IC/93/127
INTERNATIONAL CENTRE FOR
THEORETICAL PHYSICS
INTERNATIONALATOMIC ENERGY
AGENCY
UNITED NATIONSEDUCATIONAL,
SCIENTIFICAND CULTURALORGANIZATION
PREDICTION OF THE OCCURRENCEOF RELATED STRONG EARTHQUAKES IN ITALY
Inessa A. Vorobieva
and
Giuliano F. Panza
MIRAMARE-TRIESTE
IC/93/127
International Atomic Energy Agency
and
United Nations Educational Scientific and Cultural Organization
INTERNATIONAL CENTRE FOR THEORETICAL PHYSICS
PREDICTION OF THE OCCURRENCEOF RELATED STRONG EARTHQUAKES IN ITALY
Inessa A. Vorobieva
International Institute of Earthquake Prediction Theory
and Mathematical Geophysics,
Varshavskoye sh. 77 korp. 2, Moscow, Russian Federation
and
Giuliano F. Panza
International Centre for Theoretical Physics, Trieste, Italy
and
Istituto di Geodesia e Geofisica, Via dell'Universita 7, Trieste, Italy.
MIRAMARE - TRIESTE
June 1993
Abstract.
In the seismic flow it is often observed lhat a Strong Earthquake (SE), is 1'ullowed
by Related Strong Earthquakes (RSEs), which occur near ihc epicentre of (he SE wilh
origin time rather close to the origin time of the SE. The algorithm for the prediction of
the occurrence of a RSE has been developed and applied for the first lime to the
seismicity data of the California-Nevada region and has been successfully tested in
several regions of the World, the statistical significance of the result being 97%. So far
it has been possible to make five successful forward predictions, with no false alarms or
failures to predict.
The algorithm is applied here to the Italian territory, where the occurrence of
RSEs is a particularly rare phenomenon. Our results show that the standard algorithm is
successfully directly applicable without any adjustment of the parameters. Eleven SEs
are considered. Of them, three are followed by a RSE, as predicted by the algorithm,
eight SEs are not followed by a RSE, and the algorithm predicts this behaviour for seven
of them, giving rise to only one false alarm. Since, in Italy, quite often the series of
strong earthquakes are relatively short, the algorithm has been extended to handle
such a situation. The result of this experiment indicates thai il is possible to attempt to
test a SE, for the occurrence of a RSE, soon after the occurrence of the SE itself,
performing timely "preliminary" recognition on reduced data sets. This fact, the high
confidence level of the retrospective analysis, and ihe first successful forward
predictions, made in different parts of the World, indicates thai, even if additional tests
are desirable, the algorithm can already be considered for routine application to Civil
Defence.
1. Introduction
In the seismic flow, described by earthquake catalogues, it is often observed ihat
a Strong Earthquake (SE) is followed by slrong shocks, here called Related Strong
Earthquakes (RSEs), which occur near the epicentre of the SE, wilh origin time rather
close lo the origin time of the SE. The SE is usually a Main Shock (MS), bul can also be a
Strong Aftershock (SA) or a Slrong Forcshock (SF). The RSEs may be either SAs, if their
magnitude is less than that of the SE, or other SEs, if their magnilude is larger than that
of the earlier SE. The prediction of the occurrence of a RSE is very important both from
a scientific and a practical point of view. In fact, the study of the phenomena
preceding the occurrence of a RSE may help to understand the laws controlling the
development of the scismogenic process, and, at the same time such prediction is very
important for the reduction of the large hazard caused by the destabilization of
manufacts (e.g. buildings, lifelines) and natural features (e.g. slopes, river beds) due to
the SE.
The algorithm for the prediction of the occurrence of a RSE, based on the
analysis of the aftershocks sequence of the SE, has been developed and applied for the
first lime to the scismicity data of the California-Nevada region (Vorobieva and
Lcvshina, 1992), and has been successfully tested in several regions of the World
(Vorobieva and Levshina, 1992). A total of fifty-two sequences of aftershocks of SEs
have been analysed, and twelve of the SEs arc followed by RSE(s). The score of the
retrospcclive analysis is: ten cases of RSE occurrence arc successfully identified, and
two cases are failures; there are three false alarms in she forty cases of SE which are not
followed by a RSE; the statistical significance of this result is 97% (Vorobieva and
Lcvshina, 1992). So far il has been possible to make five successful forward predictions,
wilh no false alarms or failures to predict. The most important predictions are related to
the 1991, Racinsk earthquake in Georgia, and the Californian earthquakes in Loma-
Prieta (1989), and Joshua Tree (1992). Al present three cases are under monitoring.
