William H Barbour Jr Financial Disclosure Report for 2010

8/3/2019 William H Barbour Jr Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTF O R CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Barbo ur , J r . , Wi l li am H .

4. Title (Article l lI judges indicate active or senior status;magis t ra te judges indicate fu l l - or par t - t ime)

D i s t r i c t J ud g e , Se n i o r S t a t us

7 . C ha m b e r s o r O f f ic e A d d r e s s501 East Co ur t St reet , Sui te 4.550Jac ks on , M S 39201

2. Court or Organiza t ionU S Dis trict Court

3. D a t e o f R e p o r t08/10/2011

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Repo rt and anymodil ica t ious pe rta in ing the re to , i t is , in my op in ion , in compliancewith appl icab le l aws and regu la t ions .

Reviewing Off icer Date

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each par t where you have no repor table information. S ign on las t page.

I . P O S I T I O N S . m e p o n i n g individual only; see pp. 9-1 3 of f i l ing instructions.)~] NONE(No reportable positions.)POSITION N A M E O F O R G A N I Z A T I O N / E N T I TY

2.

3.

4.5.

I I . A G R E E M E N T S . ( R e p o n i .g i n d i v i d . .l o n l y ; s ~ p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 14

N a m e o f P e r s o n R e p o r t in gBarbour, Jr., Will iam H.

D a t e o f R e p o r t08/10/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of f!ling instructions.)A. Filers Non-Investment Income~] NONE (No reportable non-investment income.)

.D A T E SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - lf you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)~ N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-2 7 of f!ling instructions.)

~ N O N E (No reportable reimbursements.)

2.3.4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gBarbour, Jr., William H.

Date of Report08/10/201 l

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e a u d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1.2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n d . d e s those of spouse and dependent children; seepp. 32-33 of filing instructions.)D N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

3.4.

5.

Financial Institutions (liabilities of M ortgages on Real EstateVAL UE CODE

O


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~ a m e o f P e r s o n R e p o r t i n gBarbour, Jr., Will iam H.

Date of Report08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of flling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income during Gross value a t end Transactions during reporting period

( inc luding t rus t asse ts ) reporting period of reporting period( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t T y p e ( e . g ., V a l u e Value Type (e .g , D a t e Value Gain Identity ofexempt f rom pr ior d isc losure C ode 1 div. , rent, Code 2 Method buy ; s e ll , m m/dd /yy Code 2 C o d e 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redem ption) (J-P) (A-H) (if private

(Q-W ) transaction)

1. STOCK S AN D BON D S (1 - 2 0 )2. - R e g i o n s F i n a n c i a l C o r p ( A m S o u t h) D D ividend Soldc o m m o n3.. - M o b i l O il ( c o m m o n ) A D ividend J T4. - B e l m o n t L o d g e ( c o m m o n ) N o n e K W Sold5. -Ci t ibank D epos i t P rogram -former ly SB A Interest L TMone y fu nd6. - Mi ss . Ca p . I m p . - Bond B Interest So ld7. -Capi t a l W or ld Growth and Income Fund B D ividend K T( A m e r i c a n f u n d s )8. -Europac i f i c Growth Fund (Amer ican A D ividend K TFu nds)9. - I n c o m e F u n d o f A m e r i c a (A m e r i c an F u n d s ) B D ividend K T1 0 . - N e w P e r s p e c ti v e F u n d ( A m e r i ca n F u n d s ) A D ividend K T1 1 . -Mis s . D ev. BK - Bon d B Interest L T

03/11/10 M

07/18/10

11/01/10

1 2 . - Mi ss . Ca p . I m p . - Bond C Interest L T1 3 . - U S M B l d g C R P R e v . - B o n d B Interest L T1 4 . -MS St RFD G - N TS-Bond B Interest K T1 5 . - K a y n e A n d e r s o n E n e r g y T o t a l R e t u r n F u n d B D ividend K T

1 6 . - A m e r i c a n E l e c t r ic P o w e r C o B D ividend K T17 . -K imber ly Cla rk Corp B D ividend K T

Bu yBu y

03/25/1003/25/10 1

KK

1; income Gain Codes: A ~$!;000 or less ... . : : ~$i 001- $2 500( See Colu mns B 1 and IM) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2. V a lue Co d es J = $15,000 or less K ~ $ 15,001 -$ 50,000( See Colu mns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003. V alu e Meth od Codes Q =Ap p r a i sa l R = Cos t ( R eal Es ta t e Only )(See C o lum n C 2) U = B o ok V a lue V = Oth er

