The Significance of Plato's Cratylus - G. Anagnostopoulos

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    The Significance of Plato's "Cratylus"Author(s): Georgios AnagnostopoulosSource: The Review of Metaphysics, Vol. 27, No. 2 (Dec., 1973), pp. 318-345Published by: Philosophy Education Society Inc.Stable URL: http://www.jstor.org/stable/20126422.

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  • 8/11/2019 The Significance of Plato's Cratylus - G. Anagnostopoulos

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    THE

    SIGNIFICANCE OF

    PLATO'S

    CRATYLUS

    GEORGIOS

    ANAGNOSTOPOULOS

    JLn

    the

    introduction

    to

    his translation

    of

    the

    Cratylus

    H. N.

    Fowler

    explains

    the

    nature

    and

    assesses

    the

    significance

    of

    the

    dia

    logue

    in

    the

    following

    words

    :

    The

    Cratylus

    cannot

    be

    said

    to

    be

    of

    great

    importance

    in

    the

    develop

    ment

    of

    the Platonic

    system,

    as

    it treats

    of

    a

    special subject

    somewhat

    apart

    from

    general

    philosophic

    theory;

    its interest lies rather in its

    technical

    perfection

    and

    in

    the

    fact that

    it

    is

    the

    earliest

    extant

    attempt

    to

    discuss the

    origin

    of

    language.

    Linguistic

    science

    was

    in

    Plato's

    day

    little

    more

    than

    a

    priori

    speculation,

    not

    a

    real science

    based

    upon

    wide

    knowledge

    of

    facts;

    but

    this

    dialogue

    exhibits such

    speculation

    conducted

    with

    great

    brilliancy

    and

    remarkable

    common

    sense.1

    Fowler's

    view

    that the

    Cratylus

    is

    concerned

    with

    the

    origin

    of lan

    guage

    and

    that

    it

    is

    not

    of

    great

    philosophical

    significance

    is

    shared

    by

    many

    other

    schoars

    among

    whom

    we

    may

    include

    A. E.

    Taylor,

    Paul Shorey, W. Lutoslawski, U. Wilamowitz-Moellendorff, and Paul

    Friedl?nder.2

    It is

    undoubtedly

    true

    that the

    Cratylus

    deals

    with

    a

    problem?what

    Fowler

    calls "a

    special

    subject"?which

    is

    not

    dis

    cussed

    in

    any

    other

    of

    Plato's

    dialogues.

    And

    it

    is

    perhaps

    this

    fact

    1

    Plato,

    "The Loeb

    Classical

    Library,"

    Vol. VI

    (Cambridge:

    Harvard

    University

    Press,

    1953),

    p.

    4.

    2

    Cf. A. E.

    Taylor,

    Plato: The

    Man and his

    Work

    (New

    York:

    Meridian

    Books, 1956), p. 78;

    Paul

    Shorey,

    What

    Plato Said

    (Chicago: University

    of

    Chicago

    Press, 1933),

    p.

    259;

    W.

    Lutoslawski,

    The

    Origin

    and

    Growth

    of

    Plato1

    s

    Logic

    (London:

    Longmans,

    1897),

    p.

    228;

    U. Wilamowitz-Moelen

    dorff,

    Platon

    (Berlin,

    1959),

    pp.

    220-29;

    G. S.

    Kirk,

    "The

    Problem

    of

    Cratylus,"

    American Journal

    of Philology,

    LXXII,

    1951,

    p.

    226;

    Paul

    Fried

    l?nder,

    Plato,

    An

    Introduction

    (New

    York:

    Harper

    and

    Row,

    1964),

    p.

    32,

    writes

    :

    "The

    Cratylus

    is

    much

    more

    like

    a

    medley

    of

    merry

    pranks

    than

    a

    scientific treatise

    in

    linguistics;" also,

    Max

    Leky,

    Plato als

    Sprachphilosoph

    (Paderhorn,

    1919).

    For

    other

    views about

    the

    scope

    of

    the

    Cratylus,

    cf.

    Proclus,

    In

    Platonis

    Cratylum

    Comment;

    K.

    Lorenz

    and

    J.

    Mittelstrass,

    "On

    Rational

    Philosophy

    of

    Language

    :

    The

    Programme

    in

    Plato's

    Cratylus

    Re

    considered,"

    Mind,

    LXXVI;

    R. H.

    Weingartner,

    "Making

    Sense

    of the

    Cratylus,11

    Phronesis, XV, I, 1970; Norman Kretzmann, "Plato on the

    Correctness

    of

    Names,"

    American

    Philosophical

    Quarterly,

    8,

    April,

    1971;

    and the

    works,

    which

    I

    think

    contain

    some

    of

    the

    most

    perceptive

    discussion

    of

    the

    dialogue,

    by

    George Grote,

    Plato,

    II

    and Richard

    Robinson,

    "The

    Theory

    of

    Names

    in

    Plato's

    Cratylus,17

    "A

    Criticism

    of Plato's

    Cratylus,11

    in

    his

    Essays

    in

    Greek

    Philosophy

    (Oxford:

    Oxford

    University

    Press,

    1969).

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    THE

    SIGNIFICANCE

    OF

    PLATO'S CRATYLUS

    319

    coupled

    with the

    claim

    that the

    "special

    subject"

    with

    which the

    dialogue deals is the origin of language that has led many scholars to

    the conclusion

    that

    the

    Cratylus

    is

    of

    no

    philosophical significance.

    Although

    it is

    not

    altogether

    clear

    how this conclusion follows

    from

    the

    premises,

    logical

    validity

    will

    not

    be

    our

    concern

    here.

    Instead,

    I

    will

    argue

    here

    that

    neither

    the

    premise

    that the

    dialogue

    is

    con

    cerned

    with

    the

    origin

    of

    language,

    nor

    the

    conclusion that it

    is of

    no

    philosophical

    significance,

    is

    true

    in

    the

    case

    of the

    Cratylus.

    In

    section

    I

    of

    what

    follows,

    I

    will

    briefly

    discuss the

    reasons

    for

    taking the Cratylus to be concerned with the origin of language and

    explain

    what the

    question

    is

    which

    concerns

    Plato

    in

    the

    Cratylus,

    viz.,

    what is

    the

    correctness

    of names?

    I

    will

    then

    state

    the

    two

    answers

    to

    this

    question

    he

    considers,

    i.e.,

    conventional and natural

    correctness

    ;

    finally,

    I will

    explain

    the

    criticisms that Plato advances

    against

    the

    two

    answers

    and,

    in

    particular,

    the

    sense

    in

    which he

    "believed"

    the

    theory

    of the

    natural

    correctness of

    names.

    In

    sec

    tion

    II,

    I

    will

    turn

    to

    the

    question

    of

    the

    significance

    of

    the

    dialogue.

    By

    this

    I

    mean

    to

    try

    to

    answer

    the

    following

    two

    questions

    :

    1)

    Why

    does

    Plato

    raise

    the

    question

    of

    the

    correctness of

    names

    in

    the

    first

    place?

    i.e.,

    What

    philosophical

    problem

    is

    he

    trying

    to

    solve

    by

    seeking

    a

    theory

    about the

    correctness

    of

    names? and

    2)

    How

    would

    each

    of

    the

    two

    theories about

    the

    correctness

    of

    names

    examined

    in

    the

    Cratylus

    solve

    Plato's

    problem?

    We shall then

    see

    that

    the

    importance

    of

    the

    dialogue

    for

    us

    is

    not

    so

    much that

    it

    is

    the

    first

    attempt

    at

    providing

    an

    empirical linguistic

    theory,

    nor

    that

    it is

    the earliest

    extant

    attempt

    to

    discuss the

    origin

    of

    language;

    but

    rather that it is

    perhaps

    the earliest

    attempt

    to solve a

    perennial

    philosophical

    problem

    about the

    relation

    between

    the

    nature

    and

    structure

    of

    language

    and

    the nature and structure of

    the

    world

    in

    order

    to

    use our

    knowledge

    of

    the

    nature and structure

    of

    the former

    to

    arrive

    at

    knowledge

    of

    the

    nature and structure of

    the latter.

    I

    Is

    the

    Cratylus

    concerned

    with

    the

    origin

    of

    language?

