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2011 National HIV Prevention Conference-Plenaries-Monday
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© 2005, Johns Hopkins University. All rights reserved.
Department of Health, Behavior & Society
David Holtgrave, PhD, Professor & Chair
Source: Prejean et al. PLoS ONE 2011
Social Injustice Never Takes A Holiday
Presentation Headlines
– Prevention Works: Evidence of national level success– Prevention Pays Off: In lives, and in dollars– We Have Many Cost-Effective Prevention Tools From
Which to Choose For a Combination Prevention Package…
– …But How Can We Choose Among These Tools?– Current Resources Are Not Enough to Reach the Goals
of the National HIV/AIDS Strategy– As President Obama Said….It is not about whether we
know what to do, it is about whether we will do it
Prevention Works: Evidence of National
Level Success
Estimated Number of New HIV Infections, Extended Back-Calculation Model, 1977–2006
Source: CDC Website; Hall et al., JAMA 2008
HIV Transmission Rate =
(Incidence / Prevalence) * 100
(aka, “Incidence-Prevalence Ratio”)
HIV Transmission Rate, United States, 1977-2006
0.00
20.00
40.00
60.00
80.00
100.00
120.00
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
Year
Source: Holtgrave et al. JAIDS 2009
U.S. HIV Transmission Rate One of Lowest in the World
Source: Holtgrave, Int J STD & AIDS 2009;20:876-878
Refining Transmission Rates by Knowledge of Serostatus1-4
• Assuming 2006 HIV incidence and prevalence estimates, and assuming 79% awareness of HIV seropositivity…
• Overall transmission rate for Year 2006– 5.0
• Unaware of HIV seropositivity– Transmission rate estimated at 11.4
• Aware of HIV seropositivity– Transmission rate estimated at 3.3
– Reflects behavioral changes and treatment effects1. Holtgrave DR et al. Int J STD AIDS. 2004;15(12):789-92.2. Marks G et al. AIDS. 2006;20(10):1447-50. 3. Holtgrave, Pinkerton. JAIDS. 2007.4. Hall et al. JAIDS. 2010
Updated Annual HIV Transmission Rates Per 100 PLWH, 2006-2008, United States
Scenario 2006 2007 2008
“Lower Bound” 4.01 4.49 3.70
Base Case 4.39 4.90 4.06
“Upper Bound” 4.73 5.28 4.38
Source: Holtgrave, Hall, Prejean. Under review.
A General Epidemiologic Fact
• If Incidence is flat, and• Prevalence is
increasing, then• The Transmission Rate
must be going down
This appears to be the situation for HIV in the U.S.; though the 2007 incidence estimates
add some complexity to the interpretation
Prevention Pays Off:
In Lives, and In Dollars
HIV Incidence and CDC HIV Prevention Budget (Adjusted for Inflation), United States, 1977-2006
0
50000000
100000000
150000000
200000000
250000000
300000000
350000000
400000000
450000000
500000000
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
Year
Infla
tion-
Adj
uste
d B
udge
t (19
83 D
olla
rs)
-
20,000
40,000
60,000
80,000
100,000
120,000
140,000
CDC HIV Prev. Budget (Real Dollars) CDC Incidence Estimate
Based on: Holtgrave, Kates Am J Prev Med 2007
HIV infections averted and medical costs prevented, 1991-2006, US
(Farnham, Holtgrave, Sansom, Hall JAIDS 2010;54:565-567)
Projected HIV Incidence(Hall, Green, Wolitski, Holtgrave, et al., JAIDS 2010)
CDC Website Factsheet Excerpt based on
Hall, Green, Wolitski, Holtgrave, et al., JAIDS 2010
Expanding HIV prevention in 5 years: The study found that intensifying national HIV prevention efforts over a five-year timeframe and maintaining them for the subsequent five years could reduce annual HIV incidence by 46 percent… — saving as many as an additional 306,000 people from becoming infected over the next 10 years — compared to maintaining current prevention efforts. …This rapid scale up would also save 25 times the amount that would need to be invested: …(it) would require an additional investment of $4.5 billion over 10 years, and would save up to $104 billion in avoided lifetime medical costs.
