Trac Nghiem TTQT

8/8/2019 Trac Nghiem TTQT

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CU HI TRC NGHIM TI CHNH QUC T

1. C s hnh thnh t gi hi oi ca VND v ngoi t hin nay l:a. Ngang gi vng

b. Ngang gi sc muac. So snh sc mua i ni ca VND v sc mua i ngoi ca ngoi t

d. Do Nh nc Vit Nam quy nh

2. Phng php yt gi ngoi t VN l:a. Phng php gin tip

b. Phng php trc tip

3. ng tin no l ng tin yt gi trn th trnga. JPGb. GBPc. CHFd. FRFe. USDf. DEMg. SDRh. VNDi. ECU

4. Ti London, Ngn hng cng b t gi GBP/Tokyo tng t 140,50 ln 150,60 l:a. ng

b. Saic. Va ng va sai

5. FRF/VND = USD/VND : USD/VND l:a. ngb. Sai

6. ASK USD/FRF = ASK USD/GBP * ASK GBP/FRF l:a. ng

b. Sai

7. Nhng nhn t no nh hng ti s bin ng ca t gi hi oi:a. Lm pht, gim pht

b. Cung cu ngoi hic. Tnh hnh tha hay thiu ht ca cn cn thanh ton quc td. Mc chnh lch gia li sut ca hai dng tine. Hm lng vng ca tin tng ln hay gim if. Thu nhp thc t tnh theo u ngi tng lng. Mc chnh lch lm pht trong iu kin:g1) Kinh t khp kng2) Kinh t m

8. Nhng loi no c coi l ngoi hi nc ta:a. Sc do NHVN pht hnh bng ngoi t

b. Hi phiu ghi bng USDc. Sc ghi bng VND do cng ty A VN k pht tr n cho cng ty B VNd. Cng tri quc gia ghi bng VND


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e. L/C ngoi tf. C phiu ca cng ty c phn VN pht hnh bng VNDg. Vng bc l trang sc

9. T gi s l :a. Bng gi t gi in hi

b. Cao hn t gi in hic. Thp hn t gi in hi

10. T gi no l t gi c s :a. T gi T/T

b. T gi M/Tc. T gi scd. T gi m hay ng cae. T gi Spotf. T gi Forward

11. C ch t gi hi oi hin nay l :a. T gi c nhb. T gi th ni

12. Chnh sch chit khu do ngn hng no tin hnh :a. NHNN

b. NHTM

13. Chnh sch chit khu cao c tc dng n :a. T, gi hi oi gim xung

b. T gi hi oi tng lnc. Khuyn khch u t nc ngoid. Chng lm pht

14. Ph gi tin t c tc ng n :a. y mnh xut khu hng ho

b. Gim u t vo trong ncc. Khuyn khch du lch ra nc ngoid. T gi hi oi tr nn n nh hne. C li cho nh NK hng ho nc ph gi

15. T gi hi oi USD/VND c xu hng tng ln, ai l ngi c li :a. Ngi XK hng hob. Ngi NK hng hoc. Ngi u t nc ngoi vo VNd. Khch du lch ngoi quc vo VN

16. Nng gi tin t c tc ng n :a. y mnh XK hng ho ra nc ngoib. Thc y XK vn ra nc ngoic. NK hng ho vo trong nc tng lnd. Tng lng khch du lch vo trong nc

17. Qua cc mt biu hin no th bit c sc mua ca tin t bin ng :a. Li sut cho vay tng ln hay gim xung


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b. Ch s lm phtc. Gi vngd. Gi ngoi hie. Gi c chng khon trn th trng cng tng hay gim

18. Loi cn cn thanh ton quc t no nh hng n s bin ng ca t gi hi oi :

a. Cn cn thanh ton quc t ti mt thi im nht nhb. Cn cn thanh ton quc t ti mt thi k nht nh

19. Nhng hng mc no thuc v hng mc thng xuyn thuc cn cn thanh ton quc t :a. Xut nhp dch v

b. Xut nhp vnc. Chuyn tind. XNK hng hoe. Vin tr ca chnh ph

20. Cn cn TTQT d tha s tc ng n t gi hi oi :a. Tng lnb. Gim xung

21. Nh nc thng s dng nhng chnh sch v bin php no iu chnh s thiu ht cacn cn thanh ton quc t :a. Chnh sch chit khu cao

b. Chnh sch hi oic. Vay n nc ngoid. Bn r chng khon ngoi hie. Thu hi vn TNNf. Ph gi tin tg. Xut vngh. Ph sni. Nng gi tin t

22. Ngi k pht hi phiu thng mi l :a. Ngi nhp khu hng ho

b. Ngn hngc. Ngi XK hng ho

23. Ngi tr tin hi phiu thng mi trong phng thc nh thu l :a. Ngi XK hng hob. Ngi NK hng hoc. Ngi pht hnh L/Cd. Ngn hng nh nc

24. Ngi hng li hi phiu thng mi l :a. Ngi XK hng ho

b. Ngi NK hng hoc. Mt ngi th 3 do ngi hng li chuyn nhng

25. Ngi tr tin hi phiu thng mi trong phng thc tn dng chng t l :a. Ngi XK hng hob. Ngi NK hng ho


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c. Ngn hng pht hnh L/Cd. Ngn hng thng boe. Ngn hng xc nhn

26. Khi ta nhn c mt hi phiu i tin ca thgn nhn Php, trn hi phiu khng in tiu Hi Phiu hi ta c quyn t chi thanh ton khng ?

a. Cb. Khng

27. Mt thng nhn Anh quc k pht hi phiu i tin mt thng nhn Hng Kng, trn hiphiu cso ghi l do ca vic i tin. Hi thng nhn Hng Kng c quyn t chi thanh ton hiphiu khng ?a. Cb. Khng

28. C th to lp hi phiu bng :a. Chng th

b. Ghi vo bng cassettec. Ghi vo a td. Ghi vo bng video

29. Hnh mu hi phiu trong TTQT nc ta phi do NHNN in sn v nhng li cho cc n vXNK l :a. Nn lmb. Khng nn lm

30. Hnh mu hi phiu thong mi c quyt nh n tnh php l ca hi phiu hay khng ?a. Cb. Khng

31. Hi phiu c th :a. Vit tay

b. In snc. nh myd. Vit bng bt ch

32. Hi phiu l mt lnh i tin :a. C iu kin

b. V iu kin33. Trong trng hp c s khc nhau gia s tin ghi bng s v s tin ghi bng ch trn hi

phiu thng mi th :a. Thanh ton s tin nh hn, nu hi phiu nh thu phiu trnb. T chi thanh ton nu l hi phiu tn dng chng tc. Tr li ngi k pht hi phiu

34. C th ghi li bn cnh s tin ca hi phiu c k hn :a. Cb. Khng

35. Chp nhn hi phiu l :a. Chp nhn v iu kin


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b. Chp nhn c iu kin

36. C th t chi tr tin hi phiu thng mi tng phn hay khng :a. C thb. Khng th

37. Ngi k pht hi phiu c th k hu min truy i :a. Cb. Khng

38. Hi phiu D/A v hi phiu D/P l :a. Ging nhaub. Khc nhau

39. Nhng hi phiu no c th chuyn nhng bng th tc k hu :a. Hi phiu theo lnh (To order bill of exchange)

b. Hi phiu ch danh (Name bill of exchange)

c. Hi phiu v danh (Bill of exchange to bearer)

40. Theo ULB nm 1930, c th chp nhn hi phiu bng vn th ring bit hay khng?a. Khng

b. C

41. Ai l ngi k pht sc thng mi quc t:a. Ngi xut khu hang ho

b. Ngi nhp khu hang ho

42. C th k pht sc khi:a. Trn ti khon ht tinb. c hng tn dng thu chi

43. Sc ra i t chc nng lm phng tin lu thong ca tin ta. ng b. Khng ng

44. Sc ra i t chc nng:a. Phng tin thanh ton ca tin t

b. Phng tin ct tr ca tin t

45. Loi sc no c quy nh thi hn hiu lc:a. Sc ngn hangb. Sc thng mi

46. Dng phng thc no thu tin ca sc:a. Chuyn tin

b. Ghi sc. Nh thud. Tn dng chng t

47. Ai l ngi k pht k phiu thng mi:a. Ngi xut khu hang hob. Ngi nhp khu hang ho


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c. Ngn hang pht hnh L/C

48. Nu l ngi xut khu, anh / ch chn phng tin thanh ton no c li hn:a. Chuyn tin bng in (T/T)

b. Chuyn tin bng th (M/T)

49. Thi hn hiu lc ca hi phiu tr tin ngay l :a. 180 ngy k t ngy k pht hi phiub. 360 ngy k t ngy k pht hi phiuc. Do cc bn tho thun

50. Trong iu kin ngy nay, cc ng tin no c t do chuyn i :a. USD

b. CHFc. GBPd. DEMe. JPY

f. FRF

51. L ngi xut khu, ta nn chn loi tin no ?a. Ngoi t t do chuyn ib. Ngoi t mnhc. Ngoi t chuyn nhngd. Ngoi t Clearing

52. Khi k hp ng xut khu, ta nn chn tin t no lm tin tnh ton trong hp ng ?a. Free convertible currency

b. Eurodollarc. SDRd. Ngoi t ang ln gie. Ngoi t s xung gi

53. C th m bo hi oi da vo hm lng vng ca tin t trong thi gian ngy naya. C thb. Khng th

54. Trong iu kin d on ng tin thanh ton trong hp ng XK c chiu hng gim gi vothi im thu tin v ngi xut khu thng p dng cc bin php g ?

a. a iu khon m bo ngoi hi vo hp ng lc k hp ngb. K hp ng bn ngoi t trn th trng hi oi giao sauc. K hp ng nhp khu thanh ton bng ng tin vo thi im thu c tin vd. Khng nn p dng g c

55. Khi cp tn dng ng trc cho ngi xut khu (tn dng xut khu), ngi nhp khu c nnyu cu ngi xut khu gim gi xut khu khng ?a. C nn

b. Khng nnc. ngh tr li vay ring

56. Cc iu kin c s giao hng no c th p dng trong thanh ton tr tin ngay khi ngi xutkhu hon thnh ngha v giao hng khng trn phng tin vn ti :a. FOB


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b. CIFc. EXWd. FASe. DAF

57. Khi yu cu ngn hng chuyn tin thanh ton mt hi phiu nh thu ca khch hng nc

ngoi, ngi nhp khu VN thng phi xut trnh cc chng t no ?a. Th yu cu chuyn tinb. Hp ng xut khuc. Giy php kinh doanh xut nhp khu trc tipd. Hp ng ni bn hng nhpe. Giy php nhp khu (nu c)f. B chng t gi bn hng nhp khu

58. Trong gi hng thanh ton nh thu phiu trn, ngi xut khu c u thc cho ngn hng khngch chng t gi hn i vi ngi nhp khu hay khng ?a. C

b. Khng

59. Bill of lading trong b chng t thanh ton nh thu D/A v D/P l loi no:a. B/L ch danhb. B/L theo lnh

60. Ngi vit n yu cu ngn hang pht hnh L/C l:a. Ngi xut khu hang hob. Ngi nhp khu hng hoc. Ngn hang i din cho ngi xut khu

61. Theo UCP 500, 1993, ICC, ai l ngi pht hnh L/C:a. Cng ty thng mi

b. Cng ty ti chnhc. Ngn hang thng mid. B ti chnh

62. Ngn hang pht hnh tr tin cho ngi hng li L/C vi iu kin l:a. B chng t gi hang ph hp vi hp ngb. B chng t gi hang ph hp vi L/Cc. Hng ho nhn ti cng n ph hp vi L/C

63. UCP s 500, 1993, ICC l mt thong l quc t mang tnh cht php l:a. Tu

b. Bt bucc. Va tu va bt buc

64. Nn la chn cch ghi s tin trong L/C th no l tt nht i vi ngi xut khu hang rinh than, qung:a. Thanh ton mt s tin vo khong

b. Thanh ton mt s tin A vi +- X%c. Thanh ton mt s tin khng qu l

65. Theo UCP 500, mt L/C khng ghi r loi th n thuc loi no:a. Revocable


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b. Irrevocable

66. Thi hn hiu lc ca L/C c tnh k t:a. Ngy giao hang quy nh trong L/Cb. Ngy pht hnh L/Cc. Ngy xut trnh chng t ca ngi xut khu

