William H Albritton Financial Disclosure Report for 2009

8/3/2019 William H Albritton Financial Disclosure Report for 2009

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,\lbrim~n, William II. District Court - MD Alab:.ma 5 / I I ,~ 2 1 1 1 1 )

IMPORTAN T ;VO TES: The in~tructio,~ acc,~mpu,~ying this Jhrm mu.~t be.[bllowed. C.mphte alt l ,arts,che~Mt~g the NONE box for euch part whcre ).u have no rcp~rtahle infi~rmatho~. Sit.,tt otl la.~t p~tge.

I . P O S I T 1 O N S . ~ . ~ , , , . i, , .~ ~ . ~ i , , i ~ , , . ~ o , , ~ , ; , , ,, , ~ v , . ~ - ~ - ~ , , f ~ i . , , ~ , i . , , . , , , . , a , . . , . )N O N E 0 V o rcportahlepo,~ilimzs.)

P O S I T I O N N A M F , O F O R ( ~ A N I Z A T IO N i I: ,N T IT YI.

N O N E ( ,V o reportahh, r t~cemeHl.~.)D ATE PA RTI E S A N D IE R M S


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I:INANCIAL DISCLOSURE REPORT I[Ig~ 2 of I 0 Alhrlth,.. william II. 51 I . 2010I I !. N ON- IN V ESTM EN T I N CO M E. ~r,.~,,,,,i,,~ ~,,~,.~a,,~,,aA. Filcrs Non-Investment I n c ome

NO NE ( No relmrlahle mm-i~v~.~lnte~H it/ccmte,)DATE SOURqE AND TYPE IN.ME( y o t ~ r ~ ,

I . 2009 Merr i l l Lynch IRA Distr ibul i~m~

B. Spo u scs Non- l .veslnle l l t I ncome - ~ /you w ere .,orH,,d durittg an) portiot;

~ NO NE (No reportable nmz-invesln~ct~l income.)D ATE SO U R C E AN D TYPE

I.2.

4.

i V . R E I M B U R S E M E N T S --,~.,, . ,~,,,. ,,,~,,,, ~,,,~o ,x,~,,,,t . , ,,, .o- . , . . . . . . . .H., I.,1~.~ th,~. t. .~p~m~e ~md dcpc.dc.t ~ hihlrcn; ~~. lq~ 25-27 .! tili.g[] N O N E ( ,V o rw~ortahle re imhu~:~ementx . )

S()[JRCE DATES LOCATI()N I )U RI~OS[. I T E M S PAID ()R II~()VII)I;I)I. t ;NIVI!I{ , - ;I I Y O F .MA R(II ~q-~l, 20{19 " I t 1 5 . , \L ( ) ( - ~ S A . A [ . I .F(. TI ! l ,t lz . , - ;ER I F.N , k i t + . . \ I S ; . I I ( )1 + 1 . 1 .,\ I .\ HA , k l . \ I .A \ V S t 1 I t ) + )L~ t :NI\, EI~SHY ~.)F f ) ( . I ~ ) 1 ~ 1 ~ [ 1 . _ + + _ . 1 . I I;5( AI ( )()gA. AI. 1.1-.( I t!RI. ,%I:I,tlES MI.,\I .g., . \ I , , \ IL\MA I.AW St+ I1()O1.


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FINANCIAL DISCLOSURE REPORTPage 3 of I0

I All,rill,in. Ilil ianl II.5. 11:2010

~ N O N E (No rel~ortahh,S O U R C E D E S C R I PT IO N V A I .

