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Rural SocioWgy 59(4), 1994, pp. 598-619Copyright © 1994 by the Rural Sociological Society
The Farm Crisis and Mental Health: A LongitudinalStudy of the 1980s1
Suzanne T. Ortega, David R. Johnson, Peter G. Beeson,* andBetty J. Craft**Department ofSociology, University ofNebraska-Lincoln,Lincoln, Nebraska 68588*Nebraska Department ofPublic Institutions, Lincoln, Nebraska 68509 and**College ofNursing, University ofNebraska Medical Center,Omaha, Nebraska 68198
ABSTRAGr This paper examines rural/urban differences and trends inmental health during the farm crisis of the 1980s in a large panel samplefrom a midwestern state. A community research perspective, which attributes differences to life styles, culture, and community context, is contrasted with an economic stress perspective, which focuses on individualdifferences in economic circumstances as determinants of rural-urbandifferences in mental health. Survey samples from 1981, 1986, and 1989are used to examine differences among seven categories of communitytype. Multiple regression analysis of the trend and panel data providesupport for both the individual economic distress and community context models.
Introduction
During the 1980s, movies and news reports focused popular attention on the psychological toll of the farm crisis. The media portrayedfarmers and rural residents as suffering from extreme emotionalstress that had the potential to erupt into violence or degenerateinto self-destruction. Not only was the rate of mental disorderamong farmers reported to be rising dramatically, widespread concern also was expressed that rural communities and social institutions were on the verge of collapse (Farney 1988; Riffer 1986; Wall1985). Precipitated in part by popular media attention, the 1980salso saw a revival of interest in rural mental health issues within thescientific community. Although a body of rural mental health research had existed for some time, the mid-1980s saw the development of an almost entirely new farm crisis literature. Empiricallyand conceptually, the new studies shared little with the earlier ruralcommunity mental health tradition. Thus, it is possible to identifytwo major traditions in rural mental health research, with the mid1980s serving as a major point of demarcation.
I An earlier version of this paper was presented at the 1994 meeting of the MidwestSociological Society in St. Louis, MO. This research was supported by National Institute of Mental Health grant ROIMH44317.
Farm Crisis - Ortega et al. 599
Rural-urban differences: the early approach
Compared with what is known about the problems of urban life,there is relatively little information on the quality of life and mentalhealth of rural Americans (Keller and Murray 1982). One reasonwhy scholars have historically given so little attention to rural mentalhealth issues has been the pervasive urban bias found in much ofthe social scientific literature. Given a simpler, more harmoniousand supportive way of life, scholars reasoned, rural residents wereunlikely to experience the myriad mental health problems found inurban communities. Thus, little rural mental health research wasconducted and what there was most often sought only to supportor debunk the popular image of urban pathology and rural bliss.Many of these studies were informed by the Chicago-school of community research. Studies often gave a fairly detailed picture of themental health status of a particular rural community and thensought to interpret results within the context of the community/social disorganization model. In contrast to the later farm crisis literature, the focus of much of earlier work was on the communitylevel factors and processes that influence psychological well-beingrather than on the role of individual experiences or events. As isalso true of the farm crisis literature, however, the studies seldomincluded an urban comparison group and findings across studieswere inconsistent.
In one of the earliest reviews of rural-urban differences in therate of mental disorder, Dohrenwend (1975) reported that of theeight studies (using data from ten study sites) he examined, onlyone study found a higher total rate of psychiatric disorder in a ruralsetting; one study reported no difference and eight reported a marginally higher rate in urban communities. Findings with respect tospecific disorders were even more mixed. Nevertheless, Dohrenwend (1975) concluded that rates of schizophrenia, neurosis, andpersonality disorder usually were higher in urban areas but that ratesof functional psychoses and manic-depressive illness probably werehigher in rural areas. On the balance, the Dohrenwends (1971)concluded that overall rates of mental disorder are higher in urbanareas.
A number of scholars, however, have challenged the Dohrenwendconclusion (Srole 1978; Srole and Fischer 1978) and the debateremains largely unresolved. For instance, one study from the early1970s found that the percentage of respondents scoring as "probable cases" was 10.5 in rural areas, 14.9 in villages, and only 7.8 inurban areas (Schwab et al. 1974). In a 1981 review, Mueller concluded that existing evidence showed no clear pattern of rural-urbandifferences, at least when global screening instruments were usedto measure mental health. In a series of studies using epidemiolog-
600 Rural Sociology, Vol. 59, No.4, "Winter 1994
ical catchment area data, researchers found higher levels of depression in urban areas, slightly higher alcohol dependence and abuserates in rural areas, and no community differences in most othertypes of disorder (Blazer et al. 1987; Crowell et al. 1986; George etal. 1986). The Colorado catchment study (Cialo et al. 1992), whichhad a more rural sample, found differences in depression betweenrural and urban counties that reflected high rates in central cities,low rates in suburban areas, relatively high rates in small towns, andlow rates in nonsuburban rural farm and nonfarm areas. Finally,Kessler et al. (1994) found few overall differences between urbanand rural communities in the rate or lifetime prevalence of mentaldisorder but did report a significantly lower likelihood of multiplemental disorders among rural residents during the 12 months preceding the interview.
