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Next Generation Wireless Communications Using Radio over Fiber Editors Nathan J. Gomes Paulo P. Monteiro Atílio Gameiro

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Next Generation Wireless Communications

Using Radio over FiberEditors

Nathan J. GomesPaulo P. Monteiro

Atílio Gameiro

Editors

Gomes Monteiro Gameiro

Next Generation Wireless

Comm

unications Using Radio over Fiber

EditorsNathan J. Gomes, University of Kent, UKPaulo P. Monteiro, Universidade de Aveiro, Instituto de Telecomunicações and Nokia Siemens Networks, PortugalAtílio Gameiro, Universidade de Aveiro and Instituto de Telecomunicações, Portugal

Next Generation Wireless Communications Using Radio over Fiber

A vision for wireless communications advanced by optical transmission possibilities, showing how this technology provides essential

advantages for the implementation of wireless systems

Next Generation Wireless Communications Using Radio over Fiber brings together key aspects of wireless, networking and photonics technologies which will be fundamental in achieving the vision of ultra-high-bit-rate mobile access with relatively limited spectrum resource. In particular, the book sets out the significant advantages of wireless communication systems based on distributed antennas with centralized signal processing supported by radio over fiber optical links to enable the required coordinated radio transmission schemes. The radio over fiber network architecture and technology choices, the wireless algorithms that can efficiently and fairly use the available spectrum, together with other considerations, such as network management and the business case proposition are all covered.

The book will be of use to all involved in the research, development or planning of future mobile networks, and of interest to anyone working at the interface of RF and photonic systems or technologies. Although a number of technology options and algorithms are reviewed, the book presents a coherent vision for future wireless/mobile communication systems using distributed antennas from which further investigations can be launched.

Key features:

Presents a single, coherent vision for future wireless systems employing distributed antenna systems, technical feasibility of fiber supported virtual or distributed MIMO (Multiple-Input Multiple-Output) concepts, from the component technology through to systems

Provides key demonstration setups and results validating the concept of the proposed co-ordinated multipoint algorithms

Gives a business evaluation, showing the potential economic benefits to operators

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NEXT GENERATIONWIRELESSCOMMUNICATIONSUSING RADIOOVER FIBER

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NEXT GENERATIONWIRELESSCOMMUNICATIONSUSING RADIOOVER FIBER

Editors

Nathan J. GomesUniversity of Kent, UK

Paulo P. MonteiroUniversidade de Aveiro, Instituto de Telecomunicacoes and Nokia Siemens Networks,

Portugal

At�ılio GameiroUniversidade de Aveiro and Instituto de Telecomunicacoes, Portugal

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This edition first published 2012# 2012 John Wiley & Sons, Ltd

Registered office

John Wiley & Sons, Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, United Kingdom

For details of our global editorial offices, for customer services and for information about how to apply for permission to

reuse th e copyright material in this book please see our website at www.wiley.com.

The right of the author to be identified as the author of this work has been asserted in accordance with the Copyright,

Designs and Patents Act 1988.

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form

or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by the UK Copyright,

Designs and Patents Act 1988, without the prior permission of the publisher.

Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may not be available in

electronic books.

Designations used by companies to distinguish their products are often claimed as trademarks. All brand names and product

names used in this book are trade names, service marks, trademarks or registered trademarks of their respective owners. The

publisher is not associated with any product or vendor mentioned in this book. This publication is designed to provide

accurate and authoritative information in regard to the subject matter covered. It is sold on the understanding that the pub-

lisher is not engaged in rendering professional services. If professional advice or other expert assistance is required, the

services of a competent professional should be sought.

Library of Congress Cataloging-in-Publication Data

Next generation wireless communications using radio over fiber / Nathan J.

Gomes, Paulo P. Monteiro, Atılio Gameiro, editors.

p. cm.

Includes bibliographical references and index.

ISBN 978-1-119-95339-5 (cloth)

1. Wireless communication systems. 2. Radio resource management (Wireless communications) 3. Optical fiber

communication. I. Gomes, Nathan J. II. Monteiro, Paulo P. III. Gameiro, Atılio.

TK5103.4873.N49 2012

621.382 075––dc23

2012010710

A catalogue record for this book is available from the British Library.

ISBN (H/B): 9781119953395

Set in 10/12pt Times by Thomson Digital, Noida, India.

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Contents

List of Contributors xiii

Foreword xv

Preface xvii

Acknowledgments xxi

List of Abbreviations xxiii

1 Background and Introduction 1

Paulo P. Monteiro, At�ılio Gameiro and Nathan J. Gomes

1.1 The Trends and Challenges to Achieving 4G Wireless 2

1.1.1 Motivation 2

1.1.2 The Quest for High Bit Rates in Wireless Communications 2

1.1.3 System Capacity 3

1.1.4 Infrastructure Costs, Deployment and Upgradeability Constraints 4

1.1.5 Trends and Issues in Wired Broadband and Infrastructure

Convergence 6

1.2 The FUTON Concept for Next-Generation Distributed and

Heterogeneous Radio Architectures 8

1.2.1 Global Architecture and the Main Evolutionary Scenarios 9

1.2.2 Optical Infrastructure Signalling 11

1.2.3 The FUTON Consortium 11

1.3 Overview of this Book 12

References 15

2 Trends in Wireless Communications 17Aarne M€ammel€a, Mika Lasanen and Jarno Pinola

2.1 Introduction 17

2.2 Basic Transmission Problems and Solutions 18

2.2.1 Transmission Problems 19

2.2.2 Solutions in the Physical Layer 24

2.2.3 Solutions in the Network Layer 31

2.2.4 Fundamental Limits and Trends 35

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2.3 Regulation and Standardization 37