    This

    question

    is

    difficult

    to

    answer,

    partly

    because

    it is

    not

    altogether

    clear

    what

    we are

    supposed

    to

    understand

    by

    "the

    origin

    of

    language,"

    and

    partly

    because it is

    not

    obvious what kind of

    evidence

    would

    show

    that

    the

    Cratylus

    is,

    or

    is

    not,

    concerned with

    the

    origin

    of

    language.

    Depending

    on

    what

    we

    understand

    by

    "the

    origin

    of

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    320

    GEORGIOS

    ANAGNOSTOPOULOS

    language"

    we

    might

    find

    some

    remarks

    in

    the

    dialogue

    that

    seem

    to

    say something about the "origin" of language, but, I will argue here,

    to

    take

    these remarks

    as

    evidence

    that

    the

    dialogue

    is

    about

    (or

    is

    concerned

    with)

    the

    origin

    of

    language

    is

    a

    mistake.

    We

    cannot

    however

    here

    deal

    with all

    the

    possible

    ways

    of under

    standing

    "the

    origin

    of

    language."3

    Let

    us

    focus

    on

    the

    most

    im

    portant

    ones or on

    those

    for

    which

    we can

    find

    some

    relevant

    remarks

    in

    the

    dialogue.

    For

    our

    purposes

    then

    we

    might

    say

    that

    when ask

    ing

    about

    the

    origin

    of

    language

    one

    might

    be

    asking

    for

    an

    empirical

    theory (or account)

    of

    :

    (a) the conditions that give rise to language ;

    (b)

    the

    function of

    language;

    or

    (c)

    the

    "history"

    of

    language:

    that

    is,

    its

    original

    form

    and how

    it

    developed

    into

    its

    present

    form,

    or

    the

    way?e.g.,

    by

    an

    act

    in contrast

    to

    a

    natural

    development?

    language

    came

    into

    being,

    or

    the

    beings

    that

    created

    language.

    Though

    (a)

    seems

    intuitively

    to

    be what

    one

    concerned with

    the

    origin

    of

    language

    should

    be

    seeking,

    hardly

    any

    philosophers

    have

    tried

    to

    find

    the conditions

    that

    give

    rise

    to

    language.

    Plato

    in

    the

    Cratylus

    is

    not

    searching

    for

    the conditions

    that

    give

    rise

    to

    language

    :

    this is

    not

    what

    Socrates

    and his

    interlocutors

    discuss,

    and

    he

    produces

    no

    empirical

    (or

    any

    other

    kind

    of)

    theory

    as a

    potential

    answer

    to

    such

    a

    question.

    Now

    there is

    a

    sense

    in

    which

    what

    satisfies

    (a)

    might

    be

    an

    account

    describing

    the

    need(s)

    which

    give

    rise

    to lan

    guage,

    and

    this

    is

    often the

    way

    philosophers

    have

    interpreted

    (a).

    Interpreting

    (a)

    this

    way

    brings

    out

    clearly why

    philosophers

    have

    almost

    always

    taken it

    to

    be

    connected

    with

    (b)

    :

    they

    take the need

    that

    gives

    rise

    to

    X

    to

    be the function that

    X

    has,

    performs,

    or

    fulfills.

    Thus Locke

    speaks

    of our need to communicate our ideas as

    giving

    rise

    to

    language,

    where

    communicating

    our

    ideas is the

    function

    of

    language

    ;

    and

    Russell

    thought

    at

    some

    point

    that

    our

    need

    for

    com

    manding

    others is what

    gives

    rise

    to

    language,

    commanding

    others

    being

    the function of

    language

    at

    least

    in

    the

    early stage

    of its

    develop

    ment.4

    One

    might

    question

    the

    sense

    or

    explanatory

    power

    of

    such

    accounts,

    but

    this is

    not

    our

    concern

    here. Our

    concern

    is

    with

    3

    For

    a

    useful

    discussion

    of

    the

    problem

    of

    the

    origin

    of

    language

    see

    J.

    Diamond,

    History

    and

    Origin of

    Language

    (New

    York:

    Philosophical

    Society,

    1959).

    4

    Cf.

    Locke,

    An

    Essay Concerning

    Human

    Understanding;

    Book

    III,

    ch.

    2;

    and

    B.

    Russell,

    An

    Inquiry

    into

    Meaning

    and

    Truth

    (Baltimore:

    Penguin

    Brooks, 1965),

    ch.

    1.

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    THE

    SIGNIFICANCE

    OF

    PLATO'S CRATYLUS

    321

    settling

    the

    question

    whether Plato

    in

    the

    Cratylus

    was

    searching

    for, or gives, such an account of the origin of language. It is true

    that

    at

    one

    point

    (423A-C)

    Plato

    discusses

    some

    possible

    ways,

    or

    means,

    we

    might

    employ

    if

    we

    wished

    or

    needed

    to

    represent

    (?rj\ovv)

    the

    nature

    of

    things,

    e.g.,

    by

    means

    of

    gestures,

    signs.

    One

    such

    way

    is with

    language

    or

    names.

    It

    is

    clear,

    however,

    that

    what

    he is

    searching

    for

    is

    not

    the need that

    gives

    rise

    to

    language

    (names),

    but

    the

    necessary

    and

    sufficient conditions that

    a

    phonetic

    unit,

    and

    specifically

    a

    simple

    one,

    must

    fulfill

    in

    order

    to

    do

    what it is

    supposed

    to

    do:

    to

    represent

    or

    reveal

    (?rjXovv)

    the

    nature

    of

    things. That

    this is

    what

    Plato

    is

    searching

    for

    is

    clear

    from the

    statement of

    the

    problem

    by

    Socrates

    at

    422E

    :

    Well,

    then,

    how

    can

    the earliest

    names,

    which

    are

    not

    as

    yet

    based

    upon

    any

    others,

    make clear

    to

    us

    the nature of

    things,

    so

    far

    as

    that

    is

    possible,

    which

    they

    must

    do

    if

    they

    are

    to

    be

    names

    at

    all ?

    And it

    is also clear from

    the conclusion of this

    part

    of

    the

    discussion,

    a

    conclusion

    concerning

    the

    necessary

    and

    sufficient

    conditions for

    naming,

    and

    not

    concerning

    the

    need that

    gives

    rise

    to

    language

    (names)

    :

    A

    name,

    then,

    it

    appears,

    is

    a

    vocal imitation

    of

    that

    which

    is

    imitated,

    and he

    who

    imitates

    with

    his

    voice

    names

    that

    which he imitates

    (423B).

    Let

    us now

    consider

    the

    second

    possible

    interpretation

    of

    "the

    origin

    of

    language,"

    that

    is,

    our

    interpretation (b).

    Is

    giving

    the

    function

    of

    something

    giving

    an

    account

    of

    its

    origin?

    Intuitively

    this

    seems

    not to

    be

    so

    in

    many

    cases.5

    But

    let

    us

    assume

    that it

    is so since philosophers have always been concerned with the function

    of

    language.

    Is

    the

    Cratylus

    then

    a

    search

    for,

    or

    concerned

    with,

    the function

    of

    language?

    It is

    true

    that

    at

    one

    point

    (388B)

    Plato

    (or

    Socrates)

    raises

    a

    question

    about the function

    of

    language (names)

    and

    offers

    a

    ready

    answer

    to

    it.

    But it

    is clear

    from

    the

    argument

    5

    E.g.,

    an

    account

    of

    the

    function

    of

    the

    heart need

    not be

    an

    account

    of

    its

    origin.

    More

    importantly

    some

    philosophers

    have

    claimed

    that

    giving the function of something is giving an essential attribute of

    it,

    whereas

    the

    origin

    of

    something

    is

    an

    empirical

    account.

    This

    is

    certainly

    the

    view

    of

    both

    Plato

    and

    Aristotle

    who

    gave

    a

    metaphysical interpretation

    to

    the

    problem

    of

    essence

    ;

    for

    a

    recent

    more

    linguistic

    or

    conceptual

    interpretation

    of

    this,

    cf.

    Philippa

    Foot,

    "Goodness

    and

    Choice," Proceedings

    of

    the Aristo

    telian

    Society,

    Supl.

    Vol.

    XXXV

    (1961),

    where

    it is

    claimed

    that the

    function

    of

    some

    things

    is

    part

    of

    the

    meaning

    of

    their

    names.

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    322

    GEORGIOS

    ANAGNOSTOPOULOS

    that the

    reason

    this

    question

    is

    raised is that

    an

    answer

    to

    it

    can

    also

    be used for answering the main question of the dialogue: i.e., the

    question

    of

    the

    correctness

    of

    names.

