Who We Are and What We Do!

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  • FIRM OVERVIEW

    Phone: 888-354-8499 x 701Email: dtimotic@T2Asset.comWebsite: www.T2Assetmgmt.com

    Dan Timotic, CFAManaging PrincipalPortfolio Manager

    2 TransAm Plaza DriveSuite 200Oakbrook Terrace, IL 60181

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    OUR FIRM

    At T2 Asset Management, we understand

    the unique challenges that come with

    managing investments. With more than

    100 years of combined experience, we

    have served as a trusted partner of

    individuals, families, and institutions

    providing investment management

    guidance and solutions based on a

    thorough understanding of each clients

    situation and goals.

    We bring proven expertise to bear on every

    aspect of a clients wealthfrom

    accumulation and growth through

    preservation and distribution.

    By taking an objective and proactive

    approach that reflects the nuances and

    complexities of each situation, we continue

    to build trusted relationships.

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    MANAGING PRINCIPALS

    Dan Timotic, CFA

    Managing Principal

    Portfolio Manager

    Prior to founding T2 Asset Management, Dan held senior positions at some

    of the largest investment firms in the country as a trader, portfolio

    manager, and strategist. With over 20 years of professional experience,

    Dan has managed billions of dollars for institutions, endowments,

    foundations, pension plans and individuals. Dan received his MBA in

    Finance from DePaul University. He is a Chartered Financial Analyst and a

    member of CFA Institute as well as CFA Society of Chicago.

    Ken Tomko, CFA, CMT, CFP

    Managing Principal

    Portfolio Manager

    Prior to founding T2 Asset Management, Ken spent nearly a decade as a

    trader and financial advisor. As an experienced market technician, Ken

    brings a strong background in model building and quantitative investment

    management. Ken received his degree in Economics from Carnegie Mellon

    University. He is a Chartered Financial Analyst, Chartered Market

    Technician and Certified Financial Planner. He is a member of CFA Institute

    and CFA Society of Chicago.

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    AFFILIATIONS COMMITMENT TO EXCELLENCE

    Our clients assets are held at Charles Schwab, giving clients the security to know their money is always in their own control. Schwab has been focused on the individual investor for over 40 years and is entrusted with over $2 trillion in client assets.

    CFA Institute is the global association of investment professionals that sets the standard for professional excellence. Their ultimate goal is to serve the greater good by creating an environment where investors interests come first, markets function at their best, and economies grow.

    The Market Technicians Association is a not-for-profit professional regulatory organization servicing over 4,500 market analysis professionals in over 85 countries around the globe.

    CFP Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting and enforcement of the education, examination, experience, ethics and other requirements for CFP certification.

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    OUR WEALTH MANAGEMENT PROCESS

    As our client, you will benefit from a collaborative relationship that addresses

    and anticipatesyour needs. We follow a rigorous and disciplined investment

    management process that provides a structured approach while allowing for

    careful customization as your unique needs and situation dictate.

    We determine the appropriate allocation

    of assets to realize your particular

    objectives.

    We identify the specific investments that align with and support your strategy.

    Together, we define your needs, goals, and risk profile.

    1

    4 2

    3

    We assess performance on a regular basis, making changes and refinements to your portfolio and strategy as needed.

    Understand

    your goals

    Create

    a plan

    Craft your

    portfolio

    Stay on

    course

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    HELPING YOU REACH YOUR FINANCIAL DESTINATION ONE STEP AT A TIME

    Discovery Phase. In the early stages of our relationship, we will meet with you personally to

    determine how we can help create a positive impact on your financial well-being. We will

    assess your current and future objectives together. We will analyze your assets and identify

    necessary adjustments to get you where you ultimately want to be.

    Planning Phase. Between the Discovery and Implementation phases, we map out the details

    of your investment approach to erase any uncertainty about how we will manage your assets.

    By clearly defining our investment strategy, we will only move forward when you are

    comfortable and ready.

    Implementation Phase. With our plan in place, we will begin to implement your investment

    strategy. About six weeks after we begin working together, we will meet to evaluate the early

    progress of your account and make any necessary changes. We will also begin to develop

    your financial plan which entails a comprehensive evaluation of the entire range of your

    financial needs. By employing the expertise of professionals within our firm as well as within

    our selected network, your plan will be customized to meet your specific needs.

    Ongoing Review. Communication with our clients is critical for us to maintain an

    understanding of your needs and situation. At our first regular progress meeting, we will

    review your financial plan and make the necessary adjustments depending on any changes to

    your situation. Following the first progress meeting, we will meet quarterly to ensure you are

    staying on the right path to reach your goals.