2.3.1 Regulation 37

2.3.2 Standardization 38

2.4 Conclusions 41

References 41

3 System Concepts for the Central Processing of Signals 47

At�ılio Gameiro and Daniel Castanheira

3.1 Introduction 47

3.2 Wireless Trends 48

3.2.1 Provision of Broadband Access 48

3.2.2 System Capacity 48

3.2.3 Power Efficiency 49

3.2.4 Fairness in Access 50

3.3 Architecture Options 51

3.4 The Global Centralized Architecture 52

3.4.1 Terminology 53

3.4.2 DBWS Architecture Elements 53

3.4.3 Physical Elements of the DBWS 54

3.5 FUTON Scenarios 55

3.5.1 Enhanced Cellular Scenario 55

3.5.2 Advanced Scenario 57

3.6 The Optical Infrastructure 58

3.7 Conclusions 60

References 60

4 Introduction to Radio over Fiber 61

Nathan J. Gomes and David Wake

4.1 Introduction 61

4.2 The Concept of a Radio over Fiber System 62

4.3 Categories of Radio over Fiber Systems 64

4.3.1 Types of Transport 64

4.3.2 Types of Modulation 66

4.3.3 Types of Fiber 67

4.3.4 Subcarrier Multiplexing 67

4.3.5 Millimeter-Wave-over-Fiber Systems 68

4.4 Performance of Radio over Fiber Systems 72

4.4.1 System Performance Characterization 72

4.4.2 System Component Effects 75

4.4.3 Improving System Performance 77

4.5 Applications of Radio over Fiber Technology 79

4.5.1 Wireless or Mobile Communication Systems 79

4.5.2 Beam-forming and Phased Arrays 81

4.5.3 Cable Television Systems 81

4.5.4 Radio Astronomy 83

4.5.5 Future Perspectives 83

vi Contents

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4.6 Conclusions 84

References 84

5 Radio over Fiber System Design for Distributed Broadband Wireless Systems 91

David Wake and Nathan J. Gomes

5.1 Introduction 91

5.2 Radio over Fiber Link Design Issues 93

5.2.1 Carrier Frequency 93

5.2.2 Channel Bandwidth 94

5.2.3 Number of Channels 94

5.2.4 Peak-to-Average-Power Ratio 95

5.2.5 Modulation Scheme 95

5.2.6 Uplink Power Control 96

5.3 Example Link Design 97

5.3.1 Link Architecture 97

5.3.2 Optical Source and Receiver Types 99

5.3.3 Link Budget Calculations 100

5.3.4 EVM Measurements 103

5.3.5 Wireless Range Calculations 106

5.4 Analog or Digital Transmission? 108

5.5 Conclusions 110

References 111

6 Optical Network Architectures for the Support of Future Wireless Systems 113S�ılvia Pato and Jo~ao Pedro6.1 Introduction 113

6.2 Using PONs to Support Radio over Fiber Services 114

6.2.1 Wavelength Allocation Plans 114

6.2.2 Multiplexing Schemes 115

6.3 Candidate Architectures 117

6.3.1 A: Separate Up- and Downlink Wavelengths 118

6.3.2 B: Shared Downlink Wavelengths 119

6.3.3 C: Single CWDM Channel 120

6.3.4 D: Broadcast and Select 120

6.3.5 E: Reflective RAUs 121

6.3.6 Comparison of Candidate Architectures 122

6.4 Power-Loss Budget Analysis 122

6.5 Comparative Economic Analysis 128

6.6 Support of Legacy Systems 130

6.7 Conclusions 131

References 131

7 Optical Transmitters for Low-Cost Broadband Transport 133

Guilhem de Valicourt, Romain Brenot, Fr�ed�eric Van Dijk and Guanghua Duan

7.1 Introduction 133

7.2 Basics of Semiconductor Lasers and Reflective SOAs 133

Contents vii

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7.2.1 Vertical Layer Structures for Semiconductor Lasers and