    This is

    clear

    again

    from

    the

    conclusion

    the

    argument

    reaches

    at

    389C-390,

    i.e.,

    the conclusion

    that

    certain

    conditions

    (Plato

    terms

    them

    "natural

    correctness")

    are

    necessary

    in

    order

    that

    a

    phonetic

    unit

    perform

    the function of

    naming.

    We

    might

    say

    then that

    an

    account

    of the

    function of

    names

    is needed

    for

    solving

    some

    other

    problems,

    and

    Plato

    does

    offer

    a

    brief

    account

    which is indeed difficult

    to

    understand.

    But this is

    not what the participants

    in

    the dialogue

    are

    primarily concerned

    with

    :

    Socrates

    and his

    interlocutors

    do

    not

    discuss,

    debate,

    or

    examine

    the

    question

    of the function

    of

    language

    and

    they

    do

    not

    consider

    alternative

    theories

    of

    the function

    of

    language.

    The

    quest

    for

    the

    origin

    of

    language

    in

    sense

    (c),

    the

    "history"

    of

    language,

    sometimes

    takes the

    form of

    a

    question

    about its

    original

    form and its

    development

    into

    its

    present

    form from

    the

    original

    one

    :

    Russell,

    for

    example,

    considers the

    possibility

    that

    language

    in

    its

    original

    form consisted

    of

    imperatives,

    from

    which its

    present

    diver

    sity

    of forms

    developed.

    There

    seem

    to

    be

    two

    sets of

    remarks

    that

    might

    lead

    someone

    to

    suppose

    that

    the

    Cratylus

    is

    concerned

    with

    the

    origin

    of

    language

    in

    the above

    sense.

    The first

    consists

    of

    Socrates'

    remarks

    in

    the

    later

    part

    of the

    dialogue

    about

    the

    changes

    language

    has

    undergone,

    mostly

    for

    the

    worst

    from

    an

    earlier

    more

    perfect

    state.

    These remarks have

    not,

    and

    I

    think

    correctly,

    been

    taken

    seriously

    by

    many;

    but

    even

    if

    they

    are

    taken

    seriously

    they

    hardly

    provide

    any

    evidence

    that

    the

    aim

    of

    the

    dialogue

    is

    to

    give

    an account of the

    origin

    of

    language by

    discovering

    its

    original

    state and

    showing

    how

    its

    present

    form

    emerged

    from

    that

    original

    state.

    The

    other

    set of remarks that

    might

    lead

    one

    to

    suppose

    that

    Plato is

    concerned

    with the

    origin

    of

    language

    as

    the

    original

    form

    of

    language

    and

    its

    subsequent

    development

    consists

    in

    Socrates'

    dis

    cussion

    of

    simple

    names

    :

    the

    particles

    (elements)

    out

    of

    which

    the

    rest of

    the

    names are

    made.

    Plato himself calls

    these

    simple

    names

    "first"

    or

    "earliest"

    (xpc?ra)

    names

    in contrast

    to

    the

    complex

    ones

    which he calls "latest" (Cerrara) (422C, D). This, however, should

    not

    mislead

    us.

    For

    although

    Plato

    talks about

    the "first"

    (simple)

    names

    out

    of

    which

    language might

    be

    constructed,

    he thinks

    of

    "first"

    names

    here

    in

    the

    logical

    sense

    and

    not

    in

    the

    temporal

    sense?

    although

    they

    might

    be

    temporally

    first

    also.

    This

    point

    is

    clear

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  • 8/11/2019 The Significance of Plato's Cratylus - G. Anagnostopoulos

    7/29

    THE

    SIGNIFICANCE

    OF PLATO'S

    CRATYLUS

    323

    from

    the

    passage

    where he embarks

    upon

    the discussion

    of

    simple

    names, where he calls these basic particles of language not "first,"

    or

    "earliest"

    names,

    but

    the

    "elements"

    (aroLxela)

    and

    goes

    on

    to

    make clear

    what he understands

    by

    "element."

    But

    let

    us

    bear

    in

    mind

    that

    if

    a

    person

    asks

    about

    the

    words

    by

    means

    of

    which

    names are

    formed,

    and

    again

    about

    those

    by

    means

    of

    which

    those

    words

    were

    formed,

    and

    keeps

    on

    doing

    this

    indefinitely,

    he

    who

    answers

    his

    questions

    will

    at

    last

    give

    up

    ;

    will

    he

    not?.

    .

    .

    Now at

    what

    point

    will

    he be

    right

    in

    giving

    up

    and

    stopping?

    Will

    it not

    be when he

    reaches the

    names

    which

    are

    the

    elements

    (aroixela)

    of

    the

    other

    names

    and

    words? For

    these,

    if

    they

    are

    the

    elements,

    can

    no

    longer rightly appear to be composed of other names. For

    instance,

    we

    said

    just

    now

    that

    ?Ya#??>

    was

    composed

    of

    ayaarap

    and

    ?obv,

    and

    perhaps

    we

    might

    say

    that

    ?obv

    was

    composed

    of

    other

    words,

    and those

    still others

    ;

    but if

    we ever

    get

    hold

    of

    a

    word

    which

    is

    no

    longer

    composed

    of

    other

    words,

    we

    should be

    right

    in

    saying

    that

    we

    had

    at

    last

    reached

    an

    element

    (orrouxelov),

    and

    that

    we

    must

    no

    longer

    refer

    to

    other

    words

    for

    its

    derivation

    (421E-422B).

    It

    is clear

    from

    the

    above that Plato's

    concern

    here is with

    the

    ques

    tion of

    analysis

    or

    definition

    of

    names

    by

    analysis,

    which

    is

    a

    logical

    question

    and

    procedure,

    and

    not

    with

    the

    development

    of

    language

    from an earlier and simpler state.

    There

    are

    two

    other

    ways

    of

    understanding

    (c),

    the

    origin

    of

    language

    as

    its

    "history" (which

    have been

    more

    influential

    in

    the

    traditional

    interpretations

    of

    the

    Cratylus

    and

    for

    which

    the textual

    evidence

    for

    taking

    the

    dialogue

    to

    be

    about the

    origin

    of

    language

    seems

    to

    be

    stronger

    than

    anything

    we

    have

    discussed

    so

    far).

    The

    first

    is

    to

    take

    (c)

    to

    be

    a

    quest

    for

    the

    way(s)

    language

    came

    into

    being.

    Thus

    Plato

    talks about

    "conventions"

    (^vv?rjxrj)

    and

    "agree

    ments" (ofjidkoyia) by

    which

    names are

    given

    and

    contrasts this view

    to

    another that claims

    that

    names

    have

    some

    particular

    relationship,

    described

    as a

    "natural

    correctness,"

    to

    what

    they

    name.

    And

    many

    have

    taken this

    as

    evidence

    that

    the

    dialogue

    is

    about

    the

    origin

    of

    language

    since it tries

    to

    determine whether

    names

    are

    posited,

    or

    come

    into

    being,

    by

    an

    act of

    convention

    and

    agreement.6

    This,

    how

    ever,

    is

    a

    total

    misunderstanding

    of

    what

    Plato is

    doing

    here. In

    the

    first

    place

    the distinction between

    names

    by

    convention

    and

    agree

    ment

    on

    the

    one

    hand and

    natural

    names

    on

    the

    other is

    not

    a

    distinc

    6

    Cf.

    R.

    Robinson,

    "The

    Theory

    of

    Names

    in

    Plato's

    Cratylus,11

    op.

    cit.,

    pp.

    110-16

    for

    an

    excellent

    discussion

    and

    criticism

    of

    the

    views

    of

    Proclus,

    Leky,

    Steinthal,

    A. E.

    Taylor

    and

    others

    who,

    claim

    that

    Plato's

    problem

    is

    to

    find

    whether

    language (names)

    has

    been

    posited

    or

    is

    natural.

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    324

    GEORGIOS

    ANAGNOSTOPOULOS

    tion

    between

    names

    that

    are

    posited by

    an

    act

    (convention

    or

    agree

    ment) and names that are not posited. For clearly the theory which

    Plato

    contrasts to

    conventionalism does

    not

    claim that

    names are

    not

    posited

    in

    some

    way

    or

    other.

    Plato often talks

    about the

    name

    maker

    or

    lawgiver

    that makes

    or

    gives

    the

    naturally

    correct

    names.

