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Solid Dispersions New Approaches and Technologies in Oral Drug Delivery Controlled Release Society; Rutgers, NJ 02 June 2009 Craig A. McKelvey Merck & Co., Inc.

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Page 1: Solid Dispersions - Merk.pdf

Solid Dispersions

New Approaches and Technologies in Oral Drug DeliveryControlled Release Society; Rutgers, NJ

02 June 2009 Craig A. McKelveyMerck & Co., Inc.

Page 2: Solid Dispersions - Merk.pdf

Today

• Solid dispersions: motivation and definition• Solid dispersion preparation

– Performance and risk– Screening drugs and excipients– Extrusion– Spray drying

• Applications and Performance– In vitro– Preclinical

Page 3: Solid Dispersions - Merk.pdf

Oral Delivery of Insoluble Drugs: Motivation for New Approaches

• Practically no marketed drugs with less than 10 μg/ml solubility in 70’s or 80’s (0.01-0.1 mg/mL was considered low)*

• Industry-wide increase in insoluble drug candidates**• Solubilities of 0.1 μg/mL not uncommon

– 500,000 mL water to dissolve 50 mg dose

* Recent Advances in the Application of Solid Dispersions for Poorly Water-Soluble Drugs, 2004 AAPS and Simonelli Conference, A.T.M. Serajuddin (Novartis)** For example Cambridge Health Institute Issue 15:1, “Adapting to Change in Technology and Markets”, Christopher A. Lipinski (Pfizer)

Page 4: Solid Dispersions - Merk.pdf

• Practically no marketed drugs with less than 10 μg/ml solubility in 70’s or 80’s (0.01-0.1 mg/mL was considered low)*

• Industry-wide increase in insoluble drug candidates**• Solubilities of 0.1 μg/mL not uncommon

– 500,000 mL water to dissolve 50 mg dose

1000 pints+ 125 full stomachs

* Recent Advances in the Application of Solid Dispersions for Poorly Water-Soluble Drugs, 2004 AAPS and Simonelli Conference, A.T.M. Serajuddin (Novartis)** For example Cambridge Health Institute Issue 15:1, “Adapting to Change in Technology and Markets”, Christopher A. Lipinski (Pfizer)

+Image with permission of Sam Calagione, Dogfish Head Brewing Company, Milton, DE

Oral Delivery of Insoluble Drugs: Motivation for New Approaches

Page 5: Solid Dispersions - Merk.pdf

• Practically no marketed drugs with less than 10 μg/ml solubility in 70’s or 80’s (0.01-0.1 mg/mL was considered low)*

• Industry-wide increase in insoluble drug candidates**• Solubilities of 0.1 μg/mL not uncommon

– 500,000 mL water to dissolve 50 mg dose

1000 pints+ 125 full stomachs

* Recent Advances in the Application of Solid Dispersions for Poorly Water-Soluble Drugs, 2004 AAPS and Simonelli Conference, A.T.M. Serajuddin (Novartis)** For example Cambridge Health Institute Issue 15:1, “Adapting to Change in Technology and Markets”, Christopher A. Lipinski (Pfizer)

Oral Delivery of Insoluble Drugs: Motivation for New Approaches

+Image with permission of Sam Calagione, Dogfish Head Brewing Company, Milton, DE

Not a generally accepted delivery vehicle

Page 6: Solid Dispersions - Merk.pdf

Conventional Oral Delivery—a Simplistic View

Disintegration Solubilization Precipitation

Absorption

Page 7: Solid Dispersions - Merk.pdf

Disintegration Solubilization Precipitation

Absorption

pH?

Food?Native Surfactant?

Dilution?

Fluid Dynamics?

Conventional Oral Delivery—a Simplistic View

Page 8: Solid Dispersions - Merk.pdf

Disintegration Solubilization Precipitation

Absorption

pH?

Food?Native Surfactant?

Dilution?

Fluid Dynamics?

