UC Regent Gould

8/14/2019 UC Regent Gould

1/6

- -. C A U f" O R N fA F O R M 700

FAlR pOLitiCAL PRACTICES COIAMISSltlN"II', ,.',.-",. .., , _ ., .. ~:~'" " ,_ " .',. ~ :"" ,_ ..,..; " " ,;. '.,;

S T A TE M E N T O F E C O N O M IC IN T E RE S TSDate R.eceW .~dr

(YfJdiJ) iJ!!.(; Onty

C O V E R P A G E

Please type or print in ink.A Public Document

(FIRST) (MIDDLE) DAYTIME TELEPHONE'Nu!{''t8ER

( 916 )441-6200

! NAME~ (LAST)

lGould

IMAILING ADDRESS

Russell ScottCITY S TATE ZIP CODESTREET

(May use business address)

1303 J Street, Suite 410 Sacramento

f 4. Schedule Summaryi 1. Office, Agency, or CourtI Name of Office. Agency, or Court:! University of California

I Division, Board, District, if applicable:

Your Position:

I i

I II II rI II I

, I II

2. Jurisdiction of Office (Check at least one box)

[] State

[] County of _

UC Regent

"" If filing for multiple positions, list additional agency(ies)/

position(s): (Attach a separate sheet if necessary)

Agency: ___

Position: _

! ! City of __ ~ _

[] Multi-County _

[] Other _

r3. Type of Statement (Check at least one box)

[] Assuming Officellniiial Date: ---.-1---.-1 _

~ Annual: The period covered is January 1, 2008,

through December 31, 2008.

-or-O The period covered is ---.-1---.-1 '_, through

December 31. 2008.

[] Leaving Office Date Left ~---.-1 __

(Check one)

o The period covered is January 1, 2008, through thedate of leaving office.I

I

i

! 0The period covered is ---.-1---.-1 , through' I I the date of leaving office,

[] Candidate

-or~

Election Year:

CA 95814

~ Total number of pages

including this cover page: 6

~ Check applicable schedules or "No reportableinterests."

I have disclosed interests on one or more of the

attaclled schedules:

Schedule A-1 ~ Yes - schedule attachedInvestments (Less than 10% Ownership)

Schedule A-200 Yes - schedule attached

Investments (10% or greater Ovmership)

Schedule B

Real Property

nYes - schedule attached

Schedule C I Z J Yes - schedule attachedIncome, Loans, & Business Positions (Income Other than Gifts

and Travel Paymenfs)

Schedule D

Income - Gifts

nYes - schedule attached

Schedule E 0Yes - schedule attached

Income - Gifts - Travel Payments

-or-

UNo reportable interests on any schedule

I 5.VerificationII I have used all reasonable diligence in preparing thisI . statement. I have reviewed this statement and to the best. of my knowledge the information contained herein and in any

attached schedules is true and complete.

I certify under penalty of perjury under the laws of the State

of California that the foregoing is true and correct.

Date Signed 3/16/08 . _

A 1 ~ _ ~ : ,~ ', '; '/:;1>IFile the originally signed siatecnent I,ith your filfR { j official.) U',

Signature

FPPC Form 700 (2008120

FPPC Toll-Free Helpline: 866!ASK-FPPC www.fppccca.g
http://www.fppccca.gov/http://www.fppccca.gov/


2/6

' . ~ < - -

SCHEDULE A~1

Investments

Stocks, Bonds, and Other Interests(Ownership Interest is Less Than 10%) I

Do not attach brokerage or financial statements. L=

&;r- _ ~_:W :& =_ =:wee;;..::.:u.

.... NAME OF BUSINESS ENTITY

Post Advisory Group Total Return Fund, LLPGENERAL DESCRIPTION OF BUSINESS ACTIVITY

Investment Fund

FAIR MARKET VALUE

o $2,000 - $10,000!8 l $100,001 - $1,000,000

0$10.001 - $100,000

o Over $1,000.000

NATURE OF INVESTMENT

o Stock!X l Other Stocks and Bonds

(Describe)

IF APPLICABLE, LIST DATE:

--------1 -------- 1 -.S l!L

ACQUIRED

--------1 --------1 -.S l!L

DISPOSED

1 0 - NAME OF BUSINESS ENTITY'" NAME OF BUSINESS ENTITY

MetWest Small Cap Fund LLPPartnership

GENERAL DESCRIPTION OF BUSINESS ACTIVITY

Investment Fund

FAIR MARKET VALUE

o $2,000 - $10,0000$100,001 - $1,000,000

~ $10,001 - $100,000

o Over $1,000,000


!X l Stock

o Other _(Describe)