    Moreover,

    actual

    acts

    of

    agreement

    or

    convention

    are

    not

    even

    nec

    essary

    for

    what Plato calls

    "names

    by

    convention

    or

    agreement."

    When he

    comes

    to

    explain

    at

    435A-B what

    convention and

    agreement

    amount

    to,

    he

    clearly

    states that

    custom

    or

    habit would

    do

    as

    well

    for his

    purposes?and

    no

    one

    would

    want to

    call

    these

    acts. This

    is

    not,

    of

    course,

    surprising

    at

    all.

    For,

    in

    the second

    place, questions

    about convention

    or

    agreement

    and

    natural relation

    in

    names are

    not

    questions

    about the

    way

    names come

    into

    existence,

    but

    questions

    about

    the

    way

    names are

    correct

    (see below),

    although

    an

    answer

    to

    this

    question

    might imply

    an

    answer

    to

    the

    question

    about

    the

    way

    names

    came

    about. We

    can

    say

    then

    that

    when Plato

    is

    trying

    to

    determine

    whether

    names are

    conventional

    or

    natural

    his

    concern

    is

    not

    so

    much

    a concern

    with

    the

    "history"

    of

    names,

    as

    with the

    necessary

    and sufficient

    conditions for

    naming?and

    determining

    the

    latter

    is

    not

    an

    empirical question.

    The last

    way

    of

    understanding (c)

    is

    as a

    question

    about

    the

    beings

    that

    created

    language.

    And

    this

    way

    of

    understanding

    it

    has

    undoubtedly

    been

    the

    most

    influential

    in

    advancing

    the

    claim

    that

    the

    Cratylus

    is about the

    origin

    of

    language.

    Here

    one

    would

    cite

    as

    support

    of his

    claim

    Plato's remarks about the

    "namemaker,"

    "lawgiver,"

    "the

    ancient

    wise

    men

    who

    made

    names."

    As

    Richard

    Robinson says, these remarks, presenting a picture of a man (or men)

    who created

    language,

    have led

    some

    scholars

    to

    claim "that

    Plato

    is

    trying

    to

    write

    a

    history

    here,

    trying

    to

    describe what

    happened

    when

    men

    began

    to

    talk."7

    Robinson

    seems

    to

    me

    to

    be

    right

    when

    he

    argues

    that

    the

    figure

    of

    the "namemaker"

    has

    been

    misconstrued

    as an

    actual

    historical

    figure.

    Yet he

    goes

    to

    the other

    extreme him

    self when he

    claims that the namemaker

    or

    lawgiver

    is

    a

    myth

    for

    Plato.

    Something

    which is

    not

    history

    need

    not

    be

    myth

    :

    it

    might

    be something of much greater importance than either history

    or

    myth

    in

    relation

    to

    certain

    philosophical

    questions.

    Robinson

    seems

    to

    see

    this

    himself when he writes

    that

    "he

    [the

    namemaker

    or

    lawgiver]

    7

    Ibid.,

    pp.

    105-06.

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  • 8/11/2019 The Significance of Plato's Cratylus - G. Anagnostopoulos

    9/29

    THE

    SIGNIFICANCE OF PLATO'S

    CRATYLUS

    325

    is

    someone

    who

    ought

    to

    exist

    if

    names

    are

    to

    be

    correct,

    rather than

    someone who has existed."8 But if Plato argued that the lawgiver,

    or

    namegiver,

    ought

    to

    exist

    if

    names

    are

    to

    be

    (naturally)

    correct,

    it

    is

    not

    simply

    a

    myth

    for him?it

    is

    a

    consequence

    of

    some

    other

    views

    or

    claims.

    It

    seems,

    as

    it

    will

    be

    explained later,

    that

    the

    figure

    of

    a

    lawgiver,

    or

    namemaker,

    is

    an

    important

    element

    in

    one

    view

    of what Plato

    calls

    "the

    correctness

    of

    names"?as

    important

    as

    social

    contracts

    or

    non-deceiving gods

    are

    for

    some

    other

    philo

    sophical positions.

    In

    any

    case

    Plato's

    remarks

    about namemakers

    and

    lawgivers

    are

    not

    to

    be taken

    as

    evidence

    that

    the aim of

    the

    dialogue

    is

    to

    find what

    beings

    created

    language,

    since Plato's

    remarks

    are

    not meant to

    be about

    any

    such historical

    beings.

    What

    then

    is the

    question

    of the

    Cratylus?

    The

    question

    of

    the

    dialogue

    is

    about the

    correctness

    (?p?brns)

    of

    names.

    It

    is

    stated

    at

    the

    opening

    of

    the

    dialogue

    :

    this

    is

    what

    Hermogenes

    and

    Cratylus

    are

    discussing,

    and

    they

    then

    invite

    Socrates

    to

    take

    part

    in

    their

    dispute. Indeed,

    almost the

    whole

    of

    the

    dialogue

    is

    an

    attempt

    to

    find

    an

    answer

    to

    the

    above

    question

    or

    to

    examine

    some answers

    to

    it

    and their

    consequences.9

    But what is

    this

    question?

    A

    name

    for

    Plato is

    a

    certain

    sound, phonetic

    unit

    or

    segment

    ;

    it

    is,

    as

    Plato

    calls it

    (383B),

    a

    part

    of

    our

    voice

    (?x?piov

    (p

    vijs)

    that

    is

    used

    to

    name

    something.

    The

    question

    of

    the

    dialogue

    is then this:

    What

    is

    the

    relation

    (the

    necessary

    and

    sufficient

    conditions)

    between

    a

    phonetic

    unit

    P

    and

    a

    "thing"

    (entity)

    T

    in

    order that P

    be the

    name

    of

    T?

    Or,

    as

    Plato

    sometimes

    puts

    it

    :

    What is

    the relation

    between P

    and

    T

    such that

    P

    means

    what it

    names

    (T)

    ?

    It

    is in

    response

    to

    this

    ques

    8

    Ibid.

    9

    It

    might

    be useful

    at

    this

    point

    to

    give

    a

    brief

    outline

    of

    the structure

    of

    the

    dialogue.

    The Bound with

    Hermogenes:

    A.

    Statement

    of

    the

    various

    claims of

    conventionalism and natural correctness

    (383-385B)

    ;

    B.

    Criticism

    of

    one

    form

    of

    conventionalism

    :

    naming

    by

    fiat

    (385-386E)

    ;

    C.

    Criticism

    of

    the

    main

    thesis

    of

    conventionalism and

    development

    of

    an

    argument

    in

    terms

    of

    the

    function

    of

    names

    in

    support

    of

    natural

    correctness

    (386E-391)

    ;

    D.

    Etymological

    accounts of

    many

    names

    and

    an

    account of

    what

    the

    rela

    tion of

    natural

    correctness

    is

    (391-428).

    The

    Bound with

    Cratylus:

    E.

    A

    consequence

    of the

    theory

    of natural correctness: true-false and correct

    incorrect

    names

    (428-434C)

    ;

    F.

    An

    argument

    against

    the

    claim

    that

    natural

    correctness

    is

    a

    necessary

    condition

    for

    naming

    (434C-435D);

    G.

    The

    problem

    of

    acquiring

    knowledge

    of

    things:

    whether

    it

    can

    and

    should

    be

    acquired through

    the

    names

    of

    things

    or

    the

    things

    themselves

    (435D-439C)

    ;

    H.

    The

    nature

    of

    the

    objects

    of

    knowledge:

    can

    they

    be

    in

    flux?

    (439C

    end).

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    10/29

    326

    GEORGIOS

    ANAGNOSTOPOULOS

    tion that

    the

    two

    theories about

    the

    correctness

    of

    names are

    given

    in

    the Cratylus: conventionalism (propounded by Hermogenes) and

    natural correctness

    (propounded

    by

    Cratylus).

    The

    two

    theories

    in

    brief

    are

    as

    follows.10

    Hermogenes

    claims

    that

    convention

    or

    agreement

    to

    use

    P to

    name

    T

    is

    a

    sufficient

    condi

    tion

    for P

    to

    be

    the

    name

    of

    T;

    that

    is,

    no

    particular

    relationship

    between the

    phonetic

    unit

    P

    and

    thing

    T

    is

    necessary

    in

    order

    that

    P

    be the

    name

    of

    T:

    convention

    to

    use

    P for

    naming

    T

    is

    sufficient.