Conventional Oral Delivery—a Simplistic View

Formulation Toolbox:Increase dissolution rate (improve wetting, disintegration time, surface area)Increase dissolution extent (supersaturation)

Page 9: Solid Dispersions - Merk.pdf

Conventional Oral Delivery—a Simplistic ViewE

nerg

y

Xtal + water

solution

For a mathematical treatment, see Jain and Yalkowsky, J Pharm Sci (2001) 90:2, 234-252

Page 10: Solid Dispersions - Merk.pdf

Conventional Oral Delivery—a Simplistic ViewE

nerg

y

Formulation Toolbox:Make water a more desirable place for drug

- micellization- microemulsions

Xtal + water

solution

For a mathematical treatment, see Jain and Yalkowsky, J Pharm Sci (2001) 90:2, 234-252

Page 11: Solid Dispersions - Merk.pdf

Conventional Oral Delivery—a Simplistic ViewE

nerg

y

Formulation Toolbox:Make water a more desirable place for drug

- micellization- microemulsions

Make the drug solid phase less desirable- neat amorphous - dissolved

Xtal + water

solution

For a mathematical treatment, see Jain and Yalkowsky, J Pharm Sci (2001) 90:2, 234-252

Page 12: Solid Dispersions - Merk.pdf

Conventional Oral Delivery—a Simplistic ViewE

nerg

y

Formulation Toolbox:Make water a more desirable place for drug

- micellization- microemulsions

Make the drug solid phase less desirable- neat amorphous - dissolved

Xtal + water

solution

For a mathematical treatment, see Jain and Yalkowsky, J Pharm Sci (2001) 90:2, 234-252

This option inherently introduces physical stability risk as more stable state is known to exist

Page 13: Solid Dispersions - Merk.pdf

Solid Dispersion: Definition• Common jargon

– Solid solutions– Amorphous formulations– Physically stabilized– High energy state

• Today’s presentation: focused on solid solutions of API, polymer(s), and/or compatabilizers

Page 14: Solid Dispersions - Merk.pdf

Solid Dispersions: Products

US Patent 5,663,015

Spray dry onto substrate

1996J&JSporanox

Bloch et al., Pharm ActaHelv, 62, 1987

Process Unknown

1985Eli LillyCesamet

Spray Drying

Extrusion

Extrusion

Melt process; exact process unknown

Technology

Kaur et al., J Pharm Sci, 69, 1980

1975Pedinal PharmInc.

GrisPEG

Jan 2005 Arden House

1997PfizerRezulin

31 Oct 2005 Press Release

2005(sNDA)

AbbottKaletra

24 June 2005 Press Release

Ph IIIPfizerTorcetrapib

ReferenceYear Approved

CompanyProduct

Page 15: Solid Dispersions - Merk.pdf

Today

• Solid dispersions: motivation and definition• Solid dispersion preparation

– Performance and risk– Screening drugs and excipients– Extrusion– Spray drying

• Applications and Performance– In vitro– Preclinical

Page 16: Solid Dispersions - Merk.pdf

Solid Solution Preparation• Most processes to make solid solutions involve the formation of a

true solution followed by quenching– Cooling – Solvent removal

• Other processes include mechanical activation, precipitation techniques, etc.

Ingredient feed

Extrusion(heat in) Cooling Milling

Solution Spray Drying (solvent out) Densification Compaction/

Encapsulation

These routes can be used for clinical manufacture, other analagousprocesses can be used for screening (e.g. batch solvent casting)

Page 17: Solid Dispersions - Merk.pdf

Solid Solution Preparation• Process should result in homogeneous glass

– Notion that one process is universally superior suspect– Processes can be interchangeable– Impact of inhomogeneity likely dramatic

• Sample history will lead to different relaxation states– Quench rate, mechanical stress, conditioning– May impact kinetics of physical stability

Page 18: Solid Dispersions - Merk.pdf

ΔG

ibbs

Fre

e E

nerg

y

0 21

for fixed T and P

PolymerAPI

Solid Dispersions – Performance and Risk

⇒ Polymer selection defines this curve⇒ Process does not define this curve

Page 19: Solid Dispersions - Merk.pdf

ΔG

ibbs

Fre

e E

nerg

y

0 21

for fixed T and P

Amorphous apparent Solubility

PolymerAPI

Solid Dispersions – Performance and Risk

unstable

amorphous-amorphous equilibrium

Page 20: Solid Dispersions - Merk.pdf

ΔG

ibbs

Fre

e E

nerg

y

0 21

for fixed T and P

Amorphous apparent Solubility

1

Solubility PolymerAPI

Solid Dispersions – Performance and Risk

unstable

amorphous-amorphous equilibrium

crystal-amorphous equilibrium

Page 21: Solid Dispersions - Merk.pdf

Solid Dispersions – Performance and Risk

liquid

sc liquid

crystal

glass

TMTG

Vol

ume

or E

ntha

lpy

Page 22: Solid Dispersions - Merk.pdf

Solid Dispersions – Performance and Risk

liquid

sc liquid

crystal

glass (history 1)

