William H Pryor Jr Financial Disclosure Report for 2010

8/3/2019 William H Pryor Jr Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978(5 U.$ .C app . 101-111)

L P e r s o n R e p o r t i n [ ( l~t ~me, f irst , middle Infflal)PryoL Jr , Will iam H.

4. Title (Article II1 ]edge~ |ndkate at~Ive or senior starts;m a g i s t r a t~ j u d g e s i n d i c a t e f u l l- o rCircuit Judge - Ac tive

7 . C h am b er s o r Of f i c e Add~1729 Fif th Avtmue N orthSuite 90OBirmingham, AL 3520 3

2. Cos ta or Orgutzsf lonUnited States Cou~t of Appeals

Report Type (c heck appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final~ I ) , [ ] A m e n d e d R e p o ~$. On/he basis of the information ontuhted in this Report and an ymodfficstJom pertainJa$ thereto, it h, Jn my opinion, in compthmce

w i t h a p p l i c a b l e l a w s and regulations.

3. Date ef Report5 / 13 / 20 10

6 , Repor~ng Period0 1 / 0 1 / 20 10

to12/31/2010

Reviewing Offer Date

I M P O R T A N T N O T E S : T h e i n ~ r u e ~ n ~ a c c o m p a n y i n g this form m s ~ b e f M l o w e d C o m p l e t e a l l l ~ r t s ,ch~cklng the NONE box for each par t where you l~m ,e no repor table in formation . Sign on las t pag~

I . POSITIONS. tR~ ,~~ NONE (N o reportable posit ions . )] ~ o s r r I O N

I . Vis it ing Professor

2. B o a r d of Direc tor s

3.

4.

5.

N_AME OF ORGANIZATION/ENTIITUniver s i ty of A labama School of LawA l a b a m a C e n t e r f o r L a w & C i v i c E d u c a t i o n

N O N E (N o reportable agreements .)pARTIES AND TERM S


2/9

FINANCIAL DISCLOSURE REPORTPage 2 of 9

Date of R e p o r t5 1 1 3 / 2 0 1 0

I II . N O N - IN V E S T M E N T I N C O M E . ~ R , p o, ,~ , . ~ .. ~ a n d ~ ,, t;A. Filers N o n - I n v e s tm e n t I n c o m e~ ] N O N E ( N o reportable non-investment income.)

D A T E SOURCE AND TYPE INCOME(yours , not spouses )I . 201 0 University of Alabama School of Law $ 10 ,0002.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you ~,ere married during any portion of ~e reporttng year, complete ~1~ section.( D o l l a r amounl not required e.rcept for honoraria.)

~ N O N E ( N o r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )D A T E SOURCE AND TYPE

I . 2010 Wilson,Price,Barranco, Blankenship & B illingsley, P.C.2.3.4.

I V . R E I M B U R S E M E N T S - t,~po,~,~ Iodglng, foo~ enter talnmew( Inc lu d e8 d ~o se to sp o u se and d ep end ent cMld ren: gee p p . 25- 27 o f f d ing ins t ru c tio ns . )

~] N O N E ( N o reportable reimbursements.)SOURCE DA TES_ LOCATION ITEMS PAID OR PROVIDED

I. Federalis t Soc iety March 1 0-1 I, 20 10 B oston, MA D e li v er L e c tu re at H ar v ar d T r a ns p o rt a ti o n, M e al s a n d L o d g in g2~ F e d e r a l i s t S o c i e t y Ma rc h 1 7-1 g , 2 0 10 L ex in gt on , V A Deliver Lecture at T r a n s p o r ta t io n , M e a ls a n d L o d g i n gW a s h in g t on & L e e3. F e d e r a l i s t S o c i e t y March 30, 201 0 N ashville, TN Deliver Lecture at T r a n s p o r t a t i o nVanderbilt4. F e d e r a l i s t S o c i e t y May 10-1 l , 201 0 Chicago, IL Deliver Lecture at T r a n s p o r ta t io n , M e a ls a n d L o d g i n gU n i v e r s i ty o f C h i c a g o5. A l a b a m a S e n t e n ci n g August 8-9, 2010 Point Clear, AL T h e N a t io n a l A s s oc ia tio n T r a ns po r ta tio n , M e a l s a nd L o d g i ngC o m m i s s o n o f S e n t e n c i n g C o m m i s s i o n s

PURPOSE


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N a m e o f P e r s o n R e lm r f l n gPryor , J r . Wi l l iam H .