67. Trong bun bn thong qua trung gian, loi L/C no thng c s dng:a. Revolving L/C

b. Back to back L/Cc. Red Clause L/Cd. Transferable L/C

68. Theo UCP 500, mt th tn dng ghi "chng ti sn sng thanh ton cc hi phiu ca ngibn k pht i tin ngi xin m L/C" l:a. ngb. Sai

69. Cn phi quy nh trn L/C loi no iu khon "Third party documents are acceptable"a. Revolving L/Cb. Back to back L/Cc. Red clause L/Cd. Transferable L/C

70. i vi B/L Received, ngy pht hnh B/L c c coi l ngy giao hang hay khng?a. Cb. Khng

71. i vi B/L "Shipped on board", ngy pht hnh c c coi l ngy giao hang khng?a. C

b. Khng

72. Theo UCP 500, ngn hang pht hnh chp nhn B/L no?a. Ocean B/L

b. Short B/Lc. Shipped on board B/Ld. Seaway bill nu L/C quy nh

73. Ngi nhp khu ng trc tin cho ngi xut khu thng yu cu ngn hang pht hnh loiL/C no:a. Stand-by L/C

b. Reciprocal L/Cc. Red clause L/Cd. Anticipatory L/Ce. Back to back L/C

74. Nhng phng thc thanh ton no m vic thanh ton khng da vo chng t gi hang:a. Remittanceb. Open account

c. Clean collectiond. Letter of guaranteee. Authority to purchase


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f. Documentary credits

75. Trong phng thc thanh ton tn dng chng t, ngn hang thng yu cu ngi xut khulp B/L theo lnh ca ai?a. Ca ngi gi hang

b. Ca ngi yu cu m L/C

c. Ca ngn hang thong bod. Ca ngn hang pht hnh

76. Khi k hp ng tn dng quc t, ngi ta thng s dng tin vay:a. Thi hn tn dng chungb. Thi hn tn dng trung bnh

77. Khi i vay, con n thng chn cch cp pht v hon tr tn dng no?a. Bnh qunb. Lu tinc. Gim dn

78. Loi li sut no nh hng n gi c c phiu trn th trng chng khon quc t?a. LIBID

b. LIBOR

79. Ph sut v li tn dng l:a. Ging nhaub. KHc nhau

80. Nhng quy tc c dng iu chnh phng thc thanh ton nh thu:a. UCP 500, 1993, ICCb. URC 522, 1995, ICCc. URR 522, 1995, ICC

81. Nhng loi no c coi l chng t trong phng thc thanh ton nh thu hin hnh trn thgii:a. Invoiceb. B/Lc. SWBd. AWBe. Trust receipt

f. Insurance policyg. Contracth. Letter of guarantyi. Authority to purchase

j. Cheque

82. Ai phi chp nhn tr tin hi phiu tr tin sau:1. Trong phng thc Documentary Creditsa. Ngn hang thong bo

b. Ngi xin m L/Cc. Ngn hang pht hnh L/C

d. Ngi hng li2. Trong phng thc Collection:a. Ngn hang Presenting


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b. Ngn hang Collectingc. Ngi nhp khud. Ngi xut khu

83. Mt khi c nhng iu khon quy nh trong URC 522, 1995, ICC tri vi lut nc Vit Namth anh / ch l ngi xut khu p dng phng thc Collection s p dng:

a. URC 522, 1995, ICCb. Theo lut Vit Nam vi iu kin: 1. Ghi r iu khon tho thun khc vo ch th nh thu 2. Khng ghi g c84. Phng thc thanh ton Open Account thng c p dng trong nhng trng hp no?a. Thanh ton hang xut khu thong thngb. Thanh ton hp ng hang i hangc. Ngi nhp khu c L/C ca ngn hang m bo thanh ton

85. Trong nhng trng hp no, ho n thng mi khng ng tn ngi xin m L/C?a. Irrevocable L/C

b. Back to back L/Cc. Transferable L/Cd. Reciprocal L/C

86. Trong phng thc thanh ton Documentary Credits, ngi hng li L/C k pht hi phiu itin ai?a. Ngi nhp khu

b. Ngn hang thong boc. Ngn hang xc nhnd. Ngn hang pht hnh L/C

87. Nu anh / ch l ngi i vay ngn hn, ngn hang thng mi ngh thanh ton hang nhpkhu th c cn phi:a. Mt ngn hang nc xut khu bo lnhb. Th chp ti snc. Th chp l hang nhp khud. Tn chp

1. Ngi vit n yu cu NH pht hnh L/C l:a. XK hng ho b. NH i din cho ngi XK

c. Nhp khu2. UCP 600, 2007 ICC l mt thng l quc t mang tnh cht php l:a. Tu b. Bt buc3. Theo UCP 600, 2007 ICC, mt L/C khn ghi r th n thuc loi no:a. Revoable b. Irrevoable c. c a v b4. b

5. Theo UCP 600, Nh pht hnh v Nh xc nhn c mt khong thi gian hp l kim tra chngt nhiu nht khng qu:a. 5 ngy NH cho mi NH b. 5 ngy theo lch cho mi NHc. 5 ngy NH

6. Vn n ca ngi chuyn ch do thuyn trng k m khng ch r tn ca thuyn trng thc c php chp nhn khng?a. C b. Khng


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7. Nu L/C quy nh s lng hng ho gm 10 t v 5 my ko, khng cho php giao hng tngphn t NH s chp nhn ho n ghi s lng no?a. 10 t v 4 my ko b. 10 t v 5 my koc. 4 my ko d. c 3 phng n trn8. Mt L/C theo UCP 600, cc t ngay lp tc, cng nhanh cng tt c ngha l:a. 3 ngy b. 7 ngy c. s b NH b qua

9. Mt L/C c tham chiu eUCP ngi hng li cho rng L/C khng c gi tr thc hin vkhng nu r s ca ngi din gia. ng b. Sai10. C/O c th th hin ngi gi hng hoc ngi XK khc ngi hng li L/C hoc ngi gihng tronchng t vn ti?a. C th b. Khng th11. Mt L/C ch c th chuyn nhng c nu:a. Ghi c th chia nh

b. c xc nhn cho phpc. C quy nh r rng c th chuyn nhng12. Chng t no khng thay th c trong thanh ton bng l/C chuyn nhng:

a. Ho n b. Hi phiu c. Giy chng nhn13. Mt L/C yu cu tt c cc chng t phi c xut trnh bng phng tin in t, liu L/C ch tham chiu eUCP 1.1 2007 ICC c ngha l khng tham chiu UCP 600, 2007 ICC?a. C b. Khng14. Trong trng hp no NH c ch nh xut trnh chng t in t c php chuyn nhngchng t i i tin ngi pht hnh?a. Tnh chn thc b ngoi ca chng t c kim tra mt cch chc chn

b. Nhn chng t nh th no chuyn nh th y15. Theo eUCP khi t chi chng t, loi chng t no phi hon li cho ngi xut trnh?a. Chng t in t b. Chng t vn bnc. C hai loi trn16. C th sa i chng t in t sau khi xut trnh?a. C b. Khng17. NH tr tin cho ngi hng li L/C nua.b. B chng t gi hng ph hp L/C18. Cn phi quy nh trn L/C lai no iu khon Third party documents are acceptablea. Revolving L/c b. Back to back L/Cc. Red clause L/C d. c 3 loi trn19. d20. c

21. b22. Nu trong L/C yu cu k pht hi phiu i tin ngi yu cu th hi phiu c xem nh:a. B qua yu cu

b. Chng t phc. UCP 600 khng cho php pht hnh HP nh thd. Khng oc php pht hnh L/C nh th23. Trong th tn dng ghi Barotex International Company, Ltd chng t no sai:a. Ho n Barotex Company, Ltd

b. Ho n Barotex International Co. Ltdc. C/O Barot International Co, Ltd24. Nh chp nhn cc chng t nhiu trang nu:

a. Cc trang c gn kt t nhin vi nhaub. Cc trang gn kt t nhin vi nhau v c nh s lin tipc. Cc trang ri nhau v khng c nh s


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17. Co the ghi lai xuat ben canh so tien cua 1 h/p tra tien ngay, neu nhu trong chi thi nho thu co quydinh khoang thoi gian ma trong khoang thoi gian do nguoi ta tra tien de thuc hien thanh toan A:co18. Cong ty A nhan dc mot L/C voi cac dk dac biet nhu sau FIATA B/L not acceptable. Cong ty Axuat trinh mot Freight Fonwarder Bill of Lading. NH phat hanh co chap nhan B/L nay ko? A: co19. Cuoc phi co the dc tra truoc tao thanh bang chung rang cuoc phi da dc thanh toan A: sai

20. Dieu 43a UCP quy dinh neu L/C ko quy dinh thoi han xuat trinh thi NH se co quyen tu choi tiepnhan c/t sau 21 ngay ke tu ngay giao hang, thoi han nay ap dung cho nhung c/t nao A: tat ca cacc/t quy dinh trong L/C21. Giay C/O co the the hien ng gui HHc ng xuat khau la mot ng khac voi ng huong loi L/C hoac nggui hang ghi trong c/t van tai A: co the22. Giua cac c/t co nhung thong tin bo sung trong ky ma hieu khad nhau nhu canh bao hang de vo,rach, ko de lon nguoc co duoc coi la co su sai biet A: ko23. Hoa don luon phai dc ky A: sai24. Khi c/t bi tu choi thanh toan, NH thu phai co trach nhiem A: thong bao ngay nhung ly do tuchoi thanh toan cho NH chuyen c/t25. Khi chi dinh mot NH khac thuc thi cac chi thi cua ng xin mo L/C, NH phat hanh dang hanh

dong A: voi chi phi cua ng xin mo L/C va rui ro cua ho26. Khi kiem tra c/t NH phat hanh thong bao cac sai biet trong bo c/t nhung lai ko co the giu chungde cho quyen dinh doat cua ng xuat trinh thi A: cac sai biet duoc coi la da duoc bo qua, NH phathanh mat quyen khieu nai27. Khi nao dung sai 5% dc ap dung A: khi so luong dc the hien bang kg hoac met28. Khi nao thi viec de nghi sua doi L/C cua NH phat hang co hieu luc A: ngay sau khi NH tratien nhan duoc cac c/t xuat trinh phu hop voi L/C sua doi29. L/C cam chuyen tai. Mot v/ congteno cho toan bo chuyen di va duoc xuat trinh coi dieu khoan.

Nguoi chuyen cho chi bao luu quyen chuyen tai co dc chap nhan ko? A: co30. L/C co tri gia 75.000,00USD ghi ro merchandise decription la Women silk clothing, CFR Portof destination, partial shipment not allowed. Hoa don yeu cau xuat trinh la commercial invoice in 04copies. Benerficiary xuat trinh invoice ke khai nhu sau: Women silk clothing CFR = 69.000,00USD/Chi phi dong thung = 6.000,00 USD/ Tong tri gia = 75.000,00 USD. Cac chi tiet khac deu phuhop voi L/C, hoi NH phat hanh co chap nhan invoice nay ko A: co31. L/C co yeu cau mot v/ duong bien, nhung lai xuat trinh mot v/ theo h/ thue tau thi co duocchap nhan ko A: co32. L/C het han vao thu 7 (ngay NH nghi). Bo chung ti dc xuat trinh den NH chi dinh vao ngay thu2 ke tiep A: NH chi ding phai dua ra ban cong bo rang bo c/t dc xuat trinh trong thoi han hieu lucdc gia han theo dung dieu khoan 44 muc a cua UCP33. L/C quy dinh Available with bank A by neogotiation va cho phep TTR. C/t xuat trinh voi NHchiet khau A va c/t hoan toan phu hop L/C. NH A co dc doi tien bang dien Issuing bank va issuing

bank co phai tra tien bang dien hay la phai cho nhan dc c/t A: co34. L/C yeu cau mot AWB. Lieu mot HAWB co duoc chap nhan ko neu tat ca cac yeu cau ve AWBtrong UCP deu dc dap ung day du A: co35. L/C yeu cau mot bo AWB day du. AWB so 3 danh cho ng gui hang co dc chap nhan ko A: co36. L/C yeu cau xuat trinh h/ thue tau A: NH thong bao de chuyen no cho NH phat hanh ma kocan kiem tra hay chiu trach nhiem gi37. L/C yeu cau xuat trinh Multimodal transport document, NH co the tu choi tiep nhan A:Charter party Bill of Lading38. Lieu mot bo v/ day du chi bao gom mot ban goc? A: co39. Mot B/L co 3 cho sua (correc/tions) tren mat truoc B/L (on the face of the document). Phia sauB/L co ghi chu nhu sau: this is authenthication for all correc/tions made on the face of this B/L va