    Cratylus,

    on

    the other

    hand,

    claims

    that

    a

    certain relation

    between

    P

    and

    T

    is

    necessary,

    as

    well

    as

    sufficient,

    in

    order

    that P

    be

    the

    name

    of

    T. P must

    reveal

    (?rj\ovp)

    the nature of

    T in

    order

    to

    be

    its

    name.

    And

    P

    reveals

    the nature of

    T

    if

    and

    only

    if

    the

    elements

    of

    P

    correspond

    to

    and

    imitate

    (ixiix?cr&ai)

    phonetically

    the

    nature of

    T.

    The

    analysis

    of P into

    its

    elements

    stops

    at

    the smallest

    phonetic

    units,

    the

    letters,

    which

    are

    taken

    to

    be

    the elemental

    names.

    These

    elemental

    names

    reveal the

    nature

    of

    what

    they

    name

    by

    being pho

    netic imitations

    (?ja/jLelcraai)

    of

    the

    nature

    (ova?a)

    of

    what

    they

    name

    (423E). Thus Socrates and Hermogenes agree that the sound p

    imitates

    motion

    and

    that it

    "appeared

    to

    be

    a

    fine instrument

    expres

    sive

    of

    motion

    to

    the

    namegiver

    who

    wished

    to

    imitate

    rapidity,

    and

    he

    often

    applies

    it

    to

    motion"

    (425D).

    Similarly,

    it

    is claimed

    that

    the

    sounds

    r

    and

    ?

    imitate

    binding

    and rest

    ;

    that

    the

    sounds

    a

    and

    77

    imitate

    greatness

    ;

    that

    o

    imitates

    roundness,

    etc.

    There

    is

    no

    doubt

    that

    this notion

    of

    phonetic

    imitation

    is

    obscure.

    Plato

    and

    Socrates

    seem

    to

    be

    aware

    of this. But

    they

    also

    seem

    to

    be clear

    about

    its

    importance

    for the

    theory

    of natural correctness. Thus at 425D

    Socrates

    says,

    "It

    will,

    I

    imagine,

    seem

    ridiculous

    that

    things

    are

    made manifest

    (xar??rjXa)

    through

    imitation

    in

    letters

    and

    syllables

    ;

    nevertheless

    it

    cannot

    be otherwise." He

    goes

    on

    to

    argue

    that the

    relation

    of the

    elemental

    names

    to

    what

    they

    name

    is

    the foundation

    of the

    theory

    and unless

    it is

    explained

    what

    the relation

    is,

    no com

    plete

    account

    of

    the

    correctness

    of

    names

    would have been

    given.

    101

    give

    here

    only

    the most

    important

    claims

    of

    each

    theory.

    Plato

    presents

    each

    theory

    as

    consisting

    of

    three

    different,

    though related,

    claims.

    I

    have

    discussed

    these

    in

    detail

    in

    my

    paper,

    "Plato's

    Cratylus:

    The

    Two

    Theories

    of

    the

    Correctness

    of

    Names,"

    The Beview

    of

    Metaphysics,

    June

    1972,

    pp.

    691-736

    (hereafter

    referred

    to

    as

    "Two

    Theories

    of

    Correctness").

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    11/29

    THE

    SIGNIFICANCE

    OF

    PLATO'S

    CRATYLUS

    327

    Moreover,

    if the

    elemental

    names were

    found

    not

    to

    be

    naturally

    correct, the theory of natural correctness would lose its significance.

    What then

    is

    the

    picture

    of

    language

    that

    emerges

    from

    Plato's

    discussion of

    naturally

    correct

    names? At

    424C Socrates

    attempts

    to

    give

    an

    account of

    a

    language

    consisting

    of

    naturally

    correct

    names.

    He

    says

    :

    When

    we

    have

    properly

    examined

    all

    these

    points,

    we

    must know

    how

    to

    apply

    each letter with

    reference

    to

    its

    fitness

    (?/xot?r^ra),

    whether

    one

    letter

    is

    to

    be

    applied

    to

    one

    thing

    or

    many

    are

    to

    be

    combined

    ;

    just

    as

    painters,

    when

    they

    wish

    to

    produce

    an

    imitation,

    sometimes

    use only red, sometimes some other color, and sometimes mix many

    colors,

    as

    when

    they

    are

    making

    a

    picture

    of

    a

    man

    or

    something

    of

    that

    sort,

    employing

    each

    color,

    I

    suppose,

    as

    they

    think

    the

    par

    ticular

    picture

    demands

    it. In

    just

    this

    way, we,

    too,

    shall

    apply

    letters

    to

    things

    using

    #

    one

    letter

    for

    one

    thing,

    when that

    seems

    to

    be

    required,

    or

    many

    letters

    together,

    forming

    syllables,

    as

    they

    are

    called,

    and

    in turn

    combining

    syllables,

    and

    by

    their

    combination

    forming

    nouns

    and

    verbs.

    And

    from

    nouns

    and

    verbs

    again

    we

    shall

    finally

    construct

    something

    great

    and

    fair

    and

    complete.

    We

    might

    view the above

    as

    a

    vision

    of

    an

    ideal

    language.

    In

    such

    a language its constituents and structure would correspond to the

    constituents

    and

    structure of

    the world. This

    one-to-one

    correspon

    dence between

    language

    and

    the world would

    even

    be

    pushed

    down

    to

    the smallest

    phonetic

    unit

    of

    language,

    the

    letter.

    Here then

    one

    would

    have

    a

    language

    which is

    completely isomorphic

    with

    the

    world,

    its

    nature

    and

    structure

    reflecting

    the

    nature and

    structure of

    the

    world.

    Language

    would

    be,

    as

    Socrates

    says

    in

    so

    many

    places,

    an

    imitation

    (?i^rnia)

    or

    picture

    (e?x?p,

    ?^o?co/xa)

    of

    the world.

    In

    such

    a

    language each

    term would

    wear

    its semantic

    import

    on

    its

    sleeve.

    The

    elemental constituents would be

    phonetic

    imitations

    of

    what

    they

    name

    and

    the

    semantic

    import

    of

    the

    complex

    ones

    would

    be

    determined

    by

    that

    of their

    components.

    If

    the

    main

    question

    of

    the

    dialogue

    and

    the two

    answers

    to

    it

    that Plato

    considers

    are

    what

    we

    described

    above,

    we

    might

    want

    to

    ask

    :

    What

    is

    the result

    of

    the discussions

    in

    the

    dialogue

    regarding

    this

    question

    and

    the

    two

    theories considered?

    We

    must

    answer

    this question before we attempt to examine the problem of the sig

    nificance

    of

    the

    dialogue. Although

    there

    are

    minor

    differences

    of

    scholarly

    opinion

    as

    to

    what the

    result

    of the

    discussion

    about

    the

    two

    theories

    are,

    most scholars

    concur

    that Plato

    refutes

    the natural

    correctness

    theory

    and

    sides

    with

    a

    modified

    version

    of

    Hermogenes'

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    328

    GEORGIOS

    ANAGNOSTOPOULOS

    conventionalism.11

    For

    our

    purposes

    it will

    be

    enough

    to

    consider

    Richard Robinson's position, since it is the most forceful statement

    of,

    and

    also

    gives

    some

    evidence

    in

    support

    of,

    the

    claim

    that Plato

    refutes

    the

    theory

    of natural

    correctness and

    accepts

    the

    convention

    theory

    of

    names.

    Robinson

    argues

    that

    Plato

    did

    not

    believe

    the

    nature-theory

    of

    names

    which

    Socrates

    develops

    in

    the

    dialogue,

    because

    we

    find

    that

    the

    arguments

    he

    advances

    in

    support

    of

    the

    theory

    are

    weak

    or

    bad,

    whereas

    those

    against

    it

    are

    unchallengeable

    ones

    :

    The above evidence suggests that Plato believed that there is no

    natural

    Tightness

    of

    names.

    The

    Cratylus

    itself

    suggests

    the

    same

    after

    we

    have

    critically

    examined

    and

    weighed

    the

    arguments

    which

    his

    "Socrates"

    there

    produces.

    ...

    I

    conclude that

    the

    appearance

    of

    Plato's

    distributing

    himself

    equally

    on

    both

    sides

    of

    the

    question

    is

    deceptive.