=$2;501 . $5,000i = $ 1 , 0 0 0 , 00 ~ ~ $ 5 ; 0 0 0 ; 0 0 0=$50,001 -$100;0001 =$ 1,000,001 - $5;000,000

P4 =Mo re than $50,000,000= A s s es s ment

W =Estiniated

D=$5,001- $15,000H2 =More than $5,000,000M=$100,001- $250,000P2 =$5,000,001 - $25,000,000T -Ca sh Ma rk e t

E =$15,001- $50,000


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 5 of 14 Iam e o f P e r s o n Re p o r t in gBarbour, Jr., William H. Date of Report08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, va lue, transactions (Includes those of spouse a nd depe.dent children; see pp. 34-60 of f ! l ing instructions. )[-~ N O N E ( N o reportable income, assets, or transactions.)

Ao B.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)P l a c e ~ ( X ) " a f t e r e a c h a s s e t Amou nt T y p e ( e . g . ,exempt from prior disc losure Code t d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d(1) (2) (l ) (2) (3) (4) (5)Value V alue T y p e t e . g . , D a t e Value G a i n I d e n t i t y o f

C o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C o d e 2 C o d e 1 buye r /s e l l e r( J- P ) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f pr iva t et r a n s a c t i o n )( Q - W )

1 8 . -Southe rn Co B D ividend1 9 . - T e m p l e t o n G l o b a l B o n d F d C L C C D ividend20 . -MS D ev BK Spl .Obl ig B Interest21 . REAL ESTATE ( I t ems 2 1 -2 6) :22 . -L and # 1 , Yazoo County , MS C R e n t23 . -L and # 2 , Yazoo Ci ty , MS - 1 /2 in t e re s t N o n e24 . -L a n d # 2, Y a zo o C ity , M S rem ain in g 1/2 N o n einterest25 . - R E S I D EN T I A L S U B D I V IS I O N # 1 ( S e eexp l . Sec t io n VII I ) :26 . -Subd iv #1: L o ts 1-21 le ss L o ts N o n e

1,2,2A,3,11,13,19,2027 . I N D I V ID U A L R E T I R E M EN TACCO U N T S # 1 , 2 ,3 ( I t ems 2 7-5 5 ) :28 . IRA Rol love r Acc t -Brok erage Account # 1(28-41)29 . -AT & T, Inc . ( fo rmer ly Be l l South ) - B D ividend( c o m m o n )30 . -Amer ican E lec t r i c P ower Co. , Inc . A D ividend31 . - R e g i o n s F i n a n c i a l C o r p ( A m S o u t h) C D ividend( c o m m o n )32 . -Southe rn Co A D ividend

33 . -Goldman Sachs Capi t a l Growh Fund A D ividend34 . -Ci t ibank D epos i t P rogram A Interest

K T Bu yL T Bu yK T Bu y

L WK WK W

N W

K TK TL TK T

K TJ T

03/25/10 K03/25/10 L11/02/10 K

(See no te 2 5 & 2 6)(See no te 2 5 & 2 6)

i ~ l n C 0 m e G a i n ~ d ~ ! A =$ 1 ,0 0 0 o r le s s( See Colu mns B I and [ 34) F =$50,001 - St00,000

2. V a lue Co d es J = $15.000 or tess( See Colu mns CI and D3) N =$250,001 - $500,000

P3 -$25,000,001 - $50,000,0003. V alu e Meth od Codes Q =Ap p r a i sa l

( See Colu mn C2) U = B ook V alu e

B = $ t ,0 0 i . $ 2 , 5 0 0= $ 1 0 0 , 0 0 t - $ 1 , 0 0 0 ,0 0 0=$15,001 - $50.000=$500,001 - $1,000,000= Cos t ( R eal Es ta t e Only )=Other

C =$2,501 - $5,000H I =$1,000,001 - $5,000,000L $50 , 001-$100, 000P1 -$1,000,001 - $5,000,000P4 =Mo re than $50,000,000S -Asse s sme n tW = Es t imated

D =$5.001 - $15,000H2 -More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Cas h Mar ket