I.2.3.4.5.

r~ N O N E (No r eportable liabili t ies.)C R E D ITO R D E SC IIlPTIO N ? A I , UF . ( " O D E

I.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT , x . . . . . . . r v . . . . . .. ~ ~ . , r , ~ . ~Page 4 of [ 0 Alhrltton, William II. 5 1 1 / 2 0 1 0

VII. INVESTM ENTS and TRUSTS -~ ......... , o ~ , , . .. . , ,o . . . ~ a , , . /, , ~ , , . ~ , , , . , ,. . , ~ . . . .. . .~ (No r~Tor~ahle income, assets, orONE

A. B . C.D c ~ n p l io n o f A s ~ ~ I n c o m e duril~ ( ~ r o ~ ~ a l u a l a n d Transactions during ~ ~ ) n n ~ g l w r i o d(includi~ l~usl a~l~) rcp u~i~g p erio d o lrcp o~ing11) (2) 11) " 12) (I)

I 1a " ( X Y a f t e r e a c h ; ~ c t A l l l , m l l l T y p e { e . g ., Value V a l ~ T?pe (e ~, I ) a l c Valo (;a i~ Idcnlily ~ , 1 "c ~ c m p l f r o m p r i o r d i ~ c l o s u r c Code I d i v . , ~ c n t , C ~ 2 M cl l m d b u y , ~ c l l , mmdd )y . Uudc 2 Uod I Imycr~llcr( A - H I o r i n l . ) ( J - P ) Code ] [ c d c m p l i o n ) I J - P I

I. TV tk~hlc (% o fAndah~sm - comn~on stock C Dividend L W

2. Colonial PropcUies REIT A Dividend Sold 2 / 2 5 . 0 9 J

3. Exxon - common slo~k (line 4 sho~vs ~ale D Divldcnd N " F Sold 2/25,09 L F~ 1 2 ) (parl)4. -E~on - common slock (.~alc #2} Sold 9 . 2 2 ~ 0 ~ I. E(pan)5. Gcncra[ E lectric - common stock C Dividend L T Sold 9 " 2 2 1 0 q K D(pan)6. HIM - common ~mck A I)ividcnd J T7. Progress Energy Inc B Dividend B oy 2/25/09 K8. Sold 9 1 2 2 / 0 9 K A

9. Plqzcr - commim stock A Dividend K rIo . Regitms Financial Corp. - comm on ~tock A Dividend Sold 2!25.091 I . Southern Cumpany - common slock B Dividend K T Suld 9i2209 K D1 2 . Ealon Vance N al - municipal l~nd A Dividend Sold 9tl I,O 0 K1 3 . Alabama SI Brd Ed Rev M hcns Sta~e Univ- A Interest K T B uy 2/25;09 Kbonds1 4 . Iltm~sQll Ala Cap lmprt WI.~ - bonds A Interest K T H uy 2 ~ 2 5 , 0 9 KI 5 . l lunts~iile Madison (nty AI Aq~l ,Mtth - A Interest K TI f l . Xh,bdc, AI . Pub. I . :d ] I~ldg B ond A I n l c r ~ l J 1 "I ? . I)al~ht~c..kl. W~s & Impl honds A hdcrcst J [


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I"INANCIAL DISCLOSURE REPORTPage 5 of l 0 Albrllton, Villiam II. 5,11,201g

~ N O N E ( N o rctn~ttable Owome, assets, or transuctiotls.)A . B . C.I ) c ~ r i p t i o z l o f A s ~ c l s Income dulhag ( ] ro s s v a l u e z t c n d F t a n ~ a c t i o n ~ tltuirlg r v ~ r . m g( i n c l u d i n g t r u ~ t a s s c t x ) r e p o r t i n g p e r i o d of rept~ing p c6od

P l a c e " { X ) " a f t e r e a c h a s s l A m o u n l T y p e ( c g ., Value V a h ~ e T ~ p c ( e . g . , D.,c " Valuec x c m p l I le m p r i o r d i s c lo s u r e . Code I d i v . , r c n l . C o d e 2 M e t h o d buy. sell, n u n . ~ t t ~ ~ode 2 {t~d I " hu)cr,~cllcr(AdD * ~ r r o t . ) ( J - P ) Uode3 r c t l c m p t i t ~ n ) O - P )

1 ~ . Alabama St: tic Publ ic Schools and C olleges A lntcrcst J T- bondslq . M or g a n C u l y, A L B r d E d C a p - ~ m d s A hucrest K T B u y 2 1 2 7 ; 0 9 K20 . Decatur , AL Wts Set E Ambu c A Interest J T

