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The Early Buddhist View of the State Author(s): Balkrishna Govind Gokhale Source: Journal of the American Oriental Society, Vol. 89, No. 4 (Oct. - Dec., 1969), pp. 731- 738 Published by: American Oriental Society Stable URL: http://www.jstor.org/stable/596944 . Accessed: 21/06/2014 03:53 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]. . American Oriental Society is collaborating with JSTOR to digitize, preserve and extend access to Journal of the American Oriental Society. http://www.jstor.org This content downloaded from 195.78.109.54 on Sat, 21 Jun 2014 03:53:29 AM All use subject to JSTOR Terms and Conditions

The Early Buddhist View of the State

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Page 1: The Early Buddhist View of the State

The Early Buddhist View of the StateAuthor(s): Balkrishna Govind GokhaleSource: Journal of the American Oriental Society, Vol. 89, No. 4 (Oct. - Dec., 1969), pp. 731-738Published by: American Oriental SocietyStable URL: http://www.jstor.org/stable/596944 .

Accessed: 21/06/2014 03:53

Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at .http://www.jstor.org/page/info/about/policies/terms.jsp

.JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range ofcontent in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new formsof scholarship. For more information about JSTOR, please contact [email protected].

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American Oriental Society is collaborating with JSTOR to digitize, preserve and extend access to Journal ofthe American Oriental Society.

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Page 2: The Early Buddhist View of the State

THE EARLY BUDDHIST VIEW OF THE STATE

BALKRISHNA GOVIND GOKHALE

WAKE FOREST UNIVERSITY

The early Buddhist (circa 500-25 B.C.) thinking on the nature and functions of the state passed through three distinct phases. The initial phase is contained in the throry on the origin of the state as given in the Mahdsammata story of the Digha Nikaya. The state begins as a quasi-contractual arrangement under which the king agrees to perform specific func- tions in behalf of the people in return for certain rights conferred on him, including taxa- tion. The second stage is concerned with the problem of relationships between Buddhism and a well-entrenched and all powerful Monarchical despotism and the solution is proposed in the theory of two equal spheres of life, one, that of the Dhamma and the other, ana. In the third and final phase the Buddhists explicate their own ideal of the state in which the state simply becomes an instrument of the Dhamma which now assumes the form of a cosmic force capable not only of containing the challenge of the power of the state but also of regulating its behavior. In this sense the state becomes an ethical institution drawing its authority from the Dhamma and guided by its repository, the Samgha.

ROYAL SUPPORT was one of the leading factors that helped the spread of early Buddhism in India. The Buddha claimed some of the powerful kings of his time, Bimbisdra and Ajdtasattu of Magadha and Pasendi of Kosala, among his ardent votaries and the contributions of the Maurya emperor Asoka (circa 273-232 B.C.) to the expansion of Buddhism in India and the adjacent areas are well known. The Buddha established a special relationship with the monarchs of his time and the creed established by him benefitted in many ways from royal patronage. These kings built monas- teries for the Samgha and amended many of their laws which otherwise would have made the Sawgha's activities very difficult, if not impossible. Early Buddhist art enjoyed the patronage of the state in a variety of ways and early Buddhism cannot be understood fully without taking into consideration the role played by the state in it.

The relationship between the state and Budd- hism developed in an adventitious and circum- stantial manner. In the initial stages it was largely a matter of personal equation between the Buddha and his royal contemporaries. Pasendi claimed a special bond between him and the Enlightened One because both were Kosalans while Bimbisdra's special interest in the Buddha was due to the fact that much of Buddha's ministry was spent in his

domain of Magadha.1 Besides, the kings easily fell under the spell of the Buddha's personality which, by all accounts, was extraordinary in its impact. Outside of these adventitious factors, however, there were other, and more compelling causes, for the early Buddhists to establish their own pattern of relationships with the state. Early Buddhism began outside the confines of organized society for the Buddha's strivings and his early sermons took place, not in towns and cities, but in the forests surrounding the tiny hamlets of Magadha. But Buddhism could not for long remain outside its society for even in the depths of the forests the arm