E = $ I 5 ,001 - $ 50 ,000


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FINANCIAL DISCLOSURE REPORTPage 6 of 14 Ia m e o f P e r s o n R e p o r t in gBarbour, Jr., Will iam H . Date of Report08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r a n s a c t i o n s a n c t u a e s those of spouse a nd dependent children; seepp. 34-60 of f!ling instructions.)N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income dur ing{i n c lud in g t ru s t a s se ts ) re p o r t i n g p e r i o d

(t )Place "(X)" after each asset A m o u n t T y p e ( e . g . ,exempt from prior disc losure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t in g p e d o d(1) (2) (1 ) (2) (3) (4) ( 5 )Value Value Type(e.g. , D a t e Value Gain ldentity ofC o d e 2 M et h o d b u y ~ s e l l i m r r g d d ! y y C o d e 2 C od e 1 buyer/seller

( J - P ) C o d e 3 redemption) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

35 . - F r ankl i n I nc om e f u nd C D i v i d e n d J

36 . - L e g g M a s o n O p p o r t u n i ty T r P r i m a r y C l a s s A D i v i d e n d J

37 , - L e g g M a s o n V a l u e T r u st A D ividend J38 . -L ord Abbe t t In t ema t iuna l Core Equi ty Fd A D ividend J39 . - B a n k o f A m e r i c a ( c o m m o n ) A D ividend J40 . - J o h n so n & J o h n so n ( c o m m o n ) A D i v i d e n d K

41 . -Mic ros of t (common) A D ividend42 . I R A M a n a g e d R o l l o v e r - B ro k e r a g e A c c o u n t#2 (42-48) :43 . - A m e r i c a n B a l a n c e d F d C L A C D ividend M

(See no te 42 -48 )

44 . W e l l s F a r g o A d v A s s e t A l l o c F d ( n a m e D D ividendc h a n g e f r o m E v e r g r e e n )45 . -W as h ington Mutua l Inves tor s Fd CL A C D ividend

M

MTT

46 . -Ci t ibank Bank D epos i t P rogram A Interest J47 .48 .

!49.50.

- W e l l s F a rg o A d v a n t a g e E m e r g i n g M k t sGrowt h Fu nd- W e l l s F a r g o D i v e r s i f ie d I n c o m e B u i l d e r

A D ividendB D ividend

LK

T

TBu y 10/21/10 LBu y 10/22/10 K

I R A R o l l o v e r - B r o ke r a g e A c c o u n t # 3(49-63):- IShares TR S & P 5 0 0 Index Fund A Dividend

(See N ote 49 -63 )

51 . - IShares S & P 5 0 0 Growth Index Fun d A D ividend L

1. Income Gain Codes : A =$1,000 or less B =$1.001 - $2,500( See Colu mns B I and 1 ) 4 ) F =$50.001 - $100,000 G =$100,001 - $1,000,000

2. V alu e Codes J =$15,000 or less K = $15,001 - $50,000( See Colu mns C ] and D3) N =$ 250,001 - $500,000 O =$ 500,001 - $ 1,000,000

P3 =$ 25,000,1)01 - $50,000,0003. V alu e Meth od Codes Q =Ap p r a i sa l R = Cos t ( R eal Es ta t e Only )( See Colu mn C2) U = B ook V alu e V = Olh er

C =$2,501 - $5,000 D =$5,001 - $ 15,000H 1 =$1,000,001, $5,000,000 H2 =More than $5,000~000L =$50,001- $100,000 M ~$i00~001-$250;000PI =$ 1,000,001 - $ 5,000,000 P2 =$ 5;000,001 = $25;000,000P4 =Mo re than $50,000,000S = A s s es s ment T = C a s h M a r k e tW = Es t imated

E =$15,001- $50,000


7/14


N a m e o f P e r s o n R e p o r t in gBarbour, Jr., Wlliam H.

Date of R e p o r t08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a lu e , t ransact ions ( Inc ludes those of spouse an d dependen t chi ldren; see pp. 34-60 o f f ! l i n g i n s t r u c t i o n s . )~ NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