Date o f Re lmr t5 1 1 3 / 2 0 1 0

6. A l a b a m a S t a t~ B a r October 8-9, 2010 Point Clear, AL Sou thern Conference of B ar Transportation, Meals and LodgingP r e s i d e n t s7. T h e H e r i ta g e F o u n d a t io n Novemb er 10, 2010 Washington, DC 25th Anniversary of Transportation, Meals and Lodging

t h e G r e a t D e b a t e o nO r i g i n a l i s m8. T h e F e d e r a l i s t S o c i e ty November 17-20, W ashington, DC National Law yers Transportation, M eals and Lodging2010 Convention9. Univers ity of Alabama A u gu s t 1 6 - N ov ember Tu sca l oo s a , A L Teaching T r a n s p o r t a t i o n29, 20101 0 .


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FINANCIAL DISCLOSURE REPORTPage 5 o f 9 ia m e o f P e r s o n R e p o r t in gPryor , Jr . , Wil l iam H . Date of Report5tl3/2010

VII. INVESTM ENTS an d TRUSTS -;,~. . , .~ ,NONE (No reportable income, assets, or transactions,)

D cs~ i p t i co o f A ~ Income during(including trust asscu) ~ - p o r t in g p e r i o d

C t } ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t Amouat T y p e ( e . g . ,

exempt from pri~r di~losu~ Code I d i v . , r e n t ,(A-~ o r i n ~ )

Gro~ value at endo f r q ~ o r t i n g(i) (2)Val~ Value

Cod~ 2 M~(~-~) C~ ~

Transactions d u r i n g ~por t ing p~od(2) O) (4) O)Date value Gain I d e n t i t y o f

m m / d d / y y Co d e 2 Code I b u y ~ I s e l l e r( J - P ) ( A - H ) (if private

t r a n s a c t i o n )

I. IRA#12. - TOCQ UEVILLE GOLD FUND D i v i d e n d T3. I R A # 2

4. J A N U S O V E R S E A S

6. - A M E R C E N T U R Y Z E R O C O U P O N 2 0 2 0 BI N V T C L7.

8. - P I M C O I NC OM E F D C L D A9 . IRA #3

1 0 . F I DEL I T Y C HI NA R EGI ON

A D iv id ed

D i v i d ~ n d K

D i v i d e n d K

T S o l dS o l d(pm)

T Buy

Bu y(addl )

T B uy

0 7 / 2 8 / I 0 K0 8 / 1 8 / I 0 J

07/28 /10 K0 8 / 1 9 / 1 0 J

0 8 / 0 2 / I 0 K

Sold 07/27/10 K

B

C

1 I. - FIDELITY R E A L E S TA TE IN COME B Divided K T B uy 07/27110 K

1 2 . I R A # 4

1 3 . - M ATIHEWS ASIAN TECHNOLOG YFUND1 4 . - FIDELITY SELECT M ATERIALSP O R T F O L I O1 5 . - T ROWE PRICE LATIN A MERICAF U N D1 6 , - FIDELITY SELECT L E I S U R E

A Dividend K T

A Dividend K T

A Dividend K T S o l d

N o n e K T B uy12/30/10 K1 2 3 3 1 1 1 0 K

E

1 7 , - FIDELITY SELECT CHEMICALS A Dividend K T

L Income Gain Codes: A

P3 ~.~1 - $~,~,~ P4 ~M~ ~ $~,~.~


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D a t ~ o f R e p o r t5/13/2010

NONE (No r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )A. B.

Der~ of Assets Income during( i n c l u d i n g t ~ J s t t m e t ~ ) reporting ~

O) (~)PI~~)" afl~ ~ ~ A~ ~ (e.g.,

(A-H) ~ ira.)

Gro~s value a t endof repo~ peliod(1) (2)

V a l u e V a l u eC o d e 2 Me thodo-p) C o d e 3( Q - W )

T ra n sa c t i o n s d u r in g r~ p o r t i n g p ~ x i

(i) (2) (3) (,0 ( 5 )Type (e.g. Date V a lu e Gain Idtnt i ty oftroy, sell , mm/dd~ C o d e 2 C o d e I tmyeri$ller

r e d e m p t i o n ) (J -P) ( A - H ) ( i f pr iva tetransaction)

18. IRA#71 9 . - T, ROW E PRICE LATIN A MERICAF U N D20 . - FIDELITY SELECT M ATERIALSPORTFOLIO21 . BROK ERAGE ACCT #I

A D i v i d e n d KA Dividend K

TT

2 2 . - T. ROW E PRICE LATIN AMERICAFUND23 . - F I DEL I T Y S EL EC T L EI SURE

A Dividend KI

TT

Sold 12 /30 /10 JBuy 1 2 / 3 1 1 1 0 J

C

24 . - MA T T H E W S C H I N A F U N D A Dividend J B uy 03/12/10 J2 5 . B R O K E R A G E A C C T #2