Source: http://www.cdc.gov/hiv/resources/factsheets/PDF/us-epi-future-courses.pdf
Additional CDC Website Factsheet Excerptbased on
Hall, Green, Wolitski, Holtgrave, et al., JAIDS 2010
Expanding HIV prevention in 10 years: The study shows that expanding HIV prevention over a 10-year timeframe could reduce national HIV incidence by 40 percent… — preventing as many as an additional 215,000 new infections. …This expansion of HIV prevention would require an additional investment of $10.1 billion over 10 years, and would save as much as $66 billion in averted lifetime medical costs.
Source: http://www.cdc.gov/hiv/resources/factsheets/PDF/us-epi-future-courses.pdf
We Have Many Cost-Effective Prevention Tools From Which to
Choose For a Combination Prevention Package…
Core Domains of Combination Prevention Package by Client Populations
BEHAVIORAL BIOMEDICAL STRUCTURALHIV-, general population risk levelHIV-, most at risk persons / communitiesPersons living with HIV, unawarePerson living with HIV, aware, no risk behaviorPersons living with HIV, aware, risk behavior (very small minority of PLWH)
Cost-per-quality-adjusted-life-year-saved of a sample of Non-HIV Medical Interventions
Intervention Appox. Cost per QALY Saved
Year of Dollars Source (Reviews)
Kidney Dialysis $52,000 to $129,000
2000 Grosse, 2008
Mammography, 50-69 y.o.
$57,500 2001 Walensky, 2009
Type 2 diabetes screening >25 y.o.
$63,000 2001 Walensky, 2009
Note: “Cost-saving” would refer to ratios less than $0 per QALY saved; though there is no single cut-off, ratios less than $100,000 per QALY saved are generally considered “cost-effective”
Cost-per-quality-adjusted-life-year-saved of a sample of HIV Biomedical Interventions
Intervention Appox. Cost per QALY Saved
Year of Dollars Source
Targeted HIV testing Cost-saving NA Holtgrave, 2007
HIV screening every 5 years
$42,200 2001 Walensky, 2009 (review)
PrEP $298,000* 2006 Paltiel et al., 2009
Early vs deferred HAART
$15,159 to $36,301 2005 Hornberger et al., 2007 (review)
Deferred vs no HAART
$46,423 2005 Hornberger et al., 2007(review)
Expanded screening & treatment
$21,580 2009 Long et al., 2010
Newborn circumcision (US)
Cost-saving to $87,792
2007 Sansom et al., 2010
Vaginal microbicide Result depends on local HIV prevalence
NA Verguet et al., 2010
*result varies by assumptions of effectiveness and narrowness of targeting population to be served;also post-exposure prophylaxis has been estimated at $12,567 per QALY saved by Pinkerton et al., 2004
Cost-per-quality-adjusted-life-year-saved of a sample of HIV Behavioral and Structural
InterventionsIntervention Appox. Cost per
QALY SavedYear of Dollars Source
Housing as Prevention
$62,493 2005 Holtgrave et al., under review
Peer Opinion Leader & Group (MSM and Women)
Cost-saving NA Pinkerton et al.,2001 (review)
Behavioral (Youth Living with HIV)
Cost-saving NA Lee et al., 2005
Syringe Exchange Cost-saving NA Holtgrave et al., 1998
Condom Distribution
Cost-saving NA Bedimo et al., 2002
Clinical provider counseling (PLWH)
Cost-saving NA Marseille et al., 2011
…But How Can We Choose
Among These Tools?
Important Caveats About Cost-Effectiveness Analyses
• Sensitivity analyses are important to express uncertainty– here we’ve quickly summarized some cost-effectiveness analysis base case
results
• Always customize results to your local area – e.g., by HIV seroprevalence
• Many (but not all) of the cost-effectiveness studies compare an intervention to nothing (or the status quo)– Nearly always, something looks better than nothing
With So Many Good Alternatives to Select From, What Do I Choose?
• A comprehensive set of key policy/program questions need to be asked about interventions, including….– Is the intervention evidence-based?– Is it based on the real needs and life circumstances of my clients?– How much does it cost per client? (Can I afford it?)– What does it cost per new HIV diagnosis? Per HIV infection averted? Per life
year saved?– Is it cost-saving, or cost-effective….or neither?– Is it scalable, and can I afford to provide it to a large number of clients?– What is the best mix of interventions given the resources I have to work
with?– How much would it take to achieve the NHAS percentage goals in my
jurisdiction?– Are there policy barriers that prevent me from implementing the program?