The purpose of this paper is lo verify the applicability, also for practical
purposes of Civil Defence, of the algorithm to the different seismoactive regions in
Italy. The results of the retrospective analysis seem to encourage this attempt. In the
period of time considered (1680-1990) eleven SEs are considered. Of them, ihree are
followed by a RSE, as predicted by the algorithm, eight SEs arc nol followed by a RSE, and
the algorithm predicts this behaviour for seven of them, giving rise to only one false
alarm. The high confidence level of the retrospective analysis, and Ihe first successful
forward predictions, made in different parts of the World, indicates that, even if
additional tests are desirable, the algorithm can already be considered for routine
application to Civil Defence.
2. Description of the algorithm
SEs usually are followed by a sequence of aftershocks. Sometimes rather strong
events, comparable wilh the main shock, or even stronger, occur in the aftershocks
sequence. We do not consider here strong shocks which occur in the next few hours or
days after the SE. We are interested in the series of strong earthquakes which occur in
the same place - focal zone - of the SE, in a period of time which ranges from a month lo
several years after the origin time, and we indicate them wilh RSEs. The lime intervals
between the SE and the RSE(s) may be rather long, however, these earthquakes
undoubtedly are not independent. Since, in a few months, the tectonic movements
cannot build up enough new stress to cause an independent SE, ihe RSE(s) can be
considered due to the release of the remnant tectonic, stress which has not been
completely released by the occurrence of the SE, . In other words, al the occurrence of
Ihe SE either practically all tectonic stress is released, or the stress release is only
partial, and the remnant part of stress is redistributed in and around the hypocenlrai
area. In the first case we should nol expect a RSE, while, in the second case, it is
reasonable to expect the occurrence of one or more RSEs. The purpose of the algorithm
is to distinguish these two cases by analysing the local seismicity which follows the SE.
The problem can be formulated as follows (sec also Fig. 1). At the occurrence ofthe SE, with magnitude M, we define the beginning (t0) of ihe aftershock sequence, and
we consider this sequence for the first s days with the purpose of predicting whether
the next strong earthquake will occur within a shon period of time and not far from the
epicentre of the SE. The strong earthquake lo be predicted may be either a SA or a RSE.
More precisely we want to predict the occurrence of a SA and/or RSE - with magnitude
greater or equal to a threshold M4 in the lime interval [s,S], after the occurrence of ihc
SE, and within epicentral distance R, from the epicentre of the SE.
The algorithm for prediction is based on the same ideas used in the intermediate-
term earthquake prediction of a SE, using the whole sequence of main shocks -
algorithms M8 and CN (Keilis-Borok and Kossobokov, 1990; Keilis-Borok and Rotwain,
1990; Keilis-Borok el al., 1992). The main difference here is that the area where the
earthquake is expected to occur is much smaller than that considered in the prediction
of SEs, since RSEs are assumed to be due lo the release of ihe remnant stress in the
hypocentral area of the SE. According to the CN and MS algorithms, a SE is preceded by
(I) ihe increase of the seismic activity, and (2) high irregularity in the space and time
distribution of seismic events. These phenomena are akin to general symptoms of
instability of many non-linear systems. When considering RSEs, the non-linear system
is formed by the seismically active faults, and we make the basic hypothesis Ihat
instability phenomena similar to (1) and (2) occur in the flow of the aftershocks of the
SE. before the occurrence of a RSE.
2.1. Similarity.
In order to make comparable the aftershock sequences of earthquakes with
different magnitudes the flow of aftershocks is normalised with respect to the
magnitude, M, of the SE, in the following way:
- the lower magnitude threshold, in, for ihe analysed aftershocks is m = M-3;
- the area of investigation is the circle with radius R = 0.03-100.5M (km);
- the magnitude, Ma, of the RSEs to be predicted is greater or equal to M - 1.
- She period of time for which the prediction is made ranges from 40 days to 1.5 year
after the SE.
The main assumption here is that, after normalisation, the premonitory
phenomena for earthquakes of different magnitudes will be quantitatively similar, in
other words, after normalisation, if the premonitory phenomena are self-similar, the
average number of aftershocks will be the same for earthquakes with magnitude 6.0
and 8.0. therefore if, for example, fifty aftershocks with M>5 is a number abnormally
large for a SE with magnitude 8, then fifty aftershocks with M>3 is a number
abnormally large for a SE with magnitude 6.