--------1 -------- 1 -.S l!L

ACQUIRED

--------1 --------1 -.S l!LDISPOSED

I'- NAME OF BUSINESS ENTITY". NAME OF BUSINESS ENTITY


FAIR MARKET VALUE

o $2,000 - $10,0000$100,001 - 51,000,000

o $10,001 - $100,000

o Over $1,000,000


o Stock

o Other ----------------(Describe)


--------1 -------- 1 -.S l!L

ACQUIRED

--------1--------1~DISPOSED

Russell S. Gould

1 F~siNESsENTiTY ~,.='-=N~_ ...W= m.=~=..!~

I I GENERAL DESCRIPTION OF BUSINESS ACTIVITY

L

I I

I

FAIR MARKET VALUE

o $2,000 - $10,0000$100,001 .. $1,000,000

o $10,001 - $100,000o Over 81,000,000

NATURE OF INVESTME~IT

o Stock

o Other ------------,------(Describe)


--------1 --------1 -.S l!L

ACQUIRED

--------1 -------- 1 -.S l!L

DISPOSED


FAIR MARKET VALUE

o $2,000 - $10,000o $100.001 - $1,000.000

o $10.001 - $100,000o Over $1.000,000


o Stock

o Other(Describe)


--------1 -------- 1 -.S l!LACQUIRED

- - - - - - - -1--- - - - - -1...mLDISPOSED


FAIR MARKET VALUE-"'0 $2.000 - $10.000

o $100.001 - $1.000.000o $10,001 - $100,000o Over $1.000.000


o Stock

o Other ---------------(Describe)


--------1 ------- -1 -.S l!L

ACQUIRED

- - - - - - - -1--- - - - - -1...mLDISPOSED

Comments: --, __FPPC Form 700 (2008/2009) Sch. A

FPPC Toll-Free Helpline: 866/ASKFPPC www.fppc.ca.gov
http://www.fppc.ca.gov/http://www.fppc.ca.gov/http://www.fppc.ca.gov/


3/6

SCHEDULE A~2

investments, Income, and Assets

of Business Entities/Trusts(Ownership interest is 10% or Greater)

~-The Gould Family Trust

Name

15070 Grand Knoll Dr. Meadow Vista, CA 95722

Address

Check one

1 8 1 Trust, go to 2 o Business Entity, complete the box, then go to 2" - -


The Gould Group

l Russell S. Gould

Name

15070 Grand Knoll Dr. Meadow Vista, CA 95722

Address

Check oneo Trust, go to 2 1 8 1 Business Entity, complete the box, then go t

GENERAL DESCRIPTION OF BUSINESS ACTiViTY

Business Consulting

IF APPLICABLE, LIST DATE: IF APPliCABLE. LIST DATE:FAIR MARKET VALUE

o 52,000 - S10,000o S10,001 - $100,000oS100,001 - $1,000,000Dover $1,000,000

--.1--.1 08ACQUIRED

--.1--.1 08DISPOSED


o Sole Proprietorship 0Partnership 0-----------Other

0$0 - $499

0$500 - $1,000

0$1,001 - $10,000

o $10,001 - $100,0001 8 1 OVER $100,000

PAiR MARKET VAlUE

o G2.000 ' $10,000o $10.001 - $100,000

I~ $100,001 .. $l,QOO,OooDOver $1.000,000

IINATURE OF INVESTMENTIE lSol" Proprietorship 0 Fartnership

I YOUR BUSINESS POSITION Owner_ 1 . .

o SO .. $499o S500 .. $1,000o $1,001 .. $10,000

_---1~08

ACQUIRED

----1__'~DISPOSED

i-Ll -----;::-----

o $10,001 ..$100,000[g ] OVER 5100,000

.

'.~~ . . " lltl .... . .

.. ..-.. - . - .

