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3/28/2016 1 Strategies for Documenting ICD - 10: Spinal Conditions Presented by Evan M. Gwilliam, DC MBA BS CPC CCPC NCICS CCCPC CPC-I MCS-P CPMA Dr. Evan Gwilliam Education Bachelor’s of Science, Accounting - Brigham Young University Master’s of Business Administration - Broadview University Doctor of Chiropractic, Valedictorian - Palmer College of Chiropractic Certifications Certified Professional Coder (CPC) - AAPC Nationally Certified Insurance Coding Specialist (NCICS) - NCCT Certified Chiropractic Professional Coder (CCPC) - AAPC ChiroCode Certified Chiropractic Professional Coder (CCCPC) - ChiroCode Certified Professional Coder – Instructor (CPC-I) - AAPC Medical Compliance Specialist – Physician (MCS-P) - MCS Certified Professional Medical Auditor (CPMA) – AAPC, NAMAS Certified ICD-10 Trainer - AAPC 2

Strategies for Documenting ICD-10: Spinal Conditions3/28/2016 3 1. Find an ICD-10 category (three characters) you will frequently use 2. Identify the fourth character descriptions

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Page 1: Strategies for Documenting ICD-10: Spinal Conditions3/28/2016 3 1. Find an ICD-10 category (three characters) you will frequently use 2. Identify the fourth character descriptions

3/28/2016

1

Strategies for Documenting ICD-10:

Spinal Conditions

Presented by Evan M. Gwilliam, DC MBA BS

CPC CCPC NCICS CCCPC CPC-I MCS-P CPMA

Dr. Evan Gwilliam• Education

• Bachelor’s of Science, Accounting - Brigham Young University

• Master’s of Business Administration - Broadview University

• Doctor of Chiropractic, Valedictorian - Palmer College of Chiropractic

• Certifications• Certified Professional Coder (CPC) - AAPC

• Nationally Certified Insurance Coding Specialist (NCICS) - NCCT

• Certified Chiropractic Professional Coder (CCPC) - AAPC

• ChiroCode Certified Chiropractic Professional Coder (CCCPC) - ChiroCode

• Certified Professional Coder – Instructor (CPC-I) - AAPC

• Medical Compliance Specialist – Physician (MCS-P) - MCS

• Certified Professional Medical Auditor (CPMA) – AAPC, NAMAS

• Certified ICD-10 Trainer - AAPC2

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Page 3: Strategies for Documenting ICD-10: Spinal Conditions3/28/2016 3 1. Find an ICD-10 category (three characters) you will frequently use 2. Identify the fourth character descriptions

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1. Find an ICD-10 category (three characters) you will frequently use

2. Identify the fourth character descriptions and note key differences

3. Identify the fifth character description (if applicable) for each four-character subcategory and note key differences

4. Do the same for the sixth character (if applicable)

5. Check the guidelines at each level:1. Code

2. Subcategory

3. Category

4. Block

5. Chapter

ICD-10 code breakdown

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1. Find an ICD-10 category (three characters) you will frequently use

2. Identify the fourth character descriptions and note key differences

3. Identify the fifth character description (if applicable) for each four-character subcategory and note key differences

4. Do the same for the sixth character (if applicable)

5. Check the guidelines at each level:1. Code

2. Subcategory

3. Category

4. Block

5. Chapter

ICD-10 code breakdown

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9

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ist

1. Find an ICD-10 category (three characters) you will frequently use

2. Identify the fourth character descriptions and note key differences

3. Identify the fifth character description (if applicable) for each four-character subcategory and note key differences

4. Do the same for the sixth character (if applicable)

5. Check the guidelines at each level:1. Code

2. Subcategory

3. Category

4. Block

5. Chapter

ICD-10 code breakdown

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11

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ist

12

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ist

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13

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1. Find an ICD-10 category (three characters) you will frequently use

2. Identify the fourth character descriptions and note key differences

3. Identify the fifth character description (if applicable) for each four-character subcategory and note key differences

4. Do the same for the sixth character (if applicable)

5. Check the guidelines at each level:1. Code

2. Subcategory

3. Category

4. Block

5. Chapter

ICD-10 code breakdown

16

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ist

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1. Find an ICD-10 category (three characters) you will frequently use

2. Identify the fourth character descriptions and note key differences

3. Identify the fifth character description (if applicable) for each four-character subcategory and note key differences

4. Do the same for the sixth character (if applicable)

5. Check the guidelines at each level:1. Code

2. Subcategory

3. Category

4. Block

5. Chapter

ICD-10 code breakdown

18

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ist

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Excludes ***Different in ICD-10***

Excludes1 – is used when two conditions cannot occur together or “NOT CODED HERE!” Mutually exclusive codes; two conditions that cannot be reported together.