2.2. Functions representing the premonitory phenomena.
All the values of the numerical parameters of the functions, used in this section,
are given in Table 1. The basic assumptions made arc:
(a) large values of the following functions are premonitory phenomena for the
occurrence of a RSE:
N - the number of aftershocks, with magnitude Ma > M - oij occurred in the lime interval
(t0 + Sj , t0 + s2 ), where t0 is the origin time of the SE;
S n - the total area occupied by the sources of the aftershocks, with magnitude Ma > M -
rrij, occurred in the time interval (l0 + Sj , i0 + s2 ), normalised with respect to the source
area of the SE:
Sn = JT I O K M ) (1)
Si
where mj is the magnitude of the i-th aftershock;
V m - the variation of magnitude, from one event to the next, for the aftershocks with
magnitude Ma > M - m t , occurred in the time interval (t0 + Sj , t0 + s2 ):52
(2 )
where n^ is the magnitude of the i-th aftershock;
V m e l j - the variation of the average magnitude from one day to the next for the
aftershocks with magnitude M^ > M - m.j, occurred in the time interval (t0 + S[ , tQ + s2
sivmed=5jM.i+ i -Hi I. (3)
si
where Hj is the average magnitude of the aftershocks occurred in the i-th day.
R z - the deviation from Omory's (1894) law for the aftershocks, with magnitude Mh>M-ni|
occurred in the time interval (t0 + Sj , IQ + s2 ):
Ewhere n( is the number of aftershocks occurred in the lime interval (t0 + Sj , t0 + s2 );
only positive differences are taken into account in the sum.
(b) small values of the following functions are premonitory for the occurrence
of a RSE:
V n - the variation of the number of aftershocks, with magnitude Ma > M - m, , from one
day to the next, occurred in the time interval (t0 + s, , l0 + s2 ):
-V. (5)
where n ; is the number of aftershocks for the i-th day.R m a s " l h e maximum distance, normalised to R, between the main shock and the
aftershocks, with magnitude Ms > M - n^ occurred in the time interval (iQ , ifl + s2).
Nfor - the local seismic activity before the main shock, i.e. the number of earthquakes
with magnitude Ma > M - mj occurred in the lime interval (t0 - S. , In - Si ) before the SE
within a circle of radius 1.5R, centred in the epicentre of the SE.
3. Pattern recognition
In terms of pattern recognition the problem can be formulated as follows. There
are two types of SE: type A - the SEs which are followed by a RSE, and type B - the SEs
which are not followed by a RSE. The available data are the SEs and the first pan of their
aftershock sequence; the problem is lo identify if the SE is of type A or type B.
The first step in pattern recognition is the discretization of the functions defined
in section 2. The values of each function are divided into two intervals "large" and
"small", so that the numbers of objects in each interval are equal. The thresholds for the
discretization are given in Table 1.
The second step is the determination of "typical" values of the functions. We
count, for each function, how often it is "large" (or "small") in correspondence of a SE
of Type A, and how often in correspondence of a SE of Type B. If the function is "large"
(or "small") for at least 2/3 of the objects of Type A (SE of Type A) and for less than 1/2
of the objects of Type B (SE of Type B) then this value is considered typical for the
events of Type A, similarly if the function is "large" (or "small") for at least 2/3 of the
objects of Type B (SE of Type B) and for less than 1/2 of the objects of Type A (SE of Type
A) then this value is considered typical for the events of Type B.
The last step in pattern recognition is voting. For this purpose we count, for each
aftershocks sequence, two numbers nA and nB : nA indicates how many functions are
typical for a SE of Type A, ng indicates how many functions are typical for a SE of Type
B. Therefore the decision rule is:
if nA - ns £ 3 then the SE is of type A (a RSE will occur);
if nA - riB < 3 then the SE is of type B (a RSE will not occur).
To define the value of ihe threshold of voting (3), and the values of all the paramelers of
the algorithm, as "learning material" Californian SEs and iheir aftershock sequences
have been considered . The results of learning are shown in ihe first row of Table 2.
3.1. Test on independent data
The algorithm has been applied, without re adaptation of the values of the
parameters determined for California, to thirty-five SE which have occurred in seven
different regions of the World: Cemral Asia, Caucasus, Lake Baikal area, Ibero-Magreb
area, Dead Sea rift. Turkmenia, and Balkans. The results of the analysis, shown in Table
2, have a statistical significance wilh a 97% confidence level (Vorobieva and Levshina,
1992).
3.2. Forward prediction of RSE{s)
The main difficulty in the forward prediction is represented by the quality of the
available input data, since we must be able to use all the dala which can be quickly
available (e.g. preliminary bulletins). Usually, the quality of these data is obviously
lower than thai of Ihe final versions of earthquake catalogues, which have been used
for ihe retrospective analysis. In the preliminary bulletins, the epicentral parameters
(origin time, co-ordinates, and magnitudes) are determined with large uncertainties,
and sometime part of the information is missing. In some cases it is necessary to compile
dala produced by more than one agency; these data are, in general, not homogeneous
since different agencies may use different procedures for earthquake location (e.g.
differcnl structural models) and quantification (different coefficients in the magnitude
formula). These limits of the preliminary bulletins require to lest if the algorithm is
slablc enough, with respect to the quality of the inpul dala. The firsi results of the
forward prcdiciion, which refers to the lime interval 1989-1993, are given in Table 3.