Moving From Cost-effectiveness Toward Optimization Analyses
• Given that set of key policy/program questions….• Optimization modeling is increasingly important to compare multiple
programs/policies to identify the “best set” of options – Consideration must be given simultaneously to scale, resource
availability, overall population level impact, and unmet need– Example, ECHPP modeling to be discussed in next section of
presentation– Other examples include
• Walensky et al., 2010 estimates of impact of testing and treatment in Washington, DC
• Holtgrave, 2007 comparison of a variety of HIV testing policies for the U.S.
• Lasry et al., 2011 resource allocation model• Cohen & Farley, 2005 resource allocation model
ENHANCED COMPREHENSIVE HIV PREVENTION PLAN for the
BALTIMORE – TOWSON MSA, Maryland
Heather L. Hauck, DirectorInfectious Disease and Environmental Health Administration
Maryland Department of Health and Mental Hygiene
Infectious Disease & Environmental Health Administration February 2011
30
ECHPP Objectives
Develop an enhanced plan that aligns the jurisdiction’s prevention activities with the National HIV/AIDS Strategy Using resources so that they have the biggest impact on HIV incidence Identifying and addressing gaps in scope and reach of prevention
activities among priority populations Enhancing coordination between prevention, care, and treatment
Identifying/implementing the optimal combination of prevention, care, and treatment activities to maximally reduce new infections Assuring that the most effective biomedical, behavioral and
community/structural interventions are prioritized Assuring that interventions are going to populations/communities in such
a way that the level of investment matches the level of risk
Infectious Disease & Environmental Health Administration February 2011
31
Maryland ECHPP Process
Presentations/meetings with key stakeholders– Seven local heath departments and five HIV/AIDS community
planning bodies
Assessment of existing programming– Current level of implementation, including data on program funding,
activities, reach and outcomes
Mathematical modeling– Developed a resource optimization model to inform the allocation of
current resources and quantify additional resources needed to reach the prevention goals of the NHAS
Collaborative planning– Identification of priority areas to increase coordination and
integration across the prevention, care and treatment continuum
Infectious Disease & Environmental Health Administration February 2011
32
Estimated HIV Transmission Rates for the Baltimore-Towson MSA
Type of Transmission RateTransmission Rate Per 100
PLWHOverall for the Baltimore-Towson MSA 4.4Persons Living with HIV and Unaware of Seropositivity 9.5Persons Living with HIV and Aware of Seropositivity 3.0Persons Living with HIV, Aware of Seropositivity, and NotEngaged in Any Risk Behavior (Vast Majority of PLWH)
0.0(by definition)
Persons Living with HIV, Aware of Seropositivity, and Engaged in Risk Behavior (Small Minority of PLWH)
18.7
Definition of Three Testing Approaches in the Baltimore-
Towson MSARoutine Testing in Emergency Department and Similar Settings
Targeted HIV Counseling and Testing – Target by Venue Type
Targeted HIV Counseling and Testing – Target Via Outreach
HIV Seropositivity Rate
0.8% 1.2% 4.0%
HIV New Diagnosis Rate
0.5% 1.0% 1.2%
Counseling and Cost Comments
Post-testcounseling for PLWH and 11.9% of HIV- persons
Post-testcounseling for all
Post-testcounseling for all; 10% of cost devoted to “targeting via outreach”
Infectious Disease & Environmental Health Administration February 2011
33
Infectious Disease & Environmental Health Administration February 2011
34
Three Testing Approaches in Baltimore: Results of Modeling
Routine “ED” Target by Setting Target via Outreach
No. Tested 45,260 34,472 28,916 No. Undiagnosed HIV+ Persons Reached 226 345 347 No. High Risk HIV-Persons Reached 5,343 16,859 13,741 Total Testing Cost $ 1,130,000 $ 1,130,000 $ 1,130,000 Transmissions Averted 15 22 23Infections Averted 4 13 11 Transmissions + Infections Averted 19 36 34 Gross Cost Per Trans+Inf Averted $ 59,435 $ 31,507 $ 33,707 Public Support for Med Care Needed Year 1 $ 3,867,450 $ 5,891,225 $ 5,930,184
Issue of Category B language in CDC’s Health Dept. FOA PS12-1201
• We need local flexibility to do what is most cost-effective in Baltimore
• Flexibility in Category A doesn’t address Category B