exempt f rom pr ior d isc losure

52 . - IShares S & P 500 Value In d ex Fun d53 . - IShares TR MSCI EAFE Index Fd

54 . - IShares Trus t S & P Midcap 40 0 GrowthI n d e x F d S y m : I J K

55 . - IShares TR R usse l l 2000 Value In d ex Fd56 . - IShares TR Rus s e l l 2 0 0 0 Growth Fd Sym :IW O57 . - IShares Trus t S & P M idcap Va lue Inde xFd58 . - I Sh a r e s M S C I C a n a d a I n d e x F d59 . - IShares MSCI BRIC In d exsFd60 . - I Sh a r e s M S C I G e r m a n y I n d e x F d61 . - IShares MSCI Emerg in g Market In d ex Fd62 . - IShares TR S & P MidCap 40 0 Index Fd63 . - IShares Russe l l 2000 In d ex Fd64 . O I L A N D G A S I N T E R E S T S ( 6 4 - 9 8 ) :65 . -# 1 -Mara thon Oi l Co. & Ci tgo , Cla ibomeP ar i s h , L A66 . -# 2 -Soh io P e t Co . , Frank l in P a r i s h , L A

67 . -# 3 -Mara thon Oi l Co. , Cla iborne P a r i s h , L A68 . -# 4- P l ac id Oi l Co. , W arren County , MS

[ 3 . C. D,I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o dr e p o r t in g p e r i o d 0 f ~ e p o r t in g p e r i o d :( 1 ) ( 2 ) (1) (2) (1) (2) (3) (4) (5)Amou nt T y p e ( ~ . g ., Value Value T y p e ( e . g. , D a t e ValueC o d e 1 d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m m / d d / y y C o d e 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J - P )( Q - W )

B D ividend L T JA D ividend K T J A

A D ividend K T J AA D ividend J T JA D ividend J T JA D ividend J T JA D ividend J T Buy 12/06 /10 JA D ividend J T Bu y 12/06/10 JA D ividend J T Buy 12/06 /10 JA D ividend J T Buy 12/06 /10 JA D ividend J T Bu y 05/20/10 JA D ividend J T Bu y 05/20/10 J

Ro ya l t y J W

N o n e J W

Ro ya l t y J WN o n e J W

Gain Identity ofCode 1 .... buyer/ se l le r(A-H): (if private

t r a n s a c t i o n ~

( S e e N o t e 6 4 - 9 8 )

1. Incom e Gain Cod es: A =$ 1,000 or less( See Colu mns B I and D4) F -$50.001 - $100,000

2. V alu e Codes J $1 5 ,0 0 0 o r le s s( Se e C olu mn s C I a nd D3 ) N =$ 250,00 1 - $500,0 00

P3 =$25,000,001 - $50,000,0003. V alu e Meth od Codes Q =Ap p r a i sal( See Colu mn C2) U = B ook V alu c

B =$1,00 t - $2,500 C =$2,501 - $5,000 D =$ 5,00 t - $15,000 E = $15,001 . $ 50,000G =$100,00l - $1,000,000 H 1 =$I,000,001 - $5,000i000 H2 =M o re tha n $ 5 ,0 0 0,0 0 0K =$ 15,001 - $50,000 L = $ 5 0 ~ 0 0 1 ~ $ 1 0 0 , 0 0 0 M =$100,001 - $250,000O =$500,001 - $1,000,000 PI ~$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 =Mo re than $50,000,000R = Cos t ( R eal Es ta t e Only ) S = A s s es s ment T = Cas h Mm- ketV = Oth er W = Es t imated


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 8 of 14

N a m e o f P e r s o n R e p o r t i n gBarbour, Jr., Wil l iam H.

D a t e o f R e p o r t08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

exempt from prior disclosure

B. C. D.Inco m e during G ro ss value at en d Transactions during reporting period

reporting period of reporting period(1) (2) (1 ) (2 ) (1) " :(2) ::(3) t (4) (5 )

A m o u m Type (e.g. , V a l u e Value Type (e.g., ~ Value : G a i n Identity ofCode t Code 1 buyer/seller(A-H) (A-H) (if private

(Q-W ) t r a n s a c t i o n )

69 .70 .

71 .72.7 3

74 .75 .

76 .77 .

78 .79.80 .81 .

82 .83 .

84 .85 .