These results indicate that the algorithm is robust enough, and thai it is reasonable to
attempt practical applications to Civil Defence.
In Table 3 are listed all strong earthquakes occurred in the regions considered.
Fifteen SE occurred in ihe time interval 1989-1993; eight of them have been analysed
and of ihe remaining seven SEs, one has less than len aftershocks with magnitude
greater or equal to M-3, where M is the magnitude of Ihe SE, one is a foreshock which
occurred very close in time (within one day) to the SE. three are aftershocks which
occurred very close in time (same day) to the SE, and for the remaining two events the
data are not available. For the analysed events, in five cases the prediction is successful,
and for three events there is current monitoring; in one case the occurrence of a RSE is
not expected, while in the other two cases there are current alarms. More specifically,
IS * ••:* *H
after Landers earthquake in California (June 28 1992) a RSE, with magnitude above 6.5.
is expected to occur before the end of December 1993 ; after Erzincan earthquake in
Turkey (March 13 1992) a RSE. with magnitude above 5.8, is expected to occur before the
end of September 1993.
4. Analysis of the Italian seismoactive regions
4.1. Tectonics and seismicity of Italy
As it is well known, it is possible to subdivide Italy into three main tectonic zones
with different types of receni motions ( e. g. Dal Piaz and Polino, 1989; Patacca and
Scandone, 1989).
The first one is represented by the northern part of Italy (North of the latitute
44° N, where Ihe Alps are generally uplifting (Mueller, 1982). The relative motions
there, cause compression in the zones of contact between the Southern Alps and the
Northern Apennines, in the western part of Italy, and in Friuli (eastern part of Italy)
(Dal Piaz and Polino, 1989), where one of the branches of the Southern Alps turns to the
South along the Adriatic sea (Dinaric Alps). The zone of Friuli is also characterised by
some strike-slip motion in the western direction (Pavoni et al,, 1992). Ten SEs. wilh
magnitude greater or equal to 6.0, occurred in Northern Italy from 1000 to 1990
(catalogues PFG and ING). Two SEs. boih locaied in the Central Alps, had magnitude 6.8.
Five SEs, with magnitude in the range 6.0 - 6.1, occurred in Friuli.
The second tectonic zone is represented by most of the Italian peninsula, where
two arcs (north-central Apennines and Calabrian Arc) of tectonic shortening meet.
Starting from their presenl-day structure and analysing the time-space evolution of the
thrust belt-foredeep-foreland system, Patacca and Scandone (1989) reached the
conclusion thai the deformation has been strictly controlled by the dipping of the
foreland lilhosphere sinking beneath the mountain chain peninsula and not directly
by the collision between Europe and Africa. This hypothesis is strongly supported by
surface waves dispersion measurements (Calcagnile and Panza, 1981; Panza et al.. 1982;
Suhadolc and Panza. 1988; Delia Vedova, et al. 1991), and more receni investigations,
which combine different geophysical data sets about aeromagnetic and gravity
anomalies with the available structural information about the Hthosphere-
asthenosphere system (Marson et al., 1993). From 1000 lo 1990, twenty-six earthquakes
with magnitude greater or equal to 6.0 occurred in Central Italy, five of them had
magnitude greater or equal to 6.5 (catalogues PFG and ING).
The main tectonic feature of the the third zone, ihe Calabrian Arc (Eastern Sicily
- Calabria), is the old subduction zone, where the deep-focus earthquakes are related to
the presence of a lithospheric slab which may represent, in its deepest parts, the
remnant of the Adriatic lithosphere subducting Corsica-Sardinia before the opening of
ihe Tyrrhenian sea (Palacca and Scandone, 1989). The passive subduction of the Po-
Adriatic-Ionian lithosphere by gravitational sinking appears as a reasonable
mechanism to explain contemporaneous geodynamic events such as mountain building
in the Apennines and extension in the Tyrrhenian area, and the partition of the
Apennines into two major arcs may be related to the differential sinking of the foreland
lithosphere in the Northern Apennines and in the Calabrian Arc. This last region is
characterised by the highest level of seismicity in Italy. All five SE with magnitude 7.0
or more occurred here, and the strongest had magnitude 7.5 (catalogues PFG and ING).