1 Cf Bhagava pi kosalako ahampi kosalako in Bhikkhu J. Kashyap (ed.) Majjhimanikaya (Ndlandd, 1958), p. 371; The PAli texts used for this paper are from the series edited by Bhikkhu J. Kashyap and published from NalandA by the PAli Publication Board (Bihar Govern- ment); their dates of publication and abbreviations used are Mahavagga (1956), MV; Cullavagga (1956) = CV; Dighanikaya-three volumes (1958) = DN; Majjhi- manikaya-three volumes (1958) = MN; Samyuttanikaya -four volumes (1959) = SamN; Anguttaranikaya-four volumes (1960) = AngN; the other PAi texts belong to the series published by the P&i Text Society from London; the dates of their publication and abbrevia- tions used are Milinda Painha (1880) = MilP; Jataka- six volumes (1963) = Jat; Suttanipata (1913) = SN; for the early contact between Bimbisdra and the Buddha see SN, pp. 72-74.

731

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732 Journal of the American Oriental Society, 89.4 (1969)

of the state reached, theoretically if not always practically. The Buddha and his disciples were subjects of the state in the areas they lived and worked and they could not ignore, much less defy, the power of the state with impunity. The Buddha could declare that he was an "all-conquerer" (sabbdbhibhzi)2 but he could not compel the kings of his time to accept that fact. In course of time as Buddhism developed into a religion, with the ad- mission of lay-devotees, its relationships with the state became even more crucial as is indicated by the services of surgeons like Jivaka Komdrabhacca and the banker Anathapindika who worked for the state and were also enthusiastic supporters of the new creed. The Buddha and his disciples, on the other hand, perceived at an early stage the ad- vantages accruing from a felicitous relationship with the state and did everything in their power to accommodate the demands of the state. This is clearly shown in the modifications to many a Vinaya rule. There was a further advantage to be gained by such a relationship for only through it could the Buddhists influence the actions of the state and induce the rulers to live up to the ideal of the state they were laying down.

Human life to the early Buddhists comprised two distinct spheres, the temporal and the spirit- ual. This is conveyed by the terms dittadhamma and sampardya.3 It was admitted that the two were intimately connected with each other for life was a spectrum or a continuum in which one sector gradually merged into another. But it was also recognized that on a lower level, ditthad- hamma was conditioned by an entriely different set of assumptions and circumstances than samparaya. This near-dichotomy was further ex- expressed through two other terms, attha and dhamma. Both terms are versatile in their mean- ings and are used in a variety of contexts. The term attha is translated as interest, advantage, gain, good, blessing, welfare, profit, prosperity, well-being, riches and wealth.4 There seem to be

two distinct phases in the development of its usage. In the first phase it was used generally to mean something that is vital and desirable both in this world and the next. In the secod phase its use was more or less related to affairs of this world, especially of organized society, and came close to the Sanskrit technical term artha which Kautalya describes as varta (economy) and dandaniti (polity).' In this sense we find phrases such as sabbe satta atthajata or Bimbisdra administering ditthadhammika attha over his thousands of villages in the kingdom of Magadha. There is also a men- tion of an officer called sabbatthaka amacca (minis- ter in charge of general administration) who would be rightly concerned with the problems of varta and dandaniti, to usetheKautalyan phrase. Finally, a statement attributed to Ajdtasattu is specially indicative of this recognition of the two spheres of human life, temporal and spiritual. According to the sotry, the leading disciples of the Buddha de- cided to hold a synod soon after his demise at Rajagaha, the M/Vagadhan capital. The purpose was to collect and authenticate the words of the Buddha before what was spurious passed muster for the Buddhavacana (the Buddha's sayings). As they got ready to meet, Ajatasattu told them to proceed, secure in the assurance that he would do everything in his power to help them. He is re- puted to have said that while their's was the dhammacakka ("wheel of the law"), his was the dnacakka ("wheel of command").6 The statement is of great significance as it enunciates clearly for the first time the theory of the "two wheels" which became the basis of much of the early Buddhist political theory. Affairs of this world and those of the next are like two wheels. Each has its own distinct identity but they are also like the wheels of the chariot, the axle on which they re- volve, in this case, being the human society, its desires, aspirations and destiny. There is also the implication that dhamma cannot operate in this world by itself as it needs the acquiescence, if not

2 MV, p. 11. 3 SamN, I, p. 81. 4 T. W. Rhys Davids and William Stede (Edrs),

Pcdi Dictionary (London, 1959), p. 23.