Agent of Carrier da ky ten va dong dau (correc/tion stamp). NH phat hang co chap nhan B/L nayko? A: ko


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40. Mot B/L da xoa tu clean tren B/L fa ghi chu clean on board hoi NH co the coi B/L la unclean koA: ko41. Mot c/t ban tai, ghi ten ng gui hang ko phai la ng huong loi cua L/C, phai tu choi A: sai42. Mot c/t bao hiem ghi ngay muon hon ngay ky phat B/L van dc chap nhan la A: sai43. Mot c/t co ngay ky sau ngay lap c/t thi ngay phat hang la A: ngay ky44. Mot L/C chi co the chuyen nhuong dc neu A: no dc phat hanh duoi hinh thuc co the chuyen

nhuong45. Mot L/C co dan chieu ap dung UCP ma ko noi den ISBP thi A: duong nhien ap dung ISBP46. Mot L/C co the bo qua mot muc qui dinh ngay giao hang cham nhat A: ko47. Mot L/C co the chuyen nhuong ghi co the chiet khau tai quay NH ng huong loi, ng huong loidau tien yeu cau NH chuyen nhuong chuyen noi thanh toan toi nuoc cua ng huong loi thu 2. NH cothe lam nhu vay dc ko? A: co48. Mot L/C dan chieu ap dung eUCP ma ko dan chieu UCP, ISBP A: duong nhien ap dung UCP,ISBP49. Mot L/C dan chieu ISBP ma ko dan chieu UCP A: duong nhien ap dung UCP50. Mot L/C dc phat hang co hieu luc trong 6 thang A: cach nay chi dc chap nhan khi ghi ro ngaygiao hang

51. Mot L/C giao hang dk CIF va yeu cau mot giay chung nhan bao hiem. Trong so cac loai sauday, giay chung nhan nao dc chap nhan A: bao hiem 110% CIF, neu L/C ko quy dinh so tien baohiem toi thieu52. Mot L/C qui dinh ko muon hon 2 ngay giao hang, ng xuat khau phai thong bao bang dien cho ngnhap khau ve ETA. Neu ngay giao hang la ngay 1/10/2004 thi ngay phai thong bao la ngay A:3/10/200453. Mot L/C quy dinh cang boc hang la any European Port. Tren v/ h/ thue tau phai ghi cang bochang nao A: moi cang da boc hang thuc te trong bat cu cang nao o chau Au54. Mot L/C yeu cau commercial invoice in 4 copies, ng huong loi L/C phai xuat trinh A: 1 bangoc va 3 ban sao55. Mot L/C yeu cau h/p ky phat doi tien ng yeu cau mo L/C A: h/p se dc coi nhu la c/t phu56. Mot L/C yeu cau xuat trinh mot c/t bao hiem. C/t bao trong so cac c/t sau ko dc chap nhan A:giay bao hiem tam thoi57. Mot transferable Letter of Credit la A: Irrevocable transferable Letter of Credit58. Mot v/ cua nguoi chuyen cho do dai ly cua thuyen truong ky ma ko chi ro ten cua thuyentruong co dc chap nhan ko A: khong59. Mot v/ cua nguoi chuyen cho do thuyen truong ky ma khong chi ro ten cua thuyen truong thico dc chap nhan ko? A: co60. Mot v/ theo h/ thue tau do thuyen truong ky van phai ghi ro ten cua ng chuyen cho A: dung61. Nen NH thu nhan duoc so luong va so loai c/t nhieu hon va hoac ko co liet ke trong bang kekhai c/t thi A: NH thu chi xuat trinh nhung c/t quy dinh trong bang ke khai c/t

62. Neu bo c/t co 20 sai biet duoc xuat trinh den NH phat hanh, NH phai gui ban luu y sai biet chong xuat trinh, chi ra A: chi tiet ve 20 sai biet da phat hien ra63. Neu chi thi nho thu ko quy dinh ro dk nho thu thi NH nho thu se trao c/t cho ng nhap khau theodk nao A: D/P64. Neu L/C ko yeu cau ghi ro ngay giao hang thuc te, ngay giao hang trong th van chuyen bangduong hang ko la A: ngay phat hanh AWB65. Neu L/C quy dinh so luong hang gom 10 oto va 5 may keo, cho phep giao hang tung phan, NHse chap nhan hoa don ghi so luong nao A: 3-4 may keo66. Neu L/C yeu cau B/L dc lap theo lenh va ky hau, thi ai la ng ky hau A: ng gui hang67. Neu L/C yeu cau C/O do ng xuat khau cap, NH co the tu choi tiep nhan C/O vi do phong thuongmai o nuoc xuat khau la A: dung

68. Neu L/C yeu cau clean bill of leading, NH co the tu choi ko nhan nhung B/L nao A: B/L ghibao bi HH bi rach


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69. Neu mot L/C vhuyen nhuong quy dinh giao hang theo dk CIF, ng huong loi thu 2 phai xuat trinhgiay chung nhan bao hiem A: 110% tri gia hoa don cua ng huong loi thu 170. Neu mot thu tin dung chuyen nhuong la loai thu tin dung chiet khau tu do thi A: cac NH deuco the tro thanh NH chuyen nhuong71. Neu ngay het hieu luc cua L/C roi vao ngay le A: ngay het han hieu luc la ngay lam viec dautien ngay sau do

72. Neu NH phat hanh thay rang cac c/t tren be mat ko phu hop voi cac dieu khoan va dieu kien cuaL/C A: no co the tra lai bo c/t cho ng xuat trinh luu y anh ta tat ca cac sai biet73. Neu phai ghi chu da boc hang len tau tren B/L nhan hang de cho thi nguoi ky B/L phai ghi A:ngay HH da duoc boc len tau, duoc xac thuc ten cua ben ghi chu74. Neu tat ca tien hoa hong va phi do nguoi huong loi chiu ma NH thong bao co the thu dc phi do,

bay ng co trach nhiem cuoi cung tra phi do la ai A: ng xin mo L/C75. Neu trong L/C ko chi ro ap dung UCP nao thi A: L/C khong ap dung UCP nao ca76. Ng huong loi co the chap nhan mot phan sua doi L/C trong van ban chap nhan cua minh A:khong77. Ng huong loi cua mot L/C ko co ghi la co the chuyen nhuuong dc co quyen yeu cau NH chuyennhuong toan bo hay mot phan so tien cua L/C A: co

78. Ng huong loi da chap nhan mot L/C co quy dinh hoa don thuong mai phai co xac nhan cuanguoi yeu cau mo L/C. NH tra tien da tu choi thanh toan vi hoa don ki co xac nhan. Rui ro nay ai

phai ganh chiu A: nguoi huong loi L/C79. Ng thu huong xuat trinh mot B/L co 3 trang tat ca. Tren dau cua 2 trang ghi second page of B/L

No.1234 va tren dau cua trang 3 co ghe Attachment to B/L no.1234. Ng chuyen cho ky tren trangthu 2. NH phat hanh co chap nhan B/L nay ko? A: co80. Ng xuat khau co the gui hang truc tiep vao dia chi cua NH o nuoc ng xuat khau A: phai duocsu dong y cua NH do81. Ng yeu cau mo L/C phai hoan tra tien cho NH phat hang tru khi anh ta thay rang A: cac c/txuat trinh ko phu hop voi cac dk cua L/C82. Ngay ca khi UCP duoc dan chieu ap dung, cac NH co the ko ap dung mot so dieu khoan nao dodoi voi tung loai L/C rieng biet A: dung83. Ngay dao han h/p 180 ngay sau ngay xuat trinh la ngay A: 180 ngay sau ngay xuat trinh c/t tai

NH tra tien neu c/t phu hop voi L/C84. Ngay khi nhan thong bao mot L/C duoc chuyen bang dien nhu la ban co gia tri thuc hien, NHthong bao phat hien buc dien thuc ra ko hoan chinh A: NH thong bao ganh chiu rui ro nrn no ko

bao lai tinh trang do cho NH phat hanh ko cham tre85. Ngay sau khi nhan duoc chi thong ro rang ve viec sua doi L/C A: NH thong bao phai yeu vau

NH phat hanh xac minh ko cham tre86. Ngon ngu cua h/p trong thanh toan bang L/C la A: ngon ngu cua L/C87. NH chap nhan cac c/t nhieu trang neu nhu A: cac trang gan ket tu nhien voi nhau va duoc

danh so lien tiep88. NH chi chap nhan cac c/t bao hiem the hien cac rui ro bao hien co khoang cach toi thieu la A:tu noi nhan hang de gui di den dia diem do hang tai noi den quy dinh trong L/C89. NH chi dinh gui cac c/t den NH phat hanh kem theo ban cong bo chung hoan toan phu hop voicac dk va dieu khoan cua L/C A: NH phat hanh ko can kiem tra cac c/t90. NH co the chap nhan thanh toan giay chung nhan giam dinh ghi ngay thang phat hanh sau ngaygiao hang trong truong hop nao A: L/C ko quy dinh gi91. NH co the tu choi c/t vi ly do tren L/C la machine 333 nhung hoa don thuong mai lai ghimashine 333 A: sai92. NH dc uy nhiem tra tien trong L/C chuyen nhuong co the tu choi chuyen nhuong L/C chuyennhuong dc ko A: co

93. NH ko can kiem tra cac tinh toan chi tiet trong c/t ma chi can kiem tra tong gia tri cua c/t so voiyeu cau cua L/C la A: dung


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94. NH nho thu co the tu choi su uy thac nho thu cua NH khac ma ko can thong bao lai cho ho ve sutu choi do A: khong95. NH nho thu ko giao c/t cho ng nhap khau vi ng nhap khau chap nhan thanh toan h/p tra cham koday du ve hinh thuc va ko dung noi dung la A: dung96. NH nho thu tu choi nhan c/t vi ng nhap khau thong bao rang ng xuat khau ko giao hang la A:dung

97. NH phai kiem tra tat ca cac c/t yeu cau trong L/C A: de dam bao rang chung phu hop tren bemat cac dieu khoan va dk cua L/C98. NH phat hang da tu choi thanh toan voi ly do ngay thang ghi giua cac c/t mau thuan nhau 25november 2003, 25 nov 03, 2003.11.25 la A: sai99. NH phat hang L/C co quyen tu choi cac c/t nhu h/p, c/t bao hien da khong ghi ngay thang ky c/tA: dung100. NH phat hanh co the uy quyen cho chinh nhanh cua minh tra tien h/p cua ng huong loi L/C ky

phat A: chi nhanh o nuoc NH phat hanh L/C, chi nhanh dong tru so o nuoc ng huong loi101. NH phat hanh A: bi rang buoc ko the hiu ngang vao sua doi ngay ca khi ng huong loi chapnhan102. NH phat hanh A: bi rang buoc ko the huy ngang vao sua doi ngay ngay ca khi ng huong loi

chua chap chap nhan sua doi103. NH phat hanh L/C co quyen tu choi hoa don thuong mai da duoc ky, cho du L/C khong yeucau A: sai104. NH phat hanh thong bao L/C qua NH thong bao A. Theo thoa thuan giua nguoi huong loi vang xinh mo L/C chuyen NH thong bao sang NH B, NH phat hanh tien hanh sua doi ten cua NHthong bao la B, vay A: NH phat hanh co the thong bao su sua doi qua NH B va yeu cau NH Bthong bao cho NH A biet dieu nay105. NH phat hanh yeu cau NH A xac nhan L/C va thong bao cho ng huong loi qua NH B. NH Btiep nhan c/t va gui chung truc tiep den NH phat hanh A: NH phat hanh phai xinh uy quyen tuchoi c/t vi ko do NH xac nhan xuat trinh106. NH thong bao L/C mo bang dien khong co TEST A: tu choi thong bao L/C va bao ngay chonguoi huong loi biet107. NH tu choi ko tiep nhan bill of lading ghi Duplicate Tripicate voi ly do thieu chu Original laA: sai108. NH tu choi tiep nhan giay c/t xuat xu vi khong ghi ngay xac nhan nguon goc xuat xu cua HHla A: dung109. NH xac nhan van phai thanh toan cac c/t phu hop dc xuat trinh den NH sau ngay L/C xac nhanhet han, neu NH kiem tra c/t gui van ban xac nhan rang c/t da duoc xuat trinh den NH nay trong thoihan hieu luc cua L/C A: dung110. NH xuat trinh co the la NH nao A: NH khac ko co quan he dai ly voi NH chuyen111. Nhung c/t nao co the do ben thu ba cap theo yeu cau cua L/C A: C/O

