-lane opera-tion. It is proposed that WFFACT should be zero for widths above about6.5 m, and increase more rapidly for widths between about 5.0 and 6.0 m.While changes for widths below about 4.5 m are unknown, these could beattributed to non-width characteristics such as sight distance and surfacequality. Based on this limited information a distribution of values forWFFACT is postulated in Table 9. Values for intermediate widths may beobtained by linear interpolation.

TABLE 9 Estimated Width Transition Parameter for Free Speed

Road Width (m) 7.4 6.7 6.1 5.5 4.9 3.8

WFFACT 0.0 0.0 .04 .50 .96 1.0

Width Effects on Traffic Interactions

Overtaking Effects

4.26 In the previous section it was noted that overtaking gap require-ments increase as road width decreases. Troutbeck (1982), for example,found that overtaking times on a 6.0 m wide road were 8 to 12 percenthigher than equivalent values for a 7.4 m road.

4.27 The mechanism of overtaking behavior on two-lane roads is alsodescribed in paras 3.01 to 3.09. On roads which are considerably wider ornarrower, different mechanisms apply:

o On multi-lane roads or two-lane roads with auxiliary lanes, adriver wishing to overtake needs only to check for space inthe adjacent lane, and that he can travel faster in thatlane. The supply of overtaking opportunities is very muchgreater on these road types.

o On two-lane roads with wide paved shoulders, some (but notall) slow vehicles pull aside onto the shoulder to be over-taken, though they may not do this immediately on being caughtup. Some fast vehicles also attempt to overtake when gaps areinadequate, knowing that other vehicles have room to moveaside (Ahman 1968). Such roads have significantly higherovertaking supply than two-lane roads (Morrall 1984) but thereis generally some inconsistency and uncertainty in driverbehavior.

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0 On narrow two-lane or one-lane roads the overtaking maneuverrequires both a gap in the oncoming traffic and a yielding bythe slower vehicle to one side to allow the faster vehicle topass. One or both vehicles may need to travel partly on theroad surface and partly on the shoulder, and in some caseswhere the slow vehicle does not yield, the overtaking vehiclemay travel completely on the shoulder or verge. Assuming somesort of driveable shoulder exists, the opportunities for suchmaneuvers are essentially the same as those for two-laneroads. However, the speed of overtaking and the gap requiredto complete it are likely to be entirely different.

Crossing Delays

4.28 On wide roads, crossing vehicles have no interaction beyond aslight lateral shift away from the centreline. On narrower roads, however,crossing vehicles must move to the edge of the road surface, or partiallyor even fully onto the shoulder. To allow for edge crossing, roughersurfaces on the shoulder, and perhaps reduced lateral clearance betweenvehicles, speeds may be reduced. The extent of this speed reduction varieswith road width, shoulder type, and the surface quality of pavement, shoul-ders and their common edge. In the extreme case of a one-lane bridge ormountain pass, one vehicle may have to pull completely off the road or backup to make way for the other.

4.29 The frequency of vehicle crossings increases with the square oftraffic volume. Consider Qi veh/h travelling at a uniform speed of V1km/h, in one direction, and Q2 veh/h at speed V2 in the opposite direc-tion. In one hour a vehicle in direction 1 would travel V1 km. It wouldmeet Q2 opposing vehicles crossing a fixed point and a further Q2/V2vehicles per km over its Journey of V1 km, or a total of Q2 + V1 (Q2/V2).The total number of meetings per hour for all vehicles travelling indirection 1 is therefore:

Q1Q2 (1+V1/V2). (17)

This expression can be used to find crossing rates for any two groups ofvehicles. If V1 and V2 are equal and QI=Q2=Q/2 then the total crossingrate per hour is given by Q2/2 and the crossing rate per kilometre per hour(CRATE) is

CRATE - Q /2V (18)

where: Q is the two-directional flow in veh/h and V is the average speedin km/h.

4.30 Palaniswamy (1985) assumed that crossing speed could be expressedas a function of free speed and road width, reducing linearly from 100percent of free speed on a 7.0 m road to zero on a 3.0 m road. Palaniswamy

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further assumed linear transitions between free and crossing speeds, as de-fined by a "point of deceleration" and a "point of conclusion of cross-ing." The method of determination of these points, however, is not docu-mented, so it is not clear whether they are based on fixed time, fixeddistance, fixed acceleration or some other assumptions.

4.31 The transitional changes in vehicle behavior with respect to roadwidth may be described by an alternative model. Let us assume that the re-duction in crossing speed, when all vehicles use the road shoulder, can beexpressed as a proportion of free speed for each vehicle type. This pro-portion PVF may be expected to vary with the quality of road shoulders; forsimplicity it may be considered constant for all vehicle types.

4.32 For roads of intermediate width, the appropriate speed reductionwill lie somewhere between zero and PVF, since not all vehicles use theroad shoulder. The average crossing speed could be given by:

VCROSS = VFREE (1 - PVF x WVFACT) (19)

where: WVFACT represents the proportion of the total speed reductionwhich is appropriate for a given width.

It seems reasonable to assume that WVFACT will have an S-shaped distribu-tion, with no effect on wide roads, an increasingly strong effect as morevehicles are required to use the shoulder, and little or no variation withvarying width on one-lane roads. Variations in this range would dependmainly on shoulder quality rather than seal width. The distribution shouldreflect the proportion of vehicles using the shoulder, plus some speedreductions due to crossing on very narrow seals. A typical distribution ofWVFACT is postulated in Table 10, where intermediate values may be obtain-ed by linear interpolation.

TABLE 10 Estimated Width Transition Parameter for Crossing Speed

Width (m) 7.4 6.7 6.1 5.5 4.9 3.8

WVFACT 0.0 0.0 .02 .30 .95 1.0

4.33 At very low traffic volumes, crossing delay could be estimated inthe following manner. Assume that the crossing maneuver requires CTIMEsec., divided equally before and after the point of meeting, and assumethat vehicles decelerate smoothly to crossing speed and immediatelyaccelerate back to free speed. From the area under a speed-time plot, eachtravels 1/2 (VFREE-VCROSS) x CTIME meters less in this maneuver than itwould have travelled in the same period at free speed. Crossing delay(CDELAY) sec. may then be defined as the extra time required to cover thisdistance at free speed. This is given by:

CDELAY (VFREE - VCROSS) x CTIME (20)2 VFREE

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Substituting from equation (19) theni gives:

CDELAY = 0.5 WVFACT x PVF x CTIME. (21)

This gives a maximum delay of 2.5 s when a vehicle slows to a complete stopand accelerates back to free speed in a period of 5 s. Similar expressionscould be developed for CDELAY assuming a constant acceleration/decelerationrate.

4.34 These equations can be used to predict overall delay from theoverall mean desired speed. Separate calculations for each vehicle classcould improve this estimate, since slower vehicles have more crossings in agiven period of time (Equation 18).

4.35 As traffic volumes increase, traffic bunches form and some cross-ings involve more than two vehicles. Speed reductions and probability ofshoulder travel for a given maneuver could increase in these cases, but theextra delay caused by the additional crossing would still be smaller thanthat for a single crossing. If the proportion of following vehicles isPFOLL, then the number of bunches crossed by a given vehicle (that is, thenumber of potential shoulder travel maneuvers) can be determined by rewrit-ing Equation (17) as:

Q1 x Q2(1-PFOLL)(1+V1/V2) (22)

so that equation (18) for bunch crossings becomes:

CRATE = Q2 (1-PFOLL)/2V. (23)

4.36 Each maneuver, however, would require extra travel at the(potentially) slower speed VCROSS. For a typical following headway of2.0s, two vehicles with the same speed would cross in 1.0 s, causing anadditional delay of 1.0 x (VCROSS-VFREE)/VFREE s, or 1.0 x WVFACT x PVF foreach following vehicle. In this case the average delay in Equation 21could be rewritten as:

CDELAY = WVFACT x PVF x (PFOLL + 0.5 CTIME). (24)

4.37 As traffic volumes increase further, an increasing number ofvehicles would not be travelling at their free speeds, and drivers mightmodify their behavior to allow for frequent crossing maneuvers. Theseequations are therefore only applicable Yor low volume roads.

4.38 The models presented here provide simple approximate proceduresfor predicting crossing delays on narrow roads, where little information isotherwise available. In the current study, these relationships will not beused to predict speed reductions, but they will be used to estimate theeffects of crossing maneuvers on road deterioration and vehicle operatingcosts (see following Sections C and D).

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Capacity

4.39 Current mechanistic models for speed-volume relationships are not

presently sufficiently well-developed for use in the current study. The

alternative approach of a direct speed-volume model was therefore adopted,

and a suitable model form was proposed. In this approach the effects of

road width on overtaking and crossing delays are assumed to be reflected in

reduced road capacity, which effectively increases the speed-volume slope.

This section discusses the effects of width on road capacity.

4.40 While there is evidence that capacity reduces with road width,

there is virtually no reliable quantitative data available on this rela-

tionship. The Highway Capacity Manual relationships (HRB 1965, TRB 1985)

offer no supporting evidence, and their validity has been questioned by

McLean (1980). The simple proportional relationship of Duncan (1974) also

lacks any firm support. The basis of the Swedish relationships reported by

OECD (1983) is unknown to this author. The Indian values of CRRI (1982)

have some basis in observed data, but were derived using extremely subjec-

tive criteria, and must be regarded as highly approximate. Both and Bayley

(1976) present a range of assumed capacities for various road widths.

While the upper values appear to be derived from the Highway Capacity

Manual, the source of the values adopted for narrower roads is unknown.

Table 11 compares values derived from all of these studies.

4.41 The earlier discussion of crossing and overtaking mechanisms

gives some indications on the expected form of a width effect on speed

reductions due to vehicle interactions. As width reduces from a wide to a

medium two-lane road, it has very little effect on speeds. However, as

vehicles need to slow down - either for very narrow lanes or driving on the

shoulder - much greater reductions may be expected. Once a vehicle has to

travel partly on the shoulder for overtaking or crossing, it is difficult

to identify any further need for speed reduction with reducing width.

These mechanisms suggest three zones of width effects:

0 Little if any width effect on wide to medium two-lane roads.

° Severe width effects as increasing proportions of the traffic

need to travel on the shoulder for crossing and overtaking.

° Little If any width effect once all crossing maneuvers require

use of the shoulder.

4.42 The transition from on-pavement to off-pavement crossing behavior

probably occurs mainly between widths of 5.0 and 6.0 m. It seems reason-

able to assume a small width effect for widths outside this range. In

practice, the shoulder type and quality have an enormous effect on this

relationship, and these are almost certainly correlated with road width

(i.e. narrow roads are likely to have worse shoulders). From the limited

information available here, a set of assumed capacity reduction factors for

width (WCFACT) is given in Table 11. These values must be regarded as

highly approximate, and particularly sensitive to the width, type, and

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TABLE 11 Capacity Reduction Factors for Road Width

Estimated Capacity Reduction for Roadway Width (m) of

Source -

7.4 6.7 6.1 5.5 4.9 3.8

a b

Sweden (OECD 1983) 1.0(2260) .96(2180) .92(2070) .80(1810) .71(1600) -

TRB (1985) 1.0(2800) .94(2Y?2) .83(2324) .76(2128) -

Duncan (1974) 1.0(2400) .92(2200) .83(2000) - - -

CfRfI (1982) 1.0(3000) - - .40(1200) - .15(460)

Both & Bayley (1976) 1.0(2000) .88(1760) .81(1620) .76(1520) .70(1400) .60(1200)

Adopted WCFACT 1.0 .98 .90 .80 .70 .60

a/ Swedish and TRB factors assume shoulder widths of 2 m on 7.4 and 6.7 m

road; 1 m on 6.1 m roads; and zero on narrower roads.

b/ F'igures in brackets are estimated capacities in PCE/h, except for the

Duncan (1974) results which are veh/h assuming 15 percent heavy

vehicles.

quality of shoulders available. These latter effects will be partly

accounted for by the use of an "effective roughness" parameter as described

in the following section.

The nominal capacity QCAP in Section 6.3.1 is then given by:

QCAP - 2500. WCFACT. (25)

Effective Roghbness

4.43 When crossing or overtaking maneuvers require travel on the road

shoulder, the surface roughness experienced by a vehicle is that of the

shoulder and the pavement edge crossing rather than that of the pavement.

The "effective roughness" for the whole journey is thus a combination of

pavement, edge and shoulder roughness values, weighted according to the

proportion of travel on each. This could be substantially higher than the

pavement roughness alone, affecting speed, fuel constmption and other

vehicle operating costs. An approximate estimate of effective roughness

could be obtained from the following equation:

RE - STIME x RSE + (1-STIME) x RP (26)

where RE - effective roughnes;

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STIME = proportion of travel time spent on the road shoulder;

RSE = shoulder/edge roughness; and

RP = pavement roughness.

Pavement roughness (RP) is the current HDM-III parameter (in QI,BI or IRI, depending upon the measurement scale used).

4.44 While the roughness of the shoulder and pavement edge crossing(RSE) could be measured in the same way as surface roughness, it wouldoften be a subjective assessment, taking particular account of potholes,surface drop-off and irregularity of the pavement edge. While the ratio ofshoulder travel time per edge crossing could vary, a single roughness esti-mate is a satisfactory approximation. RSE will generally be greater thanRP, and sometimes iuch greater. A default value of double RP is used inthis study.

4.45 The proportion of travel time spent on the shoulder will dependupon road width, frequency of crossing and overtaking maneuvers, and dura-tion of those maneuvers. At very low volume on a one-lane road, the valueof STIME may be approximately derived as follows:

o Average journey time per kilometer for each vehicle is3600/V s.

o Frequency of crossing maneuvers = Q2/2V per km per hour(Equation 18).

o Frequency of overtaking maneuvers = (CV/IV) Q2/V per km perhour, (Equation 4) where CV is the coefficient of variation(a/V)for the free speed distribution, which generally takes avalue of about 0.12.

° Average duration of shoulder travel for crossing is CTIME s;this is estimated as 5 s assuming vehicles maintain a clearheadway of 2.5 s before and after crossing.

o Duration of shoulder travel for overtaking is OTIME s.Troutbeck (1982) reported overtaking times of 5 to 20 s with amedian of 10.5 s for overtakings around a car travelling at 60km/h on a 6.0 m road. A typical value of 12 s is adoptedhere.

o Each crossing or overtaking maneuver is assumed to requireshoulder travel by both vehicles.

4.46 The estimated proportion of shoulder travel for these conditions(one lane road and very low volume) is therefore given by:

STIME = (2 x CTIME x Q2/2V + 2 x OTIME x (CV//w)xQ2/V) (27)Q. 3600/V

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which reduces to:

STIME = (CTIME + 2 x OTIME x CV/Irr) Q/3600 (28)

where Q is the actual hourly traffic volume in veh/h, rather than the PCE

volume. Using the default values assumed here, the following expression is

obtained:

STIME = 6.6 Q/3600. (29)

4.47 As traffic volume increases, not all overtaking demand is satis-

fied, and some crossings involve bunches of vehicles. If it is assumed

that half of the overtaking demand is satisfied, and crossing time is modi-

fied to account for the proportion of following vehicles (PFOLL; see

Equations 22 to 24), then Equation (28) becomes:

STIME = (CTIME (1-PFOLL) + PFOLL + OTIME x CV/IV") Q/3600. (30)

Using PFOLL = 0.20 with the previous default parameters gives:

STIME = 5.0 Q/3600. (31)

4.48 This, equation is adopted here as an approximate prediction for

shoulder travel time on narrow roads at low volumes. On wider roads, not

all vehicles will travel on the shoulders. For both crossing and over tak-

ing maneuvers, the proportion of vehicles with one set of wheels on the

shoulder (PSH) is assumed - as in the previous sections - to take an

S-shaped distribution, with very few edge crossings on widths above 6.0 m

and all vehicles using the shoulder for widths below 4.0 m. A typical dis-

tribution is postulated in Table 12, and comparisons with other transition-

al distrLbutions is given in Section E (paras 4.60 - 4.65).

TABLE 12 Proportion or Vehicles Using load Shoulder vs. Road Width

Width (m) 7.4 6.7 6.1 5.5 4.9 3.8

PSH 0.0 0.0 0.0 0.3 0.6 1.0

4.49 In practice, heavy vehicles are less likely to use shoulders than

light vehicles, so that separate predictions could be made for each vehicle

type. In view of the approximate nature of this prediction, however, a

single distribution is used for all vehicle types. Values of PSH for other

road widths may be linearly interpolated from Table 11. Equation (31) can

now be generalized for all road widths, as:

STIME = 5.0 x PSH x Q/3600. (32)

This equation can now be used with Equation (26) to predict overall effec-

tive roughness for a given road section. Because these equations were

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derived for low-volume conditions, STIME is assumed to have an upper limitof 40 percent of total travel time. Higher values of STIME could beexpected to cause substantial changes in driver behavior and speed, so thatthe models presented here could no longer apply.

Edge Deterioration

4.50 The edge of a road pavement experiences a considerable loadingeach time a crossing or overtaking maneuver requires travel on theshoulder. While some damage is caused by air turbulence of heavy vehiclestravelling near the pavement edge, it is convenient to assume that edgedeterioration is directly proportional to the number of edge crossings. Itis further assumed that total crossing rate is an adequate parameter. Inpractice heavy vehicle crossings involve more wheels and probably do moredamage, but these vehicles are more likely to stay on the sealed pavementthan light vehicles.

4.51 The frequency of edge crossings cani be estimated using similarassumptions to.those of Equations (27) to (32). If each maneuver involvestwo vehicles, each making two edge crossings, then the overall rate of edgecrossings (ERATE per km per hour) is given by:

BRATE 4 x PS1H x ((1-PFOLL)/2 + CV//r) Q2/V. (33)

Assuming that CV = 0.12 and only half of the overtaking demand is satisfied(paras 3.01 to 3.09), results in:

ERATE - 2 (1.07 - PFOLL) x PSH x Q2/V. (34)

4.52 Observed road maintenance requirements could be used to relateedge deterioration to the parameter ERATE. Paterson (1987) presents usefuldata from Hide and Keith (1979) which could be used in this manner. Thedata gave annual road patching requirements for a set of roads 4.0 to 5.0 mwide in the Caribbean Island of St. Lucia. The worst three roads required45 m3/km/yr patching, while the best three required 20 m3/km/yr, and theannual traffic volumes were 760 and 170 veh/d respectively. No informationwas given on differences in width or pavement strength for the two cases.

4.53 Assume that half of the extra 25 m3/km/yr is edge damage directlyattributable to the additional traffic for that case and that PFOLL = 0,PSH = .75 (i.e., width = 4.5 m), V = 75 km/h, and the appropriate hourlytraffic volume is 0.10 of average daily traffic (i.e., volume equallydistributed for 10 hours per day). The two values of ERATE are therefore123.6 and 6.2 edge crossings per km per hour for the high-volume and low-volume cases respectively. This means that 12.5 m3/km/yr of patching iscaused by 428,500 crossings/km/yr (117.4 x 10 hours x 365 days), or theaverage patching requirement due to edge crossings is approximately 30 m3

per million edge crossings.

4.54 This formulation gives an approximate procedure for takingaccount of edge deterioration. The constant of 30 m3 per million crossings

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could vary greatly with the strength of pavement and shoulders and the

extent of material loss adjacent to the pavement edge. The prediction has

the desirable property of increasing with the square of hourly traffic

volume. The prediction is also inversely proportional to average speed,

since this affects meeting rates; however this ignores possible increases

in edge damage at higher speeds.

4.55 A major failing of the procedure is that it does not take account

of maintenance or existing condition, and does not accelerate in the ab-

sence of maintenance. Nevertheless it provides some estimate of the extra

costs associated with narrow roads at increasing traffic volumes, and is

therefore retained in this study.

4.56 An upper limit may be imposed on edge deterioration to keep it in

the scale of other maintenance costs, and to relate it to the surface

quality and maintenance of the existing road. It will be assumed here that

total edge patching requirements will not exceed 15 percent of the total

pavement area. They are also assumed to be limited to 20 percent of the

pavement edge area in a given year, based on an average pothole depth of 80

mm (Paterson 1985) and an edge width of 400 mm on each side of the road.

This latter criterion places an upper limit scf (.20xlOOOx.08x.40x2) = 12.8

m3 per km of edge patching per year, which is similar to that of the

example presented earlier in this section.

4.57 While pothole development in the HDM-III model does not commence

until cracking and other forms of deterioration are well established, it is

assumed in this model that edge deterioration can begin as early as two

years after pavement resurfacing. It is further assumed that half of the

edge deterioration can be added to pothole area for the purposes of calcu-

lating pavement roughness. This will be in addition to the effective

roughness of shoulder travel described in the preceding section, and this

component of the roughness could affect road maintenance decisions.

4.58 The edge deterioration model described here presents a verysimplified procedure for making the HDM-III model sensitive to the mainte-

nance impacts of road width standards. Since road widening projects may

depend greatly on the maintenance and vehicle operating costs due to edge

damage, it is important to incorporate some ability to reflect these

effects.

4.59 Several parameters have been assumed in this discussion, includ-

ing the volume of patching required per million vehicle crossings, the

average pothole depth, upper limits on edge deterioration, and the propor-

tion of edge damage which contributes to pavement roughness. Little sub-

stantive evidence is available to support these assumptions, and appropri-

ate values are likely to vary with such factors as pavement and shoulder

quality. Any analysis using this procedure should therefore use a range of

parameter values to test the sensitivity of model predictions to these

assumptions.

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Sumary of Width Effects

4.60 The reviews and discussions in this chapter have shown that thereis very little quantitative information available on the effects of roadwidth on overall road economics. Nevertheless it is clear that road widthaffects vehicle free speeds and interactions, the roughness experienced bythe vehicle and the deterioration of the shoulder and pavement edge. Somemodelling of these effects is therefore necessary in any evaluation ofalternative width standards on rural roads.

4.61 The models discussed in Sections A to D of this chapter are notpresented as accurate and reliable predictions of road width effects. Theyare intended rather as rough estimates of the magnitude of these effects,whose sensitivity can be tested by varying some of the assumed model para-meters. Where the effects are found to be small or insensitive to modelassumptions, the components may be simplified or ignored. Where effectsare found to be significant, on the other hand, greater attention should bepaid to model refinement and parameter estimation.