Reflective SOAs 134

7.2.2 Transverse Structures for Lasers and Reflective SOAs 136

7.2.3 Mode Profile and the Gain Confinement Factor 138

7.3 Semiconductor Lasers for Radio over Fiber Applications 139

7.3.1 Specifications of Semiconductor Lasers 139

7.3.2 Distributed Feedback Laser 140

7.3.3 Packaged DFB Laser Module 141

7.3.4 Laser Static Characteristics 141

7.3.5 RIN Measurements 144

7.3.6 Modulation Bandwidth 145

7.3.7 Linearity 146

7.3.8 Applications of DFB Lasers in RoF Systems 146

7.3.9 Conclusion 147

7.4 Reflective Semiconductor Optical Amplifiers 148

7.4.1 Fundamentals of the RSOA 148

7.4.2 Outline of the RSOA Structure 149

7.4.3 RSOA Characteristics for a RoF Link 150

7.4.4 System Performance 155

7.4.5 Limitations and Improvements 156

7.4.6 Summary 156

7.5 Conclusions 157

References 157

8 Algorithms for Coordinated Multipoint Techniques 159

Fabian Diehm, Mohamed Kamoun and Gerhard Fettweis

8.1 Introduction 159

8.2 Basic Ideas about CoMP 160

8.2.1 Control Plane Strategies 160

8.2.2 Data Plane Strategies 160

8.3 CoMP in Cellular Systems: Benefits and Practical Design 163

8.3.1 Uplink 163

8.3.2 Downlink 166

8.4 Numerical Illustrations of CoMP Concepts 169

8.4.1 Uplink 169

8.4.2 Downlink 171

8.5 CoMP in the FUTON System Concept 174

8.5.1 Backhaul 174

8.5.2 Time and Frequency Synchronization 175

8.5.3 Clustering 175

8.5.4 Channel Estimation and Feedback 176

8.6 The FUTON Prototype: CoMP with the FUTON

RoF Architecture 177

8.6.1 Baseband Processing 178

8.6.2 Downlink Transmission Path 181

8.6.3 Testing the Prototype 182

viii Contents

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8.7 Conclusions 186

References 187

9 Cross-Layer Resource Allocation and Scheduling 191

Ilkka Harjula, Mikko Hiivala, Vinay Uday Prabhu, Dimitris Toumpakaris and

Huiling Zhu

9.1 Introduction 191

9.2 Low-Complexity Chunk-Based Resource Allocation for the Downlink 192

9.2.1 System Model 192

9.2.2 Chunk-Based Allocation Scheme and Performance Analysis 193

9.2.3 Chunk-Based Resource Allocation for Distributed Antenna

Systems 195

9.3 Modified MAC-Aware Per-User Unitary Rate Control Scheme 197

9.4 Channel Estimation Based on Superimposed Pilots 201

9.4.1 Downlink Channel Estimation 201

9.4.2 Superimposed Pilots 202

9.4.3 Simulation Performance Results 202

9.4.4 Implementation Considerations 205

9.5 Conclusions 209

References 210

10 Compensation of Impairments in the Radio over Fiber Infrastructure 211

Atso Hekkala, Mika Lasanen, Mikko Hiivala, Luis Vieira, Nathan J. Gomes,

Vincent Kotzsch and Gerhard Fettweis

10.1 Introduction 211

10.2 Compensation Techniques for RoF Links 212

10.3 RoF Link Model 214

10.4 Distortion Compensation Algorithms and Architectures 222

10.5 Distortion Compensation Analyses, Simulations and Measurements 227

10.6 Impact of Timing Delays in Centralized Distributed Antenna Systems 232

10.6.1 Transmission Delays in Centralized DAS 232

10.6.2 Impact of Signal Delays on OFDM System Model 235

10.6.3 Asynchronous Interference Analysis 238

10.7 Conclusions 243

References 243

11 Radio over Fiber Network Management 247

Carlos Santiago, Bodhisattwa Gangopadhyay and Artur Ars�enio11.1 Introduction 247

11.2 Overview of RoF Management Systems 248

11.2.1 RoF Management for Fixed-Mobile Convergent Networks 250

11.2.2 Network Data Intelligent Processing 250

11.2.3 RoF Manager Functionalities 251

11.3 RoF Manager Architecture 251

11.3.1 Configuration Management Module 253

11.3.2 Fault Management Module 254

11.3.3 Performance Management Module 254

Contents ix

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11.4 Interoperation of RoF Manager and Middleware 256

11.4.1 Channel Physical Address 258

11.4.2 Channel Forwarding Table 259

11.4.3 RoF Manager to Middleware 259

11.4.4 RoF to Physical Layer 259

11.5 Conclusions 262

References 262

12 System-Level Evaluation 265

Ramiro S�amano-Robles and At�ılio Gameiro

12.1 Introduction 265

12.1.1 Motives for System-Level Simulation of

Wireless Networks 265

12.1.2 Issues in the Design of System-Level Simulators for Wireless

Networks 266

12.1.3 System-Level Simulation of FUTON and the DBWS 267

12.1.4 Scope and Organization of this Chapter 268

12.2 System-Level Simulation of Wireless Networks and DAS 269

12.2.1 Link-to-System-Level Interface (LSLI) Modeling 269

12.2.2 Simulation Platforms 270

12.2.3 OFDMA Systems 270

12.2.4 Propagation Models 271

12.2.5 Distributed Antenna Systems at the System Level 271

12.3 The FUTON System-Level Simulator 272

12.3.1 Simulator Logical Architecture 272

12.3.2 Simulation Modes 274

12.3.3 Manhattan Deployment Scenario and Propagation Model 275

12.3.4 Traffic and Mobility Models 278

12.3.5 OFDMA Frame Definition 278

12.3.6 Link to System-Level Interface (LSLI) Modeling 280

12.3.7 Optical Link Impairment Modeling and Compensation Schemes 282

12.4 Radio Resource Management Implementation for the DBWS 285

12.5 Results of the Simulation 286

12.6 Conclusions 289

References 289

13 Business Evaluation and Perspectives 291

George Agapiou, Vitor Sim~oes Ribeiro, Angela Maria Ferro Venturi,

Silmar Freire Palmeira and A. Manuel de Oliveira Duarte

13.1 Introduction 291

13.2 Evolution of Services in Advanced Access Technologies 292

13.3 Business Model Description 293

13.4 Business Plan 294

13.5 Market Characterization 296

x Contents

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13.6 Modeling the Business Plan 297