112. Nhung ton that phat sinh tu nhung dieu mo ho ghi trong don xin phat hanh L/C hoac sua doiL/C se do ai ganh chiu A: ng yeu cau phat hang L/C113. Shipping documents gom nhung c/t A: hoa don, C/O114. So tien L/C la 100.000 dola Mi. Mot hoa don ghi so tien 105.000 dola Mi duoc xuat trinh, neugiao hang 1 lan A: NH chi dinh co the chap nhan hoa don do va chi tra 100.000 dola115. Ten cua ng huong loi ghi tren L/C la X. Ten cua ng huong loi ghi tren nhung c/t nao duoi dayko khac biet voi L/C A: bill of lading: X116. Theo L/C xac nhan, ng huong loi co the gui thang c/t toi NH phat hanh de yeu can thanh toanA: sai117. Theo UCP, phieu bao hiem tam thoi chi co the dc chap nhan neu chung dc cho phep ro rangA: sai

118. Theo URC cac NH chuyen, NH thu co chiu trach nhiem kiem tra c/t nho thu A: ko119. Thuat ngu chiet khau co nghia la j A: kiem tra c/t va chiet khau chung truoc ngay dao han


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120. Tren B/L ghi shipped in apparent good order hoac clean on board la ko khac biet voi cach ghishipped on board la A: sai121. Tren cung mot c/t ma co phong chu khac nhau, tham chi co chu viet tay, thi co coi c/t do da bisua chua va thay doi A: sai122. Trong phuong thuc nho thu phieu tron, ng xuat khau phai xuat trinh nhung c/t nao A: Bill ofExchange

123. Trong so cac loai sau. Theo UCP thi c/t nao la c/t tai chinh A: h/p124. Trong thu uy thac nho thu chi ro nguoi tra tien phai thanh toan tien lai va ko giai thich githem. Do ng tra tien chi tra tien hang ma ko tra tien lai, cho nen NH nho thu ko trao c/t cho ng tratien, theo qui dinh cua URC 522 la A: dung125. Trong truong hop nao thi NH nho thu se khong giao c/t la dung A: neu chi thi nho thu quydinh phi nho thu do ng ta tien chiu va ko the bo qua ma ng tra tien ko tra phi nho thu126. Tu khoang dung de chi so luong dc hieu la cho phep mot dung sai 10% A: so luong vaso tien127. UCP quy dinh nhung c/t nao can thiet la phai ky, tru khi L/C quy dinh nguoc lai A: h/p, vantai don, giay chung nhan chat luong128. URC 522 quy dinh nhung c/t nao la c/t thuong mai A: Bill of exchange

129. V/ co chuc nang A: la bang chung cua h/ chuyen cho130. V/ hoan hao nghia la gi? A: la mot v/ ko co bat cu ghi chu nao ve khuyet tat cua bao bi/HH131. Voi loai bao hiem moi rui ro, tat ca cac rui ro co the xay ra dieu dc bao hiem A: sai

NH: ngn hng - A: p n HH: hng ha h/p: hi phiu - c/t: chng t v/: vnn

Cu 1: Loi hi fiu m ko cn k hu l:a)Hi phiu ch danh

b)Hi fiu theo lnhc)Hi fiu xut trnh C. V y l loi hi fiu v danh. Trn hi fiu ko ghi tn ngi hng li m ch ghi tr chongi cm fiu ai cm c hi fiu th ngi c hng li, ko cn k huCu 2: Thut ng chit khu c ngha la)Thanh tan ngay lp tc

b)Kim tra chng t ri gi chng t n NH FH L/C yu cu thanh tonc)Kim tra chng t v thanh ton trc ngy o hnC. V CK l dng ti tr ngn hn ca NH cho ngi th hng, theo ngi th hngchuyn nhng giy t c gi cha o hn cho NH nhn s tin bng mnh gi tr fn li vhoa hng f. V vy khi CK chnh l vic kim tra chng t xem chng t c k Ck hay ko

v khi k CK th s c CK v vic c CK chnh l vic thanh ton cc giy t c gi trc khio hn.Cu 3: ng tin tnh ton, ng tin thanh ton trong hp ng thng mi fi l ngoi t t dochuyn ia)ngb)SaiB. V vic la chn ng tin tnh tan v ng tin thanh ton trog HTM l do 2 bn XK v

NK tha thun, n c th l ng ngoi t t do chuyn i, n c th l ng ni t ca nc or ng tin ca 1 nc th 3.Cu 4.Phng tin thanh ton c nhiu tin ch, tit kim tin mt, an ton n gin linh hota)Hi fiu

b)Lnh fiuc)Scd)Th


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D. V khi s dng th th ko fi s dng nhiu tin mt tit kim c CF in n, bo qun, vnchuyn, gi 1 ni c th rt c nhiu ni v vo bt c thi gian no. Mt khc cc loi th c lmbng cng ngh cao, m ha nn rt an tan. Khi s dng th cn gip khch hng iu chnh cckhon chi tiu 1 cch hp l trong 1 khong thi gian nht nh vi HMTD v vy n cng rt linhhotCu 5: Loi L/C no sau y c coi l phng tin ti tr vn cho nh xut khu

a)Irrevocable creditb)Red clause creditc)Revolving creditd)Irrevocable transferable creditB. V y l loi tn dng ng trc, n cho fp NH thng bo hay NH xc nhn ng tin trccho ngi th hng trc khi h xut trnh chng t hng ha thng c s dng nh 1

phng tin cp vn cho bn bn trc khi giao hngCu 6: V li ch quc gia, nh nhp khu nn la chn k giao hng:a)FOB

b)FASc)CIFd)CFR (C&F)A. V gi FOB r Ngi nhp khu tit kim chi tr ngoi t, ngi nhp khu l ngi chutrch nhim thu tu v mua bo him: tr bng ni t, mt khc v thu trong nc nn ni nothun tin th mua to vic lm cho i tc, mua tn gc bn tn ngnB FAS:bn bn hng chi tr cc vn chuyn (ni a) hng ha ti cng giao hng. Bn NKthanh ton cc ph xp hng, vn ti, bo him, d hng v vn chuyn (ni a) t ni d hngti ni lu gi hng ha ca mnh. S chuyn dch ri ro din ra khi hng ha c giao ti cucng ni giao hng.Cu 7: Theo UCP 500, khi L/C ko quy nh thi hn xut trnh chng t th c hiu l:a)7 ngy lm vic ca NH

b)7 ngy sau ngy giao hngc)21 ngy sau ngy giao hngd)21 ngy sau ngy giao hng nhng fi nm trong thi hn hiu lc ca L/C Cu 8: Trong mi hnh thc nh thu, trch nhim ca Collecting Bank l:a)Trao chng t cho nh nhp khu

b)Khng ch chng t cho n khi nh NK tr tinc)Khng ch chng t cho n khi nh NK k chp nhn hi phiud)Tt c cc cu trn u ko chnh xcD. V +Trong thanh ton nh thu km chng t, nh nhp khu gi y thc b chng t cho NH

phc v mnh thu tin. NH nh thu chuyn chng t ti NH bn NK vi ch th ch giao ccchng t ny khi thanh ton (thanh tan D/P) hoc fi k chp nhn hi phiu i n (D/A)

+Trong thanh ton nh thu trn: cc chng t thng mi do bn xut khu chuyn giao trc tipcho bn NK, thng qua NHCu 9: Chit khu min truy i trong thanh ton tn dng chng t thc cht l mua t b chngt hng ha:a)ngb)SaiB. V theo nghip v ny khi NH chit khu thanh ton tr tin cho nh XK, sau NH chitkhu v bt c l do g nu ko i tin c t NH FH th cng ko c i li s tin tr cho nh XK.

NH ng ra chit khu ch l NH c ch nh chit khu, tr thay NHFH, sau khi chit khu xongth c quyn i li s tin chit khu t NH FH (Chng t fi hp l)Cu 10: Ngy giao hng c hiu l:a)Ngy Clean on board trn B/L

b)Ngy FH B/Lc)Ty theo loi B/L s dng


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C. v nu trn vn n ko c ghi ch ring bit v ngy giao hng th ngy ft hnh vn nchnh l ngy giao hng. Cn nu trn vn n c ft hnh sau khi hng ha c bc ln tuth ngy ln tu c xem l ngy giao hng.Cu 11: S dng th thanh ton c nhiu u im hn sc du lch, la)ng

b)Sai

A. V s dng th thanh ton c th rt tin mt nhiu ni, vo bt c thi gian no m ko fithng qua NH.Mt khc, th c lm bng cng ngh cao, c m ha nn trnh c mt mt hay trmcp, khi s dng th KH cn c s dng 1 s dv khc min ph v c s u iCu 12: NH chuyn chng t (remitting bank) fi kim tra ni dung cc chng t lit k trn yucu nh thu nhn c t ngi nh thu, l:a)ngb)SaiB. V cc NH chuyn chng t ch l trung tm thanh ton, ch thc hin vic chuyn chng ttheo ng nhng ch th trong nh thu v trong ni dung f hp vi quy nh ca URC c dn chium ko c trch nhim fi kim tra ni dung cc chng tCu 13: Cn c xc nh giao hng tng fn trog vn ti bina)S lng con tu, hnh trnh

b)Hnh trnh, s lng cng bc, cng dc)S lng con tu, s lng cng bc cng dd)Tt c u ko chnh xcD. V trn vn n cc thng s: con tu hnh trnh chuyn ch, cng i, cng n, hng ha, shiu chuyn tuCu 14: Ngi quyt nh cui cng rng b chng t c f hp vi cc k v iu khon ca L/Cla)Issuing bank

b)Applicant

c)Negotiating bankd)Reimbursement bankA. V NH FH chu trch nhim chnh v vic thanh ton gi tr ca tn dng. KHi NH thanh tan

gi b chng t n, NHFH fi kim tra xem c f hp vi nhng iu khon trong th tn dng ko.Nu f hp th tr tin cho NH thanh ton, nu ko f hp NH c quyn t chi vic hon li s tin thanh tonCu 15: Ko th s dng 2 ng tin trong cng 1 hp ng thng mi, l:a)ngb)SaiB. V trong HTM c th dng ng tin tnh ton v ng tin thanh tan l 2 ng tin khcnhau, ty theo s tha thun ca 2 bn

Cu16: iu khon chuyn ti ch c th thc hin c khi L/C cho php giao hng tng fna)ngb)SaiCu 17: hn ch ri ro khi p dung thanh tan nh thu, nh xut khu nn la chn hi fiu trn,la)ngb)SaiB. V phng thc thanh ton nh thu trn l phng thc thanh ton ko km chng t. V vyko m bo quyn li cho ngi xut khu, v gia vic nhn hng v thanh ton ca ngi nhpkhu ko c s rng buc ln nhau ngi xut khu gp nhiu ri roCu 18: UCP 500 l vn bn php l bt buc tt c cc ch th tham gia thanh ton tn dng chngt fi thc hin la)ngb)Sai