-# 5 P urs ue Energy Corp (was She l l Oi l Co)Ra nki n Cou n t y , MS-# 6-U S Trad ing Co . , Madi s on P a r i s h &Rich land P a r i s h , L A-# 7-McGowan W ork ing P a r tne rs , YazooCounty, MS-# 8-P ennzene rgy (was P ennzoi l Exp & P rodCo. , Yazoo Co. , MS)- #9- T XP Op Co . , Ya zoo Cou n t y , MS

C Roya l ty J WN o n e J W

A Roya l ty J WN o n e J WN o n e J W

-# 1 0 -She l | W es te rn E & P , L incoln Co unty , N o n e J WMS-# 1 1 -P ennzoi l Exp & P rod Co, Yazoo N o n e J WCounty, MS- # 12- Pe t ro - H u n t Bov i na F i e l d , W a r re n Co . , A Roya l ty J WMS- # 13- J e fcoa t , Ya zoo Co . , MS N o n e J W-# 1 4-Bruxoi l , Clay Co, M S A Ro ya l t y J W-#15-C hev ro n U SA , C la ibo m e P a r ish , L A N on e J W- # 16 - Coho Re sou rce s , J a spe r Co , MS N o n e J W-# 1 7-Denbury On Shore L L C (was D enburyRes ources ) Ja s pe r Co-#18-D & S Oil & G a s , C l a i b o m e P a r i s h ,LA

G Roya l ty L WA Roya l ty J W

- #19- De von Ene rgy , Ya zoo Co , MS; Boss i e ~Pa r i sh , LA-# 2 0 -EOTT En ergy , Ja s pe r & Smi th Co, .MS

N o n e J WN o n e J W

- # 2 1- E r g o n , M a d i s o n & Y a z o o C o . , M S N o n e J W

Cla rk , L incoln , P ik eC o M S

1. lncome Gain Codes: A ~Sii000 or iess .... ....( See Colu mns B I and I ) 4 ) F =$50,001 - $1OO,000

2. V alue Co de s J = $15,000 or less( See Colu mns C I and D3) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Ap p r a i sa l( See Colu mn C2) U = B ook V alu e

=$1,00! -$2!500=$100,001 - $1,000,000=$! 5,001 - $50,000=$500,001 $1,000,000=Cost (Real Estate Only)=Other

D =$5,001- $I 5 000 E =$15,001 - $50,000C =$2,501-$5,000 ....H I = $1 ,0 00 ,0 01 ~ $ 5, 00 0, 00 0 H ~ = Mo re t ha r~ $ 5, 00 0, 00 0L =$50s001 - $i00~000 M = $i00100i : $250;000P =$ 000 oo - $5;000,000 ..... P2 --$5 000 001 ;: $25 000 000p4 =More than $50,000,000S = A s s es s ment T = c a sh M a r k e tW = Es t imated


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 9 of 14

N a m e o f P e r s o n R e p o r t in gBarbour, Jr. , William H.

D a t e o f R e p o r t08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)D NONE income , or transactions.)N o reportable assets,

D e s c r i p t i o n o f A s s e t s( i nc l u d i ng t ru s t asse t s )

Place "(xy after each asset Valueexempt from prior disclosure Code :2

(Q-W)

86. -#22-Fina Oil, Claiborne Parish, LA None J W

87. -#23-Hassle Hunt Exploration, Yazoo Co,. A Royalty J WMS88 . -# 2 4-J .P . Oi l , L inbcoln & P ik e Co, M S A Roya l ty J W89 . -# 2 5 -McGowan Oi l W ork ing P a r tne rs , A Roya l ty J WYazoo Co. , MS90 . -# 2 6-Mara thon Oi l , Cla ibome P a r i s h , L A A Roya l ty J W91 . -# 2 7-She l l Oi l Co. , P ik e Co. , MS A Roya l t y J W92 . -# 2 8-Spoone r P e t ro l eum, Ja s pe r Co, . MS A Roya l ty J W93 . -# 2 9-St Ma~y L and & Explora t i on , A Roya l ty K WC l a i b o m e P a r i s h , L A94 . -# 3 0 -P ennzene rgy , Yazoo Co, MS A Roya l t y K W95. -# 3 1 Tec ton Energy , L L C; Choc taw Co AL A Roya l ty J W96 . -# 3 2 XTO Energy , Inc A Roya l ty J W97 . -# 3 3 EOG Res ources , Inc . E Roya l ty L W98 . -# 3 4 EOG Re s ources , Inc . 13 R e n t J W99 . L AN D , Humphreys Co. , MS (L L C) N o n e N W100. ASSETS~~(IO0-142):

1 0 1 . -Res ident ia l Rea l Es ta te - C l e b u rn e C o , A R N o n e N W102. -Res iden t i a l Rea l Es t a t e - She lby Co. , TN N o n e N W