13.6.1 Contribution to NPV 298

13.6.2 Break-Even Period 298

13.6.3 Sensitivity Graphs 300

13.7 Deployment Models 304

13.7.1 Greenfield Deployment 304

13.7.2 Evolution from Existing Legacy Wireless Systems 306

13.7.3 Summary 311

13.8 Conclusions 312

References 312

14 Summary and Conclusions 313

Paulo P. Monteiro, At�ılio Gameiro and Nathan J. Gomes

14.1 Introduction 313

14.2 Main Achievements of the FUTON Project 313

14.3 Technical Benefits 314

14.4 Business Benefits 315

14.5 Business Vision 315

References 316

Index 317

Contents xi

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List of Contributors

George Agapiou Hellenic Telecoms (OTE), Greece

Artur Ars�enio Nokia Siemens Networks, Portugal

Romain Brenot III-V Lab, a Joint Lab of Alcatel-Lucent Bell Labs, Thales

Research and Technology and CEA Leti, France

Daniel Castanheira Universidade de Aveiro and Instituto de

Telecomunicacoes, Portugal

Fabian Diehm Technische Universit€at Dresden, Germany

Guanghua Duan III-V Lab, a Joint Lab of Alcatel-Lucent Bell Labs, Thales

Research and Technology and CEA Leti, France

A. Manuel de Oliveira Duarte Universidade de Aveiro and Instituto

de TelecomunicaSc~oes, Portugal

Gerhard Fettweis Technische Universit€at Dresden, Germany

At�ılio Gameiro Universidade de Aveiro and Instituto de

Telecomunicacoes, Portugal

Bodhisattwa Gangopadhyay Nokia Siemens Networks, Portugal

Nathan J. Gomes University of Kent, UK

Ilkka Harjula VTT Technical Research Centre, Finland

Atso Hekkala VTT Technical Research Centre, Finland

Mikko Hiivala VTT Technical Research Centre, Finland

Mohamed Kamoun CEA, LIST, France

Vincent Kotzsch Technische Universit€at Dresden, Germany

Mika Lasanen VTT Technical Research Centre, Finland

Aarne M€ammel€a VTT Technical Research Centre, Finland

Paulo P. Monteiro Universidade de Aveiro, Instituto de Telecomunicacoes and

Nokia Siemens Networks, Portugal

Silmar Freire Palmeira Telefonica VIVO, Brazil

S�ılvia Pato Nokia Siemens Networks and Instituto

de TelecomunicaSc~oes, Portugal

Jo~ao Pedro Nokia Siemens Networks and Instituto

de TelecomunicaSc~oes, Portugal

Jarno Pinola VTT Technical Research Centre, Finland

Vinay Uday Prabhu Carnegie Mellon University, USA

Vitor Sim~oes Ribeiro Portugal Telecom InovaSc~ao, Portugal

Ramiro S�amano-Robles Instituto de TelecomunicaSc~oes, Portugal

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Carlos Santiago Nokia Siemens Networks, Portugal

Dimitris Toumpakaris University of Patras, Greece

Guilhem de Valicourt III-V Lab, a Joint Lab of Alcatel-Lucent Bell Labs, Thales

Research and Technology and CEA Leti, France

Frederic Van Dijk III-V Lab, a Joint Lab of Alcatel-Lucent Bell Labs, Thales

Research and Technology and CEA Leti, France

Angela Maria Ferro Venturi Telefonica VIVO, Brazil

Luis Vieira University of Kent, UK

and Federal University of Technology (UFTPR), Brazil

David Wake University of Kent, UK

Huiling Zhu University of Kent, UK

xiv List of Contributors

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Foreword

This book summarizes the results of the collaborative research carried out in the Fibre-Optic

Networks for Distributed, Extendible, Heterogeneous Radio Architectures and Service

Provisioning (FUTON) project in the Framework Program 7 of the European Commission

by partners ranging from manufacturers, network operators, and small and medium enter-

prises to research centers and universities. The main objective of the FUTON project was to

address concepts for the use of radio over fiber (RoF) as part of broadband mobile communi-

cation systems.

Mobile communication has been a great success story in the last few decades. Developed

from analog systems for voice communication after 1980, digital signal-processing technol-

ogy was introduced around 1990 in systems such as GSM and IS-95 CDMA, which were

originally designed for voice communication. Digital communication systems allowed the

extension to data services with Short Message Service (SMS) and by aggregation, for exam-

ple, of time slots, as a further development of GSM in HSCSD, GPRS and EDGE, towards

higher data rates and packet transmission. A similar development took place for IS-95

CDMA. Third-generation (3G) mobile communication systems increased the data rate

through more wideband carriers and using CDMA technology in UMTS (WCDMA FDD

and TDD), CDMA2000 and TD-SCDMA. These systems were deployed after 2000. The

connection to the backbone network could be provided by, for example, digital subscriber

lines (DSL) or microwave links.

Around 2000, ITU-R started discussions on the further development of mobile communi-

cations for IMT-Advanced, with peak throughput rates of 100 Mbps for new mobile access

and 1 Gbps for new nomadic or local area wireless access [1]. This initiated a huge develop-

ment effort in the research community and international standardization bodies.