IBM Corporation; National Homebuyers Fund

.. 4. ftWESTMENTS Ar~DINTERESTS iN REAL PRORERIY ltt.t:D nY mE ',~ , i tN~ INE~ ~.NJ!TYO! ngu.s l. . ~ ,'. ," ~ . ~ , . 'n:" .~;, ;;

Check one box:

~ INVESTMENT o REAL PROPERTY

See attached

Name of Business Entity illStreet Address or Assessor's Parcel Number of Real Property

Descnption of Business Activity ill

City or Other Precise Location of Real Property

FAIR MARKET VALUE

o $2,000 .. $10,000o $10,001 .. $100,000o $100,001 .. $1.000,000DOver $1,000,000


--.1---1 08 ----1----P~ACQUIRED DISPOSED

NATURE OF INTEREST

o Property Ownership/Deed of Trust o Stock o Partnership

o Other -----------o LeaseholdYrs. remaining

o Check box if additional SChedules reporting investments or real propertyare attached

Check one box:

o INVESTMENT o REAL PROPERTY

Name of Business Entity illStreet Address or Assessor's Parcel Number of Real Property

Description of Business Activity illCity. or Other Precise Location of Real Property

FAIR MARKET VALUE

o $2,000 .. $10,000o$10,001 . $100,0000$100,001 - $1,000,000

DOver $1,000,000


----1--.1~ --.1----1~ACQUIRED DISPOSED

NATURE OF INTEREST

o Property Ownership/Deed of Trust

o LeaseholdV,S. remalntng

'[I0 Check box if additional schedules reporting investments or. real propertyI a re at tac hed

o Stock o Partnership

o Other ----------

Comments: FPPC Form 700 (2008/2009) SchFPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca.g
http://www.fppc.ca.gov/http://www.fppc.ca.gov/


4/6

Schedule A-2 ~Attachment

Business Entity Classification General Description Fair Market Value Dat

Dispos

77 BANK LTD ORO F Stock Financial $10 001 ~ $100,000 10/16/20

APPLE INC Stock TechnoloQY $10,001 - $100,000 10/16/20AFLAC INC Stock Insurance $10,001 - $100,000 10/16/20AMERICAN INTL GROUP INC COM Stock Insurance $10,001 - $100,000 10/16/20

AMR CORPORATION Stock Transportation $10,001 - $100 000 10/16/20ASTREZENECA Stock Pharm aceutical $10,001 - $100,000 10/16/20AT&T CORP NEW Stock Communication $10,001 - $100,000 10/16/20BAXTER INTL INC COM Stock Healthcare $_j0,001 $100,000 10/16/20BUNGE LIMITED F Stock Insurance $'0,001 - $100,000 10/16/20CARREFOUR SPRMCHSAORDF Stock Consumer Products $10,001 - $100,000 10/16/20DEUTSCHE POSTBANK ORD F Stock Financial $10,0.01 - $1.00,000 10/16/20DEUTSCHE TELEKOM AG Stock Technology $10, .001 - $100,000 10/16/2.DIAGEO PLC SPON ADR NEW Stock Beveraqes/Distillers $10,001 - $100,000 10/16/20ENERSIS SA ADR Stock Communication $10,001 - $10.0,000 10/16/2.FINMECCANICA NEW ORD F Stock Communication $10,001 - $100,00.0 10/16/20HOME DEPOT INC Stock Consumer Products $10,001 - $1.00,000 10/16/20

JP MORGAN CHASE & CO Stock Financial $10,0.01 - $10.0,00.0 10/16/20KAO CORP NEW ADR Stock Communication $10,001 - $100,000 10/16/20

KOMATSU LTD ADR NEW Stock Electronics $10,001 - $1.0.0,00.0 1.0/16/2

LLOHS GATE ENTMT CP NEWF Stock ....Financ.i.a! _ . .$1 O...o.ot~$tOO.QOO 1.0/16/2

LILLY ELI & COMPANY . Stock Pharmaceutical $10,001 - $100,000 10/16/2.

M&T BANK CORPORATION Stock Consumer Products $100.01 - $100,000 10/16/20

MITSUIBISHI UFJ FINL GROUP Stock Manufacturing $10,001 - $100,0.00 10/16/20

NOVARTIS AG SPON ADR Stock Healthcare $10,001 - $1.00,00.0 10/16/2.

NVR INC Stock Financial $10,0.01 - $100,00.0 1.0/16/2

ORACLE CORP COM Stock Technology $10,.0.01 - $1.00 000 10/16/20

ORIX CORPORATION ADR FSPONSORED AOR Stock Insurance $1.0,.0.01 - $1.0.0,.0.0.0 1.0/16/2

ROYAL DUTCH SHELL A Stock Electronics $10,.001 - $1.0.0,.0.0.0 1.0/16/2

SHIONOGI & CO LTD ORD F Stock Pharmaceutical $1.0,001 - $100,000 10/16/2.0STD CHARTER BK ORO NEW F Stock Financial $1.0,001 - $1.0.0,.0.0.0 10/16/20

TEXAS INSTRS INC COM Stock TechnoloQY $1.0,.0.01 - $100,000 1.0/16/2

TIME WARNER INC Stock Entertainment $1.0,001 - $100,.000 10/16/20

THOMAS BETTS CORP TENN Stock Manufacturing $1.0,001 - $1.00,0.00 10/16/20

TORAY INDUSTRIES ORO F Stock Manufacturing $10,.0.01- $1.0.0,00.0 1.0/16/2.