6 R. P. Kangle (Ed), The Kautiliya Arthagastra (Bombay, 1960), I, pp. 5-6.

6 See N. K. Jayawicrama (Trans), The Inception of Discipline and the Vinaya Niddna (London, 1962), p. 8.

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GOKHALE: The Early Buddhist View of the State 733

support, of ana or the state. The state and Order are separate in their own identities but their inter- dependence cannot be ignored completely.

Attha and and, then, are intimately linked for one cannot exist without the other. Attha, as worldly good, involves the right to enjoy private property and the prerogative to found a family without the fear of molestation and disruption. Property and family can exist only under a set of laws which ana alone can impose on all. Attha by its very nature is the unfolding of the acquisitive instinct in man which, in order that it may benefit the largest number, must be regulated by an agency higher than the several members of the society within which it may operate. It can be a source of unbridled kama (passion, desire) and gedha (greed) which left to themselves would create anarchy. In such a state of anarchy the distinction between dhamma and adhamma (non- dhamma) is blurred. This is well-illustrated in the early Buddhist version of the origin of the state contained in the Aganiia sutta of the Digha Nikaya. In the dim distant past, so goes the story, there was no need for the state since all creatures were pure in heart and none covetted the goods of another. But there was a fall from this state and men became victims of greed and passion. Prop- erty and family became insecure and anarchy reigned supreme. To extricate themselves from this dangerous condition men elected an outstand- ing individual from among themselves (Mahasam- mata) and told him to "be indignant at that where at one should be rightly indignant, censure that which should rightly be censured, banish him who deserves to be banished." In return for his work the people promised to give him a share of their produce.

The state, in this manner, arises as a punitive institution charged with the responsibility of im- posing law and order without which human beings cannot survive as an orderly society. The state be- comes an agreement between the government and the ruled, wherein the ruled transfer a part of their sovereignty to the state for a specific purpose. The relationship between the state and the subject is a contractual obligation in which one commands and the other obeys. The contract is symbolized

by the institution of taxation which is a payment for specific work. The obligation is mutual and if one party violates it unilaterally the other is no longer obligated by the terms of that contract. But the contract is a basic condition of organized human society for in the absence of such a contract before the birth of the state, anarchy prevailed. It is, therefore, existential and neither the subjects nor the state have any choice outside of it.

The sutta also makes some further interesting comments. It explains that the king is called khattiya because he is the overlord (adhipati) of farms (khetta) and he is called racja because he pleases the people with dhamma (dhammena pare ran-jeti). Dhamma, thus, is now introduced as a basic constituent of the state.' By making the king master of the farms there is an implicit acceptance of the state's control, if not ownerhsip (for he is called adhipati and not sami = owner) of all forms of property within the realm though this right is inexorably linked with dhamma (righteous- ness), conceivably an antidote against any ex- propriatory tendencies inherent in the state.

For the early Buddhists the state generally means the monarch though the Buddha and may of his prominent disciples came from oli- garchic republics. The terms commonly used for the state are rattha (country), rajja (kingdom) or vijita (subjugated territory).8 The state is a sovereign entity and its sovereignty is expressed by a variety of terms such as arna, ddhipacca, issariya, vasa and siri. Ana means order or com- mand and implies an ability to give orders to all. Adhipacca signifies overlordship, the quality of imposing superiority over others. Issariya, which is also called vasa is the quality of exercizing over- whelming influence or control, the capacity to im- pose sovereignty. Siri is splendor, beauty, good fortune, glory, majesty and prosperity and is based on material possessions (siri bhoganam asayo). Sovereignty connotes total authority (sabbajanamanusse abhibhavitvd) an ability to re- ward and punish (nadayanto-socayanto), capacity