As Neff (1983) indicated, one reason why studies of some formsof disorder-depression, for example-yield contradictory results isthat researchers have given insufficient attention to the variabilitythat exists within and among rural communities. This criticism is atleast as true of the farm crisis studies as it is of the earlier work andis one of the major inadequacies in the literature that this paperaddresses.
The farm crisis
Until the farm crisis of the mid-1980s, research on rural mentalhealth remained a small and relatively peripheral part of psychiatricepidemiology. However, in response to the protracted downturn inthe agricultural economy, in reaction to widespread media attention,and in the wake of highly dramatic Congressional testimony (Heffernan and Heffernan 1985; Lasley 1986b), studies incorporatingrural areas increased. Rather than being based in the earlier tradition of rural mental health research, the new work found its conceptual and methodological roots in the previous two decades ofresearch, which had demonstrated the consistent and rather strongrelationship between economic stress and mental health. If the mental health of rural residents was indeed declining in the 1980s, thelogic ran, it must be because of the enormous financial burdensindividual farmers and their families were experiencing. Accordingto this model, the relationship between a declining agriculturallybased economy and mental disorder is simply a special case of themore general relationship between economic and psychological distress.
The focus of the farm crisis literature, then, has been on theexperiences of farmers and their families and research has generallybeen consistent with an individual stress model or process, such asthat outlined by Pearlin et al. (1981). One of the earliest and most
Farm Crisis - Ortega et al. 601
often cited farm crisis studies is the Heffernans' 1985 examinationof 42 Missouri farm families. In-depth interviews were conductedwith families that had been forced out of farming by the agriculturalcrisis. All of the women and all but one of the men indicated thatthey experienced depression at some point in the process of exitingfarming. More than half of the men and three-quarters of the women continued to experience depression one year after losing theirfarm. Almost two-thirds of the men and women became withdrawnfrom family members and friends. Increased substance abuse (mostly alcohol) was reported, and half the men and one-third of thewomen reported that they had become more physically aggressivetoward family members. Graham (1986) replicated the Heffernans'study on 28 New York families who had been forced from their farmsand found similar results. Studies of rural households in Iowa (Bultena et al. 1986; Conger and Elder 1994; Hoyt 1988; Lasley 1986a,1986b), Nebraska (Johnson and Booth 1990), North Dakota (Kettner et al. 1988), North Carolina (Schulman and Armstrong 1989),and Pennsylvania (Murray 1985) also have uncovered significant relationships between economic hardship and psychological distress.
In a somewhat different research vein, surveys of staff and clientsof rural community mental health agencies found an apparent increase in outpatient referrals and client visits during the mid-1980s(Ellis 1986; Hsieh et al. 1988; Joslin and Rosmann 1986; Mermelstein and Sundet 1987). In these studies and others (Marotz-Baden1988; Nebraska Farm Crisis Hotline 1986; Olson and Schellenberg1986; Schellenberg et al. 1985), the increased incidence of ruralpsychological distress was explained primarily in terms of increasedeconomic pressures stemming from the farm crisis.
Difficulties with existing rural mental health research
Although the literature on the farm crisis has significantly expandedunderstanding of rural mental health needs, both the farm crisisliterature and studies conducted within the older rural communitytradition have a number of methodological flaws. First, and perhapsmost significant, studies lack a consistent definition of rural. Inmany studies, rural is simply defined as nonmetropolitan; in others,the experiences of farmers are taken as representative of the entirerural population. However, one of the most salient characteristics ofrural America is the heterogeneity of its population (Cordes 1989;Glenn and Hill 1977; Hardy and Ross 1990) and the diversity of itseconomic base. Failure to take this diversity into account means thatresearch regarding the farm or agricultural crisis may have beeninappropriately applied to rural America at large. Since the mid1980s, economic recovery has taken place at different rates and todifferent degrees in the various rural economic sectors. Thus, re-
602 Rural Sociology, Vol. 59, No.4, "Winter 1994
search that documents the current mental health status of ruralresidents vis-a-vis their urban counterparts and that disentangles theshort- from long-term consequences of the farm crisis must takerural diversity into account.
In a related vein, rural mental health research seldom has beentruly comparative; studies infrequently include an urban comparisongroup or data from more than one point in time. Since mentalhealth measures seldom are consistent from study to study and sincemost of the rural studies have used small, nonrepresentative samples, it is impossible to determine whether rural residents are anymore or less distressed than urban residents and whether their mental health status worsened over time.
In contrast, this study uses a representative statewide sample ofNebraskans in a panel design that includes residents of differenttypes of rural and urban communities who were interviewed in 1981,1986, and 1989. The well-known Warheit scale (Warheit et al. 1986)is used to assess three different types of mental impairment: depression, anxiety, and psychosocial dysfunction. The research reported here is generally guided by the stress model implicit in thefarm crisis literature. However, the results also have an explicit bearing on the earlier community mental health tradition. Specificallythe following basic questions are addressed: During the farm crisisperiod (1981-1989) was there a change in the prevalence of psychological symptoms among farm and rural populations? If so, wasthis change specific to, or more pronounced among, the farm population? Are the observed changes in the prevalence of psychological symptoms among rural populations related to changes in personal economic circumstances? If so, are personal economic factorsalone able to account for the effects of community type on levels ofpsychological impairment?