4.62 A number of width effects appear to be characterised by adistinct difference between two-lane and one-lane road parameters, and someform of non-linear transition between the two. In particular it is clearthat width effects on traffic operations are negligible for widths aboveabout 6.5 m, and accelerate as road width reduces from 6 to 5 to 4 m.

4.63 From a consideration of behavioral characteristics and verylimited empirical evidence, four different transitional distributions werepostulated in the preceding sections. These are compared in Table 13.While all of these distributions are very approximate, it is difficult toderive a common distribution which would serve all purposes. The fourseparate distributions are therefore retained at this stage of theanalysis, and the sensitivity of predicted user costs to these values willbe investigated at a later stage of this study.

4.64 The magnitude of differences between two-lane and one-lane roadparameters is also fairly uncertain. Estimated differences may be partlydue to differences in unmeasured road characteristics such as sightdistance and shoulder quality, or differences in traffic composition andtrip purpose or the road "speed environment" (Chapter II; paras 2.01-2.27).

4.65 Since four types of road width effect are considered, it isimportant to avoid double-counting of these effects. In particular, speedreductions due to edge and shoulder roughness will be modelled by the edgedeterioration and effective roughness calculations, and should therefore beexcluded from free speed and capacity analyses. It is not clear whetherthis has been satisfactorily achieved in the preceding discussions. While

the capacity reduction proposed in Table 11 is less than those reportedelsewhere, the value of VDIFF derived from Table 8 could well incorporatesome double-counting of other effects. To provide a conservative estimateof width effects for good roads with very good shoulders, a reduced valueof 15 km/h is arbitrarily adopted for VDIFF in this study.

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TABLE 13 Comparing Proposed Para eters for Width Effects

Characteristic Parameter Proportion of Change Occurring For Widths(m)

7.4 6.7 6.1 5.5 4.9 3.8

Free speed WFFACT 0.0 0.0 0.04 0.50 0.96 1.0

Crossing speed WVFACT 0.0 0.0 0.02 0.30 0.95 1.0a/

Capacity WCFACT 0.0 0.05 0.25 0.50 0.75 1.0

Shoulder use PSH 0.0 0.0 0.0 0.30 0.60 1.0

a/ Note that this table shows the changes in WCFACT, and not its actualvalues.

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V. ACCIDENTS

5.01 Road geometry standards can have a major effect on road safety.

Extensive research has been undertaken on this subject, and a detailed re-

view is beyond the scope of the current study. Useful summaries are provi-

ded by FHWA (1980, 1982), Solomon (1964), Jorgenson (1966), RRL (1964),

Sinclair Knight and Partners (1973), Boughton (1975) and Armour and McLean

(1983).

5.02 While there is some divergence among the various research

studies, they generally indicate that accidents can be reduced by the

following types of road improvement:

o Realignment of road sections with sharp curves and steep

grades, especially where these are below the standard of

adjacent road sections;

o Increasing lane width, at least up to 3.4 m, or adding

additional lanes;

o Adding auxiliary lanes;

o Controlling access to a road;

o Providing gentler side slopes and removing fixed objects, or

installing guard fence to protect hazards; and

° Providing special facilities for runaway trucks on steep

downgrades.

5.03 Road safety improvements are sometimes considered as a relatively

low-cost alternative to major realignment of a problem section of road.

McLean (1983b) reviewed a number of research studies, and expressed the

results as accident reduction factors for various geometric improvements.The resultant reductions for travelled-way width, shoulder width, and total

roadway width are presented in Figures 9 and 10. McLean derived base acci-

dent rates for wide two-lane roads with wide shoulders which were of the

order of one accident per million vehicle kilometers. These appear to be

mainly injury accidents, but the bases for these rates varied or were not

specified in the studies reviewed.

5.04 McLean also presented some information on accident relationships

with grade and curvature. Table 14 presents some early German factors

quoted by HUFSM (1971), while Figure 11 gives an accident-curvature rela-

tionship derived by Shrewsbury and Summer (1980). The effects of grades

and curves depend upon the consistency of geometric standards along the

road. Table 15, for example, shows a much higher accident rate for sharp

curves on a fairly straight alignment than for similar curves in more curvy

alignment.

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2.0 t k

*5, '\

1.04.0 5.0 6.0 7.0

Travelled-way width (m)

2.0- (D Silyanov (1973)& Jacobs (1976)-E Leisch and Neuman (1979)0 Roy Jorgensen & Assoc. (1978)A Zegeer etal (1981)

(nR

:1.5E

1.0 3.00 1.0 2.0 3.0

Shoulder width (m)

FIGURE 9 Accident Rate Adjustments for Lane and Shoulder Width

Source: McLean (1983b)

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E] Leisch and Neuman (1979)

2.0 * Roy Jorgensen Assoc. (1978)

A Zegeer etal (1981)

S IX

'~1.5

1.04.0 6.0 8.0 10.0 12.0 14.0

Roadway width (m)

FIGURE 10 Accident Rate Adjustment Factor vs. Roadway Width Relations

(13.2 a roadway width base condition)

Source: McLean (1983b)

TABLE 14 Accident Rate Adjustment Factors for Grade and Curvature

Grade Adjustment Curve Adjustment(per cent) Factor Radius Factor

KG (m) Kc

0 - 1.9 1.00 > 4000 1.002.0 - 3.9 1.04 300 - 4000 1.204.0 - 5.9 3.27 200 - 300 1.336.0 - 8.0 3.83 100 - 200 1.78

< 100 2.13

Source: HUFSM (1971)

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1.00 10 m Single carriageway

0.75E

.~.2

= 0.50

0.25

0 200 400 600 800 1000 1200

Horizontal radius-meters

FIGURE 11 Accident Rate vs Curve Radius Relation Obtained by Shrewsburyand Sumner (1980)

TABLE 15 Non-Junction Injury Accident Rates on Straights and Curves

Accidents per million vehicle-miles (and numbers of accidents)

Average STRAIGHTS BENDScurvature and bends(degrees of radius radius radius radius TOTALper mile) more than 5000 ft- 2000 ft- less than

5000 ft 2000 ft 1000 ft 1000 ft

0-40 1.2 (284) 1.2 (33) 1.0 (4) 8.6 (18) 1.3 (339)

40-80 0.9 (142) 0.9 (37) 0.9 (23) 1.5 (14) 0.9 (216)

80-120 0.7 (69) 0.5 (11) 0.9 (16) 1.6 (24) 0.8 (120)

Over 120 0.4 (15) 0.5 (3) 1.0 (19) 1.2 (19) 0.7 (56)

Total 1.0 (510) 0.9 (84) 1.0 (62) 1.8 (75) 1.0 (731)

Source: Road Research Laboratory (1965)

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5.05 Hoban (1982b) also attempted to derive accideA:t reduction factorsfor application to specific case study evaluations. Vi-s following accident

cost reductions were estimated for four types of improv ,ment:

o Improving isolated unsafe alignment feat. res: 40-90%;

o Overall realignment from moderate to high standard: 10%;

° Construction of auxiliary lanes: 15-25% over the length of theimprovement; and

o Widening to four lane divided standard on improved alignment:40%.

Road safety is also related to overall alignment consistency, as well as

signing and delineation. The accident reduction estimates presented inthis section may be used to predict approximate accident cost reductions

for project evaluation.

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VI. SUMMARY 0F MODELLING CAPABILITIES

6.01 The evaluation of road geometry standards requires reliable pro-cedures for predicting changes in total transportation costs as geometriccharacteristics are changed. In this context the total transportation costincludes the costs of construction, maintenance, vehicle operation, traveltime and accidents on a given road. This report has reviewed availableinformation and modelling techniques for all of these costs, with particu-lar reference to the Highway Design and Maintenance Model HDM-III developedby the World Bank (Watanatada et al. 1987b), The main findings of thisreview are briefly summarized here.

Construction Costs

6.02 The costs of improving road width and alignment can vary enor-mously from one case to another, depending upon terrain, constraints andexisting standards. At one extreme, the marginal cost of improved geometryin new construction works are sometimes quite small. At the other extreme,these improvements could require major earthworks, new bridges, and/orincreased route length. The final analysis of appropriate geometricstandards is quite sensitive to these costs, so that appropriate standardscould vary markedly in different cost environments.

6.03 The construction cost prediction routines in the HDM-III modelprovide some estimates of the costs of resurfacing, widening, and completereconstruction on a new alignment, based on the data of Markow and Aw1983). However, the model is quite unsatisfactory for predicting costs ofincremental alignment improvements, which use a combination of existing andnew alignment. A simple method for overcoming this problem is to charac-terize each realignment proposal as being equivalent to some percentage ofthe cost of total reconstruction which makes no use of the existing roadalignment. This procedure is still quite approximate, since there islittle if any information available for estimating this percentage, ordeciding the relative cost of,- say, grade and curvature improvements. Theprocedure is incorporated into a separate program HDCOST, discussed inparas 7.09 to 7.12.

Maintenance Costs

6.04 Road surface standards and maintenance costs affect overall roadeconomics and influence road geometry evaluations. Road roughness also hasa direct effect on speeds and therefore influences the speed effects ofroad geometry changes. From the point of view of road geometry evalua-tions, however, the main impact on maintenance costs relates to edge damageon narrow roads.

6.05 Pavement edge loading appears to increase with the square ofhourly traffic volume, and edge maintenance costs are often the majorreason for the widening of narrow roads in rural areas. These costs arenot currently considered by HDM-III. A simple and very approximate

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procedure for estimating edge deterioration was developed in Section D ofChapter IV, for inclusion in HDM-III. The procedure is based on low-volumetraffic behavior assumptions, so a conservative upper limit is placed onthis effect. The coefficient may be estimated from local data and shouldbe varied to reflect pavement strength and the support provided by the roadshoulders.

Accident Costs

6.06 Changes in road geometry standards can have a major effect onaccidents. Where existing accident rates and estimated cost data areavailable, these should be included in road evaluations using the accidentadjustment estimates given in Chapter V.

Vehicle Operating Costs

6.07 A number of modelling procedures are available for predictingvehicle free speeds as a function of road geometry and roughness, andvehicle operating costs as a function of speed, roughness and other charac-teristics. These models have been developed from extensive research andlarge data bases collected in a number of countries.

6.08 Nevertheless, two general limitations should be noted. First,many of the models use simple additive linear equations, which suggest thatthe effects of each road characteristic are independent of those of othercharacteristics. This could give misleading results when used to assessincremental changes in geometric standards. Second, model parameters areoften estimated using regression analysis techniques. Because road charac-teristics are generally correlated, this can lead to misallocation ofeffects between coefficients. This misallocation appears as an instabilityof coefficients between comparable studies, or between repeated analyseswithin a given study.

6.09 The use of mechanistic models for vehicle speed and performancepredictions should improve their ability to reflect marginal changes, andreduce parameter instability. The use of meaningful mechanistic parametersalso allows for estimation from other sources, although overall model cali-bration is still required. The review noted a number of relatively minoraspects of vehicle operating cost predictions which require closer scru-tiny. These included the effect of overall alignment standard (or "speedenvironment") on desired speed and the speed adopted on individual sharpcurves, and the limitations of assumed fixed engine speed in the fuelconsumption predictions. The major deficiencies of the vehicle operatingcost models, however, were their inadequate treatment of road width andtheir inability to take account of traffic interaction and congestioneffects. A substantial part of this research was therefore devoted toreviewing available information and developing approximate techniques formodelling these effects.

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Modelling Speed-Voluse Relationships

6.10 The delays caused by traffic interactions on wide two-lane roads

are basically related to overtaking demand and supply. While mechanistic

demand/supply models show some promise for macroscopic predictions in the

future, none is sufficiently developed for this purpose at the present

time.

6.11 The alternative approach is to relate speed directly to traffic

volume. Following a review of models currently available, a simple linear

model was proposed. This makes use of free speed predictions to determine

the spread of free speeds on a given road section, which affects the slope

of the speed-volume relationship. The only parameter to be estimated is

the capacity for a given road width. The capacity used in this model is

for undisturbed traffic conditions, so that.reduced values should be used

for roads with significant turning movements or roadside activities. The

main limitation of the model is its failure to take account of overtaking

opportunities. These are very important in the evaluation of road alterna-

tives at higher traffic volumes, but may require a non-linear model form.

A second obstacle to modelling overtaking effects is the need for a simple

macroscopic measure of overtaking oppportunity. Because of this limita-

tion., the model as presented here is most appropriate for low-volume road

evaluations.

Modelling Road Width Effects

6.12 Four types of road width effects were identified in Chapter IV.

The effect on edge deterioration has already been discussed here. This and

the proportion of journey time spent in shoulder travel influence the

'Qeffective roughness" experienced by a vehicle, which in turn influences

speed and vehicle operating costs. Width also affects the estimation of

free speed and the change in speed with increasing traffic volume.

6.13 Following a review of the fairly limited information available on

these relationships, four characteristics were identified which appeared to

have an S-shaped transition between wide and narrow road behavior. These

were free speed, capacity, crossing speed and the proportion of vehicles

travelling on the road shoulder. Approximate distributions were postulated

for each parameter, and these were found to be sufficiently different that

they could not be combined into a single general distribution, Care was

taken to ensure that width effects were not "double-counted." It was noted

that road width effects may be closely related to sight distance and

shoulder quality, which were not generally measured or accounted for in the

studies reviewed. In HDM-III applications these factors may be accounted

for by adjustments to the free speed reduction VDIFF and the shoulder/edge

roughness RSE.

Proposed Changes to the HDM-III Model

6.14 A modified HDM-IIIa model was developed for the evaluation of

road geometry standards in this study. The proposed new subroutines are

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presented in detail in Appendix B. The changes affect the current HDM-IIIpredictions in the following ways:

° The alternative model of width effect on free speed (SectionA, Chapter IV) replaces the current modification of VDESIR inthe Brazil user cost subroutine USEREB. Exi;ting predictionmethods arc w;,,tained in the HDM-III user cost routines forother region.

o The subroutine CONGST has been replaced with a completely newVOLUME subroutine which calculates speeds at a given trafficvolume as a function of free speeds and road width (SectionsC, Chapter III and Section B, Chapter IV). Because speedsaffect fuel consumption and other vehicle operating costs,these are recalculated by VOLUME and tested against predictedfree-flow values.

° Effective roughness is calculated in a new subroutine BIEFF,taking account of shoulder travel on narrow roads (Section C,Chapter IV). This is used in the calculation of vehicleoperating costs, but has no effect on deterioration andmaintenance calculations.

o Deterioration and maintenance predictions in subroutine RDMPVare modified to include extra pothole development due to edgecrossings, as described in Section D, Chapter IV. This influ-ences road roughness and maintenance requirements, but doesnot directly interact with other road deterioration predic-tions.

6.15 Details of the program modifications are given in A^ppendix B. Inthe short time frame of the current study, these changes have been arrangedso as to minimize the interference with existing HDM-III computations, andto minimize programming changes. Appendix B discusses more elegant andefficient ways to incorporate some of these modifications.

Parameter Estimation Requirements

6.16 The new features introduced in HDM-IIIa include a number of addi-tional parameters to take account of traffic interaction and road widtheffects. While recommended default values have been derived in thisreport, it would be preferable to obtain local estimates of these para-meters wherever possible.

Free apeed vs. Width

6.17 The HDM-III model recognizes that desired speeds are substantial-ly lower on one-lane roads than on two-lane roads. H1owever, if incrementalchanges iII road width are be,!na consJdered, it is important to determinethe transition between wide and narrow roads. There is little informationavailable on this, and a possible form of this transition is postulated forthe parameter VFFACT (see paras 4.25 4.26). If field studies are

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undertaken to estimate this parameter, attention should also be given topreviously unmeasured road characteristics, in particular the sightdistance and shoulder quality in narrow roads.

Speed-Volume Relationship

6.18 The simple linear model (paras 3.55 to 3.56) depends primarily onthe free speeds predicted for a given road section, and the nominal capac-ity QCAP. Traffic composition effects are incorporated through a set ofpassenger car equivalents (PCE's) for each vehicle type. QCAP may be esti-mated from the slope of the observed speed-flow relationship. This willclearly vary with road width, and a parameter WCFACT was derived (paras4.39 to 4.42) to take account of this effect. The default value of QCAPis:

QCAP = 2500.WCFACT (25)

for a given road width, and this may be tested agtainst field data.

6.19 On some roads the 'friction' caused by roadside disturbancestends to reduce speeds below that of the lowest free speed. Two approachesare available for modelling this effect:

° If roadside disturbances are present at all volumes, then theminimum speed used for speed-flow predictions may be reducedby the proportion XFRI, which takes a value of 1.0 on undis-turbed roads, and would need to be estimated from local datafor varying degrees of roadside friction.

° If low speeds are only observed at high volumes, then thethree-zone linear model described in paras 3.57 - 3.61 may beused. This allows for separate zones of 'traffic interaction'without external disturbances and 'congestion' where speedstend down to a low 'jam' value of 10-20 km/h. However verylittle is known about speed-flow relationships in this region,and accurate estimation of the parameters would be difficult.

6.20 The three-zone linear model also offers the capability of a low-volume 'plateau' where no speed-flow effects exist. However there islittle evidence that such a zone exists, and the savings in computation aresmall, so its use is not recommended. If local values of passenger carequivalents (PCE's) are to be substituted for the default values in sub-routine VOLUME, care should be taken to ensure that they reflect only thenon-speed aspects of vehicle equivalence, as discussed in paras 3.32 to3.34. The speed-flow model also requires a flow-frequency distributionFFREQ to convert AADT to a range of hourly flows over a year. Defaultvalues (see para. 3.41 and paras 3.62 - 3.65) could be replaced by localdata. This parameter is required in subroutine VOLUME, and also in sub-routines BIEFF and RDMPVE which deal with effective roughness and edgedamage, respectively.

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Effective Roughness

6.21 On narrow roads, crossing and overtaking maneuvers may involve

travel on the road shoulder, so that the roughness experienced by a vehicle

is not just that of the road surface. The 'effective roughness' depends on

three factors:

o the frequency and duration of crossing and overtaking maneu-

vers; these are discussed in Chapter IV, and estimates are

derived for low-volume conditions.

o the probability of shoulder travel (PSH) as a function of

road width; a distribution of PSH is postulated in Chapter IV,Section C and some simplifying assumptions are made withregard to different vehicle types.

o edge and shoul.4er roughness (RSE); while this could possibly

be measured byvconventional means, it will generally be esti-

mated relative to the surface roughness RP. (A default valueof RSE = 2 x RP is assumed here).

Values of RSE should be estimated for each section of existing and improved

roads. More detailed research is necessary to estimate values for PSH and

to validate the crossing and overtaking time models proposed here.

Edge Deterioration

6.22 The modelling of edge damage on narrow roads makes use of the

edge crossing frequencies and probabilities discussed in the previous sec-

tion. Only one additional parameter is required. This is known as the

edge pothole volume (EPV), expressed as cubic meters of patching per

million edge crossings. A default value of 30.0 was derived in Chapter IV,

Section D. This should vary with the strength of the pavement and shoulder

material.

6.23 Edge damage and maintenance predictions are also affected by a

number of constraints assumed in the model formulation, regarding timing of

edge damage after resurfacing, and maximum limit in a given period. The

model could be improved by incorporating closer links with maintenance

strategies and pavement condition. Research is required to estimate EPV

for various road types, and to validate and refine the form of this model

component.

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VII. EVALUATION PROCEDURE

7.01 In most applications of the HDM model, the existing road condi-tion or 'base case' is known, and various alternative maintenance andimprovements strategies are evaluated. The current study, however, has abroader perspective with the objective of finding appropriate improvementstrategies for a wide range of initial conditions, traffic volumes andconstruction cost levels.

7.02 It was therefore decided to use the HDM model to calculate "TotalOperating Cost" for each road standard, without any reference to construc-tion costs or the base case from which an improvement might have beenprovided. Total operating cost is defined here as the total cost ofvehicle operation, travel time, road maintenance, accidents and other costsof road use, but excluding construction cost.

7.03 Construction costs are calculated sej3arately outside the HDMprogram, for any improvement from a specified base width and alignment to abetter geometric standard. The HDM results can then be used to evaluateany type of road geometry improvement, for a variety of base cases anddifferent construction cost levels.

HDM Analysis Framework

7.04 The basic framework for HDM runs in this study is as follows.First, the base case is taken as a single road link with severe horizontaland vertical geometry, having a number of sections with different widths.

A typical 'poor' pavement condition and 'standard' maintenance policy forthat country or region are assumed, and considered to be the same for allterrains, traffic volumes, base cases and improvement options under study.While this might be unrealistic, it is convenient for the purpose of isola-ting geometric effects.

7.05 A range of alternative construction options are then considered,all assumed to be completed in the first year of the evaluation period.These include resurfacing only, and various combinations of vertical andhor:izontal geometry improvement, as shown in Table 16. All geometricimprovements are assumed to be accoinpanied by resurfacing of the full roadlength, and all improvements are constructed to the same width as theexisting road section. Traffic composition, vehicle characteristics andcost parameters in the HDM data were chosen to suit the country or regionunder study. While maintenance costs were included in this analysis proce-dure, the construction costs for pavement resurfacing and geometricimprovements were all set to zero. The HDM model thus calculated the totaloperating cost (total cost excluding construction) for each option, at arange of traffic volumes.

7.06 Series K of the HDM input data specifies the combinations ofmaintenance, construction and traffic characteristics to be evaluated. Foreach road link and traffic flow, ten construction options are considered,including standard maintenance in the years after construction. The "do-

nothing" option, i.e., standard maintenance only, is also considered.

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TABLE 16 Conditions Sinulafed in HDK Runs

A. EXISTING ROAD CONDITIONSPoor alignment: rise and fall RF - 80 m/km;

curvature CV = 500 deg/kmFour links of length L = 10 kmSeal widths W = 7.4, 6.5, 5.5, 3.8 mTypical Shoulder width*Typlcal 'poor' pavement characteristics*

B. MAINTENANCETypical 'standard' maintenance*

C. CONSTRUCTION (same width as existing road link)1. Repave only: RF = 80 CV - 5002. Realign and repave to: RF = 80 CV - 3003. " " " RF = 80 CV - 1204.. o" " " RF = 50 CV - 3005. " " " RF = 50 CV - 1206. " " " RF = 50 CV - 507. " " " RF = 20 CV - 3008. " " ' RF = 20 CV - 1209 ' " " RF = 20 CV - 50

10. " " " RF =10 CV - 15

D. VEHICLE CHARACTERISTICSTypical local values*

E. TRAFFIC CHARACTERISTICSTypical mix of vehicle types*Annual traffic volumes ranging from 100 to 3000 vpd.

F. EVALUATION PARAMETERSDiscount Rate = 12%Analysis Record = 20 years (1985 - 2004)

* These parameters are selected as typical for a given country, regionand type of road, and are assumed constant for all cases in aparticular study.