Excludes2 – indicates “NOT INCLUDED HERE.” Although the excluded condition is not part of the condition, it is excluded from, a patient may have both conditions at the same time. The excluded code and the code above the excludes can be used together if the documentation supports them.

19

ICD-10 Conventions

Excludes

Excludes1 – consider these codes instead

(you can only use 1)

(mutually exclusive)

Excludes2 – consider

these codes in addition

(you may use 2 or more)

(Not included)

20

ICD-10 Conventions

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1. Find an ICD-10 category (three characters) you will frequently use

2. Identify the fourth character descriptions and note key differences

3. Identify the fifth character description (if applicable) for each four-character subcategory and note key differences

4. Do the same for the sixth character (if applicable)

5. Check the guidelines at each level:1. Code

2. Subcategory

3. Category

4. Block

5. Chapter

ICD-10 code breakdown

22

Tab

ula

r L

ist

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1. The condition

2. The forward and backward General Equivalence Mappings (GEMs)

3. Helpful information

4. The applicable guidelines at each level:•Chapter

•Block

•Category

•Subcategory

•Code

5. The information conveyed by the 3rd character

6. The information conveyed by the 4th character, if applicable

7. The information conveyed by the 5th character, if applicable

8. The information conveyed by the 6th, and if applicable, 7th character

Provider Documentation Guides

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Provider Documentation Guide

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Provider Documentation Guide

1. The condition

2. The forward and backward General Equivalence Mappings (GEMs)

3. Helpful information

4. The applicable guidelines at each level:•Chapter

•Block

•Category

•Subcategory

•Code

5. The information conveyed by the 3rd character

6. The information conveyed by the 4th character, if applicable

7. The information conveyed by the 5th character, if applicable

8. The information conveyed by the 6th, and if applicable, 7th character

Provider Documentation Guides

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1. Nerve related disorders (e.g. radiculopathy)

2. Acute injuries (e.g. sprains and strains)

3. Structural diagnoses (e.g. degenerative disc disease)

4. Functional diagnoses (e.g. difficulty with walking)

5. Soft tissue problems (e.g. myalgia)

6. Symptoms (e.g. neck pain)

7. Complicating factors/comorbidities (e.g. diabetes)

8. External causes (e.g. place and activity)

Diagnosis Hierarchy

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Sample caseRelevant history: Patient presents with central neck pain and muscle tightness of gradual onset. She works as an engineer and sits at a desk all day, staring at a computer screen.

Relevant exam findings: Acute involuntary contraction is evident in cervical paraspinal muscles and upper traps bilaterally. Restricted intersegmental motion C4/C5. X-ray reveals military neck from C2 to T2.

31

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Notes:

• “segmental dysfunction”, not “subluxation”

• “cervicalgia”, not “neck pain”

• “postural kyphosis”, not “military neck”

32

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

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33

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Alp

hab

etic

In

dex

34

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Co

mm

on

Co

des

Lis

t-C

hea

t S

hee

t

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35

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Co

mm

on

Co

des

Lis

t-A

nat

om

ic

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

36Tab

ula

r L

ist

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M99.01 Segmental and somatic dysfunction, cervical region

Note: M99.1- subluxation complex (vertebral) S13.1*0_, cervical vertebral subluxationwere not documented here

37

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

38Alp

hab

etic

In

dex

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Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

39Co

mm

on

Co

des

Lis

t-C

hea

t S

hee

t

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

40

Co

mm

on

Co

des

Lis

t-C

on

dit

ion

-bas

ed

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41

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Tab

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ist

M99.01 Segmental and somatic dysfunction, cervical region

42

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

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M99.01 Segmental and somatic dysfunction, cervical region

M54.2 Cervicalgia

Note:

“neck pain” does not appear in the alphabetic index, but “cervicalgia” does.

43

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

44

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Alp

hab

etic

In

dex

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45

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Co

mm

on

Co

des

Lis

t-C

on

dit

ion

-bas

ed

Provider Documentation Guide

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Provider Documentation Guide

M99.01 Segmental and somatic dysfunction, cervical region

48

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

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M99.01 Segmental and somatic dysfunction, cervical region

M54.2 Cervicalgia

49

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

M99.01 Segmental and somatic dysfunction, cervical region

M54.2 Cervicalgia

M62.838 Other muscle spasm

Note:M62.830 muscle spasm of back

is what should be used for thoracic or lumbar spasm

50

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

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51

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

Co

mm

on

Co

des

Lis

t-C

hea

t S

hee

t

52

Tab

ula

r L

ist

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

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M99.01 Segmental and somatic dysfunction, cervical region

53

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

M99.01 Segmental and somatic dysfunction, cervical region

M54.2 Cervicalgia

54

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

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M99.01 Segmental and somatic dysfunction, cervical region

M54.2 Cervicalgia

M62.838 Other muscle spasm

55

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

M99.01 Segmental and somatic dysfunction, cervical region

M54.2 Cervicalgia

M62.838 Other muscle spasm

M40.03 Postural kyphosis, cervicothoracic region

Note:There are no codes that describe “hypolordosis” or “military neck” 56

Diagnostic statement: Patient suffers from segmental dysfunction at C4, cervicalgia, and muscle spasm of the neck, complicated by postural kyphosis.

