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Page 1 of 6 Updated as at December 2018 WMI PRIVATE BANKING CERTIFIED PRIVATE BANKER (CPB) Application Form General Instructions Thank you for your interest in the WMI Certified Private Banker (CPB) Programme. Please read the following instructions carefully before completing the application form. Supplementary instructions are given in each section of the form. Complete the sections accordingly and provide the supporting documents as required. You may wish to retain a copy of the completed form for personal record. All registration details will be kept in strict confidence. Early application is strongly encouraged. Tuition Fee Participants may enrol for the entire programme or by module. Upon acceptance into the programme, applicants will need to pay the full applicable tuition fee. Payment should be made by cheque/ cashier’s order in favour of “Nanyang Technological University”. The tuition fee is subject to applicable GST. Programme Module Fees CPB Level 1 (Core Modules) Ethical Conduct $ 80.00 Investment Advisory $ 950.00 Client Relationship Management $ 1,450.00 Wealth Planning $ 950.00 Digital Wealth Management $ 400.00 Complete Level 1 Programme $ 3,830.00 CPB (Electives) Market Specialisation (CPB Level 1) $ 1,200.00 Note: The above fees are indicative and subject to change Application Please send your completed application form, the supporting documents and cheque* payment for the application fee by registered mail to: Wealth Management Institute, NTU 11 Slim Barracks Rise, NTU@one-north, Executive Centre, #05-01 Singapore 138664 All applicants will be notified on the outcome of their application. For more information, please reach us at (65) 6904 7327 or [email protected]. *Cheques should be crossed and made payable to Nanyang Technological University. Write your Name and Contact Number at the back of the Cheque. CPBL1 Intake 1/2 FI Name For Official Use

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Page 1: WMI PRIVATE BANKING CERTIFIED PRIVATE BANKER (CPB ...wmi.ntu.edu.sg/Programmes/ExecutiveEducation/PrivateBanking/CP… · CERTIFIED PRIVATE BANKER (CPB) Application Form ... Upon

Page 1 of 6 Updated as at December 2018

WMI PRIVATE BANKING CERTIFIED PRIVATE BANKER (CPB)

Application Form

General Instructions

Thank you for your interest in the WMI Certified Private Banker (CPB) Programme. Please read the following

instructions carefully before completing the application form. Supplementary instructions are given in each section of the form. Complete the sections accordingly and provide the supporting documents as required. You may wish to retain a copy of the completed form for personal record. All registration details will be kept in strict confidence. Early application is strongly encouraged.

Tuition Fee

Participants may enrol for the entire programme or by module. Upon acceptance into the programme, applicants will need to pay the full applicable tuition fee. Payment should be made by cheque/ cashier’s order in favour of “Nanyang Technological University”. The tuition fee is subject to applicable GST.

Programme Module Fees

CPB Level 1 (Core Modules)

Ethical Conduct $ 80.00

Investment Advisory $ 950.00

Client Relationship Management $ 1,450.00

Wealth Planning $ 950.00

Digital Wealth Management $ 400.00

Complete Level 1 Programme $ 3,830.00

CPB (Electives) Market Specialisation (CPB Level 1) $ 1,200.00 Note: The above fees are indicative and subject to change Application Please send your completed application form, the supporting documents and cheque* payment for the application fee by registered mail to: Wealth Management Institute, NTU 11 Slim Barracks Rise, NTU@one-north, Executive Centre, #05-01 Singapore 138664 All applicants will be notified on the outcome of their application. For more information, please reach us at (65) 6904 7327 or [email protected].

*Cheques should be crossed and made payable to Nanyang Technological University. Write your Name and Contact Number at the back of the Cheque.

CPBL1 Intake 1/2 FI

Name

For Official Use

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Page 2 of 6 Updated as at December 2018

CHECKLIST

Applicant’s Name as in NRIC/ Employment Pass

Applicant’s NRIC No./ Fin

Application Form and Supporting Documents Before sending your application to the Wealth Management Institute, please check (☒) the following items (where applicable) to ensure they have been included in your application: ☐ Application form (including this checklist, duly completed)

☐ Copies of CACS Assessment result slips (if applicant has passed the assessments)

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Page 3 of 6 Updated as at December 2018

1. PERSONAL INFORMATION OF APPLICANT

Please read the instructions carefully and print clearly in BLOCK LETTERS.

Name (as in NRIC or Work Pass)

Mailing Address

Contact Nos. Office : Mobile No. : Home :

Email Address

Date of Birth (dd/mm/yyyy)

Gender:

Dietary Restriction (if any)

Nationality Country of Birth

For Singapore Citizen or Permanent Resident NRIC No.