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B. V UCP 500 l loi vn bn mang tnh php l ty , ko mang tnh cht bt buc. Tnh btbuc ch th hin khi cc bn lin quan tuyn b p dng n v dn chiu trong L/CCu 19: Li th ca nh nhp khu trong D/P v D/A l nh nhaua)ngb)SaiB. i vi D/A nh NK c s dng hay bn hng ha m cha fi thanh ton cho n khi hi

phiu n hn thanh ton ko b sc p v vn ri ro thuc v ngi XK. i vi D/P nh NKfi tr tin ri mi c nhn hng, b sc p v vn ri ro thuc v ngi NK nh hng ko ngcht lng, yu cu, thi gian Cu 20: Mt B/L hon ho bt buc fi c t hon ho clean trn b mt ca vn n , la)ngb)SaiB. Vn n sch l vn n trn thuyn trng ko vit g vo vn n hoc vit vo nhgni tt c hng ha nhn b ngoi u m bo quy cch ng gi xut khu. V vy 1 B/L honho ko nht thit fi c t clean trn b mtCu 21: Thi im NH ft hnh L/C b rng buc trch nhim thanh ton i vi sa i th tndng c xc nh l:a)T ngy FH sa i L/C

b)7 ngy lm vic tip theo tnh t ngy FH sa i L/C c)Tt c u ko chnh xcA. V thi hn hiu lc c tnh t ngy FH n ngy ht hn hiu lc ca th tn dngCu 22: Hai loi hng ha c quy nh trong L/C l: 30 xe ti v 15 my ko. L/C cho php giaotng fn. NH FH t chi thanh tan v trn ha n m t 20 xe ti, l:a)ng

b)SaiA. V trn ho n fi m t tng gi tr ca hp ng (30 xe ti +15 xe ko) v t ngy xuttrnh ct thanh ton c thc hin sau khi giao hng NH c quyn t chi ha n c s tin ko

khp gi tr ca L/CCu 23: Trong phng thc thanh ton nh thu trn (Clean Collection), nh xut khu fi xut trnhct no qua NH:a)Bill of Ladingb)Bill of Exchangec)Invoiced)C/OB. V trong phng thc nh thu trn ch cn c vo hi fiu do nh XK lp ra. Cc ct thngmi do bn XK chuyn giao trc tip cho bn nhp khu, ko qua NH. M cc ct B/L, invoice, C/Oli l cc ct thng mi, ch c B/L l ct ti chnhCu24: 1 NH xc nh th tn dng th fi c trch nhim xc nhn nhng sa i ca L/C :a)ngb)SaiB. V NH xc nhn l NH do ngi th hng ko tin tng vo kh nng thanh ton ca NH FHnn h thng yu cu NH c uy tn trong lnh vc ti chnh tin t xc nhn vo th tn dng, vvy NH xc nhn chu trch nhim thanh tan s tin trong th tn dng cho ngi th hng. Cntrch nhim xc nhn nhng sa i trong L/C do NHFH chu trch nhimCu 25: B chng t hon ho l c s a)Nh xut khu i tin NH FH L/C

b)Nh nhp khu han tr NH FH s tin thanh tan cho ngi th hngc)NH xc nhn thc hin cam kt thanh ton

d)Tt c cc cu trn u ngD. V nh xut khu xut trnh b ct f hp vi k quy nh ca L/C, NH bn NK (NHFH) sthanh ton gi tr L/C cho ngi th hng. Sau NH s giao li b ct hon ho ny cho NH


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NK h nhn hng vi k nh NK fi thanh ton bi hon gi tr L/C cho NH theo hp ng kkt.Trong trng hp s dng L/C xc nhn th khi nh xut khu xut trnh b ct f hp vi k ca

L/C th s c chp nhn thanh ton gi tr L/C nh cam kt.Cu 26: Ri ro ca NH fc v nh nhp khu trong thanh ton nh thu v tn dng chng t l nhnhau

a)ngb)SaiB. V trong thanh ton nh thu NH fc v ngi nhp khu ch ng vai tr trung gian thanhton nn ko gp ri ro. Cn trong thanh ton L/C th NH fc v ngi NK c th gp ri ro khingi nhp khu ch tm ko han tr hoc ko c kh nng han tr trong khi NH fi chu trchnhim thanh tan theo quy nh ca L/CCu 27: Sa i L/C ch c thc hin bi NH FH L/C , la)ng

b)SaiA. V trong thanh ton tn dng ct NHFH chu trch nhim thanh ton, nn ri ro thanh tonthuc v NHFH. V vy NHFH l ngi c quyn quyt nh sa i b xung cc iu khon ca

L/CCu 28: Thng bo sa i th tn dng cho ngi hng li ch c thc hin bi NH thng

bo L/C , l:a)ng

b)SaiA. V trong tn dng ct NH thng bo c trch nhim chuyn th tn dng v thng bo chongi XK. Nn sau khi L/C c sa i b xung th nhng ni dung sa i, b xung s c gi tingi XK thng qua NH thng boCu 29: Ngy 10/10/2005 Ngn hng A tip nhn 1 B/E i tin k ft ngy 01/10/2005 c quy nhthi hn thanh tan l: 30 days after sight. L NH FH L/C, ngn hng A fi tr tin:

a)30 ngy k t ngy 01/10/2005b)30 ngy k t ngy 11/10/2005B. V theo quy nh v thi hn thanh ton ca hi phiu l 30 ngy sau khi nhn thy hi fiuny (hi fiu k hn). V vy ngy 10/10/05 NH nhn thy th NH s fi tr tin trong vng 30 ngyk t ngy 11/10/05Cu30: L/C quy nh cho fp xut trnh chng t ti VCB. Ct c xut trnh ti ICB v ICB chuyn ct ti NH FH L/C i tin. Ngn hng FH t chi thanh ton, l:a)ng

b)SaiA. V trong L/C quy nh xut trnh ct VCB, th ch khi ct c xut trnh ti VCB th mi cthanh ton cn xut trnh ti ICB th s ko c thanh tan mc d ct L/C hp l. V vy NHFH t

chi thanh tan v ct ko c xut trnh ng quy nhCu 31: Trong thanh ton nh thu ngi k ft hi fiu l:a)Xut khu

b)Nhp khuc)Ngn hngA. V trong phng thc nh thu, sau khi ngi XK giao hng ha hoc cung cp dv cho KH,ngi XK y thc cho NH fc v mnh thu h s tin ngi NK trn c s t hi fiu do ngi XKk ftCu 32: Trong thanh ton tn dng chng t ngi tr tin hi phiu la)Xut khu

b)Nhp khuc)NHFHd)NHTT


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C. V trong thanh ton tn dng ct th NHFH c trch nhim chnh v vic thanh ton gi trca tn dngCu 33: Khi nhn c cc ch th ko y hoc ko r rng thng bo th tn dng th ai c trchnhim fi cung cp cc thng tin cn thit ko chm tr gip NHTB xc minh tnh chn tht bngoi ca th tn dnga)XK e)NHXK

b)NK f)NHCKc)NHFH g)NHHTd)NHTB h)NHTTC. V NHFH l NH bit r tnh hnh ti chnh thm nh cc thng tin ca ngi NK, sau khi xem

xt k lng th NHFH ft hnh th tn dng v gi th tn dng ny cho ngi XK thng quaNHTB. V vy khi cc ch th ko r rng th xc minh tnh chn tht b ngai ca th tn dngth fi gp NHFHCu 34: Ngi k tr tin k fiu l:a)NK

b)XKc)C a v bA. V k fiu l giy nhn n, do con n t lp v k ft thnh hi fiu nhn n vi ch nCu 35: Trong thanh ton XNK c s dng hi fiu. Cc DN VN p dng ULBa)ng

b)Saic)Ty tng hp ngA. V ULB l lut thng nht v hi phiu lut quc t m cc quc gia da vo thc hin.

Do vy cc DN VN khi s dng hi fiu m p dng theo ULB l ngCu 36: Khi nhn c cc ch th ko y hoc ko r rng thng bo th tn dng th NHTB cth thng bo s b cho ngi hng li bit m ko fi chu trch nhim g:a)ng

b)SaiB. Khi nhn c cc ch th ko y hoc ko r rng th fi c trch nhim lin h vi NHFH, nu NH FH ko c tr li th NHTB c th thng bo cho ngi hng li bit nhng thng tin m ko fi chu trch nhim. Cn khi NH FH c tr li v cc thng tin trn m NHTB li kothng bo cho ngi XK th khi xy ra ri ro th NHTB fi chu trch nhimCu 37: Trong thanh ton nh thu ngi k chp nhn tr hi fiu la)XK

b)NKc)Ngn hngB. V trong thanh ton nh thu ngi lp hi fiu i tin l ngi XK, ngi NK ch nhn chng ha, dv sau khi h k chp nhn tr tin hi fiu hoc thanh ton tin

Cu 38: S dng L/C xc nhn trong trng hp ngi xut khu ko tin tng vo kh nng thanhton ca NHFH l:a)ng

b)SaiA. V trong hp ng ngi th hng ko tin tng vo kh nng thanh ton ca NH FH mbo quyn li ca mnh v hn ch ri ro, ngi XK yu cu s dng L/C xc nhn m borng s hng ha, dv m mnh em XK s c thanh tanCu 39: S dng D/P k hn trong thanh ton nh thu an ton cho nh XK hn D/A la)ng

b)SaiA. V D/P l phng thc mua bn tr tin ngay, sau khi ngi NK tr tin th mi c nhnhng. Cn D/A l fng thc mua bn chu, ngi chp nhn ch fi k chp nhn tr tin vo hi

fiu k hn th s c NH trao ct hng ha Ngi XK d gp ri ro trong thanh tanCu 40: Ngi k ft k fiu l :


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a)NKb)XKc)C a v bA. V k fiu l giy nhn n do ngi nhp khu lp ra v k ft cam kt tr nt s tin nht nhvo 1 ngy nht nh cho ngi th hng sau khi nh NK nhn hng.Cu 41: Ngi k ft B/E l:

a)Ngn hngb)Xut khuc)Ty thuc B/E s dngB. V hi fiu l 1 mnh lnh tr tin v k do ngi Xk k ft i tin ngi nhp khu sau khinh XK giao hng ha dvCu 42: Vic nh s trn tng t hi fiu l cn c xc nh bn chnh bn f l:a)ngb)SaiB. V hi phiu ko c bn chnh bn f, n c th c thnh lp 1 hay nhiu bn c nh s tht v gi tr nh nhau. Vic nh gi ch tin theo di khi gi hi phiu i. V vy, hi fiu non trc th s c thanh tan, cn cc hi fiu sau th s ko c gi tr thanh tanCu 43: hn ch ri ro cho mnh trong thanh ton nh thu, nh XK nn la chn hi fiu trn la)ngb)SaiB. V trong thanh tan nh thu, vic la chn hi fiu trn ca nh XK l sai v s dng hi fiuny ko c ct thng mi nn ri ro ch yu thuc v nh XKCu 44: Trong nghip v tn dng ct, tt c cc bn hu quan ch giao dch cn c vo:a)Ct

b)Hng ha, dvc)Cc giao dch khc m ct m c th lin quan nA. V tn dng ct l 1 vn bn cam kt dng trong thanh ton, trong NH FH s chu trch

nhim tr tin cho cc bn lin quan, khi h xut trnh y cc ct quy nh v mi iukhan, k ca th tn dng c thc hin y v vy tn dng chng t ch cn c vo ccct khi giao dch m ko cn c vo hng ha dvCu 45: ng tin tnh ton v ng tin thanh tan trong HTM fi l ngoi t t do chuyn il:a)ngb)SaiB. V ng tin tnh tan v ng tin thanh ton s dng trong HTM l do s tho thun ca 2bn XK v NK, n c th l ng ni t, ngoi t mnh hoc ng tin ca nc th 3, ng tinchungCu 46: Trong thanh tan nh thu ngi fi tr tin hi fiu l

a)XKb)NKc)Ngn hngB. V trong thanh ton nh thu nh Xk l ngi k ft hi fiu i tin ca nh NK, ngi nhpkhu l ngi mua hng ha v vy ngi nhp khu l ngi tr tin hi fiuCu 47:S dng th thanh ton c nhiu u im hn sc du lch la)ng

b)SaiA. V th l sp ca khoa hc cng ngh, c m ha caogip cho ngi s dng c th thanhton tin hng ha, dv hoc rt tin t ng 1 cch nhanh chng, thun tin, chnh xc vo bt k

thi im no m ko fi qua NHCn s dng sc du lch th fi n NH hoc cc i l NH i tin sau khi NH kim tra chkmt thi gian, ko thun tin, b hn ch v gi gic v thi gian


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Cu 48: Trong thanh ton nh thu ngi k hu hi phiu l:a)XK

b)NKc)Ngn hngA. V trong thanh ton nh thu ngi k ft i tin (ngi th hng) l ngi XK. V vy khimun chuyn nhng hi fiu th ngi XK k hu vo hi fiu

Cu 49: Ngn hng chuyn ct (Remitting bank) fi kim tra ni dung cc chng t lit k tronggiy nh thu nhn c t ngi XK la)ngb)SaiB. V NH chuyn ct ch ng vai tr l trung gian thanh ton, v NH sau khi nhn c b ct v

giy nh thu t ngi XK th chuyn ton b ct v giy nh thu sang NH fc v ngi NK m kofi c trch nhim kim tra ni dung cc t lit k trong giy nh thu nhn c t ngi Xk. y l1 dv ca NH v NH thc hin thu fCu 50:Trong thng mi quc t, nh Xk nn s dng loi sc noa)Theo

b)ch danh

c)Gch chod)Xc nhnD. V sc xc nhn l loi sc c Nh xc nhn vic tr tin m bo kh nng thanh tan cat scCu 51: Trong TMQT khi t gi hi oi tng (theo pp yt gi trc tip) th c li cho ai?a)Nh XK

b)Nh NKc)NHd)Tt c cc bnA. V khi t gi tng (yt theo pp trc tip) th ng ni t gim gi, ng ngoi t ln gi. Khi

nh XK l ngi thu tin v, do khi c ngoi t h i ra ng ni t v h s thu c nhiu ni thnCu 52: Theo URC 522 ca ICC, ct no sau y l ct thng mi?a)Draft

b)Promissory notec)Chequed)InvoiceD. V theo URC 522 ca ICC, ct ti chnh gm draft, promissory note, cheque; ct thng miinvoice, contract, B/LCu 53:Theo URC 522 ca ICC, ct no sau y l ct thng mia)Draft

b)Promissoryc)Chequed)C/OD. V theo URC 522 ca ICC th ct ti chnh bao gm: draft, promissory note, cheque. Cn ctthng mi bao gm: Invoice, B/L, C/O, contract ct thng mi l C/OCu 54: Giy chng nhn cht lng hng ha do ai k fta)Ngi NK

b)Ngi XKc)Nh sxd)Nh sx, 1 t chc fp nhnD. V h l ngi c cn c v c thm quyn, c chuyn mn, nghip v kim tra, xc nhv cht lng hng ha h c quyn chng nhn cht lng hng ha m bo s khchquan cho ngi nhp khuCu55: B ct thanh tan quc t do ai lp?