Methods
Study samples
The data used in this study were collected in three telephone surveysconducted in 1981, 1986, and 1989. The 1981 survey consisted of1,890 respondents representative of adults living in households inthe State of Nebraska. Sampling was done by random digit dialing.A random procedure was used to select the adult to be interviewedin the sampled selected households. Of the 1,878 respondents tothe 1986 survey, 60 percent were selected from the 1981 survey, andthe rest were new respondents also drawn by random digit dialingtechniques. The 1989 survey also involved a panel component. Allrespondents to the 1986 survey were included. The 1989 survey alsoincluded a sample of new respondents selected using similar sampling procedures but disproportionately stratified to overrepresent
Farm Crisis - Ortega et al. 603
specific areas. Fifty percent of the supplemental sample came fromrural counties, 40 percent from nonmetropolitan (nonmetro), and10 percent from metropolitan (metro). There were a total of 2,525respondents in the 1989 survey. Of these, 1,441 were from the 1986panel. Of the 1986 respondents, 985 were also in the 1981 survey(johnson et al. 1992). Analysis of the panel nonrespondents foundno evidence to suggest that they had higher rates of depression,alcohol use, or economic distress than respondents.
Three different, but overlapping samples drawn from these surveys are used. To retain as large and representative sample as possible in each of the three years, the surveys are treated as separatecross-sections. To gain information on individual changes, sampleswere used consisting of individuals interviewed in 1981 and 1986and those interviewed in 1986 and 1989. Sample size was 985 forthe 1981-1986 panel and 1,441 for the 1986-1989 panel.
Measures oj mental health status
Mental health status was measured by three of the five scales developed by Warheit (Schwab et al. 1979) and used in a number ofcommunity surveys throughout the United States (Warheit 1979;Warheit et al. 1975, 1976, 1986). These items are similar to generalimpairment scales such as the 22-item index (Langner 1962) andthe health opinion survey (Gurin et al. 1960; MacMillan 1957) buthave the additional advantage of subscales focused on symptom clusters. The depression measure is a summated scale of 17 items tapping sadness, feelings of rejection, despair, and inactivity. Anxiety isa 12-item scale measuring an abnormal sense of apprehension orfear felt by the respondent. The psychosocial dysfunction scale includes 11 items gauging how much extreme worry and nervousnessaffect the respondent's social-role activity. These scales were developed from a larger set of items and created through scale and factoranalysis in a large sample from a Florida county (Schwab et al. 1979).Reliability and validity tests conducted by Schwab et al. (1979) foundthe scales were able to differentiate between clinical and nonclinicalpopulations, were consistent with judgments of psychiatrists, andhad alpha reliability coefficients over 0.80. 2
Impairment scales, such as those used here, although not designed to differentiate specific psychiatric diagnosis, are generallygood measures of reaction to stress (Ross and Mirowsky 1989; Wiessman et al. 1986). Johnson and Ortega (1991) found that the pat-
2 In this study, the depression scale (alpha = 0.80) ranges from 1 to 30 with a meanscore of 13.0. Anxiety (alpha = 0.80) has a mean of 4.9; respondents range from 0to 25. Finally, psychosocial dysfunction (alpha = 0.86) ranges from 0 to 20 with amean of 1.7. Potential responses to these items were based on 3 to 5 ordinal categories of symptom frequency.
604 Rural Sociology, Vol. 59, No.4, Winter 1994
terns of relationships in an economic distress model developed byPearlin et al. (1981) yielded nearly identical results for the Warheitdepression scale and two other depression measures.
Community type and economic effects
Economic conditions are measured at two levels: aggregate and individual. In keeping with the farm-erisis tradition, community typeis used as an aggregate-level indicator of differential exposure toeconomic distress. Because they are most directly dependent on theagricultural economy, farmers and ranchers are likely to have experienced the greatest economic distress during the 1980s rural economic crisis. Rural nonfarm residents also are likely to have experienced economic distress because of close ties to the farm economy.This tie is likely to decrease as community size becomes larger. Cityand metro residents are more removed from the effects of ruraleconomic crisis as economic conditions in these areas are more dependent on national trends. Respondents were classified into oneof seven residence categories: (1) farmers and ranchers (1,064 ofthe 6,293 in the cross-sectional samples), (2) rural nonfarm (522),(3) village (communities less than 1,000, 661), (4) small town (communities between 1,000 and 2,500, 604), (5) town (communitiesbetween 2,500 and 10,000 population, 768), (6) city (cities from10,000 to 50,000, 906), and (7) metro areas (cities over 50,000,1,768). In addition to the hypothesized differences in economic climate, community type also indexes the variety of social and culturalfactors that were the focus of much early rural mental health research. The second economic measure is an individual-level indicator of the respondent's subjective evaluation of his or her own economic circumstances. The item asks: What about your financialprospects: Do you feel that you are better off this year (34.6%) thanyou were two years ago at this time, about the same (45.1 %), orworse off (20.2%)?