TMTG

glass (history 2)

Vol

ume

or E

ntha

lpy

Page 23: Solid Dispersions - Merk.pdf

Screening• Monomers or liquid oligomer surrogates of polymers1

• High throughput solvent casting2,3

• Cyclical DSC of blends or manually solvent cast4

1. Breitenbach et al., US Patent 6599931; 20032. A. Shanbhag et al., IJP (2008), 351, 209-218 3. V. Barillaro et al., J Combinatorial Chemistry (2008), 10:5, 637-6434. Mura et al., International Journal of Pharmaceutics (1995), 119, 71-79

Page 24: Solid Dispersions - Merk.pdf

Screening• Monomers or liquid oligomer surrogates of polymers1

• High throughput solvent casting2,3

• Cyclical DSC of blends or manually solvent cast4

1. Breitenbach et al., US Patent 6599931; 20032. A. Shanbhag et al., IJP (2008), 351, 209-218 3. V. Barillaro et al., J Combinatorial Chemistry (2008), 10:5, 637-6434. Mura et al., International Journal of Pharmaceutics (1995), 119, 71-79

Page 25: Solid Dispersions - Merk.pdf

-4

-2

0

2

4

Hea

t Flo

w (W

/g)

0 50 100 150 200 250 300

Temperature (°C)Exo Down Universal V3.8B TA Instruments

PVP-PVAc Copolymer (10oC/min; 5 cycles)

Example Screening Approach for Miscibility

Page 26: Solid Dispersions - Merk.pdf

-4

-2

0

2

4

Hea

t Flo

w (W

/g)

0 50 100 150 200 250 300

Temperature (°C)Exo Down Universal V3.8B TA Instruments

50% Compound E/ 50% PVP-PVAc Copolymer (10oC/min; 5 cycles)

Example Screening Approach for Miscibility

Page 27: Solid Dispersions - Merk.pdf

-4

-2

0

2

4

Hea

t Flo

w (W

/g)

0 50 100 150 200 250 300

Temperature (°C)Exo Down Universal V3.8B TA Instruments

70% Compound E/ 30% PVP-PVAc Copolymer (10oC/min; 5 cycles)

Example Screening Approach for Miscibility

Page 28: Solid Dispersions - Merk.pdf

Drug solubilizedin polymer

Drug particlesdispersed in

polymer

Drug-excipientgranules or

pasteExtrudate Composition

Potential Extrusion-Based Routes to Pharmaceutical Products

Page 29: Solid Dispersions - Merk.pdf

Drug solubilizedin polymer

Drug particlesdispersed in

polymer

Drug-excipientgranules or

pasteExtrudate Composition

Potential Extrusion-Based Routes to Pharmaceutical Products

Polymeric films Injection molding Cylinders/Strands

Extrudate Macrostructure

Page 30: Solid Dispersions - Merk.pdf

Drug solubilizedin polymer

Drug particlesdispersed in

polymer

Drug-excipientgranules or

pasteExtrudate Composition

Potential Extrusion-Based Routes to Pharmaceutical Products

Polymeric films Injection molding Cylinders/Strands

Extrudate Macrostructure

Congealing

Encapsulation

Pelletization/Spheronization/Spray

Compaction

Tastemasked/modified

release pelletsCompaction

Post Extrusion Processing

CuttingCalenderingMulti-

laminate

Page 31: Solid Dispersions - Merk.pdf

Drug solubilizedin polymer

Drug particlesdispersed in

polymer

Drug-excipientgranules or

pasteExtrudate Composition

Potential Extrusion-Based Routes to Pharmaceutical Products

Polymeric films Injection molding Cylinders/Strands

Extrudate Macrostructure

Congealing

Encapsulation

Pelletization/Spheronization/Spray

Compaction

Tastemasked/modified

release pelletsCompaction

Post Extrusion Processing

CuttingCalenderingMulti-

laminate

TraditionalTablets

Capsules andPerformance Capsules

PerformanceTablets

Tablet-likedosage forms

Fast dissolve strips/Transdermal

Oral Dosage Forms=> Transdermal, ocular, sub-cutaneous inserts, biomedical devices, implants possible