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a)Nh XKb)Nh NKc)Ngn hng NKd)Ngn hng XKA. V b ct gm ct ti chnh v ct thng mi trong bao gm cc hi fiu, ha n, giychng nhn v hng ha v l c s nh XK giao hng ha v i tin nh NK

Cu 56:Trong vn n ng bin ghi cc f Freight prepaid th hin y l iu kin c s giaohng g?a)FOB

b)FASc)CIFd)EXWC. V CIF (cost, insurance, freight)-gi hng, f bo him, cc vn chuyn. Ti cng quynh_gi CIF l gi bao gm f bo him, cc vn chuyn ti cng bc Freight prepaid_cc f tr ti cng bcCu 57: Trong vn n ng bin ghi cc f Freight to collect, th hin y l k c s giaohng g?a)FOB

b)CIFc)C & Fd)CPTA. V FOB (free on board) giao hng trn tu trong gi hng ha l gi cha bao gm cc fvn chuyn v f bo him cc f tr sau. Freight to collect: cc f vn chuyn do ngi nhnhng tr sau khi hng nCu 58: Trong thng mi quc t loi hi fiu no c s dng f bin?a)Tr ngay, ch danh

b)K hn, v danh

c)Ngn hngd)Theo lnhD. V hi fiu theo lnh l hi fiu ghi r tr theo lnh ca ngi hng li. Mun chuynnhng c ngi hng li fi k hu thun tin cho ngi nm gi hi fiuCu 59:Trong thng mi quc t, loi sc no c s dng f bina)ch danh

b)V danhc)Theo lnhd)Xc nhnC. V sc theo lnh l loi sc c ghi tr theo lnh. Loi sc ny c th chuyn nhng c bngth tc k hu thun tin cho ngi s dng sc.

Cu 60: Mc ngi nhn hng vn n ng bin trong b ct thanh tan nh thu l ai ?a)NH NKb)Ngi NKc)i din ca ngi XKd)NH c ch nhB. Trong thanh tan nh thu NH ch lm trung gian thanh tan m ko fi l ngi thanh tonnn ko chu ri ro thanh tan, ngi thanh ton l ngi NK nn mc ngi nhn hng l nginhp khuCu 61: Cc t hi fiu c thi hn v s tin ging nhau loi no c kh nng chuyn nhng caohn

a)Hi fiu theo lnhb)Hi fiu trong thanh ton nh thuc)Hi fiu trong thanh ton L/Cd)Hi fiu c bo lnh


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D. V hi fiu ny hn ch ri ro v kh nng thanh ton do c s bo lnh ca cc t chc c uytn ai cm t hi fiu ny s hn ch c ri ro v kh nng thanh tanCu 62: Theo UCP 500 ca ICC, ct bo him fi c ft hnh bng loi tin no?a)Ghi trn ha n thng mib)Theo quy nh ca L/Cc)Ghi trong hp ng thng mi

d)Do ngi mua bo him chnB. V theo 34e v ct bo him, tr nhng iu quy nh khc trong tn dng ct, loi tin c bohim fi cng loi tin nh ghi trong L/CCu 63: Theo URC 522 ca ICC ct no di y l ct ti chnha)Invoice

b)Contractc)Bill of ladingd)Bill of exchangeD. V ct ti chnh l nhng ct c s dng thanh tan hng ha, dv, bao gm hi fiu (Billof exchange); lnh fiu (Promissory note); sec (cheque). Cn ct thng mi bao gm: ct hngha, ct vn ti, ct bo him nh invoice, contract, bill of lading, C/OCu 64: Theo URC 522 ca ICC, ct no di y l ct ti chnha)Promissory note

b)Contractc)Invoiced)C/OA. V theo URC 522 ca ICC th ct ti chnh bao gm:Draft, promissory note, cheque; ctthng mi gm C/O, B/L, invoice, contactct ti chnh l promission note.Cu 65: L/C loi tr tin ngay bng in, NH c ch nh thanh tan khi tr tin fi lm g?a)Kim tra b ct f hp L/Cb)Ko fi kim tra ct

c)Kim tra hi fiu thng mid)Kim tra ha n thng miB. V (phng thc thanh tan) nh thu l phng thc thanh tan trong ngi XK (ngibn hng) sau khi han thnh ngha v chuyn giao hng ha hoc cung ng dv cho khch hng,y thc cho NH fc v mnh thu h s tin ngi NK (ngi mua hng) trn c s t hi fiu dongi XK k ftCu 66: Trong thng mi quc t, khi no lnh (giy) nh thu c nh XK lp?a)Trc khi giao hngb)Sau khi giao hngc)ng lc giao hngd)Nh nhp khu nhn c hng haB. V nh thu l fng thc thanh tan , trong ngi XK (ngi bn hng) sau khi han thnhngha v chuyn giao hng ha hoc cung ng dv cho khch hng, y thc cho NH fc v mnhthu h s tin ngi NK (ngi mua hng), trn c s hi fiu do ngi xut khu k ftCu 67: Trong L/C iu khan v hng ha ko xut hin con s dung sai v cng ko c cc thutng For, about, circa. Theo UCP 500 ca ICC th c hiu dug sai ntn?a)Ko

b)+10%c)+5%d)+3%C. Theo iu 39b-UCP500 trong L/C iu khan v hng ha ko xut hin con s dung sai v

cng ko c thut ng for, about, circa th dung sai c hiu l +5%Cu 68: Ngi nhn hng vn n ng bin trong b ct thanh tan L/C l ai?a)Ngi nhp khu

b)i din ca ngi NK


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c)Theo lnh ca NH FH L/Cd)NH c ch nhC. V NHPH l ngi chu trch nhim thanh tan, nn trnh ri ro cho mnh th NHPH yucu giao hng theo lnh ca mnhCu 69: Khi no giy chng nhn bo him hng ha c k fta)Trc ngy giao hng

b)Cng ngy giao hngc)Sau ngy giao hngd)Do NH c la chnB. V nu mun hn th hng ha ko c bo him trong 1 thi gian nht nh d fi chu tntht khi mua bo him sau ngy giao hng, cn nu ko fi bt buc mua bo him trc ngy giaohng th ko fi mua trnh lng f vn (i vi L/C th c m L/C nh NK fi mua bo himtrc khi L/C c m, k hu ct v chuyn cho NH m L/C NH m L/C l ngi hng li bohim)Cu 70: Ngy k ft ha n thng mi l ngy noa)Trc ngy giao hng

b)Sau ngy chng nhn bo himc)Sau ngy vn n ng bind)Do ngi vn chuyn quyt nhA. V ha n thng mi l 1 loi ct k ton do nh XK thit lp, trong bao gm cc nidung tn nh XK, NK, s hiu, ngy thng v ni lp, ch k ca ngi lp v m t v hng ha,n gi, s lng hng ha, tng gi tr hng ha, k giao hng v vy, n c xut trnh khi 2 bntham gia k kt hp ng v c nh NK chp nhn nhng ni dung trong ha n th hp ngthng mi mi xy ra n c k ft trc khi giao hngCu 71:Khi no vn n ng bin c k fta)Trc ngy hi fiu tr ngay

b)Trc ngy bo him

c)Trc ngy ha n thng mid)Sau ngy ha n thng miD. V nu ko ghi ch ring bit v ngy giao hng trn vn n th ngy ft hnh (k ft) vn nchnh l ngy giao hng. Nu trn vn th hin ngy thng ln tu khc ngy ft hnh vn nth ngy ln tu c xem l ngy ft hnh vn n cho d ft hnh trc hoc sau vn n, m hngha thng mi c k ft trc ngy giao hng vn n ng bin c k ft sau ngy ha nTMCu 72: Trong b ct thanh tan L/C quy nh xut trnh Insurrance policy th fi xut trnha)Insurrance certificateb)Insurrance policyc)Insurrance certificate or Insurrance a policy

d)CovernoteB. V theo quy nh ca L/C l fi xut trnh b ct f hp vi yu cu ca L/C yu cu xuttrnh l Insurrance policy th fi xut trnh ng Insurrance policy, nu xut trnh ko ng th bct coi l ko f hp ko c thanh tanCu 73:Trong hp ng thanh ton chm nh XK nn chn hi fiu g?a)Tr ngay

b)C k chp nhnc)Hi fiu NHd)C bo lnhD. V hi fiu c bo lnh th ngi ng ra bo lnh fi l ti chnh, DN c uy tn v ti

chnh kh nng thanh tan cho nh XK c m bo Nh XK hn ch c ri roCu 74: Trong hi fiu thng mi Blank endorsed c hiu l g ?a)Ko k hu


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b)K hu ghi r tn ngi chuyn nhng v ngi c chuyn nhngc)K hu ghi tn ngi chuyn nhngd)K hu ghi tn ngi c chuyn nhngC. Blank endorsed: k hu trng. Khi k hu trng, ngha l ch c ngi chuyn k, ko tn ngi c nhnCu 75: Trong thng mi quc t nh XK nn s dng sec g?

a)Theo lnhb)Gch choc)ch danhd)Xc nhnD. V sc xc nhn l sec c NH xc nhn vic tr tin m bo kh nng thanh tan cho nh

XK nh XK hn ch c ri roCu 76: Trong quan h thng mi quc t khi cc bn tham gia hiu bit v tin tng ln nhau thnn s dng phng thc thanh tan no?a)Chuyn tin

b)M ti khan ghi sc)Nh thu trnd)Tn dng ctA. V chuyn tin l phng thc thanh tan quc t n gin nht v th tc v thc hin nhanhchngCu 77: Ngi thit lp cc iu khan nh thu D/P l ai?a)Importerb)Exporterc)Remitingd)Collecting bankB. V exporter lp lnh nh thu nn cc iu khan trong lnh nh thu l do exporter thit lpCu 78: Trong thng mi quc t ngi yu cu s dng hnh thc thanh tan chuyn tin (T/T;

M/T) l ai?a)Ngi NKb)Ngi XKc)NH bn NKd)NH bn XKA. V ngi NK l ngi yu cu chuyn tin tr cho ngi XK. V vy, ty tng trng hpc th m ngi NK yu cu s dng hnh thc thanh ton chuyn tin (M/T; T/T)Cu 79: V sao trong thanh ton fi mu dch ti NH, t gi mua ngoi t tin mt li thp hn t gimua chuyn khon?a)NH ko thch nhn tin mt

b)NH thch nhn bng chuyn khon

c)Cung ngoi t tin mt nhiud)CF cho tin mt caoCu 80: Thi hn giao hng ca L/C gip lng vi L/C gc fi ntn?a)Trc

b)Sauc)Cng ngyd)Ty ngi giao hng chnA. V sau khi nhn c L/C do ngi NK m cho mnh hng, nh XK cn c vo ni dung L/Cny v dng chnh L/C ny th chp m 1 L/C khc cho ngi khc hng vi ni dung gn

ging nh L/C ban u Nh XK sau khi c L/C mi gi ti NH ngi NK, nh XK nhn c

hng ha t L/C mi ny v tin hnh giao li hng ha ny cho bn NK m L/C gc

c sdng ch yu qua mua bn trung gian (ngi XK ny ng vai tr l trung gian)Cu 81:Trong phng thc gia cng thng mi quc t cc bn c th p dng loi L/C no diy:


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a)Irrevocable creditb)Confirmed creditc)Reciprocab creditd)Red Clause creditC. Reciprocal L/C: Th tn dng i ng: l loi L/C ch bt u c hiu lc khi L/C i ng vin m ra. L/C i ng c s dng trong phng thc gia cng thng mi i ng

Cu 82: VN t chc no ft hnh C/O?a)Ngi XKb)Ngn hng thng mic)Phng thng mi v cng nghip VNd)VinacontrolC. V C/O_Certificate of origin: giy chng nhn xut x do phng thng mi v cngnghip ft hnhCu 83: Bo lnh thanh ton hng ha XNK c li cho ai?a)Ngi NKb)Ngi XKc)Ngn hng NK

d)Ngn hng XKB. V m bo kh nng thanh tan cho nh XK nh XK ko fi chu ri ro trong thanh tanCu 84: Mt hp ng thng mi c bo lnh thanh tan s c li cho aia)Ngi XK

b)Ngi NKc)NH NKd)NH XKA. V nh vy ngi XK s c m bo kh nng thanh tan trnh c ri ro trong thanh tanCu 85:Trong L/C iu khon v hng ha s dng cc thut ng for, about, circa-ch slng hng ha theo UCP500 ca ICC th dung sai l bao nhiu

a)Khngb)+10%c)+5 %d)+3%B. Theo iu 39a ca UCP 500 th khi s dng cc thut ng for, about, circa th dung

sai cho fp l +10%Cu 86: B ct thng mi quc t c lp theo yu cu ca ai?a)Nh XKb)Nh NKc)NH NKd)NH XK

B. V n l cn c nh NK xc nh xem hng ha c c giao ng nh tha thun trong hpng hay ko, cht lng, xut x ca hng ha, ngy giao hng c ng ko? nu c tranhchp xy ra th nh NK c bng chng khi kin. Mt khc n cng l cn c nh NK nhnc hng ha khi xut trnh c b ctCu 87: Theo UCP 500 ca ICC trong ct bo him nu ko quy nh r s tin c bo him th stin ti thiu fi l bao nhiu?a)100%gi CIFb)110%gi CIFc)110%gi FOBd)100%gi ha nB. V theo iu 34 UCP 500 quy nh, trong ct bo him nu ko quy nh r s tin c bo himth s tin ti thiu fi l 110% gi CIF (trong 100%gi tr hp ng, 10% f tri: cc khanCF, b p phn li nhun d tnh)Cu 88: NH kim tra ch chp nhn thanh tan loi vn n no di y


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a)Receive for shipment B/Lb)Clean B/Lc)Clean shipped on board B/Ld)Order B/L endorsement in blankC. V clean shipped on board B/L_vn n sch khi hng c xp ln boong tu ca vn nng bin sau khi hng ha c xp ln boong tu th nhn b ngai u m bo quy cch

ng gi, s lng chng loiCu 89:Trong phng thc thanh tan nh thu trn (clean collection) ngi XK fi xut trnh ctno?a)Bill of ladingb)Bill of exchangec)Invoiced)ContractB. V trong phng thc thanh tan nh thu trn th nh NK y nhim cho NH fc v mnh thuh tin ngi NK, ch cn c vo hi fiu do nh XK lp ra. Cc ct thng mi do bn XKchuyn giao trc tip cho bn NK, ko qua NH.V B/E l hi fiu Ngi XK ch fi xut trnh B/ECu 90: Ai l ngi k ft hi fiu L/Ca)Ngi XK

b)NH thng boc)Ngi th hngd)NH c y quynC. V sau khi nhn c th tn dng v chp nhn ni dung th tn dng th tin hnh giao hngtheo k hp ng.Sau khi han thnh vic giao hng th lp b ct thanh ton theo tn dng, gi ti

NH fc v mnh ngh thanh tan Ngi k ft hi fiu L/C l ngi th hngCu 91: Mt ct c ngy k sau ngy lp ct th t ngy ft hnh l:a)Ngy lpb)Ngy k

c)C th ngy lp hoc ngy kd)Do NH t quyt nhB. V khi ct c ch k th mi m bo theo ng quy nh ca PL v khi n mi c hiu lcthi hnh (m bo c gi tr php l nu trong trng hp c tranh chp xy ra)Cu 92: Ai l ngi quyt nh sa i L/Ca)Ngi NK

b)Ngi XKc)NH thng bod)NH ft hnhD. V NH FH l ngi chu trch nhim thanh tan, nn l ngi c quyn quyt nh sa i

L/C

Cu 93:L/C c xc nhn c li cho ai?a)Ngi NK

b)Ngi XKc)NHFHd)Ngn hng thng boC. V khi L/C c xc nhn th ngi XK hn ch ri ro thanh ton v lc ny ngi XK c 2

phng n xut trnh ct l: Xut trnh cho NH FH c thanh tan; xut trnh ct n NH xcnhn c thanh tan.NHko c fp t chi mi khi nhn c ct hp l theo L/CCu 94: Tin k qu xc nhn L/C do ai tr

a)Ngi NKb)Ngi XKc)NH FH L/Cd)NH thng bo


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C. V NH xc nhn chu trch nhim thanh ton s tin trong th tn dng cho ngi th hngtr thay NHFH khi nhn c b ct f hp t ngi th hng. V vy NH ny yu cu NHFH fit tin k qu xc nhnCu 95: Nhng ct no c th do bn th 3 cp theo yu cu ca L/C Third party documentsacceptablea)Draft

b)Invoicec)C/Od)Packing list C : C/O (certificate of origin) giy chng nhn xut x. Giy ny c th c cp bi nh sx hoccc t chc php nhn c thm quyn cp chng nhn ngun gc xut xCu 96: 1 L/C giao hng k CIF v yu cu 1 giy chng nhn bo him trong s cc loi sau, giychng nhn no c chp nhna)Bo him ng 100% gi tr ha n

b)Bo him ng 120% CIFc)Bo him 110% CIF, nu L/C ko quy nh s tin bo him ti thiud)Bo him 110% s tin bo him ti thiu quy nh trong L/CC. V theo iu 34ii v ct bo him trong UCP 500 quy nh th s tin bo him thg = 110%

gi tr CIF hoc 110% CIP, 110% gi ha n , nu L/C ko quy nh s tin bo him ti thiuCu 97:Theo UCP 500 ca ICC hi fiu c th c k ft vi s tin t hn gi tr ha n ko?a)Kob)Cc)Ty theo NH quy nhd)Ty theo nh XK quy nhB. V theo iu 39 ca UCP 500 v dung sai s tin, s lng, n gi trong tn dng th nu koc about. approximately, circa th dung sai c fp l +5%. Cn nu c about,approximately th dung sai c fp l +10%

Cu 98: Ti khon NOSTRO l ti khan tin gi ca 1 NH m u?a)NH nc ngai bng ngai tb)NH nc ngai bng ngoi tc)NH trong nc bng ngoi td)NH trong nc bng ni tA. V ti khan NOSTRO l TK tin gi thanh ton ca 1 ngn hng (ni a) m ti 1NH ncngai bng ngoi tCu 99: K qu m L/C s c li cho ai?a)Ngi NK

b)Ngi XKc)NH FH

d)NH thng boC. V NHFH tn dng c khan k qu ca khch hng tng cc hot ng khc ca NH, do

NH c thm 1 lng vn quan h tn dng c m rng, cc dv ca NH cng c m rng do viccung cp dv thanh tan cho KH. Tng cng mqh vi cc i l lm tng tim nng KD i ng

gia cc NHCu 100: Ai l ngi k qu m L/C nhp khu?a)Ngi NK

b)Ngi XKc)NH FHd)NH thng boA. V ngi NK khi ngh NH m L/C th NH FH yu cu ngi NK fi k qu cho NH theo t lnht nh NH mi m L/C v chu trch nhim thanh tanCu 101: Hnh thc m L/C (th, in) do ai quyt nha)Ngi NK


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b)Ngi XKc)NH FHd)NH thng boA. V ty thuc vo tng yu cu c th m nh NK ngh NH m L/C. M L/C bng th hayin, v mi hnh thc m L/C khc nhau th f m cng khc nhau. Nn l ngi m th c quynquyt nh m theo hnh thc no

Cu 102: L ngi NK trong thanh tan L/C, nu c chn loi L/C th ko nn chn loi no?a)Irrevocable creditb)Irrevocable confirmed creditc)Revoling creditd)Red clause creditCu 103: Ngi chu trch nhim thanh tan cho ngi th hng trong thanh tan L/C l ai?a)Ngi NKb)NHFHc)NH thng boCu 104: Trong cc loi L/C sau loi no ngi trung gian ko fi lp ct hng ha?a)Irrvocable credit

b)Transferable creditc)Back to back creditd)Revoling creditB. V transferable credit (th tn dng chuyn nhng) Lai L/C ny c p dng trong trnghp ngi hng li th nht ko s lng hng ha XK hoc ko c hng, h ch l ngi mi

gii thng mi nn c chuyn nhng 1 fn hay tan b ngha v thc hin L/C cho nhngngi hng li th 2. Nhng ngi hng li ny s tin hnh giao hng v ngi lp ct hngha gi ti NH FH L/C (bn NK)Cu 105: Trong thanh ton L/C ngi NK da vo vn bn no kim tra ct thanh tan?a)Hp ngb)L/Cc)Tha c Nhd)Hp ng v L/CCu 106: Gi s ngi XK ko giao hng nhng xut trnh c b ct f hp vi iu khan ca L/Cth NH FH x l ntn?a)Vn thanh tan

b)Ko thanh tanc)Thanh tan 50% gi trd)Ty NH quyt nhCu 107: NH nc A mun tr tin cho NH nc B nhng gia 2 NH ny cha thit lp quan hi l hi vic thanh tan c th thc hin c ko?

a)Cb)Koc)Ty thuc NH Ad)Ty thuc NH B A. c thanh tan qua trung gian (bn th 3)Cu 108: Ngy xut tronh ct trong thanh tan L/C fi l ngy no?a)Trc hoc cng ngy giao hng

b)Cng ngy giao hngc)Sau ngy giao hngd)Trc hoc cng ngy ht hn hiu lc L/CC. V sau khi giao hng xong th nh XK mi tin hnh lp ct v mi c c s lp ct.Khi

ct c lp xong th ngi hng th tin hnh xut trnh ct n NH fc v mnh c thanh tonCu 109: Trong k giao hng CIF, trn B/L fi ghi f cc ntn?a)Freight to collect


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b)Freight prepayablec)Freight prepaidd)Freight to be prepaidC. V CIF-cost, insurance, freight-gi hng, f bo him, cc vn chuyn. Ti cng quy nh(Nh XK chu trch nhim thu tu, ng bo him nn khi nh NK thanh tan cho nh XK th stin fi tr=gi hng+f bo him+cc vn chuyn cc tr trc). Freight prepaid: cc f

tr ti cng bc. Tc nh XK chu trch nhim thu tu, mua bo him KHi nh NK tr tin thcng bao gm gi hng ha+f BH+cc vn chuynCu 110: Khi s dng L/C tun han s c li cho ai?a)Ngi NK

b)Ngi XKc)NH FHd)NH thng boA. L/C tun han l L/C ko th hy ngang m sau ny khi s dng ht gi tr ca n hoc ht hn hiu lc th n li c gi tr nh c v tip tc c s dng 1 cch tun han trong 1 thihn nht nh cho n khi tng tr gi hp ng c thc hin khi s dng L/C tun han c li:trnh c ng vn, gim c f m L/C, gim c t l k qu, ngi mua ch ng v ngun hngCu 111: Khi s dng L/C c xc nhn s c li cho ngi NKa)ngb)Saic)Ko ng han tand)Ty thuc NH FHB. Khi s dng L/C xc nhn th s c li cho ngi XK ch ko fi ngi NK v ngi XK s cm bo kh nng thanh tanCu 112: Stand by credit l fng thc tr tin hng ha XNK?a)ngb)Sai

c)Ko ng han tand)Ty thuc ngi tr tinB. Stand by credit th tn dng d phng. m bo quyn li cho ngi NK, NH m L/Cd phng s cam kt vi ngi NK s thanh tan li cho h trong trng hp ngi XK ko honthnh ngha v giao hng theo L/C ra. V vy, th tn dng d phng ko mang tnh cht l

phng thc thanh ton hng ha XNK, m ch c tnh cht l phng thc m bo cho vic giaohng, thc hin ng hp ng.Cu 113: Stand by credit l 1 cng c m bo thc hin hp ng thng mi quc t?a)ng

b)Saic)Thi k thuc NH

d)Ko han tan ngA. Stand by credit th tn dng d phng. m bo quyn li cho ngi NK, NH m L/Cd phng s cam kt vi ngi NK s thanh tan li cho h trong TH ngi XK ko hon thnhngha v giao hng theo L/C ra Ko mang tnh cht l fng thc thanh tan hng ha