7 DN, III, p. 64-73; T. W. Rhys Davids (Trans), Dialogues of the Buddha (London, 1957), III, p. 88.

8 SamN, I, pp. 39, 42; SN, verse 46.

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734 Journal of the American Oriental Society, 89.4 (1969)

to give orders to all and receive orders from none.9 The sovereignty of the state is made manifest

through its many constituent organs. The Budd- hists do not offer a systematized list of consti- tuents of the state (prakritis) like the one con- tained in the Arthasastra of Kautalya. There are, however, several passages which contain sugges- tions which, taken together, may give as the Buddhist ideas on the constiutents of the state. Of these the king, naturally, is the leading consti- tuent. Next to him comes territory (rattha). This is followed by the mention of the bureaucracy (amacca and parisajja), the armed forces (balam), the treasury (kosakotthagara), allies (anuyutta khattiya and kuddarajano) and the people (manussa). The list does not have forts (durga) as a constituent of the state as in the Kautalyan list, otherwise the two lists are very similar.10 Some of these have their own sub-divisions. For instance the territorial organization is often described as fourfold, comprising villages (gama), market towns (nigama), countryside (janapada) and city (nagara). The people are supposed to have four different assemblies (parisas), one each for the khattiyas, brahmanas, householders (gahapati) and ascetics (samana).12 Sometimes another ele- ment is added to the list of the components of the territory and it is the frontier (paccanta) whose security is alwasys a matter of anxiety for it is often in a state of rebellion (kupita).13

The state is often conceived as a very delicate balance of forces. The dangers confronting it are persistent and may arise from a variety of factors. As an institution of force it is prone to call into being counter-force, whether from outside its frontiers and from within, through rebellion and banditry. The early Buddhists regard the institu-

tion of war as strictly within the jurisdiction of attha and ana and take a somewhat neutral atti- tude toward it. The Buddhist works are full of injunctions against violence but these are, more often than not, related to the level of individual and inter-group relations. The horrors of war are duly recognized but no decisive or overt effort seems to be made to insist on outlawing war it- self. Perhaps in this the Buddhists reconciled themselves to their inability to influence the con- duct of the state beyond giving it ethical advice. They did envision an ideal state which would eschew the use of force or violence and this will be dealt with later. But for all practical purposes the Samgha largely withdrew itself from considera- tions of war. The Buddha forbade the admission of serving soldiers into the Samgha and denounced talk and stories of war and witnessing of army parades as waste of time.'4 We have no evidence to assume that the Buddha ever advised his con- temporary kings to disband their armies and beat their swords into ploughshares. Even the great Buddhist emperor Asoka is not known to have disbanded his army after the traumatic experience of the Kalinga war and history knows of Buddhist kings who have waged wars, often very devastat- ing, against other Buddhist kings. Probably the Buddhists recognized that they had little influence in the matter of war and territorial acquisition and felt that the most they could do in these matters was to influence the minds of kings to keep the horrors of war within reasonable limits. The state- ment of Ajdtasattu concerning the distinction be- tween the temporal realm and spiritual life ex- pressed a consistent Buddhist policy toward the state in this respect.

The most frequent challenge came from within. The king had many enemies. As king Milinda says: "If I were to give up my household life and renounce the world, it would not be long I should have to live, so many are my enemies."'5 The king was constantly threatened with plots against his throne and life and had to be guarded at all times. His kingdom may be infested with robbers who

9 See the long description of royal functions in MilP, pp. 226-227.

10 For the Artha~&stra list of Prakritis see Kangle, op. cit., I, p. 205; also U. N. Ghoshal, A History of Indian Political Ideas (Bombay, 1959), pp. 84-86, 125-126; bureaucracy, DN, I, (1958), pp. 116, 121, SamN, I, p. 192, army, SanN, I, pp. 82, 84; Treasury, MilP, pp. 37, 61; allies AngN, V, p. 22, MilP, p. 57.

11 MV, p. 208, Jat, III, p. 3, AngN, V, p. 102. 12 MN, I, p. 102, SamN, I, p. 57. 13 MV, p. 208; Jat, II, p. 2, III, p. 3, AngN, V, p. 101.