Page 32: Solid Dispersions - Merk.pdf

Selected Examples Highlighting Processing Flexibility

Screw and Barrel Modularity: Feed, vacuum, mixing, heating/cooling, and compression locations/duration can be easily modified to suit application

Graphic courtesy Leistritz

Page 33: Solid Dispersions - Merk.pdf

Dry Feed: Could be combined or separate loss in weight or volumetric

Wet/Dry Feed: Can pump slurries or solutions or stuff solid powders of actives and excipients

Selected Examples Highlighting Processing Flexibility

Screw and Barrel Modularity: Feed, vacuum, mixing, heating/cooling, and compression locations/duration can be easily modified to suit application

Graphic courtesy Leistritz

Page 34: Solid Dispersions - Merk.pdf

Dry Feed: Could be combined or separate loss in weight or volumetric

Vacuum: removal of residual solvents/water

Wet/Dry Feed: Can pump slurries or solutions or stuff solid powders of actives and excipients

Selected Examples Highlighting Processing Flexibility

Screw and Barrel Modularity: Feed, vacuum, mixing, heating/cooling, and compression locations/duration can be easily modified to suit application

Die: Physically shape extrudate(e.g., rods, sheets, tubes)

Graphic courtesy Leistritz

Page 35: Solid Dispersions - Merk.pdf

Screws and Barrels are Modular

Flanged barrels, electrically heated and liquid cooled

Screws are assembled on high torque splined shafts

=> Provides process flexibility from a single instrument

Pictures courtesy Leistritz

Page 36: Solid Dispersions - Merk.pdf

Extrusion: Small Scale• Recirculating extruders

– Moderate amount of API– Generally conical screw design with no aggressive mixing– Some models have capability to estimate viscosity– Manual operation (slow)

Pharmalab mixer (5-10 g batch size)

Image with permission from Thermo Fisher Scientific

Page 37: Solid Dispersions - Merk.pdf

Pressure Transducer

Feeder

Feed ThroatRaman + tNIRportsDie

Extrusion: Intermediate Scale (16 mm ThermoPrism)

Page 38: Solid Dispersions - Merk.pdf

Extruder: An Inside Look

Material Feed

KneadingPaddles

Die End

Page 39: Solid Dispersions - Merk.pdf

Feed Stream #1Process Model

Feed Stream #2Process Model

Feed Stream #3Process Model

Real time mass feeder flow rate data at t=t0

Real time numerical convolution

Future outlet compositions at t=t0+τm

Predict the outlet composition one mean residence time in the future

Extruder: Predicting the Future

Slide courtesy Gregory Troup

Page 40: Solid Dispersions - Merk.pdf

0

10

20

30

40

50

60

70

80

90

100

14:45:36 14:52:48 15:00:00 15:07:12 15:14:24

API ModelSURF modelPOLY modelAPI NIRSURF NIRPOLY NIR

Model Predictive Process Monitoring

Slide courtesy Gregory Troup

Page 41: Solid Dispersions - Merk.pdf

Spray Drying

Spray Dried API/VA64

AtomizationGas

Evaporation of Solvent

Heat in

Hotterregion

Coolerregion

SprayDroplet

SpraySolution Hot

CoolProcessing Gas

Courtesy of G. Shi

• Liquid feed of drug, polymer, and/or surfactants (solution or suspension)• Atomize liquid feed to generate droplets• Dry droplets to generate amorphous solid particles• Collect product by cyclone & bag filter

Page 42: Solid Dispersions - Merk.pdf

Spray drying equipment

Niro SD Micro Image with permission of GEA Pharma Systems-Niro Inc.