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    OUR DIFFERENCE

    Recognizing that no two clients are alike, we take the time to listenand to

    understandyour particular circumstances, goals, and aspirations. This

    understanding serves as the basis from which we develop an integrated plan

    that addresses every facet of your wealth. Our comprehensive approach is

    designed to create a plan that achieves your near- and long-term goals.

    When crafting an integrated wealth management plan, we draw on our

    expertise in the following areas:

    Business succession

    Intergenerational wealth transfer

    Philanthropy

    Nonprofit Entities

    Financial planning

    Retirement income planning

    Estate planning

    Tax planning

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    INSTITUTIONAL THINKING FORINDIVIDUAL INVESTORS

    We believe that individuals and families with significant wealth can benefit from

    the rigor and sophistication that typically characterize institutional portfolio

    management. Our approach to managing client assets is rooted in the following

    core strengths:

    Deep understanding. Before we invest any money for a client, we first

    determine the clients goals, tolerance for risk, and time horizon. We measure

    these factors against our extensive knowledge of investments. Only then do we

    consider asset allocation and diversification.

    Disciplined portfolio construction. Based on the specifics of each clients

    situation, we provide exposure to an appropriate mix of traditional and

    nontraditional assets. We also seek to provide diversification within each asset

    classacross sectors, industries, and countries.

    Rigorous oversight. When implementing a clients investment strategy, we

    use a stringent process to screen investments, selecting those that meet the

    objectives established for that client. Once the appropriate selections have

    been made, we provide ongoing oversight and make changes as appropriate.

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    CHOOSING THE RIGHT FINANCIAL ADVISOR

    The financial advisor you choose not only will have access to intimate detailed

    information regarding your personal finances, but also will be the individual

    entrusted to manage your financial future. Make sure your advisor has:

    Strong ethics. The integrity of your advisor is of the utmost importance. It is

    essential that you can be confident that your interests will always come first.

    A global perspective. In an ever-changing global economy, your advisor

    needs to have the resources and expertise to identify investment opportunities

    both domestically and abroad.

    Knowledge and experience. Managing your investments is about much more

    than picking stocks or mutual funds; it requires an understanding of economics,

    corporate finance, asset valuation, and portfolio construction and management.

    Industry recognition. While there are a number of reputable credentials in

    the financial industry, none are as rigorous or as widely respected as the

    Chartered Financial Analyst (CFA) designation.

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    THE HIGHEST LEVEL OF EXPERISE

    Our team of experienced professionals has received expert designations that

    demonstrate our commitment to providing the highest level of expertise to all of

    our clients:

    Chartered Financial Analyst (CFA) - CFA charterholders are highly prized by

    institutional money managers as investment analysts, strategists, pension fund managers

    and mutual fund portfolio managers. CFA charterholders must pass a schedule of

    extremely rigorous exams over a 3-year period and have four years of professional

    investment experience. The curriculum includes subjects such as economics, financial

    reporting and analysis, corporate finance, fixed income and equity analysis, derivatives,

    alternative investments and wealth planning. Known as the gold standard of investment

    management designations, charterholders are subject to the most rigorous ethical

    standards in the industry.

    Certified Financial Planner (CFP) - CFP professionals must pass the comprehensive

    CFP Certification Exam, which tests their ability to apply financial planning knowledge to

    real-life situations. They are also required to have several years of relevant financial

    planning experience. The exam covers the financial planning process, tax planning,

    employee benefits and retirement planning, estate planning, investment management

    and insurance. This comprehensive exam ensures that a CFP professional is highly

    qualified to develop a financial plan for individuals and families. CFP professionals are

    held to the CFP Boards standards of professional conduct that require them to put the

    clients interest ahead of their own at all times.

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    OUR INVESTMENT PHILOSOPHY

    We believe in the fundamental principles of strong diversification, low cost investing, and the idea that markets are best navigated with the avoidance of large losses.

    Our competitive advantage is being able to produce a more complete GLOBAL picture of the investment landscape. Successful investing requires the analysis of the economy, company balance sheets, earnings, market valuations, and finally market participants.

    We begin with a top-down global macroeconomic analysis including, but not limited to, fiscal policy, monetary policy, employment and earnings growth.

    Our focus is long-term investing to capture gains during rising markets. Equally important, we reduce risk during market declines to protect clients from significant losses. Managing risk is at the center of what we do for our clients in order to preserve gains and minimize losses.

  • FOR EDUCATIONAL PURPOSES ONLY. INVESTMENTS INVOLVE RISK AND ARE NOT GUARANTEED.

    TO LEARN MORE, CONTACT US AT:

    T2 Asset Management, LLC2 Trans Am Plaza Drive

    Suite 200Oakbrook Terrace, IL 60181

    Dan Timotic, CFAManaging PrincipalPortfolio Manager

    Call: 888-354-8499 x 701Email: dtimotic@T2Asset.com

    www.T2Assetmgmt.com