14 DN, I, p. 8. 15 MilP, p. 88.

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GOKHALE: The Early Buddhist View of the State 735

are declared to be the common danger in the world.'6 We often get a description of a troubled kingdom harassed by thieves and bandits and it is said that as these become strong the state be- comes weak for it becomes unsafe for the ruler to visit the cities and countryside and rule effici- ently.'7 An ideal kingdom is described as the territory which is without thorns (akantaka, cf. the use of the term kantaka by Kautalya) and un- troubled (annuppila) and men are happy and joyous, living in homes with open doors and play- ing peacefully with children in their laps.'8 It is the duty of the state, then, to rid its territory of all such thorns. The king must punish the wicked and is allowed to use various kinds of punishments to deter the potential offenders. In this punitive task the king is given absolute powers to the extent of banishing culprits from his kingdom or even exe- cution of the convicted criminals.'9 The king's use of force and violence in putting down lawlessness is seldom questioned, much less criticized, the only advice given is that he should act with justice in giving punishments. A rhetorical question is raised: Is it possible for a king to rule without violence, injury, causing suffering or death and with dhamma; there is no clear answer to it.20 The implication is that it is practically impossible to rule without the use of force and violence. This means a rather pessimistric view of human nature. The assumption is that human beings will not, in all circumstances and under all conditions, behave righteously and must be kept on the straight and narrow faith of lawful conduct only on pain of punishments for their infractions.

On the other hand the early Buddhists also clearly recognized the constant possibility of the abuse of its power by the state. Kings are human beings and are subject to all the human frailties. The Buddhist books often betray a fear of royal tyranny and the description of kings as intolerant, arbitrary, autocratic, greedy and expropriatory is

common enough.2' The destruction caused by the wrath of a king is compared to that by thieves, fire, flood, evil spirits or wild animals and often the people have to flee from such kings to a territory outside their control or join the order.22

The necessity of the possession of vast powers by the state on the one hand and the constant danger of its abuse create a paradox. The Budd- hists stress the absolute necessity of the existence of the state for orderly human society by pointing out that the rights of private property and family can prevail only under the state's regulatory and punitive authority. This authority, according to the story about the origin of the state quoted above, stems from delegation by the people to the government, powers of imprisonment, imposing fines, banishment, confiscation of unlawfully gained property and death. These powers were considered essential for the state to discharge the obligations entrusted to it by the citizens. The people have to come to terms with the state for without it they are helpless victims of anarchy. Even the great Buddha duly rcognized the authority of the state by amending many a Vinaya rule. The monks were forbidden from eating elephant flesh because the elephant was regarded as a royal animal and the king would be furious if he learnt that monks had eaten elephant flesh. They were to abstain from eating meat on those days when slaughter of animals was for- bidden (mdghdta). They must postpone observing the vassa (rain-retreat) if the king so wished. They must not ordain serving soldiers or thieves of various descriptions wanted by the law and they were not to admit royal servants without appro- priate permission.23 The right of asylum to fugi- tives from justice or lawful royal service was not accorded to the Buddhist order. Whether such asylum to those suffering from political injustice was granted or not we have no means of knowing. Probably there was no clear distinction made then between crimes and political opposition, for the latter was invariably construed as a criminal act

18 SamN, I, pp. 41, 43, 87. 17 AngN, I, p. 68, DN, I, p 115. 18 DN, I, p. 116. 19 SamN, I, p. 75; MN, I, p. 120, MilP, pp. 231, 359,

Jat, I, p. 398. 20 SamN, I, pp. 115-116.

21 MN, I, p. 120, SamN, I, p 32, MilP, pp. 29, 32, 143, 192.

22 MV, pp. 114-115, SamN, I, pp. 30, 89, MilP, p. 32. 23 See MV, pp. 235, 234, 145, 34-35, 78-79.

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736 Journal of the American Oriental Society, 89.4 (1969)

and as such asylum to the offender could not be given by the Buddhist order without provoking the wrath of the state. The Samgha was to pursue an a-political role for once again the doctrine of separation between ana and dhamma inevitably entered all relationships between Buddhism and the state. The ceremony of ordination was always preceded by a lengthy questionnaire which asked of the initiate whether he was guilty of sundry and numerous offenses and this was expected to weed out those who had offended the laws of the state.24 If inadvertently such a person was ordained he could be expelled from the order, whereupon he was promptly seized by the minions of the state. Early Buddhism, thus, carefully avoided any overt confrontation with the state in the awareness of its awesome might which it, as a purely religious organization, was ill-equipped to challenge. The monks were forbidden to involve themselves in politics and their only protest against a particu- larly atrocious ruler could be to leave his territory and reside elsewhere to await a change in his disposition or his downfall.25