In the analysis of the 1986-1989 panel, one additional economicindicator is used. This is a summated scale of economic problemsthat respondents reported occurring to them in the three years between 1986 and 1989. The greater the score, the more economicproblems reported. Seven items were used, including filing for bankruptcy, taking an extra job to make ends meet, and getting behindon bills or house payments; scores ranged from 0 to 6 with a meanof 1.9. The farm crisis tradition implies that community type influences psychological distress primarily by influencing individual exposure to economic stressors. Controlling for individual financialprospects, according to this perspective, should largely eliminate theeffects of community type. Of course, communities also differ withrespect to a number of demographic variables that are known to
Farm Crisis - Ortega et al. 605
impact mental health. Thus, controls for respondents' age (range= 18-99, mean = 48.4), educational attainment (in years) (range= 0-27, mean = 13.0), and gender (females, 58%; males 42%) areincluded in most analyses.
Findings
Analysis of cross-sectional data.
First, the effect of year and community type on psychological stressin the cross-sectional sample is examined. The large sample size(6,293) relative to those found in the panel samples allows for morestatistical power in estimates of the effects of community type in thethree time periods.
A series of regression models examines the relationship of yearand community type to economic prospects and the three symptomsubscales (Table 1). Economic prospects, coded so that higherscores indicate worse prospects, is the dependent variable in models1 and 2. Because the reference group (omitted group) for the setof dummy variables representing community type is metro residence, the coefficients for the residence categories represent differences from metro areas. Findings from model 1 show that prospectswere significantly poorer in farm, village, and small-town areas. Thisindicates that compared with metro areas, economic pessimism ismore pronounced in the smaller communities. The only rural areawhere this is not the case is among rural nonfarm residents. Therural nonfarm category includes residents ofboth suburbs and ruralareas more distant from large cities, which may account for the difference. Although prospects generally are worse in 1986, the overalldifference between 1981 and 1986 is not significant (b = -0.019).By 1989, however, economic prospects in the state were significantlybetter (b = -0.191). It would be expected that the trend in prospects would be quite different for farmers, as they were most impacted by the agricultural economic conditions which changed dramatically between 1981 and 1986. A term added in model 2examines the interaction between year and farm residence and compares 1986 with the other two years combined. This term is statistically significant (p< 0.01) and suggests that the decline in prospectsin 1986 is greater in the farm communities than in the other communities combined (no significant interactions by year for the otherresidence categories were found). This is consistent with the deteriorating farm economy between 1981 and 1986 and the subsequentimprovement by 1989.
The relationship of residence and year to three measures of mental symptoms is presented in the remaining columns of Table 1. Theresults of the regression in model 3 show that depression was significantly higher overall in 1986 than in the other two years. The
~ 0\
Tab
le1.
Reg
ress
ion
mo
del
sfo
rcr
oss-
sect
iona
lan
alys
is(u
nst
and
ard
ized
regr
essi
onco
effi
cien
ts)
(N=
6,29
3)~ ~ .....
.E
cono
mic
pros
pect
sD
epre
ssio
n~
Ind
epen
den
tvar
iabl
es(1
)(2
)(3
)(4
)(5
)~'
Edu
cati
on-0
.01
3*
*-0
.01
3*
*-0
.30
9*
*-0
.30
9*
*-0
.28
8*
*~
Gen
der
(fem
ale
=2)
0.03
8*0.
039*
1.12
8**
1.13
2**
1.07
3**
Age
0.00
9**
0.00
9**
-0.0
31
**
-0.0
31
**
-0.0
44
·~ ~
Yea
ro
fsu
rvey
'
""19
81-0
.01
90.
028
-0.9
03
**
-0.7
29
**
-0.7
72
**
~\O
1989
-0.1
91
**
-0.1
41
**
-0.4
13
*-0
.23
3-0
.02
0~
Res
iden
ce"
Far
m0.
112*
*0.
055·
-0.3
42
-0.5
50
*-0
.63
3*
~4l.
.
Rur
aln
on
farm
0.05
6-0
.00
4-0
.55
0-0
.77
2*
-0.7
65
*~
Vill
age
0.08
1*0.
077*
0.18
30.
169
0.05
3S
mal
lto
wn
0.12
1**
0.11
7**
-0.5
31
-0.5
47
-0.7
23
*~
Tow
n0.
036
0.03
6-0
.42
2-0
.42
2-0
.47
6.....
..C
ity-0
.00
0-0
.00
1-0
.24
9-0
.25
0-0
.24
8\0
FAR
MX
1986
0.20
1**
0.72
7·0.
423
~
Eco
nom
icpr
ospe
cts
1.50
3**
Con
stan
t1.
567
1.53
317
.45
17.3
315
.02
R-s
quar
ed0.
086*
*0.
089*
*0.
030*
*0.
031*
*0.
057*
*
Tab
le1.
Co
nti
nu
ed
Anx
iety
Psy
chos
ocia
ldy
sfun
ctio
n
Ind
epen
den
tva
riab
les
(6)
(7)
(8)
(9)
(10)
(11)
Edu
cati
on-0
.344
**-0
.34
4*
*-0
.33
2-0
.06
9*
*-0
.069
**-0
.06
1*
*G
end
er(f
emal
e=
2)0.