2 I. Alabama D rii~king W ater Fin. At, th - bonds A Inlerest J T22 . . ,Merril l I .y~ch - Cash Money Accounts A Interest J T23 . Merrill-l.ynch IRA (assets: lines 24 -37) D Div/ln! M T24 . -Merrill Lynch Retirement Rese~es

25 . -Alpine Global Premic~" Prply Fd Sold 2!25;09 J2 6 . -CD N ;~tional City Bauk

2 7 . -(olonial Properties REIT So h l 2 1 2 5 / 0 9 J2S . -Merrill t.ynch Fundamental Growtl~ D

2~ L -Merrill Lynch B&T RASP

3 0 . -Co h,:n & Slcers P, EII&IFI) Income FD Sold 2 , 2 5 / O 9 J31 . -MI.&Co SRN S okl 2 ~ 2 5 / O 9 J3 2 . -I}]a~krock lml (;fourth & h~conae T r

t4 , - , . \ r , ~ : T l . c t ~ u y 225 . ) K


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FINANCIAL DISCLOSURE REPORT . , . . . . . . . r P . . . .. . . ~ , , , r , i , , ~Page 6 of l 0 Albritton, William II. 5 1

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , , .. .. .. .. .. ~ , ,~ . , ........ .,.., a,,,./,,a~., , , . . . . . , v . . . . . . ..N O N E ( N a repro table inc~mw , ax.v~,ts, o r

A. B. U. D.D c~r ip lk m o f A s


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FINANCIAL DISCLOSURE I:~EiORT Namt,,fPer~,,n R~.portin~ I)ale,,ll(ep,,rtPage 7 of l0 ,~lbriltoi,, W i ll ia m II .

V i I . I N V E S T M E N F S a n d T R U S T S - - ~ ............., , . , . . . . . . . . . , i , , , , . , a , , , . , , , , ~ , . , ., , . . . . . . . .,~ . . . . . . . . . .a , . r , , a , . , , , , . ~ , u a , , , : . , , ~ v , . . , , - ~ o , w , * , , .~ ~ . . . . . . . . . , * , , , , , . ~N O N E ( lV o relmrtabh, income, assets, or transactions.)

a. u c. I ~ .{ i n c h t d m g I m ~ t a , s c l s ) r c p o r l i n g p e r i o d o f r e p o r t i n g p e r k e d

(I } 1 2 ) ~ 1 1 (2 ) ( I1 ( 2 ) 1 3 1 1 4 1 (5 )P l a c e " [ X ) " a t l e r c a c h a ~ s e t Amounl T y p e ( e . g ., V a lu e V a lu e

C X e l l l p t I r o l ~ p r i o r d i s c l , ~ s u r c . C o d e I t h v . , r e n t , C t , d e 2 M e l h o d b.y, sell, mm & b y y [ o de 2 C o de I t , ~ w c r s c l t c r[ Q - W )

52 . Iffistol-Myc~ Sqttibb Co A Dividcnd B uy 9 / 2 5 A ~ 9 J5 3. Sold I Z z 3 0 , 0 9 J A5 4. Centu~Tcl Inc A Dividend 1 T B uy 9 /3 0 0 9 J5 5 . Ilatlcras Finl Co rp A Dividend 1 T B uy 9 /3 0 ,0 9 J56 . Kraft Foods lnc Va C l A A Dividend J T B uy 9 / 3 0 : 0 9 J5 7. lepco I !ldgs Inc A Dividend J T B uy ~/30,09 J

5 8. Iim~aclc West Cap Co q) A Dividend J T Iluy 9/30 .09 J5 9 . V criztm Co mmunications Corn A Dividend J T I l t t y 9 / 3 { I , f 1 9 J60 . Kinder Mo rgan E nergy Par tners LP A Dividend J T B uy 9 /3 0 ;0 9 J