But if a vicious king could not be directly or successfully challenged through overt political expedients, there were ways to prevent a king be- coming objectionable in his behavior. One such way was to enunciate an ideal under whose in- fluence the state could be made subordinate to dhamma. In the first phase of political reflection the early Buddhists simply recognized the neces- sity of the existence of the state and also the neces- sity of its possession of vast powers. The separa- tion of dnd from dhamma was an attempt to insulate religion from the vagaries of the state by insuring the autonomy of the Samgha. The theory of contractual obligations between citizens and the state belongs to this first phase wherein the state is regarded nerely as a human organization and a political institution. But soon if was felt that such a theory was becoming inadequate. The state had become powerful and was poised to secure control over the entire range of human

life. In the second phase of theorizing the early Buddhists endeavored to use the state to further the ends of dhamma by asserting the supremacy of the dhamma over dna. A monk once asked the Buddha as to who was higher than the king. The Buddha promptly and unequivocally replied that dhamma was the lord of the king.26 This dhamma is not to be understood as a metaphysical system or sectarian creed which could differ from time to time or prophet to prophet. Rather it is taken to mean righteousness, propriety, norm and is equated with sama, impartiality and justice.27 This dhamma is a mystic force obeying its own exorable laws and rewarding and punishing kings in its own cosmic right.28 Dhamma and adhamma (non-dhamma) do not have the same consequences for adhamma casts one into hell while dhamma leads to a good destiny hereafter. Dhamma is a cosmic force which regulates not only the conduct of the state and its subjects but also the order of nature. If a king does not follow what is dhamma then there is untimely rain or danger of drought, famine, pestilence and war.29 On the other hand, the possession of dhamma by a king enables him to acquire mastery over the phenomena of nature for a righteous king could compel it to rain after the performance of specific ceremonies such as fasting, distribution of charity, observance of the vows of righteousness and meditation for a period of seven days.30

A political office may be a condition and reward of public service but kingship was declared to be the result of good deeds in a former life.3' It was during this second phase of political speculation that the early Buddhists ascribed a moral and spiritual character to the state and elevated the ideal king to be the prototype of the Bodhisattva or the Buddha. The ideal ruler is a man of dhamma who has put away falsehood, anger and scorn, is full of patience and forbearance, keeps benevolent

24 See Parivara (1958), pp. 388 fif. 25 As in the case of Panthagu, the successor of Shin

Arhan, the primate of Pagan, who left Burma for Ceylon during the time of Narathu (1167-1170), D. G. E. Hall,

A History of South-East Asia (New York, 1968), p. 154.

26 AngN, II, p. 403. 27 Pali Dictionary, pp. 335-339, Jat, III, p. 2. 28 For a discussion of Dhamma as a political concept in

Early Buddhism, see B. G. Gokhale, Journal of Indian

History, XLIV (August 1968), 249-261. 29 Jat, II, p. 124. 30 Jdt, II, p. 368. 31 MilP, p. 49, SamN, I, p. 222.

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company, possesses the ten royal virtues (dasard- jadhamma) and makes the people happy with the display of the four qualities of uniting the subjects (cattdri samghavatthfini).32 He is well-born (ubhato sujato), handsome in appearance, possesses great wealth, a powerful army, is a man of faith and charity, learned and wise.33 He possesses qualities which make for dhamma in thought and action and it is dhamma which constitutes his charisma without which he cannot rule over others. This charisma is bestowed on him by his coronation and symbolized in his possession of the several elements of his regalia such as the um- brella, slippers, sword, crown, throne and the fly- whisk.34 This quasi-divine quality makes it pos- sible for him to be obeyed by his subjects. The primeval contract is now substituted by dhamma and its charisma as the basis of loyalty of citizens toward the state. The state, in this line of thinking, becomes a quasi-divine institution operating under super-human norms and non-rational criteria.