4.2. Input data
We concentrate our attention on the events occurred within the polygon defined
by the vertices (48°N, 12°E); (47°N, 14.5°E); (44°N, 14.5°E); (40°N. 20°E); (36°N, 16°E); (38UN,
11°E); (40°N, 13°E); (43°N, 9°E); (43°N, 6°E); (46°N, 6°E) and with focal depth less or equal
to 60 km, since deep earthquakes, usually, are not followed by aftershocks sequences.
We use the PFGING catalogue, which is composed by the PFG catalogue from 1000 to 1980,
and the ING catalogue , from 1981 to 1990. In the catalogue PFG two types of magnitude
are given: the magnitude, Mt, recalculated from the macroseismic intensity, for the
whole period of time, excluding the last three years; and, since 1900, the local
magniiude, M^. The ING catalogue contains two types of magnitude, too: M]_ and the coda
duration magnitude, Mj. We consider M[_ a more appropriate quantity to be used in
connection with M^, therefore we use M^, whenever available, and, only if ML is
unknown, we use Mj.
The magniiude threshold for which the catalogues are complete changes with
lime, as clearly proven by the frequency of occurrence graphs, for different periods of
time, shown in Fig. 2, For the period which goes from 1000 to 1680 the magnitude
completeness threshold is about 4.5; from 1680 to 1870 it is about 3.5; from 1870 to 1980 it
is about 3.0; and for the last period of time from 1981 to 1990 it is about 2.5. Therefore for
the whole period of time the common magnitude level of completeness is about 4.5.
4.3. Statistics of ihe occurrence of RSEs in Italy.
On the basis of the experience made in the study of the other regions of the
World, listed in Table 2, it is possible to slate that the occurrence of a RSE is, in general, a
rare phenomenon. Including in the statistics the SEs which are followed by few
aftershocks with magnitude greater or equal to M-3, where m is the magnitude of the
considered SE, only 15% of the SEs are followed by a RSE.
To determine such statistics for the Italian seismoactive regions, we have
considered all the fifty-three earthquakes with magnitude greater or equal to 6.0, thai
occurred since 1000. Only five of these events were followed by a RSE. Therefore, the
occurrence of a RSE is a particularly rare phenomenon in Italy. Nevertheless the
frequency of occurrence of RSEs is sufficiently large to warrant further investigations,
with the final goal of making available to the Civil Defence authorities a quite useful
practical tool to be used immediately after the occurrence of a SE.
Three out of the five earthquakes followed by a RSE occurred in Friuli, one in the
Calabrian arc, and one in the zone of dominant strike-slip movement in Central Italy.
There are also several places where RSEs occurred, but wiihin a time interval less lhan
40 days, typically in the range 10-40 days. We call these events "short series" RSEs, to
distinguish them from the others RSEs ("long series").
If the occurrence of a RSE is caused by the incomplete stress release at the
occurrence of a SE, it is reasonable that RSEs occur in places where the tectonic motions
take place in more than one direction. After the SE, which may be caused by one of the
tectonic motions, the redistribution of the residual stress in the focal zone takes place.
This stress redistribution may be sufficient to cause tectonic motion in another
direction, in this case the RSE may occur, sometimes even stronger, than the SE.
In Italy, all places where RSEs have been observed practically satisfy to the
previous hypothesis. With this statement we do not imply that RSEs can not occur in
other places, but, in the case of occurrence of a SE in regions were different tectonic
motions are acting simultaneously, more attention must be paid, since the probability of
occurence of a RSE seems to be higher than elsewhere.
4.4. Application of the algorithm to the Italian seismoactive regions
In order to apply the normalisation procedure described in section 3.1, we need to
consider aftershocks in the magnitude window [M - 3, M], where M is the magnitude of
the SE. Accordingly to the magnitude threshold for which the catalogues are complete
we can consider SE with magnitude greater or equal to 6.5 for the period of time from
1680 to 1870. and 6.0 for the period of time from 1870 to 1990. As we have done in (he
other regions listed in Table 2, we test only the earthquakes which are followed by ten
or more aftershocks, with magnitude in the range [M - 3, M], in the first forty days after
VIn the period of time considered, twenty-two SEs occurred. Two of them are SAs,
which occurred within less than forty days from t0. Nine of the SEs are followed by less
than ten aftershocks with magnitude greater or equal to M-3, and all these nine
earthquakes are not followed by RSEs. This fact is in favour of the hypothesis that a low
level of aftershock activity is against the possibility of occurrence of a RSE. Of the
remaining eleven SE, three are followed by RSEs (SE of type A), and eight are not
followed by a RSE <SE of type B) (see Table 4). The results of the application of the
algorithm are shown in Table 5.
Therefore, without any adjustment of the parameters, the algorithm developed
for California, allows us to correctly recognise ten out of the eleven aftershocks
sequences occurred in Italy. There is only one false alarm after the earthquake
occurred on January 15, 1968.