817*
*0.
819*
*0.
785
0.49
5**
0.49
7**
0.47
4**
Age
0.04
5**
0.04
5**
0.03
7-0
.02
8*
*-0
.028
**-0
.03
3*
*
Yea
rof
surv
ey-
1981
-0.3
11
-0.2
32
-0.2
57
-0.5
93
**
-0.4
92**
-0.5
09
**
1989
-0.2
21
-0.1
40
-0.0
17
-0.3
76
**
-0.2
72
*-0
.18
9
Res
iden
ce"
~F
arm
-1.3
77**
-1.4
71**
-1.5
19
-0.5
81
**
-0.7
02**
-0.7
34
**
~R
ural
no
nfa
rm-0
.57
1*
-0.6
72
*-0
.66
8-0
.14
0-0
.26
9-0
.26
6V
illag
e-0
.27
5-0
.28
1-0
.34
8-0
.43
5*
*-0
.443
**-0
.48
8*
*
~Sm
all
tow
n0.
018
0.01
1-0
.09
0-0
.05
5-0
.06
5-0
.13
3T
own
-0.7
25**
-0.7
24
**
-0.7
56
-0.3
69
*-0
.36
8*
-0.3
90
**
City
-0.0
65
-0.0
65
-0.0
64
-0.0
83
-0.0
83
-0.0
83
IFA
RM
X19
860.
329
0.15
40.
420<
0.30
3~
Eco
nom
icpr
ospe
cts
0.86
70.
582*
*C
onst
ant
6.48
66.
430
5.09
93.
746
3.67
52.
782
~R
-squ
ared
0.06
8**
0.06
8**
0.07
8**
0.02
8**
0.02
9**
0.04
1*~ .....
•O
mit
ted
gro
up
is19
86.
I:l r--
bO
mit
ted
gro
ug
ism
etr0
fc0l
itan
.<S
iB"n
ifica
ntat
.05
leve
lon
e-ta
iled
test
).*
Sig
nifi
cant
at0,
05le
vel;
**S
igni
fica
ntat
0.01
leve
l.~ "I
608 Rural Sociology, Vol. 59, No.4, "'Winter 1994
coefficients for the six residence categories show that, with the exception of villages, depression scores are lower in nonmetro areasthan in the metro reference category. However, none of these differences is statistically significant. In model 4 the interaction offarmresidence and year (1986) was added to the equation. The coefficient for this term confirms the expectation that depression in farmareas was significantly higher in 1986 than in the other two years.Although the interaction term is only significant at the 0.05 levelwith a one-tailed test, this is an appropriate test as the effect is consistent with the direction expected. Regression model 5 has economic prospects added to the equation. The interaction effect is reducedby about 40 percent and is no longer significant, suggesting that atleast part of the community effect on farmers' depression in 1986resulted from their poorer economic prospects. In fact, after controlling for economic prospects and the 1986/farm interaction, withthe exception of village residents, rural place of residence is associated with lower levels of depression, a finding consistent with theview of the early mental health literature that rural social structure,culture, or both are protective of the mental health of rural residents.
Turning to the analysis of anxiety symptoms, no significant relationship with year is found. Generally, anxiety is lower in more ruralareas-significantly lower than metro areas for farmers and ruralnonfarm residents. The interaction effect of farm residence by yearis not significant. Finally, economic prospect is not significantly related to anxiety in this equation.
The pattern for psychosocial dysfunction more closely resemblesthat found for symptoms of depression. These dysfunctions are lower in the more rural areas and all residence groups have lower scoresthan those found in the metro areas of the state. Dysfunction scoresalso are significantly higher in 1986 than in the other two years. Theinteraction of farm with year also is significant and follows the samepattern observed for depression. Finally, the interaction effect is reduced to nonsignificance after controlling for economic prospects,indicating that the higher levels among farmers in 1986 reflectedthe economic problems.
In summary, the effects of residence, while modest, are consistentwith a model that expects lower levels of psychological disorder inthe rural areas and anticipates that farm areas will show the greatestresponse to changes in the economy over the 8-year span of thethree surveys. While residence and year work together to yield asignificant effect on these disorders, the small amount of varianceaccounted for in these models (2.8-7.8%) suggests the overall effects of community and the farm crisis are modest. For example,farmers in 1986 compared to the pre- and post-crisis years averaged
Farm Crisis- Ortega et at. 609
only around three-fourths of a point more on the depression scale,which has a range from 1-30.
It is clear from these data that trends in individual perceptions ofeconomic prospects closely parallel trends in the state and nationaleconomy during the decade. Findings thus support two of the assumptions often found in the farm crisis literature about the impactof economic trends on individual lives: farmers did experience significant increases in individual economic stress during the first halfof the decade and by the mid-1980s farm economic distress anddepression exceeded that of metro areas. It is also clear that in theaggregate, individual economic distress explains some, but not all,of the community-level differences in depression and psychosocialdysfunction.