• “At least 70% of Category B funding must be allocated to the delivery of services in healthcare settings. Up to 30% may be used to support targeted testing efforts in non-healthcare settings.”– quote from FOA p.30
Infectious Disease & Environmental Health Administration February 2011
36
Interventions Included in the Baltimore-Towson MSA Modeling
HIV Counseling and Testing – hybrid reflective of Baltimore-Towson experiences and best practices in the
field (assuming rapid testing model; 1.5% seropositivity rate; and 0.9% new diagnosis rate);
– includes post-test counseling for at-risk HIV- persons
Prevention Services with Persons Living with HIV– intensive behavioral risk-reduction intervention services (and reinforcement
of linkage to other needed services)
Partner Services and Intensive Linkage to Care Prevention Services for HIV- Persons at High Risk of Infection
– intensive behavioral interventions above and beyond post-test counseling
Total Size of Funding Pool: $6 million
Infectious Disease & Environmental Health Administration February 2011
37
Interventions Assumed to be Provided with Separate Funding by
DHMH
Syringe Exchange Services Public Information Campaigns Condom Distribution Structural Interventions (such as work on HIV-
related policies; and HIV-related housing which is supported via other funding streams)
Overall Program Management and Evaluation Provider Training and Capacity Building
Infectious Disease & Environmental Health Administration February 2011
38
Modeled “Best Performance”: Costs by Category
Year 0 Year 1 Year 2 Year 3 Year 4 Total Y1-4Total Costs $6,002,859 $6,002,844 $5,724,757 $6,007,416 $6,276,419 $24,011,436
Counselingand Testing $3,260,500 $3,807,730 $2,293,361 $2,411,791 $2,521,157 $11,034,039 Prev. with PLWH and Engaged in Risk Behavior $290,663 $608,014 $2,475,500 $2,590,367 $2,704,418 $ 8,378,299
Prev. for HIV-Persons $1,162,653 $ - $ - $ - $ - $ -
PartnerServices $789,043 $1,587,100 $955,896 $1,005,259 $1,050,844 $4,599,098
ECHPP $ $500,000 $ - $ - $ - $ -
Infectious Disease & Environmental Health Administration February 2011
39
Modeled “Best Performance”: Results
Year 0 Year 1 Year 2 Year 3 Year 4Incidence
1,201 1,103 995 967 936 Prevalence
27,550 28,194 28,722 29,213 29,667 TransmissionRate 4.3593 3.9108 3.4628 3.3086 3.1539Unawareness of Seropositivity 21.00% 17.69% 15.45% 13.22% 10.98%
Note: HIV incidence is reduced 22.09% (vs the 25% goal in the NHAS) and HIV transmission rate is reduced 27.65% (vs the 30% goal in the NHAS). Unawareness of seropositivity does not quite reach the NHAS goal of 10%.
Infectious Disease & Environmental Health Administration February 2011
40
Unmet Needs Scenarios: Baltimore-Towson MSA
Year 1 to 4 Total Resources
Total IncidenceReduction
Total TransmissionRate Reduction
HIV SeropositivityAwarenessLevel
Better Use of Current Resources $24,011,436 22.09% 27.65% 89.02%
Meeting Awareness Goal $25,769,082 23.26% 28.69% 90.00%
Same as Above But Front Loaded
$25,984,400 24.04% 29.24% 90.00%
Meeting All Goals $32,281,882 24.94% 30.12% 90.00%
Same as Above But Front Loaded $32,538,589 25.73% 30.68% 90.00%
NHAS Target 25.00% 30.00% 90.00%
Infectious Disease & Environmental Health Administration February 2011
41
Maryland ECHPP Activities
Significantly increase:– Routine HIV screening in clinical settings– Targeted HIV testing in non-clinical settings – Initial and ongoing HIV/STI partner services – Activities to support linkage to care, retention in care, and adherence to
antiretroviral treatment– Risk reduction interventions for PLWH
Decrease and redirect resources for:– Behavioral risk reduction interventions for HIV-negative persons
Across all programming:– Increase utilization of local HIV and STI surveillance data– Increase partnerships across funding sources & with private providers
What is “Optimal” for Baltimore May or May Not Be Optimal in Other Jurisdictions;
But Modeling Process Might Be Useful
…But Current Resources Are Not Enough to Reach the Goals of the National HIV/AIDS Strategy
Wasted Opportunities to Improve Health of Persons Living with HIV and Help Prevent HIV
Transmission
Source: Gardner et al. Clinical Infectious Diseases. 2011
Populations Sizes by HIV Serostatus and Behavioral Risk Level, 2008
General Population of U.S. (≈ 304.4 million)
HIV- at Possible Risk[in 13-64 year old, ≈ 25 million ]
HIV- at Highest Actual Risk
[Number in Unprotected Serostatus Discordant
Partnerships Wherein Viral Load is Not Suppressed]
Unaware
HIV+
Aware HIV+; No Risk Beh.
