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ACADEMIC CREDENTIALS
BBA. (Operations ) from MLSU Udaipur
HSC – CBSE
SSC – CBSE
IT SKILLS
Well versed with:MS Windows (98/2000); MS Office;
Internet Explorer
AREAS OF EXCELLENCE
AML/KYC/CDD/EDD
COB/Excellence in Analysis / Problem Solving
Standardization & Process Improvements
Quality Assurance
Process Transition
MIS Documentation
SLA/ SOP Compliance
Client Relationship Management
Liaising & Coordination
Decision Making
FATCA Compliance
CRS Compliance
PERSONAL DOSSIER
Date of Birth: 23rd June 1991.
Address: ‘Milestone’, 194/A Hiran Magri, Sector:14,Udaipur (Rajasthan)
BUSINESS OPERATIONS PROFESSIONALBusiness Operations | Customer Relationship | Client Services
A dynamic professional with 4 years of experience in areas of CDD, OFAC Sanctions, Terrorist Financing, PEP and AML Screening and Lexis Nexis. Recognised as a savvy executive with strengths in managing business processes, defining improvement in the processes, building consensus, and recognising and accelerating peer’s strengths. Competent in all technical areas of specific function and has ability to lead groups of individuals on a project basis with independent decision making capabilities & people management skills. Significant experience in developing new markets, streamlining workflow, accelerating growth & achieving desired sales goal.
Current Work Experience
Subject Matter Expert - Societe Generale Global Solutions CenterBangalore - August 2015 - Till Date
Working as an subject matter expert for FATCA in Regulatory Categorization & KYC team in SGCIB
Expertise in US tax form validations i.e. W-8 BENE, W-8 IMY, W-8 EXP, W-8 ECI for FFI’s & W-9 tax for US entities.
In depth knowledge on IGA agreements & the final regulation counties.
Expertise in self certification validation for Common Reporting Standards of OECD and capturing the controlling person details in case of NFE'
Strong Experience in handling Due Diligence and Enhance Due Diligence for London and New York CIB.
Handling client adoption sent by front office across EMEA and Americas under KYC and AML norms regulated by international regulator SEC, FCA, NAIC, CFTC, NFA etc.
Skilled in PEP and UBO risk assessment.
Expertise in New Client Adoption.
Expertise in adoptions of all kinds of entities such as regulated , listed, subsidiary of listed, private & PIV ( Private Investment Vehicle).
Coordinating in developing, implementing and transitioning processes in line with guidelines specified by client & regional offices.
Responsible for preparing and reporting MI & SLA for the process.
Responsible for gap analysis in MI and highlighting issues.
Proficient in handling the changes in the regulations laid by the regulatory
Taken full ownership from the onshore business partner in order to get the process BAU for FATCA classifications.
Accountable for all controls and checks.
Being nominated as the FATCA ambassador and an active member in the UAT testing enhancements concerning the FATCA regulations of the IRS.
Liaising with the front and middle office for the on boarding the clients and successful execution of the trade post on boarding.
Responsible for doing random audits and performing 4 eye on client FATCA classifications.
Currently working on a client on boarding process improvement assignment as individual contributor.
For internal use only
Achievements
Awarded for on boarding 50 entities in FY 2014-2015 and ensuring zero error.
Received appreciation from the onshore business head for ensuring the completion of urgent client adoptions.
Rewarded for giving the process improvement idea in the FY 2014-2015.
PREVIOUS EXPERIENCE
Dec 2013 - August - 2015 - Deutsche Bank Jaipur as Operations Analyst
Efficient knowledge in ways to combat financial Crime as per the recommendations laid by FATF-GAFI. Expertise in KYC & AML. Areas of Expertise: • Know Your Client (KYC) • Anti Money Laundering (AML) • New Client Adoptions • Client On-Boarding • PEP Risk Assessment • Enhance Due diligence ( EDD ) • Counter Terrorism Financing • Dodd Frank • FATCA (Foreign Account Tax Compliance Act) Classification • EMIR •CRS (Common Reporting Standards)
June 2012 – Nov’13: Infosys BPO Limited as Process Associate
Key Trainings Attended:
Business Continuity Management Training. Life Cycle of Trade Different Products Financial Regulations and Global Banking Investment Banking Training.
For internal use only
Extra Activities:
Active Member of the Corporate Social Responsibility team for the Jaipur site. Active Member of the Events and Fun Committee for the Jaipur site. Responsible for all the transport/Cab’s related issue for the team as a transport spoc. Have been member of engage team and have arranged few off-site parties for the process. Have been member of Business continuity management team as one of the critical resource of process.
For internal use only