Analysis of change data
A second way to examine the relationship between community type,economic distress, and mental health is to focus on the individualswho were interviewed at two different times. In contrast to the crosssectional analysis, a panel analysis reveals individual-level change inmental health status and in perceived financial prospects; it eliminates differences between samples as an explanation for the results.
The analysis will focus on two separate panels-respondents interviewed in both the 1981 and 1986 waves and those interviewedin both 1986 and 1989. The dependent variables are change in eachof the Warheit scales, estimated by including first-wave scores as anindependent variable in the regression. There are two major independent variables-a measure of change in financial prospects andcommunity type. Respondent's age in years, education, and genderare included as control variables. In the 1986-1989 panel an additional measure of individual economic conditions-economic problems since 1986-is included.
Community type is based on residence in the first wave and iscoded as a set of dummy variables to represent the seven categories.Some of the respondents moved to a different type of communitybetween waves of the panel and this move may have been in response to individual or community economic problems. Seventy percent of those farming in 1981 were still farming in 1986. Between1986 and 1989 (a shorter time period) 81 percent were still farmingthree years later. The most residential instability was found for therural nonfarm category; 48 percent (1981-1986) and 58 percent(1986-1989) of these residents remained in this category. For allother residence categories, the percent still residing in the sametype of community over the period between the waves was in therange from 83 to 94 percent. There was considerable movement inthe samples between the farm and the rural nonfarm category. This
610 Rural Sociology, Vol. 59, No.4, Winter 1994
mostly reflected persons who had retired from or otherwise leftfarming but who continued to live in the same rural residence.
For the 1981-1986 panel, models are presented before and afterincluding economic prospects in the equation (Table 2). The resultsyield a number of significant effects of residence on change in depression. Depression scores increased in all residence categoriescompared to the metro area, significantly so in five of the six. Thelargest increases were in the farm and city categories. When economic prospects in 1981 and 1986 were included in the equation,the effects for the residence categories generally are reduced, butseveral remain statistically significant. Thus, even though individuallevel change in economic prospects (as measured by the 1986 score)is significantly related to depression, it only partially accounts formental health differences between communities.
Community effects in this panel are confined to the depressionscale; no significant residence effects are found in the analyses ofanxiety and psychosocial dysfunction. However, economic prospectsin 1981 and 1986 are significantly related to change in anxiety, andprospects measured in 1986 are significantly related to psychosocialdysfunction.
While most of the place of residence effects in the 1986-1989panel are found for depression, some effects do emerge for anxietyand psychosocial dysfunction symptom scales (Table 3). Mirroringthe improvement in the agricultural economy between 1986 and1989, farm households, relative to the reference metro group,showed a significant reduction in depression over this time period.Small towns also showed substantial and significant reductions indepression during this period, but rural nonfarm communities andvillages did not. These changes in depression occurred largely independent of individual-level changes in either economic prospectsor problems. As shown in model 3, when prospects and problemsare included in the regression models, residence effects on depression are unchanged. For the anxiety subscale, however, economicvariables did show a mediating effect. The significant effect amongrural nonfarm residents on anxiety is reduced to nonsignificanceafter the economic variables are included in the equation (models5 and 6).
The results for psychosocial dysfunction generally parallel thosefor depression in the 1986-1989 panel. For this variable, five of theresidence categories have significantly lower dysfunction scores thanfound in the metro area, but these effects do not change muchwhen economic stress variables are added to the equation. This pattern of results suggests that residence has a significant effect onchange in mental health status for some sets of symptoms and incertain years. Moreover, this effect is net of change in financial pros-
Tab
le2.
Reg
ress
ion
anal
ysis
of
sym
ptom
scal
esfo
rth
e19
81-1
986
pan
el
Psyc
hoso
cial
dysf
unct
ion
Ind
epen
den
tvar
iabl
es
Scal
esc
ore
in19
81A
geG
end
er(f
emal
e=
2)E
duca
tion
Dep
ress
ion
Anx
iety
(1)
(2)
(3)
(4)
0.54
2**
0.52
3**
0.61
8**
0.61
0**
0.01
30.
000
0.06
5**
0.05
5**
0.70
3*0.
594
0.36
10.
269
0.00
60.
014
-0.0
04
0.00
5
(5)
0.40
4**
-0.0
19
**
0.62
1**
0.00
5
(6)
0.39
8**
-0.0
24
**
0.55
3**
0.01
1
,Ref
eren
ceg
rou
pis
met
ropo
lita
n.*
Sig
nifi
cant
at0.
05le
vel;
**S
igni
fica
ntat
0.01
leve
l.
Res
iden
ce'
Far
mR
ural
no
nfa
rmV
illag
eSm
all
tow
nT
own
City
Eco
nom
icpr
ospe
cts
1981
Eco
nom
icpr
ospe
cts
1986
Con
stan
tR
-squ
ared
1.53
3**
1.40
7**
1.37
7**
1.25
00.
259
1.54
2*
3.61
30.
303
1.02
5*1.
133*
1.09
10.
867
0.10
61.
414*
*
0.20
71.
438*
*1.
461
0.32
1
-0.2
17
0.09
1-0
.48
5-0
.26
2-0
.24
80.