IP'
5. Modification of the algorithm.
As it was mentioned in section 4.4. several RSEs, which occurred within about one
month from the SE have been observed in Italy (Table 6). In order to analyse these
aftershocks sequences, it is necessary LO modify the algorithm. The goal of the
modification is to allow the classification into type A or B also for the SEs characterised
by short series of aftershocks using the information on the first ten days (and not forty,
as it is done with the standard algorithm used in section 4).
The changes introduced with respect to the standard algorithm are the following:
1. We wail for a RSE during the period of time which goes from 10 days to 1.5
years after [he occurrence of the SE.
2. The functions V m , Vn and V m e d are calculated for 10 days;
3. The function Rz is excluded, because it is not determined for 10 days, due to its
formal definition; the remaining four functions do not change, because they are
already defined for 10 days or less.
4. The threshold for voting is decreased from 3 to 2, because the number of
functions is decreased from 8 to 7. We have not changed the discretization thresholds
for the functions, because the number of objects is too small to allow a new independent
determinat ion,
We have considered the same eleven earthquakes already tested with the standard
algorithm, but, now, ihe earthquake occurred in 1968 is an object of type A. The result is
presented in Table 7. With the modified version of the algorithm it is possible to predict
the four SEs followed by a RSE, and the seven SEs not followed by a RSE, without false
alarms or failures to predict.
6. Conclusions.
The algorithm of prediction of RSEs has been applied to the Italian territory. The
occurrence of RSEs is a particularly rare phenomenon here, but nevertheless it
generates sufficient additional hazard to warrant consideration, Our results show that
ihe standard algorithm is directly applicable with success to the Italian territory,
without any "ad hoc" adjustment of the parameters.
The algorithm has been extended to the prediction of RSEs occurring when the
series of strong earthquakes are relatively short, a situation quite often observed in
Italy. Regretfully, it has been possible to study only one earthquake, shown in Table 6,
because the catalogue is not complete for M=3 before 1870, when they occurred all the
other events which were followed, within a few days, by a RSE. Nevertheless, the result
of this experiment is useful, since it indicates that it is possible to attempt to test a SE, for
the occurrence of a RSE, soon after the occurrence of the SE itself, even if the revised
data usually are available with considerable delay. The modified algorithm allows us to
10
do "preliminary" recognition on reduced data sets, and then to verify the results on the
full data set.
In Italy the series of strong earthquakes has been correctly recognised
retrospectively, with no false alarms nor failures to predict, using only one parameter -
ihe total source area of aftershocks (Fig. 3). However we do not consider this result very
reliable and significant, because, in other regions, this parameter is not sufficient for
the recognition.
The algorithm needs additional tests. Nevertheless, Lhe high confidence level of
the results, the first successful forward predictions and the good retrospective result for
Italy allows us to propose its use for practical purposes of Civil Defence. In decision
making one should remember that, on the basis of the result of the retrospective tests
(including Italy), the probability of a failure to predict is low, (2 cases out of 34, or 6%),
while i! is higher for a false alarm (3 cases out of 10, or 33%).
Acknowledgements
This work was done at the Islituto di Geodesia e Geofisica (University of Trieste).
Author thanks Dr. I. Rotwain and Dr. A. Sadovsky for help and useful discussions.
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now: algorithm M8. Phys. Earth Planet. Inter., 61, 73-83.
Marson, I., Panza, G. F. and Suhadolc, P. (1993), Crust and upper manlle models along the
active Tyrrhenian rim. Submitted to Terra Nova.
11
Mueller S. (1982), Deep structure and recent dynamics in the Alps, in: K. J. Hsu editor
Mountain building processes. Academic Press, 181-199.
Omory, F. (1894), On the aftershocks of earthquake. J. Coll. Sci. Imp, Univ. Tokyo, 7, 111-
200.
Panza, G. F., Mueller, S., Calcagnilc, G., and Knopoff, L. (1982), Delineation of the north
central Italian upper mantle anomaly. Nature, 296, 238-239.
Patacca, E., and Scandone, P. (1989), Post-Tortonian mountain building in the
Apennines, the role of ihe passive sinking of a relic lithospheric slab, ln The
lithosphere in Italy (ed. Boriani, A., Bonafede, M., Piccardo, G.B. and Vai G. B.)
(Accademia Nazionale dei Lincei, Aui dei Convegni Lincei, 80, Roma 1989) pp. 157-176.
Pavoni, N., Ahjos, T., Freeman, R., Grcgersen, S., Langer, H., Leydecker, G., Rolh, Ph.,
Suhadolc, P., and Uski, M, Seismicity and focal mechanisms, In A continent revealed -
The European geolraversc: Atlas of compiled data ( ed. Freeman R. and Mueller S.)