61 . Enterprise Prdls Prm LP A Dividcnd B uy 9 / 2 5 ~ 0 9 J62 , S o l d ~ 1 2 , 2 1 / 0 9 J A

6 3 . I ~la h ~s Al l A mc rn Pi p l L P A Dividend J T B u y 9/30 .09 J~4 . Mc~ck&C o lnc N o n e J T Iluy W 3 0 O q J6 5 . Philip X lo~is Intl Inc N o n e J r H uy 9 . 3 0 /O 9 J,~ V~ dalk)~c Group l]c New N,me J T lhty q . ; . ~ 0 ( } 9 Jf , 7 . Xccl I.uergy Inc N o n e l i r a ) , 9 2 5 1 1 9 J~ , s , Sold ~~ J A


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FINANCIAL DISCLOSURE REPORT , ~ . . . . . . . r e . . . . . ~ , , p . r , i . ~ I ~ , ~ . , , r l ~ , . | . , r ,Page 8 of 10 . u ~ , ~ i . , , . , W i ll ia m I t . 5 1 h " 2 0 1 0

69 . Ahrla (.ht~up lnc N o ne B uy 9 2 5 , 0 9 J

70 . Sold 1 2 , 2 S , 0 9 J A


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FINANC~IAL I)ISCLOSURE REPORTIN .......

f,.,. ......,.,,,,r,,,,~J

,,,,,,.,,,.,~,.,,Page 9 of I 0 , u ~ . . - i. . . . \ V i l li a n . I I . 5 , 1 1 2 O l 0

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . ~.ah,.,o~ ..... n,v,,.,.~

P,g:~rding item l, section VII, Investments al;dTV (able (o of Andalusia - common stock:Va lue med~od o f"W " ha s been entered a~ ti ffs is a closely-held ~o~or afion. not p~b l icly traded, of~h ich I am a small shareho lder . My valuation i~last s:de tffstock of which I am aware, which was several years ago al~d w;,s ;t repurchase by the corpr;~tion olthe ~lock t)l;~ sh:~rcht~hlcr who died I kllOWt~thcn n~ethod by ~h ich the vahue o ffice stock may be easily obxzincd.


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FINANCIAL DISCLOSURE REPORTPage I 0 of" 10 .\ll,~iii,,.. \ \ i l l i ~ , n I I , $ , 1 1 , 2 0 1 0I~, OERTIFICATIO~,

I ~t, riify that all infiirnialion given nllove (including information pertaining to lily spouse alid nlinor *r dcpcndcu l d i ihl r cn, i f a n) ) i i: lccurale. l rue, and omplcle hi the bcsl of Iny knnwlcdgc and belief , and Ihal an) infil rnlaihin no! rcporicd ~as ~*ilhhcld because il nicl : lpplllahlc s laiuloryp r o x i s io n s p c r m i ll in g n o n - d i . ~ c h l s u r e .

I f l l l lhcl" certify Ihat ea rned ii i l2111 1ic [r l lnl Iliillld cmplo)illcnl lilid IIOIllirlllill and the al, :cl i tance of gll ls ++ li lch have l l~cn rt l lorlri l li ft ini :omplianl~ wiih i l l+ p l ovi.~hin$ ol f U,~ ,(I, l ipp, 501 ct , .~cq,, f U,~.~, 73f3, and ,ludit ia l ( oi i f+rl: i i t,+ fc lDila lhin$,

Signalu

N O T E : AN Y I NI )I VI I )U AL \VI I O KN O W I NG LY AN D \V I I, FU I ,LY FAI , S IFI E S O R FALLS T O FI I, E T ill s II E P OI I T MAY l ie S I; II . IE C T T I) { I VI I ,A N D C I I IN I I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Com mittee on Financia l DisclosureAdm in i~ I ra li vo O l l ]co o f lh~ Un i tod ~ la to~ ( our i~Suite 2-301One Columbus Circle, N.E.W ashing ton , [ ) .( . 20544

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William H Albritton Financial Disclosure Report for 2009