654
-1.4
20
0.38
6
-0.5
80
-0.1
18
-0.6
94
-0.5
47
-0.3
43
0.56
4
0.27
3**
1.01
1**
-3.3
16
0.40
4
0.43
10.
047
-0.1
29
0.01
3-0
.20
30.
166
0.93
80.
141
0.18
1-0
.07
7-0
.26
3-0
.16
6-0
.27
60.
112
0.03
40.
717*
*-0
.16
20.
162
~ ~ ~ I ~ ~ ~ ~ :- ~ '-
~ t\)
Tab
le3.
Reg
ress
ion
anal
ysis
of
sym
ptom
scal
esfo
rth
e19
86-1
989
pan
el~ i:l
Dep
ress
ion
Anx
iety
Psy
chos
ocia
ldy
sfun
ctio
n..... ~
Ind
epen
den
tvar
iabl
es(1
)(2
)(3
)(4
)(5
)(6
)(7
)(8
)(9
)~.
Scal
esc
ore
in19
860.
565*
*0.
606*
*0.
593*
*0.
611*
*0.
638*
*0.
634*
*0.
354*
*0.
384*
*0.
382*
*~
Gen
der
(fem
ale
=2)
0.08
80.
156
0.11
0-0
.15
0-0
.11
9-0
.13
20.
082
0.11
50.
096
Age
0.00
70.
006
-0.0
10
0.04
6**
0.03
3**
0.02
9**
-0.0
02
-0.0
09
-0.0
15
~E
duca
tion
-0.0
58
-0.0
73
-0.0
69
-0.0
68
-0.0
78
-0.0
77
-0.0
47
-0.0
61
*-0
.05
9I""
"
Res
iden
ce'
\.It
Far
m-0
.86
9*
-0.8
49
*-0
.91
6*
-0.3
00
-0.2
90
-0.3
09
-0.5
79
*-0
.59
9*
*-0
.59
9*
*~\O
Rur
aln
on
farm
-0.0
24
0.15
30.
133
-0.8
22
*-0
.67
4-0
.67
8-0
.77
2*
*-0
.66
5*
-0.6
61
*~
Vill
age
0.01
70.
227
0.14
5-0
.40
3-0
.26
0-0
.28
4-0
.86
8*
*-0
.75
1*
-0.7
73
**
Smal
lto
wn
-1.4
57
**
-1.0
73
*-1
.28
1*
-0.5
78
-0.3
73
-0.4
33
-0.8
26
**
-0.6
42
*-0
.71
3*
~-l::o
.
Tow
n0.
330
0.45
30.
381
0.26
00.
340
0.31
7-0
.33
5-0
.26
7-0
.29
2
~C
ity-0
.56
7-0
.52
7-0
.49
0-0
.23
0-0
.16
7-0
.15
5-0
.67
7*
*-0
.63
7*
*-0
.61
8*
*
Eco
nom
icpr
ospe
cts
1986
-0.0
04
-0.1
16
-0.0
23
-0.1
41
-0.0
87
-0.1
82
&'E
cono
mic
pros
pect
s19
891.
139*
*0.
945*
*0.
363*
0.18
20.
535*
*0.
381*
I-..<
Eco
nom
icpr
oble
ms
0.43
0**
0.38
2**
0.31
6**
~C
onst
ant
4.08
75.
599
4.57
10.
517
1.56
01.
211
1.10
32.
156
1.69
1-l::
o.R
-squ
ared
0.41
40.
389
0.40
30.
447
0.43
40.
436
0.25
60.
220
0.23
2
aR
efer
ence
gro
up
ism
etro
poli
tan.
*S
igni
fica
ntat
0.05
leve
l;**
Sig
nifi
cant
at0.
01le
vel.
Farm Crisis- Ortega et al. 613
pects; controlling for prospects only marginally changes the degreeof the relationship."
In sum, individual-level changes in depression generally are consistent with the economic trends occurring in the state over theperiod of time covered by the study. Farmers showed the greatestincrease in depression between 1981 and 1986, a period that includes the height of the agricultural crisis; by 1989, both the economic prospects and the depression of farm residents had returnedto roughly pre-crisis levels. Thus, individual-level change in depression corresponds to economic trends at the aggregate level. However, the relationship between the two is not simply a function ofeconomic changes occurring at the individual level. Because a control for change in individual perception of financial prospects didlittle to reduce the effect of residence on change in mental healthstatus, it appears that community economic climate has mentalhealth consequences beyond those stemming from their impact onrespondents' personal financial prospects.
3 Several tests were performed to evaluate whether these findings were robust withrespect to the changes in residence over the panel, differences in samples, interactioneffects between type of community and the effects of individual economic variableson the symptoms scales, and the presence of a small number of outliers or influentialcases. Analysis models were repeated in which both place of residence in the firstwave and place of residence in the second wave were included. While highly collinear,place of residence in the second wave did not contribute a statistically significanteffect (0.05 level) beyond the effect of residence in the first wave to prediction ofthe three symptoms scales.