    In

    favour

    of

    the

    nature-theory

    he

    produces

    only

    argu

    ments

    that

    are

    weak

    or

    bad;

    against

    it

    he

    produces unchallengeable

    arguments;

    and

    he

    probably

    felt

    this

    himself.12

    It

    is

    not

    altogether

    clear

    what it

    means

    to

    believe

    in

    a

    theory

    of the

    type

    under

    discussion

    here

    and

    what

    kind

    of

    arguments

    can

    be

    ad

    vanced

    against

    such

    a

    theory.

    So

    let

    us

    first

    see

    how

    the

    theory

    can

    be

    criticized

    and

    then

    consider

    the

    arguments

    that

    supposedly

    are

    brought

    against

    it

    in

    the

    dialogue

    and

    what

    they

    show.

    We

    will

    then

    be

    in

    a

    position

    to

    make

    some

    sense

    of,

    or

    even

    determine,

    whether

    Plato

    believed

    the

    theory.

    Now

    if

    one

    were

    to

    claim that

    X

    is

    a

    necessary

    and

    sufficient

    condition

    for

    Y, provide

    some

    arguments

    to

    support

    his

    claim,

    and

    spell

    out

    what

    X

    is?and

    this is

    what

    Plato does

    in

    advancing

    the

    nature-theory?the

    way

    to criticize such a

    theory

    would be to show

    that

    the

    arguments

    advanced

    to

    support

    the

    claim

    are

    inconclusive,

    weak,

    or

    bad

    ;

    or

    to

    show,

    by

    providing counter-examples,

    that

    X

    is

    neither

    a

    sufficient

    nor

    a

    necessary

    condition. We will

    first

    consider

    Robinson's

    claims

    about

    the

    supposed

    arguments

    Plato advances

    in

    support

    of the

    theory,

    which Robinson

    finds

    "weak

    or

    bad."

    The

    11K. Lorenz and J.

    Mittelstrass,

    op.

    cit.

    ;

    R. H.

    Weingartner,

    op.

    cit.

    ;

    Paul

    Friedl?nder,

    op.

    cit.;

    A.

    E.

    Taylor,

    op.

    cit.;

    U.

    Wilamowitz-Moellen

    dorff,

    op.

    cit.

    An

    exception

    is Norman

    Kretzmann,

    op.

    cit.

    12

    R.

    Robinson,

    "A

    Criticism

    of Plato's

    Cratylus,11

    op.

    cit.,

    pp.

    121,

    125;

    Robinson

    goes

    even to

    the

    point

    of

    writing

    that "His

    [Plato's] writing

    of the

    Cratylus

    may

    have

    been

    a

    sort

    of

    a

    purgation

    of

    the

    nature-theory

    from

    his

    mind,"

    ibid.

    p.

    122.

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    THE

    SIGNIFICANCE

    OF PLATO'S

    CRATYLUS

    329

    arguments

    for the

    theory

    are,

    according

    to

    Robinson,13

    the

    argument

    from 385 to 386D (i.e., part B of our outline, cf. fn. 9 above) and

    the

    argument

    from

    386E

    to

    390E

    (i.e.,

    part

    C of

    our

    outline).

    It

    is

    not

    surprising

    that Robinson

    finds

    B

    a

    bad and

    a

    vague

    argument

    for

    the

    theory

    of

    natural

    correctness

    since the

    argument

    is

    not

    at

    all

    an

    argument

    for

    the

    theory.

    B

    is,

    as

    Robinson is

    aware,

    two

    arguments

    :

    from

    385-385D Socrates

    attacks

    one

    of

    Hermogenes'

    claims

    on

    behalf

    of

    conventionalism,

    that

    one

    can

    name

    by

    fiat,

    by

    showing

    that

    this

    claim

    is

    inconsistent

    with

    the

    position

    that truth

    and

    falsity

    are

    applicable to

    names

    ;and from 385D-386C he continues his attack

    on

    Hermogenes'

    claim

    by

    considering

    the

    consequences

    of

    giving

    up

    the

    position

    that

    truth

    and

    falsity

    are

    applicable

    to

    names

    and

    showing,

    to

    Socrates'

    satisfaction,

    that this last

    move

    leads into

    the

    doctrines

    of

    Protagoras

    and

    Euthydemus,

    doctrines

    which

    Hermogenes

    is

    not

    eager

    to

    embrace.14

    These

    arguments

    then

    are

    not

    bad

    or

    weak

    arguments

    for the

    theory

    of natural

    correctness, they

    are

    not

    argu

    ments

    for

    it

    at all

    ;

    they

    are

    criticisms

    of

    one

    form of

    conventionalism.

    C however is

    an

    argument in support of the theory of natural

    correctness.

    There

    Plato

    argues

    that

    a name

    is

    a

    kind

    of

    instrument

    with

    a

    certain

    function;

    that

    in

    order

    to

    perform

    this function the

    material

    (sounds)

    of

    names

    must

    bear

    a

    certain

    relationship

    to

    the

    things

    named;

    and

    that

    names

    must

    be made

    according

    to

    certain

    principles,

    by

    the

    man

    who

    has the

    skill,

    in

    order

    that this

    relation

    ship

    be

    realized.

    Now

    what is the

    problem

    with

    this

    argument?

    Robinson

    writes,

    This

    argument

    is not so much an argument as a free

    development

    of

    the

    nature-theory

    on

    the

    assumption

    that

    a

    name

    is

    a

    tool

    like

    a

    shuttle.

    It

    contains

    no

    undeniable

    observations

    like

    those

    which

    attack

    the

    nature-theory

    at

    the

    end

    of

    the

    dialogue.

    It

    all rests

    on

    the

    easily

    deniable

    assumption

    that

    a

    name

    is

    a

    tool

    like

    a

    shuttle.

    .

    .

    ,15

    There

    is

    no

    doubt

    that

    there

    are

    problems

    with

    Plato's

    argument,

    although

    Robinson's

    account

    and

    criticism

    seem

    to

    be unfair

    to

    13

    Ibid.,

    pp.

    123-25.

    141

    have

    explained

    what

    naming

    by

    fiat is

    and how

    it is

    related

    to

    conventionalism

    in

    "Two

    Theories

    of

    Correctness"

    and

    have

    examined

    in

    detail

    the

    arguments

    given

    against

    it

    in

    a

    forthcoming

    paper

    on

    "False

    names

    in

    the

    Cratylus."

    15

    R.

    Robinson,

    "A Criticism

    of

    Plato's

    Cratylus,11

    op.

    cit.,

    pp.

    124-25.

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    330

    GEORGIOS

    ANAGNOSTOPOULOS

    Plato.16

    But it is

    questionable

    that

    we can

    draw

    any

    conclusions

    about Plato's beliefs concerning the nature-theory even if Robinson

    were

    correct

    in

    claiming

    that

    the

    argument

    is

    really

    "a

    free

    develop

    ment"

    of

    the

    theory

    itself and "it

    all

    rests

    on

    the

    easily

    deniable

    assumption

    that

    a

    name

    is

    a

    tool

    like

    a

    shuttle."

    For,

    suppose

    that

    Plato's discussion rests

    on

    the

    assumption

    that

    names

    have

    a

    function and

    are

    instruments

    (tools),

    like

    shuttles

    or

    other

    instruments

    ;

    what

    can

    we

    conclude

    from

    this

    about Plato's

    "beliefs"

    concerning

    the

    theory

    of natural correctness

    of

    names?

    The fact

    is

    that

    the

    assumption

    that

    some

    things

    have

    a

    definite,

    often

    a

    single, function,

    and

    that

    certain conditions

    are

    necessary

    and

    sufficient

    for

    performing

    these

    functions,

    is such

    a

    pervasive

    assumption?if

    it

    can

    be called

    so?in

    Greek

    thought

    that

    one

    is

    justified

    in

    drawing

    a

    conclusion

    opposite

    to

    Robinson's

    concerning

    Plato's

    beliefs.

    Plato

    uses

    the model

    of

    function

    constantly

    and

    where

    one

    would

    hardly expect

    it.