I n c o m e d u r i n greporting period of reporting period

(1 ) (2 ) (1 ) (2 ) (1 ) (2 ) (3) I (4)Amount Type (e.g.,Code I div. , r e nt ,( A - H ) or i n t . )

Value Type (e.g., Date Value Gain Identity ofM e t h o d buy , s e l l , mm/dd/yy Code 2 . Code 1 b u y e r / s e l l e rC o d e 3 redemption) (J-P) (A-H) ( i f p r i v a t e

t rau sac t i on l

(See no te 1 0 0 -142 )

I . l nconle Gain Codes :( See Colu mns B I and D4)

2 . V alu e Codes( See Colu mns CI and D3)

3.V alu e Meth od Codcs( See Colu mn C2)

A =$1,000 or !ess B =$1,001 - $2,500 C = $2 i5 0 1 - $5 ; 0 0 0 D =$5,001 - $ 15,000F =$50,001 - $ 100,000 G = $100,001 - $1,000,000 H1 =$1,000,00i, $51000;000 H2 =M0re than $5~000,000J =$15,000 or less K =$15,001 5 $501000 L =$50,001 - $ 100,000 M ~$ 100~001 - $250,000N =$ 250,001 - $500,000 O =$500,001 - $ 1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25~000~000P3 =$25,000,001 - $50,0~0,000 P4 ~Mo~e than $50,000;000Q =Ap p r a i sa l R = Cos t ( R eal Es ta t e Only ) S = A s s es s ment T = Cas h Mar ketU = B ook V alu e V = Oth er W = Es t imated

E =$15,001 - $50,000


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D a t e o f R e p o r t08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

Description of Assets( inc luding t rus t asse ts ) repor t ing per iod of reporting period

(1) (2) (t) (2) (i ) (2) (3)Place "(X)" after each asset ~ m o u n t T y p e ( e : g ., V alue V a ue Type (e.g ., Date Value

exempt f rom pr ior d isc losure Code I div., rent, Code 2 Method buy, se l l , m m /d d/y y C od e 2(A-H) a r i n t . ) ( J - P ) Code 3 redempt ion) ( J - P )

B. C . DInco m e during G ro ss value at en d Transactions dur ng reporting period

(Q-W )

(4 1 (5 )Gain Identity of

Code 1 buyer/ se l le r(A-H) (if private

t r a n s a c t i o n )

103. ~ TRUST - Brokerage Account (103[- 107):

104 . -Ban k Dep o s i t P ro g ram A Int ./Div. K T105. -Capi t a l W or ld Growth & Income Fd CLF l - A m e r i c a n N / L D ividend K T106 . -C o lum bia M a risco G ro w th F d C L A M /F N on e K107. - W a shi ng t on Mu t u a l I nve s to r s Fd CL F 1- BA m e r i c a n N / L108. ~ STOCKS & BONDS- BrokerageR A ccount (1 0 8 - 1 1 0 )109. -Ban k Dep o s i t P ro g ram A

D ividend K

Interest J TI 10 . -Lo n g leaf Par tn ers Fun d N/ L A D ividend J T111. ~ IRA # 1- Brokerage Account R(111 -124):112. -Ban k Dep o s i t P ro g ram Interest K T1 1 3 . -Fi r s t Hor i zon N a t l Corp N o n e J T1 1 4. -Ente rpr i s e P roduc t s P a r tne rs L P B D i v i d e n d K TI 1 5 . - C a l a m o s G r o w t h F d C L A N o n e J T1 1 6 . - C a l a m o s G r o w t h F u n d C L C N o n e J T1 1 7 . - L o n g l e a f P a r t m e r s F d A Dividend K T118. -P rudent i a l L a rge Cap Core Equipment FdC L A D i v i d e n d J T1 1 9 . -GE Cap i t a l Corp MTN A In te re st J T

Ii Income Gain Codes :( See Colu mns B I and 134)

2. V alu e Codes( See Colu mns C1 and D3)

3.V alu e Meth od Codes( See Colu mn C2)

A =$LO00 or iess : : B =$1;001- $2~500F =$50,001 - $100,000 G =$100,001 - $1,000,000J =$t 5,000 or less K =$15,001 - $50~000N =$250,001 - $500,000 O =$500)001 - $1,000,000P3 =$25,000,001 - $50,000,000Q =Ap p r a i sa l R =Cost (Real Estale Only)U = B ook V alu e V = O t h e r