26 . - JA N U S O V E R S E A S F U N D A! 27. - M A T I H E W S I N D I A F U N D A

28 . - FIDELITY SELECT CHEMICAL A

29 . - B L A C K R O C K L A T I N A M E R I CA F D C I AC

30 . S E C T I O N 4 0 1 ( K ) /P R O F I T S H A R I N GP L A N # 13 !. - F I DEL IT Y SEL EC T C HEM I C AL S A

32 , - MA T T H E W S C H I N A F U N D A

3 3 - F IDEL IT Y F L OAT I NG RA T E HI GH A

3 4 .I NC OM E- M A T T H E W S P A C I F I C T I G ER F U N D A

Dividend Sold

Dividend K T B uyDividend S o l d

Dividend K T B u y

DividendDividendDividendDividend K

S o l d

T Bu ySold

T Sold( p a r t )

0 9 / 0 8 / 1 0 K

09/09/10 K01/05/10 K01/08/10 K

01/05t10 L01 / 06 / 1 0 L04/12/10 K03130 /10 J

B

D

D

B

E -$15.001


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D a t e o f R e l m r t5113/2010

VII . INVESTM ENTS and TRUSTS -~o , , , ~NONE (No r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

A. B. C. D.i k s c r i l r d o n o f A s s e t s I n c o m e d u r in g Oro~ value at end T~ ~ report~ Im, iod| i nc lud ing t rus t a t~R s ) repor t ing per iod of repor t ing pex iod

(i) (2) (l) (2)Place " (X)" a f t e r each a sse t Amoum T y p e ( e . g . , V a lu e V alu e T y im ( e . g . , Date V a lu e Gain Ident i ty of

exempt f rom pr ior di~c lomtr~ Code 1 d iv.~ rea t , C o d e 2 Method Imy, se l l , m m / d d / y y C o d e 2 C o d e t buyertseller( A - H ) or inL) ( j -P) C o d e 3 red e m p tio n ) (J-P ) { A - H ) ( i f pr iva te( Q - W )

35 .36 .37 ,38 .39 .40 .41.42 .

- F IDEL IT Y SEL EC T T RA NS P ORT

F I D EL I T Y C A S H R E S E R V E SCOMPASS B A N K - A/C #1

A Dividend

A [nt./Div.

A Interest

J

J

T Buy 03/09/10

Bay 04/12/10( a d d l )Buy 03/31/10

Buy 07/15/10

Buy 09/08/10

Buy i 1 / 2 2 ~ 1 0

TT

JKJJ

f

= $ I . 0 0 ! . $ 2 , 5 0 0, = $ I O 0 , O O I - $ I , O 0 0 , O O 0: $ 1 5 , 0 0 | - $ ~ 0 , 0 0 0

=Cost (Real Esme On~y)=Other

C = $ 2 ~ 0 1 - $ 5 , 0 0 0H I = $ 1 , 0 0 0 . 0 0 ! -L = $ ~ . 0 ~ 0 0 1 - $ | 0 0 , 0 0 0P I = $ 1 . O t ~ . O O l - $ 5 , 0 0 0 , 0 0 ~P4 =More thanSW =Estimateti

D ,-if,5,001 . $ I ~.000H 2 =M o~ tha~ $ S , 0~0 . 000M ..$10~.001 -P2 =$S.0~ ,0~ l - $ 2 5 # 0 0 . 0 0 0T = C a ~ M a r k et

E = $ 1 5 , 0 0 1


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Name of Pmon R elmrt lngPtvor, Jr., William IL 5 / t 3 / 2 0 | 0

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. a , ~u ~ ,no y , ~ , ~


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FINANCIAL DISCLOSURE REPORTPage 9 o f 9

Name of Person ReportingPr y o r , J r. , Wi l Ham H .

Date of Report5/13/2010

IX. CERTIFICATION.I ce r t i fy tha t a ll informa t ion given above ( inc luding informa t ion pe r ta ining to my spouse and m inor or dependent ch i ldren, if any) i s

accura t e , t rue , and comple te to the bes t o f my Imow ledge and beUeg , and tha t any in format ion no t repor t ed was w i thheld because i t met app l i cable s t a tu to ryprov is ions permi~ng non-dhdosure .i f u r t her cer ti f y t ha~ ear n ed i n co me f r o m o u t s i d e emp l o y m en t an d ho n o r ar i a an d t he accep t an ce o f g i f t s whi ch hav e been r ep o r t ed a r e i n

o mp l i an ce wi t h t he p r o v i s i o n s o r s U~ .C. ap p . 50 1 e t . s eq . , 5 U .S .C, 7353 , an d Jud i c i a l Co n f er en ce r egu l a ti o n s .

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F M L S T O F I L E T H I S R E PO R T M A Y B E S U B J E C T T O C IV I LA N D C R I M IN A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C om m i t t ee on F i nanc i a l D is c l o s u r eA dm i n i s t r at i v e O f f i c e o f t h e U n i t ed S t a t e s C ou r t sS u i t e 2 -3 0 1One Columbus Circle, N.E.W a s h in g t o n , D .C . 2 0 5 4 4

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William H Pryor Jr Financial Disclosure Report for 2010