(Cambridge University Press, Cambridge, 1992) pp. 14-19.
PFG, Catalogo dei terrcmoti Italian! dall'anno 1000 al 1980 (ed. Postpischl, D., Bologna)
(CNR-P. F, Geodinamica, 1985).
Suhadolc. P., and Panza, G. F. (1988), The European-African collision and its effects on
Ihe lithosphcre-aslhenosphere system. Tectonophysics, 146, 59-66.
Vorobieva, 1. A., and Levshina., T. A. (1992), Prediction of a reoccurence of strong shock
using the aftershock sequence. Computational Seismology, M. Nauka, 25, 28-46.
12
Table 1. Numerical values of the parameters of the functions. For the definition of the
different functions and parameters see text, section 2.
Function
N
vmv m f l dR*Vn
Nfcr
mi
3233332
si, hr
1111
10 days1-
1 5
s2, days
1010404040402
years 3 :
At, days
--1-11-
nonths
I, days
----10--
Thresholds
of
discretisation240.120.41
0.7, 2.600.980.23
2
Table 2. Results of learning and test of the algorithm.
California
Central AsiaCaucasusLake BaikalareaIbero-MagrebDead Sea riftTurkmeniaBalkanesTotal
Mo Number
LEARNING6.4 17
TEST6.4 86.4 5
5.5 26.0 25.0 15.5 57.0 12
52
Double
Number
6
1_
_1
1312
(type A)
Errors
1
_
__
1
2
Single (type B)
Number
11
7 1
9 140 3
13
Table 3. Results of the forward prediction for the period 1989-1993. AM is the difference
in magnitude between the SE and the RSE; N 4 Q is the number of aftershocks, with
magnitude greater than M, during the first 40 days after the occurrence of the SE. Type
indicates the result of the pattern recognition and Note gives the result of the analysis.
Date
1989199119911992199219921992199219921990199119911992
19921992
10884444666463
810
181 6172325262 628282 02 91513
1924
Epicenter
37.03°N41.70°N41 .82°N33.94°N4 0.37°N40.42°N40.38°N34.18°N34.20°N36.95°N4 2 . 3 9°N42 .37°N39.82°N
41.55CN4 2 . 60°N
121.88°W125.39°W125.40°W116.33°W124.32°W124.60°W124.57°W116.51CW116.83°W
49.40°E43.67°E43.96°E39.94°E
73.46°E44.94°E
M
7 .6.7 .6.7 .6.6 ,7
6 .77
66
76
I13131675671
68
36
R, km
1 0 542
1 0 542
1 0 55466
1 6 854
2 1 21 0 5
597 5
1 3 559
[AM|
1
- 1
20
. 7
-
.2-----. 1. 7-
-
_
-
2482
67
1319152 5852577
2040
Type
B--
AB--
A-
BABA
•
Note
SuccessClose foreshockFew aftershocksSuccessMonitoringClose aftershockClose aftershockCurrent alarmClose aftershockSuccess,regnosisSuccessSuccessCurrent alarm
Data are notavailable
Table A. Italian SE that have been analysed. N40 is the number of aftershocks, with
magnitude S M-3, during the first 40 days after the occurrence of the SE. AM is the
difference in magnitude between the SE and the RSE. AR/R is the relative distance of the
SE from the RSE. AT is the time difference between RSE and SE.
Date
178319761976
18571870187319081915196219681980
259
1210
612
1
81
1 1
Close17831976
29
With168816931783180519051920192819281930
61
3799337
56
15
164
2 928132 11523
l a t
384 6 .4 6
4 09
4 63841413740
33°N25°N27CN
32°N30cN18°N17°N97°N23°N70°N86°N
Earthquakesaftershocks
71 5
lack5
1 12826
8777
23
384 6of4137
384 13 8443837
41
60°N30°N
161313
1 516121513141315
Ion M
Type00cE
.25°E
. 15°E
7 .6.6 .
Type. 93°E.30°E.38°E.58°E,60°E.93°E.10°E.33°E
7 .