This was intended to further improve the performance of 3G systems from UMTS (3GPP)

to HSDPA, HSUPA, HSPA, HSPAþ; from CDMA2000 (3GPP2) to 1xEVDO; and from

WLAN-type systems (IEEE) to WiMAX. It was also intended to develop new very wideband

systems for IMT-Advanced based on OFDM-technology, such as the 3GPP-based LTE and

LTE-A systems, the 3GPP2-based UMB concept, and the IEEE-based evolution of WiMAX.

By the end of 2011, the number of global mobile communication subscribers exceeded six

billion [2] and there are more than 2.25 billion global Internet users [3]. Data traffic is grow-

ing rapidly in deployed 3G communication systems and its further evolutions. Predictions

show continuing significant growth [4]. This growth in traffic and the limited amount of

available frequency spectrum requires more advanced systems in order to use the frequency

spectrum more efficiently and achieve economic system deployment. Future systems have to

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provide significantly higher throughput rates, even at cell edges, by reusing existing base

station sites as far as possible.

This results in several challenges for future mobile communication systems. System

capacity and interference reduction can be achieved by means of cooperative multipoint

(CoMP) systems and distributed antenna systems (DAS), for example. CoMP is based on the

centralized processing of signals from different neighboring base stations and DAS involves

connecting a set of distributed antennas to a central base station for joint signal processing in

order to improve coverage and mitigate interference. Both concepts require broadband links

between the involved base stations and antennas.

In addition, broadband mobile communication systems require a very broadband back-

bone network to connect the base stations to the Internet and the overall network, which

cannot be provided by DSL or standard microwave links. Broadband mobile communication

systems with a peak throughput rate per base station site of several hundred megabits or

more than a gigabit per second require different technologies. Several concepts for backbone

connections (e.g. optical communication for baseband signals, relay-based concepts and

microwave links up to 60–90 GHz frequency range for dense deployment) are applicable,

each with a different impact on the economy of deployment. Radio over fiber systems are

suited for DAS systems with centralized joint signal processing, allowing more economic

deployment and coverage, in particular in micro- to femto-cell deployment. With the increas-

ing importance of small cell systems for areas with high traffic demand [5], radio over fiber

systems are an important, economic and future-proof solution for such deployments.

This book provides background information on the state of the art and new developments

in radio over fiber systems and related topics. It will be beneficial to system designers and

researchers in this field.

Dr Werner Mohr

Head of Research Alliances

Nokia Siemens Networks GmbH & Co. KG

Germany

References

1. ITU(2003)Framework and overall objectives of the future development of IMT-2000 and systems beyond IMT-

2000, Recommendation R M.1645.www.itu.int/rec/recommendation.asp?type=folders&lang=e&parent=R-REC-

M.1645.

2. ITU(2011)ICT Statistics Newslog: Mobile subscribers.www.itu.int/ITU-D/ict/newslog/CategoryView,category,

Mobile%2Bsubscribers.aspx.

3. Miniwatts Marketing Group(2011)Internet World Stats.www.internetworldstats.com.

4. Cisco(2011)Cisco Visual Networking Index: Forecast and Methodology, 2010–2015.www.cisco.com/en/US/solu-

tions/collateral/ns341/ns525/ns537/ns705/ns827/white_paper_c11-481360_ns827_Networking_Solutions_Whi-

te_Paper.html.

5. Small Cell Forum.www.smallcellforum.org/.

xvi Foreword

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Preface

Today’s information age is dominated by the Internet, with the worlds of work, leisure and

political change hugely influenced by Internet search engines and social media networking,

for example. At the time of writing (2012), the global introduction of tablet PCs and smart

phones and the new cloud paradigms for storage and computing has led to more and more

people demanding Internet access on the move. Even in their own homes, connected by

high-speed cable or optical-fiber systems, people increasingly access the Internet wirelessly,

for example, through a WiFi ‘hub’ or router.

To satisfy the increasing demand for wireless data services that can provide video, voice

and images on the move, operators have been deploying new networks, mainly based on the

industry standards promoted by the 3rd Generation Partnership Project (3GPP) for Long-

Term Evolution (LTE). Although LTE will provide large increases in capacity compared to

the widely deployed 3rd generation (3G) networks, to truly satisfy user requirements, opera-

tors are already looking towards true 4th generation (4G) networks, termed LTE-Advanced

or LTE-A. The first standards for these networks are just being released by 3GPP. Achieving

the large capacity demanded will require novel techniques, such as the use of distributed

antennas. Radio over fiber, the particular technology addressed in this book, enables distrib-

uted antenna systems and has been used, in relatively niche applications (shopping malls,

airports, sports venues, and some city centers), by mobile communications operators.

The research work that is presented in this book was mainly carried out as part of the

European Union’s Integrating Project FUTON. In FUTON, the use of radio over fiber sys-

tems was brought into the design of 4G and beyond wireless communications in a way that

went beyond what had been done previously. By specifying the optical infrastructure as part

of the wireless system from the outset, new capabilities can be defined for the overall wire-

less system. This new wireless system architecture would enable the fulfillment of the objec-

tives for hugely increased capacity required in future networks, as well as in access fairness

and flexibility.