    Aristotle, using

    the

    same

    model,

    commits

    the

    fallacy

    of

    composition

    in

    arguing

    from

    the fact

    that

    eyes,

    ears,

    etc.

    have

    a

    function

    to

    the

    conclusion

    that

    man

    has

    a

    function

    ;

    and he

    sees no

    difficulty

    in

    answering

    negatively

    the

    ques

    tion:

    "Are

    we

    then

    to

    suppose

    that,

    while

    the

    carpenter

    and

    the

    shoemaker

    have definite

    function

    or

    business

    belonging

    to

    them,

    man

    as

    such

    has

    none,

    and

    is

    not

    designed

    by

    nature

    to

    fulfill

    any

    func

    tion?"17

    If

    this then

    is

    their

    way

    (model)

    of

    thinking,

    although

    perhaps

    a

    wrong

    one,

    we

    should conclude

    that Plato

    took the

    argu

    ment

    under discussion

    very

    seriously.

    But

    what

    are

    the

    arguments

    that Plato

    brings against

    the

    theory

    of natural correctness and what do they show? Robinson writes:

    The

    considerations

    which

    "Socrates"

    finally

    brings

    forward

    against

    the

    theory

    (434-39)

    are

    upon

    reflection

    undeniable

    truths.

    The

    pas

    sage

    is

    as

    adamantine

    an

    argument

    as

    you

    can

    find

    anywhere

    in

    Plato.

    (i)

    It

    certainly

    is custom

    that

    enables

    us

    to

    understand

    each other

    when

    we

    do

    ;

    and

    the

    power

    of

    custom is

    wholly independent

    of

    whether

    the

    name

    we

    use

    resembles

    its

    nominate

    or

    not;

    and

    (ii)

    however

    much

    names

    might

    resemble

    things,

    it

    certainly

    must

    be

    possible

    to

    learn

    about

    things

    otherwise

    than

    from

    their

    names;

    and

    it

    must

    be

    better

    to do

    so.

    I

    feel

    sure

    that

    every

    reasonable

    man

    who

    reflects

    on

    these

    matters to

    the

    extent

    of

    writing

    or

    studying

    the

    Cratylus

    becomes convinced of them.18

    le

    ?f "Two Theories

    of

    Correctness,"

    section

    III.

    17

    Nicomachean

    Ethics,

    1097b29-1098a.

    18

    R.

    Robinson,

    "A

    Criticism

    of

    Plato's

    Cratylus,11

    op.

    cit.,

    pp.

    121-22.

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  • 8/11/2019 The Significance of Plato's Cratylus - G. Anagnostopoulos

    15/29

    THE

    SIGNIFICANCE

    OF

    PLATO'S CRATYLUS

    331

    To

    consider

    (ii)

    first

    :

    the

    argument

    from 435E-439B

    is

    presented

    against Cratylus' claim that the only way of learning and teaching

    about

    things

    is

    through

    their

    names.

    Socrates

    in

    this

    argument

    denies that

    learning

    and

    teaching

    about

    things

    is

    possible

    only

    through

    names.

    And this

    is

    not

    an

    argument

    against

    the

    theory

    of

    natural

    correctness,

    but

    against

    a

    different

    claim.

    Robinson's

    (i),

    part

    F

    of

    our

    outline,

    however,

    is

    an

    argument

    against

    the

    theory.

    Plato here

    gives

    a

    counter-example

    by

    presenting

    a

    name

    (axXnp?rris)

    where

    the relation

    between

    the

    name

    and what it

    names,

    though

    a

    necessary

    condition

    according

    to

    the

    theory

    of

    natural

    correctness,

    does

    not

    obtain,

    and

    yet

    the

    name

    is

    a name.

    This

    then is

    a

    counter

    example

    to

    the claim

    of the

    theory

    that the relation

    of

    natural

    correct

    ness

    is

    a

    necessary

    condition

    for

    naming.

    There

    is

    nowhere

    an

    argu

    ment

    that

    the

    relation

    is not

    a

    sufficient

    condition. The

    passage

    then

    is

    an

    "adamantine

    argument" only against

    one

    claim

    of

    the

    theory.

    It

    does

    not

    prove

    that

    custom

    (or

    convention)

    is

    a

    necessary

    condition

    for

    naming,

    as

    Robinson

    seems

    to

    imply.19

    Rather it

    simply

    states

    that

    in

    the

    case

    of

    axXrjpOTrjs

    and

    many,

    or

    even

    most,

    other

    cases

    it

    is

    custom

    (or

    convention)

    that enables

    us

    to

    understand

    each

    other,

    i.e.,

    that

    custom

    (or

    convention)

    is

    a

    sufficient

    condition.

    What

    we can

    conclude

    then

    is

    that

    Plato

    thinks that

    both

    the

    natural

    correctness relation and

    custom

    (or convention)

    are

    sufficient

    conditions

    for

    naming.

    But

    what does

    this

    mean

    for

    Plato,

    who

    sees

    names as

    a

    kind

    of

    instrument

    with

    a

    certain function?

    In

    the

    Republic

    he defines

    the function

    F

    of

    X

    as

    that which

    X

    alone

    can

    do

    or can

    do

    better

    than

    any

    other

    thing.20

    In

    the

    first

    case

    X

    would

    be the necessary condition for

    (performing) F,

    whereas in the second

    it need

    not

    be;

    X

    simply

    does

    F

    better

    (or

    best).

    A

    natural

    name

    19

    In

    fact,

    there

    is

    no

    argument

    at

    all

    to

    prove

    that

    convention

    is

    a

    necessary

    condition.

    I

    have discussed this

    in

    detail in "Two

    Theories

    of

    Correctness,"

    but

    briefly

    Plato's

    discussion

    at

    this

    point

    could

    be taken

    as

    showing: (a)

    natural

    correctness is

    not

    a

    necessary

    condition;

    (b)

    natural

    correctness is

    not

    a

    sufficient

    condition

    ;

    (c)

    convention is

    a

    sufficient

    condi

    tion;

    (d)

    convention

    is

    a

    necessary

    condition.

    Plato

    really gives

    a

    counter

    example

    to show (a) and none to show (b) ;he gives no argument to

    support

    (d);

    and

    although

    he thinks he has

    shown

    (c),

    there

    is

    really

    no

    argument

    to

    show

    that

    it is

    convention,

    and

    not

    something

    else,

    that

    accounts

    for

    the

    counter-example

    he

    gives.

    20

    Cf.

    Bepublic 352E;

    I

    have

    argued

    in

    "Two

    Theories

    of

    Correctness,"

    section

    III,

    that

    Plato

    uses

    "function"

    in

    the

    Cratylus

    in

    the

    sense

    he

    uses

    it

    in

    the

    Bepublic.

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  • 8/11/2019 The Significance of Plato's Cratylus - G. Anagnostopoulos

    16/29

    332

    GEORGIOS

    ANAGNOSTOPOULOS

    then,

    even

    if not

    a

    necessary

    condition

    for

    performing

    the

    function

    names perform, might be what performs this function better than

    anything

    else.

    Indeed,

    after

    Socrates

    advances the

    argument

    that

    the relation

    of natural correctness

    is

    not

    a

    necessary

    condition,

    Plato

    not

    only

    gives

    no

    argument

    to

    show

    that

    some

    other kind

    of

    names

    is

    better

    than

    natural

    names,

    but

    even

    goes

    on

    to

    say

    that

    natural

    names

    would

    be

    preferable?they

    would

    be better

    instruments

    :

    I

    myself

    prefer

    the

    theory

    that

    names

    are,

    so

    far

    as

    possible,

    like

    the

    things

    named.

    .

    . .

    Probably

    language

    would

    be,

    wTithin the bounds

    of

    possibility,

    most

    excellent

    when

    all its

    terms,

    or

    as

    many

    as

    pos

    sible,

    were based on

    likeness,

    that is to

    say,

    were

    appropriate,

    and

    most

    deficient

    under

    opposite

    conditions

    (435C-D).

    We

    may

    conclude

    then

    that

    no

    fatal

    arguments

    are

    advanced

    against

    the

    theory

    of natural

    correctness.

    Robinson is

    in

    error

    when

    he claims

    that Plato advances conclusive

    arguments

    against

    the

    theory

    and that

    we can

    conclude

    from

    this that

    he did

    not

    believe

    the

    theory.

    Our

    account

    has

    shown, contrary

    to

    Wilamowitz

    and

    in

    agreement

    with

    Grote,21

    that

    at

    the

    end

    of

    the discussion of

    the

    two theories in the Cratylus Plato (and Socrates) still thinks that

    natural

    names are

    preferable

    to

    names

    by

    custom

    (or

    convention).