In their doctrine of dhamma as the basis of the state the early Buddhists discovered the means of escaping from the paradox of the utter necessity of the existence of the powerful state and the con- stant danger of its abuse of powers. In the earlier phase of their speculations they spoke of large- scale migration of the people as a remedy against an evil king.35 As the state extended its territorial dimensions this remedy was regarded as no longer practicable. They then postulated dhamma as an all-powerful force able to destroy an unrighteous king. The culmination of such theorizing came in the concept of the cakkavattin (universal monarch) who is declared to be the dhammiko dhammaraja36 (the righteous ruler) and a counterpart of the Bodhisattva in the temporal world. Such a ruler is

a mahdpurisa (Great Man) endowed with the 32 signs of Great Men (mahapurisalakkanani) even as the Bodhisattva is endowed with them. Like the Bodhisatta, he is possessed of iddhis (super- natural powers) and is unique, for there can be no more than one cakkavatti at a time in the world (this distinction is reserved for the Buddha alone for there can be no more than one sammdsam- buddha at a time in the world). As in the case of the Buddha the places where a cakkavatti was born, crowned, where he wins his most significant victory and where he passes away, are declared to be "memorable."37 The funeral of the cakkavatti must be carried out exactly in the same way as the funeral of the Buddha. And after the cremation a stzipa is to be raised over the relics of his body as in the case of a Buddha, visits and homage to the stilpa of a cakkavatti being declared to be a pious act.38 The similarities between the status of the Bodhisattva/Buddha and the cakkavatti are so clear and striking that the conclusion becomes inescapable that the bases of the cakkavatti's power are no longer regarded as human or rational, much less contractual.

In the cakkavatti ideal the early Buddhists create the apotheosis of the state. They start with the hypothesis of the separation between the state and religion (dnd and dhamma) and finally end up with making the state subordinate to the dhamma. By ascribing dhamma as the basis of loyalty to the state they endow it with a charisma which at once becomes an instrument for the legitimization of political power in the state and its control by an agency higher than itself. The state, thus, emerges as a mystic entity controlled by non-rational forces and obeying norms of continuance and dis- solution beyond the reach of its subjects. This is a far cry from the earlier hypothesis of contractual obligations and its emergence must be related to the territorial extension and growth of the power of the state itself. Under such a state the function of the Samgha is consent and advise to the state. But the Samgha also takes upon itself, in Buddhist constitutions, the role of the conscience-keeper of

32 DN, III, p. 61, SamN, I, pp. 87-88, 222, Jat, I, p. 135, III, p. 262, IV, p. 176, V, p. 352, VI, p. 274; for Early Buddhist Kingship see B. G. Gokhale, The Journal of Asian Studies XXVI, No. 1 (November 1966), pp. 15-22.

33 DN, I, p. 117, MilP, p. 357, which states that a low- born king is soon deprived of his glory, Cf Kautalya's ideas in Kangle, op. cit., I, p. 208.

34 SamN, I, p. 226, Jat, III, pp. 238-239, IV, pp. 39-46, 231, V, p. 248, VI, pp. 39ff; MilP, p. 330.

35 MilP, p. 32. 36 For the concept of Dhammiko Dhammaraja see B. G.

Gokhale, Indica (Bombay, 1953), pp. 161-165. 37 AngN, I, p. 106. 38 MN, III, pp. 65 if, DN, II, p 143.

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Page 9: The Early Buddhist View of the State

738 Journal of the American Oriental Society, 89.4 (1969)

the state and is equipped with sanctions far more subtle, and powerful in certain circumstances, than the might of the state itself. The voice of the Samgha becomes far more extensive and pervasive than the commands of the state for the organiza- tion of the SaMgha reaches down to the smallest village through the monastery. The dichotomy between and and dhamma, with which the early Buddhist speculation on the nature of politics began, still persists, for whereas the state com- mands, the Samgha persuades through its spiritual

authority. This spiritual authority becomes ranged against a king who ceases to observe the dhamma which results in the loss of his charisma and the restriction of the legitimacy of his authority. Opposed to the will of the Samgha the king be- comes the usurper and deserves the fate of one. This balance of forces between ana and dhamma limits the potential despotism of the state and its subordination to the dhamma makes it an instru- ment of morality. In the Buddhist view, then, the state becomes a moral institution.

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