7.07 It. is useful to consider the road curvature and rise and fall inTable 16 in terms of more familiar road characteristics such as grade,curve radius and design speed. While there is no exact relationshipbetween these parameters,-' typical comparisons are shown in Table 17. Forconvenience, it is assumed in these comparisons that steep grades and sharpcurves represent 80-100 percent of road length in difficult terrain and50-60 percent of length in moderate terra2n. The table shows that theoptions range from a low-speed winding road in very steep terrain to afairly straight and level road with a much higher speed standard. Thisbroad range should be kept in mind in consider'ng the evaluation of alter-native geometric standards in the following chapters.

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TABLE 17 NDM Road Aligiment Measures Related to Typical DesignCharacteristics

HDM ALIGNMENT OPTIONS TYPICAL DESIGN CHARACTERISTICS

Rise & Fall Curvature Grade Curve DesignRF CV Radius Speed

(m/km) (deg/km) (%) (m) (km/h)

1 80 500 8-10 90-110 502 80 300 8-10 150-180 603 80 120 8-10 300-400 804 50 300 5-7 150-180 605 50 120 5-7 300-400 806 50 50 5-7 600-900 >807 20 300 2-4 150-180 608 20 120 2-4 300-400 809 20 50 2-4 600-900 >8010 10 15 < 2 > 900 >80

Construction Cost Estimation

7.08 A major difficulty in a theoretical study of this type is theestimation of construction costs. Costs can vary a great deal betweendifferent countries, terrains and types of road construction, so that theselection of appropriate design standards should also vary. Of particularimportance are the marginal costs of small changes in road width and align-ment, and the relative costs of different levels of geometric improvementon a existing road. Since little information is available on these differ-ences, it was necessary to make a number of assumptions which may affectthe resultant guidelines on geometric standards. Some sensitivity analysesare presented to show the effects of higher and lower cost assumptions.

The HDCOST Program

7.09 A small computer program HDCOST was written to calculate con-struction costs and economic evaluation measures for a set of alternativeroad options. The program has three main components:

o Data on unit costs, base cases, construction options, trafficvolumes and HDM 'total operating costs' are specified by theuser.

o Construction costs are calculated using some of the equationscontained within the HDM-III model, for site clearance, earth-works, pavement layers, per kilometer costs and overhead.Some variations from the HDM calculations are described laterin this section.

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0 For each base condition, the relevant improvement options,including 'standard maintenance only,' are evaluated in termsof Net Present Value and Benefit-Cost Ratio. The program thenselects the option with the highest Net Present Value for each

base case and traffic volume.

7.10 In the calculation of construction costs, the main differencefrom the HDM-III procedure is the concept of a "Percent Reconstructed"(XPR) in the HDCOST program. The current HDM-III cost equations implicitlyassume that any alignment improvement project is constructed completelyfrom the natural ground surface. In practice this is rarely the case, andmost realignment projects can make some use of existing road sections.Each improvement in HDCOST is therefore treated as having two elements:

o XPR percent of total length constructed from the naturalground surface; and

o (100-XPR) percent of length which requires only resurfacingover the old road.

7.11 Of course the true project will have many sections which fallbetween these two extremes, so that the value chosen for XPR is notional

rather than exact. The HDCOST program calculates all earthworks, clear-ance, base and sub-base and per kilometer costs only over this percentageoL the total length. Values of XPR could range from zero percent for a

"resurface-only" project to 100 percent for a major deviation. These mustbe estimated by the user of HDCOST and included in the input data.

7.12 Two other assumptions in the HDCOST program relate to the effectof road width on construction costs:

o Widening unit costs are arbitrarily assumed to be 20 percenthigher than those for complete construction, due to the diffi-

culties of working with small quantities along the roadside.

o Per kilometer costs for narrow roads are assumed not to reduceproportionally with width, but to reduce in proportion to halfof the width reduction from 7.4 m. The average drainage costfor a 6.0 m road, for example, is taken as 90 percent of thatfor a 7.4 m in road, rather than the proportional reduction to

about 80 percent.

A full listing of the HDCOST program is provided in Appendix C of thisreport.

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VIIY. CASE STUDY - COSTA RICA

8.01 The evaluation procedure described in the previous chapter wasused in a case study of hypothetical road improvements for Costa Rica.

Road and Traffic Conditions

8.02 The road and traffic characteristics for this analysis werelargely drawn from a previous World Bank study (Bhandari 1984). Samples ofthe H,DM input files for this study are presented irn Appendix D. The exist-ing road sections were assumed to be surface treated with 1.0 m shouldersand a roughness of 55 QI. Improved sections also had 1.0 m shoulders andsurface treatment, with a roughness of 45 QI. A uniform maintenance policywas adopted, calling for 100 percent patching of severely damaged areasplus resealing when damaged area exceeds 20 percent. From the vehicle andtraffic characteristics in Appendix B, it can be seen that the trafficcomposition included 60 percent cars, and 40 percent buses and trucks.

Analysis of Total Operating Costs Using HDM-IIIa

8.03 With these input data, the HDM-IIIa model (incorporating the fea-tures described in Chapter VI; Section G) was used to analyze a range ofroad geometry standards, as described in Table 16. Since no constructioncosts were specified, these produced estimates for Total Operating Cost(vehicle operation, travel time and road maintenance) fLor each roadstandard and traffic volume.

8.04 Typical results for an average daily traffic (ADT) of 300 veh/dare presented in Figure 12. The figure shows that total operating' costsare most strongly affected by road rise and fall (RF), with large jumps incost between RF values of 80, 50 and 20 m/km. By comparison, the effectsof road width and curvature are quite small. Similar results are presentedin Figure 13 for a traffic volume of 3000 veh/d, showing larger variationsin operating cost with road width. It is interesting to note in bothfigures that the effects of both curvature and rise and fall tend to reduceas they approach a high standard of road alignment. The small differencebetween 5.0 and 6.0 m widths in Figure 13 is strongly dependent upon theassumei rates of change of- width parameters shown in Table 13 of ChapterIV.

8.05 The major element in all of these estimates is vehicle operatingcost, which represents 90-96 percent of Total Operating Cost, depending onroad width and traffic volume. The remainder is made up of road mainte-nance and travel time costs, with the latter representing an increasingcomponent as volume increases. The relative magnitudes of these costs arevery much dependent on the assumed unit costs provided as input to the HDMmodel, and could vary from one case to another.

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300 veh/day

550 .

500

PV total 45 0\operating 40Width

cost 4(in)($1 G00/km) 350 r_ 3.8

I 7'4300 * 80 80 80 50 50 50 20 20 20 10 RF

500 300 120 300 120 50 300 120 50 15 CV

250-

0 1 2 3 4 5 6 7 8 9 10

Road Alignment Option

FIGURE 12 Costa Rica - Total Operating Costs at 300 Vehicles per Day

3000 veh/day

6 T

5.5 ^

t WidthPV tot; 4.5 (m)

operating - 3.8cost 560

($MI/km) 3.5 -6.0

3 7.4

2.5 80 80 80 50 50 50 20 20 20 10 RF500 300 120 300 120 50 300 120 50 15 CV

2 * i i a 3 i I

0 1 2 3 4 5 6 7 8 9 10

-Road Alignment Option

FIGURE 13 Costa Rica - Total Operating Costs at 3000 Vehicles per Day

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Construction Cost Estimation

8.06 Unit costs for road construction were estimated from informationprovided by the U.S. Federal Highway Administration, for 16 farm-to-marketroad projects in Costa Rica. For the purposes of this study, costs weregrouped into five categories, as shown in Table 18.

TABLE 18 Unit Construction Costs - Costa Rica (1984)

Item Typical Cost per km Unit Cost(Million CR Colones) (CR Colones)

Earthworks .07 - .47 122/m3

Sub-base .28 - 1.4 348/m3

Base 1.0 - 1.7 1225/m3

Surface .43 - .65 2935/m3

Other .13 - 1.3 0.5/km

8.07 The roads considered here generally had cement-stabilized baseand asphalt surface treatment. The "other" category in Table 18 includesdrainage, structures, site clearance, guard rail and signs and markings, aswell as other minor items. The magnitude of these individual costs variesconsiderably from one project to another, and even the total "other" costper kilometer varies by a factor of 10 across the sixteen projects consi-dered. A foreign exchange rate of 45 Costa Rica Colones per U.S. Dollarwas used.

Evaluation of Geometric Standards

8.08 The results of the HDM-IIIa analysis were then combined with unitcost information and provided as input to the HDCOST program described inthe previous chapter. This program calculates the change in total operat-ing cost which results from an improvement from one geometric standard toanother, and compares this with the estimated construction cost for thisimprovement. This analysis yields a Net Present Value (NPV) for eachimprovement option at a given traffic volume, and the option with the high-est NPV may be considered as the optimal design standard. Supplementaryinformation on marginal benefit-cost ratios could be used to selectimprovements under constrained budget conditions, but this was not done inthe current study. Results of this type were obtained for a total of 210combinations of road alignment and width, for five levels of average dailytraffic volume (ADT). Typical examples are presented in Figures 14 and 15.

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1600 ADT(veh/d)

1400 *50001200 *i* 0 *0

1000

800600

Netpresent 400value 200

($1000) 0 ~ ';:::::::.m m m,

-200 %%Umm.

-400 0i=*- @ -000-600 300

-800 80 80 80 50 50 50 20 20 20 10 RF

-1000 0 3q0 120 300 120 5.0 300 120 50 15 CV0 1 2 3 4 5 6 7 8 9 10

Road Alignment Option

FIGURE 14 Costa Rica - Net Present Value of Selected Improvement Optionsin Mountainous Terrain; 6.0 a width before and after

1600 ADT1400 (veh/d)

-g-g30001200 . 31000-800.

Not 600present 400

value 200($1000) 0

-200 So150

-400 300-600

-800 . 80 80 80 50 50 50 20 20 20 10 RF

-1000- 500 300 120 300 120 50 300 120 50 15 CV

0 1 2 3 4 5 6 7 8 9 10

Road Alignment Option

FIGURE 15 Costa Rica - Net Present Value of Selected Improvement Optionsin Hilly Terrain; 3.8 w width before to 7.4 a after

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8.09 Figure 14 gives NPVs for ten alignment options, where the exist-ing base alignment is in mountainous terrain and both base and iraprovedroad widths are 6.0 m. For these conditions, optimal improvements aregiven by the highest NPV at each traffic volume, as follows:

o 100 vehicles per day (veh/d): do nothing

o 300-1000 veh/d: modest realignment to Option 4 (RF=50,CV=300);

o 3000 veh/d: major realignment to Option 8 (RF=20, CV=120).

8.10 Figure 15 presents a second example representing a base conditionof hilly terrain and narrow pavement, and an improved road width of 7.4 m.Since the base alignment for this case is Option 4, only alignments equalto or better than this standard are considered. In this example alignmentimprovements are only warranted at a traffic volume of 3000 veh/d, giventhat full widening is already provided.

8.11 A similar procedure was used to select optimum improvement stan-dards for all combinations of base road width and alignment. These areshown in Table 19, and may be summarized as follows:

o 100 veh/d: No improvement is warranted for any base roadcondition.

o 300 veh/d: Some minor widening and realignment is warrantedon roads of 6.0 m width or less.

o 500 veh/d: Minor widening or realignment is warranted in mostcases. Alignment 4 (RF=50) is the optimum standard exceptwhere the existing alignment is better.

o 1000 veh/d: Modest widening and realignment warranted for allbut the highest base condition. Steep alignments (RF=50 and80) should be regraded to the next standard (RF=20 and 50respectively).

o 3000 veh/d: All roads should be widened to 7.4 m and realign-ed to a high standard of vertical and horizontal geometry.

Sensitivity to Construction Cost Estimates

8.12 The construction costs estimated by the HDCOST model in thisanalysis varied from $27,000 to $790,000 per kilometer. Because the pro-gram considered some very extreme terrain conditions, these costs were i.asome cases many times higher than those reported in para. 8.06. In prac-tice, construction costs may vary considerably from one case to another,and so it is useful to evaluate higher and lower cost conditions.

8,13 Table 20 shows the optimum road geometry improvements when con-struction costs are halved. The results are similar to those of Table 19,

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TABLE 19 Costa Rica Case Study: Optinmu Road Geouetry Improvements

BASE OPTIMAL IMPR.OVEMENT AT

W GEOM 100 VEH/D 300 VEH/D 500 VEH/D 1000 VEH/D 3000 VEH/D

W G NPV W G NPV W G NPV W G NPV W G NPV

7.4 1. 7.4 1. 0. 7.4 1. 0. 7.4 4. 68. 7.4 4. 270. 7.4 8. 1399.

7.4 4. 7.4 4. 0. 7.4 4. 0. 7.4 4. 0. 7.4 7. 29. 7.4 8. 465.

7.4 7. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 10. 64.

6.0 1. 6.0 1. 0. 6.0 1. 0. 6.0 4. 83. 6.0 4. 286. 7.4 8. 1620.

6.0 4. 6.0 4. 0. 7.4 4. 2. 7.4 4. 6. 6.0 7. 48. 7.4 8. 675.

6.0 7. 6.0 7. 0. 7.4 7. 2. 7.4 7. 6. 7.4 7. 32. 7.4 10. 278.

5.0 1. 5.0 1. 0. 5.0 4. 13. 5.0 4. 94. 5.0 5. 299. 7.4 8. 1685.

5.0 4. 5.0 4. 0. 7.4 4. 3. 7.4 4. 9. 5.0 7. 62. 7.4 8. 735.

5.0 7. 5.0 7. 0. 7.4 7. 2. 7.4 7. 9. 7.4 7. 45. 7.4 10. 345.

3.8 1. 3.8 1. 0. 3.8 4. 26. 3.8 4. 106. 3.8 5. 315. 7.4 8. 1953.

3.8 4. 3.8 4. 0. 7.4 4. 5. 7.4 4. 17. 7.4 4. 80. 7.4 8. 1288.

3.8 7. 3.8 7. 0. 7.4 7. 5. 7.4 7. 17. 7.4 7. 79. 7.4 10. 611.

W=PAVEMENT WIDTH (M); GEOM OR G-ROAD GEOMETRY OPTION (1 TO 10);

NPV=NET PRESENT VALUE IN THOUSANDS OF U.S. DOLLARS PER KM

except that more alignment improvements are called for at 300-1000 vpd, and

more widening is appropriate at 1000 vpd. The optimal alignment at 1000

vpd in Table 20, for example, is 7 or 8 (RF-20, CVs300 or 120) regardless

of base conditions, whereas many cases in Table 19 had an optimal alignment

of 4 or 5 (RF=50, CVY300 or 120). At 3000 vpd, the optimal improvements in

Table 20 are the same as those in Table 19, but yield higher NPVs.

8.14 The effects of increasing construction costs by 50 percent above

the original estimate.s are shown in Table 21. This suggests that no align-

ment improvements are justified at 100 and 300 vpd in very difficult

terrain, and even at 500 and 1000 vpd in severe terrain. This is slightly

offset by more widening in some cases. The variations in Tables 20 and 21

show that optimum road geometry standards are sensitive to construction

costs, but a similar trend in recommended standards is evident across all

three tables.

Comparison with the Standard UDN-IlI Model

8.15 All of the evaluations presented so far in this chapter are based

on the HDM-IIIa model. This model has been modified from the standard

HDM-III to take account of the effects of traffic volume and road width.

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TABLE 20 Costa Rica Case Study: Optimum Geometry Improvements WhenConstruction Costs Are Halved

BASE OPTIMAL IMPROVEMENT AT _

W GEM 100 VEH/D 300 VEH/D 500 VEH/D 1000 VEH/D 3000 VEH/DW G NPV W G NPV W G NPV W G NPV W G NPV

7.4 1. 7.4 1. 0. 7.4 4. 54. 7.4 4. 135. 7.4 7. 385. 7.4 8. 1642.7.4 4. 7.4 4. 0 7.4 4. 0. 7.4 7. 14. 7.4 8. 119. 7.4 10. 596.7.4 7. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 8. 6. 7.4 10. 123.

6.0 1. 6.0 1. 0. 6.0 4. 56. 6.0 4. 142. 6.0 7. 405. 7.4 8. 1873.6.0 4. 6.0 4. 0. 7.4 4. 2. 6.0 7. 24. 7.4 8. 140. 7.4 10. 823.6.0 7. 6.0 7. 0. 7.4 7. 2. 7.4 7. 6. 7.4 7. 32. 7.4 10. 346.

5.0 1. 5.0 1. 0. 5.0 4. 66. 5.0 5. 148. 5.0 7. 419. 7.4 8. 1946.5.0 4. 5.0 4. 0. 7.4 4. 3. 5.0 7. 31. 7.4 8. 144. 7.4 10. 894.5.0 7. 5.0 7. 0. 7,4 7. 2. 7.4 7. 9. 7.4 7. 45. 7.4 10. 419.

3.8 1. 3.8 1. 0. 3.8 4. 73. 3.8 5. 155. 5.0 8. 442. 7.4 8. 2223.3.8 4. 3.8 4. 0. 7.4 4. 5. 3.8 7. 39. 7.4 8. 168. 7.4 10. 1461.3.8 7. 3.8 7. 0. 7.4 7. 5. 7.4 7. 17. 7.4 7. 79. 7.4 10 693.

W-PAVEMENT WIDTH (M); GEOM OR G=ROAD GEOMETRY OPTION (1 TO 10);NPV-NET PRESENT VALUE IN THOUSANDS OF U.S. DOLLARS PER KM

TABLE 21 Costa Rica Case Study: Optimum Geometry ImprovementsWhen Construction Costs Increase by 50 Percent

BASE OPTIMAL IMPROVEMENT ATW GEOM 100 VEH/D 300 VEH/D 500 VEH/D 1000 VEH/D 3000 VEH/D

W G NPV W G NPV W G NPV W G NPV W G NPV

7.4 1. 7.4 1. 0. 7.4 1. 0. 7.4 4. 2. 7.4 4. 203. 7.4 7. 1172.7.4 4. 7.4 4. 0. 7.4 4. 0. 7.4 4. 0. 7.4 4. 0. 7.4 8. 365.7.4 7. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 8. 19.

6.0 1. 6.0 1. 0. 6.0 1. 0. 6.0 4. 24. 6.0 4. 227. 7.4 7. 1371.6.0 4. 6.0 4. 0. 7.4 4. 2. 7.4 4. 6. 7.4 4. 33. 7.4 8. 563.6.0 7. 6.0 7. 0. 7.4 7. 2. 7.4 7. 6. 7.4 7. 32. 7.4 7. 231.

5.0 1. 5.0 1. 0. 6.0 1. 5. 5.0 4. 40. 5.0 4. 243. 7.4 8. 1424.5.0 4. 5.0 4. 0. 7.4 4. 3. 7.4 4. 9. 7.4 4. *46. 7.4 8. 614.5.0 7. 5.0 7. 0. 7.4 7. 2. 7.4 7. 9. 7.4 7. 45. 7.4 7. 310.

3.8 1. 3.8 1. 0. 6.0 1. 7. 3.8 4. 60. 3.8 4. 263. 7.4 8. 1683.3.8 4. 3.8 4. 0. 7.4 4. 5. 7.4 4. 17. 7.4 4. 80. 7,4 8. 1156.3.8 7. 3.8 7. 0. 7.4 7. 5. 7.4 7. 17. 7.4 7. 79. 7.4 7. 591.

W-PAVEMENT WIDTH (M); GEOM OR G-ROAD GEOMETRY OPTION (1 TO 10);NPV-NET PRESENT VALUE IN ThOUSANDS OF U.S. DOLLARS PER KM

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However the modifications are at this stage only theoretical and approxi-

mate, and have not yet been validated against observed conditions. It is

therefore useful to compare the HDM-llla predictions with those of the

standard HDM-III model.

8.16 Table 22 compares Total Operating Costs as predicted by both

models, at 300 and 3000 veh/d. The values for HDM-IIIa are the same as

those plotted in Figure 12 and 13. The table shows that at 300 veh/d there

is very little difference between the two models, and that, as shown in

Figure 12, the effect of pavement width is small. At 3000 veh/d, a small

difference is evident for the 7.4 m road width, but a much larger differ-

ence arises for narrow roads.

Testing Traffic Volume Effects

8.17 The comparisons for the 7.4 m road surface width demonstrate the

effects of the VOLUME subroutine in HDM-IIIa. The only difference between

the standard and modified HDM runs for wide roads is the inclusion of a

traffic volume effect on speeds. This subroutine reduces vehicle speeds as

traffic volume increases, and the reduction depends upon the spread of free

TABLE 22 Costa Rica Case Study: Total Operating Costs Predicted by

HDM-Ila and HDM-III

Present Value of Total Operating Costs ($M/km) a/

ADT 300 vpd 3000 vpd

Width 3.8 m 7.4 m 3.8 m 7.4 m

Road Alignment AbJ Bc/ A B A B A B

Option

1 .54 .51 .54 .52 5.9 5.1 5.3 5.1

2 .52 .51 .52 .51 5.7 5.1 5.1 5.1

3 .51 .50 .50 .50 5.6 5.0 5.0 4.9

4 .42 .41 .42 .41 5.0 4.1 4.1 4.1

5 .41 .40 .40 .40 4.6 4.0 4.0 4.0

6 .41 .40 .40 .40 4.6 4.0 4.0 3.9

7 .36 .35 .36 .36 4.1 3.5 3.5 3.5

8 .35 .35 .35 .35 4.0 3.4 3.4 3.4

9 .35 .34 .35 .35 4.0 3.4 3.4 3.4

10 .35 .34 .34 .34 4.0 3.3 3.3 3.3

a/ Total Operating Costs are defined here as the total costs of vehicle

operation, travel time, road maintenance, accidents, and other costsof road use, but excluding construction costs.

b/ Modified HDM-IIIa model

c/ Standard HDM-III model

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speeds on the particular road section under study. Speed reductions inturn affect the calculation of fuel consumption and other operating costs.