Aware HIV+; Risk Beh.
Updated from: Holtgrave, McGuire, Milan: AJPH, 2007; CDC MMWR June 3, 2011; Anderson et al. CDC, Advance Data from Vital and Health Stats, October 23, 2006
Care/Tx*
[≈236,400] [≈150,700]
[≈791,200]
*Fraction of 791,200 and 150,700 on treatment and achieving suppressed viral load is unclear; assume none of 236,400 are on treatment
Key implications of NHAS (from Holtgrave, JAIDS 2010)
• How will epidemic be changed if goals are met?– Prevent roughly 75,800 infections (2010-2015)– Prevent roughly 237,700 infections (2010-2020)– 2015 prevalence without NHAS roughly 1.481M and with
NHAS roughly 1.407M
• Appox. 218,900 more people on care and treatment
Key Implications of NHAS (continued)(from Holtgrave, JAIDS 2010)
• Cost of NHAS in expanded funding (be it new, redirected, or new private sector)– Total across years through 2015
• Roughly $15.2B need to achieve NHAS– Appox. $2.1B for prevention– Just under $1B for housing (to achieve NHAS goal)– Remainder for care and treatment (appox. $12.2B)
» 43% is due to expanded awareness » 57% due to expanded coverage
Key Implications of NHAS (continued)(from Holtgrave, JAIDS 2010)
– However, investing in NHAS could save money– Medical costs offset by HIV infections averted
through expanded prevention efforts– Net present value of medical care costs saved due to
prevention efforts: $17.981B– Savings larger than investments needed (cost saving)
– Bend the cost curve by bending the incidence curve– Choosing to not expand prevention efforts is the
MORE expensive policy option
As President Obama said on July 13, 2010…. “The question is not whether we know what to do, but whether we will do it.”
Issue of $20M from Category A in CDC’s Health Dept. FOA PS12-1201
• In times of great need, maximizing every dollar of core prevention service delivery is essential; $20 million should be restored immediately to Category A
• Source could be from an FY12 continuation of the FY11 $31 million increase in CDC base HIV prevention funding (or from another CDC or HHS resource pool)
• $284 million instead of previous $304 million in Category A– $20 million moved to
Category C for demonstration projects conducted by health departments
CDC’s Total HIV Prevention Budget (Actual and Inflation-Adjusted)
$-
$100,000,000.00
$200,000,000.00
$300,000,000.00
$400,000,000.00
$500,000,000.00
$600,000,000.00
$700,000,000.00
$800,000,000.00
$900,000,000.00 19
7819
7919
8019
8119
8219
8319
8419
8519
8619
8719
8819
8919
9019
9119
9219
9319
9419
9519
9619
9719
9819
9920
0020
0120
0220
0320
0420
0520
0620
0720
0820
0920
1020
11
Dol
lars
Actual Budget
Inflation Adjusted
Inflation-adjusted budget down 17.9% since FY02; buying power now approx. FY91
Kaiser Family Foundation, HIV/AIDS Policy Fact Sheet, March 2011
33
Someone Living With HIVDies Approximately Every….
Minutes in the United States
A death rate roughly 1.79 times that of the general population in the U.S.
Baby’s got a lot of tears enough to cry a thousand yearsEnough to cry a thousand seas, enough to break a boy like meI want to stand and deliver and be the one that makes it better.
-- Amy Ray, 2008, “Stand and Deliver”
Thank you for your individual and collective leadership, passion, perseverance, and devotion to addressing HIV/AIDS in your
neighborhood, state, and the nation