This book aims to summarize some of the key findings of the FUTON project. As 4G

wireless communication systems are currently being standardized, we hope to bring to the

debate a system description, with performance indications, that comprises a range of inter-

related and interdependent aspects, from the specification and performance of wireless

coding and resource-management algorithms to fiber-infrastructure design and performance

to overall system performance evaluation. A methodology for a business evaluation is also

outlined, with preliminary results indicating a promising outlook for the proposed architec-

ture. This book should be of interest to all those engaged in the research and development of

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wireless, mobile and converged fixed or mobile communication networks, whether in acade-

mia, research institutes or industry. As it brings together two often distinct research areas,

wireless and optical communications, review chapters are included to help those expert in

one area to better understand the other area. This is vital as we believe that the next genera-

tion of networks will require cooperation in the design of the optical fiber and wireless

transmission parts, in order to explore the synergies between these two technologies.

The book is divided into 14 chapters, the contents of which can be briefly summarized as

follows:

� Chapter 1: Background and Introduction. This chapter presents the trends for achieving

4G wireless communications and for convergence between wireless and fixed networks,

the main concept and a brief overview of the FUTON project, and an overview of the book.� Chapter 2: Trends in Wireless Communications. This chapter provides a general overview

of the latest trends in wireless communications which aim to achieve high user data rates.

A range of basic wireless transmission problems and solutions are covered, followed by an

overview of regulation and standardization as they affect current and future systems.� Chapter 3: System Concepts for Central Processing of Signals. This chapter presents the

key concept at the heart of the book: the main features of the hybrid optical-radio infra-

structure which acts as an enabler for key technologies, such as virtual-MIMO processing.� Chapter 4: Introduction to Radio over Fiber. This chapter presents a review of radio over

fiber research and commercial developments, covering the definition of the concept,

categories and types of radio over fiber systems and their performance characterization

and applications.� Chapter 5: Radio over Fiber System Design for Distributed Broadband Wireless Systems.

This chapter provides a description of the requirements for the optical transport of future

broadband wireless systems and an outline design for radio over fiber links based on sub-

carrier multiplexing and intermediate frequency transmission.� Chapter 6: Optical Network Architectures for the Support of Future Wireless Systems.

This chapter presents the requirements for the whole optical distribution network for the

transmission to and from multiple remote access units (RAUs), with wavelength division

multiplexing used to separate transmissions to/from the different RAUs. It also takes

account of overlay with legacy wireless systems and fixed network infrastructures.� Chapter 7: Optical Transmitters for Low-Cost Broadband Transport. With the optical

transmitter usually being the limiting component in the performance of a radio over fiber

link, this chapter provides an overview of work carried out to improve transmitter perform-

ance. Two devices are examined: a distributed feedback (DFB) laser and a reflective semi-

conductor optical amplifier (RSOA).� Chapter 8: Algorithms for Coordinated Multipoint Techniques. This chapter presents

descriptions of the algorithms that form one of the key advantages of the FUTON concept,

the provision of centralized joint processing of signals enabling coordinated multipoint

transmission.� Chapter 9: Cross-Layer Resource Allocation and Scheduling. This chapter discusses

resource allocation and scheduling algorithms, which are key to ensuring quality of service

and fairness, and the centralization inherent in the FUTON concept which lends itself to

optimization across layers.

xviii Preface

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� Chapter 10: Compensation for Impairments in the Radio over Fiber Infrastructure. While

the goal is to make the radio over fiber infrastructure as transparent as possible with low

latency, impairments may arise. This chapter discusses the effects of nonlinearity and its

compensation and the effects and mitigation of delay in the fiber transport.� Chapter 11: Radio over Fiber Network Management. This chapter discusses issues in

managing the proposed radio over fiber infrastructure and makes proposals for the organi-

zation and implementation of this management.� Chapter 12: System-Level Evaluation. This chapter describes methods and models for the

system-level simulation and evaluation of a distributed antenna system with centralized

joint processing. Results are presented to validate the concept.� Chapter 13: Business Evaluation and Perspectives. This chapter analyzes the evolution of

services envisioned for future wireless networks, the market characterization and the most

relevant business cases for the proposed hybrid wireless-optical architecture.� Chapter 14: Summary and Conclusions. This chapter briefly presents the key achieve-

ments of the FUTON project, on which this book is based, and the main technical and

business benefits of the concepts advocated.

Nathan J. Gomes

University of Kent, UK

Paulo P. Monteiro

Universidade de Aveiro, Instituto de Telecomunicacoes and

Nokia Siemens Networks, Portugal

At�ılio Gameiro

Universidade de Aveiro and Instituto de Telecomunicacoes, Portugal

Preface xix

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Acknowledgments

Much of the research presented in this book was carried out under the auspices of the

Fiber-Optic Networks for Distributed, Extendible, Heterogeneous Radio Architectures

and Service Provisioning (FUTON) Large-Scale Integrating Project, partly funded by the

European Union as part of the Information and Communication Technologies 7th Frame-

work Programme (project FP7-ICT-2007-21533). Most of the contributing authors to this

book were partners of this project and gratefully acknowledge this cofunding. They

would also like to thank, in particular, the European Commission Project Officer,

Andrew Houghton, for his helpful advice and support over the duration of the project.

