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Christopher Michael Auten

CHRISTOPHER MICHAEL AUTEN

ADDRESS

57 Anderson St.

Stamford, CT 06902

Phone (310) 924-1588 a" Email: ca13e2cfa@westpost.net

OBJECTIVE

To obtain an opportunity in a training program or a positionrelated to trading in the financial markets.

EDUCATION

BACHELOR OF BUSINESS ADMINISTRATION, Major: Finance (3.83 GPA -Deans List)

New Mexico State University, Las Cruces, NM

CUMULATIVE GPA: 3.84 GRADUATION DATE: MAY 2010

(With honors)

AA DEGREE: GENERAL EDUCATION (3.85) (Deans List), SaddlebackCollege, CA, May 2007

National Society of Collegiate Scholars

RELATIVE COURSE WORK

Investment Analysis Financial Technology Futures & Options FinancialPolicy

Financial Planning for Professionals Technology in Business &Society

Cost Accounting Small Bus. Mgmt Business Law Project Management

Calculus Statistics Computer Literacy Economics

SKILLS

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SERIES 7 LICENSED

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Superior Microsoft Excel Skills

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Basic VBA capabilities

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Work very well under pressure*

Thrive in a team environment*

Superior communication skills, both orally and written

WORK EXPERIENCE

JUNIOR TRADER, AMR Capital (G-2 Trading) formerly (MadisonProprietary Trading Group) July 2010- Present

*

1 of 6 college graduates selected out of hundreds of applications*

Daily responsibility is primarily trading equities & options*

Purchasing power of $250,000

CEO / FOUNDER, Unparalleled Enterprises, Las Cruces NM August 2008-

July 2010

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Website: http://www.weightbenchproducts.com*

Provided home fitness equipment to people around the United States*

Business activities include drop shipping and affiliate marketing

INTERN, UBS (Union Bank of Switzerland), Woodland Hills, CA Summer

2008

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Worked under Assistant Branch Manager and Head of Office Operations*

Exposed to daily activities of Financial Advisors*

Duties included updating branch marketing log, analysis ofportfolios, adding & updating

customer accounts, organizing files to comply with S.E.C. laws

ACTIVITIES & AWARDS

Recipient of the Peter Wichert Award for Outstanding Achievement inFinance Spring 2010

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Awarded annually to a top graduating Finance student

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Top Graduating Senior Nominee Spring 2010

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Based on academics, leadership skills, community involvement, andcontribution to the university*

Nomination given by Finance Department Head

CMT CERTIFICATION (CHARTED MARKET TECHNICIAN) FALL 2011

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CURRENTLY PREPARING FOR LEVEL 1 OF 3 OF THE CMT PROCESS*

ASSOCIATE MEMBER OF THE MTA (MARKET TECHNICIANS ASSOCIATION)

Member of Student Athlete Advisory Council (SAAC) Fall 2009- Spring2010

*

NCAA athletes providing collegiate athletics local avoicea forNMSU

Community Service at El Caldito Soup Kitchen Spring 2010

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Preparing meals and serving homeless individuals

College of Business Ambassador Nominee Fall 2009

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Primary mission is to market MNSUas College of Business*

Helps the college achieve goals in communication, education,development, and student recruitment*

Being an Ambassador requires enthusiasm, commitment, knowledge andbelief in the college*

Selection is based on application and interview process

Student Managed Investment Fund (Course # Fin. 490) Fall 2009

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$5,000,000 allocated by state to the investment fund*

Each student is assigned sectors and makes recommendations on stocksto buy/sell

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Stocks are picked on a combination of valuation models, technicalanalysis, and research

Finance Club Spring 2008-Present

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Furthers interest in finance, banking, investments, insurance, andreal estate*

Interact between business executives, faculty, and other businessstudents*

Strictly for finance majors

Business Council Spring 2008- Present

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Students from different business disciplines

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Dean of College of B.A. and Economics attends meetings and providesinput

New Mexico State Baseball Team Fall 2007- Present

*

ESPN the Magazine All-Regional Academic Team (2008)*

Academic All Conference (2008, 2009,2010)

Saddleback College Baseball Team - 1st Team All Conference Spring2007

Baseball Camps for Disabled Children Fall 2007- Present

REFERENCES

Seth Starr Eric Moreno,

Professional Acquaintance Senior Registered Client ServiceAssociate

Stamford, CT Morgan Stanley Smith Barney

(765)-426-3273 Santa Monica, CA 90401

(310)-319-5252

TRANSCRIPTS AVAILABLE UPON REQUEST