8.18 At the highest traffic volume of 3000 veh/d, the total operatingcosts predicted by HDM-IIIa in Table 22 are only about one percent higher

than those predicted by the standard HDM-III model, for wide roads.DZl'ferences are even smaller at lower traffic volumes. This suggests that

traffic interaction effects are almost negligible on wide roads over the

full range of traffic flows considered in this study.

8.19 There are two factors which contribute to this result. First,

the assumed value of time savings in this study is quite low, so thatvehicle operating costs represent 90-96 percent of total operating costs.These are not particularly sensitive to speed over the range of conditions

considered here. The second factor to be considered is that the VOLUMEsubroutine uses a weighted average of typical hourly traffic flows over awhole year, so that effects at peak hours are 'diluted' by off-peak operat-

ing conditions. The flow-frequency distribution used in this study isequivalent to an hourly traffic flow of 5.4 percent of the average dailytraffic (ADT) volume, or 162 veh/h at 3000 veh/d. This leads to only a

small reduction in average speed under most conditions.

Testing Road Width Effects

8.20 While the HDM-III includes a small effect of road width onvehicle speeds, the modified HDM-IIIa uses several different mechanisms to

estimate width effects. These include some quite approximate predictionsof the effects of road width on total operating costs. The results ofthese modifications can be examined'in Table 22, using the 3.8 m road

surface width. At 300 veh/d, the HDM-IIIa model predicts total operatingcosts of the order of 2.5 percent higher than for the HDM-III model. At3000 veh/d, this increases to about 12-18 percent, due to increased edge

crossings caused by passing and crossing maneuvers. This results inincreased maintenance, travel time, and vehicle operating costs.

8.21 The HDM-IIIa model thus introduces a small road width effect at300 veh/d, which rises to a significant increase in total operating costsat 3000 veh/d. A more detailed examination of the HDM outputs could be

used to show how this cost is divided between maintenance, time and vehicleoperating costs, and how it varies over a range of road widths and trafficflows. However, the magnitude of these road width effects is highly

approximate at this stage, and empirical studies are needed to verify andcalibrate the component models.

8.22 The different total operating costs produced by the standardHDM-III model were used with the HDCOST program to give alternativeestimates of optimum road geometry standards for this case study. Theresults are presented in Table 23.

8.23 Comparing this table with Table 19, it can be seen that the

estimates of optimum alignment standard are almost identical for the twomodels, but the standard HDM-III model calls for very little road widening

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TABLIC 23 Costa Rica Case Study: Optiom Road Geometry ImprovementsPredicted by the Standard HDM-III Model

BASE OPTIMAL IMPROVEMENT ATW GEOM 100 VEH/D 300 VEH/D 500 VEH/D 1000 VEH/D 3000 VEH/D

W G NPV W G NPV W G NPV W G NPV W. G NPV

7.4 1. 7.4 1. 0. 7.4 1. 0. 7.4 4. 44. 7.4 4. 222. 7.4 8. 1234.7.4 4. 7.4 4. 0. 7.4 4. 0. 7.4 4. 0. 7.4 7. 28. 7.4 8. 455.7.4 7. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 10. 57.

6.0 1. 6.0 1. 0. 6.0 1. 0. 6.0 4. 60. 6.0 5. 238. 6.0 8. 1279.6.0 4. 6.0 4. 0. 6.0 4. 0. 6.0 4. 0. 6.0 7. 47. 6.0 8. 478.6.0 7. 6.0 7. 0. 6.0 7. 0. 6.0 7. 0. 6.0 7. 0. 6.0 10. 74.

5.0 1. 5.0 1. 0. 5.0 1. 0. 5.0 4. 71. 5.0 5. 252. 5.0 7. 1321.5.0 4. 5.0 4. 0. 5.0 4. 0. 5.0 4. 0. 5.0 7. 61. 5.0 8. 494.5.0 7. 5.0 7. 0. 5.0 7. 0. 5.0 7. 0. 5.0 7. 0. 5.0 10. 49.

3.8 1. 3.8 1. 0. 3.8 4. 13. 3.8 4. 83. 3.8 5. 266. 3.8 8. 1345.3.8 4. 3.8 4. 0. 5.0 4. 0. 5.0 4. 1. 3.8 8. 77. 3.8 8. 516.3.8 7. 3.8 7. 0. 5.0 7. 0. 5.0 7. 2. 5.0 7. 5. 3.8 10. 106.

W-PAVEMENT WIDTH (M); GEOM OR G=ROAD GEOMETRY OPTION (1 TO 10);NPV=NET PRESENT VALUE IN THOUSANDS OF U.S. DOLLARS PER KM

at any traffic volume. The HDM-III model also yields lower net presentvalues for the optimum improvements in all cases, and especially on narrowroads. This comparison highlights the observation made in Chapter IV thatthe standard HDM-III model does not adequately account for the effects ofroad width, and is not particularly sensitive to changes in width.

Case Study Conclusions

8.24 The major result of this case study is the set of optimum roadwidth and alignment standards presented in Table 19. For the particularroad, traffic and construction cost conditions irvestigated here, it showsthat progressively higher geometric standards are warranted as averagedaily traffic (ADT) volumes increase from 100 to 3000 veh/d. Briefly, thetable shows that no improvements are warranted in this study at 100 veh/d,while a high standard wide road is warranted at 3000 veh/d for all baseconditions. Between these two extremes, increasing degrees of widening andrealignment are called for. The case study included a sensitivity test ofvery wide variables in construction cost, from 0.5 to 1.5 times the esti-mated values. Optimal road geometry standards were sensitive to thesechanges, as expected, indicating that optimal road width and alignment willvary for road projects with different cost conditions.

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8.25 The modified HDM-IIIa model was also compared with the standardHDM-III model, to assess the effects of additional traffic volume and widthcomponents developed in this report. The comparison showed that thetraffic interaction effects in this case study were quite small at volumesup to 3000 veh/d. This is partly because high hourly traffic flow effectsare averaged out with many hours of lower flow, and partly because of thelow values of travel time assumed in this study. The comparison also show-ed a much larger difference in road width effects between the two models,especially at higher traffic flows. While the effects included in themodified HDM-IIIa model are rather appr-oximate, the derived optimum roadwidth standards in Table 19 appear much more realistic than those deter-mined in Table 23 using the standard HDM-III model.

8.26 The results of the Costa Rica study are further discussed inChapter X.

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IX. CASE STUDY - INDIA

9.01 A second case study was conducted to investigate alternative road

width and alignment standards for some hypothetical road projects in

India. The study followed the procedure described in Chapter VII, using

the same road widths, alignments and traffic volumes as in the Costa Rica

case study presented in the previous chapter.

9.02 An important difference in this case study is the use of the

India road user cost relationship in the HDM model. These use linear addi-

tive equations to relate free speeds to road characteristics, instead of

the minimum limiting speed approach. The linear additive form of the India

equations could have a strong effect on the analysis of small changes in

geometric standards. The equations will predict, for example, that a width

increase from 4.0 to 5.0 m will have the same effect as an increase from

6.5 to 7.5 m.

9.03 The HDM-IIIa model allows the selection of several alternative

forms of vehicle operating cost equations, as does the standa71 HDM-III

model. However in the modified model, the free speed-width adjustments

are not utilized with the Ir.dia equations, since the latter already include

a free speed-width effect. All of the other road width and traffic volume

effects in the HDM-IIIa model are still utilized with the India equations.

Road and Traffic Conditions

9.04 Samples of the HDM input files for this case study are presented

in Appendix E. All road sections were assumed to be surface treated, with

a shoulder width of 2.5 m. Existing road sections had a roughness of 3200

BI (58 QI) and improved sections had 2500 BI (45 QI). Existing and

improved pavement strength parameters ,TJ were 3.3 and 3.5 respectively.

9.05 The road maintenance policy consisted of routine maintenance with

patching of 80 percent of the severely damaged area, plus resealing when

the damaged area exceeded 70 percent, though not more often than every 7

years or less often than every 12 years. Some probleias were encountered in

selecting pavement strengths and maintenance policies for the wide range of

traffic volumes considered in this study. Since the case study is not

concerned with the detail of pavement deterioration and maintenance, it

would be desirable to assume a fixed set of conditions for all traffic

vnlumes. However the combination of weak pavements and high axle loads

!.;und in India quickly lead to excessive deterioration at high volumes,

unless stronger pavements are provided.

9.06 As a simple expedient in this study, the axle loads for trucks

were set to zero, so that road pavement deterioration was not fully

accounted for. Since the study is concerned with differences between

alternative geometric standards, the implicit assumption is that construc-

tion and maintenance costs due to pavement deterioration will be similar

for different widths and alignment at the same traffic volume. Clearly

this is not entirely true, at least for road width, but the effect is

assu,Aed to be small relative to other geometric effects on total costs.

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The traffic composition used in the India case study consisted of 60

percent trucks, with 20 percent cars and 20 percent buses. This is very

different from the 60 percent car composition used in the Costa Rica case

study.

Analysis of Total Operating Costs Using HDM-IIIa

9.07 Following the procedure of Chapters VII and VIII, the HDM-IIIa

model was used to estimate total operating cost (vehicle operation, travel

time road maintenance, but not construction) for a range of road geometry

standards and traffic volumes.

9.08 Figures 16 and 17 present typical results for 300 and 3000 veh/d,

respectively. These show a similar pattern to the Costa Rica results in

Figures 12 and 13, but several differences may be noted:

o Total operating costs for India are substantially lower than

those for Costa Rica for all road conditions and traffic

volumes.

o At low flows, the India results indicate a much greater sensi-

tivity to road width and a much smaller sensitivity to road

rise and fall, compared wi,th the Costa Rica relationships,

o At 3000 veh/d, the India results are relatively insensitive to

rise and fall op. wide roads, but the effect of rise and fall

increases as road width decreases.

As in the Costa Rica case study, the India results are dominated by vehicle

operating costs.

Construction Cost Estimation

9.09 Unit costs for road construction were drawn largely from data

published by the Indian Ministry of Shipping and Transport (MOST 1984).

These are presented in Table 24. A foreign exchange rate of 11.4 Indian

Rupees per US Dollars was used.

Evaluation of Geometric Standards

9.10 The HDCOST program (paras 7.12 - 7.15) was used to investigate a

wide range of road geometry improvements for this case study. This program

calculates the construction cost for a given improvement based on the

initial and final road geometry characteristics, and compares this with the

change in total operating costs between the two cases. The result is an

estimated Net Present Value (NPV) for each option, for a given traffic

volume.

9.11 Figures 18 and 19 show typical results for selected conditions,

using the same examples as in the previous case study. The option with the

highest NPV represents the optimum alignment for these examples at each

traffic volume. The relationships for India are of a very similar order to

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those for Costa Rica (Figures 14 and 15), except that there are many morepositive results for the India case study at low and moClerate trafficvolumes. As a result, a higher geometric standard is recommended for Indiain most cases.

300 veh/day

550

500

450PV

operating 400 Width

($1000/kmn) 350 = =-300 ~3.810 7.4

250 80 80 80 50 50 50 20 20 20 10 RF

500 300 120 300 120 50 300 120 50 15 CV200 -I i I I 2 I I II a

0 1 2 3 4 5 6 7 8 9 10

Road Alignment Option

FIGURE 16 India - Total C¢perating Costs at 300 veh/d

3000 veh/day

6

5

PV total 4.5|operating 4 -

Cost - Width($M/km) 3.5 Cm)

3.85.0

2.5 RF 80 80 80 50 50 50 20 20 20 10 74CV500 300 120 300 120 50 300 120 50 15

0 1 2 3 4 5 6 7 8 9 10

Road Alignment Option

FIGURE 17 India - Total Operating Costs at 3000 veh/d

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ADT

1 600 (veh/d)

1400 _ 3000

1200-

1000 *

800 --

Net 600- -present 400 -. f-- u @ n . -I @ O1000

value 200 --. 9 6 9 500($1000) 0 3 g 300

-200 100

-400 +-600 +-800 80 80 80 50 50 50 20 20 20 10 RF

-1000 500 300- 1 300 120 50 300 120 50 15 CV

0 1 2 3 4 5 6 7 8 9 10

Road Alignment Option

FIGUME 18 India - Net Present Values for Selected Improvemen?; Options inMountainous Terrain; 6.0 a width before and after

1600 ADT

1400 (veh/d)

1200 -U3000

1000 *

800

Net 600present 400value 200 1 000

($1000) 0 011- 0-nO-6-0-9@ 500300

-200 100

-400

-600

-800 80 80 80 50 50 50 20 20 20 10 RF

-1000 5?0 300 1JO 300 120 5,0 300 120 50 1t CV

0 1 2 3 4 5 6 7 8 9 10

Road Alignment Option

FIGURE 19 India - Net Present Values for Selected Isprovement Options inRilly Terrain; 3.8 u width before to 7.4 a width after

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TABLE 24 Unit Construction Costs - India (1984)

Item Unit Cost (Indian Rupees)

Right of way 180,000 /kmSite preparation 1.0 /m2Earthwork 6.0 /m3Sub-base 26.0 /m3Base 65.0 /m3Surface treatment 690.0 /m3Bituminous macadam 625.0 /m3Asphaltic concrete 960.0 /m3Culverts 55,000 /kmBridges 160,000 /kmOther construction costs 60,000 /km

9.12 Results of this type can be used to select optimal improvementstandards for a range of base road alignments and widths. These are shownin Table 25. The optimal improvements may be briefly summarized as:

o 100 veh/d: No alignment improvements warranted but all roadsshould be widened to 7.4 m

o 300 veh/d: For level to hilly base conditions, results arethe same as for 100 vpd. For mountainous terrain, however, itbecomes preferable to improve road alignment to the standardof option 5 (RF=50, CV=120), generally without widening.

o 500 veh/d: Widening to 7.4 is recommended for all cases.Mountainous and hilly alignments should generally be improvedsubstantially to the standard of options 5 (RF=50, CV=120) and8 (RF=20, CV=120) respectively.

o 1000 veh/d: All cases call for widening to 7.4 m and substan-tial realignment to a high geometric standard.

o 3000 veh/d: Maximum widening and realignment is appropriatefor all base road conditions.

9.13 The results in Table 25 show only the road options with the high-est NPV for each base road condition. They do not indicate whether alter-native alignments are almost as good, or much worse. Some of the relation-ships in Figures 18 and 19, for example, are quite flat, suggesting thatdifferences between alternative road geometry improvements are small. Thisinformation can only be obtained from a more detailed examination of thecase study results.

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TABLE 25 India Case Study: Optimum Road Geometry Improvements

BASE I OPTIMAL IMPROVEMENT AT .--

W GEOM 100 VEH/D 300 VEH/D 500 VEH/D 1000 VEH/D 3000 VEH/DW G NPV W G NPV W G NPV W G NPV W G NPV

7.4 1. 7.4 1. 0. 7.4 5. 32. 7.4 5. 91l. 7.4 8. 278. 7.4 10. 1175.7.4 4. 7.4 4. 0. 7.4 4. 0. 7.4 8. 13. 7.4 10. 98. 7.4 10. 499.7.4 7. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 10. 26. 7.4 10. 180.

6.0 1. 7.4 1. 4. 7.4 5. 74. 7.4 5. 122. 7.4 8. 369. 7.4 10. 1634.6.0 4. 7.4 4. 2. 7.4 4. 22. 7.4 8. 26. 7.4 10. 150. 7;4 10. 760.6.0 7. 7.4 7. 1. 7.4 7. 7. 7.4 7. 14. 7.4 10. 62. 7.4 10. 372.

5.0 1. 7.4 1. 8. 5.0 5. 59. 7.4 5. 138. 7.4 8. 432. 7.4 10. 1908.5.0 4. 7.4 4. 3. 7.4 4. 18. 7.4 8. 36. 7.4 10. 184. 7.4 10. 906.5.0 7. 7.4 7. 2. 7.4 7. 13. 7.4 7. 26. 7.4 10. 86. 7.4 10. 478.

3.8 1. 7.4 1. 14. 3.8 5. 53. 7.4 5. 177. 7.4 8. 541. 7.4 10. 2463.3.8 4. 7.4 4. 6. 7.4 4. 19. 7.4 4. 61. 7.4 10. 244. 7.4 10. 1218.3.8 7. 7.4 7. 3. 7.4 7. 22. 7.4 7. 45. 7.4 10. 130. 7.4 10. 702.

W=PAVEMENT WIDTH (M); GEOM OR G=ROAD GEOMETRY OPTION (1 TO 10);

NPV=NET PRESENT VALUE IN THOUSANDS OF U.S. DOLLARS PER KR

Sensitivity to Construction Cost Estimates

9.14 Tables 26 and 27 illustrate the effects of varying construction

cost estimates in this analysis. Table 26 presents the case whereconstruction costs are halved. This leads to recommendations for more roadgeometry improvements at lower traffic volumes. Even at 100 veh/d, theanalysis suggests realignment of the worse base conditions and widening to7.4 in many cases. Major widening and realignment are recommended at daily

volumes as low as 300 to 500 veh/d. When construction costs are increased

to 1.5 times the assumed values, the optimal geometric standards are asshown in Table 27. This scenario still calls for major widening at volumesas low as 100 veh/d, but recommended alignment improvements at 300 to 1000

veh/d are somewhat less than those indicated in Table 25.

Comparison with the Standard HDM-III Model

9.15 Table 28 compares some total operating costs predicted by theHDM-IIIa model with those predicted by the standard HDM-III model, using

the India VOC relationships. At 300 veh/d, the estimates provided by thetwo models are almost identical on both wide and narrow roads. At 3000

veh/d, there is very little difference between the two models for wideroads, except for some small differences in options 1 to 3 (RF=80). Fornarrow roads, however, the differences are quite substantial at 3000veh/d. The width effects predicted by HDM-IIIa are at least double those

given by the standard HDM-III model, for all road alignment options.

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TABLE 26 India Case Study: Optimum Geometry Improvements When

Construction Costs are Halved

BASE OPTIMAL IMPROVEMENT ATW GEOM 100 VEH/D 300 VEH/D 500 VEH/D 1000 VEH/D 3000 VEH/D

W G NPV W G NPV W G NPV W G NPV W G NPV

7.4 1. 7.4 4. 3. 7.4 5. 60. 7.4 8. 140. 7.4 10. 351. 7.4 10. 1275.7.4 4. 7.4 4. 0. 7.4 8. 13. 7.4 10. 49. 7.4 10. 147. 7.4 10. 548.7.4 7. 7.4 7. 0. 7.4 7. 0. 7.4 10. 13. 7.4 10. 51. 7.4 10. 205.

6.0 1. 6.0 4. 8. 6.0 8. 110. 7.4 8. 177. 7.4 10. 447. 7.4 10. 1733.6.0 4. 7.4 4. 2. 6.0 10. 43. 7.4 10. 66. 7.4 10. 200. 7.4 10. 811.6.0 7. 7.4 7. 1. 6.0 10. 14. 7.4 10. 25. 7.4 10. 89. 7.4 10. 399.

5.0 1. 5.0 4. 12. 6.0 8. 91. 7.4 8. 197. 7.4 10. 514. 7.4 10. 2007.5.0 4. 7.4 4. 3. 6.0 10. 37. 7.4 10. 80. 7.4 10. 237. 7.4 10. 959.5.0 7. 7.4 7. 2. 6.0 10. 18. 7.4 10. 34. 7.4 10. 115. 7.4 10. 507.

3.8 '. 3.8 5. 18. 6.0 8. 80. 7.4 8. 241. 7.4 10. 627. 7.4 10. 2562.3.8 4. 7.4 4. 6. 6.0 10. 36. 7.4 10. 104. 7.4 10. 298. 7.4 10. 1272.3.8 7. 7.4 7. 3. 6.0 10. 25. 7.4 10. 51. 7.4 10. 161. 7.4 10. 733.

W=PAVEMENT WIDTH (M); GEOM OR G=ROAD GEOMETRY OPTION (1 TO 10);

NPV=NET PRESENT VALUE IN THOUSANDS OF U.S. DOLLARS PER KM

TABLE 27 India Case Study: Optimum Geometry Improvements WhenConstruction Costs Increase by 50 Percent

BASE OPTIMAL IMPROVEMENT ATW GEOM 100 VEH/D 300 VEH/D 500 VEH/D 1000 VEH/D 3000 VEH/D

W G NPV Vi G NPV W G NPV W G NPV W G NPV

7.4 1. 7.4 1. 0. 7.4 4. 9. 7.4 5.. 63. 7.4 8. 215. 7.4 10. 1076.

7.4 4. 7.4 4. 0. 7.4 4. 0. 7.4 4. 0. 7.4 8. 54. 7.4 10. 451.7.4 7. 7.4 7. 0. 7.4 7. 0. 7.4 7. 0. 7.4 10. 2. 7.4 10. 156.

6.0 1. 7.4 1. 4. 7.4 1. 50. 6.0 5. 94. 7.4 8. 302. 7.4 10. 1535.6.0 4. 7.4 4. 2. 7.4 4. 22. 7.4 4. 20. 7.4 8. 100. 7.4 10. 709.6.0 7. 7.4 7. 1. 7.4 7. 7. 7.4 7. 14. 7.4 7. 41. 7.4 10. 345.

5.0 1. 7.4 1. 8. 5.0 4. 37. 5.0 5. 109. 7.4 8. 364. 7.4 10. 1809.5.0 4. 7.4 4. 3. 7.4 4. 18. 7.4 4. 35. 7.4 10. 132. 7.4 10. 854.5.0 7. 7.4 7. 2. 7.4 7. 13. 7.4 7. 26. 7.4 7. 69. 7.4 10. 449.

3.8 1. 7.4 1. 14. 3.8 4. 34. 5.0 5. 144. 7.4 8. 470. 7.4 10. 2364.3,8 4. 7.4 4. 6. 7.4 4. 19. 7.4 4. 61. 7.4 10. 190. 7.4 10. 1163.3.8 7. 7.4 7. 3. 7.4 7. 22. 7.4 7. 45. 7.4 7. 116. 7.4 10. 671.