Page 43: Solid Dispersions - Merk.pdf

Today

• Solid dispersions: motivation and definition• Solid dispersion preparation

– Performance and risk– Screening drugs and excipients– Extrusion– Spray drying

• Applications and Performance– In vitro– Preclinical

Page 44: Solid Dispersions - Merk.pdf

Quality Testing: Dissolution(Compound E; in capsule)

Page 45: Solid Dispersions - Merk.pdf

Preparing Suspensions from Solid Dispersions

drug dissolved to form drug-excipient solution

drug particles (crystalline or amorphous) in excipient(s)-or-

milling, atomization, pellitization, etc.

particles

suspensionscompaction/encapsulation

Suspension Applications:•Ex-clinical studies (discovery, safety, etc.)•Human use (powder for constitution—e.g., sachet)

⇒ general use, pediatric, geriatric•Coating for other dosage form routes•Applications requiring metered/customized dose

e.g., Moser et al., American Pharmaceutical Review (2008), 11(6), 68-73

Page 46: Solid Dispersions - Merk.pdf

Suspension Application: Impact

Plasma Concentration Profile Following Oral Administration in Male Sprague-Dawley Rats

(Compound A; n=4)

Solid dispersion-based suspension (300 mpk)

Crystalline API suspended in 20% Vitamin E TPGS (1200 mpk)

e.g., Moser et al., American Pharmaceutical Review (2008), 11(6), 68-73

Pla

sma

Con

cent

ratio

n

Time

Page 47: Solid Dispersions - Merk.pdf

Suspension Application: Impact

Plasma Concentration Profile Following Oral Administration in Male Sprague-Dawley Rats

(Compound A; n=4)

Solid dispersion-based suspension (300 mpk)

Crystalline API suspended in 20% Vitamin E TPGS (1200 mpk)

4-16X750 mpk 10% PS80

200 mpk

D

2-6X300 mpk Methocel Suspension

100 mpk

C

67X100 mpk Imwitor 742:PS 80

100 mpk

B

2-8X1200 mpk 20% Vitamin E TPGS

300 mpk

A

Exposure increase

Reference formulation

SD susp. dose

Cpd

Cross-Project PK Data Summary

e.g., Moser et al., American Pharmaceutical Review (2008), 11(6), 68-73

Pla

sma

Con

cent

ratio

n

Time

Page 48: Solid Dispersions - Merk.pdf

Suspension Application: Route FlexibilityRaw Materials

FeedExtrusion(heat in)

Milling or Atomization

Solution/Suspension

Spray Drying (solvent out)

Use any process that reliably produces the desired phase state for the application

Page 49: Solid Dispersions - Merk.pdf

Suspension Application: Route Flexibility

Plasma Concentration Profile Following Oral Administration of Compound A Solid Dispersion(male beagle dogs; n=6; crossover; 50 mg dose)

Raw MaterialsFeed

Extrusion(heat in)

Milling or Atomization

Solution/Suspension

Spray Drying (solvent out)

Use any process that reliably produces the desired phase state for the application

Pla

sma

Con

cent

ratio

n

Time

Page 50: Solid Dispersions - Merk.pdf

Suspension Application: Route Flexibility

Plasma Concentration Profile Following Oral Administration of Compound A Solid Dispersion(male beagle dogs; n=6; crossover; 50 mg dose)

Raw MaterialsFeed

Extrusion(heat in)

Milling or Atomization

Solution/Suspension

Spray Drying (solvent out)

Use any process that reliably produces the desired phase state for the application

Key Considerations:• Particle size/density (suspension

stability)• Phase state desired• Phase stability in suspension• Formulation with tuneability solubility

(prevent premature solubilization)⇒ pH⇒ temperature⇒ non-aqueous vehicleP

lasm

a C

once

ntra

tion

Time

Page 51: Solid Dispersions - Merk.pdf

AcknowledgementsMichael LowingerTodd GibsonJeff CasselBhagwant RegeDavid PipkornWei XuCurt PanzerMike RiebeAmanda SinhaSami KaraborniLaman AlaniHenry WuAdam ProcopioMelanie MarotaBrit RudeenPatrick MarsacNarayan VariankavalBrett CooperGalen ShiKatie Kleissas

Celia CruzLuke SchenckSeth ForsterAdam ChenJennifer HoStephen WahnJohn HigginsJustin MoserSarah GeersKarim YounanHui XuZhen LiuVaraporn TreemaneekarnRobert MeyerPaul HarmonLi LiLixia CaiCindy StarbuckJeff KoFilippos KesisoglouGreg Troup