C =$2150! - $5;000H 1 =$1,000~001 - $5;000i000L =$50,001 - $100,000

P 1 = $ I , O 0 0 , O O l - $ 5 ,0 0 0 , 00 0P4 -More than $50,000,000S = A s s es s mentW = Es t imated

=$5,001- $15,000H2 =More than $5,000,000M=$100,001- $250,000P2 =$5,000,001 -$25,000,000

= Cas h Mar ket

E =$15,001- $50,000


11/14



Date o f Report08/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions ( Includes those of spouse and dependent children; see pp. 34-60 of f ! l ing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

exempt f rom pr ior d isc losure

Income duringr e p o r t i n g p e r i o d

(1) (2)A m o u n t Type (e.g.,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d

(1 ) (2 ) (1 ) (2) (3) (4) (5 )Value Value T y p e ( e . g . , D a t e V a l u e G a i n I d e n t i t y o fCode 2 M e th o d b u y , s e l l , m m / d d / y y Code 2 C o d e l buyer/seller( J - P ) C o d e 3 redemption) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 2 0 . - John Hancock L i fe Ins urance Co MTN A Interest J T1 2 1 . - L e h m a n B r o t h e r s H o l d i n g s , I n c . M T N I S 1 N A Interest J T1 2 2. - S e a r s R o e b u c k A c c e p t a n c e C o r p N T S A Interest J T1 2 3 . -Hea l th Care R EIT, Inc . P FD Ser D Cum B Interest K T124 . -Publ ic S to rag e , In c . Cum Pfd B Interest K T125~ IRA #2 - Brokerage Account R(125- 127) :126 . -Ban k Dep o s i t P ro g ram Interest L T127. -L ord Abbe t t Shor t D ura tion Incom e Fd CL EA M/F128~ IRA #3 - Brokerage M Account(128 - 142 ) :1 2 9 . - C a s h & M a r g i n A

Int ./Div. N T

Interest J T1 3 0 . - D o d g e & C o x I n c o m e C Int./Div. L T1 3 1 . - Inves co In t e rna t ion a l Growth A B D ividend L T132. -Cul len Hig h Div id en d Equi ty I B D ividend M T133. -Ea ton Vance At l an t a CAP SMID CAP N o n e L TFu nd I1 3 4 . -R S V a l u e F u n d A D ividend L T1 3 5 . -TCW Growth Equi ty I N o n e L T136 . -Tho mburg In te rn a t io n a l Value Fd CL I A D ividend L T

i i~6 Gai~ C6d~si A =$11000 or less B--$1,001- $2~500 C =$2,501 - $5,000(See Columns B 1 and D4) F = $50,00 ] - $100,000 G = $100,001 - $1,000,000 H I = $1,000,001 - $5,000,000

2. V alue Co de s J = $15,000 or less K = $15,001 - $50,000 L =$50,001 - $ 100,000( See Colu mns C I and D3) N =$250,001 - $500,000 O =$ 500,001 - $1,000,000 P I =$1,000,001 - $5,000,000

P3 =$25,000,001 - $50,000,000 P4 =Mo re than $50,000,0003. Value Method Codes Q =Ap p r a i sa l R =Cost (Real Estate Only) S = A s s es s ment

( See Colu mn C2) U = B ook V alu e V = Oth er W = Es t imated

D =$5,001- $15,000 E =$15,001- $50,000H2 =More than $5,000,000M= $ I00 ,001 - $ 250 ,000P2 =$5,000,001- $25,000~000T = C a s h M a r k e t


12/14


N a m e o f P e r s o n R e p o r t in gBarbour, Jr . , Wil l iam H .


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . , e , v a ~ . e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i nc l u d i ng t ru s t asse t s )

Place "(X)" after each assetexempt from prior disclosure

t3 .l n c o m e d u r i n g

r e p o r t i n g p e r i o d(l) (2)

A m o u n t Type (e.g.,C o d e 1 div. , r e nt ,( A - H ) or i n t . )

G r o s s v a l ue atend T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d(1) (2) (0 (2) (3) (4) (5 )

V a l u e Value Type [e.g., Da te V a l u e G a i n I d e n t i t y o fC o d e 2 M e th o d b u y, se l l i mm/dd/yy C o d e 2 Code ! b u y e r / s e l l e r

( J - P ) C o d e 3 re d e m ptio n ) ( J- P ) ( A - H ) ( if p r iv a te( Q - W ) t r a n s a c t i o n )

137. -V ictory Focused Growth Fd A None M

t38. -Thomburg Inv estment Income Builder Fd I D Dividend L

139. -FPA New Incom e Inc B Dividend K

T

T

T

140. -FPA Crescent Fd B Dividend L

141.