W=PAVEMENT WIDTH (M); GEOM OR G=ROAD GEOMETRY OPTION (1 TO 10);

NPV=NET PRESENT VALUE IN THOUSANDS OF U.S. DOLLARS PER KM

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TABLE 28 India: Total Operating Costs Predicted by HM-IIIa and HDM-Ill

PV Total Operating Cost ($M/km) a

ADT 300 veh/d 3000 veh/d

Width 3.8 m 7.4 m 3.8 m 7.4 m

Road Alignment b/ c/Option A B A B A B A B

1 .44 .44 .42 .41 5.4 4.6 4.1 4.02 .42 .41 .39 .39 5.0 4.3 3.9 3.83 .40 .40 .38 .38 4.7 4.1 3.7 3.64 .36 .36 .34 .34 4.0 3.6 3.3 3.35 .35 .34 .33 .33 3.8 3.4 3.2 3.26 .34 .34 .32 .32 3.8 3.4 3.1 3.17 .33 .32 .30 .30 3.5 3.2 2.9 2.98 .32 .32 .29 .29 3.3 3.0 2.8 2.89 .32 .31 .29 .29 3.3 3.0 2.8 2.8

.10 .31 .31 .28 .28 3.1 2.9 2.7 2.7

a/ Total Operating Costs are defined here as the total cost of vehicleoperation, travel time, road maintenance, accidents, and other costsof road use, but excluding construction costs.

b/ Modified HDM-IIIa model

c/ Standard HDM-III model, using India VOC relationships

9.16 These results indicate tha0;: traffic volume effects are very smallover the full range of traffic volumes considered here. Two additionalfactors in the India study are lower average speeds and a higher percentageof trucks. The first of these would tend to reduce overall speed-volumeeffects, while the second could explain the larger variation on steepalignments.

9.17 The comparisons in Table 28 also illustrate the differences inroad width effects in the two versions of the HDM model. Since bothversions use the same equations for free speed, and the traffic volumeeffect is small, the differences are almost entirely due to the modellingof edge crossings in HDM-IIIa. These are assumed to lead to increased'effective roughness" experienced by the traffic, and increased roaddeterioration.

9.18 Table 29 presents the optimum road geometry improvements deter-mined using the unmodified HDM-III model. The recommended st:andards arealmost identical to those determined using HDM-IIIa, as shown irn Table 25,

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except for a few cases where a narrower road width is indicated. However

the Net Present Values in Table 29 are generally less than those in Table

25; the differences are small for wide roads, but very large on narrow

roads.

TABLE 29 India: Opti,m Road Geometry Improvements Predicted by the

Standard HDM-III Model

BASE OPTIMAL IMPROVEMENT AT

W GEOM 100 VEH/D 300 VEH/D 500 VEH/D 1000 VEH/D 3000 VEH/D

W G NPV W G NPV W G NPV W G NPV W G NPV

7.4 1 7.4 1 0. 7.4 5 32. 7.4 5 90. 7.4 8 275. 7.4 10 1143.

7.4 4 7.4 4 0. 7.4 4 0. 7.4 8 10. 7.4 10 97. 7.4 10 486.

7.4 7 7.4 7 0. 7.4 7 0. 7.4 7 0. 7.4 10 26. 7.4 10 175.

6.0 1 7.4 1 4. 6.0 5 67. 6.0 5 108. 7.4 8 327. 7.4 10 1818.

6.0 4 7.4 4 2. 7.4 4 18. 6.0 8 23. 7.4 10 126. 7.4 10 585.

6.0 7 7.4 7 1. 7.4 7 4. 7.4 7 11. 7.4 10 45. 7.4 10 248.

5.0 1 7.4 1 7. 5.0 5 57. 6.0 5 128. 7.4 8 371. 7.4 10 1465.

5.0 4 7.4 4 3. 7.4 4 16. 5.0 8 33. 7.4 10 151. 7.4 10 668.

5.0 7 7.4 7 1. 7.4 7 11. 7.4 7 21. 7.4 10 62. 7.4 10 309.

3.8 1 7.4 1 13. 3.8 5 52. 3.8 8 158. 7.4 8 438. 7.4 10 1685.

3.8 4 7.4 4 6. 7.4 4 17. 7.4 4 49. 7.4 10 188. 7.4 10 794.

3.8 7 7.4 7 3. 7.4 7 21. 7.4 7 36. 7.4 10 90. 7.4 10 405.

W=PAVEMENT WIDTH (M); GEOM OR G=ROAD GEOMETRY OPTION (1 TO 10);

NPV=NET PRESENT VALUE IN THOUSANDS OF U.S. DOLLARS PER KM

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X. DISCUSSION OF CASE STUDY RESULTS

10.01 The case studies described in the preceding two chapters raise

three major questions requiring further examination:

o How reliable are the results, and what limitations should be

placed on their applicability?

o What do the results indicate about appropriate standards of

road width and alignment for various conditions?

o How do these compare with current practice, and recommenda-tions from other sources?

Reliability and Linitations of Case Study Results

10.02 Whenever a large and complex model such as HDM-III is applied to

real road problems and strategies, it is essential that its inputs and

predictions are closely tested against experience and common sense. Esti-

mates of construction cost, traffic composition, road condition and many

other inputs should be reviewed. Perhaps more importantly, predictions of

pavement distress, roughness, vehicle speeds, operating costs, and mainte-

nance expenditure should all be examined for internal consistency and

reasonableness.

10.03 The suggested checks on inputs, predictions, and internal consis-

tency were applied to a limited extent for the two case studies. Input

values were obtained from local sources or previous World Bank studieswherever possible, and many were checked against the judgement of membersof the World Bank staff. Output predictions were similarly reviewed to

ensure that predicted values of roughness and speed, for example, appeared

reasonable for the conditions and did not go outside acceptable limits.

The overall economic results were further examined and trends were plottedto consider whether the model's predictions were consistent with profes-

sional judgement and experience. The case study findings, therefore, are

only representative of road and traffic, and cost conditions that might

exist in India and Costa Rica.2/

10.04 A second question of reliability arises whenever a large model is

used to examine small incremental changes in one particular input para-

meter. This places great emphasis on a few particular equations or compo-nents of the model, which may not be valid at this level of detail. In the

case of road width, for example, it was shown in Chapter IV that empiricalknowledge is limited, especially with regard to the middle range of widths,

say between 4.0 and 6.0 m.

2/ The author has no direct experience of road transport conditions in the

two countries and thus cannot vouch for the validity of the case study

results for particular conditions.

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10.05 Finally, the case studies consider particular input values of

vehicle, traffic, road, and cost parameters which will not be applicable to

all cases in the two countries, or elsewhere. The findings may differsubstantially from practice in more developed countries because of the high

truck proportions, low travel time values, and the absence of accident cost

estimates in the case study evaluations.

Recommended Geometric Standards

10.06 The case studies considered ten road alignment standards Langing

from 1 for steep windy roads in mountainous terrain to 10 for straight

level conditions. These described in detail in Chapter VII, Table 17, and

selected options are summarized here in Table 30. It should be noted that

the HDM-IlI analysis does not directly consider design speed, so the values

in the right-hand column of Table 30 are simply indicative of typical

values for these conditions.

TABLE 30 Selected load Alignment Standards Used in the Case Studies

DESCRIPTION HDM -IPARAMETERS TYPICAL DESIGN VALUES

Rise & Curvature Grade Curve DesignFall radius speedm/km deg/km % m km/h

1. mountainous 80 500 9 100 50

4. hilly 50 300 6 160 60

5. hilly 50 120 6 350 80

7. rolling 20 300 3 160 60

8. rolling 20 120 3 350 80

10. level 10 15 small large 100+

10.07 Table 31 presents a summary and comparison of the road alignment

and width standards recommended in the two case studies. These are

derived from Tables 19 and 25 in the preceding chapters, showing a typical

single result for the four possible existing road widths in each case.

Alignment standards for both existing roads and recommended improvements

are as defined in Table 30.

10.08 For Costa Rica, the first indications of a need for geometric

improvements emerge at about 300 veh/d. A minimum design standard 4,

representing about 50 km/h design speed in mountainous terrain, is called

for if the existi;;g alignment is very rugged. If this alignment is already

available, the road should be widened to 7.4 m. The next step occurs at

1000 veh/d, where a 60 km/h design speed (alignment 5) is warranted on

narrow mountainous roads. On hilly roads at this traffic volume, Table 31

suggests that width improvements should be foregone in favor of improved

vertical alignment (standard 7). At 3000 veh/d, wide roads and a high

alignment standard (8-10) are called for in all cases.

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TABLE 31 Suary of Case Study Recomnendations

Recommended Alignment and Width StandardsAverage ExistingDaily Road COSTA RICA INDIA

Traffic Alignmentveh/d Standard Alignment Width Alignment Width

Number a/ m Number a/ m

100 ALL - - - 7.4

300 mountainous (1) 4 - 5 -hilly (4) 4 7.4 4 7.4rolling (7) 7 7.4 7 7.4

500 mountainous (1) 4 - 5 7.4hilly (4) 4 7.4 8 7.4rolling (7) 7 7.4 7 7.4

1000 mountainous (1) 4-5 - 8 7.4hilly (4) 7 - 10 7.4

rolling (7) 7 7.4 10 7.4

3000 mountainous (1) 8 7.4 10 7.4hilly (4) 8 7.4 10 7.4

rollirig (7) 10 7.4 10 7.4

a! Alignment numbers refer to the definitions in Table 30.

10.09 Two aspects of these results deserve closer scrutiny. First,they suggest that any road widening should go directly to 7.4 m, regardlessof the initial road width or traffic volume. This contrasts sharply withthe satisfactory operation in many countries of two-lane roads around 6.0 min width, over the lower volume ranges in this table. This result bringsinto question the shapes of some of the distributions assumed in Table 13of Chapter IV, especially around 6.0 me Given the predominance of vehicleoperating costs in this analysis, the effects of the shoulder crossingparameter PSH may be particularly important. Further study of this effectis required.

10.10 The second aspect of interest is the recommendation to widen at alow traffic volume, and subsequently to forgo this for alignment improve-ment at a higher traffic volume. A closer examination of the detailedresults in Table 19 shows a number of examples of swapping between widthand alignment improvements. In developing a rational strategy of improve-ments for a particular road or region, it is clearly necessary to establisha more orderly progression of widening and realignment, taking account ofthe possibilities of staged improvements in the long term.

10.11 The India case study results call for widening to 7.4 m in almostall cases at traffic volumes as low as 100 veh/d. An alignment standard ofat least 4 or 5 (60 or 80 km/h design speed with six per cent grades) is

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- 104 -

called for at 300 veh/d, depending on whether widening is also provided.

Alignment standards rise steadily with increasing traffic volume, with

substantial improvements to high design speeds and minimal grades being

indicated at 1000 veh/d.

10.12 The standards recommended for India are substantially higher than

those for Costa Rlca at similar traffic volumes. This reflects the lower

construction costs, high truck proportions, and very mixed vehicle charac-

teristics in the case of India. Nevertheless, the very expensive standards

suggested by Table 31 seem out of touch with the limited road funds and

extensive road improvement needs of that country. A more detailed investi-

gation of the HDM model inputs, assumptions, and predictions relative to

particular road cases in India is recommended.

10.13 In both case studies the results from the modified HDM-IIIa model

(as shown in Table 31) were compared with those of the standard HDM-III

model, which has only limited ability to reflect geometric standards. The

recommended alignment standards are almost identical in both case studies.

The standard HDM-III model yielded slightly reduced width standards for the

India case study, and very much lower width standards for Costa Rica. This

is directly due to the different equations used in the two cases, incorpo-

rating some width effects for India, but virtually none for Costa Rica.

Co Marisons with Other Design Standards

10.14 OECD (1986) provides a detailed summary of design standards used

for low volume roads in many different countries. Both developed and

developing countries are considered, and many examples of design standards

are listed. The report recommends minimum design standards for low volume

roads as a function of design speed, as shown in Table 32. These are based

on minimum needs for safe traffic operation at low volumes, and do not

represent optimum standards for economic efficiency.

10.15 OECD (1986) also discusses the effects of different width stan-

dards on traffic performance. They consider that any width below 6.0 m

will involve some reduction in the speeds of meeting vehicles when trucks

are involved, and widths below 5.5 m will affect all meeting speeds.

Design speed and traffic composition are therefore important factors in the

selection of road width. The report did not consider the effects of road

width on edge deterioration and effective roughness experienced by vehicles

using the road shoulder.

10.16 Robinson et al. (1984) present a table of recommended design

criteria for roads in developing countries, derived by the UK Transport and

Road Research Laboratory. For paved secondary roads carrying 100 to 1000

veh/d, desirable limiting alignment standards include 150 m horizontal

curve radius and 10 per cent maximum grades. Absolute limits of 50 m

curves and 15 per cent grades are permitted in constrained situations.

Recommended width is 7.0 m with 2.0 m sealed shoulders, while the absolute

minimum is 580 m with 1.0 - 2.0 m gravel shoulders, provided the seal is

widened to 7.0 m on sharp crests and curves. For national highways

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TABLE 32 OECD Recommended Minimu= Alignment Design Parameters

Type of road Minimum Maximum Maximum Minimumor design radius of super- gradient summit

speed bends elevation radius(km/h) (m) (%) (M) (m)

Very low- 200 (depending ontraffic 20-30 8 11-12 visibility)

40-50 km/h 40-80 8 10-11 250-80060-70 " 90-130 7-8 9-10 800-200080-90 " 230-300 7-8 8 2000-5000

carrying over 200 veh/d, they recommend a minimum horizontal curve radiusof 500 m and up to 10 per cent grades. Other requirements are similar tothose for secondary paved roads.

10.17 It is difficult to compare these alignment design standardsdirectly with either design speed criteria or measures of rise and fall orcurvature. With suitable superelevation, curve radii of 50, 150, and 500 mcould correspond to design speeds of 50, 80, and 110 km/h respectively(NAASRA 1980), but they could also occur on roads of lower design speed.Similarly, the overall values of curvature and rise and fall depend uponthe frequency of minimum curves and maximum grades.

10.18 AASHTO (1984) provides recommended design standards for threeclasses of rural road in the U.S.A.: local, collector, and arterial.These are summarized in Table 33, assuming that design hour volumes aretypically 15 per cent of average daily traffic (ADT), and using approximatemetric conversions.

Discussion

10.19 Standards of alignment and width show considerable variationbetween countries and regions, and between different road classes. Thesedifferences partly reflect variations in terrain and road function:

o Terrain determines the "natural" standard of a road withminimum earthworks, as well as the cost of achieving higherstandards. Terrain also determines whether minimum curves andgrades are occasional features of a road, or dominate theoverall road standard. In the latter case, lower designstandards are usually indicated. Similarly, the cost of roadwidening increases dramatically in difficult terrain. Fordifficult terrain, it is useful to plot construction costsagainst increasing design speed or standard. The point wherethis curve becomes steeper is a first indication of ati appro-priate standard for low volume conditions (McLean 1980a).

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TABLE 33 AASETO Miniim Road Design Standards

Average LOCAL COLLECTOR ARTERIALDaily -Traffic Terrain Design Width Design Width Design Widthveh/d Speed Speed Speed

km/h m km/h m km/h m

650 Mountainous 50 6.1 50 6.1Rolling 65 6.7 65 6.7Level 80 6.7 80 6.7

1300 Mountainous 50 6.7 65 6.7Rolling 65 6.7 80 7.3Level 80 7.3 100 7.3

2600 Mountainous 50 7.3 65 7.3Rolling 65 7.3 80 7.3Level 80 7.3 100 7.3

ALL Mountainous 80 7.3Rolling 100 7.3Level 110 7.3

0 Road function also has an effect on appropriate design stan-dards because it affects traffic composition, trip lengths,trip purposes, and the presence of other road users such aspedestrians, cyclists or animal drawn vehicles. Roads carry-ing long distance traffic between major cities, for example,may require higher design speeds and other standards thanroads carrying predominantly local traffic over shortdistances.

10.20 The detailed. modelling and evaluation capability of Hr.A-IIIoffers an opportunity to review alignment and width standards. The HDM-IIIresults for alignment standards should be fairly reliable for the condi-tions investigated, since all of the main effects are considered and arereasonably well modelled for this range of traffic flows. Recommendedstandards will vary in cases with different traffic composition, construc-tion costs, and travel time values.

10.21 A minimum level of alignment consistency, however, is essentialfor the safety of the road user. This is largely the reason for minimumcurve requirements in most design standards, depending on design speed.The relationship between overall alignment standard and safety is lessclear. A consistent, "poor" alignment does not necessarily have safetyproblems, and it is rarely cost-effective to provide extensive realignmentfor safety reasons alone on low volume roads.

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10.22 Because of different design criteria it is difficult to compare

the alignment recommendations of Table 31 with other standards discussed in

this Chapter. Such a comparison would require data on specific alignments

and designs, and is beyond the scope of this study.

10.23 As discussed earlier, the recommended width standards in Table 31

cannot be accepted without further investigation. The lack of intermediate

road widths in this table is difficult to accept, given widespread success-

ful operation of these road widths in many countries. For similar reasons,

the 'desirable minimum' widths of Robinson et al. (1984) - 7.0 m plus 2.0 m

sealed shoulders on secondary roads above 100 veh/d - seem excessive. The

same applies to the US arterial road standards in Table 33 where traffic

volumes are low. At the other end of the spectrum, consideration of widths

below 6.0 m (e.g. OECD 1986), should take account of road maintenance and

vehicle operating costs, as well as design speed and traffic composition.

At higher trafic volumes, safety effects of road widths (see Chapter V) may

also become important.

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XI. CONCLUSIONS AND RECOMENDATIONS

11.01 This paper provides a summary of the capabilities of existing

models for evaluating traffic capacity and road geometry improvements, and

the development of new models to take account of traffic volume and width

effects. T-ese models have been incorporated into a modified computer

program version known as HDM-IIIa, so that it can be used to evaluate geo-

metric alternatives for road improvements.

11.02 In applying the model to this type of evaluation it is recommend-

ed that first, all costs exclusive of construction costs be estimated for

each road alternative. Construction costs may then be estimated separately

for each improvement option. This procedure provides great flexibility in

identifying the relative benefits of alternative improvement types and com-

paring these for various levels of estimated construction cost. A program

HDCOST written for this purpose is prescribed in Chapter VII.

11.03 The results of a general evaluation may also be used to formulate

guidelines for economic assessments of specific geometric improvement

schemes in a homogeneous region. When real construction cost data are

available, the general resuits can be used to estimate overall project

economics and the marginal economics of various parts or stages of a major

scheme.

11.04 The procedures described here have been applied to two specific

case studies for India and Costa Rica. These demonstrate that increasing

standards of road width and alignment can be economically justified as

traffic volumes increase. However the appropriate standard at a given

volume is not fixed for all conditions, but varies with traffic composi-

tion, difficulty of construction, and the unit costs of construction,

vehicle operation, travel time and other factors. Many of these factors

were quite different for the two case studies considered in Chapters VIII

and IX. As a result the India case study recommended geometric improve-

ments at much lower traffic volumes than were found for Costa Rica.

11.05 Two interesting features of the analysis procedures should be

noted. First, the case studies considered a number of different base

conditions for both alignment and width. This led to a range of appropri-

ate design standards at a given traffic volume, rather than a single

result. Improvement recommendations were sensitive to the base condition,

suggesting that this approach is valid - though perhaps inconvenient - in

establishing design standards. Second, road width and alignment were

treated as independent improvement variables in the analysis. This led to

inconsistencies where one base condition would call for widening and

another for realignment at the same traffic volume, or where a given base

condition would favour widening at one volume, and then drop this for

realignment at a higher traffic volume. These inconsistencies can also

arise in practice, where various combinations of widening and realignment

can yield similar results.

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11.06 The procedures and results in Chapters VIII and IX may be used to

develop optimum road geometry standards for particular countries and road

and traffic conditions. However the case studies indicated a need for more

detailed analysis of the HDM results. In particular, the analysis must

take account of marginal differences in moving from one standard to

another, and a rational progression of cumulative road improvements. Since

such detailed analysis is beyond the scope of the current study, it would

be premature to draw conclusions regarding appropriate geometric standards

for particular cases.

11.07 The procedures developed here are fairly robust and could be

Incorporated into applications of the HDM model to specific studies.

Because of the uncertain validity of many model assumptions, any immediate

applications should include some sensitivity tests and comparisons with the

standard HDM-III model. Parameter estimation requirements for such appli-

cations are given irn Chapter VI, Section H. In the short term, field data

should be used to obtain local estimates of the parameters QCAP, FFREQ,

PSH, RSE and EPV.

11.08 The needs for future research may be divided into two categories.

First, empirical research is required to quantify the effects of traffic

congestion and road width. Studies could aim to test, refine and validate

some of the concepts and models presented in this report. Second, further

theoretical research is required in specific areas which could not be

finalized in the time available for this study. Two such areas are the

effects of overtaking supply on speed-volume relationships, and the esta-

blishment of evaluation criteria for determining appropriate road geometry

standards. It is recommended that future research efforts in the area of

traffic capacity and road width modelling should focus on the following

topics:

(i) Testing The Speed-Flow Model: The validation of the speed-

flow relationships is considered as the top priority. It

would be most useful to develop a procedure for fitting the

proposed HDM speed-flow model, and testing it against field

traffic data on speed, flow, platooning, and vehicle types at

rural road sites. The procedure should be designed so that it

can be repeated in other countries in order to provide a

measure of the reliability of the proposed model and the

magnitude of speed-flow effects.

(ii) Overtaking Opportunities: It appears that speed-flow slopes

on busier two-lane roads will be substantially affected by

overtaking opportunities, whether provided by sight distance

or passing lanes. This can be most effectively studied using

traffic simulation to control other variables, and using

observed traffic data for confirmation. Research on this

topic should lead to a refinement of the simple macroscopic

measure of overtaking opportunity. ImprovSed modelling in thisarea should encourage road designs which maximize overtaking

opportunities, or use passing and climbing lanes as alterna-

tives to expensive realignment and provision of multi-lane

facilities.