The relatively weak effect of the individual economic variables in explaining thereduction in depression and psychosocial dysfunction may reflect a different relationship between economic prospects and stresses in different types of communities.This was tested by including interaction terms between the economic indicators andcommunity time. None of these was statistically significant, nor did the pattern ofthe coefficients suggest such a pattern. A small number of cases with substantialchanges in symptom scores over the panel period may possibly account for some ofthe effects observed. For example, the large increase in depression noted in the citiesbetween 1981-1986 and for small town between 1986-1989 may reflect the influenceof one or two persons making very large changes in depression. Cook's D (Fox 1991)was used to identify influential cases and the analysis was repeated with these casesremoved. While these had small effects on some of the estimates, the overall patternof findings we reported here did not vary; results apparently are not due to a smallnumber of influential cases. Finally, it is possible that substantial differences betweenthe respondents in the 1981-1986 and the 1986-1989 panels are responsible for thedifferent direction and pattern of community effects observed. The 1986-1989 regression analyses were repeated including only those respondents who were also inthe 1981-1986 panel. This reduced the sample size to 793 but did not alter the basicpattern of effects. For example, farm and town residents were still found to showsignificant relative reductions in depression and the economic variables did little toreduce this effect. These tests demonstrated that the findings in the panels wererobust with respect to interaction effects, influential cases, and sample biases.
614 Rural Sociology, Vol. 59, No.4, Winter 1994
Discussion and conclusions
The results indicate a specific relationship between the economicchanges associated 'with the farm crisis of the 1980s and the prevalence of psychological symptoms among rural populations. In fact,the rate of depression among farmers appears to be directly tied tochanges in the farm economy.' These findings suggest social factorsand life events are part of the etiology of mental disorder (Cockerham 1981) and economic stress may be a cause of mental disorder(Aldwin and Revenson 1986; Brenner 1973; Dooley and Catalano1980; Horwitz 1984).
Although individual economic prospects account for some of thevariation between communities in levels of psychological symptoms,they do not account for all of the difference. Results from this studyindicate that the economic context of community of residence, community social structures, or urban/rural cultural differences alsomay have effects on mental health beyond their relationships to theperceived economic situation of the household; but exactly how orwhy they do so remains unclear. Some part of the difference inpsychological symptoms between rural and urban communities may,in fact, be something akin to the Heffernan and Heffernan (1986)concept of community depression. Further research is needed toexplore this finding more completely and to determine whether thiseffect is the result of social contagion (Turner 1957), social disorganization such as the decline of community social institutions (Farisand Dunham 1939), the weakening of social support networks (Myers et al. 1975), or community attachment or integration (O'Brienet al. 1994). Studies with more complete measures of the householdand community economy, formal and informal support structures,specific mental disorders, and cultural responses to stress and helpseeking in the research design are needed before the mental healthconsequences of living in a declining or growing economic climatecan be assessed accurately.
The findings suggest that service providers must respond to anyeconomic crisis with both individual and community level mentalhealth prevention and intervention programs such as those developed in response to the farm crisis (Cecil 1988; Benjamin 1988;Thompson and McCubbin 1987;Joslin and Rosmann 1986; Coulamet al. 1990). Programs designed to help rural residents through economic crisis-career counseling, job retraining, financial counseling, and legal aid, for instance-should screen for depression and
• Nearly 30 percent of those fanning in 1981 had left fanning by 1986; between1986 and 1989 an additional 19 percentwere no longer fanning. In many ways, then,this study is based on a sample of survivors and, therefore, the finding that the farmcrisis produced symptoms of depression and changes in psychosocial functioningamong them is all the more noteworthy.
Farm Crisis- Ortega et al. 615
psychosocial impairment and have mechanisms in place to respondto clients with mental health needs. Untreated, depression is likelyto seriously limit the ability of individuals to benefit from programsdesigned to provide new economic opportunities. However, it is alsoimportant that mental health practitioners and policy makers recognize that psychological symptoms are both situational and dynamic. On balance, mental health returned to pre-farm-erisis levels following an upturn in the farm economy. Thus, mental healthintervention in the absence of efforts to improve rural economicopportunities and personal economic circumstances may do little toimprove the well-being of the farmers and rural residents.
Finally, results from comparisons of mental health symptomsacross a range of different sized communities raise questions aboutthe classification of communities on a rural-urban continuum. Thepattern of effects indicates that differences between the seven community-type categories do not follow a strict continuum from moreto less rural. While the differences between community types-especially different rural community types-were generally small,some of these differences correspond neither to incremental differences in community size nor to some general pattern of a decliningrural economy. Future research must use more than two or threecategories to measure urban-rural differences and must incorporatemeasures capable of detecting fundamental differences in the socialorganization and culture of different types of communities. Findingsfrom this study demonstrate, for instance, that economic distresswithin certain industries (in this case agriculture) can have pronounced negative effects on the residents (in this case farmers) ofcommunities dependent on that industry. Future research is neededto ascertain whether similar patterns might be found as a result ofeconomic decline in mining, lumber, fishing, or other rural industries or in any urban or suburban community that is dependent ona single, declining economic base; research also must begin to identify those aspects of rural and urban culture and lifestyle that mediate the relationship between declining local economies, personaleconomic hardships, and psychological distress.
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