Each of the contributing authors would also like to acknowledge the support of their insti-

tution or company for providing the time allowed for the preparation of the book. These

institutions and companies are listed below:

III-V Lab, a Joint Lab of Alcatel-Lucent Bell Labs, Thales Research and Technology and

CEA Leti, France

Carnegie Mellon University, USA

CEA, LIST, France

Hellenic Telecommunications Organization (OTE), Greece

Instituto de TelecomunicaSc~oes, Portugal

National Council for Scientific and Technological Development (CNPq), Brazil

Nokia Siemens Networks, Portugal

Portugal Telecom InovaSc~ao, Portugal

Technische Universit€at Dresden, Germany

Universidade de Aveiro, Portugal

University of Kent, UK

University of Patras, Greece

Telefonica VIVO, Brazil

VTT Technical Research Centre of Finland, Finland

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List of Abbreviations

1F Single-Fiber Connection

1G 1st Generation

2F Two-Fiber Connection

2G 2nd Generation

3G 3rd Generation

3GPP 3rd Generation Partnership Project

3GPP2 3rd Generation Partnership Project Two

4G 4th Generation

A/D Analog-to-Digital

ACP Adjacent Channel Power

all-IP All Internet Protocol

ALMA Atacama Large Millimetre Array

AM/AM Amplitude Modulation/Amplitude Modulation

AM/PM Amplitude Modulation/Phase Modulation

AM Amplitude Modulation

AON Active Optical Network

APD Avalanche Photodiode

ARPU Average Revenue per User

ASE Amplified Spontaneous Emission

ASN.1 Abstract Syntax Notation – One

AWGN Additive White Gaussian Noise

BER Bit-Error Ratio

BLER Block Error Ratio

BPF Band-Pass Filter

BPSK Binary Phase-Shift Keying

BRS Buried Ridge Structure

BS Base Station

CAPEX Capital Expenditure

CCDF Complementary Cumulative Distribution Function

CDF Common Data Format

CDMA Code Division Multiple Access

CESM Capacity Effective SINR Metric

CFO Carrier Frequency Offset

CFT Channel Forwarding Table

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CM Configuration Management

CN Core Network

CNR Carrier-to-Noise Ratio

CO Central Office

CoMP Coordinated Multipoint

CP Cyclic Prefix

CPRI Common Public Radio Interface

CPU Central Processing Unit

CRRM Common Radio Resource Management

CSC_CU Conversion Separation Combination CU

CSI Channel State Information

CSM Combined Snapshot–Dynamic Mode

CU Central Unit

CW Continuous Wave

CWDM Coarse Wavelength Division Multiplexing

D/A Digital-to-Analog

DAS Distributed Antenna System

DBWS Distributed Broadband Wireless System

DFB Distributed Feedback (Laser)

DFE Decision Feedback Equalizer

DFT Discrete Fourier Transform

DL Downlink

D-MIMO Distributed MIMO

DML Directly Modulated Laser

DOCSIS Digital-Over-Cable Service Interface Standard

DPC Dirty Paper Coding

DSL Digital Subscriber Line

DSP Digital Signal Processor

DUT Device Under Test

DWDM Dense Wavelength Division Multiplexing

E/O Electronic–Optical Converter

EAM Electro-Absorption Modulator

EDFA Erbium-Doped Fiber Amplifier

EDGE Enhanced Data Rates for GSM Evolution

EESM Exponential Effective SINR Metric

EPON Ethernet-PON

EVDO Evolution-Data Optimized (alternatively, Evolution-Data Only)

EVM Error Vector Magnitude

FCAPS Fault, Configuration, Accounting, Performance, Security

F-DAS Fiber Distributed Antenna System

FDD Frequency Division Duplex

FDM Fully Dynamic Mode

FDMA Frequency Division Multiple Access

FFT Fast Fourier Transform

FIFO First-In, First-Out

FM/PM Frequency/Phase Modulation

xxiv List of Abbreviations

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FM Fault Management

FM Frequency Modulation

FP Fabry–Perot

FPGA Field Programmable Gate Array

FSAN Full Service Access Node

FSK Frequency Shift Keying

FTP File Transfer Protocol

FTTH Fiber-to-the-Home

FTTx Fiber-to-the-x

FWHM Full Width at Half Maximum

Gbit/s Gigabit per second

Gbps Gigabit per second

GPON Gigabit-PON

GPRS General Packet Radio Service

GSM Global System for Mobile Communications

HDTV High-Definition Television

HF High Frequency

HFC Hybrid Fiber–Coax

HSCSD High-Speed Circuit-Switched Data

HSDPA High-Speed Downlink Packet Access

HSPA High-Speed Packet Access

HSPAþ Evolved High-Speed Packet Access

HSUPA High-Speed Uplink Packet Access

I/Q In-phase/Quadrature-phase

ICI Intercarrier Interference

ICIC Intercell Interference Coordination

IDFT Inverse Discrete Fourier Transform

IEEE Institute of Electrical and Electronics Engineers

IETF Internet Engineering Task Force

IF Intermediate Frequency

IFDMA Interleaved FDMA

IFFT Inverse Fast Fourier Transform

IM Intensity Modulation

IMDD Intensity Modulation – Direct Detection

IMS IP Multimedia Subsystem

IMT International Mobile Telecommunications

IMT-2000 International Mobile Telecommunications – 2000

IMT-A International Mobile Telecommunications – Advanced

IoT Internet-of-Thing

IP Internet Protocol

ISI Inter-symbol Interference

ISO International Organization for Standardization

ITU International Telecommunications Union (originally Interna-

tional Telegraph Union)