For Singapore-based Foreigner Currently possess a valid work pass? Foreign Identification No. (FIN)

*Please delete and select accordingly.

2. CURRENT EMPLOYMENT

Name of Company Date of Joining (mm/yy)

Company Address

Work Department (e.g. Private Banking; Commercial Banking; IT)

Designation Corporate Rank

Nature of Work (e.g. RM in Private Banking; Investment Advisor)

3. EMPLOYMENT HISTORY

Total number of years of working experience: years Total number of years of work experience in private banking: years

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Page 4 of 6 Updated as at December 2018

Previous Employment Please indicate previous full-time work experiences in reverse chronological order. Full-time national services and part-time, temporary and vacation jobs need not be included.

From (mm/yy)

To (mm/yy)

Organisation Designation Nature of Work (e.g. RM in Private Bank)

4. HIGH SCHOOL / POLYTECHNIC / COLLEGE / UNIVERSITY EDUCATION

Please list in reverse chronological order.

From (mm/yy)

To (mm/yy)

Name of Institution, Country Highest qualification achieved, Major (if any)

5. OTHER QUALIFICATIONS

Please include professional courses you are currently undertaking or are being admitted to (e.g. CFA, ACCA, etc.) if applicable.

From (mm/yy)

To (mm/yy)

Professional Body Discipline Status

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Page 5 of 6 Updated as at December 2018

Have you passed the CACS Paper 1 & 2? ☐ Yes ☐ No If yes, please indicate the Paper(s) passed and the date(s) of Assessment(s):

CACS Paper(s) CACS Assessment Date(s)

CACS Paper 1

CACS Paper 2

If no, please indicate if you intend to take the CACS Paper(s): ☐ Yes ☐ No

6. PROGRAMME REGISTRATION

Please check (☒) the boxes corresponding to the module(s) for which you are applying below. Participants who would like to attain the Level 1 IBF Qualified certification in the area of “Wealth Management – Private Banking” and obtain 2 years’ exemption of CACS CPD hours would need to successfully complete all core modules required. Applicants should have less than 3 years of related direct work experience.

MODULE PUBLIC RUN

INTAKE 1 PUBLIC RUN

INTAKE 2 Full Fees GST

Total Fees Payable

Ethical Conduct ☐ Online Learning

☐ Online Learning

$ 80.00 $ 5.60 $ 85.60

Investment Advisory ☐ 2 Apr 19 ☐ 2 Jul 19 $ 950.00 $ 66.50 $ 1,016.50

Wealth Planning ☐ 3 Apr 19 ☐ 3 Jul 19 $ 950.00 $ 101.50 $ 1,551.50

Client Relationship Management

4 Apr 19 5 Apr 19 (AM) 9 Apr 19

4 Jul 19 5 Jul 19 (AM) 9 Jul 19

$ 1,450.00 $ 66.50 $ 1,016.50

Digital Wealth Management

☐ 5 Apr 19 (PM)

☐ 5 Jul 19 (PM)

$ 400.00 $ 28.00 $ 428.00

COMPLETE LEVEL 1 PROGRAMME

☐ 2 to 5 & 9 Apr 19

☐ 2 to 5 & 9 Jul 19

$ 3,830.00 $ 268.10 $ 4,098.10

Market Specialisation (CPBL1 - Elective)

☐ 8 Apr 19 ☐ 8 Jul 19 $ 1,200.00 $ 84.00 $ 1,284.00

The above fees are indicative and subject to change. * This programme will be accredited under the IBF Standards, and will be eligible for funding under the IBF Standards Training Scheme (IBF-STS), subject to all eligibility criteria being met. Participants are advised to assess the suitability of the programme and its relevance to their business activities or job roles. IBF-STS provides 70% to 90% funding for direct training costs subject to all eligibility criteria being met. Find out more on www.ibf.org.sg

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Page 6 of 6 Updated as at December 2018

7. SUPPLEMENTARY INFORMATION

a. Are you currently pursuing any other programmes? ☐ Yes, please specify: __________________________________________________ ☐ No

b. Have you ever been convicted of a criminal offence by a court of law of any country?

☐ Yes, please specify: __________________________________________________ ☐ No

c. How did you find out about the programme? ☐ Newspaper ☐ WMI Website ☐ My Company ☐ IBF Website ☐ MAS Website ☐ Word of Mouth ☐ Others, please specify: _________________________________________________