142.143.

-Alpha Hedged Strategies Fd Hatteras Fund A

-IVY Asset Strategy Fd CL A

Dividend

None

LL

TT

144.

L l n c o ~ e G a i n C o d e s : A =$1;000 Or less(Se e C olu mn s B I an d 194 ) F =$ 50,001 - $ 100,000

2. V alu e Codes J =$15,000 or less( See Colu mns C I and D3) N =$250,001 - $500,000

P3 =$25,000,00I - $50,000.0003. Value Method Codes Q :A ppr a i s a l( See Colu mn C2) U = B ook V alu e

B=$ 1,001 - $2,500G=$100,001 - $1,000,000K=$15,001 - $50,000O=$500,001 - $ 1,000,000R =Cost (Real Esta/e Only)V = O l h e r

C =$2,501 - $5~000 D =$5,001 - $15,000H 1 = $ 1, 00 0, 00 i - ~5 ,0 00 ,0 00 H 2 = M o re th a n $ 5, 00 0, 00 0L =$50,001 - $100~000 M =$100,001 -$250,000PI =$!;000,001 - $5~000,000 P2 =$5;000,001 - $25,000,000P4 =Mo re than $50,000,000S = A s s es s ment T = Cas h Mar ketW = Es t imated

E =$15,001 - $50,000


13/14


N a m e o f P e r s o n R e p o r t in gB a r b o u r , J r . , W i l l ia m H . "

D a t e o f R e p o r t08/10/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)

VII I .

L ines 2 5 and 2 6 s how the uns o ld l o t s i n my R es iden t i a l Subdiv i s ion a t the end of the repor t i ng pe r iod wi th an e s t ima ted va lue for thos e uns o ld l o t s on L ine 2 6.There wi l l be no income produced by the reamin ing lo t s i n i nventory unle s s and unt i l t hey a re s o ld .L ine 42 -48; Th i s i s a second IR A ro l love r accoun t he ld a t a brok e rage hous e . I t was opene d a f t e r the pa r t i a l s a l e o f 1 s t Amer ican s tock tha t was mad e inthe f i r s t IRA ro l love r account . I have a money manage r who inves t s th i s account , thus , i t i s des igna t ed " IRA Managed Rol love r" .L i nes 49 - 63- T h i s i s a th i r d I R A ac c ou n t h e l d a t a b r oke r age h ou s e . I t w as opened Jan u a r y 2005 w i t h a tr ans f e r o f f u nds f r om I R A # 2.L ines 64 - 9 8 - As I have no ted for s eve ra l yea rs , I may own o i l and gas i n t e re s t s which I inhe r i t ed or ob ta ined o the rwis e an d of which I haveno records . Al l i ncome-produc ing in t e re s t s have been inc luded in my repor t s . As l ea s ing occurs , I add them to my repor t .N o t e : I m a r r i e d d u r i n g t h e f i r s t s i x m o n t h s o f 2 0 0 9 . D u ri n g 2 0 0 9 1 d i d n o t h a v e i n f o r m a t i o n o n t h e a s s e t s a n d l i a b i l i ti e s o ~ a n d t h e r e f o r e th e y w e r en o t i n c l u d e d i n m y 2 0 0 9 F D R . ~ a s s e t s ( A s s e t s 1 0 0 - 1 4 2 ) a n d l i a b i l i t i e s ( S e c t i o n V I ) a r e i n c l u d e d i n t h i s 2 0 1 0 F D R .


14/14

F I N A N C I A L D IS C L O S U R E R E P O R TPage 14 of 14

Nam e of P e r son Repor t ingB a r h o u r , J r ., W i l l i a m H.


I X. CERTI FI CATI O N.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n

co m p l i a n ce w i t h t he p ro v i s i o n s o f 5 U. S. C. a p p . 5 0 1 e t . s e q . , 5 U. S. C. 73 5 3 , a n d J ud i c i a l Co n fe r e n ce r e g u l a t i o n s .

Signature: S/W illiam H. Barbour, Jr.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Co m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s Co u r t sSui te 2-301O n e Co l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C. 2 05 4 4

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William H Barbour Jr Financial Disclosure Report for 2010