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- 110 -

(iii) Factors Affecting Road Width: Very little is know aboutfactors that could influence the selection of an optimal roadwidth for a particular road project and further research wouldbe highly desirable. This can be sub-divided into severalareas:

0 Vehicle interactions on narrow roads: Approximate modelsof speed reductions and e4ge crossings resulting fromvehicle interactions on narrow roads are included in thisstudy, but it would be valuable to investigate thisbehavior under real traffic conditions. As a startingpoint, a moving vehicle using video and radar equipmentcould be used to record the initial and minimum speeds, andthe probability and duration of shoulder travel for eachovertaking or crossing maneuver. Calibrated marks on thewindscreen of the test car would serve to measure roadwidth and lateral movement of vehicles, based on triangula-tion from a fixed camera position. The quality of thepavement, shoulder, and edge should also bs noted. Thestudy would be somewhat exploratory in nature, but shouldlead to the development of a procedure for specificapplications(4

o Free speed and speed-flow studies: This research should becarried out on narrow roads in a number of countries andregions and should take account of factors which are often,unmeasured in studies of this type, for example, sight dis-tance, road roughness, and the quality, roughness, width,and safety of road shoulders or the roadside environment.The presence of other road users such as pedestrians orcyclists may also be important. Where possible, fieldstudies should aim to record the same traffic travelling onroad sections of differing width standard along a givenroute, provided the sections are of sufficient length toensure equilibrium operation.

o Edge deterioration and maintenance; This appears to be amajor factor in the selection of appropriate road width,and damage could be much greater in magnitude on a narrowroad than normal pavement deterioration predicted byHDM-III. In view of the severe lack of information in thisarea, a survey of road authorities with one-lane and narrowtwo-lane roads would be needed initially, including collec-tion of data on traffic flows and maintenance expenditures.Such a survey could provide information on the magnitude ofedge damage problems as a function of road width andtraffic volume and composition. Information would be need-ed on the magnitude of edge maintenance relative to thatfor the rest of the road pavement, and estimates of mainte-nance expenditure for various conditions. Results arelikely to be largely qualitative, but the survey couldproduce quantitative data which would provide a basis formore substantial research.

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APPENDIX A.

ASSUMPTIONS USED IN COMPONENT SPEED MODELS

Modelling of the five limiting speeds requires a number of

assumptions which should be reassessed in order to provide more robust

estimates of vehicle operating costs in new environments. They include:

o Maximum used drive power on upgrades (HPDRIVE) is assumed to

be independent of speed. In practice, the maximum power deli-

vered by most vehicles varies with engine speed. This is a

particular problem for cars, which have only a few gear ratios

available.

0 Maximum speed on downgrades is assumed to be controlled by a.

maximum used braking power (HPBRAKE) which is independent e,'

speed. In practice, higher downgrade speeds may be observed

towards the bottom of a grade, or.where the downgrade is

straight and has good sight distance, or where a downgrade is

followed by an upgrade.

o Air resistance effects are assumed to be insignificant in the

range of speeds for which HPBRAKE is a constraint.

o Maximum perceived frictic.n ratio (FRATIO) is assumed to be

independent of speed. McLean (1983) found that used side

friction ratios on sealedl pavements in Australia varied from

0.35 at 50 km/h design speed to 0.11 at 130 km/h design speed.

o FRATIO was also found to be relatively insensitive to rough

ness in the Brazil data. It may be appropriate to re-test

this assumption in other countries which have rougher roads

and/or worse vehicle suspensions.

o The term SP,.(V 2/g.RC5) in the equation for FRATIO was assumed

to be very much smaller than 1, so that it could be neglected,

permitting a simple solution for FRATIO. If we take RC-50m,

V-54km/h (15m/s), g-9.81, SP5-0.10 then this term gives 0.10(152/500)-0.045. In other words, the assumption introduces an

error of about 5 percent in this case.

o The maximum "average rectified velocity" of a vehicle axle

relative to the body (ARVMAX, measured in mm/s) is assumed to

be independent of vehicle speed and road roughness. While

this assumption was found to be quite reasonable for the

Brazil data, it should be re-tested in new environments.

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- 112 -

The mean limiting speed on straight flat smooth roads (VDESIR)is assumed to be a constant for all roads in a region. However, McLean (1980b) has shown that desired speed as definedhere varies with the aggregate curvature on adjacent roadsections, and to a lesser extent, with the sight distanceavailable over an extended road length. In effect, overallcurvature and sight distance levels were found to create a"speed environment" which influenced not only desired speed,but also the speeds adopted on individual curves (McLean1979). Sight distance is likely to be of greater importanceon narrow roads where the risks associated with unseenvehicles and obstructions are greater (see Chlapter IV).

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APPENDIX B.

PROGRAMING DETAILS OF IDN MODIFICATIONS

This Appendix documents changes to existing HDM routines and the

source listing of the new subroutines RDMPVE, VOLUME, USERS2 and USERI2

which take account of traffic interaction effects in the HDM model. The

new subroutines have been written so as to minimize changes to the existing

HDM program. This is useful in the short term for development and debug

ging purposes but it means that the changes are not as elegant as might be

desired for integration into the HDM system. If the subroutine is found to

be acceptable for general application, it is recommended that its

incorporation into HDM be modified in the following ways:

o The subroutines USERES, USEREB, USEREI and USEREC should each

be broken into two parts, the first calculating free speedon'y and the second calculating user cost quantities.

o The subroutine MODUSE should call the speed calculationroutine first, then the VOLUME subroutine if required, then

the routines for calculating user cost quantities.

o Data inptit and checking procedures in the new routines should

be integrated into the standard HDM procedures.

In addition to the creation of three new subroutines, a small

number of changes are required in existing HDM routines to accommodate the

new subroutines as described in the following sections.

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CHANGES TO EXISTING SUBROUTINES:

*** SUBROUTINE MODUSE ***

DIMENSION RCON(11), RES(1l), COSTS(14,3) ,GRRES(9,11) 11605900CALL BIEFF(RCON,RADT) 11610810

DO 600 1=1,11 11611100DO 600 1=1,11 11611100CALL VOLUME(GRRES, IS,RCON) 11611700

*** SUBROUTINE RDMPV **

SGCR2A( 1O),SGCR4A(IO),SGRAVA(1 0),SGEDGA(10), 12403400E VBNE2(10,3,9),AEDGA(10,3), 12405700

AEDGA(IS,ISB)=SGEDGA(IS) 12410110c 12439210C EXTRA POTHOLING DUE TO EDGE CROSSINGS 12439220C 12439230

IF(IAGE1(IS,ISB).GT.2) CALL RDMPVE(SGRW(IS),RADT,DAEDGD) 12439250AEDGB=AMIN1(15.,AEDGA(IS,ISB)+DAEDGD) 12439510ACRAB=AMIN1(1 00.-APOTB-AEDGB,ACRAA(IS,ISB)+DACRAD-XX) 12439600ACRWB=AMIN1(100.-APOTB-AEDGB,ACRWA(IS,ISB)+DACRWD-XX,ACRAB) 12439700ARAVB=AMIN1 (100.-APOTB-AEDGB-ACRAB,ARAVA( IS, ISB)+DARAVD-ZZ) 12439800

A + .0798*DMCRD + .8*SGRW(IS)*(DAPOTD+0.5*DAEDGD)) * SGDROP(IS) 12443800DAEDGM=0. 12448810DAEDGM=-AEDGB 12460410IF (ACRAB+ARAVB+APOTB+AEDGB .LE. RMRESE(ISTD,3)) 12464500

720 DASP=AMAXI((ACRW-20.)/10. , 0.) + APOTB + AEDGB 12464900DAEDGM=-AEDGB 12467110QIP=AMAX1(.72*SGRW(IS)*(DAPOTM+0.5*DAEDGM), -60.) 12467300Y=ACRWB+ARAVB+APOTB+AEDGB 12475600IF(RMSHAL(ISTD,1).EQ.3.)DASP=(RMSHAL(ISTD,2)/100.)*(APOTB+AELDGB) 124763400

DAEDGM=-AMINI(AEDGB,DASP) 12476900

Y=DASP+DAEDGM 12476910DAPOTM=-AMINi(APOTB,Y) 12477000Y=Y+DAPOTM 12477010

A SGRW(IS)*(DAPOTM+0.5*DAEDGM) 12477500

AEDGA(IS,ISB)=AEDGB+DAEDGM 12478710

*** SUBROUTINE USECST ***

DIMENSION RES(11),COSTS(14,3) 15406400

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SUBROUTINE USEREB *|-----------------

SUBROUT INE USEREB(IV,RCON,FUEL,OIL,TIRES,SPARES,RMNTLB,S,VU,VD,IR)1 560,0000REAL WFFACT(6,2) 15605705DATA WFFACT /0.0, 0.0, .04, .50, .96, 1.0, 15605710

X 7.4, 6.7, 6.1, 5.5, 4.9, 3.8/ 15605720NFFACT=6 15605730

C 15607820C WHEN IR t 0, RECALCULATE FUEL & TIRES ONLY; 15607830C THIS REPEAT IS CALLED BY SUEBROUTINE VOLUME (HOBAN-AUG85) 15607840C 15607850

IF (IR.GT.0) GOTO 49 15607860W=RCON(8) 15612400VDIFF=15.0 15612410XX=1.0 15612420IF (W.uT.WFFACT(1,2)) GOTO 44 15612430DO 43 I=1,NFFACT 15612440IF (W.LT.WFFACT(I,2)) GOTO 43 15612450XX=WFFACT(I,,l)+(WFFACTI(I-1,1)-WFFACT(t,l))*(WFFACT(I-1,2)-W) 15612460

A /(WFFACT(I-1,2)-WFFACTr(1,2)) 15612470GOTO 44 15612480

43 CONTINUE 15612490C 15612500

44 IF (RCON(1)..LT.1.5) VPSYCH=VPSYP(IV)-VDIFF*XX 15612600IF (RCON(l)kGE.1.5) VPSYCH=VPSYU(IV)-VDIFF*XX 15612700

C-DBG WRITE(99,45)VPSYCH,VPSYP(IV),VDIFF,XX,W 1561271045 FORMAT(37H IJSEREB: VPSYCH,VPSYP(IV),VDIFF,XX,W=,5F7.2) 1561272049 CONTINUE 15618450

C 15618450IF (IR.GT.0) GOTO 700 15618460IF (IR.GT.0) RETURN 15624110

SUBROUTINE USERES *

C (10)- UPHILL SPEED (KM/H) 16203810C (11)- DOWNHILL SPEED (KM/H) 16203820

REAL RES(11),RCON(11) 16209700IF(IREGN.EQ.3) CALL USEREB(IV,RCON,FUEL,OIL,TIRES,SPARES,RMNTLB, 16238300

X S,VU,VD,0) 16238310RES(10) = VIJ*3.6 16244110RES(11) = Vl)*3.6 16244120

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SUBROUTINE BIEFF(RCON,RADT) 00500000C *********************************************************************00500100C B I E F F : CALCULATES EFFECTIVE ROUGHNESS DUE TO SHOULDER TRAVEL 00500200C **********************************************************************00500300C CALLED BY MODUSE AT LINE 11610810 00500400

REAL PSH(6,2),FFREQ(5,2),RCON(11),RE,RP,RSE,QHR,RADT,XPSH,STIME 00500500REAL STIMI,FFNV,FSUM 00500600INTEGER NFFREQ,NPSH 00500700LOGICAL DBG 00500800DATA PSH / 0.0, 0.0, 0.0, 0.3, 0.6, 1.0, 00500900

X 7.4, 6.7, 6.1, 5.5, 4.9, 3.8/ 00501000DATA FFREQ/ .12, .09, .07, .05,. 025, 00501100

X .03, .03, .11, .29, .54/ 00501200NPSH = 6 00501300NFFREQ = 5 00501400W=RCON(8) 00501500RP=RCON(2) 00501600RSE=RP*2 00501700DBG=.TRUE. 00501800

C 00501900C FIRST CALCULATE PROPORTION OF VEHICLES CROSSING EDGE (XPSH) 00502000C FOR THIS ROAD WIDTH. 00502100C 00502200

XPSH = 0.0 00502300IF (W.GT.PSH(1,2)) GOTO 200 00502400DO 100 J=2,NPSH 00502500IF (W.LT.PSH(J,2)) GOTO 100 00502600IF (PSH(J,1).EQ.O.0) GOTO 200 00502700XPSH=PSH(J,1)+(PSH(J-1,1)-PSH(J,1)) 00502800X *(PSH(J-1,2)-W)/(POH(J-1,2)-PSH(J,2)) 00502900GOTO 200 00503000

100 CONTINUE 00503100200 IF (XPSH.EQ.0.0) RETURN 00503200

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C 00503300C LOOP OVER THE FREQUENCY DISTRIBUTION OF HOURLY FLOWS; 00503400C SHOULDER TRAVEL TIME IS A FUNCTION OF XPSH*QHR; 00503500C STIME IS WEIGHTED AVERAGE ACCORDING TO NUMBER OF VEHICLES. 00503600C 00503700

FFNV=0.0 00503800FSUM=O.0 00503900STIME=0.O 00504000DO 20 I=1,NFFREQ 00504100

20 FSUM = FSUM + FFREQ(1,2) 00504200DO 30 I=1,NFFREQ 00504300QHR=RADT*FFREQ(1,1) 00504400STIMI=XPSH*QHR/720 00504500STIME=ST9ME+STIMI*FFREQ(1,2) 00504600

30 FFNV = FFNV + FFREQ(I,1) * FFREQ(1,2) * 24. / FSUM 00504700C 00504800C WHEN FREQUENCIES SUM TO 24, AREA SHOULD SUM TO 1.0 00504900C 00505000

IF(FFNV.GT.0.96.AND.FFNV.LT.1.04) GOTO 40 00505100WRITE(99,35) FFNV,FSUM,NFFREQ,FFREQ 00505200

35 FORMAT(48H **STOP** FFREQ MATRIX AREA DOESN°T ADD UP TO 1: /, 00505300X 25H FFNV,FSUM,NFFREQ,FFREQ= ,2F6.2,16/2(5X,5F6.1/)) 00505400STOP 00505500

40 CONTINUE 00505600C 00505700C EFFECTIVE ROUGHNESS IS A WEIGHTED AVERAGE OF RSE AND RP. 00505800C NOTE STIME HAS A MAXIMUM VALUE OF 40 PERCENT. 00505900C 00506000

STIME=AMIN1(.40,STIME/FFNV) 00506100RE=RSE*STIME + RP*(1.-STIME) 00506200RCON(2)=RE 00506300

C-DBG IF (DBG) WRITE(99,905) RP,RSE,RE,STIME,XPSH,W 00506400905 FORMAT(32H BIEFF: RP,RSE,RE,STIME,XPSH,W= ,6F8.2) 00506500

RETURN 00506600END 00506700

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SUBROUTINE RDMPVE(W,RADT,DAPOTE) 12500000C ************************************* *** ******************* 1 2500100C R D M P V E: EXTRA POTHOLING DUE TO EDGE CROSSINGS 12500200C 1*************************************************************** 1 2500300C CALLED BY RDMPV LINE 12439250 12500400

REAL PSH(6,2),FFREQ(5,2),EPV,SPEED,W,RADT,APOTE,APOT1,DAPOTE 12500500REAL RNECRS,SNECRS,QHR,XPSH,XX 12500600INTEGER NPSH,NFFREQ 12500700LOGICAL DBG 12500800DATA PSH / 0.0, 0.0, 0.0, 0.3, 0.6, 1.0, 12500900

X 7.4, 6.7, 6.1, 5.5, 4.9, 3.8/ 12501000DATA FFREQ/ .12, .09, .07, .05, .025, 12501100

X .03, .03, .11, .29, .54/ 12501200NPSH = 6 12501300NFFREQ = 5 12501400EPV=30.0 12501500SPEED=70.0 12501600DBG=.TRUE. 12501700DAPOTE=0.0 12501750

C 12501800C FIRST CALCULATE PROPORTION OF VEHICLES CROSSING EDGE (XPSH) 12501900C FOR THIS ROAD WIDTH. 12502000C 12502100

XPSH = 0.0 12502200IF (W.GT.PSH(1,2)) GOTO 200 12502300DO 100 J=2,NPSH 12502400IF (W.LT.PSH(J,2)) GOTO 100 12502500IF (PSH(J,1).EQ.0.0) GOTO 200 12502600XPSH=PSH(J,1)+(PSH(J-1,1)-PSH(J,1)) 12502700

X *(PSH(J-1,2)-W)/(PSH(J-1,2)-PSH(J,2)) 12502800GOTO 200 12502900

100 CONTINUE 12503000200 IF (XPSH.EQ.0.0) RETURN 12503100

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C 12503400C LOOP OVER THE FREQUENCY DISTRIBUTION OF HOURLY FLOWS; 12503500C NUMBER OF EDGE CROSSINGS IS A FUNCTION OF XPSH*QHR*QHR. 12503600C NUMBER OF HOURS PER YEAR IS FFREQ(1,2)*8760/FSUM. 12503700C 12503800

FSUM=O. 1250.3900FFNV=O. 12504000SINECRS=0. 12504100DO 20 1=1,NFFREQ 12504200

20 FSUM = FSUM + FFREQ(1,2) 12504300C 12504400

DO 30 1=1,NFFREQ 12504500QHR=RADT*FFREQ(I,1) 12504600RNECRS=(2/SPEED)*XPSH*QHR*QHR*FFREQ(I,2)*8760/FSUM 12504700S NECRS=S IfCRS,R NECRS 12504800

C-DBG IF(DBG)WRITE(99,25)1,QHR,RNECRS,SNECRS 1250490025 FORMAT(22H I,QHR,RNECRS,SNECRS= 13,3F9.1) 1250500030 FFNV = FFNV + FFREQ(I,1) * FFREQ(I,2! * 24. / FSUM 12505100

C WHEN FREQUENCIES SUM TO 24, AREA SHOULD SUM TO 1.0 12505200IF(FFNV.GT.O.96.AND.FFNV.LT. '1.04) GOTO 40 12505300

WRITE(99,35) FFNV,FSUM,NFFREQ,FFREQ 1250540035 FCRMAT(48H **STOP** FFREQ MATRIX AREA DOESN'T ADD UP TO 1: 1, 12505500

X 25H FFNV,FSUM,NFFREQ,FFREQ= 2F6.2,16/2(5X,5F6.1/)) 12505600STOP 12505700

40 CONTINUE 12505800C 12505900C EDGE POTHOLE VOLUME IS EPV CUBIC M PER MILLION CROSSINGS. 12506000C CONVERT TO % AREA ASSUMING 400 MM EDGE WIDTH EACH SIDE 12506100C AND AVERAGE DEPTH 80 MM; APOTE=100*VOL/(1000.*.8*.08). 12506200C ASSUME MAXIMUM POTHOLING OF 20 PERCENT OF EDGE AREA PER YR. 12506300C DAPOTE CONVERTS APOTE TO PERCENTAGE OF TOTAL ROAD AREA. 12506400C 12506500

APOT1 =EPV*SNECRS/640000 12506600APOTE=AMIN1 (20.,APOT1) 12506700DAPOTE =APOTE*O. 8/W 12506800

C-DBG IF(DBG)WRITE(99,905)SNECRS,APOT1 ,APOTE,DAPOTE,XPSH,W,RADT 12506900905 FCRMAT(47H RDMPVE: SNECRS,APOT1,APOTE,DAPOTE,XPSH,W,RADT= 12506950

X F9.1,5F6.2,F9.1) 12507000RETURN 12507100END 12507200

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SUBROUTINE USERI2(IV,RCQN,FUEL,S) 16050000C * * * * **** ************************************ 1 60501 00C U S E R 1 2 TO RECALICULATE FUEL FOR MODIFIED SPEED 16050200C COPIED FROM USEREI; MAKE SURE THESE MATCHI 16050300C 1******************************************************************* 1 6050400C CALLED BY VOLUME 16050500

COMMON /VEH/ NVEH, VNAME(9,2), IVTYPE(9), IVFUEL(9), VESAL2(9),16050600A VHP(9), VWGHT(9), VESAL4(9), VPASS(9),VESALX(9), 16050700B VCVEH(9,3), VCTIRE(9,3), VCINT(9,3), VCPOL(9,3), 16050800C VCCREW(9,3), VCMLAB(9,3), VCTIME(9,3), 16050900D VCARGO(9,3), VCPCT(9,3), VCOVHD(9,3), ICHESH, 16051000E VLFYR(9), VYRKM(9), VUTIL(9), IVKM(9), IVDEP(9), 16051100G VLOAD(9),VDRAG(9),VFRONT(9),VHPUP(9),VHPDOW(9), 16051 200H VRATOP(9),VRATOU(9),VRATlP(9),VRATlU(9),VPSYP(9), 16051300I VPSYU(9),VCRPM(9),VARVMX(9),VCPART(9, 3),VHUR(9), 16051400J VWIDP(9),VWIDU(9),NVTIRE(9),VRETRC(9),VTVOL(9) 16051l500K VTNR(9),VTTW(9),VTWC(9),VPCON(9),VPRGH(9), 16051600L VPLIM(9),VLCON(9a),VLEXP(9),VLRGH(9) 16051700

DIMENSION RCON(ll) 16051800C 16051900C ASSIGN FREQUENTLY USED VARIABLES: 16052000

BI=RCON(2) 16052100RI=RCON(5) 16052200F =RCON(6) 16052300RF=RI+F 16052400CKM=(VYRKM(IV)*VLFYR(IV))/2. 16052500I VT=I VTYPE( IV) 1605260CIF (IVT .GE. 4) PWR=AMIN1(30.,VHP(IV)/VWGHT(IV)) 1605270C

C 1605280CGOTO (100,200,300,400,500,600,700) IVT 16052900

100 FUEL=1.16*(49.8+319./S+.0035*S*S+.0019*BI+ 16053000A .132*RF) 16053100

RETURN 16053110200 FUEL=1.16*(10.3+1676./S+.0133*S*S+.0006*BI+ 16053200

A .178*RF) 16053300RETURN 16053310

300 FUEL=1.16*(-30.8+2260./S+.0242*S*S+.0012*BI+.356*RF) 16053400RETURN 16053410

400 FUEL=1.15*(85.1+3900./S+.0207*S*S+ 16053500A .001 2*BI+.776*RF-4.59*PWR) 16053600

RETURN 16053610500 FUEL=1.15*(266,.+2520./S+.0362*S*S+ 16053700

A .0066*BI+.764*RF-4.6*PWR) 16053800RETURN 16053810

600 FUEL=1.15*(85.1+3900./S+.0207*S*S+ 16053900A .001 2*BI+.776*RF-4.59*PWR) 1 )054000

RETURN 16054010700 FUEL=1.15*(266.+2520./S+.0362*S*S+ 16054100

A .0066*BI+.764*RF-4.6*PWR) 16054200RETURN 16054300END 16054400

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SU13ROUTINE USERS2(IV,AKM,ADEP,AINT,S) 16250000C ******************************************************************* 1 6250100