TOTO LTD ORO F Stock Consumer Products $10,001 - $100,00.0 10/16/2.0

TRANSOCEAN INC F Stock Tobacco Products $10,001 - $1.0.0,000 10/16/20

UNICREDITO ITAL SPA ORDF Stock Financial $10,001 - $100,000 10/16/20

UNILEVER N V NY SHS NEWFIN Stock Consumer Products $10001 - $100000 10/16/20

VOOAFONE GROUP PLC NEW SPONSORED ADR Stock Communication $10,001 - $100000 10/16/20

WARNER MUSIC GROUP COM Stock ~-c Entertainment $10,001 - $100,0.00 10/16/20

WEATHERFORD INTERNATIONAL LT COM Stock Enerqy $10,001 - $100,000 10/16/20

GREATER SACRAMENTO BANK COPR Stock Financial Under $10,000


5/6

FORM 700 Statement of Economic Interests for Calend.ar Year 2008

List of Agencies and Member Counties

Agencv Position

CRHMF A Homebuyers Fund Financial Management Adviser

List of Member Counties

Alpine ModocI

Amador Mono

Butte Napa

Calaveras Nevada

Colusa Placer

Del Norte Plumas

EI Dorado San Benito

Glenn San Luis Obispo

Imperial Shasta

Inyo SielTa

Lake Siskiyou

Lassen I Sutter

Madera Tehama

Mariposa Trinity

MercedTuolumne I


6/6

SCHEDULE C

IncomeJ Loans~ &, Business

Positions

(Other than Gifts and Travel Payments)

I~ O O = = " i,i&22&&2:&LUzqr"*i1!iill'iJJiiBiia&iiii&Wi ..... i&1iiiiIINAME OF SOURCE OF INCOME 1 : . 1 NAME OF SOURCE OF INCOME

I I

Wachovia Bank, Wachovia Portfolio Services I ' i l, I

ADDRESS ~

I1303 J Street, 410; Sacramento, CA 95814BUSINESS ACTIVITY, IF ANY OF SOURCEInvestment Management

YOUR BUSINESS POSITION

Sr VP Wachovia Bank; SrMgng Dir Wachovia PS

GROSS INCOME RECEIVED

0$500 - $1.000 0$1,001 - 510,000

o 510,001 - $100,000 [g] OVER 5100,000

CONSIDERATION FOR WHICH INCOME WAS RECEIVED

[gj Salary 0Spouse's or registered domestic partner's income

o Loan repayment

oSale of (Property. car, boal, etc.)

o Commission or 0Rental Income, lisc each source of 570,000 or more

D Other ---------:-:-~:_:_--------(Describe)

Russell S. Gould

ADDRESS

BUSINESS ACTIVITY, IF ANY, OF SOURCE

YOUR BUSINESS POSITION

GROSS INCOME RECEIVED

05500 - $1,000 0$1.001 - $10,000

o $10,001 - 5100.000 0OVER $100,000CONSIDERATION FOR WHICH INCOME WAS RECEIVED

o Salary 0Spouse's or registered domestic partner's incomeo Loan repaymentoSale of ----- _

(Property. car, boat. eCc.)

o Commission or o Rental Income, lisc each source of 570,000 or more

o Other(Describe)

* You are not required to report loans from commercial lending institutions, or any indebtedness created as partof a retail installment or credit card transaction, made in the lender's regular course of business on terms

available to members of the public without regard to your official status. Personal loans and loans received

not in a lender's regular course of business must be disclosed as follows:

NAME OF LENDER'

ADDRESS

BUSINESS ACTIVITY. IF ANY, OF LENDER

HIGHEST BALANCE DURING REPORTING PERIOD

0$500 - $1,000

o $1,001 - $10.000o $10,001 - S100.000DOVER $100,000

Comments:

INTEREST RATE TERM (Montlls/Years)

____ % o None

SECURITY FOR LOAN

o None 0Personal residence- - . . . - : < : : . ,

oReal Property Street address

City

o Guarantor --------------------

o Other (Describe)

FPPC Form 700 (2008/2009) Sch. C

FPPC TolfFree Helpline: 866/ASKFPPC www.fppc.ca.gov
http://www.fppc.ca.gov/http://www.fppc.ca.gov/

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UC Regent Gould