66 .7
6666
ft.110
B0
6818005
excluded from
1613
.25°E
.18°E66
af te r shocks ( a l l32°N
,42°N.S3°N.53°N,80°N,25°N.60°N.27°N,07°N
141516141 610161415
,57°E.17°E.50°E,52°E.10°E-28DE.78°E,68°E.35°E
676
676666
70
R, km
1053330
95597 5
1 0 575303053
1
12122
211
the test
663 0
type B)651
503
. 0
. 6
.5
591 6 8
66539 542305953
22121
31
AM|
4010
. 8 0
. 9 0
. 0 0
. 5 0
. 0 0
.00. 0 0. 4 0.80
. 0 0. 8 0
-
. 9 0
. 1 0
. 4 0
. 9 0. 6 0
. 0 0
. 3 0
AR/R |
0 .660.240 .45
0.340 . 0 50 .210 .000 .360 .300 .830.04
0 .500.52
-
0.060.640.240 .240.82
-
1 .000.54
AT,days
501 3 13 6 6
8 0
444 0
1 8 54 5
1747 55 3
4 83 6 6
-7 987
1342 7 52 4 2
-65
1 0 6
5 598
104
1317185 117
121 1 1
5 1
96
005305
003
14 15
Table 5. Summary of the results of the analysis for ihe Italian region.
EarthquakeDate
178319761976
18571870187319081915196219681980
259
1210
612
181
1 1
56
15
164
292813211523
M
7 .6.6 .
7 .6 .6.7 .6 .6.6 .6.
110
06818005
N
AAA
BBBABBAA
vn
BAA
BBBABAAA
Values
vm
BAA
ABBBBBAB
Sn
TypeAAA
TypeBBBBBBAB
of functionsVmed
AAA-
B-BABBBA-
RZj P
AAA
AAAAAAAA
max
A
BB
BAAAABBB
Nfor
AAB
AAAAAAAA
Votincrnft : nB
6:27 : 15:2
3:43:54 :45:33 : 53 : 5
7 :14 : 3
Table 6. List of the SE followed by a RSE wiihin a short period of time ("short series"
RSEs), in Ihc Italian region. AR/R is the relative distance of the SE from the RSE. AT is
the time difference between RSE and SE.
Date
14561456
162716271627
163916391639
17 0217021702
17031703170317 03
19681968
1212
789
101010
344
3222
11
530
3076
81417
1426
1423
25
1525
4 14 1
4 14 14 1
424242
414141
42424242
3737
l a t
. 52°N.52°N
. 7 8 ° N
.78°N. 6 8 ° N
.63°N, 6 3 ° N. 6 3 ° N
. 1 2 ° N,12°N.12°N
.67°N
.42°N
. 50°N
.50°N
,70°N. 70°N
Ion
14.52°E14.52°E
15.30°E15.30°E15.38°E
13.30 ( )E13.30°E13.30°E
14 .95°E14.95CE14 .95°E
13.17°E13.25°E13.25°E13.00°E
13.10°E13.10°E
M |
6 . 15 . 9
6 . 46 .15 .6
6 .15 . 15 . 1
6 .15 .35 . 3
6 .15 . 65 . 15 . 1
6 .05 .7
R, km
33
47
33
33
33
30
AT,days
2 5 . 2
8.338.2
6.09.0
19.02 3 . 5
1 8 . 72 0 . 14 2 . 0
10.3
AR/R
0 .00
0 .000 .27
0 . 0 00 . 0 0
0 .000 . 0 0
0 . 8 90 . 5 90 .67
0.00
16
Table 7. Summary of the results of the analysis of the SE followed by a RSE within a short
period of time ("short series" RSEs), in the Italian region.
Object 1
Date
1783 2 51968 1 151976 5 61976 9 15
1857 12 161870 10 41873 6 291908 12 281915 1 131962 8 211980 11 23
M
7 . 16 .06.16.0
7 . 06 . 66 . 87 . 16 . 86 . 06 .5
N
AAAA
BBBABBA
Vn
BAAA
BBBABAA
Values
vmType
BAAA
TypeBBABBBB
of functions
Sn Vmed Rmax
AA A AA - BA A BA - B
BB B BB B AB - AB B AB B AB B BB - B
Nfor
AAAB
AAAAAAA
Voting
nA : nB
5 : 25 : 16:14 :2
1 : 62 : 53 : 34 : 32 : 52 : 53 : 3
17
§
•normulat:
o"a
o
|
mVEN
T
CO~H
mm
1ED
I
o
i
s
| S
TR
ON
CI
AF
TE
RS
HO
1 J
VI
iS
TR
ON
GE
AR
TH
QU
AK
E
Number of earthquakes Number of earthquakes Number at earthquakes
»
1•a
Number of earthquakes Number ot earthquakes Number of earthquakes
3
D-
GJ -
tn -
Oi -
-^ -
1 J
/
1 ,
;
1.50
1.25
CO
1.00
ffl 0.75 Aoco
0.50-3O
co0.25-
0.00 |20 40 60 80
Mumber of aftershocks
Fig. 3. Comparison of earthquakes of [ypes A and B in Italy. The number of aftershocks
with magnitude > M-3 and their total source area, S, are normalized with the source area
of [he SAs for the first ten days.
20