C U S E R S 2 RECALCULATE AKM AND LIFE FOR MODIFIED SPEED 16250200C COPIED FRCM USERES; MAKE SURE THEY MATCH! 16250300C * ******************* ~ 1 6250400C CALLED BY VOLUME 16250500

COMMON /VEH/ NVEH, VNAME(9,2), IVTYPE(9), IVFUEL(9), VESAL2(9),16250600A VHP(9), VWGHT(9), VESAL4(9), VPASS(9),VESALX(9),. 16250700B VCVEH(9,3), VCTIRE(9,3), VCINT(9,3), VCPOL(9,3), 16250800C VCCREW(9,3), VCMLAB(9,3), VCTIME(9,3), 16250900D VCARGO(9,3), VCPCT(9,3), VCOVHD(9,3), ICHESH, 16251000E VLFYR(9), VYRKM(9), VUTIL(9), IVKM(9), IVOEP(9), 16251100G VLOAC(9),VDRAG(9),VFRONT(9),VHPUP(9),VHPOOW(9), 16251200H VRATOP(9),VRATOU(9),VRATlP(9),VRATIU(9),VPSYP(9), 16251300I VPSYU(9),VCRPM(9),VARVMX(9),VCPART(9,3),VHUR(9), 16251400J VWIDP(9),VWIDU(9),NVTIRE(9),VRETRC(9),VTVOL(9) 16251500K ,VTNR(9),VTTW(9),VTWC(9),VPCON(9),VPRGH(9), 16251600L VPLIM(9),VLCON(9),VLEXP(9),VLRGH(9) 16251700

C 16251800

C 16251 900

C ----- COMPUTE AVERAGE ANNUAL KILOMETERAGE 16252000C 16252100

50 IVD=IVDEP(IV) 16252200I VK=I VKM( IV) 16252300

GO TO (51,52,53), IVK 16252400C 16252500

C CONSTANT KILOMETERAGE METHOD 1625260051 AKM=VYRKM(IV) 16252700

GO TO 60 16252800C 16252900C CONSTANT HOURLY UTILIZATION METHOD 16253000

52 AKM=S*VUTIL(IV) 16253100GO TO 60 16253200

C 16253300

C MAXIMUM UTILIZATION ON FIXED ROUTES METHOD 16253400

C NOTE: NO. OF HOURS PER YEAR = 365 X 24 = 8760 1625350053 OPH=VUTIL(IV)/VHLR(IV) 16253600

AKM=OPH/(((OPH-VUTIL(IV))/VYRKM(IV)) + (1./S) ) 16253700C 16253800C ----- COMPUTE DEPRECIATION AND INTEREST CCMPONENTS. 16253900C 16254000

60 GO TO (63,64), IVD 16254100C 116254200

C DEWEILLE VARYING VEHICLE LIFE METHOD 1625430063 SZERO = VYRKM(IV),/VUTIL(IV) 16254400

XLF = (SZERO/S + 2.)/3. 16254500XLF - AMIN1(XLF,1.5) 16254600ALIFE = XLF*VLFYR(IV) 16254700GO TO 65 16254800

C 16254900

C CONSTANT VEHICLE LIFE METHOD 1625500064 ALIFE zVLFYR(IV) 16255100

65 ADEP 2 1./ALIFE 16255200AINT a .005 16255300

c 16255400C 16255500

RETURN 16255600END 16255700

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SUBROUTINE VOLUME(GRRES, IS,RCON) 16600000C * 16600100C V 0 L U M E : MODIFY SPEED AND OTHER VOC FOR VOLUME EFFECTS 16600200C ******************************************************************* 16600300C CALLED BY MODUSE 16600400C CALLS USERS2 AND USERI2 OR USEREB FOR RECALCULATION OF VOC. 16600500

COMMON /CONTRL/ IBEGIN, IHORIZ, ISPRSS(7),IREGN,IRUNTI,IRUNTC, 16600600A RCONF1,RCONF2,REGN(4),UNI(3),BITOQI,BASENM,RHORIZ 16600700COMMON /VEH/ NVEH, VNAME(9,2), IVTYPE(9), IVFUEL(9), VESAL2(9),16600800A VHP(9), VWGHT(9), VESAL4(9), VPASS(9),VESALX(9), 16600900B VCVEH(9,3), VCTIRE(9,3), VCINT(9,3), VCPOL(9,3), 16601000C VCCREW(9,3), VCMLAB(9,3), VCTIME(9,3), 16601100D VCARGO(9,3), VCPCT(9,3), VCOVHD(9,3), ICHESH, 16601200E VLFYR(9), VYRKM(9). VUTIL(9). IVKM(9), IVDEP(9), 16601300G VLOAD(9),VDRAG(9),VFRONT(9),VHPUP(9),VHPDOW(9), 16601400H VRATOP(9),VRATOU(9),VRATlP(9),VRATlU(9),VPSYP(9), 16601500I VPSYU(9),VCRPM(9),VARVMX(9),VCPART(9,3),VHUR(9), 16601600J VWIDP(9),VWIDU(9),NVTIRE(9),VRETRC(9),VTVOL(9) 16601700K ,VTNR(9),VTTW(9),VTWC(9),VPCON(9),VPRGH(9), 16601800L VPLIM(9),VLCON(9),VLEXP(9),VLRGH(9) 16601900COMMON /TRAF/ NTRAF, TRID(20), TRDES(20,4), TRTYPE(20), 16602000A LTRGRO(20), NTRGRO(20), LTRCON(20), NTRCON(20), 16602100B ITRGYR(200), ITRMOD(200), TRGRO(200,9), 16602200C ITRPYR(200),ITRPKH(200),ITRNPH(200),TRPFAC(200), 16602300D ICONG,QPE 16602400

COMMON /DATA01/ IRSEG(10), RLLEN, RSLEN(10), RSDAMG(10,3,23), 16602500A IRMYRS(10,2), RMPOL, RSMSTD(10), RLMCST(12), 16602600B RLMQNT(12), RSMCST(10,12), RSMQNT(10,12), 16602700C RADT, RESAL2,RESAL4,RESALX, RLETRF(9), RLGTRF(9), 16602800C RLESA2(9),RLESA4(9),RLESAX(9),RVNE2(10,3,9), 16602900D RSVOCE(1O,9,11),RSSPED(10,9),RSSLRF(10),RSSTYP(10)16603000E ,RSSPDP(10,9),RSSPDN(10,9),RSFLCA(10,9), 16603100F RSFLCP(10,9),RSFLCN(10,9),RLPCU(9),RSBMQN(10,3,8),16603200G RVNE4(10,3,9),RVNX(10,3,9),RUNE4(10,3,9), 16603300H RSVORE(10,9,10) 16603400REAL GRRES(9,11),PCU(4,9),FFREQ(5,2),WFACT(6,2),RCON(11) 16603500REAL QMAX,QCAP,XQCUT,XQJAM,SJAM,SMIN,CV,XX,QO,QJAM,FSUM 16603600REAL FFNV,SCAP(2),CUMSP(9),CUMFL(9),CUMTI(9),SQ(2),SF(9,2) 16603700INTEGER ILOOP,NFFREQ,NWFACT 16603800LOGICAL DBG 16603900DATA PCU /1. ,1. 1. 1. , 1.5,1.5,1. 21. , 1.5,1.7,1. 1. , 16604000A 2. 92. o1.5,1.5, 2. 90. ,1.5,1.5,9 0. ,0. ,1.5,2. , 16604100B 0. ,0. ,2. 92. , 0. ,0. ,2. ,0. , 0. ,0. ,2. ,0. / 16604200DATA FFREQ /.12, .09, .07, .05, .025, 16604300A .03, .03, .11, .29, .54/ 16604400DATA WFACT /1.0, .98, .90, .80, .70, .60, 16604500A 7.4, 6.7, 6.1, 5.5, 4.9, 3.8/ 16604600

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C 16604700C SET PARAMETERS; LATER VERSIONS MAY READ SCME IN AS INPUTS. 16604800C 16604900

NFFREQ= 5 16605000NWFACT= 6 16605100QMAX = 2500. 16605200XQCUT= 0.0 16605300XQJAM= 1.25 16605400SJAM = 8. 16605500CV = 0.15 16605600W = RCON(8) 16605700DBG = .TRUE. 16605800

C 16605900C CHECK THAT FFREQ MATRIX HAS AN AREA OF 1;; THE AREA FFNV 16606000C WILL BE USED LATER IN FINDING WEIGHTED MEAN SPEED. 16606100C IF FREQUENCIES ADD TO 24 HOURS, AREAS SHOULD ADD TO 1 DAY 16606200C 16606300

FSUM=O. 16606400FFNV=0. 16606500DO 20 I=1,NFFREQ 16606600

20 FSUM = FSUM + FFREQ(1,2) 16606700DO 30 I=1,NFFREQ 16606800IF (FSUM.NE.24.) FFREQ(Iq2)=FFREQ(I,2)*24./FSUM 16606900

30 FFNV = FFNV + FFREQ(I,1) * FFREQ(1,2) 16607000IF (FFNV.GT.0.95.AND.FFNV.LT.1.05) GOTO 40 16607100WRITE(99,35) FFNV,FSLMDNFFREQ,FFREQ 16607200

35 FORMAT(48H **ERROR: FFREQ MATRIX AREA DOESN'T ADD UP TO 1: / 16607300X 25H FFNV,FSUM,NFFREQ,FFREQ= ,2F6.2, 16/2(5X,5F6.1/)) 16607400

STOP 1660750040 CONTINUE 16607600

C-DBG IF (DBG) WRITE(99,45) 1,FStU,FFNV 1660770045 FORMAT(3H **,9F6.1/ ) 16607800

C 16607900C FIND REDUCED CAPACITY FOR A GIVEN ROAD WIDTH 16608000C 16608100

XX=°1 16608200IF (W.LT.WFACT(1,2)) GOTO 100 16608300XX=1.0 f' 16608400GOTO 120 2 16608500

100 DO 110 1=2,NWFACT 16608600IF (W.LT.WFACT(1,2)) GOTO 110 16608700XX=WFACT(1,1)+(WFACT(1-1,1)-WFACT(I,l)) 16608800

X *(WFACT(l-1,2)-W)/(WFACT(I-1,2)-WFACT(1,2)) 16608900GOTO 120 16609000

110 CONTINUE 16609100120 IF(XX,GT.O.AND.XX.LE.1.0) GOTO 130 16609200

WRITE(99,125) W,XX,XFACT 16609300125 FORMAT(34H **WARNING; ERROR IN.WIDTH FACTOR./, 16609400

X 12H W,XX,WFACT=,2F6.1/2(10X,6F5.1/)) 16609500XX=l .0 16609600

130 QCAP = QMAX * XX 16609700QO = QCAP * XQCUT 16609800QJAM = QCAP * XQJAM 16609900

C-DBG IF (DBG) WRITE(99,45) 2,W,XX,QMAX,QCAP,QO,QJAM,XQCUT,XQJAM 16610000

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C 16610100C CALCULATE PCE VOLUME FOR-MIXED TRAFFIC 1661 0200C 1661 0300

QPE = 0.0 16610310DO 220 I=1,NVEH 16610400RLPCU(I)=PCU(IREGN,I) * (RLETRF(I)+RLGTRF(I)) 16610500QPE = QPE + RLPCU( I ) 16610600

C-DBG IF (DBG) WRITE(99,215)1,RLPCU(I),RLETRF(I),RLGTRF(I),QPE,RADT 16610610215 FORMAT(32H I,RLPCU,RLETRF,RLGTRF,QPE,RADT=,13,F5.1,4F8.1) 16610620220 CONTINUE 16610700C 16610900C FIND SPEED AT CAPACITY; SCAP = SMIN - S.D. 16611000C FOR BRAZIL MODEL, NEED TO DO THIS FOR UP AND DOWN HILL 16611100C ALSO ZERO COUNTERS CUMSP,CUMFL,CUMTI 16611200C 16611300

NLOOP=1 16611400.IF (IREGN.EQ.3) NLOOP=2 16611500.DO 260 ILOOP=1,NLOOP 16611600SMIN = 100.0 16611700DO 250 I=1,NVEH 16611800IF (IREGN.NE.3) S=GRRES(I,6) 16611900IF (IREGN EQ.3.AND.ILOOP.EQ.1) S-GRRES(I,10) 16612000IF (IREGN.EQ.3.AND.ILOOP.EQ.2) S=GRRES(I,11) 16612100IF (SMIN.GT.S) SMIN=S 16612200SF( I, I LOOP)=S 16612300

C-DBG IF (DBG) WRITE(99,45) 4,NLOOP,I,SF(I,ILOOP),SMIN 16612400250 CONTINUE 16612500

SCAP(ILOOP)=SMIN * (1-CV) 16612600260 CONTINUE 1661 2700

DO 270 1=1,NVEH 16612800CUMSP(I)=O.O 16612900CUMFL(I)=O.O 16613000CUMTI (I )=O.O 16613100

270 CONTINUE 16613200C-DBG IF(DBG)WRITE(99,285)W,XX,QCAP,QPE,SMIN 16613210

285 FORMAT(20H W,XX,QCAP,QPE,SMIN=,5F7.1) *16613220

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C 1661 3300C LOOP OVER EACH FLOW-FREQUENCY REGIME IN FFREQ. 16613400C FI ND MOD I F I ED SPEED SQ FOR EACH VEHICLE .TYPE; 16613500C 16613600

DO 600 1=1,NFFREQ 16613700QHR = QPE * FFREQ(I,1) 16613800DO 500 J=1,NVEH 16613900NLOOP=1 16614000IF (IREGN.EQ.3) NLOOP=2 16614100DO 390 K=1,NLOOP 16614200

C FREE SPEED=S, MODIFIED SPEED=SQ 16614300S=SF(j,K) 16614400SQ(K) = S 16614500IF (QHRzLE.QO) GOTO 340 16614600IF (QHR.LE.QJAM) GOTO 320 16614700WRITE(99,305) QHR,QPE,I,FFREQ(I,1) 16614800

305 FORMAT(47H **WARNING; HOURLY VOLUME EXCEEDS JAM CAPACITY 16614900X ,/26H QHR, QPE, I., FFREQ(I,1) =,2F6.1,14,F6.2) 16615000

SQ(K) = SJAM 16615100GOTO 340 16615200

320 IF (QHR.LE.QCAP) SQ(K)=S-(S-SCAP(K))*(QHR-QO)/(QCAP-QO) 16615300IF (QHR.GT.QCAP) SQ(K)=SCAP(K)-(SCAP(K)-SJAM) 16615400

X * (QHR-QCAP)/(QJAM-QCAP) 16615500340 IF (SQ(K).GE.SJAM.AND.SQ(K).LE.S) GOTO 360 16615600

WRITE(99,345) SQ(K),S,SJAM,QHR,QCAP,QO,QJAM 16615700345 FORMAT(42H **WARNING; MODIFIED SPEED OUrSIDE RANGE: 16615800

X /31H SQ(K),S,SJAM,QHR,QCAPQO,QJAM= /5X,7F6.1) 16615900360 CONTINUE 16616000

IF(DBGRAND.J.EQ.1.AND.K.EQ.1.AND.I.EQ.1)WRITE(99,365)SQ(K),S,QHR, 16616100X SJAM 16616110

365 FORMAT(22H IJK=1,SQ,S,QHR,SJAM= ,4F6.1) 16616120390 CONTINUE 16616200

C 16616300C IF BRAZIL RECALCULATE FUEL AND TIRES; USE USEREB WITH IR=1 16616400C 16616500

400 IF (IREGN.NE.3) GOTO 420 16616600VU=SQ(1 )/3.6 16616700VD=SQ(2)/3.6 16616800S=7.2/(l./VU + 1./VD) 16616900CALL USEREB(J,RCON,FUEL,OIL,TIRES,SPARES,RMNTLB,S,VU,VD,1) 16617000GOTO 440 16617100

C 16617200C IF INDIA, RECALCUATE FUEL ONLY; USE NEW ROUTINE USERI2 16617300C 16617400

420 IF (IREGN.NE.4) GOTO 480 16617500S=SQ(1) 16617600CALL USERI2(J,RCON,FUEL,S) 16617700

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C 1661 7800C NOW ADD UP WEIGHTED AVERAGES OVER EACH FFREQ 16617900c 16618000

440 WEIGHT=FFREQ(I, 1 )*FFREQ( 1,2) 16618100CUMSP(J)=CUMSP(J) + S * WEIGHT 16618200

C-DBG IF (DBG) WRITE(99,45) 8,I,S,WEIGHT,CUMSP(J) 16618300CUMFL(J)=CUtFL(J) + FUEL * WEIGHT 16618400CUMTI(J)=CUMTI(J) + TIRES * WEIGHT 16618500GOTO 500 16618600

480 WRITE(99,485)IREGN,S,SQ(1 ) 16618700485 FORMAT(50H **WARNING; VOLUME ROUTINE NOT SET UP FOR REGIONS, 16618800

X 10HOTHER THAN/35H BRAZIL AND INDIA: IREGN,S,SQ(1)= ,17,2F7.1) 16618900500 CONT INUE 16619000600 CONT INUE 16619100

C 16619400C END OF LOOPS OVER VEH TYPES AND FFREQ REGIMES 16619500C NOW CHECK SPEED, FUEL ETC, AND ENTER INTO GRRES. 16619600C 16619700

DO 700 I=t,NVEH 16619800S=CUMSP( I )/FFNV 16619900IF(DBG.AND.(I.EQ.1.OR.i.EQ.4))WRITE(99,605)I,S,CUMFL(I),CUMTI(I), 16619910

X GRRES(1,6),GRRES(I,1),GRRES(1,3),FFNV 16619920605 FORMAT(13,21H: SPEED,FUEL,TIRES= ,7F6.1) 16619930

IF (S.LE.GRRES(I,6).AND.S.GE.SJAM) GOTO 620 16620000WRITE(99,615)I,S,SJAM,GRRES(1,6) 16620100

615 FORMAT(52H **WARNING; MODIFIED SPEED OUTSIDE RANGE, CHANGE NOT, 16620200X 6H MADE:/24H 1,S,SJAM,GRRES(1,6)= ,17,3F6.1) 16620300

GOTO 640 16620400620 GRRES(I,6)=S 16620500640 FUEL=CUMFL( I )/FFNV 16620600

IF (FUEL.GT.50.AND.FUEL.LT.1000) GOTO 650 16620700WRITE(99,645) I,FUEL,GRRES( I,1) 16620800

645 FORMAT(51H **WARNING; MODIFIED FUEL-OUTSIDE RANGE, CHANGE NOT, 16620900X 6H MADE:/21H 1,FUEL,GRRES(I,1)= 17,2F6.1) 16621000

GOTO 660 16621100650 GRRES( 1,1 )=FUEL 16621200660 IF (IREGN.NE.3) GOTO 670 16621300

T IRES=CUMT I (I ) /FFNV 16621400IF (TIRES.EQ.0.0) GOTO 670 16621410IF (TIRES.GT.0.5) TIRES=0.5 16621500GRRES( I ,3)=T IRES 16621600

670 CONTINUE 16621700

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C 16621800

C NOW CALL USERS2 TO CHECK ON AKM AND LIFE, AND REVISE RSVORE 16621900

C 16622000CALL USERS2(I,AKM,AINT,ADEP,S) 16622100

ADEP=ADEP/(AKM/1 000) 16622110A INT=A INT/(AKMI/1 000) 16622120IF (DBG.AND.I.EQ.1)WRITE(99,685)GRRES(I,7),GRRES(I,8),GRRES(I,9), 16622200

X ADEP,AINT,AKM 16622300685 FORMAT(17H 1:ADEP,AINT,AKM=,2(2F6.3,F7.0)) 16622400

GRRES(1,7)=ADEP 16622500

GRRES(1,8)=AINT 16622600

GRRES(I,9)=AKM 16622700C 16622800

C CORRECT STORED RESOURCES PER VEH-KM FOR LATER REPORTING 16622900

C 16623000RSVORE(IS,I,1)=FUEL/1000. 16623100RSVORE(IS,I,3)=T!RES/1000. 16623200RSVORE(IS,I,6)=GRRES(1,7)/1000. 16623300RSVORE(IS,1,7)=GRRES(1,8)*VCINT(1,2)/1000. 16623400

RSVORE( IS,I1,8)=1 ./S 16623500RSVORE(IS,I,9)=VPASS(I)/S 16623600RSVORE( IS. I, 10)=l ./S 16623700

700 CONTINUE 16623800RETURN 16623900END 16624000

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APPEIX C.