ITU-R International Telecommunication Union – Radio Sector

JPA Joint Processing Area

List of Abbreviations xxv

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JPU Joint Processing Unit

KPI Key Performance Indicator

LAN Local Area Network

LDPC Low-Density Parity Check

LE Linear Equalizer

LED Light-Emitting Diode

LESM Logarithmic Effective SINR Metric

LLMS Linear Least-Mean-Square

LMS Least-Mean-Square

LO Local Oscillator

LOS Line-of-Sight

LS Least Squares

LSLI Link-to-System Level Interface

LTE Long-Term Evolution

LTE-A Long-Term Evolution – Advanced

LUT Look-up Table

M2M Machine-to-Machine

MAC Medium Access Control

MAI Multiple Access Interference

MAP Maximum A-Posteriori Probability

MBE Molecular Beam Epitaxy

Mbit/s Megabit per second

Mbps Megabit per second

MCS Modulation and Coding Scheme

MER Modulation Error Ratio

MIB Management Information Base

MIESM Mutual Information Effective SINR Metric

MIMO Multiple-Input Multiple-Output

MISO Multiple-Input Single-Output

ML Maximum Likelihood

MLSD Maximum Likelihood Sequence Detector

MMF Multimode Fiber

MMSE Minimum Mean-Squared Error

MRC Maximum Ratio Combining

MRT Maximum Ratio Transmission

MT Mobile Terminal

MUI Multiuser Interference

MZM Mach–Zehnder Modulator

NE Network Element

NGA Next-Generation Access

NGMN Next Generation Mobile Network

NGOA Next-Generation Optical Access

NGPON Next-Generation PON

NLOS Non-Line of Sight

NMS Network Management System

NMSE Normalized Mean Square Error

xxvi List of Abbreviations

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NMT Nordic Mobile Telephone

NPV Net Present Value

O/E Optical–Electronic Converter

OADM Optical Add–Drop Multiplexer

OBSAI Open Base Station Architecture Initiative

OC Optical Circulator

ODN Optical Distribution Network

ODSB-SC Optical Double-Sideband Suppressed-Carrier

OFDM Orthogonal Frequency Division Multiplexing

OFDMA Orthogonal Frequency Division Multiple Access

OID Object Identifier

OIPLL Optical Injection Phase-Locked Loop

OLI Open Lambda Initiative

OLT Optical Line Terminal

ONU Optical Network Unit

OPEX Operational Expenditure

OPLL Optical Phase-Locked Loop

OSI Open Systems Interconnection, ISO Reference Model for

OSSB Optical Single Sideband

OTI Optical Transmission Infrastructure

PA Power Amplifier

PAN Personal Area Network

PAPR Peak-to-Average Power Ratio

PD Predistorter

PER Packet Error Ratio

PIFA Planar Inverted-F Antenna

PM/FM Phase/Frequency Modulation

PM Performance Management

PM Phase Modulation

PMD Polarization-Mode Dispersion

PON Passive Optical Network

PRB Physical Resource Block

PS Phase Shift

PSK Phase Shift Keying

PSTN Public Switched Telephone Network

PtP Point-to-Point

PU2RC Per-User Unitary Rate Control

QAM Quadrature Amplitude Modulation

QD Quantum Dash

QoE Quality of Experience

QoS Quality of Service

QPSK Quadrature Phase Shift Keying

QW Quantum Well

RAM Random-Access Memory

RAT Radio Access Technology

RAU Remote Access Unit (alternatively, Remote Antenna Unit)

List of Abbreviations xxvii

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RCE Relative Constellation Error

RF Radio Frequency

RIN Relative Intensity Noise

RLS Recursive Least Squares

RNC Radio Network Controller

RoF Radio over Fiber

RoFnet Radio over Fiber Network

RRM Radio Resource Management

RSOA Reflective Semiconductor Optical Amplifier

RTT Round-Trip Time

SA Software Agent

SC Single Carrier

SC-FDMA Single-Carrier Frequency Division Multiple Access

SCH Separate Confinement Heterostructure

SCM Subcarrier Multiplexing

SDM Space Division Multiplexing

SDMA Spatial Division Multiple Access

SDR Software-Defined Radio

SEM Scanning Electron Microscope

SFDR Spurious-Free Dynamic Range

SINR Signal-to-Interference and Noise Ratio

SISO Single-Input Single-Output

SLA Service-Level Agreement

SLS System Level Simulator

SMF Single-Mode Fiber

SMS Short Message Service

SMSR Side-Mode-Suppression Ratio

SNMP Simple Network Management Protocol

SNR Signal-to-Noise Ratio

SOA Semiconductor Optical Amplifier

SON Self-Organizing Network

SSC Spot Size Converter

STO Symbol Timing Offset

TDD Time Division Duplexing

TDM Time Division Multiplexing

TDMA Time Division Multiple Access

TDOA Time Difference of Arrival

TD-SCDMA Time Division Synchronous Code Division Multiple Access

TE Transverse Electrical

THP Tomlinson–Harashima Precoding

TTI Transmission Time Interval

UL Uplink

UMB Ultra Mobile Broadband

UMTS Universal Mobile Telecommunications System

UTRAN UMTS Terrestrial Radio Access Network

UWB Ultra-Wideband

xxviii List of Abbreviations