    The

    account of

    Grote

    that Robinson criticizes

    and

    rejects

    is

    the

    cor

    rect account of Plato's

    position regarding

    the

    two

    theories

    :

    George

    Grote,

    however,

    who

    was

    a

    perceptive

    and

    judicious

    interpreter

    of

    Plato,

    thought

    that

    Plato at

    the

    end

    of

    his

    Cratylus

    was

    still

    believing

    that

    names

    having

    natural

    rectitude

    were

    possible

    and

    desirable,

    though

    not

    actual.22

    Our question is then to find why Plato thought that natural names,

    or a

    naturally

    correct

    language,

    were

    preferable

    and

    why

    he raised

    the

    question

    of the

    correctness of

    names

    at

    all.

    II

    When

    the

    criticism

    of the

    theory

    of natural correctness

    is

    con

    cluded

    at

    435D

    and Socrates

    expresses

    his

    preference

    for

    a

    language

    consisting

    of

    natural

    names,

    he

    says

    to

    Cratylus:

    "But

    now answer

    the next question. What is the function of names, and what good

    21

    U.

    Wilamowitz-Moellendorff,

    op.

    cit.,

    p.

    223;

    George

    Grote,

    op.

    cit.,

    p.

    543.

    22

    R.

    Robinson,

    "A

    Criticism

    of

    Plato's

    Cratylus,11

    op.

    cit.,

    p.

    125.

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  • 8/11/2019 The Significance of Plato's Cratylus - G. Anagnostopoulos

    17/29

    THE

    SIGNIFICANCE

    OF

    PLATO'S

    CRATYLUS

    333

    do

    they

    accomplish?"

    The discussion then

    moves

    to

    a

    new

    topic

    and proceeds as follows :

    CRA.

    I

    think, Socrates,

    their

    function

    is

    to

    instruct,

    and this is

    the

    simple

    truth,

    that he

    who

    knows

    the

    names

    knows

    also

    the

    things

    named.

    SOC.

    I

    suppose,

    Cratylus,

    you

    mean

    that

    when

    anyone

    knows

    the

    nature

    of

    the

    name?and

    its nature is that of

    the

    thing?

    he

    will

    know

    the

    thing

    also,

    since

    it

    is

    like

    the

    name,

    and

    the science

    of

    all

    things

    which

    are

    like

    each other

    is

    one

    and

    the

    same.

    It

    is,

    I

    fancy,

    on

    this

    ground

    that

    you say

    whoever

    knows

    names

    will knowr

    things

    also. CRA.

    You

    are

    perfectly

    right.

    The

    above,

    I

    think,

    can

    be taken

    as a

    clue

    to

    seeing

    the

    significance

    of

    the

    dialogue,

    that

    is,

    to

    seeing

    what

    philosophical problem

    Plato

    thought

    might

    be

    resolved

    by

    finding

    what

    the

    correctness of

    names

    is.23

    I

    want

    to

    provide

    some

    evidence

    for

    the

    suggestion

    that the

    search

    for

    the

    correctness

    of

    names

    is related

    to

    Plato's search

    for

    a

    method

    (or way)

    of

    inquiring

    after and

    discovering

    the

    nature of

    things.

    These

    problems

    seem

    to

    have concerned Plato

    from

    the

    earlier

    dialogues

    through

    some

    of

    the

    late

    ones.

    In

    this

    sense

    then

    the

    Cratylus

    does

    not

    merely

    treat

    "of

    a

    special subject

    somewhat

    apart

    from

    general philosophic

    theory,"

    as Fowler and others

    claim;

    but is

    intimately

    connected

    with

    the

    epistemological

    and

    metaphysical

    problems

    Plato raises

    and discusses

    in

    other

    dialogues.

    The

    reasons

    for

    raising

    the

    question

    of

    the

    correctness

    of

    names

    are,

    briefly,

    these

    :

    The

    main

    concern

    of

    Socrates

    and

    Plato,

    as

    pre

    sented

    in most

    of

    the earlier

    dialogues,

    is

    to

    give

    definitions

    or

    accounts

    of the nature

    of various

    things.

    Certain

    assumptions

    which

    underlie

    the

    Socratic

    conception

    of

    definition and the

    procedure

    of

    obtaining

    23

    Professor

    D. J.

    Allan

    has

    suggested

    that

    in

    the

    Cratylus

    Plato

    is

    concerned

    with

    refuting

    a

    view which

    Cratylus

    (and

    perhaps

    some

    other

    Heracliteans)

    seems

    to

    have

    held,

    that

    the

    aim

    of

    human

    wisdom

    is to

    learn

    the

    (naturally

    correct, true)

    names,

    "The

    Problem

    of

    Cratylus,"

    American

    Journal

    of Philology,

    LXXV, 1954,

    pp.

    283-84.

    Although

    some

    elements

    of

    Plato's

    thought

    could

    perhaps

    be

    found

    in

    some

    current

    views?and

    this

    is

    quite

    true with

    some

    dialogues?it

    wrould

    be

    too

    strong

    a

    claim

    if

    one were

    to

    say

    that

    the

    only

    point

    of

    the

    Cratylus

    is to

    criticize such

    current

    views.

    For,

    (a)

    The

    theory

    of

    natural

    correctness

    is

    developed

    in

    the

    dialogue

    by

    Socrates (and not by

    Cratylus)

    ; (b) Although Plato

    puts

    in the mouth of

    Cratylus

    that

    the

    only

    way

    to

    acquire knowledge

    is

    by

    investigating

    names,

    it is

    Socrates

    who

    analyzes

    and

    gives

    substance

    to

    this

    view

    ;

    and

    (c)

    Plato

    does

    not in

    the

    end

    refute

    the

    view

    that

    knowledge

    of

    things

    can

    be

    arrived

    at from

    knowledge

    of

    (the

    laws

    of)

    names,

    though

    he does

    raise

    some

    prob

    lems

    about the

    availability

    of

    a

    naturally

    correct

    language

    and

    our

    knowing

    that

    it is

    a

    naturally

    correct

    one

    (see below).

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    18/29

    334

    GEORGIOS

    ANAGNOSTOPOULOS

    definitions

    give

    rise

    to

    certain

    problems

    about the

    method

    of

    inquiring

    after

    and

    discovering

    the

    nature

    of

    things.

    In

    the

    Cratylus

    Plato

    explores

    the

    possibility

    of

    using

    the

    name

    (phonetic

    unit)

    of

    a

    thing

    in

    order

    to

    inquire

    after

    and

    discover the

    nature

    of that

    thing.

    But

    in

    order

    to

    do

    that,

    one

    would have

    to

    know

    the

    relation

    between

    a

    name

    and

    what

    it

    names

    ;

    that

    is,

    one

    would

    have

    to

    know

    what

    the

    necessary

    and sufficient

    conditons

    are

    for

    a

    phonetic

    unit

    to

    be

    a

    name.

    And this is

    the

    question

    of

    the correctness

    of

    names

    that

    Plato raises

    in

    the

    Cratylus.

    Now

    of

    the

    two

    theories he

    considers

    as

    possible

    accounts

    of the

    correctness

    of

    names,

    one

    would

    not

    solve

    his

    problem regarding

    the method of

    inquiry

    and

    discovery,

    but the

    other

    would.

    If conventionalism

    were

    the

    true account

    of

    the

    cor

    rectness

    of

    names,

    then

    the

    name

    could

    not

    be used

    to

    inquire

    after

    and

    discover the

    nature

    of that

    which

    it

    names.

    But

    if

    the natural

    correctness

    theory

    Avere

    the

    true

    account

    of

    the

    relation

    between

    names

    and

    things,

    then he

    would have solved

    his

    problem

    about

    inquiry

    and

    discovery.

    Plato

    sees,

    however,

    that

    natural

    correct

    ness

    need

    not

    be

    the

    way

    names are

    correct,

    and also that

    there

    are

    other problems with using the name as a means of discovering the

    nature of

    what

    it

    names.

    Nonetheless,

    it

    is

    instructive

    for

    us

    to

    see

    how the

    two

    theories

    of

    the

    correctness of

    names

    would,

    or

    would

    not,

    have

    solved his

    problem

    about

    inquiry

    and

    discovery,

    and

    why

    in

    the

    end

    neither

    could be

    used

    for

    inquiring

    after and

    discovering

    the

    nature

    of

    things.

    What then

    was

    the

    context

    in

    which

    Plato's

    problem

    about

    in

    quiry

    and

    discovery

    arose,

    and

    how would

    an

    account

    of

    the

    correct

    ness

    of

    names