SOURCE LISTING OF THE HDCOST PROGRAM

PROGRAM HDCOST 00000300C CALCULATES A CONSTRUCTION COST FOR A ROAD IMPROVEMENT PROJECT 00000400C INVOLVING REALIGNMENT, WIDENING AND/OR RESURFACING, USING 00000500C EQUATIONS SIMILAR TO THOSE IN THE HDM-III MODEL. 00000600C THEN CALCULATES ECONOMIC MEASURES SUCH AS NPV AND BCR FOR EACH 00000700C EACH PROJECT USING DIFFERENCES IN TOTAL OPERATING COSTS OBTAINED 00000800C FROM HDM RUNS. 00c'J0900C 00001000

COMMON /AA/ CROWK,CDRNK,CBRIK,COTHK,CS ITU,CEWVU,XPOVH 00001100COMMON /BB/ CPVU1 ,PVU2,CPVlJ3,TPV1,TPV2,TPV3,XCON 00001200QOMMON /CC/ CASE(4,3),OPTION(5,10),WIDTH(4),COST(4) 00001300COMMON /DD/ HOMC1(5,12),HDMC2(5,12),HDMC3(5,12),HDMC4(5,12) 00001400COMMON /EE/ RLENF,CPKM 00001500COMMON /FF/ OPCOST(12,6,4),XNPV(5),)BCR(5),FLOW(5) 00001600COMMON /GG/ HDCST1(5,12),H1DCST2(5,12),HDCST3(5,12),HDCST4(5,12) 00001700REAL XMBCR(5),XCOST(12),STACK(5,4) 00001900CPKM = (CROWK+CDRNK+CBRIK+COTHK) 00002000DO 80 14=1,12 00002010DO 70 15=1,5 00002020OPCOST(14,15,1)=HDCST1(15,14) 00002030OPCOST(14,I5,2)=HDCST2(15,14) 00002040OPCOST(14,15,3)=HOCST3(15,14) 00002050OPCOST(14,15,4)=HDCST4(I5,14) 00002060

70 CONTINUE 0000207080 CONTINUE 00002120

WRITE(21,105) 00002600105 FORMAT(/10X,0 ** ESTIMATED CONSTRUCTION COSTS **0,/,6X, 00002700

#0INITIAL FINAL CONSTRUCTION COSTS ($1000) 0,/,4X, 00002800#°WIDTH CASE WIDTH OPTION NEW WIDEN REPAV TOTAL HDM°)00002900WRITE(23,115) 00003000

115 FORMAT(° BASE0,25X,0 OPTIMAL IMPROVEMENT AT0 ,/,0 W GEOM0 ,5X, 00003100# 0100 VEH/D°,6X,°300 VEH/D0,6X, 0500 VEH/D°,5X,0 1000 VEH/D°, 00003200# 5X,°3000 VEH/D°,/8X,5(° W G NPV °)/) 00003300WRITE(20,125) 00003400

125 FORMAT(/° 11-14 COSTO,19X,°NPV°,22X,°BCR°, 00003500# /,8X,0$1000/KM0 ,14X,0$1000/KM0 ) 00003510

C 00003600C CALCULATE CONSTRUCTION COSTS FOR EACH OPTION: 4 INITIAL WIDTHS, 00003700C 3 INITIAL GEOMETRY CASES, UP TO 4 WIDTH IMPROVEMENTS, AND 00003800C UP TO 10 GEOMETRY IM-ROVEMENTS; TOTAL IS 210 COMBINATIONS. 00003900C 00004000

DO 590 11=1,4 00004100PWO=WIDTH(Il) 00004200DO 580 12=1,3 00004300GRF=CASE(1,12) 00004400IBAS=CASE(4,12) 00004500RFO=OPTION(1,IBAS) 00004600CVO=OPTION(2,IBAS) 00004700WRITE(21 ,*)GRF,RFO,CVO 00004800WR ITE(20,*)GRF,RFO,CVO 00004900DO 570 13=1,4 00005000

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IF (13.LE.I1) THEN 00005100PWN=WIDTH(13) 00005200DO 560 14=IBAS,10 00005300RFN=OPTION(1, 14) 00005400CVN = OPTION(2,14) 00005500IF (RFN.LE.RFO.AND.CVN.LE.CVO) THEN 00005600XPR=OPTION(12+2,14) 00005700CALL CALCST(PWO,PWN,RFO,RFN,GRF,XPR) 00005800IF (14.EQ.IBAS) COST(4)=0.0 00005810XCOST-14)=COST(4) 00005900DO 550 15=1,5 00006200

C FIND NPV AND BCR USING COST=HDM TOTAL-CONSTRUCTION 00006300C DCOST, COST(4) AND NPV ARE IN UNITS OF $1000/KM 00006310

DCOST=(OPCOST(IBAS,15,11)-OPCOST(14,15,13))*1000./RLENF 00006400XNPV( 15)=(DCOST-COST(4)) 00006500IF (COST(4).GT.0.0) THEN 00006600XBCR( 15)=DCOST/COST(4) 00006700

ELSE 00006800XBCR(15)=0.0 00006900

ENDIF 00007000FIND !MPROVEMENT WITH THE HIGHEST NPV 00007100

IF (13.EQ.1.AND.14.EQ.IBAS) THEN 00007200STACK( 15,1 )=WIDTH(1) 00007300STACK(15,2)=14 00007400STACK( 15,3)=XNPV( 15) 00007500STACK(15,4)=XBCR(15) 00007600

ELSE IF (XNPV(15).GT.STACK(15,3)) THEN 00007700STACK(15,1)=WIDTH(13) 00007800STACK( 15,2)=14 00007900STACK(15,3)=XNPV(15) 00008000STACK(15,4)=XBCR(15) 00008100

ENDIF 00008200550 CONTINUE 00010100

WRITE(21,555)11,12,13,14,(COST(I),1=1,4),OPCOST(14,5,13) 00010200555 FORMAT(417,2X,5F8.0) 00010300

WRITE(20,556)11,12,13,14,COST(4), 00010400# (XNPV(1),1=1,5),(XBCR(I),I=1,5) 00010500

556 FORMAT(312,13,F6.0,2X,5F6.0,2X,5F5.1) 00010600ENDIF 00010700

560 CONTINUE 00010800WRITE(21,565) 00010900Wi'lTE(20, 565) 00011000

565 FORMAT(/) 00011100ENDIF 00011200

570 CONTINUE 00011300WRITE(23,576)WIDTH(Il),CASE(4,12), 00011610# ((STACK(15,1),1=1,3),15=1,5) 00011620

576 FORMAT(F4.1,F4.0,1X,5(F5.1,F4.0,F6.0)) 00011630580 CONTINUE 00011700

WR!TE(23,565) 00011800590 CONTINUE 00011900

STOP 00012000END .00012100

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C***00012200****************************** 0122BLOCK DATA BDA 00012300COMMON /AA/ CROWK, CDRNK, CBR I K, COTHK, CS ITU, CEWVU, XPOVH 0001 2400COMMON /BB/ CPVU1 ,CPVU2,CPVU3,TPV1 ,TPV2,TPV3,CON 00012500COMMON /CC/ CASE(4,3),OPTION(5,10),WIDTH(4),COST(4) 00012600COMMON /DD/ HDMC1(5,12),HDMC2(5,12),HDMC3(5,12),HDMC4(5,12) 00012700COMMON /EE/ RLENF,CPKM 00012800COMMON /FF/ OPCOST(12,6,4),XNPV(5),XBCR(5),FLOW(5) 00012900COMMON /GG/ HDCST1(5,12),HDCST2(5,12),HDCST3(5,12),HDCST4(5,12) 00013000DATA CROWK,CDRNK,CBRIK,COTHK /0.,O.,O.,500./ 00013100DATA CPVU 1, CPVU2, CPVU3 /2935,1225,348/ 00013200DATA CSITU,CEWVU /0.,122/ 00013300DATA XCON /0.02246/ 00013400DATA RLENF,XPOVH /10.0,0.15/ 00013500DATA TPV1 ,TPV2,TPV3 /0.025,0.170,0.200/ 00013600

C SPECIFY THREE EXISTING ROAD CASES 00013700DATA CASE /85.), 80., 500., 1., 00013800

55., 50., 300., 4.,, 0001390025., 20., 300., 7./ 00014000

C SPECIFY TEN ROAD IMPROVEMENT OPTIONS 00014100DATA OPTION /80.,500., O., 0., O., 00014200

80.,300., 10. , O., O., 0001430080.,120., 20., O., O., 0001440050.,300., 30., O., O., 0001450050.,120., 40., 20., 0., 0001460050., 50.p 50., 30., 0., 0001470020.,300.G, 60., 40., 0., 0001480020.,120., 70., 50., 20., 0001490020,, 50., 80., 60., 40., 0001500010., 15.,100., 70., 50./ 00015100

C SPECIFY ROAD WIDTHS AND FLOWS 00015200DATA WIDTH /7.4, 6.0, 5.0, 3.8/ 00015300DATA FLOW /100., 300., 500., 1000., 3000./ 00015400

C HDM I II -G RESULTS FOR COSTA RICA 0001 5401DATA HDCST1/ 00015402

1.851, 5.357, 8.869, 17.673, 53.284, 000154031.784, 5.156, 8.534, 17.001, 51.214, 000154041.737, 5.016, 8.300, 16.532, 49.789, 000154051.450, 4.152, 6.859, 13.648, 41.088, 000154061.413, 4.043, 6.677, 13.281, 39.966, 000154071.404, 4.014, 6.628, 13.182, 39.663, 000154081.259, 3.581, 5.906, 11.737, 35.304, 000154091.232, 3.498, 5.767, 11.457, 34.444, 000154101.225, 3.478, 5.734, 11.391, 34.237, 000154111.201, 3.404, 5.610, 11.142, 33.475, 000154120.000, 0.000, 0.000, 00.000, 00.000, 000154131.800, 5.205, 8.619, 17.178, 51.860/ 00015414

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DATA HDCST2/ 000154151.841, 5.320, 8.929, 18.008, 55.707, 000154161.774, 5.120, 8.595, 17.332, 53.618, 000154171.728, 5.031, 8.362, 16.862, 52.165, 000154181.441, 4.169, 6.924, 13.977, 43.440, 000154191.406, 4.064, 6.748, 13.624, 42.372, 000154201.397, 4.035, 6.700, 13.528, 42.080, 000154211.251, 3.597, 5.970, 12.060, 37.616, 000154221.224, 3.517, 5.835, 11.791, 36.812, 000154231.218, 3.497, 5.803, 11.725. 36.614, 000154241.193, 3.422, 5.678, 11.473, 35.840, 000154251.770, 5.144, 8.524, 17.008, 51.389, 000154261.803, 5.258, 8.741, 17.617, 54.609/ 00015427

DATA HDCST3/ 000154281.832, 5.370, 8.949, 18.142, 56.513, 000154291.766, 5.171, 8.616, 17.465, 54.407, 000154301.720, 5.032, 8.383, 16.994, 52.944, 000154311.433, 4.177, 6.947, 14.110, 44.216, 000154321.398, 4.067, 6.773, 13.762, 43.165, 000154331.389, 4.039, 6.726, 13.667, 42.876, 000154341.243, 3.599, 5.992, 12.191, 38.402, 000154351.216, 3.520, 5.859, 11.927, 37.619, 000154361.210, 3.501, 5.827, 11.863, 37.424, 000154371.185, 3.426, 5.702, 11.610, 36.656, 000154381.764, 5.160, 8.586, 17.328, 53.647, 000154391.804, 5.287, 8.810, 17.850, 55.747/ 00015440

DATA HDCST4/ 000154411.$25, 5.390, 9.026, 18.480, 59.376, 000154421.759, 5.192, 8.694, 17.801, 57.195, 000154431.714, 5.055, 8.464, 17.330, 55.680, 000154441.428, 4.197, 7.030, 14.448, 49.953, 000154451.395, 4.097, 6.863, 14.113, 45.929, 000154461.386, 4.069, 6.818, 14.021, 45.641, 000154471.238, 3.626, 6.076, 12.529, 41.213, 000154481.213, 3.549, 5.949, 12.279, 40.478, 000154491.207, 3.531, 5.918, 12.217, 40.291, 000154501.182, 3.456, 5.792, 11.964, 39.542, 000154511.753, 5.160, 8.609, 17.479, 54.592, 000154521.809, 5.345, 8.949, 18.327, 59.336/ 00015453

END 00015500

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C******************************************************************** 0001 5600'C CALCULATE COSTS FOR PROJECTS INVOLVING RECONSTRUCTION OVER 00015700C XPR PERCENT OF TOTAL LENGTH, AND RESURFACING AND POSSIBLY 00015800C WIDENING OVER THE REMAINDER. 0001 5900

SUBROUTINE CALCST(PWO,PWN,RFO,RFN,GRF,XPR) 0001 6000COMMON /AA! CROWK,CDRNK,CBRIK,COTHK,CSITU,CEWVU,XPOVH 00016100COMMON /BB/ CPVU1,CPVU2,CPVU3,TPV1,TPV2,1TPV3,XCON 0001 6200COMMON /CC/ CASE(4,3),OPTION(5,10),WiDTH(4),COST(4) 00016300COMMON /DD/ HDMC1(5,12),HDMC2(5,12),HDMC3(5,12),HDMC4(5,12) 00016400COMMON /EE/ RLENF,CPKM 00016500COMMON /FF/ OPCOST(12,6,4),XNPV(5),XBCR(5),FLOW(5) 00016600COMMON /GG/ HDCST1(5,12),HDCST2(5,12),HDCST3(5,12),HDCST4(5,12) 00016700SW 1.00 00016800XPR = XPR/100. 00016900RWO = PWO+SW*2. 00017000RWN = PWN+SW*2. 00017100RWD = RWN-RWO 00017200

C COMPLETE RECONSTRLCTION 00017300XWFN = (7.4-0.5*(7.4-PWN))/7.4 0001 7400Xl = EXP(0.0278*GRF) 00017500X2 = 1.61 * EXP(-0.0114*GRF) 00017600CSITN = (1.77*X1 + RWN*X2) * CSITU * 1000. 00017700

XH = 1.41 + 0.129*(GRF-RFN) + 0.0139*GRF 0001 7800

CEWVN = (RWN + 0.731*XH) * XH * CEWVU * 1 000 00017900CPKMN = CPKM * XWFN * 1000. 00018000

CPVMN=(CPVU1*TPV1*PWN + CPVU2*TPV2*PWN + CPVU3*TPV3*RWN)*1000. 00018100C RESURFACING ONLY (FOR UNCONSTRUCTED ROAD LENGTH) 00018200

CPVMO=(CPVU1*TPV1*PWO) * 1000. 00018300C WIDENING 00018400

XWFW = 0.5*RWD/7.4 00018500IF (RWD.GT.0.0) THEN 00018600

CSITW = X2*RWD*CSITU * 1 000. 00018700

CEWVW = XH*RWD*CEWVU * 1000. 00018800

CPKMW = CPKM*XWFW * 1 000. 00018900

CPVMW=(CPVU1*TPV1*RWD + CPVU2*TPV2*RWD + CPVU3*TPV3*RWD)*1000. 00019000ELSE 00019100

CSITW = 0.0 00019200

CEWVW = 0.0 00019300

CPKMW = 0.0 00019400CPVMW = 0.0 00019500

ENDIF 00019600C TOTAL COSTS IN THOUSANDS PER KM 00019700

COST(l )=(CSITN+CEWVN+CPKMN+CPVMN)*XPR*XCON/1 000. 0001 9800COST(2)=(CSITW+CEWVW+CPKMW+CPVMW)*(l-XPR)*XCON/1000.*1.20 00019900COST(3)=CP VMO*(1 .- XPR)*XCON/1 000. 00020000COST(4)=(COST(1)+COST(2)+COST(3))*(1.+XPOVH) 00020100WRITE(22,205)CSITN,CSITW,CEWVN,CEWVW,CPKMN,CPKMW,CPVMN, 00020200

# CPVMW,CPVMO,XPR,XWFN,XWFW 00020300205 FORMAT1 2F10.1) 00020400

RETURN 00020500END 00020600

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APPENDIX D.

SAMPLES OF INPUT DATA FOR THE COSTA RICA CASE STUDY

Note that data are samples only from the HDM-III input data files

A. EXISTING ROAD CONDITION

LINK EL01 EXISTNG 7.4M 1SECTION 1000 10.SECTION DATA P ALLENVIRONMENT 0.17 1200GEOMETRY 80 500 7.4 5. 1.0SURFACE 2LPV 1 1 0 20 0BASE/SUBGRADE 1 95 40.STRENGTH PARAMETERS 2 3.3DETERIORATION FACTORS 1. 1. 1.5 0b5 1. 1. 1.CONDITION 20 10 5 5 5 2 55.0HISTORY 10 10 15

B. CONSTRUCTION

CONSTRUC C01 REALIGN 1LINK ELO1 1 1COST TIME STREAM 100 0SECTION 1000 10.NEW SECTION DATA P ALLGEOMETRY 80 300 7.4 5. 1.0SURFACE 2LPV 1 1 0 20BASE/SUBGRADE 1 96 40.STRENGTH PARAMETERS 2 3.5DETERIORATION FACTORS 1. 1. 1.5 0.5 1. 1. 1.CONDITION 45.SECTION T-OTAL COST PER KM 0.0

C. MAINTENANCE:

STANDARD P MT092LPV08 PATCHING 100.09 RESEALING 20. 16 .25 12.0 1.0 112 ROUTINE MAINTENANCE

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D. VEHICLES:

NAME SM.CAR LG.CAR LG.BUS LT.TRK HY.TRK AR.TRKVEH TYPE 1 3 5 7 9 10NO TIRES 4 4 6 6 10 18GVW 1.0 1.8 13.5 6.8 15.0 26.0EQX4 0 0 1.293 0.776 1.473 2.869VAXLES 2 2 2 2 3 5PAYLOAD 0.2 0.4 4.5 2.8 5.5 14.0RECAP COS 52.27 52.82 41.07 36.16 49.28 39.89FINANCIALVEHICLE 17778 40000 86667 35556 77778 102222TIRE 37.84 50.78 313.82 202.22 261.53 415.89MAINT LAB 1.446 1.446 1.446 1.446 1.446 1.446CREW 0 0 2.652 2.652 2.652 2.652TIME 0 0 0 0 0 0STANDING 15 15 15 15 15 15INTEREST 22 22 22 22 22 22PETROL 0.533 0.422 2.433ECONOMICVEHICLE 5820 9700 58200 14938 55290 87300TIRE 32.09 43.04 265.96 171.58 221.64 352.44MAINT LAB 1.446 1.446 1.446 1.446 1.446 1.446CREW 0 0 2.652 2.652 2.652 2.652TIME 0.406 0.406 0 0 0 0STANDING 12 12 12 12 12 12INTEREST 15 15 15 15 15 15PETROL 0.273 0.258 1.244FOREIGNVEHICLE 5820 9700 58200 14938 55290 87300TIRE 19.25 25.82 159.58 102.95 132.98 211.46PETROL 0.246 0.232 1.120DEPRECIATE 1 1 1 1 1 1UTILIZE 1 1 3 3 3 3KM DRIVEN 14000 14000 80000 40000 55000 60000VEH LIFE 11 13 8 8 8 10HR DRIVEN 400 350 2000 1600 1800 2000PASS 3 4 54 2.5 1.8 1.8END SERIES

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E. TRAFFIC:

TRAFFIC ETO1 NDESCRIPTON 100 VEH/HNEW ADT 1985 1 24 46 6 15 4 5NEW ADT 1986 3 3 3 4 4 4 4

END TRAFFIC

K. RUN CONTROL:

RUN TITLE GEOM: COSTA RICA BRAZ 1985 2004DATE 125 8 19CURRENCY U.S. DOLLARS U.S. DOLLARS 1.0000ROUGHNESS Ql Ql

ALTERNATIVE EL01ALOOTRAFFIC ET011985MAINTENANCE MT091985

ALTERNATIVE ELOIALOlTRAFFIC ET011985CONSTRUCTION C011985MAINTENANCE MT091985

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APPENDIX E.

SAMPLES OF INPUT DATA FOR THE INDIA CASE STUDY

Note that data are samples only from the HDM-III input data files

A. EXISTING ROAD CONDITION

LINK EL01 EXISTNG 7.4M 1SECTION 1000 10.SECTION DATA P ALLENVIRONMENT 0.15GEOMETRY 80 500 7.4 7. 2.5SURFACE 2LPV 1 1 0 20 0BASE/SUBGRADE 1 2 90 8.STRENGTH PARAMETERS 2 3.3DETERIORATION FACTORS 1. 1. 1. 1. 1. 1. 1.CONDITION 20 10 5 5 5 2 3200.0HISTORY 10 10 15

B. CONSTRUCTION

CONSTRUC C01 REALIGN 1LINK EL01 1 1COST TIME STREAM 100 0SECTION 1000 10.NEW SECTION DATA P ALLGEOMETRY 80 300 7.4 7. 2.5SURFACE 2LPV 1 1 0 20BASE/SUBGRADE 1 2 90 9.STRENGTH PARAMETERS 2 3.5DETERIORATION FACTORS 1. 1. 1. 1. 1. 1. 1.CONDITION 2500.TYPE OF CONSTRUCTION 0RIGHT OF WAY PER KM 18SITE PREPARATION DETAILED .10EARTHWORK DETAILED .60PAVEMENT DETAILED BY LAYER 148 692PAVEMENT DEATILED BY LAYER 22.2 25.6PAVEMENT DETAILED BY LAYER 37 65.2DRAINAGE PER KM 5.46BRIDGE PER KM 16.00OTHER COSTS 6000PERCENT OVERHEAD 15.TERRAIN 85.

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C. MAINTENANCE

UNIT COSTS08ECONOMIC 35 15 40 10 20.09ECONOMIC 35 15 40 10 14.12ECONOMIC 35 15 40 10 5000.STANDARD P MT012LPV

08 PATCHING 80 1.009 RESEALING 7 70 12 21 .1 15 1.012 ROUTINE MAINTENANCE 1.0STANDARD P MT022LPV

08 PATCHING 100 1.009 RESEALING 4 40 10 21 .2 15 1.012 ROUTINE MAINTENANCE 1.0END SERIES

D. VEHICLES

NAME CAR TRK BUSVEH TYPE 2 4 6HP METRIC 50.8 111.7 111.7NO TIRES 4 6 6GVW 1.5 17.7 10.0EQX4 0 0.00 .000EQX2 0 0.00 .000VAXLES 0 2 2ECONOMICVEHICLE 46468 136392 179706TIRE 383 2268 1674MAINT LAB 4. 4. 4.CREW 0. 8.75 21.25TIME 3.5 0 2.45OVERHEAD 456 15863 6877INTEREST 15 15 15PETROL 3.4 2.8 8.33CARGO 0 3. 0DEPRECIATE 1 1 1UTILIZE 2 3 3KM DRIVEN 10000 88330 108770VEH LIFE 12 8 8HR DRIVEN 365 2920 2920HURATIO 0 .85 .75PASS 2.7 0 43END SERIES

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E. TRAFFIC

TRAFFIC ET01 NDESCRIPT TRAFICALTN1NEW ADT 1985 1 20 60 20NEW ADT 1986 3 5 5 5

K. RUN CONTROL

RUN TITLE GEOMETRY: INDIA INDI 1985 2004DATE 85 8 23CURRENCY INDIAN RUPEES U.S. DOLLARS 0.0880ROUGHNESS BI BI

ALTERNATIVE EL01ALOOTRAFFIC ET011985MAINTENANCE MT021985

ALTERNATIVE ELOlAL01TRAFFIC ET011985CONSTRUCTION C011985MAINTENANCE MT021985

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