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57

A, D, and S

The seventh character (encounter):

• A – initial encounter, while patient is receiving active treatment including continuing treatment by the same or a different physician

• D – subsequent encounter, routine care during the healing or recovery phase, such as aftercare and follow up

• S – sequela, complications or conditions that arise as a direct result of a condition, such as a scar formation after a burn.

58

A, D, and S

The seventh character (encounter):

• A – initial encounter, while patient is receiving active treatment including continuing treatment by the same or a different physician

• D – subsequent encounter, routine care during the healing or recovery phase, such as aftercare and follow up

• S – sequela, complications or conditions that arise as a direct result of a condition, such as a scar formation after a burn.

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59

The seventh character (encounter):

Which character is correct?• Is the patient receiving active treatment? • Is the patient in the middle of a treatment plan?• Has the patient’s condition stabilized?• Is the patient receiving supportive care?• Is the patient in a healing or recovery phase?• Is the patient being treated for a complication that is the

direct result of some other condition that is no longer present?

General Coding Guidelines

AA

DD

D

S

Sample caseRelevant history: Patient presents with generalized thoracic and lumbar pain after her snowmobile struck a snow bank in the woods at high speeds. Patient reports increased pain at L3 with extension and prolonged sitting. It improves throughout the day and with movement.

Relevant exam findings: Thoracic and lumbar muscle pain during isometric muscle contraction, as well as during passive assisted motion. Tenderness and swelling is evident over L3/L4 facet joints, with palpable right rotation of the L3 spinous process.

60

Evidence of sTrain

Evidence of sPrain

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Sample caseRelevant history: Patient presents with generalized thoracic and lumbar pain after her snowmobile struck a snow bank in the woods at high speeds. Patient reports increased pain at L3 with extension and prolonged sitting. It improves throughout the day and with movement.

Relevant exam findings: Thoracic and lumbar muscle pain during isometric muscle contraction, as well as during passive assisted motion. Tenderness and swelling is evident over L3/L4 facet joints, with palpable right rotation of the L3 spinous process.

61

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

62

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

S33.130A Subluxation of L3/L4 lumbar vertebra, initial encounter

M53.86 Other specified dorsopathy, lumbar region

S29.012A Strain of muscle and tendon of back wall of thorax, initial encounter

S23.3XXA Sprain of ligaments of thoracic spine, initial encounter

S39.012A Strain of muscle, fascia, and tendon at lower back, initial encounter

V86.52XA Driver of snowmobile injured in nontraffic accident

Y92.821 Forest as place of occurrence of the external cause

Y93.29 Activity, other involving ice and snow

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63

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

S33.130A Subluxation of L3/L4 lumbar vertebra, initial encounter

64

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

M53.86 Other specified dorsopathy, lumbar region

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65

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

S29.012A Strain of muscle and tendon of back wall of thorax, initial encounter

66

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

S23.3XXA Sprain of ligaments of thoracic spine, initial encounter

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67

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

S39.012A Strain of muscle, fascia, and tendon at lower back, initial encounter

68

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

S33.130A Subluxation of L3/L4 lumbar vertebra, initial encounter

S33.5XXA Sprain of ligaments of lumbar spine, initial encounter

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69

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

V86.52XA Driver of snowmobile injured in nontraffic accident, initial encounter

70

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

Y92.821 Forest as place of occurrence of the external cause

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71

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

Y93.29 Activity, other involving ice and snow

72

Diagnostic statement: Patient suffers from subluxation at L3/L4 with facet syndrome. In addition, there is evidence of strain of the muscles of the back wall of the thorax and lower back, as well as sprain of the ligaments of the thoracic and lumbar spine. Patient is now in active treatment. Patient was the driver of a snowmobile in the forest in a non-traffic accident.

S33.130A Subluxation of L3/L4 lumbar vertebra, initial encounter

M53.86 Other specified dorsopathy, lumbar region

S29.012A Strain of muscle and tendon of back wall of thorax, initial encounter

S23.3XXA Sprain of ligaments of thoracic spine, initial encounter

S39.012A Strain of muscle, fascia, and tendon at lower back, initial encounter

V86.52XA Driver of snowmobile injured in nontraffic accident,initial encounter

Y92.821 Forest as place of occurrence of the external cause

Y93.29 Activity, other involving ice and snow