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RBF Capital Management Inc. is an independent registered investment advisor that focuses on advising and managing small to mid-size employer’s qualified retirement plans.
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www.RBFCapitalManagement.com
OUR EXPERIENCE AND INDEPENDENCE WILL ENSURE YOUR PLANS SUCCESS
HOW WE CAN HELPPlan Assessment and Recommendation - We will conduct a comprehensive plan assessment and provide recommendations that will help align the retirement plan with your company’s objectives, as well as, address potential fiduciary and compliance concerns.
Fiduciary Governance Support – We will assist with establishing a governance process, define fiduciary roles and procedures, which will help fulfill your fiduciary obligation.
Participant Education and Communication – We will design a communication and education strategy that will help encourage plan participation and the achievement of retirement goals.
Investment Advisory Services – As a licensed registered investment adviser (RIA) we will help select an investment menu that is based on your employee’s level of investment knowledge. We will also assist with monitoring and the replacing of plan investments, as well as selecting a qualified default investment alternative (QDIA).
Plan Vendor Selection – We will help you build the right service team to ensure your plan’s success. Aligning your plan with the right third party administrator (TPA), record-keeper or custodian can simplify the day to day plan administration.
Plan Monitoring and Benchmarking - We will provide benchmark reports that assess fees and participant achievement which will help full-fill your Fiduciary requirements.
A well-structured retirement plan can help recruit and retain valued employees while helping them save toward retirement.“
Our Independence allows us to service your Company’s plan based on your best interest, not ours.
WHY PARTNER WITHRBF CAPITAL MANAGEMENT
Experience• Over 20 Years of Advisory Experience• Certified Advisors (QPFC)• FINRA Registered Investment Advisors (RIA)• ASPPA Member
Independence• Non-Affiliated Adviser• Allows us to work with most Service Providers• Fee-Only Services, No Commissions• NO proprietary investment products
Full Fee Transparency• Disclosure of Plan Fees and Expenses• Annual Plan Benchmark Report by independant third party
Fiduciary Support / Plan Sponsor Support• 3(38) Investment Fiduciary Service provides strongest
transfer of liability available• Assist with establishment of Plan Governance Process• Assistance with Plan integration and mergers• Plan Monitoring & Benchmarking
Personalized Service• Dedicated Professional Support Team• Level of Support Based on Your Business Needs
CONTACT US TODAYTO FIND OUT MORE ABOUT SECTION 3(38)
INVESTMENT FIDUCIARY SERVICES.CALL TOLL FREE 855.789.2010
• We will acknowledge in writing our services.
• We will create a Investment Policy Statement (IPS) that reflects Plan Sponsor objectives and the interests of the Participants.
• We are a Fee based registered and licensed Investment Advisor.
• Full Transparency of services and fees.
• Independence, no conflict of interest.
• No proprietary products
• Third Party Plan Benchmarking reports
Investment Fiduciary Services
MITIGATING YOUR LIABILITYSection 3(38) Investment Fiduciary Services
Under section 3(38) of ERISA, the plan sponsor can shift the liability for the investments in the plan to a qualified third party investment manager. RBF Capital Management, Inc. will assume the duties of selecting, monitoring, removing and replacing the investment options offered under the plan on a discretionary basis. We will also assume the responsibility for investment decisions, subject to the terms of plan documents. This in turn will provide the plan sponsor the strongest transfer of liability available.
WE UNDERSTANDYOUR NEEDS• 15 years of PEO-MEP industry experience• Highest level of Fiduciary personal liability protection when
using our 3(38) services• Advanced marketing strategies• Client company attractive plan design• Reduce your plan administration• Client retention strategies
MEP (MultipleEmployer Plan) ServicesAs a plan sponsor of a Professional Employer Organization (PEO) MEP 401(k) qualified retirement plan you are charged with a myriad of fiduciary duties, most importantly the duty to act prudently, which is one of a fiduciary’s central responsibilities under ERISA. Let RBF Capital be your partner and simplify plan administration, mitigate fiduciary risk and assist with client retention.
Is your MEP retirement plan an effective client retention tool?“
Call today to find out moreabout our PEO/MEP Services
Corporate HeadquartersRBF Capital Management, Inc.
2435 Tech Center Parkway Lawrenceville, GA 30043
Sarasota Office
1990 Main Street, Suite 750 Sarasota FL 34236
Toll Free 855.789.2010 Fax 770.623.5097
E-mail [email protected]
Call RBF Capital todayfor your “no cost” benchmarking
and investment review.Toll Free 855.789.2010