XNK, m ch c tnh cht l phng thc m bo cho vic giao hng, thc hin ng hp ngCu 114: Back to back credit c s dng trong trng hp no?a)2 bn XK ko tin nhaub)Mua bn chuyn ti XKB. Back to back credit th tn dng gip lng. Sau khi nhn c L/C do ngi NK m cho mnhhng, nh XK cn c vo ni dung L/C ny v dng chnh L/C ny th chp m 1 L/C khc cho

ngi khc hng vi ni dung gn ging nh L/C ban u c s dng ch yu qua mua bntrung gian.Cu 115: Loi L/C no sau y c coi l phng tin cp vn cho bn trc khi giao hng


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a)Irrevocable creditb)Red clause creditc)Revoling creditd)Irrevocable transferable creditB. V Red clause credit_TD iu khan (tn dng ng trc) Th tn dng ny km theo 1 iukhan c bit y nhim cho NH thng bo hoc NH xc nhn, ng tin trc cho ngi hng

trc khi h xut trnh ct hng ha c s dng nh 1 phng tin cp vn cho bn bn trckhi giao hngCu 116: Reciprocab credit c s dng trong trng hp no?a)Hng i hng

b)NH 2 bn XNK tin tng nhauc)Nh XK ko tin tng NH tr tind)2 bn XNK m ti khan cng 1 NH.A. Reciprocal credit:th tn dng i ng. L loi L/C ch bt u c hiu lc khi L/C kia ing vi n m ra L/C i ng c s dng trong phng thc hng i hng (Barter) v phngthc gia cng thng mi quc t. c im ngi m L/C ny l ngi hng li L/C kia vngc liCu 117: Loi L/C no c s dng khi ngi xut khu ng vai tr l ngi mi giia)Revoling creditb)Transferable creditc)Stand by creditd)Red clause creditB. Transferable credit: th tn dng chuyn nhng. Loi L/C ny c p dng trong trng hpngi hng li th nht ko c s lng hng ha XK hoc ko c hng, h ch l ngi mi

gii thng mi nn chuyn nhng 1 fn hay tan b ngha v thc hin L/C cho nhng ngihng li th 2.Cu 118: Mt khch hng c 1 t sec 20.000USD mun i sang HKD. Bit t gi

USD/HKD=6,8514/20. Hi khch hng s nhn c bao nhiu HKD?a)137.038b)137.028c)137.048d)137.040B. Ta c 1USD=6,8514HKD

200.000USD xHKDx = 20.000 * 6,8514 = 137.028

Cu 119: 1 khch du lch c 2000 EUR mun i sang VND vi NH bit t gi mua 1EUR=20.240VND, 1 EUR=20.260 VND. Hi khch du lch s nhn c s VND l bao nhiu?a)40.520.000

b)40.480.000c)40.620.000d)40.500.000B. Ta c : 1EUR = 20240 VND

2000EUR x VNDx = 2000 * 20.240 = 40.480.000

Cu 120: Mt khch hng n NH chit khu 1 t hi fiu thu c 200.000SGD, h ngh NH isang JPYBit t gi USD/SGD=1,6812/20

USD/JPY=112,24/321

Hi khch hng s nhn c s tin bng JPY l bao nhiu?a)13.354.735,15b)13.361.884,37


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c)13.346.016,65d)13.350.210,50C. Ta c SGD/JPY = min (USD/JPY : USD/SGD) = 112,24/1,6820

1SGD = 112,24/1,6820 JPY200.000SGD x JPY==> x = 200.000 * 112,24/1,6820 = 13.346.016,65

Vy khch hng nhn c s tin l 13.346.016,65 JPYCu 121: Mt khch hng n NH chit khu hi fiu thu c 500.000 HKD, h mun i sang SGD thanh tan hng NK. Bit t gi: USD/HKD=7,4020/28

USD/SGD=1,7826/32Hi s SGD khch hng s nhn c l bao nhiu?a)120.400,39

b)120.453,93c)120.413,40d)120.420,42A. Ta c HKD/SGD = min(USD/SGD : USD/HKD) = 1,7826/7,4028C 1 HKD = 1,7826/7,4028 SGD

500.000HKD x SGD==> x = 500.000 * 1,7826/7.4028 SGD = 120.400,39 SGDVy vi 500.000HKD th khch hng i c 120.400,39 SGDCu 122: NH chit khu 1 t hi fiu tr gi 600.000 USD v thi hn 2 thng s tin chit khu l3000 USD. Hi li xut chit khu tnh theo % nm l bao nhiu?a)2,0b)3,0c)2,5d)4,0B. Gi l/s chit khu tnh theo %nm l i

3000 = (600.000 * i *2)/12=3%Cu 123: NH chit khu 1 t hi fiu tr gi 500.000 EUR, l/s chit khu 2,5%/nm. Thi hn 3thng. S tin chit khu (EUR) l bao nhiu?a)3125

b)3150c)3200d)3250A. S tin chit khu NH nhn c (l/s chit khu)=(500.000*2.5%*3)/12=3125Cu 124: Ngn hng chit khu 1 t hi fiu, thi hn chit khu 3 thng, l/s chit khu 2,5%/nm,s tin chit khu 3125 USD. Hi t hi fiu ny c gi tr ban u l bao nhiu USD?a)502.000

b)500.000c)520.000d)540.000B. Gi gi tr hi fiu ban u l x.

3125=(x * 2,5% *3)/12x = 500.000

Cu 125: NH chit khu 1 t hi fiu tr gi 500.000 USD thi hn 3 thng s tin CK 3125 USDl/s tnh % theo nm l bao nhiu?a)2,0b)2,5

c)3,0d)3,5B. Gi l/s tnh theo nm l i


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3125=(500.000*i*3)/12i=2,5%Cu 126 (79): NH chit khu 1 t hi fiu tr gi 500.000 HKD, l/s chit khu 2,5%/nm. S tinCK 3125 HKD. Hi thi hn chit khu hi fiu tnh theo thng l bn?a)3,0

b)2,0c)2,5

d)3,5Cu 127: Trong nh thu D/A ngi XK (A) chuyn nhng hi fiu c chp nhn cho ngi thhng mi (B) n hn ngi thu hng B i tin nhng ngi nhp khu ko tr tin vi l dohng ha h nhn c ko ng vi hp ng. Hi trch nhim thanh tan ny ai fi gnh chua)Ngi XKb)Ngi NKc)Ngi XK v ngi th hngd)Ngi th hngB. V hi fiu c c im l tnh bt buc tr tin ca hi fiu. Khi nh NK k chp nhn trtin hi fiu th theo quy nh ca php lut, ngi b k ft fi tr tin theo ng ni dung ca hi

fiu, ko c vic bt k l do ring hoc chung no t chi tr tin, tr khi hi fiu c lp tri vi

lut iu chnh. V vy khi nh NK k chp nhn tr tin hi fiu th nh NK buc fi tr tin chobt c ai l ngi cm hi fiu ngay c trong trng hp ngi XK ko giao hng ha cho ngimua.Cu 128(81): NH xc nhn vn fi thanh tan cc ct f hp c xut trnh n NH sau ngy L/C.Xc nhn ht hn nu NH kim tra ct gi vn bn xc nhn rng ct c xut trnh n NH nytrong thi gian hiu lc ca L/Ca)ng

b)Saic)Do NH ft hnh quy nhd)Do NH thng boCu 129: Ct xut trnh chm l ct xut trnh saua)Khi L/C ht hn hiu lcb)Thi hn xut trnh quy nhB. V trong hp ng thng mi c quy nh thi hn xut trnh ct, nu xut trnh ct sau thihn quy nh th ct xut trnh chm s mt quyn i tinCu 130 (83): Theo UCP 500 ca ICC nu L/C ko quy nh g khc th gi tr hi fiu c c phpvt s d ca L/C hoc gi tr cho php trong L/C hay ko?a)C

b)Koc)Do ngi XK quyt nhd)Do NH thanh tan quyt nh

Cu 131: L ngi XK trong thanh tan L/C nu c chn L/C th nn chn loi no?a)Irrevocable creditb)Revocable creditc)Revoling creditd)Irrevocable confirmed creditD. Irrevocable confirmed credit: th tn dng ko th hy ngang c xc nhn. y l loi th tndng ko hy ngang, c 1 NH c uy tn m bo tr tin cho ngi th hng, theo yu cu ca NH

FH L/C , v c 2 NH cam kt tr tin m bo quyn li cho ngi XK.Cu 132: Ngi XK khi kim tra L/C ft hin sai st cn b xung sa i th fi lin h ngh viai?a)NH thng bo

b)NH ft hnhc)NH thanh tand)Ngi nhp khu


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D. V ngi NK l ngi ngh m th tn dng, nn c mqh vi NH ft hnh, mt khc ngiXK v ngi NK c mqh vi nhau da trn hp ng thng mi k v da vo hp ng thngi XK kim tra sai st sau lin h vi ngi NK sa i b sung L/CCu 133: 1 L/C c thanh tan sau ngi NK nhn hng ft hin hng ha b thiu.H khiuni yu cu NH FH han tr li s tin ca hng ha b thiu.Nhn xt ca anh ch v khiu ni nya)Sai

b)ngc)Ty NH quyt nhd)Ty ngi vn chuyn quyt nhA. Khiu ni ca ngi NK n NHFH l sai, v NHFH tr tin cn c vo ct hng ha, ch kocn c vo hng ha ch chu trch nhim thanh tan ch ko chu trch nhim v cht lng hngha. V vy, mun khiu ni th fi khiu ni nh XKCu 134: Mt L/C c nhng thng tinDate of issve: 1-3-2005Period of presentation:20-4-2005Expiry date: 1-5-2005Hiu lc L/C c hiu l ngy no?

a)1-3-2005b)20-4-2005c)1-5-2005d)T 1-3-2005 ti 1-5-2005D. V thi hn hiu lc c tnh k t ngy ft hnh n ngy ht hn hiu lc ca th tn dngCu 135: Trong L/C xc nhn, ngi c ngha v thanh tan cho ngi th hng l ai?a)Importer

b)Issuing bankc)Advising bankd)Confiming bank

D. Confiming bank: NHXN. V khi L/C c xc nhn th NHXN fi c ngha v thanh ton, koc fp t chi mi khi nhn c b ct hon ho, bt k NHFH c thanh ton c hay koCu 136: KHi nhn c b ct thanh tan L/C NH ft hin c 1 ct ko c quy nh ca L/C th NHs x l ct ny ntn?a)Fi kim tra

b)Fi kim tra v gi ic)Gi tr li cho ngi xut trnhd) Gi tr li cho ngi xut trnh gi ct ny i m ko chu trch nhimD. V b ct gi i ko f hp vi quy nh ca L/C, nn s ko c NH thanh tan v c NH gi trli ni lp ct m ko fi chu trch nhim g. Trch nhim ny thuc v ngi lp ct.Cu 137: Mt hi fiu thng mi k hn c ngi NK k chp nhn. Hi fiu c chuyn

nhng. n hn thanh ton, ngi NK ko tr tin hi fiu vi l do hng ha h nhn c chtlng km so vi hp ng. Hi vic lm ngi NK l th no?a)ngb)Saic)Ty ngi NK quyt nhB. V hi fiu c c im l tnh bt buc tr tin ca hi fiu.Khi ngi NK k chp nhn trtin hi fiu th theo quy nh ca fp lut, ngi b k ft fi tr tin theo ng ni dung ca hi

fiu, ko c vin bt k l do ring hoc chung no t chi tr tin, tr khi hi fiu c lp tri vilut iu chnh.V vy, khi nh NK k chp nhn tr tin vo hi fiu th nh NK buc fi tr tincho bt c ai l ngi cm hi fiu ngay c trong trng hp ngi XK ko giao hng cho ngimuaCu 138: NH chit khu 1 t hi fiu k hn 2 thng l/s 3% nm s tin chit khu 3000 SGD t hifiu c ga tr ban u l bao nhiu SGD?a)580.000


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b)600.000c)620.000d)630.000B. Gi x l gi tr t hi fiu ban u

3000 = ( x * 2*3%)/12 x = 600.000

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